UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-06062
THE THAI CAPITAL FUND, INC.
(Exact name of registrant as specified in charter)
c/o Daiwa Securities Trust Company
One Evertrust Plaza
Jersey City, New Jersey 07302-3051
(Address of principal executive offices) (Zip code)
John J. O’Keefe
The Thai Capital Fund, Inc.
c/o Daiwa Securities Trust Company
One Evertrust Plaza
Jersey City, New Jersey 07302-3051
(Name and address of agent for service)
With copy to:
Leonard B. Mackey, Jr., Esq.
Clifford Chance US LLP
31 West 52nd Street
New York, New York 10019
Registrant’s telephone number, including area code: (201) 915-3054
Date of fiscal year end: December 31
Date of reporting period: June 30, 2011
Item 1: Voting Record for The Thai Capital Fund, Inc. for the year ended June 30, 2011.
Issuer Name: |
| BANPU PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| BANPU |
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SEDOL/CUSIP # |
| 6074849 |
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Meeting Date: |
| 8/10/2010 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To acknowledge the minutes of the Annual General Meeting of the Shareholders for the year 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and approve Banpu Minerals (Singapore) Pte., Ltd. (which is 100% owned subsidiary of the Company) to make the offer to purchase the total remaining shares in Centennial Coal Co., Ltd. in the amount of 80.1% and approve the acquisition of 19.9% of shares in Centennial Coal Co., Ltd. by Banpu Minerals (Singapore) Pte., Ltd. which was made in May and June 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider the issuance of debentures in the aggregate principal amount of not exceeding Baht 20,000 million. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| DELTA |
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SEDOL/CUSIP # |
| 6418920 TH |
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Meeting Date: |
| 9/20/2010 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and approve the minutes of the Annual General Meeting of the Shareholders for the year 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and approve the issuance and offering of warrants to the directors and employees of Delta Electronics (Thailand) Public Company Limited and its subsidiaries under the Employee Stock Option Plan (“ESOP 2010”). |
| For |
| Yes |
| Disapprove |
| Management |
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3 |
| To consider and approve the decrease of the remaining registered capital from Baht 1,259,000,000 to Baht 1,247,384,570 and the amendment to Clause 4 of the Memorandum of Association to be in line with the new capital. |
| For |
| Yes |
| Disapprove |
| Management |
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4 |
| To consider and approve the increase of the registered capital from Baht 1,247,384,570 to Baht 1,309,684,570 by issuing 62,300,000 new ordinary shares at a par value of Baht 1 each to reserve for the proposed ESOP 2010 and the amendment to Clause 4 of the Memorandum of Association to be in line with the new capital. |
| For |
| Yes |
| Disapprove |
| Management |
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5 |
| To consider and approve the allotment of 62,300,000 new ordinary shares for the exercise by the warrant holders of the right to purchase the ordinary shares to be issued and offered under the ESOP 2010. |
| For |
| Yes |
| Disapprove |
| Management |
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6 |
| To consider and approve the listing of warrants and ordinary shares from the exercise of warrants issued and offered under ESOP 2010 on the Stock Exchange of Thailand. |
| For |
| Yes |
| Disapprove |
| Management |
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Issuer Name: |
| PRUKSA REAL ESTATE PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| PS |
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SEDOL/CUSIP # |
| B0R8BF8 TH |
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Meeting Date: |
| 9/29/2010 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and adopt the Minutes of the 2010 Annual General Meeting of Shareholders convened on April 27, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and approve the appointment of a director to replace the director who resigned and the appointment of an additional director. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and approve the sale and issuance of debt instruments under the “shelf filing” project. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| ASIA PLUS SECURITIES PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| ASP |
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SEDOL/CUSIP # |
| B081WM0 TH |
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Meeting Date: |
| 11/19/2010 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Consideration and adoption of the Minutes of the Annual General Meeting of Shareholders No. 16 which was held on April 29, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| Consideration and approval of the extension of the issuance of Derivative Warrants and to acknowledge the risks involved and the company’s risk management policy relating to the issuance of derivative warrants. |
| For |
| Yes |
| For |
| Management |
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3 |
| Consideration and approval of the extension of the limit of the issuance of Company’s Debentures and/or Structured Notes and/or other types of debentures. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| INDORAMA VENTURES PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| IVL |
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SEDOL/CUSIP # |
| B5VSK29 TH |
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Meeting Date: |
