UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05992
Japan Smaller Capitalization Fund, Inc. |
(Exact name of registrant as specified in charter) |
Worldwide Plaza, 19th Floor, 309 West 49th Street, New York, New York | 10019 | |
(Address of principal executive offices) | (Zip code) |
Mr. Yuichi Nomoto |
Worldwide Plaza |
19th Floor |
309 West 49th Street |
New York, New York 10019 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (800) 833-0018
Date of fiscal year end: | February 28 |
Date of reporting period: | July 1, 2020 – June 30, 2021 |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
AIN HOLDINGS INC. | 30-Jul-2020 | Annual General Meeting | 1,700 | 5953240 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Otani, Kiichi | MGMT | FOR | FOR | |||||
Appoint a Director Sakurai, Masahito | MGMT | FOR | FOR | |||||
Appoint a Director Shudo, Shoichi | MGMT | FOR | FOR | |||||
Appoint a Director Mizushima, Toshihide | MGMT | FOR | FOR | |||||
Appoint a Director Oishi, Miya | MGMT | FOR | FOR | |||||
Appoint a Director Kimei, Rieko | MGMT | FOR | FOR | |||||
Appoint a Director Awaji, Hidehiro | MGMT | FOR | FOR | |||||
Appoint a Director Sakai, Masato | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Ko | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Hamada, Yasuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Endo, Noriko | MGMT | FOR | FOR | |||||
Appoint a Director Ito, Junro | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kawamura, Koichi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Ibayashi, Akira | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Muramatsu, Osamu | MGMT | FOR | FOR | |||||
KUSURI NO AOKI HOLDINGS CO.,LTD. | 19-Aug-2020 | Annual General Meeting | 21,000 | BYX8TV2 | Appoint a Director Aoki, Keisei | MGMT | FOR | FOR |
Appoint a Director Aoki, Yasutoshi | MGMT | FOR | FOR | |||||
Appoint a Director Aoki, Hironori | MGMT | FOR | FOR | |||||
Appoint a Director Yahata, Ryoichi | MGMT | FOR | FOR | |||||
Appoint a Director Iijima, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director Okada, Motoya | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Yanagida, Naoki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Hirota, Kazuo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kuwajima, Toshiaki | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Nakamura, Akiko | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | AGAINST | AGAINST | |||||
Appoint Accounting Auditors | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Morioka, Shinichi | MGMT | AGAINST | AGAINST | |||||
DAIKOKUTENBUSSAN CO.,LTD. | 19-Aug-2020 | Annual General Meeting | 127,900 | 6713186 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Oga, Shoji | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kikuchi, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Omura, Masashi | MGMT | FOR | FOR | |||||
Appoint a Director Kawada, Tomohiro | MGMT | FOR | FOR | |||||
Appoint a Director Oga, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director Namba, Yoichi | MGMT | FOR | FOR | |||||
Appoint a Director Noda, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director Fukuda, Masahiko | MGMT | FOR | FOR | |||||
Amend Articles to: Increase the Board of Directors Size | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Kuwahara, Kazunari | MGMT | FOR | FOR | |||||
CREATE SD HOLDINGS CO.,LTD. | 21-Aug-2020 | Annual General Meeting | 42,100 | B3V2XQ2 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Ampo, Yoko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Hisao | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hirose, Taizo | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Itsuko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Saito, Osamu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakaura, Shigeto | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kasakawa, Kuniaki | MGMT | FOR | FOR | |||||
COSMOS PHARMACEUTICAL CORPORATION | 21-Aug-2020 | Annual General Meeting | 5,200 | B036QP1 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Uno, Masateru | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yokoyama, Hideaki | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iwashita, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takemori, Motoi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shibata, Futoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Uno, Yukitaka | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
SHINPO CO.,LTD. | 18-Sep-2020 | Annual General Meeting | 2,300 | 6864493 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Shareholder Proposal: Approve Appropriation of Surplus | SHAREHOLDER | FOR | AGAINST | |||||
Shareholder Proposal: Approve Appropriation of Surplus | SHAREHOLDER | FOR | AGAINST | |||||
SHIBUYA CORPORATION | 24-Sep-2020 | Annual General Meeting | 19,300 | 6804239 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Amend Articles to: Increase the Board of Directors Size | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors | MGMT | FOR | FOR | |||||
AI HOLDINGS CORPORATION | 25-Sep-2020 | Annual General Meeting | 31,700 | B1TK201 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Sasaki, Hideyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Arakawa, Yasutaka | MGMT | FOR | FOR | |||||
Appoint a Director Yoshida, Shuji | MGMT | FOR | FOR | |||||
Appoint a Director Miyama, Yuzo | MGMT | FOR | FOR | |||||
Appoint a Director Kawamoto, Hirotaka | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Naito, Tsutomu | MGMT | FOR | FOR | |||||
PAN PACIFIC INTERNATIONAL HOLDINGS CORPORATION | 29-Sep-2020 | Annual General Meeting | 64,200 | 5767753 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shintani, Seiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Matsumoto, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sekiguchi, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nishii, Takeshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sakakibara, Ken | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Moriya, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Maruyama, Tetsuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ishii, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kubo, Isao | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Takao | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Ariga, Akio | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Inoue, Yukihiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yoshimura, Yasunori | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Fukuda, Tomiaki | MGMT | FOR | FOR | |||||
JM HOLDINGS CO.,LTD. | 19-Oct-2020 | Annual General Meeting | 119,100 | BYM6DQ0 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
AVANTIA CO.,LTD. | 25-Nov-2020 | Annual General Meeting | 140,600 | 6532820 | Appoint a Director Sawada, Yasunari | MGMT | FOR | FOR |
Appoint a Director Miyazaki, Takuya | MGMT | FOR | FOR | |||||
Appoint a Director Mito, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director Omori, Takaharu | MGMT | FOR | FOR | |||||
Appoint a Director Hisada, Hidenobu | MGMT | FOR | FOR | |||||
Appoint a Director Okamoto, Ryo | MGMT | FOR | FOR | |||||
Appoint a Director Endo, Akikazu | MGMT | FOR | FOR | |||||
Appoint a Director Hironaka, Kazuo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Yoshida, Shigemasa | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
STEP CO.,LTD. | 12-Dec-2020 | Annual General Meeting | 170,600 | 6791999 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Tatsui, Kyoji | MGMT | FOR | FOR | |||||
Appoint a Director Endo, Yosuke | MGMT | FOR | FOR | |||||
Appoint a Director Umezawa, Naoyuki | MGMT | FOR | FOR | |||||
Appoint a Director Arai, Noriaki | MGMT | FOR | FOR | |||||
Appoint a Director Takase, Hiroyuki | MGMT | FOR | FOR | |||||
Appoint a Director Daikoku, Akiyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Hakamada, Tsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Morimoto, Yuriko | MGMT | FOR | FOR | |||||
Appoint a Director Kijima, Fumiyoshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Asano, Tatsuru | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
TEAR CORPORATION | 18-Dec-2020 | Annual General Meeting | 84,300 | B142B83 | Appoint a Director Tomiyasu, Norihisa | MGMT | FOR | FOR |
Appoint a Director Okadome, Shokichi | MGMT | FOR | FOR | |||||
Appoint a Director Tsuji, Kohei | MGMT | FOR | FOR | |||||
Appoint a Director Miyazaki, Yoshiyuki | MGMT | FOR | FOR | |||||
Appoint a Director Manabe, Kengo | MGMT | FOR | FOR | |||||
Appoint a Director Yamamoto, Katsumi | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Zenryo | MGMT | FOR | FOR | |||||
Appoint a Director Ogiso, Masato | MGMT | FOR | FOR | |||||
EPS HOLDINGS,INC. | 18-Dec-2020 | Annual General Meeting | 94,100 | 6367486 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yan Hao | MGMT | FOR | FOR | |||||
Appoint a Director Nagaoka, Tatsuma | MGMT | FOR | FOR | |||||
Appoint a Director Sekitani, Kazuki | MGMT | FOR | FOR | |||||
Appoint a Director Orihashi, Shuzo | MGMT | FOR | FOR | |||||
Appoint a Director Jike, Toshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Yamamoto, Kenichi | MGMT | FOR | FOR | |||||
Appoint a Director Takeda, Kaori | MGMT | FOR | FOR | |||||
Appoint a Director Funabashi, Haruo | MGMT | FOR | FOR | |||||
Appoint a Director Ando, Yoshinori | MGMT | FOR | FOR | |||||
Appoint a Director Taguchi, Junichi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Tsuji, Junichiro | MGMT | FOR | FOR | |||||
NISHIO RENT ALL CO.,LTD. | 18-Dec-2020 | Annual General Meeting | 285,500 | 6638320 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Nishio, Masashi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Tonomura, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Shibamoto, Kazunori | MGMT | FOR | FOR | |||||
Appoint a Director Tsujimura, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Hamada, Masayoshi | MGMT | FOR | FOR | |||||
Appoint a Director Hashimoto, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Kitayama, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Kamada, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director Yotsumoto, Kazuo | MGMT | FOR | FOR | |||||
Appoint a Director Nakano, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Shimanaka, Tetsumi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Nosaka, Hiromi | MGMT | FOR | FOR | |||||
SPRIX,LTD. | 24-Dec-2020 | Annual General Meeting | 76,900 | BG1VQF0 | Appoint a Director who is not Audit and Supervisory Committee Member Tsuneishi, Hiroyuki | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Hiraishi, Akira | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hirai, Toshihide | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Otsu, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Matsuura, Takeshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Akazawa, Hironobu | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | AGAINST | AGAINST | |||||
HI-LEX CORPORATION | 23-Jan-2021 | Annual General Meeting | 639,900 | 6643476 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Teraura, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director Teraura, Taro | MGMT | FOR | FOR | |||||
