UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-06094
Aberdeen Latin America Equity Fund, Inc.
(Exact name of registrant as specified in charter)
1735 Market Street, 32nd Floor
Philadelphia, PA 19103
(Address of principal executive offices) (Zip code)
Lucia Sitar, Esq.
c/o Aberdeen Asset Management Inc
1735 Market Street, 32nd Floor
Philadelphia, PA 19103
(Name and address of agent for service)
Registrant’s telephone number, including area code: (866) 839-5205
Date of fiscal year end: December 31st
Date of reporting period: July 1, 2011 — June 30, 2012
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2011 TO JUNE 30, 2012
Shares |
| Company Name |
| Ticker |
| ISIN |
| Meeting Date |
| Record Date |
| Meeting Type |
| Ballot |
| Shares |
| Item |
| Proposal |
| Proponent |
| Voting |
| Management |
| Vote |
| User Notes |
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 1 |
| Verify Quorum |
| Management |
| No |
|
|
|
|
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 2 |
| Approve Meeting Agenda/Notice |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 3 |
| Elect Meeting Approval Committee |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 4 |
| Accept Board and Chairman’s Report |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 5 |
| Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 6 |
| Accept Auditor’s Report |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 7 |
| Approve Management Report, Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 8 |
| Approve Remuneration of Directors and its Committees |
| Management |
| Yes |
| For |
| Abstain |
| No disclosure was given ahead of the meeting. ISS recommended to vote against, but disclosure ahead of the meeting is not mandatory according to local regulation, so will abstain and ask further clarification from management. |
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 9 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Lack of disclosure of appointed candidates and also bundled resolution which disenfranchises voting by proxy. |
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 10 |
| Appoint External Auditors |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 11.1 |
| Approve Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 11.2 |
| Approve Donations |
| Management |
| Yes |
| For |
| Abstain |
| No disclosure ahead of the meeting regarding amounts and proposed changes involved in this item. |
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 11.3 |
| Amend Bylaws |
| Management |
| Yes |
| For |
| Abstain |
| No disclosure ahead of the meeting regarding amounts and proposed changes involved in this item. |
209,901 |
| Almacenes Exito S.A. |
| EXITO |
| COG31PA00010 |
| 16-Mar-12 |
|
|
| Annual |
| Confirmed |
| 209,901 |
| 12 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Abstain |
| This is an open item which seems common practice in Colombia, for matters that come up during the meeting. Minorities voting by proxy are not able to decide on the impacts of the decision so will abstain. |
9,566,310 |
| America Movil S.A.B. de C.V. |
| AMXL |
| MXP001691213 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 9,566,310 |
| 1 |
| Elect Directors for Series L Shares |
| Management |
| Yes |
| For |
| Abstain |
| The names of the nominees have not been disclosed and it is a bundled resolution. |
9,566,310 |
| America Movil S.A.B. de C.V. |
| AMXL |
| MXP001691213 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 9,566,310 |
| 2 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
286,000 |
| Amil Participacoes S.A. |
| AMIL3 |
| BRAMILACNOR0 |
| 19-Apr-12 |
|
|
| Annual |
| Confirmed |
| 286,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
286,000 |
| Amil Participacoes S.A. |
| AMIL3 |
| BRAMILACNOR0 |
| 19-Apr-12 |
|
|
| Annual |
| Confirmed |
| 286,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
286,000 |
| Amil Participacoes S.A. |
| AMIL3 |
| BRAMILACNOR0 |
| 19-Apr-12 |
|
|
| Annual |
| Confirmed |
| 286,000 |
| 3 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| Against |
| The company failed to comply with CVM rules to disclose the amount of highest paid executive and board member - we should support CVM in their efforts. |
286,000 |
| Amil Participacoes S.A. |
| AMIL3 |
| BRAMILACNOR0 |
| 19-Apr-12 |
|
|
| Special |
| Confirmed |
| 286,000 |
| 1 |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
286,000 |
| Amil Participacoes S.A. |
| AMIL3 |
| BRAMILACNOR0 |
| 19-Apr-12 |
|
|
| Special |
| Confirmed |
| 286,000 |
| 2 |
| Approve New Stock Option Plan |
| Management |
| Yes |
| For |
| Against |
| Most terms of the proposed plan are reasonable however the exercise price may be set at up to 20% discount to market prices and the plan lacks clear performance criteria. |
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 1 |
| Accept Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2011; Present Current Company Standing Report |
| Management |
| Yes |
| For |
| For |
|
|
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 2 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 3 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| Abstain |
| Amounts proposed for 2012 were not disclosed ahead of the meeting. |
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 4 |
| Approve Remuneration and Budget of Directors’ Committee |
| Management |
| Yes |
| For |
| Abstain |
| Amounts proposed for 2012 were not disclosed ahead of the meeting. |
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 5 |
| Elect External Auditor and Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
18,518 |
| AntarChile S.A. |
| ANTARCHILE |
| CLP0362E1386 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,518 |
| 6 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Investors voting by proxy cannot assess the impact of the proposals ahead of the meeting. |
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 1 |
| Approve Agreement to Absorb Allmaness Calcados Ltda, Shoes For U Comercio de Calcados e Acessorios Ltda, Schutz Shoes Design Comercio de Calcados Ltda, and ZZAF Industria e Comercio de Calcados Ltda |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 2 |
| Appoint Independent Firm to Appraise Proposed Absorptions |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 3 |
| Approve Independent Firm’s Appraisal |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 4 |
| Approve Absorption of Allmaness Calcados Ltda, Shoes For U Comercio de Calcados e Acessorios Ltda, Schutz Shoes Design Comercio de Calcados Ltda, and ZZAF Industria e Comercio de Calcados Ltda |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 5.1 |
| Amend Article 3 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 5.2 |
| Amend Article 13 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 5.3 |
| Amend Article 13, paragraph 3 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 5.4 |
| Amend Articles 21, 37, 38, 40, 41, 43, and 44 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 31-Jan-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 5.5 |
| Remove Article 51 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 1 |