| 12/17/2010 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and certify the Minutes of the Annual General meeting of Shareholders no. 1/2010 held on April 27, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and approve the reduction of registered capital of the Company from Baht 5,082,000,000 to Baht 4,334,271,047 by canceling 747,728,953 authorized but unissued shares at the par value of Baht 1 per share. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and approve the amendment of Clause 4 of the Company’s Memorandum of Association to be in line the reduction of the Company’s registered capital. |
| For |
| Yes |
| For |
| Management |
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4 |
| To consider and approve the issuance and offering of Transferable Subscription Right (TSRs). |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider and approve the increase of registered capital of the Company in the amount of 481,585,672 shares at the par value of Baht 1 per share. |
| For |
| Yes |
| For |
| Management |
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6 |
| To consider and approve the amendment of Clause 4 of the Company’s Memorandum of Association to be in the line with the increase of the Company’s registered capital. |
| For |
| Yes |
| For |
| Management |
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7 |
| To consider and approve the allocation of newly issued ordinary shares. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| STARS MICROELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| SMT |
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SEDOL/CUSIP # |
| B4KPWR3 TH |
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Meeting Date: |
| 2/23/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Consider and adopt the minutes of the Annual General Meeting of Shareholders for 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| Consider increasing the registered capital. |
| For |
| Yes |
| For |
| Management |
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3 |
| Consider amending the Company’s Memorandum of Association. |
| For |
| Yes |
| For |
| Management |
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4 |
| Consider allocating the new common shares to mobilize funds. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| BGH |
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SEDOL/CUSIP # |
| B013SS1 TH |
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Meeting Date: |
| 2/24/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Certification of minutes of the Annual General Meeting of Shareholders 2010, held on April 1, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| Consideration and approval of the Company’s entry into the entire business transfer with Health Network Public Company Limited. |
| For |
| Yes |
| For |
| Management |
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3 |
| Consideration and approval of the entry into a tender offer to purchase all shares in Prasit Patana Public Company Limited. |
| For |
| Yes |
| For |
| Management |
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4 |
| Consideration and approval of the reduction of the Company’s registered capital; and the amendment to clause 4 of the Company’s Memorandum of Association. |
| For |
| Yes |
| For |
| Management |
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5 |
| Consideration and approval of the increase in the Company’s registered capital to increase its registered |
| For |
| Yes |
| For |
| Management |
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| capital amendment to clause 4 of its Memorandum of Association. |
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6 |
| Consideration and approval of the allocation of new ordinary shares. |
| For |
| Yes |
| For |
| Management |
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7 |
| Consideration and approval of the appointment of new directors of the Company. |
| For |
| Yes |
| For |
| Management |
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8 |
| Acknowledgement of an interim dividend payment. |
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Issuer Name: |
| PTT EXPLORATION AND PRODUCTION PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| PTTEP |
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SEDOL/CUSIP # |
| B1359K1 TH |
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Meeting Date: |
| 3/30/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To acknowledge the 2010 Performance Result and 2011 Work Plan of the Company. |
| For |
| Yes |
| For |
| Management |
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2 |
| To approve the 2010 financial statements. |
| For |
| Yes |
| For |
| Management |
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3 |
| To approve the dividend payment for 2010 performance. |
| For |
| Yes |
| For |
| Management |
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4 |
| To appoint the auditor and consider the auditor’s fees for year 2011. |
| For |
| Yes |
| For |
| Management |
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5 |
| To approve the appointment of new directors in replacement of those who are due to retire by rotation. |
| For |
| Yes |
| For |
| Management |
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6 |
| To approve the directors’ and the sub-committees’ remuneration for year 2011. |
| For |
| Yes |
| For |
| Management |
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7 |
| To approve the debenture issuance up to the total amount of Baht 100,000 million. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| ADVANCED INFO SERVICE PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| ADVANC |
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SEDOL/CUSIP # |
| 6412568 TH |
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Meeting Date: |
| 3/31/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Matters to be informed; |
| For |
| Yes |
| For |
| Management |
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2 |
| To certify the Minutes of the 2010 Annual General Meeting of Shareholders held on April 8, 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To acknowledge the results of operations for 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To approve the balance sheet, statement of income and statement of cash flow for the fiscal year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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5 |