Appoint a Director Nakano, Mitsuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Masaki, Yasuko | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kato, Toru | MGMT | FOR | FOR | |||||
Appoint a Director Akanishi, Yoshifumi | MGMT | FOR | FOR | |||||
Appoint a Director Yoshikawa, Hiromi | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
KANAMOTO CO.,LTD. | 28-Jan-2021 | Annual General Meeting | 75,400 | 6482903 | Appoint a Director Kanamoto, Kanchu | MGMT | FOR | FOR |
Appoint a Director Kanamoto, Tetsuo | MGMT | FOR | FOR | |||||
Appoint a Director Narita, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director Kanamoto, Tatsuo | MGMT | FOR | FOR | |||||
Appoint a Director Hashiguchi, Kazunori | MGMT | FOR | FOR | |||||
Appoint a Director Sannomiya, Akira | MGMT | FOR | FOR | |||||
Appoint a Director Watanabe, Jun | MGMT | FOR | FOR | |||||
Appoint a Director Hirose, Shun | MGMT | FOR | FOR | |||||
Appoint a Director Yamashita, Hideaki | MGMT | FOR | FOR | |||||
Appoint a Director Naito, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director Arita, Eiji | MGMT | FOR | FOR | |||||
Appoint a Director Yonekawa, Motoki | MGMT | FOR | FOR | |||||
Appoint a Director Tabata, Ayako | MGMT | FOR | FOR | |||||
Appoint a Director Okawa, Tetsuya | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | FOR | FOR | |||||
HITACHI CAPITAL CORPORATION | 26-Feb-2021 | Extraordinary General Meeting | 55,700 | 5754238 | Approve Merger Agreement between the Company and Mitsubishi UFJ Lease & Finance Company Limited | MGMT | FOR | FOR |
STAR MICRONICS CO.,LTD. | 25-Mar-2021 | Annual General Meeting | 157,200 | 6841526 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Hajime | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Sato, Mamoru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sasai, Yasunao | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iwasaki, Seigo | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
Approve Details of Compensation as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
THE PACK CORPORATION | 25-Mar-2021 | Annual General Meeting | 41,700 | 6887821 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Inada, Mitsuo | MGMT | FOR | FOR | |||||
Appoint a Director Takinoue, Teruo | MGMT | FOR | FOR | |||||
Appoint a Director Yamashita, Hideaki | MGMT | FOR | FOR | |||||
Appoint a Director Okada, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director Fujii, Michihisa | MGMT | FOR | FOR | |||||
Appoint a Director Ashida, Norio | MGMT | FOR | FOR | |||||
Appoint a Director Nakamura, Shuichi | MGMT | FOR | FOR | |||||
Appoint a Director Hayashi, Hirofumi | MGMT | FOR | FOR | |||||
Appoint a Director Nishio, Uichiro | MGMT | FOR | FOR | |||||
NICHIRIN CO.,LTD. | 26-Mar-2021 | Annual General Meeting | 76,800 | 6037080 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Maeda, Ryuichi | MGMT | FOR | FOR | |||||
Appoint a Director Taniguchi, Toshikazu | MGMT | FOR | FOR | |||||
Appoint a Director Kikumoto, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director Soga, Hiroyuki | MGMT | FOR | FOR | |||||
Appoint a Director Namba, Hironari | MGMT | FOR | FOR | |||||
Appoint a Director Yano, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director Suzuki, Kazufumi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kimura, Miki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Takahata, Shinichi | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
OTSUKA CORPORATION | 26-Mar-2021 | Annual General Meeting | 31,000 | 4272634 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Otsuka, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director Katakura, Kazuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Takahashi, Toshiyasu | MGMT | FOR | FOR | |||||
Appoint a Director Tsurumi, Hironobu | MGMT | FOR | FOR | |||||
Appoint a Director Saito, Hironobu | MGMT | FOR | FOR | |||||
Appoint a Director Yano, Katsuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Sakurai, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director Makino, Jiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Saito, Tetsuo | MGMT | FOR | FOR | |||||
Appoint a Director Hamabe, Makiko | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Murata, Tatsumi | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | AGAINST | AGAINST | |||||
Approve Provision of Retirement Allowance for Retiring Corporate Auditors | MGMT | AGAINST | AGAINST | |||||
SAKATA INX CORPORATION | 26-Mar-2021 | Annual General Meeting | 546,600 | 6769833 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Morita, Kotaro | MGMT | FOR | FOR | |||||
Appoint a Director Ueno, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director Nakamura, Masaki | MGMT | FOR | FOR | |||||
Appoint a Director Nakamura, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director Fukunaga, Toshihiko | MGMT | FOR | FOR | |||||
Appoint a Director Kataura, Yuichi | MGMT | FOR | FOR | |||||
Appoint a Director Nakagawa, Katsumi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Katsuki, Yasumi | MGMT | FOR | FOR | |||||
Appoint a Director Izumi, Shizue | MGMT | FOR | FOR | |||||
KEIYO GAS CO.,LTD. | 26-Mar-2021 | Annual General Meeting | 37,600 | 6487469 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kikuchi, Misao | MGMT | FOR | FOR | |||||
Appoint a Director Habu, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Yamaura, Nobusuke | MGMT | FOR | FOR | |||||
Appoint a Director Eguchi, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Funaki, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Furuichi, Seiichi | MGMT | FOR | FOR | |||||
Appoint a Director Oishi, Noboru | MGMT | FOR | FOR | |||||
Appoint a Director Maekawa, Wataru | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Takao | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Maruyama, Kyoji | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Aoyagi, Shunichi | MGMT | AGAINST | AGAINST | |||||
PIGEON CORPORATION | 30-Mar-2021 | Annual General Meeting | 6,000 | 6688080 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Corporate Auditor Nishimoto, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Noda, Hiroko | MGMT | FOR | FOR | |||||
SIIX CORPORATION | 30-Mar-2021 | Annual General Meeting | 580,700 | 6174556 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Murai, Shiro | MGMT | FOR | FOR | |||||
Appoint a Director Yanase, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Ono, Seiji | MGMT | FOR | FOR | |||||
Appoint a Director Maruyama, Toru | MGMT | FOR | FOR | |||||
Appoint a Director Fujita, Tatsuo | MGMT | FOR | FOR | |||||
Appoint a Director Takatani, Shinsuke | MGMT | FOR | FOR | |||||
Appoint a Director Omori, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director Yoshizawa, Nao | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Nitta, Yasuo | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Kawai, Takanori | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
MABUCHI MOTOR CO.,LTD. | 30-Mar-2021 | Annual General Meeting | 78,400 | 6551030 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Okoshi, Hiroo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Itokawa, Masato | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Katayama, Hirotaro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Taniguchi, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iyoda, Tadahito | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kawamura, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Mitarai, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tsutsumi, Kazuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Jody Ono | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Someya, Kazuyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Asai, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Uemura, Kyoko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Toyoshi, Yoko | MGMT | FOR | FOR | |||||
Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
NAKANISHI INC. | 30-Mar-2021 | Annual General Meeting | 296,500 | 6271071 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Araki, Yukiko | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Toyotama, Hideki | MGMT | FOR | FOR | |||||
SAN-A CO.,LTD. | 25-May-2021 | Annual General Meeting | 36,400 | 6280680 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Orita, Joji | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Uechi, Tessei | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Arashiro, Kentaro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tasaki, Masahito | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Goya, Tamotsu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Toyoda, Taku | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takeda, Hisashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Uema, Kumiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nozaki, Seiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Onaga, Tomotsune | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
MARUZEN CO.,LTD. | 26-May-2021 | Annual General Meeting | 23,500 | 6573498 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Watanabe, Keiichi | MGMT | FOR | FOR | |||||
Appoint a Director Watanabe, Yudai | MGMT | FOR | FOR | |||||
Appoint a Director Bammi, Fusao | MGMT | FOR | FOR | |||||
Appoint a Director Takehara, Naoyuki | MGMT | FOR | FOR | |||||
Appoint a Director Yamanoi, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director Yanai, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Shumura, Hiroki | MGMT | FOR | FOR | |||||
Appoint a Director Nakamaru, Yasushi | MGMT | FOR | FOR | |||||
Appoint a Director Yabe, Takaharu | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Komeichi, Hiroshi | MGMT | AGAINST | AGAINST | |||||
Appoint Accounting Auditors | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
PAL GROUP HOLDINGS CO.,LTD | 26-May-2021 | Annual General Meeting | 155,700 | 6421898 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Inoue, Hidetaka | MGMT | FOR | FOR | |||||
Appoint a Director Inoue, Ryuta | MGMT | FOR | FOR | |||||
Appoint a Director Matsuo, Isamu | MGMT | FOR | FOR | |||||
Appoint a Director Arimitsu, Yasuji | MGMT | FOR | FOR | |||||
Appoint a Director Shoji, Junichi | MGMT | FOR | FOR | |||||
Appoint a Director Kojima, Hirofumi | MGMT | FOR | FOR | |||||
Appoint a Director Watanabe, Takayo | MGMT | FOR | FOR | |||||
Appoint a Director Higuchi, Hisayuki | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Teranishi, Kensaku | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Nakazawa, Mioko | MGMT | FOR | FOR | |||||
IZUMI CO.,LTD. | 26-May-2021 | Annual General Meeting | 205,400 | 6468152 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yamanishi, Yasuaki | MGMT | FOR | FOR | |||||
Appoint a Director Kajihara, Yuichiro | MGMT | FOR | FOR | |||||
Appoint a Director Mikamoto, Tatsuya | MGMT | FOR | FOR | |||||
Appoint a Director Kuromoto, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Machida, Shigeki | MGMT | FOR | FOR | |||||
