as Trustee
9 1/4% SENIOR SECURED NOTES DUE 2016
and
9 5/8%/10 3/8% SENIOR SECURED TOGGLE NOTES DUE 2016
Trust Indenture Act Section | Indenture Section | |
310 (a)(1) | 7.10 | |
(a)(2) | 7.10 | |
(a)(3) | N.A. | |
(a)(4) | N.A. | |
(a)(5) | 7.10 | |
(b) | 7.10 | |
(c) | N.A. | |
311 (a) | 7.11 | |
(b) | 7.11 | |
(c) | N.A. | |
312 (a) | 2.05 | |
(b) | 14.03 | |
(c) | 14.03 | |
313 (a) | 7.06 | |
(b)(1) | N.A. | |
(b)(2) | 7.06; 7.07 | |
(c) | 7.06; 14.02 | |
(d) | 7.06; 14.02 | |
314 (a) | 4.03; 14.02; 14.05 | |
(b) | 11.05 | |
(c)(1) | 14.04 | |
(c)(2) | 14.04 | |
(c)(3) | N.A. | |
(d) | 11.05 | |
(e) | 14.05 | |
(f) | N.A. | |
315 (a) | 7.01 | |
(b) | 7.05; 14.02. | |
(c) | 7.01 | |
(d) | 7.01 | |
(e) | 6.14 | |
316 (a)(last sentence) | 2.09 | |
(a)(1)(A) | 6.05 | |
(a)(1)(B) | 6.04 | |
(a)(2) | N.A. | |
(b) | 6.07 | |
(c) | 2.12; 9.04 | |
317 (a)(1) | 6.08 | |
(a)(2) | 6.12 | |
(b) | 2.04 | |
318 (a) | 14.01 | |
(b) | N.A. | |
(c) | 14.01 |
* | This Cross-Reference Table is not part of the Indenture. |
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ARTICLE 1 | ||||||
DEFINITIONS AND INCORPORATION BY REFERENCE | ||||||
Section 1.01 | Definitions | 1 | ||||
Section 1.02 | Other Definitions | 37 | ||||
Section 1.03 | Incorporation by Reference of Trust Indenture Act | 38 | ||||
Section 1.04 | Rules of Construction. | 38 | ||||
Section 1.05 | Acts of Holders | 39 | ||||
ARTICLE 2 | ||||||
THE NOTES | ||||||
Section 2.01 | Form and Dating; Terms | 40 | ||||
Section 2.02 | Execution and Authentication | 42 | ||||
Section 2.03 | Registrar and Paying Agent | 43 | ||||
Section 2.04 | Paying Agent to Hold Money in Trust | 43 | ||||
Section 2.05 | Holder Lists | 43 | ||||
Section 2.06 | Transfer and Exchange | 44 | ||||
Section 2.07 | Replacement Notes | 55 | ||||
Section 2.08 | Outstanding Notes | 55 | ||||
Section 2.09 | Treasury Notes | 55 | ||||
Section 2.10 | Temporary Notes | 56 | ||||
Section 2.11 | Cancellation | 56 | ||||
Section 2.12 | Defaulted Cash Interest | 56 | ||||
Section 2.13 | CUSIP and ISIN Numbers | 57 | ||||
ARTICLE 3 | ||||||
REDEMPTION | ||||||
Section 3.01 | Notices to Trustee | 57 | ||||
Section 3.02 | Selection of Notes to Be Redeemed or Purchased | 57 | ||||
Section 3.03 | Notice of Redemption | 58 | ||||
Section 3.04 | Effect of Notice of Redemption | 58 | ||||
Section 3.05 | Deposit of Redemption or Purchase Price | 59 | ||||
Section 3.06 | Notes Redeemed or Purchased in Part | 59 | ||||
Section 3.07 | Optional Redemption | 59 | ||||
Section 3.08 | Mandatory Redemption | 62 | ||||
Section 3.09 | Asset Sales of Collateral | 63 | ||||
Section 3.10 | Asset Sales | 65 |
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ARTICLE 4 | ||||||
COVENANTS | ||||||
Section 4.01 | Payment of Notes | 66 | ||||
Section 4.02 | Maintenance of Office or Agency | 67 | ||||
Section 4.03 | Reports and Other Information | 67 | ||||
Section 4.04 | Compliance Certificate | 68 | ||||
Section 4.05 | Taxes | 69 | ||||
Section 4.06 | Stay, Extension and Usury Laws | 69 | ||||
Section 4.07 | Limitation on Restricted Payments | 69 | ||||
Section 4.08 | Limitation on Prepayment or Modification of Existing Notes | 76 | ||||
Section 4.09 | Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries | 76 | ||||
