The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 5,089 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ACCEL ENTMT INC | *W EXP 11/20/202 | 00436Q114 | 3,958 | 316,666 | SH | SOLE | 316,666 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 3,083 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 1,518 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 3,036 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AG MTG INVT TR INC | COM | 001228105 | 6,168 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 86,027 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 3,117 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ANTERO RES CORP | COM | 03674X106 | 1,995 | 700,000 | SH | Call | SOLE | 700,000 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 1,150 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BBX CAP CORP NEW | CL A | 05491N104 | 7,453 | 1,562,465 | SH | SOLE | 1,562,465 | 0 | 0 | ||
BOXWOOD MERGER CORP | *W EXP 11/26/202 | 10319T119 | 3,038 | 299,006 | SH | SOLE | 299,006 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 7,595 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CHASERG TECHNLGY ACQUISITN C | *W EXP 04/10/202 | 16166A111 | 1,085 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,135 | 1,375,000 | SH | Call | SOLE | 1,375,000 | 0 | 0 | |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 1,078 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLARIVATE ANALYTICS PLC | *W EXP 05/13/202 | G21810117 | 3,360 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 3,225 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 3,264 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CUMULUS MEDIA INC | COM CLASS A | 231082801 | 4,934 | 280,820 | SH | SOLE | 280,820 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 13,998 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | COM CL A | 25258L109 | 2,408 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | *W EXP 06/30/202 | 25258L117 | 802 | 74,999 | SH | SOLE | 74,999 | 0 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 33,186 | 34,500,000 | PRN | SOLE | 34,500,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 22,940 | 1,788,000 | SH | SOLE | 1,788,000 | 0 | 0 | ||
ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 11,675 | 4,456,226 | SH | SOLE | 4,456,226 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 9,884 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 12,960 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 21,600 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 1,650 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,124 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,130 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 500 | 45,333 | SH | SOLE | 45,333 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 552 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,074 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 2,100 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 1,091 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HOVNANIAN ENTERPRISES INC | CL A NEW | 442487401 | 2,751 | 131,803 | SH | SOLE | 131,803 | 0 | 0 | ||
INTERNATIONAL MNY EXPRESS IN | COM | 46005L101 | 438 | 36,367 | SH | SOLE | 36,367 | 0 | 0 | ||
INTERXION HOLDING N.V | SHS | N47279109 | 3,358 | 40,071 | SH | SOLE | 40,071 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 4,115 | 32,160 | SH | SOLE | 32,160 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,773 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 4,136 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 8,432 | 799,998 | SH | SOLE | 799,998 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 2,811 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | ||
NESCO HLDGS INC | *W EXP 01/01/202 | 64083J112 | 2,350 | 571,666 | SH | SOLE | 571,666 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 2,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 70,328 | 30,054,525 | SH | SOLE | 30,054,525 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 7.500%11/1 | 74365AAD3 | 2,502 | 2,879,000 | PRN | SOLE | 2,879,000 | 0 | 0 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 3,048 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 2,034 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 7,252 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
SWITCHBACK ENERGY ACQUISITIO | UNIT 99/99/9999 | 87105M201 | 1,003 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 750 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 2,632 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 3,051 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
US ECOLOGY INC | *W EXP 10/17/202 | 91734M111 | 7,145 | 123,381 | SH | SOLE | 123,381 | 0 | 0 | ||
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 1,512 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 8,843 | 775,000 | SH | Call | SOLE | 775,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 2,064 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 2,064 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VERASTEM INC | NOTE 5.000%11/0 | 92337CAB0 | 952 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
VIRGIN GALACTIC HOLDINGS INC | *W EXP 11/25/202 | 92766K114 | 11,550 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
VISTA OIL & GAS S A B DE C V | SPONSORED ADS | 92837L109 | 1,884 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 113,079 | 4,918,615 | SH | SOLE | 4,918,615 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387409 | 73 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 52,394 | 19,500,000 | PRN | SOLE | 19,500,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 10,826 | 355,200 | SH | SOLE | 355,200 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 17,325 | 500,000 | SH | SOLE | 500,000 | 0 | 0 |