| Amend Article 38 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 294,667 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 294,667 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 294,667 |
| 3 |
| Approve Capital Budget for Upcoming Fiscal Year |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
|
|
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 294,667 |
| 4 |
| Approve Remuneration of Company’s Management |
| Management |
| Yes |
| For |
| For |
|
|
294,667 |
| Arezzo Industria e Comercio SA |
| ARZZ3 |
| BRARZZACNOR3 |
| 25-May-12 |
|
|
| Special |
| Confirmed |
| 294,667 |
| 1 |
| Approve Stock Option Plan |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1a |
| Amend Articles Re: Nivel 1 Regulations |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1b |
| Amend Articles Re: Remuneration |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1c |
| Amend Articles Re: Remuneration Committee |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1d |
| Amend Articles Re: Committees |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1e |
| Amend Articles Re: Regional Executives |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Although we have no issues with the company they have bundled the election of all candidates into a single voting item. Board also doesn’t have any true independents, but as a member of Nivel 1 at Bovespa they aren’t subject to a minimum board independence. |
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 4 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
477,382 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 477,382 |
| 5 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Against |
| The company failed to comply with CVM rules to disclose the amount of highest paid executive and board member as we should support CVM in their efforts and generally their remuneration disclosure is opaque. |
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1a |
| Amend Articles Re: Nivel 1 Regulations |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1b |
| Amend Articles Re: Remuneration |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1c |
| Amend Articles Re: Remuneration Committee |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1d |
| Amend Articles Re: Committees |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1e |
| Amend Articles Re: Regional Executives |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Although we have no issues with the company they have bundled the election of all candidates into a single voting item. Board also doesn’t have any true independents, but as a member of Nivel 1 at Bovespa they aren’t subject to a minimum board independence. |
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 4 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
969,246 |
| Banco Bradesco S.A. |
| BBDC4 |
| BRBBDCACNPR8 |
| 9-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 969,246 |
| 5 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Against |
| The company failed to comply with CVM rules to disclose the amount of highest paid executive and board member as we should support CVM in their efforts and generally their remuneration disclosure is opaque. |
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 1 |
| Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 2 |
| Approve Allocation of Income and Dividends of CLP 2.98 Per Share |
| Management |
| Yes |
| For |
| For |
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 3 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| Abstain |
| Approve remuneration of directors and audit committee. No major concern regarding remuneration, but no disclosure was given on proposed increase or budget for the year |
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 4 |
| Approve Remuneration and Budget of Directors and Audit Committee |
| Management |
| Yes |
| For |
| Abstain |
| Approve remuneration of directors and audit committee. No major concern regarding remuneration, but no disclosure was given on proposed increase or budget for the year |
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 5 |
| Elect External Auditors |
| Management |
| Yes |
| For |
| For |
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 6 |
| Receive Directors and Audit Committee Report |
| Management |
| No |
|
|
|
|
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 7 |
| Present Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 8 |
| Transact Other Business (Non-Voting) |
| Management |
| No |
|
|
|
|
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 1 |
| Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 2 |
| Amend Article 5 of Bylaws Re: Capital and Shares |
| Management |
| Yes |
| For |
| For |
|
|
11,208,901 |
| Banco de Chile |
| CHILE |
| CLP0939W1081 |
| 22-Mar-12 |
|
|
| Annual/Special |
| Confirmed |
| 11,208,901 |
| 3 |
| Adopt All Necessary Agreements to Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 1 |
| Approve Annual Report, Financial Statements and External Auditors’ Report for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 3 |
| Appoint External Auditors |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 4 |
| Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 5 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 6 |
| Receive Directors and Audit Committee’s Report; Approve Remuneration and Budget of Directors’ Committee and Audit Committee |
| Management |
| Yes |
| For |
| For |
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 7 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
25,113,969 |
| Banco Santander Chile |
| BSANTANDER |
| CLP1506A1070 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 25,113,969 |
| 8 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Insufficient information. |
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 1 |
| Open Meeting/Verify Quorum |
| Management |
| No |
|
|
|
|
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 2 |
| Approve Meeting Agenda/Notice |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 3 |
| Elect Meeting Approval Committee |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 4 |
| Approve Board and Chairman Reports |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 5 |
| Accept Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 6 |
| Accept External Auditor’s Report |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 7 |
| Approve Financial Statements and Statutory Reports, Including External Auditor Report |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 8 |
| Approve Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 9 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 10 |
| Elect External Auditor for Period 2012-2014 |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 11 |
| Authorize Board to Fix Remuneration of Auditor |
| Management |
| Yes |
| For |
| For |
|
|
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 12 |
| Approve Donations |
| Management |
| Yes |
| For |
| Abstain |
| No details were provided regarding the amounts or beneficiaries. |
179,000 |
| Bancolombia SA |
| PFBCOLOM |
| COB07PA00037 |
| 5-Mar-12 |
|
|
| Annual |
| Confirmed |
| 179,000 |