Section 4.10 | Limitation on Incurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock | 78 | ||||
Section 4.11 | Asset Sales | 83 | ||||
Section 4.12 | Transactions with Affiliates | 86 | ||||
Section 4.13 | Liens | 88 | ||||
Section 4.14 | Corporate Existence | 89 | ||||
Section 4.15 | Offer to Repurchase upon Change of Control | 89 | ||||
Section 4.16 | Limitation on Guarantees of Indebtedness by Restricted Subsidiaries | 91 | ||||
Section 4.17 | Discharge and Suspension of Covenants | 92 | ||||
Section 4.18 | After-Acquired Collateral; Principal Properties | 93 | ||||
ARTICLE 5 | ||||||
SUCCESSORS | ||||||
Section 5.01 | Merger, Consolidation or Sale of All or Substantially All Assets | 93 | ||||
Section 5.02 | Successor Corporation Substituted | 95 | ||||
ARTICLE 6 | ||||||
DEFAULTS AND REMEDIES | ||||||
Section 6.01 | Events of Default | 96 | ||||
Section 6.02 | Acceleration | 98 | ||||
Section 6.03 | Other Remedies | 98 | ||||
Section 6.04 | Waiver of Past Defaults | 98 | ||||
Section 6.05 | Control by Majority | 99 | ||||
Section 6.06 | Limitation on Suits | 99 | ||||
Section 6.07 | Rights of Holders of Notes to Receive Payment | 99 | ||||
Section 6.08 | Collection Suit by Trustee | 99 | ||||
Section 6.09 | Restoration of Rights and Remedies | 100 | ||||
Section 6.10 | Rights and Remedies Cumulative | 100 | ||||
Section 6.11 | Delay or Omission Not Waiver | 100 | ||||
Section 6.12 | Trustee May File Proofs of Claim | 100 | ||||
Section 6.13 | Priorities | 101 | ||||
Section 6.14 | Undertaking for Costs | 101 |
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ARTICLE 7 | ||||||
TRUSTEE | ||||||
Section 7.01 | Duties of Trustee | 101 | ||||
Section 7.02 | Rights of Trustee | 102 | ||||
Section 7.03 | Individual Rights of Trustee | 103 | ||||
Section 7.04 | Trustee’s Disclaimer | 104 | ||||
Section 7.05 | Notice of Defaults | 104 | ||||
Section 7.06 | Reports by Trustee to Holders of the Notes | 104 | ||||
Section 7.07 | Compensation and Indemnity | 104 | ||||
Section 7.08 | Replacement of Trustee | 105 | ||||
Section 7.09 | Successor Trustee by Merger, etc | 106 | ||||
Section 7.10 | Eligibility; Disqualification | 106 | ||||
Section 7.11 | Preferential Collection of Claims Against Issuer | 106 | ||||
ARTICLE 8 | ||||||
LEGAL DEFEASANCE AND COVENANT DEFEASANCE | ||||||
Section 8.01 | Option to Effect Legal Defeasance or Covenant Defeasance | 106 | ||||
Section 8.02 | Legal Defeasance and Discharge | 106 | ||||
Section 8.03 | Covenant Defeasance | 107 | ||||
Section 8.04 | Conditions to Legal or Covenant Defeasance | 108 | ||||
Section 8.05 | Deposited Money and Government Securities to Be Held in Trust; Other Miscellaneous Provisions | 109 | ||||
Section 8.06 | Repayment to Issuer | 109 | ||||
Section 8.07 | Reinstatement | 110 | ||||
ARTICLE 9 | ||||||
AMENDMENT, SUPPLEMENT AND WAIVER | ||||||
Section 9.01 | Without Consent of Holders of Notes | 110 | ||||
Section 9.02 | With Consent of Holders of Notes | 111 | ||||
Section 9.03 | Compliance with Trust Indenture Act | 113 | ||||
Section 9.04 | Revocation and Effect of Consents | 113 | ||||
Section 9.05 | Notation on or Exchange of Notes | 114 | ||||
Section 9.06 | Trustee to Sign Amendments, etc | 114 | ||||
Section 9.07 | Payment for Consent | 114 | ||||
ARTICLE 10 | ||||||
RANKING OF NOTE LIENS | ||||||
Section 10.01 | Relative Rights | 114 |