Appoint a Director Nitori, Akio | MGMT | FOR | FOR | |||||
Appoint a Director Yoneda, Kunihiko | MGMT | FOR | FOR | |||||
Appoint a Director Aoyama, Naomi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kawanishi, Masami | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Corporate Officers | MGMT | AGAINST | AGAINST | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Corporate Auditors | MGMT | FOR | FOR | |||||
Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | MGMT | AGAINST | AGAINST | |||||
ABC-MART,INC. | 27-May-2021 | Annual General Meeting | 70,400 | 6292102 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Noguchi, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Katsunuma, Kiyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kojima, Jo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kikuchi, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hattori, Kiichiro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Matsuoka, Tadashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sugahara, Taio | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Toyoda, Ko | MGMT | FOR | FOR | |||||
AMIYAKI TEI CO.,LTD. | 08-Jun-2021 | Annual General Meeting | 309,900 | 6567565 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Miyazaki, Takuya | MGMT | FOR | FOR | |||||
Appoint a Director Ishimori, Hideo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Oda, Masakatsu | MGMT | AGAINST | AGAINST | |||||
TOKAI RIKA CO.,LTD. | 15-Jun-2021 | Annual General Meeting | 125,900 | 6894025 | Appoint a Director Ninoyu, Hiroyoshi | MGMT | FOR | FOR |
Appoint a Director Sato, Koki | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Nishida, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Fujioka, Kei | MGMT | FOR | FOR | |||||
Appoint a Director Tsuzuki, Shoji | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Sugiura, Isaki | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Corporate Officers | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
TRANCOM CO.,LTD. | 17-Jun-2021 | Annual General Meeting | 5,100 | 6890034 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Masahisa | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tsunekawa, Yutaka | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Jinno, Yasuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kambayashi, Ryo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takebe, Atsunori | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sato, Kei | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kanayama, Aiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Shibuya, Eiji | MGMT | FOR | FOR | |||||
KOHSOKU CORPORATION | 17-Jun-2021 | Annual General Meeting | 239,600 | 6488592 | Appoint a Director who is not Audit and Supervisory Committee Member Terashi, Koki | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Terashi, Yuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Wagatsuma, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Hiromi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Obara, Junichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Numakura, Masae | MGMT | FOR | FOR | |||||
OKINAWA CELLULAR TELEPHONE COMPANY | 17-Jun-2021 | Annual General Meeting | 226,700 | 5805738 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Suga, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Yamamori, Seiji | MGMT | FOR | FOR | |||||
Appoint a Director Toguchi, Takeyuki | MGMT | FOR | FOR | |||||
Appoint a Director Oroku, Kunio | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Aharen, Hikaru | MGMT | FOR | FOR | |||||
Appoint a Director Oshiro, Hajime | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Shoji, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Kuniyoshi, Hiroki | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Corporate Officers | MGMT | FOR | FOR | |||||
SUGIMOTO & CO.,LTD. | 18-Jun-2021 | Annual General Meeting | 65,900 | 6856928 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Sugimoto, Masahiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Sugimoto, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Sugimoto, Naohiro | MGMT | FOR | FOR | |||||
Appoint a Director Sugimoto, Masayuki | MGMT | FOR | FOR | |||||
Appoint a Director Miyaji, Kamezo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Sakaguchi, Shosaku | MGMT | FOR | FOR | |||||
T&K TOKA CO.,LTD. | 18-Jun-2021 | Annual General Meeting | 472,700 | 6038469 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Masuda, Yoshikatsu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshimura, Akira | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakama, Kazuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kurimoto, Ryuichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takamizawa, Akihiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Isogai, Kota | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kida, Takatoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Otaka, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Noguchi, Satoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hanabusa, Koichi | MGMT | FOR | FOR | |||||
Approve Issuance of Share Acquisition Rights as Stock-Linked Compensation Type Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
ADEKA CORPORATION | 18-Jun-2021 | Annual General Meeting | 86,100 | 6054904 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Yumiba, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shirozume, Hidetaka | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tomiyasu, Haruhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fujisawa, Shigeki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shiga, Yoji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshinaka, Atsuya | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kawamoto, Naoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kakuta, Noriyasu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Kazuyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Endo, Shigeru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Horiguchi, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hayashi, Yoshito | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yajima, Akimasa | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Okuyama, Akio | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Takemura, Yoko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sato, Yoshiki | MGMT | FOR | FOR | |||||
Amend Articles to: Increase the Board of Directors Size, Adopt Reduction of Liability System for Directors, Transition to a Company with Supervisory Committee, Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
NS SOLUTIONS CORPORATION | 18-Jun-2021 | Annual General Meeting | 70,100 | 6544687 | Appoint a Director who is not Audit and Supervisory Committee Member Morita, Hiroyuki | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Oshiro, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Matsumura, Atsuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fukushima, Tetsuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tamaoki, Kazuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Katsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Aoshima, Yaichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ishii, Atsuko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ishii, Ichiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Funakoshi, Hirofumi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Takahara, Masayuki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Higuchi, Tetsuro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hoshi, Shuichiro | MGMT | FOR | FOR | |||||
Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee, Approve Minor Revisions | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Shareholder Proposal: Approve Appropriation of Surplus | SHAREHOLDER | FOR | AGAINST | |||||
Shareholder Proposal: Approve Purchase of Own Shares | SHAREHOLDER | FOR | AGAINST | |||||
Shareholder Proposal: Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | SHAREHOLDER | FOR | AGAINST |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
MORITA HOLDINGS CORPORATION | 22-Jun-2021 | Annual General Meeting | 40,500 | 6602745 | Appoint a Director Nakajima, Masahiro | MGMT | FOR | FOR |
Appoint a Director Ogata, Kazumi | MGMT | FOR | FOR | |||||
Appoint a Director Morimoto, Kunio | MGMT | FOR | FOR | |||||
Appoint a Director Kanaoka, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director Isoda, Mitsuo | MGMT | FOR | FOR | |||||
Appoint a Director Kawanishi, Takao | MGMT | FOR | FOR | |||||
Appoint a Director Hojo, Masaki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Asada, Eiji | MGMT | FOR | FOR | |||||
NITTO KOHKI CO.,LTD. | 22-Jun-2021 | Annual General Meeting | 217,400 | 6625894 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Ogata, Akinobu | MGMT | FOR | FOR | |||||
Appoint a Director Takata, Yoko | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director Nakagawa, Yasuo | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Komiyama, Mitsuru | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance and Condolence Allowance for a Deceased Director | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Yamada, Hideo | MGMT | FOR | FOR | |||||
FUJI SEAL INTERNATIONAL,INC. | 22-Jun-2021 | Annual General Meeting | 17,900 | 5877221 | Appoint a Director Kato, Fumio | MGMT | FOR | FOR |
Appoint a Director Shioji, Hiroumi | MGMT | FOR | FOR | |||||
Appoint a Director Maki, Tatsundo | MGMT | FOR | FOR | |||||
Appoint a Director Seki, Yuichi | MGMT | FOR | FOR | |||||
Appoint a Director Okazaki, Shigeko | MGMT | FOR | FOR | |||||
Appoint a Director Shirokawa, Masayuki | MGMT | FOR | FOR | |||||
NICHIREI CORPORATION | 22-Jun-2021 | Annual General Meeting | 118,100 | 5809042 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Otani, Kunio | MGMT | FOR | FOR | |||||
Appoint a Director Okushi, Kenya | MGMT | FOR | FOR | |||||
Appoint a Director Taguchi, Takumi | MGMT | FOR | FOR | |||||
Appoint a Director Kawasaki, Junji | MGMT | FOR | FOR | |||||
Appoint a Director Umezawa, Kazuhiko | MGMT | FOR | FOR | |||||
Appoint a Director Takenaga, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director Tanabe, Wataru | MGMT | FOR | FOR | |||||
Appoint a Director Uzawa, Shizuka | MGMT | FOR | FOR | |||||
Appoint a Director Wanibuchi, Mieko | MGMT | FOR | FOR | |||||
Appoint a Director Shoji, Kuniko | MGMT | FOR | FOR | |||||
Appoint a Director Nabeshima, Mana | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kato, Tatsushi | MGMT | FOR | FOR | |||||
Amend Articles to: Approve Minor Revisions | MGMT | FOR | FOR | |||||
Amend Articles to: Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | MGMT | FOR | FOR | |||||
PIOLAX,INC. | 22-Jun-2021 | Annual General Meeting | 382,000 | 6485968 | Approve Appropriation of Surplus | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Shimazu, Yukihiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagamine, Michio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Toru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sugiyama, Harumitsu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Masuda, Shigeru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Oka, Toru | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