| 13 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Abstain |
| Insufficient detail at time of voting. |
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 27-Mar-12 |
|
|
| Annual |
| Confirmed |
| 515,563 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 27-Mar-12 |
|
|
| Annual |
| Confirmed |
| 515,563 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 27-Mar-12 |
|
|
| Annual |
| Confirmed |
| 515,563 |
| 3 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1a |
| Amend Article 5 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1b |
| Amend Article 46 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1c |
| Amend Article 47 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1d |
| Amend Article 48 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1e |
| Amend Article 64 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1f |
| Amend Article 67 |
| Management |
| Yes |
| For |
| For |
|
|
515,563 |
| BMF Bovespa S.A. Bolsa Valores Merc Fut |
| BVMF3 |
| BRBVMFACNOR3 |
| 10-Apr-12 |
|
|
| Special |
| Confirmed |
| 515,563 |
| 1g |
| Amend Article 79 |
| Management |
| Yes |
| For |
| For |
|
|
180,800 |
| Bradespar S.A |
| BRAP4 |
| BRBRAPACNPR2 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 180,800 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
180,800 |
| Bradespar S.A |
| BRAP4 |
| BRBRAPACNPR2 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 180,800 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
180,800 |
| Bradespar S.A |
| BRAP4 |
| BRBRAPACNPR2 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 180,800 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
180,800 |
| Bradespar S.A |
| BRAP4 |
| BRBRAPACNPR2 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 180,800 |
| 4 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
180,800 |
| Bradespar S.A |
| BRAP4 |
| BRBRAPACNPR2 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 180,800 |
| 5 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Against |
| The company did not disclose the remuneration of its highest paid executive which is not consistent with CVM’s compensation disclosure requirements. |
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 170,368 |
| 1 |
| Approve Financial Statements and Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 170,368 |
| 2 |
| Ratify Board of Directors Deliberations Re: Allocation of Dividends |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 170,368 |
| 3 |
| Elect Fiscal Council and Audit Committee Members |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 170,368 |
| 4 |
| Elect Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 170,368 |
| 1 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 170,368 |
| 2 |
| Amend Articles |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 170,368 |
| 3 |
| Amend Stock Option Plan |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 23-May-12 |
|
|
| Special |
| Confirmed |
| 170,368 |
| 1 |
| Ratify Independent Firm to Appraise Proposed Transaction |
| Management |
| Yes |
| For |
| For |
|
|
170,368 |
| BRF - Brasil Foods SA |
| BRFS3 |
| BRBRFSACNOR8 |
| 23-May-12 |
|
|
| Special |
| Confirmed |
| 170,368 |
| 2 |
| Ratify the Acquisition of Quickfood S.A. |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 2 |
| Approve Allocation of Income and Dividends of CLP 10.97 per Class A Share and CLP 12.067 per Class B Share |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 3 |
| Approve Dividend Policy |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 4 |
| Elect Directors |
| Management |
| Yes |
| For |
| Against |
| The name of the candidates were not disclosed ahead of the meeting. |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 5 |
| Approve Remuneration of Directors, Directors’ Committee and Audit Committee Members |
| Management |
| Yes |
| For |
| Abstain |
| The IR disclosed the budget of CLP200mln which seems reasonable, however failed to disclose the proposed amounts |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 6 |
| Approve External Auditors for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 7 |
| Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 8 |
| Accept Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 318,000 |
| 9 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Infsufficient information. |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 25-Jun-12 |
|
|
| Special |
| Confirmed |
| 318,000 |
| 1 |
| Approve Acquisition of Embotelladoras Coca-Cola Polar SA |
| Management |
| Yes |
| For |
| For |
|
|
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 25-Jun-12 |
|
|
| Special |
| Confirmed |
| 318,000 |
| 2 |
| Approve Increase in Board Size from 7 to 14 |
| Management |
| Yes |
| For |
| Abstain |
| The company asks the approval to turn alternative board members into effective, increasing the number of effective board seats from 7 to 14. Although ISS recommended us to go against given the lack of disclosure of candidates, this is not a requirement under Chilean regulation and the company contacted us to explain their rationale. So seems fine to Abstain and encourage the company to improve disclosure going forward |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 25-Jun-12 |
|
|
| Special |
| Confirmed |
| 318,000 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Given the increase in effective members from 7 to 14 the company prposes the election of members and the apporval of remuneration. Same rational of item 2 |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 25-Jun-12 |
|
|
| Special |
| Confirmed |
| 318,000 |
| 4 |
| Approve Remuneration of Directors and Members of Directors’ and Audit Committees |
| Management |
| Yes |
| For |
| Abstain |
| Given the increase in effective members from 7 to 14 the company prposes the election of members and the apporval of remuneration. Same rational of item 2 |
318,000 |
| Embotelladora Andina S.A. |
| ANDINA-B |
| CLP3697S1034 |
| 25-Jun-12 |
|
|
| Special |
| Confirmed |
| 318,000 |
| 5 |
| Adopt All Necessary Agreements to Execute Approved Resolutions |
| Management |
| No |
|
|
|
|
|
|
374,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 10-Jan-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 1 |
| Amend Articles and Consolidate Company’s Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 10-Jan-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 2 |
| Amend Stock Option Plan |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 6-Mar-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 1 |
| Elect Arno Hugo Augustin Filho as Director and Cleber Ubiratan de Oliveira as Alternate |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 6-Mar-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 2 |
| Elect Board Chairman |
| Management |
| Yes |
| For |
| For |
|
|
320,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 320,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
320,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 320,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
320,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 320,000 |
| 3 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