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ARTICLE 11 | ||||||
COLLATERAL | ||||||
Section 11.01 | Security Documents | 116 | ||||
Section 11.02 | Collateral Agent | 116 | ||||
Section 11.03 | Authorization of Actions to Be Taken | 117 | ||||
Section 11.04 | Release of Collateral | 118 | ||||
Section 11.05 | Filing, Recording and Opinions | 119 | ||||
Section 11.06 | Powers Exercisable by Receiver or Trustee | 120 | ||||
Section 11.07 | Release upon Termination of the Issuer’s Obligations | 120 | ||||
Section 11.08 | Designations | 120 | ||||
ARTICLE 12 | ||||||
GUARANTEES | ||||||
Section 12.01 | Guarantee | 120 | ||||
Section 12.02 | Limitation on Guarantor Liability | 122 | ||||
Section 12.03 | Execution and Delivery | 122 | ||||
Section 12.04 | Subrogation | 123 | ||||
Section 12.05 | Benefits Acknowledged | 123 | ||||
Section 12.06 | Release of Guarantees | 123 | ||||
ARTICLE 13 | ||||||
SATISFACTION AND DISCHARGE | ||||||
Section 13.01 | Satisfaction and Discharge | 124 | ||||
Section 13.02 | Application of Trust Money | 125 | ||||
ARTICLE 14 | ||||||
MISCELLANEOUS | ||||||
Section 14.01 | Trust Indenture Act Controls | 125 | ||||
Section 14.02 | Notices | 125 | ||||
Section 14.03 | Communication by Holders of Notes with Other Holders of Notes | 126 | ||||
Section 14.04 | Certificate and Opinion as to Conditions Precedent | 126 | ||||
Section 14.05 | Statements Required in Certificate or Opinion | 126 | ||||
Section 14.06 | Rules by Trustee and Agents | 127 | ||||
Section 14.07 | No Personal Liability of Directors, Officers, Employees and Stockholders | 127 | ||||
Section 14.08 | Governing Law | 127 | ||||
Section 14.09 | Waiver of Jury Trial | 127 | ||||
Section 14.10 | Force Majeure | 127 | ||||
Section 14.11 | No Adverse Interpretation of Other Agreements | 128 | ||||
Section 14.12 | Successors | 128 | ||||
Section 14.13 | Severability | 128 | ||||
Section 14.14 | Counterpart Originals | 128 | ||||
Section 14.15 | Table of Contents, Headings, etc | 128 |
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Page | ||||||
Section 14.16 | Qualification of Indenture | 128 | ||||
SCHEDULES | ||||||
Schedule I | Guarantors | |||||
EXHIBITS | ||||||
Exhibit A-1 | Form of 2014 Cash-Pay Note | |||||
Exhibit A-2 | Form of 2016 Cash-Pay Note | |||||
Exhibit A-3 | Form of Toggle Note | |||||
Exhibit B | Form of Certificate of Transfer | |||||
Exhibit C | Form of Certificate of Exchange | |||||
Exhibit D | Form of Supplemental Indenture to Be Delivered by Subsequent Guarantors |
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Defined in | ||||
Term | Section | |||
“Acceptable Commitment” | 4.11 | |||
“Affiliate Transaction” | 4.12 | |||
“Asset Sale Offer” | 4.11 | |||
“Authentication Order” | 2.02 | |||
“AHYDO Redemption Date” | 3.08 | |||
“Change of Control Offer” | 4.15 | |||
“Change of Control Payment” | 4.15 | |||
“Change of Control Payment Date” | 4.15 | |||
“Collateral Asset Sale Offer” | 4.11 | |||
“Collateral Excess Proceeds” | 4.11 | |||
“Collateral Offer Amount” | 3.09 | |||
“Collateral Offer Period” | 3.09 | |||
“Collateral Purchase Date” | 3.09 | |||
“Covenant Defeasance” | 8.03 | |||
“Covenant Suspension Event” | 4.17 | |||
“DTC” | 2.03 | |||
“Event of Default” | 6.01 | |||
“Excess Proceeds” | 4.11 | |||
“incur” | 4.10 | |||
