The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | UNIT 12/30/2025 | 004285201 | 4,950 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
ACCEL ENTERTAINMENT INC | *W EXP 11/20/202 | 00436Q114 | 2,375 | 316,666 | SH | SOLE | 316,666 | 0 | 0 | ||
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 2,168 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 1,481 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 2,961 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AG MTG INVT TR INC | COM | 001228105 | 1,096 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 2,790 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 39,848 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 26,241 | 34,070,000 | PRN | SOLE | 34,070,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 3,090 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 12,519 | 451,118 | SH | SOLE | 451,118 | 0 | 0 | ||
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 1,100 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | *W EXP 11/26/202 | 049430119 | 2,568 | 299,006 | SH | SOLE | 299,006 | 0 | 0 | ||
BBX CAP CORP NEW | CL A | 05491N104 | 3,381 | 1,463,611 | SH | SOLE | 1,463,611 | 0 | 0 | ||
BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 5,466 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 1,808 | 7,625 | SH | SOLE | 7,625 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 7,658 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 130 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 1,034 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CHURCHILL CAP CORP III | UNIT 03/01/2027 | 17144C203 | 1,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 3,063 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 3,200 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 4,525 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
DIAMOND EAGLE ACQUISITION CO | *W EXP 06/30/202 | 25258L117 | 925 | 74,999 | SH | SOLE | 74,999 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 10,838 | 13,350,000 | PRN | SOLE | 13,350,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 3,971 | 863,200 | SH | SOLE | 863,200 | 0 | 0 | ||
ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 9,649 | 4,753,325 | SH | SOLE | 4,753,325 | 0 | 0 | ||
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 2,521 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 3,010 | 1,400,000 | SH | SOLE | 1,400,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 12,144 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 4,048 | 399,999 | SH | SOLE | 399,999 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 20,460 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 997 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 2,317 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 1,007 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 2,066 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,090 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GRID DYNAMICS HLDGS INC | *W EXP 03/05/202 | 39813G117 | 800 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 1,029 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HOVNANIAN ENTERPRISES INC | CL A NEW | 442487401 | 1,086 | 131,803 | SH | SOLE | 131,803 | 0 | 0 | ||
HUDSON PAC PPTYS INC | COM | 444097109 | 724 | 28,550 | SH | SOLE | 28,550 | 0 | 0 | ||
INSULET CORP | NOTE 1.375%11/1 | 45784PAH4 | 5,511 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 351,000 | 4,554,300 | SH | Put | SOLE | 4,554,300 | 0 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,715 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
LEO HOLDINGS CORP | *W EXP 07/31/202 | G5463L113 | 4,120 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | NOTE 1.500% 9/1 | 57164YAB3 | 1,362 | 1,750,000 | PRN | SOLE | 1,750,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 4,113 | 33,900 | SH | Call | SOLE | 33,900 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 8,120 | 799,998 | SH | SOLE | 799,998 | 0 | 0 | ||
NESCO HLDGS INC | *W EXP 01/01/202 | 64083J112 | 1,875 | 571,666 | SH | SOLE | 571,666 | 0 | 0 | ||
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 1,650 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 20,341 | 30,675,937 | SH | SOLE | 30,675,937 | 0 | 0 | ||
PAE INC | *W EXP 09/11/202 | 69290Y117 | 325 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PDC ENERGY INC | NOTE 1.125% 9/1 | 69327RAD3 | 14,029 | 17,200,000 | PRN | SOLE | 17,200,000 | 0 | 0 | ||
PROTALIX BIOTHERAPEUTICS INC | NOTE 7.500%11/1 | 74365AAD3 | 2,563 | 2,879,000 | PRN | SOLE | 2,879,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 10,270 | 14,540,000 | PRN | SOLE | 14,540,000 | 0 | 0 | ||
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 13,663 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 3,036 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 1,990 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SL GREEN RLTY CORP | COM | 78440X101 | 3,668 | 85,093 | SH | SOLE | 85,093 | 0 | 0 | ||
SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 7,350 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 77,325 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 451,063 | 1,750,000 | SH | Put | SOLE | 1,750,000 | 0 | 0 | |
SWITCHBACK ENERGY ACQUISTN C | UNIT 99/99/9999 | 87105M201 | 975 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 1,721 | 20,511 | SH | SOLE | 20,511 | 0 | 0 | ||
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 298 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 13,864 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 2,471 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 2,910 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
US ECOLOGY INC | *W EXP 10/17/202 | 91734M111 | 3,751 | 123,381 | SH | SOLE | 123,381 | 0 | 0 | ||
U S WELL SVCS INC | *W EXP 03/15/202 | 91274U119 | 240 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | *W EXP 05/11/202 | 92243N111 | 2,128 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 392 | 45,333 | SH | SOLE | 45,333 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 78,501 | 4,918,615 | SH | SOLE | 4,918,615 | 0 | 0 | ||
VORNADO RLTY TR | SH BEN INT | 929042109 | 905 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 29,324 | 19,500,000 | PRN | SOLE | 19,500,000 | 0 | 0 |