320,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 320,000 |
| 4 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members |
| Management |
| Yes |
| For |
| Against |
| The company did not comply with CVM rules not disclosing the remuneration of its highest paid executive and board member |
320,000 |
| Embraer SA |
|
|
| BREMBRACNOR4 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 320,000 |
| 5 |
| Approve Remuneration of Fiscal Council Members |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 3 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 4 |
| Elect External Auditors and Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 5 |
| Approve Remuneration of Directors; Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 6 |
| Approve Policy and Procedures on Dividend and Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
298,570 |
| Empresas CMPC S.A. |
| CMPC |
| CL0000001314 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 298,570 |
| 7 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| This is an open item and doesn’t allow investors voting by proxy to assess the impacts of the matters that may be raised during the meeting. |
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011; Present Current Company Standing Report |
| Management |
| Yes |
| For |
| For |
|
|
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 2 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 3 |
| Approve Remuneration of Directors for Next Fiscal Year |
| Management |
| Yes |
| For |
| Abstain |
| As many companies in Chile no disclosure is given ahead of the meeting, so we cannot assess the impact of the proposal. |
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 4 |
| Approve Remuneration and Budget for Directors’ Committee; Present Report on Directors’ Committee Expenses and Activities |
| Management |
| Yes |
| For |
| Abstain |
| As many companies in Chile no disclosure is given ahead of the meeting, so we cannot assess the impact of the proposal. |
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 5 |
| Elect External Auditor and Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
98,000 |
| Empresas Copec S.A. |
| COPEC |
| CLP7847L1080 |
| 25-Apr-12 |
|
|
| Annual |
| Confirmed |
| 98,000 |
| 6 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| This is an open item in the agenda so we cannot assess the impact of the discussions ahead of the meeting. |
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 1 |
| Accept Financial Statements, Statutory and Reports of External Auditors and Internal Statutory Auditors for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 2 |
| Approve Allocation of Income and Distribution of Dividends |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 3 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| Abstain |
| Current amount seems reasonable but no disclosure was given ahead of the meeting and no response has been received from the company so far. |
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 4 |
| Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| Abstain |
| Current amount seems reasonable but no disclosure was given ahead of the meeting and no response has been received from the company so far. |
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 5 |
| Present Information on Board Reports on Board Expenses, Annual Management, Expenditures and Activities of the Directors’ Committee |
| Management |
| No |
|
|
|
|
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 6 |
| Elect External Auditors |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 7 |
| Elect Two Internal Statutory Auditors and their Respective Alternates; Approve their Remunerations |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 8 |
| Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 9 |
| Approve Investment and Financing Policy |
| Management |
| Yes |
| For |
| For |
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 10 |
| Present Information on Dividend Policy and Procedures for Dividend Distribution |
| Management |
| No |
|
|
|
|
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 11 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 12 |
| Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law |
| Management |
| No |
|
|
|
|
|
|
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 13 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Insufficient information. |
3,780,000 |
| Enersis S.A. |
| ENERSIS |
| CLP371861061 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 3,780,000 |
| 14 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 1 |
| Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2011, Receive CEO’s Report and Audit and Corporate Practices Committees Chairmen Report |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 2 |
| Accept Report on Adherence to Fiscal Obligations |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 3 |
| Approve Allocation of Income and Distribution of Dividends of MXN 0.30 per Series B Shares; MXN 0.38 per Series D Shares; Corresponding to a Total of MXN 1.54 per B Unit and MXN 1.85 per BD Unit |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 4 |
| Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 5 |
| Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| No details are provided on the proposed remuneration for the board members and also because it is a bundled resolution |
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 6 |
| Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| No details are provided on the proposed remuneration for the board members and also because it is a bundled resolution. |
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 7 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 8 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 1 |
| Approve Merger by Absorption of Subsidiaries Desarrollo de Marcas Refresqueras, Isildur, Tiendas Oxxo Cedis Mexico, Estaciones Oxxo Mexico, Empresas Cuadrox, Corporacion Emprex and Consorcio Progresivo de Servicios Refresqueros by Company |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
165,402 |
| Fomento Economico Mexicano S.A.B. de C.V. (FEMSA) |
| FEMSAUBD |
| MXP320321310 |
| 23-Mar-12 |
| 8-Mar-12 |
| Annual/Special |
| Confirmed |
| 165,402 |
| 3 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 2 |
| Present CEO and External Auditor Report for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 3 |
| Present Board of Directors’ Report in Accordance with Art. 28, Section IV of Stock Market Law Including Tax Report |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 4 |
| Authorize Board to Ratify and Execute Approved Resolutions in Proposals 1 and 2 of this Agenda |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 5 |
| Approve Allocation of Income, Increase in Reserves and Set Aggregate Nominal Amount of Share Repurchase |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 6 |
| Elect Directors and Chairman of Audit, Corporate Practices, Finance and Planning Committee; Elect Board Secretary and Deputy Secretary |
| Management |
| Yes |
| For |
| Abstain |