“Legal Defeasance” | 8.02 | |||
“Mandatory Principal Redemption” | 3.08 | |||
“Mandatory Principal Redemption Amount” | 3.08 | |||
“Note Register” | 2.03 | |||
“Offer Amount” | 3.10 | |||
“Offer Period” | 3.10 | |||
“Paying Agent” | 2.03 | |||
“Payment Discharge” | 11.04 | |||
“PIK Notes” | 2.01 | |||
“PIK Payment” | 2.01 | |||
“Purchase Date” | 3.10 | |||
“Redemption Date” | 3.07 | |||
“Refinancing Indebtedness” | 4.10 |
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Defined in | ||||
Term | Section | |||
“Refunding Capital Stock” | 4.07 | |||
“Registrar” | 2.03 | |||
“Restricted Payments” | 4.07 | |||
“Reversion Date” | 4.17 | |||
“Second Commitment” | 4.11 | |||
“Successor Company” | 5.01 | |||
“Successor Person” | 5.01 | |||
“Suspended Covenants” | 4.17 | |||
“Suspension Period” | 4.17 | |||
“Treasury Capital Stock” | 4.07 |
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Year | Percentage | |||
2010 | 104.563 | % | ||
2011 | 102.281 | % | ||
2012 and thereafter | 100.000 | % |
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Year | Percentage | |||
2011 | 104.625 | % | ||
2012 | 103.083 | % | ||
2013 | 101.542 | % | ||
2014 and thereafter | 100.000 | % |
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Year | Percentage | |||
2011 | 104.813 | % | ||
2012 | 103.208 | % | ||
2013 | 101.604 | % | ||
2014 and thereafter | 100.000 | % |
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Section 4.09 | Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries. |
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Section 4.10 | Limitation on Incurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock. |
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HCA INC. | ||||
By: | /s/ R. Milton Johnson | |||
Name: | R. Milton Johnson | |||
Title: | Executive Vice President and Chief Financial Officer | |||
Each of the GUARANTORS listed on Schedule I hereto | ||||
By: | /s/ David G. Anderson | |||
Name: | David G. Anderson | |||
Title: | Vice President and Treasurer | |||
THE BANK OF NEW YORK as Trustee | ||||
By: | /s/ Mary LaGumina | |||
Name: | Mary LaGumina | |||
Title: | Vice President | |||
BRIGHAM CITY COMMUNITY HOSPITAL, INC.
BROOKWOOD MEDICAL CENTER OF GULFPORT, INC.
CAPITAL DIVISION, INC.
CENTERPOINT MEDICAL CENTER OF INDEPENDENCE, LLC
CENTRAL FLORIDA REGIONAL HOSPITAL, INC.
CENTRAL SHARED SERVICES, LLC
CENTRAL TENNESSEE HOSPITAL CORPORATION
CHCA BAYSHORE, L.P.
CHCA CONROE, L.P.
CHCA EAST HOUSTON, L.P.
CHCA MAINLAND, L.P.
CHCA WEST HOUSTON, L.P.
CHCA WOMAN’S HOSPITAL, L.P.
CHIPPENHAM & JOHNSTON-WILLIS HOSPITALS, INC.
CMS GP, LLC
COLORADO HEALTH SYSTEMS, INC.
COLUMBIA ASC MANAGEMENT, L.P.
COLUMBIA JACKSONVILLE HEALTHCARE SYSTEM, INC.
COLUMBIA LAGRANGE HOSPITAL, INC.
COLUMBIA MEDICAL CENTER OF ARLINGTON SUBSIDIARY, L.P.
COLUMBIA MEDICAL CENTER OF DENTON SUBSIDIARY, L.P.
COLUMBIA MEDICAL CENTER OF LAS COLINAS, INC.
COLUMBIA MEDICAL CENTER OF LEWISVILLE SUBSIDIARY, L.P.
COLUMBIA MEDICAL CENTER OF MCKINNEY SUBSIDIARY, L.P.
COLUMBIA MEDICAL CENTER OF PLANO SUBSIDIARY, L.P.
COLUMBIA NORTH HILLS HOSPITAL SUBSIDIARY, L.P.
COLUMBIA OGDEN MEDICAL CENTER, INC.
COLUMBIA PARKERSBURG HEALTHCARE SYSTEM, LLC
COLUMBIA PLAZA MEDICAL CENTER OF FORT WORTH SUBSIDIARY, L.P.
COLUMBIA POLK GENERAL HOSPITAL, INC.
COLUMBIA RIO GRANDE HEALTHCARE, L.P.
