The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 4,995 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 3,345 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 3,795 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| AG MTG INVT TR INC | COM | 001228105 | 6,360 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| AKORN INC | COM | 009728106 | 469 | 91,000 | SH | Put | SOLE | 91,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 20,929 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| ALTA MESA RES INC | *W EXP 03/28/202 | 02133L117 | 238 | 1,630,633 | SH | SOLE | 1,630,633 | 0 | 0 | ||
| AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 3,051 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ANADARKO PETE CORP | COM | 032511107 | 59,976 | 850,000 | SH | SOLE | 850,000 | 0 | 0 | ||
| ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 1,069 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| BBX CAP CORP NEW | CL A | 05491N104 | 9,629 | 1,961,134 | SH | SOLE | 1,961,134 | 0 | 0 | ||
| BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 3,090 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 5,848 | 571,666 | SH | SOLE | ` | 571,666 | 0 | 0 | |
| CAPITOL INVT CORP IV | CL A ORD | G18920101 | 11,713 | 1,145,000 | SH | SOLE | 1,145,000 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 27,732 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 10,350 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 2,046 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 7,105 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| CLARIVATE ANALYTICS PLC | *W EXP 11/09/201 | G21810117 | 7,690 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| CINEDIGM CORP | COM NEW | 172406209 | 179 | 132,929 | SH | SOLE | 132,929 | 0 | 0 | ||
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 17,597 | 3,728,114 | SH | SOLE | 3,728,114 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 6,360 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| CUMULUS MEDIA INC | COM CLASS A | 231082801 | 12,234 | 659,527 | SH | SOLE | 659,527 | 0 | 0 | ||
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 13,344 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 6,078 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 2,511 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 35,485 | 36,500,000 | PRN | SOLE | 36,500,000 | 0 | 0 | ||
| DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 17,547 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 54,039 | 3,838,000 | SH | SOLE | 3,838,000 | 0 | 0 | ||
| ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 36 | 11,600 | SH | SOLE | 11,600 | 0 | 0 | ||
| FALCON MINERALS CORP | CL A COM | 30607B109 | 4,200 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 11,760 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 21,340 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 21,417 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| FIRST DATA CORP NEW | COM CL A | 32008D106 | 14,212 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 4,188 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,095 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,058 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 8,400 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,010 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 5,105 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 1,040 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HOVNANIAN ENTERPRISES INC | CL A NEW | 442487401 | 324 | 42,590 | SH | SOLE | 42,590 | 0 | 0 | ||
| LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,986 | 198,603 | SH | SOLE | 198,603 | 0 | 0 | ||
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 6,162 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 4,108 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 4,080 | 399,999 | SH | SOLE | 399,999 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 1,360 | 133,333 | SH | SOLE | 133,333 | 0 | 0 | ||
| NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 4,060 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 8,072 | 799,998 | SH | SOLE | 799,998 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 2,691 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | ||
| NEW FRONTIER CORP | COM CL A | G6485P108 | 4,028 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 2,014 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| NORTHERN OIL & GAS INC NEV | COM | 665531109 | 21,596 | 11,189,525 | SH | SOLE | 11,189,525 | 0 | 0 | ||
| NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 7,000 | 629,500 | SH | SOLE | 629,500 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 11,591 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 13,752 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| PROTALIX BIOTHERAPEUTICS INC | NOTE 7.500%11/1 | 74365AAD3 | 2,752 | 2,879,000 | PRN | SOLE | 2,879,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 16,320 | 1,600,000 | SH | SOLE | 1,600,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | *W EXP 12/05/202 | G74760128 | 6,800 | 666,666 | SH | SOLE | 666,666 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 10,627 | 56,600 | SH | Call | SOLE | 56,600 | 0 | 0 | |
| RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 3,054 | 304,193 | SH | SOLE | 304,193 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 16,230 | 1,598,997 | SH | SOLE | 1,598,997 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 5,410 | 532,999 | SH | SOLE | 532,999 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 25,044 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 10,435 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 12,120 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
| TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 1,365 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
| TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 2,349 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 3,006 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TPG PACE HLDGS CORP | CL A | G89827128 | 9,688 | 931,548 | SH | SOLE | 931,548 | 0 | 0 | ||
| TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 3,293 | 316,666 | SH | SOLE | 316,666 | 0 | 0 | ||
| TRINITY MERGER CORP | COM CL A | 89653L106 | 3,090 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 3,090 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 3,856 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| UNITED STATES STL CORP NEW | COM | 912909108 | 11,865 | 775,000 | SH | Call | SOLE | 775,000 | 0 | 0 | |
| VECTOIQ ACQUISITION CORP | COM | 92243N103 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 2,026 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VERASTEM INC | NOTE 5.000%11/0 | 92337CAA2 | 1,035 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
| VISTRA ENERGY CORP | COM | 92840M102 | 111,357 | 4,918,615 | SH | SOLE | 4,918,615 | 0 | 0 | ||
| WABCO HLDGS INC | COM | 92927K102 | 2,635 | 19,875 | SH | SOLE | 19,875 | 0 | 0 | ||
| WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 58,220 | 19,500,000 | PRN | SOLE | 19,500,000 | 0 | 0 | ||