| There is one new independent director being nominated for the board, Aaron Dychter, who will replace an existing independent director. His experience as consultant for infrastructure and energy projects seems appropriate. No change in members of the committees, but will abstain as it is a bundled resolution. |
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 1 |
| Amend Article 6 of Bylaws to Reflect Changes in Capital |
| Management |
| Yes |
| For |
| For |
|
|
365,000 |
| Grupo Aeroportuario del Centro Norte S.A.B. de C.V. |
| OMAB |
| MX01OM000018 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual/Special |
| Confirmed |
| 365,000 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.1 |
| Approve CEO’s and Auditor’s Report on Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.2 |
| Approve Board’s Report on Accounting Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.3 |
| Approve Report Re: Activities and Operations Undertaken by the Board in Accordance with Article 28 IV (E) of Company Law |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.4 |
| Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.5 |
| Approve Audit Committee’s Report Regarding Company’s Subsidiaries in Accordance with Article 43 of Company Law |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 1.6 |
| Accept Report on Adherence to Fiscal Obligations in Accordance with Article 86 of Tax Law |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 2.1 |
| Approve Increase in Legal Reserves |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 2.2 |
| Set Maximum Nominal Amount of Share Repurchase Reserve for Fiscal Year 2012 in Accordance with Art. 56 of Mexican Securities Law; Approve Policy Related to Acquisition of Own Shares |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 2.3 |
| Approve Net Dividends in the Amount of MXN 3.60 per Share to Series B and BB Shareholders |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 3.1 |
| Approve Discharge of Board of Directors and CEO for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 3.2 |
| Elect/Ratify Directors; Verify Independence Classification of Board Members |
| Management |
| Yes |
| For |
| Abstain |
| This is a bundled resolution so we will abstain despite full details being disclosed. The board size is being increased from seven to nine directors to include two new directors nominated by Chico Pardo and Grupo Ado. Five out of the nine board members are independent. So would have still been reasonable if we were allowed to vote for each director separately. |
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 3.3 |
| Elect/Ratify Chairman of Audit Committee |
| Management |
| Yes |
| For |
| For |
|
|
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 3.4 |
| Elect/Ratify Members to the Different Board Committees; Approve Their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| This is a bundled resolution so we will abstain despite full details having been disclosed. |
74,134 |
| Grupo Aeroportuario del Sureste S.A.B. de C.V. |
|
|
| MXP001661018 |
| 26-Apr-12 |
| 26-Mar-12 |
| Annual |
| Confirmed |
| 74,134 |
| 4 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.a.1 |
| Elect Hector Reyes Retana as Independent Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
|
|
| Special |
| Confirmed |
| 2,647,000 |
| 1 |
| Amend Company Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.a.2 |
| Elect Juan Carlos Braniff Hierro as Independent Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
|
|
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.a.3 |
| Elect Armando Garza Sada as Independent Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
|
|
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.a.4 |
| Elect Manuel Saba Ades as Representative of Controlling Shareholder Group |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.a.5 |
| Elect Enrique Castillo Mejorada as Executive Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.b |
| Approve Independence Classification of Directors |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.c |
| Approve New Directors Liability and Indemnification |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1.d |
| Approve Discharge of Rodolfo F. Barrera Villarreal as Representative of Controlling Shareholders, Eugenio Clariond Reyes-Retana as Independent Director, Jacobo Zaidenweber Cvilich as Independent Director, and Isaac Hamui Mussali as Independent Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Approve the Formation of Statutory Committee; Set Faculties, Functions and Operation Rules |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Approve the Formation of Regional Statutory Committee; Set Faculties, Functions and Operation Rules |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 4 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 21-Jul-11 |
| 8-Jul-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 5 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1 |
| Amend Company Bylaws Re: Creation and Functions of Nominee Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 1 |
| Amend Dividend Policy |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Approve Cash Dividends of MXN 0.17 per Share |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Set Maximum Nominal Amount of Share Repurchase Program for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 4 |
| Present External Auditor’s Report on Fiscal Obligations |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 5 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Oct-11 |
| 4-Oct-11 |
| Special |
| Confirmed |
| 2,647,000 |
| 6 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 1 |
| Approve Cash Dividends of MXN 0.17 per Share |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 1 |
| Amend Article 2 of Company Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Amend Functions of Regional Statutory Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 3 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 17-Feb-12 |
| 3-Feb-12 |
| Special |
| Confirmed |
| 2,647,000 |
| 4 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 1 |
| Approve Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 2 |
| Approve Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 3 |
| Approve Cash Dividends of MXN 0.18 Per Share |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a1 |
| Elect Roberto Gonzalez Barrera as Board Chairman Emeritus |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a2 |
| Elect Guillermo Ortiz Martinez as Board Chairman |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a3 |
| Elect Bertha Gonzalez Moreno as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a4 |
| Elect David Villarreal Montemayor as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a5 |
| Elect Manuel Saba Ades as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a6 |
| Elect Alfredo Elias Ayub as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a7 |
| Elect Herminio Blanco Mendoza as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a8 |
| Elect Everardo Elizondo Almaguer as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a9 |
| Elect Patricia Armendariz Guerra as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a10 |