COLUMBIA RIVERSIDE, INC.
COLUMBIA VALLEY HEALTHCARE SYSTEM, L.P.
COLUMBIA/ALLEGHANY REGIONAL HOSPITAL INCORPORATED
COLUMBIA/HCA JOHN RANDOLPH, INC.
COLUMBINE PSYCHIATRIC CENTER, INC.
COLUMBUS CARDIOLOGY, INC.
CONROE HOSPITAL CORPORATION
DALLAS/FT. WORTH PHYSICIAN, LLC
DAUTERIVE HOSPITAL CORPORATION
DUBLIN COMMUNITY HOSPITAL, LLC
EASTERN IDAHO HEALTH SERVICES, INC.
EDMOND REGIONAL MEDICAL CENTER, LLC
EDWARD WHITE HOSPITAL, INC.
EL PASO SURGICENTER, INC.
EP HEALTH, LLC
FAIRVIEW PARK GP, LLC
FAIRVIEW PARK, LIMITED PARTNERSHIP
FRANKFORT HOSPITAL, INC.
GALEN PROPERTY, LLC
GENERAL HEALTHSERV, LLC
GOOD SAMARITAN HOSPITAL, L.P.
GOPPERT-TRINITY FAMILY CARE, LLC
GPCH-GP, INC.
GRAND STRAND REGIONAL MEDICAL CENTER, LLC
GREEN OAKS HOSPITAL SUBSIDIARY, L.P.
GREENVIEW HOSPITAL, INC.
HAMILTON MEDICAL CENTER, INC.
HCA CENTRAL GROUP, INC.
HCA HEALTH SERVICES OF FLORIDA, INC.
HCA HEALTH SERVICES OF LOUISIANA, INC.
HCA HEALTH SERVICES OF OKLAHOMA, INC.
HCA HEALTH SERVICES OF TENNESSEE, INC.
HCA HEALTH SERVICES OF VIRGINIA, INC.
HCA MANAGEMENT SERVICES, L.P.
HD&S CORP. SUCCESSOR, INC.
HEALTH MIDWEST OFFICE FACILITIES CORPORATION
HEALTH MIDWEST VENTURES GROUP, INC.
HEALTHTRUST MOB, LLC
HENDERSONVILLE HOSPITAL CORPORATION
HOSPITAL CORPORATION OF NORTH CAROLINA
HOSPITAL CORPORATION OF TENNESSEE
HOSPITAL CORPORATION OF UTAH
HOSPITAL DEVELOPMENT PROPERTIES, INC.
HSS HOLDCO, LLC
HSS SYSTEMS VA, LLC
HSS SYSTEMS, LLC
HSS VIRGINIA, L.P.
HTI MEMORIAL HOSPITAL CORPORATION
INTEGRATED REGIONAL LAB, LLC
INTEGRATED REGIONAL LABORATORIES, LLP
JFK MEDICAL CENTER LIMITED PARTNERSHIP
KPH-CONSOLIDATION, INC.
LAKELAND MEDICAL CENTER, LLC
LAKEVIEW MEDICAL CENTER, LLC
LARGO MEDICAL CENTER, INC.
LAS VEGAS SURGICARE, INC.
LAWNWOOD MEDICAL CENTER, INC.
LEWIS-GALE HOSPITAL, INCORPORATED
LEWIS-GALE MEDICAL CENTER, LLC
LEWIS-GALE PHYSICIANS, LLC
LOS ROBLES REGIONAL MEDICAL CENTER
MANAGEMENT SERVICES HOLDINGS, INC.
MARIETTA SURGICAL CENTER, INC.
MCA INVESTMENT COMPANY
MEDICAL CENTERS OF OKLAHOMA, LLC
MEDICAL OFFICE BUILDINGS OF KANSAS, LLC
MEMORIAL HEALTHCARE GROUP, INC.
MIDWEST DIVISION — ACH, LLC
MIDWEST DIVISION — LRHC, LLC
MIDWEST DIVISION — LSH, LLC
MIDWEST DIVISION — MCI, LLC
MIDWEST DIVISION — MMC, LLC
MIDWEST DIVISION — OPRMC, LLC
MIDWEST DIVISION — PFC, LLC
MIDWEST DIVISION — RBH, LLC
MIDWEST DIVISION — RMC, LLC
MIDWEST DIVISION — RPC, LLC
MIDWEST HOLDINGS, INC.