| To approve the dividend payment for the fiscal year 2010. |
| For |
| Yes |
| For |
| Management |
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6 |
| To approve a revolving line for issuing and offering debentures of not more than Baht 20,000,000,000 (Baht Twenty billion). |
| For |
| Yes |
| For |
| Management |
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7 |
| To approve the re-appointment of retiring directors. |
| For |
| Yes |
| For |
| Management |
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8 |
| To approve the directors’ remuneration for 2011. |
| For |
| Yes |
| For |
| Management |
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9 |
| To approve the appointment of the Company’s auditors and determine the auditors’ remuneration for the year 2011. |
| For |
| Yes |
| For |
| Management |
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10 |
| To acknowledge reports on the disputes which have arisen and actions which have been taken by the Board of Directors and management with respect to amendments to the Contract Permitting Mobile Phone Services between the Company and TOT Public Company Limited; including to concur with such actions and to approve authorization for the Company to initiate or defend legal actions and/or negotiate, make a compromise with respect to this matter for the benefits of the Company as the Board of Directors deems appropriate. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| BANPU PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| BANPU |
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SEDOL/CUSIP # |
| 6074849 TH |
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Meeting Date: |
| 4/5/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To acknowledge the minutes of the Extraordinary General Meeting of Shareholders No.1/2010. |
| None |
| Abstain |
| None |
| Management |
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2 |
| To acknowledge the performance of the Company for the year 2010 and adopt the directors’ report for the performance of the Company for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To approve the audited balance sheet and the profit and loss statements for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To approve the distribution of annual profits and annual dividend payment. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider the appointment and fix the remuneration of directors. |
| For |
| Yes |
| For |
| Management |
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5.1 |
| Approval of the appointment of directors in place of those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
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5.2 |
| Approval of the directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
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6 |
| To appoint the Company’s auditor and fix his/her remuneration. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| IRPC PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| IRPC |
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SEDOL/CUSIP # |
| 6905295 TH |
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Meeting Date: |
| 4/5/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Notice of the Chairman for acknowledgement. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and certify the minutes of the Annual General Meeting of Shareholders for the year 2010 held on April 8, 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and acknowledge the report on the Company’s performance of the year 2010 and approve the audited financial statement for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To consider and approve an allocation of the net profit of the year 2010 and approve dividend payment for the year 2010. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider and approve the election of directors in replacement of those who are due to retire by rotation. |
| For |
| Yes |
| For |
| Management |
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6 |
| To consider and approve bonus of directors for the year 2010 and remuneration of directors for the year 2011. |
| For |
| Yes |
| For |
| Management |
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6.1 |
| Bonus for the directors’ performance of the year 2010. |
| For |
| Yes |
| For |
| Management |
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6.2 |
| Remuneration for the directors’ performance for the year 2011. |
| For |
| Yes |
| For |
| Management |
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7 |
| To consider and approve the appointment of auditor and determine the auditor’s remuneration for the year 2011. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| KASIKORNBANK PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| KBANK |
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SEDOL/CUSIP # |
| 6888783 TH |
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Meeting Date: |
| 4/7/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider approving the Minutes of the General Meeting of Shareholders No.98 held on April 7, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To acknowledge the Board of Directors’ s report of year 2010 operations. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider approving the Balance Sheet and Statement of Income for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To consider approving the appropriation of profit from 2010 operating results and dividend payment. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider the election of directors to replace those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
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6 |
| To consider approving the remuneration of directors. |
| For |
| Yes |
| For |
| Management |
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7 |