ELEMATEC CORPORATION | 22-Jun-2021 | Annual General Meeting | 37,000 | 6406237 | Appoint a Director Yokode, Akira | MGMT | FOR | FOR |
Appoint a Director Kitahira, Masanori | MGMT | FOR | FOR | |||||
Appoint a Director Kawafuji, Sei | MGMT | FOR | FOR | |||||
Appoint a Director Hamada, Akio | MGMT | FOR | FOR | |||||
Appoint a Director Kakihara, Yasuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Komatsu, Yosuke | MGMT | FOR | FOR | |||||
Appoint a Director Seki, Sosuke | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Maeda, Tatsumi | MGMT | FOR | FOR | |||||
Appoint a Director Yatsu, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Mizukami, Hiroshi | MGMT | AGAINST | AGAINST | |||||
ALPS LOGISTICS CO.,LTD. | 23-Jun-2021 | Annual General Meeting | 124,400 | 6050764 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Usui, Masaru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shimohiro, Katsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fukiyama, Koji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kega, Yoichiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ohashi, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Ono, Sumiko | MGMT | FOR | FOR | |||||
SEIREN CO.,LTD. | 23-Jun-2021 | Annual General Meeting | 127,000 | 6793520 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kawada, Tatsuo | MGMT | FOR | FOR | |||||
Appoint a Director Tsubota, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Yu Hui | MGMT | FOR | FOR | |||||
Appoint a Director Oenoki, Toshiyuki | MGMT | FOR | FOR | |||||
Appoint a Director Yamada, Hideyuki | MGMT | FOR | FOR | |||||
Appoint a Director Kawada, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Kitabata, Takao | MGMT | FOR | FOR | |||||
Appoint a Director Hotta, Kensuke | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Sasae, Kenichiro | MGMT | FOR | FOR | |||||
Appoint a Director Tomoda, Akemi | MGMT | FOR | FOR | |||||
Appoint a Director Ueyama, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director Katsuki, Tomofumi | MGMT | FOR | FOR | |||||
Appoint a Director Takezawa, Yasunori | MGMT | FOR | FOR | |||||
Approve Issuance of Share Acquisition Rights as Stock Options for Directors | MGMT | FOR | FOR | |||||
FOSTER ELECTRIC COMPANY,LIMITED | 23-Jun-2021 | Annual General Meeting | 123,700 | 6349008 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yoshizawa, Hiromi | MGMT | FOR | FOR | |||||
Appoint a Director Narikawa, Atsushi | MGMT | FOR | FOR | |||||
Appoint a Director Lu San Tie | MGMT | FOR | FOR | |||||
Appoint a Director Kishi, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Miura, Hiroki | MGMT | FOR | FOR | |||||
Appoint a Director Matsumoto, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director Goto, Yasuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Chujo, Kaoru | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Inokuma, Tsutomu | MGMT | FOR | FOR | |||||
Amend Articles to: Allow Use of Electronic Systems for Public Notifications, Eliminate the Articles Related to Counselors or Advisors | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
KYOWA EXEO CORPORATION | 23-Jun-2021 | Annual General Meeting | 69,500 | 6499420 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Mino, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director Asano, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director Sakaguchi, Takafumi | MGMT | FOR | FOR | |||||
Appoint a Director Kohara, Yasushi | MGMT | FOR | FOR | |||||
Appoint a Director Iwasaki, Naoko | MGMT | FOR | FOR | |||||
Appoint a Director Mochizuki, Tatsushi | MGMT | FOR | FOR | |||||
Appoint a Director Yoshida, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director Funabashi, Tetsuya | MGMT | FOR | FOR | |||||
Appoint a Director Kurosawa, Tomohiro | MGMT | FOR | FOR | |||||
Appoint a Director Koyama, Yuichi | MGMT | FOR | FOR | |||||
Appoint a Director Higuchi, Hideo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Suwabe, Masato | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Takahashi, Kimiko | MGMT | FOR | FOR | |||||
Amend Articles to: Change Official Company Name | MGMT | FOR | FOR | |||||
Appoint Accounting Auditors | MGMT | FOR | FOR | |||||
TOKYO STEEL MANUFACTURING CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 243,400 | 6895879 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Miki, Kaori | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nishimoto, Toshikazu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Imamura, Kiyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nara, Nobuaki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Adachi, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nomoto, Minatsu | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hoshi, Hiroaki | MGMT | FOR | FOR | |||||
NIPPON SEIKI CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 268,000 | 6642536 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Koichi | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Hirata, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Azuma, Masatoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Osaki, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Shoji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagano, Keiichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Otaki, Haruhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nagai, Tatsuya | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Saiki, Etsuo | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Tomiyama, Eiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Shimamune, Ryuichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Suzuki, Kiyoshi | MGMT | FOR | FOR | |||||
KANADEN CORPORATION | 24-Jun-2021 | Annual General Meeting | 306,000 | 6483304 | Appoint a Director Motohashi, Nobuyuki | MGMT | FOR | FOR |
Appoint a Director Moriya, Futoshi | MGMT | FOR | FOR | |||||
Appoint a Director Iguchi, Akio | MGMT | FOR | FOR | |||||
Appoint a Director Jin, Takeshi | MGMT | FOR | FOR | |||||
Appoint a Director Nagashima, Yoshiro | MGMT | FOR | FOR | |||||
Appoint a Director Ito, Yayoi | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Hisataka | MGMT | FOR | FOR | |||||
Appoint a Director Saito, Shinsuke | MGMT | FOR | FOR | |||||
Appoint a Director Saigusa, Hironori | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | AGAINST | AGAINST | |||||
Appoint a Substitute Corporate Auditor Nagase, Yukiharu | MGMT | AGAINST | AGAINST | |||||
Appoint a Substitute Corporate Auditor Takeuchi, Akira | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
RYODEN CORPORATION | 24-Jun-2021 | Annual General Meeting | 631,700 | 6763006 | Appoint a Director Shogaki, Nobuo | MGMT | FOR | FOR |
Appoint a Director Kitai, Shoji | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Osamu | MGMT | FOR | FOR | |||||
Appoint a Director Ozawa, Takahiro | MGMT | FOR | FOR | |||||
Appoint a Director Miyagishi, Masamitsu | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Shirata, Yoshiko | MGMT | FOR | FOR | |||||
Appoint a Director Muroi, Masahiro | MGMT | FOR | FOR | |||||
Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors | MGMT | FOR | FOR | |||||
PALTAC CORPORATION | 24-Jun-2021 | Annual General Meeting | 53,400 | B61BG94 | Appoint a Director Mikita, Kunio | MGMT | FOR | FOR |
Appoint a Director Kasutani, Seiichi | MGMT | FOR | FOR | |||||
Appoint a Director Noma, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Moriya, Akiyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Shimada, Masaharu | MGMT | FOR | FOR | |||||
Appoint a Director Yogo, Katsutoshi | MGMT | FOR | FOR | |||||
Appoint a Director Oishi, Kaori | MGMT | FOR | FOR | |||||
Appoint a Director Asada, Katsumi | MGMT | FOR | FOR | |||||
Appoint a Director Orisaku, Mineko | MGMT | FOR | FOR | |||||
NICHIHA CORPORATION | 24-Jun-2021 | Annual General Meeting | 48,200 | 6638331 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yamanaka, Tatsuo | MGMT | FOR | FOR | |||||
Appoint a Director Yoshioka, Narumitsu | MGMT | FOR | FOR | |||||
Appoint a Director Kojima, Kazuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Tonoi, Kazushi | MGMT | FOR | FOR | |||||
Appoint a Director Kawamura, Yoshinori | MGMT | FOR | FOR | |||||
Appoint a Director Kawashima, Hisayuki | MGMT | FOR | FOR | |||||
Appoint a Director Yagi, Kiyofumi | MGMT | FOR | FOR | |||||
Appoint a Director Tajiri, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director Nishi, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Iwamoto, Yoshiko | MGMT | FOR | FOR | |||||
NISHIKAWA RUBBER CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 285,200 | 6646862 | Approve Appropriation of Surplus | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Nishikawa, Masahiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fukuoka, Yoshitomo | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ogawa, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iwamoto, Tadao | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Naito, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ikemoto, Mitsuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yasuishi, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Teishi, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Deguchi, Koso | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tatsudai, Akihiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yoshino, Takeshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Osako, Tadashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yamamoto, Junichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kurata, Osamu | MGMT | FOR | FOR | |||||
Shareholder Proposal: Approve Purchase of Own Shares | SHAREHOLDER | FOR | AGAINST | |||||
Shareholder Proposal: Approve Abolition of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | SHAREHOLDER | AGAINST | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
YUSHIRO CHEMICAL INDUSTRY CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 274,400 | 6988757 | Appoint a Director who is not Audit and Supervisory Committee Member Ogo, Eiichi | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Arisaka, Masanori | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kikuchi, Shingo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Seiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kobayashi, Kazushige | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakano, Masafumi | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | AGAINST | AGAINST | |||||
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | MGMT | AGAINST | AGAINST | |||||