MONTGOMERY REGIONAL HOSPITAL, INC.
MOUNTAIN VIEW HOSPITAL, INC.
NASHVILLE SHARED SERVICES GENERAL PARTNERSHIP
NATIONAL PATIENT ACCOUNT SERVICES, INC.
NEW PORT RICHEY HOSPITAL, INC.
NEW ROSE HOLDING COMPANY, INC.
NORTH FLORIDA IMMEDIATE CARE CENTER, INC.
NORTH FLORIDA REGIONAL MEDICAL CENTER, INC.
NORTHERN UTAH HEALTHCARE CORPORATION
NORTHERN VIRGINIA COMMUNITY HOSPITAL, LLC
NORTHLAKE MEDICAL CENTER, LLC
NOTAMI HOSPITALS OF LOUISIANA, INC.
NOTAMI HOSPITALS, LLC
OKALOOSA HOSPITAL, INC.
OKEECHOBEE HOSPITAL, INC.
OUTPATIENT CARDIOVASCULAR CENTER OF CENTRAL FLORIDA, LLC
PALMS WEST HOSPITAL LIMITED PARTNERSHIP
PALMYRA PARK HOSPITAL, INC.
PLANTATION GENERAL HOSPITAL, L.P.
PULASKI COMMUNITY HOSPITAL, INC.
REDMOND PARK HOSPITAL, LLC
REDMOND PHYSICIAN PRACTICE COMPANY
REDMOND PHYSICIAN PRACTICE VIII, LLC
RESTON HOSPITAL CENTER, LLC
RETREAT HOSPITAL, INC.
RIO GRANDE REGIONAL HOSPITAL, INC.
RIVERSIDE HEALTHCARE SYSTEM, L.P.
RIVERSIDE HOSPITAL, INC.
SAMARITAN, LLC
SAN JOSE HEALTHCARE SYSTEM, LP
SAN JOSE HOSPITAL, L.P.
SAN JOSE MEDICAL CENTER, LLC
SAN JOSE, LLC
SARASOTA DOCTORS HOSPITAL, INC.
SOUTHERN HILLS MEDICAL CENTER, LLC
SPOTSYLVANIA MEDICAL CENTER, INC.
SPRING BRANCH MEDICAL CENTER, INC.
SPRING HILL HOSPITAL, INC.
ST. MARK’S LONE PEAK HOSPITAL, INC.
SUN CITY HOSPITAL, INC.
SUNBELT REGIONAL MEDICAL CENTER, INC.
SUNRISE MOUNTAINVIEW HOSPITAL, INC.
SURGICARE OF BRANDON, INC.
SURGICARE OF FLORIDA, INC.
SURGICARE OF HOUSTON WOMEN’S, INC.
SURGICARE OF MANATEE, INC.
SURGICARE OF NEWPORT RICHEY, INC.
SURGICARE OF PALMS WEST, LLC
SURGICARE OF RIVERSIDE, LLC
TALLAHASSEE MEDICAL CENTER, INC.
TCMC MADISON-PORTLAND, INC.
TERRE HAUTE HOSPITAL GP, INC.
TERRE HAUTE HOSPITAL HOLDINGS, INC.
TERRE HAUTE MOB, L.P.
TERRE HAUTE REGIONAL HOSPITAL, L.P.
TIMPANOGOS REGIONAL MEDICAL SERVICES, INC.
TRIDENT MEDICAL CENTER, LLC
UTAH MEDCO, LLC
VH HOLDCO, INC.
VH HOLDINGS, INC.
VIRGINIA PSYCHIATRIC COMPANY, INC.
W & C HOSPITAL, INC.
WALTERBORO COMMUNITY HOSPITAL, INC.
WESLEY MEDICAL CENTER, LLC
WEST FLORIDA REGIONAL MEDICAL CENTER, INC.
WEST VALLEY MEDICAL CENTER, INC.
WESTERN PLAINS CAPITAL, INC.
WHMC, INC.
WOMAN’S HOSPITAL OF TEXAS, INCORPORATED
WOMEN’S AND CHILDREN’S HOSPITAL, INC.
