The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 5,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| AG MTG INVT TR INC | COM | 001228105 | 6,736 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| AKORN INC | COM | 009728106 | 320 | 91,000 | SH | Put | SOLE | 91,000 | 0 | 0 | |
| ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 433 | 1,630,633 | SH | SOLE | 1,630,633 | 0 | 0 | ||
| AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 3,036 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 1,035 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| BB&T CORP | COM | 054937107 | 6,026 | 129,498 | SH | SOLE | 129,498 | 0 | 0 | ||
| BBX CAP CORP NEW | CL A | 05491N104 | 12,977 | 2,192,136 | SH | SOLE | 2,192,136 | 0 | 0 | ||
| BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 3,027 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 5,820 | 571,666 | SH | SOLE | ` | 571,666 | 0 | 0 | |
| CAPITOL INVT CORP IV | CL A ORD | G18920101 | 13,896 | 1,365,000 | SH | SOLE | 1,365,000 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 56,604 | 600,000 | SH | Put | SOLE | 600,000 | 0 | 0 | |
| CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 10,200 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CHURCHILL CAP CORP | *W EXP 09/11/202 | 17142R111 | 6,720 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| CINEDIGM CORP | COM NEW | 172406209 | 262 | 137,757 | SH | SOLE | 137,757 | 0 | 0 | ||
| CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 19,945 | 3,728,114 | SH | SOLE | 3,728,114 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 6,192 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| CUMULUS MEDIA INC | COM CLASS A | 231082801 | 11,878 | 659,527 | SH | SOLE | 659,527 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 5,994 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 1,998 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 28,034 | 33,000,000 | PRN | SOLE | 33,000,000 | 0 | 0 | ||
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 58,990 | 3,838,000 | SH | SOLE | 3,838,000 | 0 | 0 | ||
| FALCON MINERALS CORP | CL A COM | 30607B109 | 13,652 | 1,544,389 | SH | SOLE | 1,544,389 | 0 | 0 | ||
| FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 12,376 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 20,800 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 20,380 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| FIRST DATA CORP NEW | COM CL A | 32008D106 | 12,195 | 464,200 | SH | SOLE | 464,200 | 0 | 0 | ||
| FISERV INC | COM | 337738108 | 6,630 | 75,100 | SH | Put | SOLE | 75,100 | 0 | 0 | |
| FOX CORP | CL A COM | 35137L105 | 3,365 | 91,664 | SH | SOLE | 91,664 | 0 | 0 | ||
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 4,121 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,048 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,023 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 9,441 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
| GTY TECHNOLOGY HOLDINGS INC | *W EXP 02/19/202 | 362409112 | 9,973 | 1,133,332 | SH | SOLE | 1,133,332 | 0 | 0 | ||
| HALCON RES CORP | COM PAR NEW | 40537Q605 | 473 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 1,008 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P101 | 392 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 7,509 | 644,019 | SH | SOLE | 644,019 | 0 | 0 | ||
| ISHARES TR | IBOXX INV CP ETF | 464287242 | 8,930 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 8,032 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 4,016 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| MERCADOLIBRE INC | NOTE 2.250% 7/0 | 58733RAB8 | 30,306 | 7,532,000 | PRN | SOLE | 7,532,000 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 4,032 | 399,999 | SH | SOLE | 399,999 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 1,344 | 133,333 | SH | SOLE | 133,333 | 0 | 0 | ||
| NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 4,724 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 7,992 | 799,998 | SH | SOLE | 799,998 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 2,664 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | ||
| NEW FRONTIER CORP | COM CL A | G6485P108 | 3,960 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 1,980 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| NEWMONT MNG CORP | COM | 651639106 | 2,347 | 65,600 | SH | Call | SOLE | 65,600 | 0 | 0 | |
| NORTHERN OIL & GAS INC NEV | COM | 665531109 | 30,659 | 11,189,525 | SH | SOLE | 11,189,525 | 0 | 0 | ||
| NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 5,496 | 629,500 | SH | SOLE | 629,500 | 0 | 0 | ||
| ORGANOGENESIS HLDGS INC | *W EXP 10/07/202 | 68621F110 | 18,556 | 2,474,077 | SH | SOLE | 2,474,077 | 0 | 0 | ||
| PROTALIX BIOTHERAPEUTICS INC | NOTE 7.500%11/1 | 74365AAD3 | 2,743 | 2,879,000 | PRN | SOLE | 2,879,000 | 0 | 0 | ||
| QIAGEN NV | DEBT 0.875% 3/1 | N72482AB3 | 1,467 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 17,170 | 1,700,000 | SH | SOLE | 1,700,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 6,733 | 666,666 | SH | SOLE | 666,666 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 50,243 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 3,511 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 16,054 | 1,598,997 | SH | SOLE | 1,598,997 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 5,351 | 532,999 | SH | SOLE | 532,999 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 26,494 | 2,600,000 | SH | SOLE | 2,600,000 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 10,190 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 12,180 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 22,937 | 81,200 | SH | Put | SOLE | 81,200 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 2,825 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 2,825 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
| TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 1,425 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
| TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 2,997 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TPG PACE HLDGS CORP | CL A | G89827128 | 9,511 | 931,548 | SH | SOLE | 931,548 | 0 | 0 | ||
| TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 3,233 | 316,666 | SH | SOLE | 316,666 | 0 | 0 | ||
| TRINITY MERGER CORP | COM CL A | 89653L106 | 3,066 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 3,066 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 6,384 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 2,044 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 3,630 | 355,200 | SH | SOLE | 355,200 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,998 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 1,998 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VERASTEM INC | NOTE 5.000%11/0 | 92337CAA2 | 1,576 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| VERSUM MATLS INC | COM | 92532W103 | 16,351 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
| VISTRA ENERGY CORP | COM | 92840M102 | 128,032 | 4,918,615 | SH | SOLE | 4,918,615 | 0 | 0 | ||
| WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 104,972 | 130,000,000 | PRN | SOLE | 130,000,000 | 0 | 0 | ||
| WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 68,738 | 19,500,000 | PRN | SOLE | 19,500,000 | 0 | 0 | ||