KOATSU GAS KOGYO CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 383,900 | 6495967 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Shibuya, Nobuo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kuroki, Motonari | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Setsuda, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sugioka, Takao | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshitaka, Shinsuke | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Matsui, Ryosuke | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sasano, Tetsuro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yamamura, Tadao | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nagashima, Hiroaki | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines, Reduce the Board of Directors Size, Transition to a Company with Supervisory Committee, Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Directors | MGMT | FOR | FOR | |||||
YOSSIX CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 83,800 | BSZM2R7 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Suzuki, Takaomi | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Yoshioka, Masanari | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Segawa, Masahito | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshioka, Yutaro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Date, Tomio | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Torii, Tatsuya | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Uemura, Ryoji | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hori, Yuji | MGMT | FOR | FOR | |||||
Amend Articles to: Change Official Company Name, Amend Business Lines, Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | MGMT | AGAINST | AGAINST | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | AGAINST | AGAINST | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors | MGMT | AGAINST | AGAINST | |||||
SERIA CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 156,100 | 6680718 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Kawai, Eiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iwama, Yasushi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Masahiro | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
KOMATSU WALL INDUSTRY CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 18,100 | 6498762 | Approve Appropriation of Surplus | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Kano, Yutaka | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamada, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kano, Shinya | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hirose, Norio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Aya, Yukio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hachiya, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nakada, Koichi | MGMT | FOR | FOR | |||||
Appoint Accounting Auditors | MGMT | FOR | FOR | |||||
SHIKOKU CHEMICALS CORPORATION | 24-Jun-2021 | Annual General Meeting | 238,500 | 6804303 | Appoint a Director Tanaka, Naoto | MGMT | FOR | FOR |
Appoint a Director Matsubara, Jun | MGMT | FOR | FOR | |||||
Appoint a Director Watanabe, Mitsunori | MGMT | FOR | FOR | |||||
Appoint a Director Hamazaki, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director Manabe, Yoshinori | MGMT | FOR | FOR | |||||
Appoint a Director Enjo, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Hirao, Hirohiko | MGMT | FOR | FOR | |||||
Appoint a Director Harada, Shuitsu | MGMT | FOR | FOR | |||||
Appoint a Director Umazume, Norihiko | MGMT | FOR | FOR | |||||
Appoint a Director Furusawa, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director Mori, Kiyoshi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Katayama, Kazuhiko | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Mizuno, Takeo | MGMT | FOR | FOR | |||||
NAFCO CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 14,800 | 6712815 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Ishida, Takumi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Ishida, Yoshiko | MGMT | FOR | FOR | |||||
Appoint a Director Takano, Masamitsu | MGMT | FOR | FOR | |||||
Appoint a Director Fukamachi, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director Masumoto, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Takase, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Mabuchi, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director Suematsu, Yasuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Ono, Tetsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director Yamada, Yasuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Yamada, Isao | MGMT | FOR | FOR | |||||
Appoint a Director Imai, Tomoharu | MGMT | FOR | FOR | |||||
Appoint a Director Kitagawa, Daijiro | MGMT | FOR | FOR | |||||
Appoint a Director Hirose, Takaaki | MGMT | FOR | FOR | |||||
Appoint a Director Fukuda, Yoshinori | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kojima, Tomoya | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | AGAINST | AGAINST | |||||
Approve Payment of Bonuses to Corporate Officers | MGMT | AGAINST | AGAINST | |||||
MIRAIT HOLDINGS CORPORATION | 24-Jun-2021 | Annual General Meeting | 374,800 | B64KR62 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kawaratani, Shinichi | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
TOTETSU KOGYO CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 94,800 | 6897444 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yagishita, Naomichi | MGMT | FOR | FOR | |||||
Appoint a Director Ogashiwa, Hideo | MGMT | FOR | FOR | |||||
Appoint a Director Shimomura, Hikaru | MGMT | FOR | FOR | |||||
Appoint a Director Maekawa, Tadao | MGMT | FOR | FOR | |||||
Appoint a Director Yasuda, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director Suetsuna, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Nakayama, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Miyama, Miya | MGMT | FOR | FOR | |||||
Appoint a Director Tamagawa, Takehiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Matsui, Shinichi | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
YURTEC CORPORATION | 24-Jun-2021 | Annual General Meeting | 268,900 | 6894672 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Satake, Tsutomu | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Ota, Yoshiharu | MGMT | FOR | FOR | |||||
Appoint a Director Kobayashi, Ikumi | MGMT | FOR | FOR | |||||
Appoint a Director Oikawa, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Ogasawara, Tatsuji | MGMT | FOR | FOR | |||||
Appoint a Director Inazuma, Hidetoshi | MGMT | FOR | FOR | |||||
Appoint a Director Hasegawa, Hisaaki | MGMT | FOR | FOR | |||||
Appoint a Director Fujii, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director Kagawa, Hiroyuki | MGMT | FOR | FOR | |||||
Appoint a Director Yamamoto, Shunji | MGMT | FOR | FOR | |||||
Appoint a Director Mitsui, Seiichi | MGMT | FOR | FOR | |||||
Appoint a Director Takano, Keiichi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Sugawara, Kazunari | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Takaura, Yasunari | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Yashima, Tokuko | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors | MGMT | FOR | FOR | |||||
NIHON M&A CENTER INC. | 24-Jun-2021 | Annual General Meeting | 5,300 | B1DN466 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Wakebayashi, Yasuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Miyake, Suguru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Naraki, Takamaro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Otsuki, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takeuchi, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Tsuneo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Hideyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Mori, Tokihiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Anna Dingley | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takeuchi, Minako | MGMT | FOR | FOR | |||||
Amend Articles to: Change Official Company Name, Amend Business Lines, Approve Minor Revisions | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Absorption-Type Company Split Agreement | MGMT | FOR | FOR | |||||
AICA KOGYO COMPANY,LIMITED | 24-Jun-2021 | Annual General Meeting | 50,300 | 6010047 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Ono, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Todo, Satoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Omura, Nobuyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ebihara, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ogura, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Ayako | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Mori, Ryoji | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
OSAKA STEEL CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 853,800 | 6662095 | Appoint a Director Nomura, Taisuke | MGMT | FOR | FOR |
Appoint a Director Fujita, Kazuo | MGMT | FOR | FOR | |||||
Appoint a Director Wakatsuki, Teruyuki | MGMT | FOR | FOR | |||||
Appoint a Director Imanaka, Kazuo | MGMT | FOR | FOR | |||||
Appoint a Director Osaki, Fumiaki | MGMT | FOR | FOR | |||||
Appoint a Director Matsuda, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Ishikawa, Hironobu | MGMT | FOR | FOR | |||||
Appoint a Director Matsuzawa, Shinya | MGMT | FOR | FOR | |||||
Appoint a Director Sato, Mitsuhiro | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Shiraishi, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Kishimoto, Tatsuji | MGMT | FOR | FOR | |||||
TOPRE CORPORATION | 24-Jun-2021 | Annual General Meeting | 185,900 | 6894928 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
MAKINO MILLING MACHINE CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 72,100 | 6555708 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Inoue, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director Nagano, Toshiyuki | MGMT | FOR | FOR | |||||
Appoint a Director Aiba, Tatsuaki | MGMT | FOR | FOR | |||||
Appoint a Director Yoshidome, Shin | MGMT | FOR | FOR | |||||
Appoint a Director Masuda, Naofumi | MGMT | FOR | FOR | |||||
Appoint a Director Yamazaki, Kodo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Komura, Akio | MGMT | FOR | FOR | |||||
YAMASHIN-FILTER CORP. | 24-Jun-2021 | Annual General Meeting | 47,300 | BQQD1C3 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Atsuhiko | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Ioka, Chikahisa | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Morita, Hideaki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Takatsuji, Naruhiko | MGMT | FOR | FOR | |||||
NIPPON PILLAR PACKING CO.,LTD. | 24-Jun-2021 | Annual General Meeting | 20,500 | 6641135 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Iwanami, Kiyohisa | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iwanami, Yoshinobu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hoshikawa, Ikuo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shukunami, Katsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Yoshinori | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Komamura, Junichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Maruoka, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Takaya, Kazumitsu | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kobayashi, Kyoko | MGMT | FOR | FOR | |||||
THE MUSASHINO BANK,LTD. | 25-Jun-2021 | Annual General Meeting | 160,600 | 6611440 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kato, Kikuo | MGMT | FOR | FOR | |||||