| Elect Armando Garza Sada as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a11 |
| Elect Hector Reyes Retana as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a12 |
| Elect Juan Carlos Braniff Hierro as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a13 |
| Elect Eduardo Livas Cantu as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a14 |
| Elect Enrique Castillo Sanchez Mejorada as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a15 |
| Elect Alejandro Valenzuela del Rio as Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a16 |
| Elect Jesus O. Garza Martinez as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a17 |
| Elect Juan Antonio Gonzalez Moreno as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a18 |
| Elect Jose G. Garza Montemayor as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a19 |
| Elect Alberto Saba Ades as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a20 |
| Elect Isaac Becker Kabacnik as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a21 |
| Elect Manuel Aznar Nicolin as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a22 |
| Elect Javier Martinez Abrego as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a23 |
| Elect Carlos Chavarria Garza as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a24 |
| Elect Ramon A. Leal Chapa as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a25 |
| Elect Julio Cesar Mendez Rubio as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a26 |
| Elect Guillermo Mascarenas Milmo as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a27 |
| Elect Alfredo Livas Cantu as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a28 |
| Elect Javier Molinar Horcasitas as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.a29 |
| Elect Jose Marcos Ramirez Miguel as Alternate Director |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.b |
| Approve Directors Liability and Indemnification |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 4.c |
| Elect Hector Avila Flores as Secretary |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 5 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 6.a |
| Elect Hector Reyes Retana as Chairman of Audit and Corporate Practices Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 6.b |
| Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 6.c |
| Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 6.d |
| Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 7 |
| Present Report on Company’s 2011 Share Repurchase Program; Set Maximum Nominal Amount of Share Repurchase Program for 2012 |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 8 |
| Authorize Board to Obtain Certification of Company Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 9 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
2,647,000 |
| Grupo Financiero Banorte S.A.B. de C.V. |
| GFNORTEO |
| MXP370711014 |
| 27-Apr-12 |
| 16-Apr-12 |
| Annual |
| Confirmed |
| 2,647,000 |
| 10 |
| Approve Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 27-Jul-11 |
| 30-Jun-11 |
| Special |
| Confirmed |
| 84,144 |
| 1 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| The company failed to provide the name of director candidates and it is a bundled resolution. |
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 1 |
| Accept External Auditor’s Reports, Annual Report and Financial Statements for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 2 |
| Approve Allocation of Income and Dividends for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 3 |
| Present Dividend Policy |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 4 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 5 |
| Elect External Auditors Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 6 |
| Designate Risk Assessment Companies for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 7 |
| Approve Remuneration of Directors for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 8 |
| Present Board’s Expense Report for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 9 |
| Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 10 |
| Present Report on Activities Carried Out and Expenses Incurred by Directors’ Committee in 2011 |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 11 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
84,144 |
| Inversiones Aguas Metropolitanas S.A. |
| IAM |
| CL0000001256 |
| 18-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 84,144 |
| 12 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| We have been voting in line with ISS recommendations on the basis that investors are not able to assess the impacts of matters that may be discussed under items as such, and engaging with management to express our opinion. |
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.1 |
| Elect Alfredo Egydio Arruda Villela Filho as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.2 |
| Elect Alfredo Egydio Setubal as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.3 |
| Elect Candido Botelho Bracher as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.4 |
| Elect Demosthenes Madureira de Pinho Neto as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.5 |
| Elect Gustavo Jorge Laboissiere Loyola as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.6 |
| Elect Henri Penchas as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.7 |
| Elect Israel Vainboim as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.8 |
| Elect Nildemar Secches as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.9 |
| Elect Pedro Luiz Bodin de Moraes as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.1 |
| Elect Pedro Moreira Salles as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.11 |
| Elect Pedro Pullen Parente as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.12 |
| Elect Ricardo Villela Marino as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 3.13 |
| Elect Roberto Egydio Setubal as Director |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 4.1 |
| Elect Alberto Sozin Furuguem as Fiscal Council Member |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 4.2 |
| Elect Iran Siqueira Lima as Fiscal Council Member |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 4.3 |
| Elect Joao Costa as Alternate Fiscal Council Member |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 4.4 |
| Elect Jose Caruso Cruz Henriques as Alternate Fiscal Council Member |
| Management |
| Yes |
| For |
| For |
|
|
164,300 |
| Itau Unibanco Holding SA |
| ITUB4 |
| BRITUBACNPR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 164,300 |
| 5 |
| Approve Remuneration of Company’s Management |
| Management |
| Yes |
| For |
| Against |
| Did not disclose the remuneration of its highest paid executive and non executive which is not consistent with CVM compensation disclosure requirements and we should support CVM in their efforts to improve transparency. |
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 1 |
| Approve Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 2 |
| Approve Final Dividends Based on Income of Fiscal Year 2011 Including $0.11 per Share and $0.24 per Share Paid in Sep. 2011 and Jan. 2012 Respectively |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Against |
