UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 10, 2011
Carrollton Bancorp
(Exact Name of Registrant as Specified in Charter)
| Maryland | | 000-23090 | | 52-1660951 |
(State or Other Jurisdiction of Incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| | | | | |
| 7151 Columbia Gateway Drive, Suite A, Columbia, Maryland | | 21046 |
| (Address of Principal Executive Offices) | | (ZIP Code) |
Registrant’s telephone number, including area code (410) 312-5400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 5 – Corporation Governance and Management
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 10, 2011, the Company held its annual meeting of stockholders at which the following items were voted on.
| (1) | Election of Directors for a three-year term. |
| Nominee | | For | | Withheld | | BROKER NON-VOTES |
| | | | | | | |
| Steven K. Breeden | | 1,491,127 | | 20,567 | | — |
| Harold I. Hackerman | | 1,492,658 | | 19,036 | | — |
| William L. Hermann | | 1,486,355 | | 25,339 | | — |
| Howard S. Klein | | 1,488,618 | | 23,076 | | — |
| (2) | To ratify the appointments of Rowles & Company, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2011. |
| For | | Against | | Abstain | | Broker Non-votes | |
| | | | | | | | |
| 2,039,223 | | 1,355 | | 24,257 | | — | |
| | | | | | | | |
| (3) | Approval of a non-binding advisory resolution on executive compensation. |
| For | | Against | | Abstain | | Broker Non-votes | |
| | | | | | | | |
| 1,383,163 | | 86,007 | | 42,522 | | 553,143 | |
| | | | | | | | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | CARROLLTON BANCORP |
| | |
| | |
| | By: | /s/ Robert A. Altieri | |
| | Name: Robert A. Altieri |
| Date: May 16, 2011 | Title: Chief Executive Officer and President |
| | |
| | |
| | By: | /s/ Mark A. Semanie | |
| | Name: Mark A. Semanie |
| Date: May 16, 2011 | Title: | Chief Financial Officer |
| | | | | | |