| To consider approving the appointment and the fixing of remuneration of the auditor. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| TMB BANK PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| TMB |
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SEDOL/CUSIP # |
| 6887876 TH |
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Meeting Date: |
| 4/8/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and adopt the Minutes of the 2010 Extraordinary General Meeting of Shareholders no. 1/2553 held on Thursday, June 24, 2010. |
| For |
| Yes |
| For |
| Management |
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2 |
| To acknowledge the Bank’s 2010 operating results. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and approve the balance sheet and income statement for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the allocation of the 2010 |
| For |
| Yes |
| For |
| Management |
|
|
| operating profits and dividend payment. |
|
|
|
|
|
|
|
|
|
5 |
| To consider the election of directors to replace those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider and approve the director remuneration for 2011. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider the appointment of auditor for 2011 and the fixing of audit fees. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| BANGKOK BANK PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| BBL |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6077008 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/12/2011 |
|
|
|
|
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|
|
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|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| Approval of the Minutes of the 17th Annual Ordinary Meeting of Shareholders held on April 12, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| Acknowledgement of the report on the results of operations for the year 2010 as presented in the Annual Report. |
| For |
| Yes |
| For |
| Management |
|
3 |
| Acknowledgement of the Report of the Audit Committee for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| Approval of the Balance Sheet and the Profit and Loss Statement for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
5 |
| Approval of the appropriation of profit and the payment of dividends for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
6 |
| Election of director(s) replacing those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
|
7 |
| Acknowledgement of directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
|
8 |
| The appointment and the determination of the remuneration of the auditors for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| SINO-THAI ENGINEERING & CONSTRUCTION PUBLIC COMPANY LIMITED |
| ||||||||
Exchange Ticker Symbol: |
| STEC |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6541406 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/18/2011 |
|
|
|
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|
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|
|
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|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To confirm the Minutes of the Annual General Meeting of Shareholders No.16/2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the report on the Company’s Operations as of December 31, 2010 and the Company’s Annual Report for 2010. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the Balance Sheet and Profit and Loss Statements for the fiscal period ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the issuance of a dividend for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider the appointment of directors in place of those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider fixing the remuneration of directors and the Audit Committee for 2011. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider the appointment of the Company’s auditor and fixing the auditors’ remuneration for 2011. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| PTT PUBLIC COMPANY LIMITED |
|
|
|
|
|
|
|
|
|
Exchange Ticker Symbol: |
| PTT |
|
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|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6420389 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/20/2011 |
|
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|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To certify the Minutes of the Annual General Meeting of Shareholders held on April 9, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To approve the 2010 performance statement and the 2010 financial statements of December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To approve 2010 net profit allocation plan and dividend policy. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To appoint an auditor and to consider the 2011 auditor. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To approve the 2011 board of directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To elect directors in replacement. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To approve the amalgamation between PTT Aromatics and Refining Public Company Limited (PTTAR) and PTT Chemical |
| For |
| Yes |
| For |
| Management |
|
|
| Public Company Limited (PTTCH) and Share Purchase from dissenting shareholders. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| CHAROEN POKPHAND FOODS PUBLIC COMPANY LIMITED |
|
|
| ||||||
Exchange Ticker Symbol: |
| CPF |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6410863 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/20/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To adopt the Minutes of the Annual General Shareholders’ Meeting No. 1/2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the report on the Company’s operating results for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To approve the balance sheet and the statement of income for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To acknowledge the interim dividend payment during for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To approve the appropriation of profit and annual dividend payment for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To appoint directors to replace directors who retire by rotation. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To approve the remuneration of the directors for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