A-1-1
ISIN [ ]1
representing up to
$[______________]
9 1/8% Senior Secured Notes due 2014
No. ___ | [$ ] |
1 | Rule 144A Note CUSIP: 404119 AS 8 Rule 144A Note ISIN: US404119AS83 Regulation S Note CUSIP: U24788 AA 6 Regulation S Note ISIN: USU24788AA66 Exchange Note CUSIP: 404119 AU 3 Exchange Note ISIN: US404119AU30 |
A-1-2
HCA INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
A-1-3
THE BANK OF NEW YORK, as Trustee | ||||
By: | ||||
Authorized Signatory | ||||
A-1-4
A-1-5
Year | Percentage | |||
2010 | 104.563 | % | ||
2011 | 102.281 | % | ||
2012 and thereafter | 100.000 | % |
A-1-6
A-1-7
A-1-8
One Park Plaza
Nashville, Tennessee 37203
Fax No.: (615) 344-1531
Attention: General Counsel
A-1-9
(I) or (we) assign and transfer this 2014 Cash-Pay Note to: | ||||
and irrevocably appoint |
Your Signature: | ||||
(Sign exactly as your name appears on | ||||
the face of this 2014 Cash-Pay Note) | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-1-10
Your Signature: | ||||
(Sign exactly as your name appears on | ||||
the face of this 2014 Cash-Pay Note) | ||||
Tax Identification No.: | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-1-11
Principal Amount | ||||||||||||||||
of | ||||||||||||||||
Amount of | Amount of increase | this Global Note | Signature of | |||||||||||||
decrease | in Principal | following such | authorized officer | |||||||||||||
Date of | in Principal | Amount of this | decrease or | of Trustee or | ||||||||||||
Exchange | Amount | Global Note | increase | Custodian | ||||||||||||
* | This schedule should be included only if the Note is issued in global form. |
A-1-12
A-2-1
ISIN [ ]2
representing up to
$[ ]
9 1/4% Senior Secured Notes due 2016
No. | [$ ] |
2 | Rule 144A Note CUSIP: 404119 AV 1 Rule 144A Note ISIN: US404119AV13 Regulation S Note CUSIP: U24788 AB 4 Regulation S Note ISIN: USU24788AB40 Exchange Note CUSIP: 404119 AX 7 Exchange Note ISIN: US404119AX78 |
A-2-2
HCA INC. | ||||
By: | ||||
Name: | ||||
Title: |
A-2-3
THE BANK OF NEW YORK, as Trustee | ||||
By: | ||||
Authorized Signatory | ||||
A-2-4
A-2-5
Year | Percentage | |||
2011 | 104.625 | % | ||
2012 | 103.083 | % | ||
2013 | 101.542 | % | ||
2014 and thereafter | 100.000 | % |
A-2-6
A-2-7
A-2-8
One Park Plaza
Nashville, Tennessee 37203
Fax No.: (615) 344-1531
Attention: General Counsel
A-2-9
(I) or (we) assign and transfer this 2016 Cash-Pay Note to: | ||||
and irrevocably appoint |
Your Signature: | ||||
(Sign exactly as your name appears on | ||||
the face of this 2016 Cash-Pay Note) | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-2-10
Your Signature: | ||||
(Sign exactly as your name appears on | ||||
the face of this 2016 Cash-Pay Note) | ||||
Tax Identification No.: | ||||
* | Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee). |
A-2-11
Principal Amount | ||||||||||||||||
of | ||||||||||||||||
Amount of | Amount of increase | this Global Note | Signature of | |||||||||||||
decrease | in Principal | following such | authorized officer | |||||||||||||
Date of | in Principal | Amount of this | decrease or | of Trustee or | ||||||||||||
Exchange | Amount | Global Note | increase | Custodian | ||||||||||||
* | This schedule should be included only if the Note is issued in global form. |
A-2-12
A-3-1
ISIN [ ]3
representing up to
$[ ]
9 5/8%/ 10 3/8% Senior Secured Toggle Notes due 2016
No. ___ | [$ ] | |
3 | Rule 144A Note CUSIP: 404119 AY 5 | |
Rule 144A Note ISIN: US404119AY51 | ||
Regulation S Note CUSIP: U24788 AC 2 | ||
Regulation S Note ISIN: USU24788AC23 | ||
Exchange Note CUSIP: 404119 BA 6 | ||
Exchange Note ISIN: US404119BA66 |
A-3-2
HCA INC. | ||||