| Bundled election and the company has failed to diclose names and details of the candidates. |
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 4 |
| Approve Remuneration of Directors for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 5 |
| Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 6 |
| Approve External Auditors, Designate Risk-Assessment Companies; Present Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 7 |
| Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 8 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| Lan Airlines S.A. |
| LAN |
| CL0000000423 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 23,143 |
| 9 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Insufficient information. |
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 1 |
| Approve Merger Agreement with Holdco SA and Holdco II SA |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 2 |
| Approve Merger Balance Sheets of LAN, Holdco SA and Holdco II SA as of Sep. 30, 2011, along with Report on Merger |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 3 |
| Change Company Name to LATAM Airlines Group SA |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 4 |
| Approve Bylaws of LATAM Airlines Group SA |
| Management |
| Yes |
| For |
| Against |
| The approval of bylaws of LATAM including any amendments to be resolved by the shareholders meeting given the lack of public disclosure of new bylaws and the fact that it also allows for amendments to be added in the meeting, disinfranchising us from making a conscious decision. |
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 5 |
| Grant Authorizations and Power of Attorney Needed to Carry Out and Implement Merger |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 6 |
| Adopt All Necessary Agreements to Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
23,143 |
| LATAM Airlines Group SA |
| LAN |
| CL0000000423 |
| 21-Dec-11 |
|
|
| Special |
| Confirmed |
| 23,143 |
| 7 |
| Approve Increase in Capital Via Issuance of 4.80 Million Shares in Connection with Merger |
| Management |
| Yes |
| For |
| Against |
| The approval of capital increase and issuance of shares and the permission to use these shares for a stock option plan to be implemented for LATAM employees, there is no disclosure of information regarding this plan and the company won’t need to get shareholders approval once they determine these features and implement the plan. |
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 261,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 261,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.a |
| Amend Article 1 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.b |
| Amend Article 8 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.c |
| Amend Article 11 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.d |
| Amend Article 12 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.e |
| Amend Article 30 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.f |
| Amend Article 34 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.g |
| Amend Article 35 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.h |
| Amend Article 36 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.i |
| Amend Article 40 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.j |
| Amend Article 43 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.k |
| Amend Article 44 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 1.l |
| Amend Article 45 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.a |
| Amend Articles 10 and 12 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.b |
| Amend Article 11 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.c |
| Amend Article 13 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.d |
| Amend Article 14 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.e |
| Amend Article 24 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.f |
| Amend Article 27 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.g |
| Amend Articles 28-29 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.h |
| Amend Article 38 |
| Management |
| Yes |
| For |
| Against |
| This threshold seems low and falls on the low end of market average for such provisions. |
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.i |
| Amend Article 39 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.j |
| Amend Article 42 |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 2.k |
| Amend Articles 46-47 |
| Management |
| Yes |
| For |
| Against |
| Proposed changes reflect the mandatory bid provision for which we haven’t supported. |
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 3 |
| Amend Articles to Reflect Aforementioned Changes |
| Management |
| Yes |
| For |
| For |
|
|
261,000 |
| Localiza Rent A Car S.A |
| RENT3 |
| BRRENTACNOR4 |
| 25-Apr-12 |
|
|
| Special |
| Confirmed |
| 261,000 |
| 4 |
| Consolidate Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 4 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 5 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Annual |
| Confirmed |
| 344,096 |
| 6 |
| Approve Remuneration of Fiscal Council Members |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 1 |
| Amend Article 5 to Reflect Changes in Capital |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.1 |
| Amend Article 1, Paragraph 1 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.2 |
| Amend Article 1, Paragraph 2 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.3 |
| Amend Article 3 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.4 |
| Amend Article 6, Paragraph 3 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.5 |
| Amend Article 6, Paragraph 4 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.6 |
| Amend Article 6, Paragraph 5 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.7 |
| Amend Article 9 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.8 |
| Amend Article 10, Paragraph 2 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.9 |
| Amend Article 10, Paragraph 5 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.10 |
| Amend Article 12, Item IV, and Article 20, Item XIV |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.11 |
| Amend Article 12, Item VIII |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.12 |
| Amend Article 13, Paragraph 1 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.13 |
| Amend Article 13, Paragraph 3 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.14 |
| Amend Articles 14, 16 and 20 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.15 |
| Amend Article 16 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.16 |
| Amend Article 16, Paragraph 1 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.17 |
| Amend Article 16, Paragraph 8 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.18 |
| Amend Article 16, Paragraph 9 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.19 |
| Amend Article 20, Item XI |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.20 |
| Amend Article 20, Item XXI |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.21 |