8 |
| To appoint the Company’s auditors and fix the remuneration for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| PTT CHEMICAL PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| PTTCH |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| B0T9JT9 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/21/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To consider the Annual General Meeting of Shareholders for 2010 held on April 7, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the Company’s operation for the year 2010 and the recommendation for the Company’s business plan. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the Company’s financial statements (including Balance Sheet and Income Statement) for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the appropriation of profit for the year 2010 operating results and dividend payout. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider and approve the directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider and elect new directors to replace those who are due to retire by rotation. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider the appointment of the auditor and fix the audit fee for 2011. |
| For |
| Yes |
| For |
| Management |
|
8 |
| To consider and approve the amalgamation between the Company and PTT Aromatics and Refining Public Company Limited. |
| For |
| Yes |
| For |
| Management |
|
9 |
| To consider and approve the transfer of the Board of Investment’s Certificates in relation to the investment privileges of the Company to the new merged company. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| KRUNG THAI BANK PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| KTB |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6492827 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/22/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To consider and adopt the minutes of the 17th Annual Ordinary General Meeting on Friday April 9, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the Board of Directors’ annual report. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the Balance Sheet and the Profit and Loss Statements for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the appropriation of the 2010 net profit and dividend payment. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider and approve the directors’ remunerations. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider the election of directors to replace those who are retiring upon completion of their terms of office. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider the election of the Bank’s auditor and fix the |
| For |
| Yes |
| For |
| Management |
|
|
| audit fee. |
|
|
|
|
|
|
|
|
|
8 |
| To consider and approve amendment to Bank’s Articles of Association for Article 35 and Article 36. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| CP ALL PUBLIC COMPANY LIMITED |
|
|
|
|
|
|
|
|
|
Exchange Ticker Symbol: |
| CPALL |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| B084DG0 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/22/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To adopt the minutes of the Extraordinary Meeting of Shareholders No. 1/2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To consider the report of the Board of Directors which propose the meeting for reporting the Company’s operations for the last year. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the balance sheet and profit and account for the ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve a appropriation of profit and approve the payment of dividend. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider the election directors to replace the directors who retire by rotation. |
| For |
| Yes |
| For |
| Management |
|
|
| Mr. Narong Chearavanont |
| For |
| Abstain |
| Abstain |
| Management |
|
6 |
| To consider and approve the remuneration for directors. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider and appoint the company’s auditors and fix their remuneration. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| AMATA CORPORATION PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| AMATA |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6492827 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/22/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| Certify the minutes of the Ordinary General Meeting of Shareholders for the year 2010, held on April 23, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| Certify the company’s annual report and the board of director’s report for 2010. |
| For |
| Yes |
| For |
| Management |
|
3 |
| Consider the Company’s balance sheet and the statements of profit & loss for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| Consider the retained earnings appropriated as a legal reserve and the distribution of dividend from the operating performance from January 1- December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
5 |
| Consider the election of directors in place of those whose terms are to be expired and the Director’s Authority. |
| For |
| Yes |
| For |
| Management |
|
|
| Mr. Dusit Nontanakorn |
| For |
| Yes |
| Disapprove |
| Management |
|
6 |
| Consider the remuneration for the company’s directors. |
| For |
| Yes |
| For |
| Management |
|
7 |
| Consider the appointment of the company’s auditor and the remuneration for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| SIAMGAS AND PETROCHEMICALS PUBLIC COMPANY LIMITED |
|
|
| ||||||
Exchange Ticker Symbol: |