Appoint a Director Nagahori, Kazumasa | MGMT | FOR | FOR | |||||
Appoint a Director Shirai, Toshiyuki | MGMT | FOR | FOR | |||||
Appoint a Director Kurosawa, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director Otomo, Ken | MGMT | FOR | FOR | |||||
Appoint a Director Mitsuoka, Ryuichi | MGMT | FOR | FOR | |||||
Appoint a Director Sanada, Yukimitsu | MGMT | FOR | FOR | |||||
Appoint a Director Kobayashi, Ayako | MGMT | FOR | FOR | |||||
THE AKITA BANK,LTD. | 25-Jun-2021 | Annual General Meeting | 337,100 | 6011653 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Araya, Akihiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tsuchiya, Masato | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Minakawa, Tsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Miura, Hiroyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ashida, Kosuke | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tsuji, Yoshiyuki | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sakaki, Junichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakata, Naofumi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kakizaki, Tamaki | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
THE YAMANASHI CHUO BANK,LTD. | 25-Jun-2021 | Annual General Meeting | 353,100 | 6985361 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Shindo, Nakaba | MGMT | FOR | FOR | |||||
Appoint a Director Seki, Mitsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Furuya, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Norihiko | MGMT | FOR | FOR | |||||
Appoint a Director Furuya, Fumihiko | MGMT | FOR | FOR | |||||
Appoint a Director Yamadera, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director Masukawa, Michio | MGMT | FOR | FOR | |||||
Appoint a Director Kano, Riyo | MGMT | FOR | FOR | |||||
Appoint a Director Ichikawa, Miki | MGMT | FOR | FOR | |||||
Amend Articles to: Approve Minor Revisions | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
THE BANK OF OKINAWA,LTD. | 25-Jun-2021 | Annual General Meeting | 111,900 | 6657983 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Tamaki, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director Yamashiro, Masayasu | MGMT | FOR | FOR | |||||
Appoint a Director Kinjo, Yoshiteru | MGMT | FOR | FOR | |||||
Appoint a Director Iha, Kazuya | MGMT | FOR | FOR | |||||
Appoint a Director Takara, Shigeru | MGMT | FOR | FOR | |||||
Appoint a Director Sakima, Yutaka | MGMT | FOR | FOR | |||||
Appoint a Director Hosomi, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Ando, Hirokazu | MGMT | FOR | FOR | |||||
Appoint a Director Toyama, Keiko | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Yamashiro, Tatsuhiko | MGMT | FOR | FOR | |||||
Approve Creation of a Holding Company by Stock-transfer | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Corporate Officers | MGMT | AGAINST | AGAINST | |||||
THE KEIYO BANK,LTD. | 25-Jun-2021 | Annual General Meeting | 782,800 | 6190648 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kumagai, Toshiyuki | MGMT | FOR | FOR | |||||
Appoint a Director Ichikawa, Tatsushi | MGMT | FOR | FOR | |||||
Appoint a Director Akiyama, Katsusada | MGMT | FOR | FOR | |||||
Approve Details of the Performance-based Stock Compensation to be received by Directors, etc. | MGMT | AGAINST | AGAINST | |||||
SG HOLDINGS CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 29,800 | BFFY885 | Appoint a Director Kuriwada, Eiichi | MGMT | FOR | FOR |
Appoint a Director Matsumoto, Hidekazu | MGMT | FOR | FOR | |||||
Appoint a Director Motomura, Masahide | MGMT | FOR | FOR | |||||
Appoint a Director Nakajima, Shunichi | MGMT | FOR | FOR | |||||
Appoint a Director Kawanago, Katsuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Takaoka, Mika | MGMT | FOR | FOR | |||||
Appoint a Director Sagisaka, Osami | MGMT | FOR | FOR | |||||
Appoint a Director Akiyama, Masato | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Nakanishi, Takashi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Tajima, Satoshi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Okamura, Kenichiro | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Oshima, Yoshitaka | MGMT | FOR | FOR | |||||
KYOEI STEEL LTD. | 25-Jun-2021 | Annual General Meeting | 162,200 | B1HHF49 | Appoint a Director Takashima, Hideichiro | MGMT | FOR | FOR |
Appoint a Director Hirotomi, Yasuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Sakamoto, Shogo | MGMT | FOR | FOR | |||||
Appoint a Director Kunimaru, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Kitada, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Yamao, Tetsuya | MGMT | FOR | FOR | |||||
Appoint a Director Kawabe, Tatsuya | MGMT | FOR | FOR | |||||
Appoint a Director Yamamoto, Takehiko | MGMT | FOR | FOR | |||||
Appoint a Director Kawai, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director Funato, Kimiko | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Maeda, Toyoji | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Ando, Masanori | MGMT | AGAINST | AGAINST | |||||
THE TAIKO BANK,LTD. | 25-Jun-2021 | Annual General Meeting | 226,200 | 6871493 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Koide, Tetsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ishida, Yukio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tawaragi, Minoru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kawai, Shoichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Hiroyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Katsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Yamaguchi, Tomoyasu | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hosokai, Iwao | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Watanabe, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sakai, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nakamura, Chieko | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
MATCHING SERVICE JAPAN CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 35,800 | BZ19ZZ0 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Arimoto, Takahiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fujie, Mayuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Taku | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
ASIA PILE HOLDINGS CORPORATION | 25-Jun-2021 | Annual General Meeting | 631,900 | B06D3N6 | Appoint a Director Kurose, Akira | MGMT | AGAINST | AGAINST |
Appoint a Director Kurose, Shusuke | MGMT | FOR | FOR | |||||
Appoint a Director Kotera, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Baba, Osami | MGMT | FOR | FOR | |||||
Appoint a Director Okoshi, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director Shigematsu, Toru | MGMT | FOR | FOR | |||||
Appoint a Director Okuyama, Kazunori | MGMT | FOR | FOR | |||||
Appoint a Director Phan Khac Long | MGMT | FOR | FOR | |||||
Appoint a Director Watanabe, Akira | MGMT | FOR | FOR | |||||
Appoint a Director Shiraga, Yohei | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kamimae, Osamu | MGMT | FOR | FOR | |||||
MORY INDUSTRIES INC. | 25-Jun-2021 | Annual General Meeting | 58,900 | 6602541 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Mori, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Asano, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakanishi, Masato | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Motoyama, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hamasaki, Sadanobu | MGMT | FOR | FOR | |||||
Approve Provision of Retirement Allowance for Retiring Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | AGAINST | AGAINST | |||||
AOI ELECTRONICS CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 41,200 | 4272333 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Nakayama, Koji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kinoshita, Kazuhiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Okada, Yoshio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Saeki, Norio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fukuda, Kazuyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Furuta, Akihiro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Moriito, Shigeki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Fujime, Nobuyuki | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kitayama, Noboru | MGMT | FOR | FOR | |||||
CHUBU STEEL PLATE CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 116,800 | 6195739 | Approve Appropriation of Surplus | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Shigematsu, Kumio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Teramoto, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shibata, Koji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Komura, Shinji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Matsuda, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Miyahana, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hirano, Takahiro | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kobayashi, Hiroya | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nomura, Yasuhiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Nishigaki, Makoto | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Iwata, Hiroko | MGMT | FOR | FOR | |||||
Amend Articles to: Increase the Board of Directors Size, Adopt Reduction of Liability System for Directors, Transition to a Company with Supervisory Committee | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) | MGMT | FOR | FOR | |||||
Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | MGMT | AGAINST | AGAINST |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
TOENEC CORPORATION | 25-Jun-2021 | Annual General Meeting | 70,000 | 6895620 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Takagi, Isao | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takimoto, Tsuguhisa | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nishiwaki, Tetsuya | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hirata, Koji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fujita, Yuzo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Horiuchi, Yasuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Mizuno, Asayuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Iizuka, Atsushi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Inagaki, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshikawa, Naotoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kimura, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Shibata, Mitsuaki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sugita, Katsuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Suzuki, Kenichi | MGMT | AGAINST | AGAINST | |||||
Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
SEKISUI JUSHI CORPORATION | 25-Jun-2021 | Annual General Meeting | 198,000 | 6793843 | Appoint a Director Fukui, Yaichiro | MGMT | FOR | FOR |
Appoint a Director Baba, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Wakui, Shiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Takano, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Ito, Satoko | MGMT | FOR | FOR | |||||
Appoint a Director Shibanuma, Yutaka | MGMT | FOR | FOR | |||||