By: | ||||
Name: | ||||
Title: | ||||
A-3-3
THE BANK OF NEW YORK, as Trustee | ||||
By: | ||||
Authorized Signatory |
A-3-4
• | entirely in cash (“Cash Interest”); | ||
• | entirely by increasing the principal amount of the outstanding Toggle Notes or by issuing PIK Notes (“PIK Interest”); or | ||
• | on 50% of the outstanding principal amount of the Toggle Notes in cash and on 50% of the principal amount by increasing the principal amount of the outstanding Toggle Notes or by issuing PIK Notes (“Partial PIK Interest”). |
A-3-5
A-3-6
Year | Percentage | |||
2011 | 104.813 | % | ||
2012 | 103.208 | % | ||
2013 | 101.604 | % | ||
2014 and thereafter | 100.000 | % |
A-3-7
A-3-8
A-3-9
One Park Plaza
Nashville, Tennessee 37203
Fax No.: (615) 344-1531
Attention: General Counsel
A-3-10
(I) or (we) assign and transfer this Toggle Note to: | ||
(Insert assignee’ legal name) |
(Insert assignee’s soc. sec. or tax I.D. no.) | ||
(Print or type assignee’s name, address and zip code) | ||
and irrevocably appoint | ||
to transfer this Toggle Note on the books of the Issuer. The agent may substitute another to act for him. |
Date: | ||||||||
Your Signature: | ||||||||
(Sign exactly as your name appears on the face of this Toggle Note) |
Signature Guarantee*: | ||||
signature guarantor acceptable to the Trustee).
A-3-11
o Section 4.11 | o Section 4.15 |
Date: | ||||||||||
Your Signature: | ||||||||||
(Sign exactly as your name appears on the face of this Toggle Note) | ||||||||||
Tax Identification No.: | ||||||||||
Signature Guarantee*: | ||||
signature guarantor acceptable to the Trustee).
A-3-12
Principal Amount | ||||||||
of | ||||||||
Amount of | Amount of increase | this Global Note | Signature of | |||||
decrease | in Principal | following such | authorized officer | |||||
Date of | in Principal | Amount of this | decrease or | of Trustee or | ||||
Exchange | Amount | Global Note | increase | Custodian | ||||
*This schedule should be included only if the Note is issued in global form. |
A-3-13
One Park Plaza
Nashville, Tennessee 37203
Fax No.: (615) 344-1531
Attention: General Counsel
101 Barclay Street
Corporate Trust Administration — Floor 8W
New York, New York 10286
Fax No.: (212) 815-5704
Attention: HCA Trustee
B-1
B-2
B-3
[Insert Name of Transferor] | ||||
By: | ||||
Name: | ||||
Title: | ||||
B-4
1. | The Transferor owns and proposes to transfer the following: |
(a) | [ ] a beneficial interest in the: |
(i) | [ ] 144A Global Note (CUSIP [ ]4 [ ]5[ ]6), or | ||
(ii) | [ ] Regulation S Global Note (CUSIP [ ]4 [ ]5[ ]6), or |
(b) | [ ] a Restricted Definitive Note. | ||
2. | After the Transfer the Transferee will hold: |
(a) | [ ] a beneficial interest in the: |
(i) | [ ] 144A Global Note (CUSIP [ ]4 [ ]5[ ]6), or | ||
(ii) | [ ] Regulation S Global Note (CUSIP [ ]4 [ ]5[ ]6), or | ||
(iii) | [ ] Unrestricted Global Note (CUSIP [ ]4 [ ]5[ ]6); or |
(b) | [ ] a Restricted Definitive Note; or | ||
(c) | [ ] an Unrestricted Definitive Note, in accordance with the terms of the Indenture. |
2 | 2014 Cash-Pay Notes. | |
3 | 2016 Cash-Pay Notes. | |
4 | Toggle Notes |
B-5
One Park Plaza
Nashville, Tennessee 37203
Fax No.: (615) 344-1531
Attention: General Counsel
101 Barclay Street
Corporate Trust Administration — Floor 8W
New York, New York 10286
Fax No.: (212) 815-5704
Attention: HCA Trustee
C-1
C-2
[Insert Name of Transferor] | ||||
By: | ||||
Name: | ||||
Title: | ||||
C-3
TO BE DELIVERED BY SUBSEQUENT GUARANTORS]
D-1
D-2
D-3
D-4
D-5
[GUARANTEEING SUBSIDIARY] | ||||
By: | ||||
Name: | ||||
Title: | ||||
THE BANK OF NEW YORK, as Trustee | ||||
By: | ||||
Name: | ||||
Title: | ||||
D-6