| SGP |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| B39Q1N9 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/25/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To certify the drafted minutes of the 2010 Annual General Meeting of Shareholders held on April 23, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To certify the Company’s 2010 operating results. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To approve the audited financial statements for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To approve the dividend payment for the Company’s 2010 operating results. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider the election of directors in place of those retired by rotation. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To approve the 2011 annual remuneration of the Company’s directors. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To approve the 2011 annual appointment of auditors and determination of their remuneration. |
| For |
| Yes |
| No |
| Management |
|
Issuer Name: |
| LAND AND HOUSES PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| LH |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6581907 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/26/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To certify the minutes of the Annual General Meeting of Shareholders No. 1/2553. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the report on the Company’s operating results in respect for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the balance sheet and the profit and loss statements for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the appropriation of the profits, payment of dividends and legal reserve for the year 2010 |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider and approve the appointment of directors replacing those retired by rotation. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider and approve the remuneration of the directors. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider and approve the appointment of auditors and their remuneration. |
| For |
| Yes |
| For |
| Management |
|
8 |
| To consider and approve the issuance and offer for sale of debentures with revolving limit not exceeding 20 billion Baht. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| INDORAMA VENTURES PUBLIC COMPANY LIMITED |
|
|
|
|
| ||||
Exchange Ticker Symbol: |
| IVL |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| B5VSK29 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/27/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| To consider and approve the Minutes of the Extraordinary General Meeting of Shareholders No. 1/2010 dated December 17, 2010. |
| For |
| Yes |
| For |
| Management |
|
2 |
| To acknowledge the 2010 Performance Report. |
| For |
| Yes |
| For |
| Management |
|
3 |
| To consider and approve the Balance Sheets and Profit and Loss Accounts for the year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| To consider and approve the appropriation to legal reserve and dividend payment for the year 2010 Performance. |
| For |
| Yes |
| For |
| Management |
|
5 |
| To consider and approve the re-election directors who retire by rotation. |
| For |
| Yes |
| For |
| Management |
|
6 |
| To consider and approve the remuneration of directors for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
7 |
| To consider and appoint the auditors and fix the audit fee for the year 2011. |
| For |
| Yes |
| For |
| Management |
|
8 |
| To consider and approve the appointment of a new director of the company and increase in the total number of directors on the Board. |
| For |
| Yes |
| For |
| Management |
|
|
|
|
|
|
|
|
|
|
|
|
|
Issuer Name: |
| THAI AIRWAYS INTERNATIONAL PUBLIC COMPANY LIMITED |
|
|
| ||||||
Exchange Ticker Symbol: |
| THAI |
|
|
|
|
|
|
|
|
|
SEDOL/CUSIP # |
| 6888857 TH |
|
|
|
|
|
|
|
|
|
Meeting Date: |
| 4/27/2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
|
1 |
| Report from the Chairman |
| For |
| Yes |
| For |
| Management |
|
2 |
| Consideration and approval of minutes of the 2010 Annual General Shareholders’ Meeting. |
| For |
| Yes |
| For |
| Management |
|
3 |
| Acknowledgement of the report on the results of operations for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
4 |
| Consideration and approval of Balance Sheets and income statements for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
5 |
| Consideration and approval of dividend payment from the Company’s business operations for the year 2010. |
| For |
| Yes |
| For |
| Management |
|
6 |
| Consideration of directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
|
7 |
| Consideration and appointment of an auditor and determination of audit fee. |
| For |
| Yes |
| For |
| Management |
|
8 |
| Consideration of election of directors. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| BGH |
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SEDOL/CUSIP # |
| B013SS1 TH |
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Meeting Date: |
| 4/28/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and certify the minutes of the Extraordinary General Meeting of Shareholders No. 1/2011 held on February 24, 2011. |
| For |
| Yes |
| For |
| Management |
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2 |
| To acknowledge the Company’s performance for 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To approve the Company and its subsidiaries’ audited consolidated financial statements for 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To acknowledge the allocation of the company’s profit for 2010. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider and approve the appointment directors who retire by rotation. |
| For |
| Yes |
| For |
| Management |
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6 |
| To affix the directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
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7 |
| To appoint the auditors for 2011 and affix audit remuneration. |
| For |
| Yes |
| For |
| Management |
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8 |
| Consider and approve the issuance and offering of debentures in the amount not exceeding THB 10,000 million. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| ESSO (THAILAND) PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| ESSO |