Appoint a Director Sasaki, Katsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Kikuchi, Tomoyuki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Tada, Akihito | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Taketomo, Hiroyuki | MGMT | AGAINST | AGAINST | |||||
GODO STEEL,LTD. | 25-Jun-2021 | Annual General Meeting | 120,700 | 6374345 | Appoint a Director Uchida, Hiroyuki | MGMT | FOR | FOR |
Appoint a Director Yamazaki, Teruo | MGMT | FOR | FOR | |||||
Appoint a Director Muraki, Masanori | MGMT | FOR | FOR | |||||
Appoint a Director Nishinaka, Katsura | MGMT | FOR | FOR | |||||
Appoint a Director Shinomiya, Akio | MGMT | FOR | FOR | |||||
Appoint a Director Sakata, Teiichi | MGMT | FOR | FOR | |||||
Appoint a Director Tsuchiya, Mitsuaki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Sukegawa, Yasuhiro | MGMT | AGAINST | AGAINST | |||||
NETUREN CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 611,500 | 6629540 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Omiya, Katsumi | MGMT | FOR | FOR | |||||
Appoint a Director Ishiki, Nobumoto | MGMT | FOR | FOR | |||||
Appoint a Director Suzuki, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Yasukawa, Tomokatsu | MGMT | FOR | FOR | |||||
Appoint a Director Teraura, Yasuko | MGMT | FOR | FOR | |||||
Appoint a Director Hanai, Mineo | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Takahashi, Daisuke | MGMT | FOR | FOR | |||||
SHINKO ELECTRIC INDUSTRIES CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 10,900 | 6804927 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Fujita, Masami | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kurashima, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Makino, Yasuhisa | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ozawa, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Niimi, Jun | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Corporate Officers | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
SHIN-ETSU POLYMER CO.,LTD. | 25-Jun-2021 | Annual General Meeting | 76,400 | 6805704 | Approve Appropriation of Surplus | MGMT | AGAINST | AGAINST |
Appoint a Director Ono, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director Deto, Toshiaki | MGMT | FOR | FOR | |||||
Appoint a Director Takayama, Toru | MGMT | FOR | FOR | |||||
Appoint a Director Todoroki, Shigemichi | MGMT | FOR | FOR | |||||
Appoint a Director Miyashita, Osamu | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Miyazaki, Morio | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Hirasawa, Hideaki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Yoshihara, Tatsuo | MGMT | FOR | FOR | |||||
Appoint Accounting Auditors | MGMT | FOR | FOR | |||||
Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock Options for Executive Officers and Employees of the Company and Directors of the Company's Subsidiaries | MGMT | FOR | FOR | |||||
SUNDRUG CO.,LTD. | 26-Jun-2021 | Annual General Meeting | 34,700 | 6817895 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
RICOH LEASING COMPANY,LTD. | 28-Jun-2021 | Annual General Meeting | 115,700 | 6729116 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Ikeda, Koichiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakamura, Tokuharu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sano, Hirozumi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kuroki, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Seto, Kaoru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Futamiya, Masaya | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Arakawa, Masako | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ebisui, Mari | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Harasawa, Atsumi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Uesugi, Keiichiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagamine, Hiroshi | MGMT | AGAINST | AGAINST | |||||
C.UYEMURA & CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 52,500 | 6089014 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Uemura, Hiroya | MGMT | FOR | FOR | |||||
Appoint a Director Hashimoto, Shigeo | MGMT | FOR | FOR | |||||
Appoint a Director Sakabe, Shigeo | MGMT | FOR | FOR | |||||
Appoint a Director Shimada, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Sekiya, Tsutomu | MGMT | FOR | FOR | |||||
Appoint a Director Otake, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Takahashi, Akihiko | MGMT | FOR | FOR | |||||
Appoint a Director Aketa, Yoshiki | MGMT | FOR | FOR | |||||
Appoint a Director Nishimoto, Kaori | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Inose, Shinji | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kameoka, Tsuyoshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Iijima, Toru | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors | MGMT | AGAINST | AGAINST | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | AGAINST | AGAINST | |||||
Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | MGMT | AGAINST | AGAINST |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
MEIKO TRANS CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 326,000 | 6575944 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Takahashi, Jiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Fujimori, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Takahashi, Hiroshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kanii, Osamu | MGMT | FOR | FOR | |||||
Appoint a Director Nonobe, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Kakehashi, Eiichiro | MGMT | FOR | FOR | |||||
Appoint a Director Hiramatsu, Yasunaga | MGMT | FOR | FOR | |||||
Appoint a Director Karube, Jun | MGMT | FOR | FOR | |||||
Appoint a Director Oyama, Shinji | MGMT | FOR | FOR | |||||
Appoint a Director Yamaji, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Suzuki, Hirofumi | MGMT | FOR | FOR | |||||
Appoint a Director Yamaguchi, Atsushi | MGMT | FOR | FOR | |||||
Appoint a Director Mitani, Masayoshi | MGMT | FOR | FOR | |||||
Appoint a Director Mizutani, Yoshinari | MGMT | FOR | FOR | |||||
Appoint a Director Inagaki, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Ogura, Tadashi | MGMT | FOR | FOR | |||||
Appoint a Director Yokoi, Isamu | MGMT | FOR | FOR | |||||
Appoint a Director Hayashi, Hideki | MGMT | FOR | FOR | |||||
Appoint a Director Kuroda, Mitsuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Suzuki, Satoshi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Osugi, Makoto | MGMT | AGAINST | AGAINST | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
NICHIA STEEL WORKS,LTD. | 29-Jun-2021 | Annual General Meeting | 1,867,000 | 6638160 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director Hanafusa, Hiroshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Onishi, Toshinori | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Kunimine, Jun | MGMT | FOR | FOR | |||||
Appoint a Director Terakawa, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director Takama, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Okigaki, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Gotoda, Hideaki | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Fumitake | MGMT | FOR | FOR | |||||
Appoint a Director Nakatani, Yoshiro | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Michimori, Takehiko | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Sonoda, Hiroto | MGMT | AGAINST | AGAINST | |||||
Approve Provision of Retirement Allowance for Retiring Corporate Officers | MGMT | AGAINST | AGAINST | |||||
Appoint a Substitute Corporate Auditor Kitabatake, Shoji | MGMT | AGAINST | AGAINST | |||||
STARTS CORPORATION INC. | 29-Jun-2021 | Annual General Meeting | 55,500 | 6841913 | Appoint a Director Muraishi, Hisaji | MGMT | AGAINST | AGAINST |
Appoint a Director Isozaki, Kazuo | MGMT | AGAINST | AGAINST | |||||
Appoint a Director Muraishi, Toyotaka | MGMT | FOR | FOR | |||||
Appoint a Director Saito, Taroo | MGMT | FOR | FOR | |||||
Appoint a Director Naoi, Hideyuki | MGMT | FOR | FOR | |||||
Appoint a Director Nakamatsu, Manabu | MGMT | FOR | FOR | |||||
Appoint a Director Yamazaki, Chisato | MGMT | FOR | FOR | |||||
Appoint a Director Naoi, Tamotsu | MGMT | FOR | FOR | |||||
Appoint a Director Hasegawa, Takahiro | MGMT | FOR | FOR | |||||
Appoint a Director Muramatsu, Hisayuki | MGMT | FOR | FOR | |||||
Appoint a Director Hironaka, Yoshimichi | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
YONDENKO CORPORATION | 29-Jun-2021 | Annual General Meeting | 70,500 | 6804433 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Sekiya, Yukio | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Suehiro, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Furukawa, Toshifumi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamasaki, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakagawa, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Yoshiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yanagawa, Yoshihisa | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Takahashi, Ryo | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Usuki, Akihiko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Shirai, Hisashi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kawahara, Hiroshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Moriito, Shigeki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Manabe, Yoko | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Okabayashi, Masafumi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sano, Tadashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hashikura, Soroku | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Hirano, Miki | MGMT | FOR | FOR | |||||
Amend Articles to: Increase the Board of Directors Size, Adopt Reduction of Liability System for Directors, Transition to a Company with Supervisory Committee | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | MGMT | FOR | FOR | |||||
KANDENKO CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 579,700 | 6483586 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Yamaguchi, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director Nakama, Toshio | MGMT | FOR | FOR | |||||
Appoint a Director Kashiwabara, Shoichiro | MGMT | FOR | FOR | |||||
Appoint a Director Ueda, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director Miyauchi, Shinichi | MGMT | FOR | FOR | |||||
Appoint a Director Tsuru, Koji | MGMT | FOR | FOR | |||||
Appoint a Director Iida, Nobuhiro | MGMT | FOR | FOR | |||||
Appoint a Director Sugizaki, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director Fujii, Mitsuru | MGMT | FOR | FOR | |||||
Appoint a Director Takahashi, Shinji | MGMT | FOR | FOR | |||||
Appoint a Director Nakahito, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director Uchino, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Saito, Hajime | MGMT | FOR | FOR | |||||
Appoint a Director Ando, Miwako | MGMT | FOR | FOR | |||||
Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Directors | MGMT | AGAINST | AGAINST | |||||
NIPPON SHINYAKU CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 30,200 | 4234225 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Maekawa, Shigenobu | MGMT | FOR | FOR | |||||
Appoint a Director Sano, Shozo | MGMT | FOR | FOR | |||||