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SEDOL/CUSIP # |
| B2R3SR8 TH |
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Meeting Date: |
| 4/28/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To certify the minutes of the 2010 Annual General Meeting of Shareholders. |
| For |
| Yes |
| For |
| Management |
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2 |
| To acknowledge the report of the Board of Directors regarding business operations during the past year including the annual report proposed to the meeting and approve the balance sheet and profit and loss account including the report of the auditor. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and approve the allocation of profit and dividend payments. |
| For |
| Yes |
| For |
| Management |
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4 |
| To consider and approve the election of directors in place of those retiring by rotation. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider and approve directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
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6 |
| To consider and approve the appointment of the Company’s auditors and their remuneration. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| SAHAVIRIYA STEEL INDUSTRIES PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| SSI |
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SEDOL/CUSIP # |
| B04H5P6 TH |
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Meeting Date: |
| 4/29/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| To consider and certify the Extraordinary General Meeting of Shareholders No. 1/2011. |
| For |
| Yes |
| For |
| Management |
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2 |
| To consider and certify the Company’s Annual Report and the Board of Directors’ report for 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| To consider and approve of Balance Sheets and Profit and Loss Statements for the fiscal year ended December 31, 2010. |
| For |
| Yes |
| For |
| Management |
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4 |
| To consider and approve the allocation of 2010 profit. |
| For |
| Yes |
| For |
| Management |
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5 |
| To consider the appointment of directors replacing those retire by expiration of term. |
| For |
| Yes |
| For |
| Management |
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6 |
| To acknowledge the directors’ remuneration. |
| For |
| Yes |
| For |
| Management |
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7 |
| To consider the appointment of the auditors and the audit fee. |
| For |
| Yes |
| For |
| Management |
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Issuer Name: |
| STARS MICROELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED |
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Exchange Ticker Symbol: |
| SMT |
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SEDOL/CUSIP # |
| B4KPWR3 TH |
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Meeting Date: |
| 4/29/2011 |
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Agenda Number |
| Proposal |
| Mgmt Rec. |
| Vote Cast |
| Manner Cast |
| Proposed by |
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1 |
| Adopt Minutes of the Extraordinary General Meeting of Shareholders No. 1/2554. |
| For |
| Yes |
| For |
| Management |
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2 |
| Be informed of the report on the Company’s performance of the year 2010. |
| For |
| Yes |
| For |
| Management |
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3 |
| Consider and approve the balance sheet and income statement for the year ended on December 31, 2010 and the report of the auditor. |
| For |
| Yes |
| For |
| Management |
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4 |
| Consider and approve the dividend payment for the year 2010. |
| For |
| Yes |
| For |
| Management |
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5 |
| Consider and approve the appointment of auditor and fixing audit fee for the year 2011. |
| For |
| Yes |
| For |
| Management |
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6 |
| Consider appointing directors to replace the ones who will complete their terms of office and appointing the additional directors. |
| For |
| Yes |
| For |
| Management |
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| Mr. Dheerasak Suwannayos |
| For |
| Yes |
| Disapprove |
| Management |
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7 |
| Consider and approve the remuneration of directors for the year 2011. |
| For |
| Yes |
| For |
| Management |
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8 |
| Consider and approve the increase of the registered capital of the Company to support the adjustment of ESOP Warrant (SMT-WA). |
| For |
| Yes |
| For |
| Management |
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9 |
| Consider and approve the amendment of item 4 of the Memorandum of Association of the Company in order to comply with the increase in the Company’s registered capital. |
| For |
| Yes |
| For |
| Management |
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10 |
| Consider and approve the allotment of new ordinary shares. |
| For |
| Yes |
| No |
| Management |
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11 |
| Consider and approve making additions to the Company’s objectives to accommodate doing the Green Energy business. |
| For |
| Yes |
| For |
| Management |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE THAI CAPITAL FUND, INC. |
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By: | /s/ Anthony Cambria |
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| Name: Anthony Cambria |
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| Title: Principal Executive Officer |
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Date: | August 11, 2011 |
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