Appoint a Director Takaya, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director Edamitsu, Takanori | MGMT | FOR | FOR | |||||
Appoint a Director Nakai, Toru | MGMT | FOR | FOR | |||||
Appoint a Director Takagaki, Kazuchika | MGMT | FOR | FOR | |||||
Appoint a Director Ishizawa, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director Kimura, Hitomi | MGMT | FOR | FOR | |||||
Appoint a Director Sugiura, Yukio | MGMT | FOR | FOR | |||||
Appoint a Director Sakurai, Miyuki | MGMT | FOR | FOR | |||||
Appoint a Director Wada, Yoshinao | MGMT | FOR | FOR | |||||
Appoint a Director Kobayashi, Yukari | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
OBIC CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 7,100 | 6136749 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Noda, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director Tachibana, Shoichi | MGMT | FOR | FOR | |||||
Appoint a Director Kawanishi, Atsushi | MGMT | FOR | FOR | |||||
Appoint a Director Fujimoto, Takao | MGMT | FOR | FOR | |||||
Appoint a Director Gomi, Yasumasa | MGMT | FOR | FOR | |||||
Appoint a Director Ejiri, Takashi | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Koyamachi, Akira | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Tanaka, Takeo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Yamada, Shigetsugu | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors | MGMT | FOR | FOR | |||||
RINNAI CORPORATION | 29-Jun-2021 | Annual General Meeting | 14,400 | 6740582 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Hayashi, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director Naito, Hiroyasu | MGMT | FOR | FOR | |||||
Appoint a Director Narita, Tsunenori | MGMT | FOR | FOR | |||||
Appoint a Director Matsui, Nobuyuki | MGMT | FOR | FOR | |||||
Appoint a Director Kamio, Takashi | MGMT | FOR | FOR | |||||
Approve Details of the Compensation to be received by Directors, and Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Ishikawa, Yoshiro | MGMT | FOR | FOR | |||||
MIURA CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 5,800 | 6597777 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Yuji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Miyauchi, Daisuke | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takechi, Noriyuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Ochi, Yasuo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kojima, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoneda, Tsuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hiroi, Masayuki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Higuchi, Tateshi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Harada, Toshihide | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Saiki, Naoki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Ando, Yoshiaki | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Koike, Tatsuko | MGMT | FOR | FOR | |||||
Amend Articles to: Amend Business Lines | MGMT | FOR | FOR | |||||
MAXELL HOLDINGS,LTD. | 29-Jun-2021 | Annual General Meeting | 62,200 | 5726389 | Appoint a Director who is not Audit and Supervisory Committee Member Brian K. Heywood | MGMT | AGAINST | AGAINST |
Appoint a Director who is not Audit and Supervisory Committee Member Murase, Sachiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nakamura, Keiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Katsuta, Yoshiharu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sumoto, Seiji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Masuda, Noritoshi | MGMT | FOR | FOR | |||||
Amend Articles to: Change Official Company Name, Amend Business Lines | MGMT | FOR | FOR | |||||
SHINDENGEN ELECTRIC MANUFACTURING CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 9,300 | 6804541 | Appoint a Director Suzuki, Yoshinori | MGMT | FOR | FOR |
Appoint a Director Negishi, Yasumi | MGMT | FOR | FOR | |||||
Appoint a Director Horiguchi, Kenji | MGMT | FOR | FOR | |||||
Appoint a Director Tanaka, Nobuyoshi | MGMT | FOR | FOR | |||||
Appoint a Director Yamada, Ichiro | MGMT | FOR | FOR | |||||
Appoint a Director Hashimoto, Hideyuki | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Nihei, Harusato | MGMT | AGAINST | AGAINST | |||||
Appoint a Corporate Auditor Tsuji, Sachie | MGMT | FOR | FOR | |||||
Amend Articles to: Approve Minor Revisions | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Chiba, Shoji | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
TEIKOKU ELECTRIC MFG. CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 58,200 | 6155829 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Koroyasu, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Funahashi, Masaharu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Murata, Kiyoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Sato, Tetsuzo | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kagen, Takashi | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Abe, Takashi | MGMT | FOR | FOR | |||||
FUJIKURA KASEI CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 1,357,000 | 6356729 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Miyagawa, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kato, Daisuke | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Hiroaki | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kajiwara, Hisashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Takano, Masahiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Satoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kawaguchi, Hitoshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kurihara, Susumu | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Osamu | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagahama, Yoichi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Shimoda, Yoshizo | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Naka, Mitsuyoshi | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Watanabe, Takashi | MGMT | AGAINST | AGAINST | |||||
THE OKINAWA ELECTRIC POWER COMPANY,INCORPORATED | 29-Jun-2021 | Annual General Meeting | 180,590 | 6658050 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Omine, Mitsuru | MGMT | FOR | FOR | |||||
Appoint a Director Motonaga, Hiroyuki | MGMT | FOR | FOR | |||||
Appoint a Director Shimabukuro, Kiyohito | MGMT | FOR | FOR | |||||
Appoint a Director Narisoko, Hayato | MGMT | FOR | FOR | |||||
Appoint a Director Yokoda, Tetsu | MGMT | FOR | FOR | |||||
Appoint a Director Uema, Jun | MGMT | FOR | FOR | |||||
Appoint a Director Nakamura, Naomasa | MGMT | FOR | FOR | |||||
Appoint a Director Nakahodo, Hiraku | MGMT | FOR | FOR | |||||
Appoint a Director Okada, Akira | MGMT | FOR | FOR | |||||
Appoint a Director Yuasa, Hideo | MGMT | FOR | FOR | |||||
Appoint a Director Yogi, Tatsuki | MGMT | FOR | FOR | |||||
Appoint a Director Nozaki, Seiko | MGMT | FOR | FOR | |||||
Approve Adoption of the Performance-based Stock Compensation to be received by Directors | MGMT | FOR | FOR | |||||
Approve Payment of Bonuses to Directors | MGMT | FOR | FOR | |||||
KAMIGUMI CO.,LTD. | 29-Jun-2021 | Annual General Meeting | 77,800 | 5754409 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director Kubo, Masami | MGMT | FOR | FOR | |||||
Appoint a Director Fukai, Yoshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Tahara, Norihito | MGMT | FOR | FOR | |||||
Appoint a Director Horiuchi, Toshihiro | MGMT | FOR | FOR | |||||
Appoint a Director Murakami, Katsumi | MGMT | FOR | FOR | |||||
Appoint a Director Hiramatsu, Koichi | MGMT | FOR | FOR | |||||
Appoint a Director Nagata, Yukihiro | MGMT | FOR | FOR | |||||
Appoint a Director Shiino, Kazuhisa | MGMT | FOR | FOR | |||||
Appoint a Director Ishibashi, Nobuko | MGMT | FOR | FOR | |||||
Appoint a Director Suzuki, Mitsuo | MGMT | FOR | FOR | |||||
Appoint a Corporate Auditor Kuroda, Ai | MGMT | FOR | FOR | |||||
Appoint a Substitute Corporate Auditor Saeki, Kuniharu | MGMT | FOR | FOR |
PROXY VOTING REPORT
FOR THE PERIOD JULY 1, 2020 TO JUNE 30, 2021
JAPAN SMALLER CAPITALIZATION FUND, INC.
Company Name | Meeting Date | Meeting Type | Voted Shares | SEDOL | Proposal | Proposed By | For/Against MGMT | Vote |
TENMA CORPORATION | 29-Jun-2021 | Annual General Meeting | 86,300 | 6884231 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Director who is not Audit and Supervisory Committee Member Hirono, Hirohiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Yuichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Noritake, Masaru | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hoshi, Kenichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Shiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kurahashi, Hirofumi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Matsuyama, Shoji | MGMT | FOR | FOR | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kataoka, Yoshimasa | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Kitano, Jiro | MGMT | AGAINST | AGAINST | |||||
Appoint a Director who is Audit and Supervisory Committee Member Sakai, Ichiro | MGMT | AGAINST | AGAINST | |||||
Shareholder Proposal: Appoint a Director who is not Audit and Supervisory Committee Member Ajimura, Takashi | SHAREHOLDER | AGAINST | FOR | |||||
Shareholder Proposal: Appoint a Director who is not Audit and Supervisory Committee Member Fujiyama, Kuniko | SHAREHOLDER | FOR | AGAINST | |||||
Shareholder Proposal: Appoint a Director who is Audit and Supervisory Committee Member Hara, Kazuhiko | SHAREHOLDER | AGAINST | FOR | |||||
Shareholder Proposal: Appoint a Director who is Audit and Supervisory Committee Member Goto, Hirotaka | SHAREHOLDER | AGAINST | FOR | |||||
Shareholder Proposal: Appoint a Director who is Audit and Supervisory Committee Member Nishida, Miyo | SHAREHOLDER | AGAINST | FOR | |||||
Shareholder Proposal: Appoint a Director who is not Audit and Supervisory Committee Member Kondo, Noriko | SHAREHOLDER | FOR | AGAINST | |||||
FUKUOKA FINANCIAL GROUP,INC. | 29-Jun-2021 | Annual General Meeting | 103,600 | B1TK1Y8 | Approve Appropriation of Surplus | MGMT | FOR | FOR |
Appoint a Substitute Director who is Audit and Supervisory Committee Member Shimeno, Yoshitaka | MGMT | FOR | FOR | |||||
Appoint a Substitute Director who is Audit and Supervisory Committee Member Miura, Masamichi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Shibato, Takashige | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yoshida, Yasuhiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Goto, Hisashi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Miyoshi, Hiroshi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Nomura, Toshimi | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Mori, Takujiro | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Yokota, Koji | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Fukasawa, Masahiko | MGMT | FOR | FOR | |||||
Appoint a Director who is not Audit and Supervisory Committee Member Kosugi, Toshiya | MGMT | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
JAPAN SMALLER CAPITALIZATION FUND, INC.
By: | /s/ Mr. Yuichi Nomoto |
Name: Mr. Yuichi Nomoto
President, Principal Executive Officer
Date: August 9, 2021