| Amend Article 20, Item XXVIII |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.22 |
| Amend Article 20, Paragraph 2 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.23 |
| Amend Article 21 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.24 |
| Amend Article 29 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.25 |
| Amend Article 29, Paragraph 6 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.26 |
| Amend Article 29, Paragraph 7 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.27 |
| Amend Article 35 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.28 |
| Amend Article 40 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.29 |
| Amend Article 41 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.30 |
| Amend Article 42 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.31 |
| Amend Article 43 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.32 |
| Amend Article 43, Paragraph 12 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.33 |
| Amend Article 44 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.34 |
| Amend Article 45 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.35 |
| Amend Article 46 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.36 |
| Amend Article 47 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.37 |
| Amend Article 48 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.38 |
| Amend Article 49 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.39 |
| Amend Article 51 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.40 |
| Amend Article 52 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.41 |
| Amend Article 54 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 2.42 |
| Amend Article 56 |
| Management |
| Yes |
| For |
| For |
|
|
344,096 |
| Lojas Renner |
| LREN3 |
| BRLRENACNOR1 |
| 20-Apr-12 |
|
|
| Special |
| Confirmed |
| 344,096 |
| 3 |
| Consolidate Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Special |
| Confirmed |
| 523,097 |
| 1 |
| Amend Articles |
| Management |
| Yes |
| For |
| For |
|
|
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Special |
| Confirmed |
| 523,097 |
| 2 |
| Consolidate Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Annual |
| Confirmed |
| 523,097 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Annual |
| Confirmed |
| 523,097 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Annual |
| Confirmed |
| 523,097 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| It is a bundled resolution. Worth also noting the level of independence remains quite low as only 1 out of 7 members is independent. |
523,097 |
| Multiplan Empreendimentos Imobiliarios S.A |
| MULT3 |
| BRMULTACNOR5 |
| 30-Apr-12 |
|
|
| Annual |
| Confirmed |
| 523,097 |
| 4 |
| Approve Remuneration of Company’s Management |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 383,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 383,000 |
| 2 |
| Approve Capital Budget and Allocation of Income |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 383,000 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Bundled resolution. |
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Annual |
| Confirmed |
| 383,000 |
| 4 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Against |
| The disclosure of total compensation of its highest paid executive did not include all elements of compensation such as equity pay. |
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 1 |
| Amend Article 5 to Reflect Changes in Capital |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2a |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2b |
| Amend Article 6 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2c |
| Amend Article 6, Current Paragraph 1 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2d |
| Amend Article 12 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2e |
| Amend Article 16 Re: Increase in Board Size |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2f |
| Amend Article 16, Paragraph 2 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2g |
| Amend Article 16, Paragraph 3 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2h |
| Amend Article 18 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2i |
| Amend Article 18, Paragraph 2 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2j |
| Amend Article 18, Paragraph 3 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2k |
| Amend Article 19 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2l |
| Amend Article 20 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2m |
| Amend Article 21 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2n |
| Amend Article 22 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2o |
| Amend Article 25 |
| Management |
| Yes |
| For |
| For |
|
|
383,000 |
| Natura Cosmeticos S.A |
| NATU3 |
| BRNATUACNOR6 |
| 13-Apr-12 |
|
|
| Special |
| Confirmed |
| 383,000 |
| 2p |
| Amend Article 28 |
| Management |
| Yes |
| For |
| For |
|
|
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Special |
| Confirmed |
| 277,000 |
| 1 |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Special |
| Confirmed |
| 277,000 |
| 2 |
| Approve 3:1 Stock Split |
| Management |
| Yes |
| For |
| For |
|
|
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Annual |
| Confirmed |
| 277,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Annual |
| Confirmed |
| 277,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Annual |
| Confirmed |
| 277,000 |
| 3 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| The company failed to properly disclose the highest compensation amount, not including stock option payments. |
277,000 |
| Odontoprev S.A. |
| ODPV3 |
| BRODPVACNOR4 |
| 2-Apr-12 |
|
|
| Annual |
| Confirmed |
| 277,000 |
| 4 |
| Elect Directors and Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| They have bundled the election of many candidates into a single voting item. |
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011; Accept CEO and Board’s Opinion Reports; Accept Audit and Corporate Practices Committee |
| Management |
| Yes |
| For |
| For |
|
|
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 2 |
| Accept Report on Activities Undertaken by Board of Directors |
| Management |
| Yes |
| For |
| For |
|
|
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 3 |
| Approve Allocation of Income and Dividends of MXN 0.27 Per Share; Set Aggregate Nominal Amount of Share Repurchase Reserve |
| Management |
| Yes |
| For |
| Abstain |
| Although we support dividend they have not disclosed the amount to be allocated to share repurchase reserve. |
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 4 |
| Elect Directors, Board Committees Members and Approve their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| The company has not disclosed the nominees or the amount of compensation proposed, and it has bundled the election of several directors and their remuneration into a single voting item. |
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 5 |
| Authorize Establishment of Short and Long Term Certificate Program with Dual Revolving Character in the Amount of Up to MXN 15 Billion |
| Management |
| Yes |
| For |
| For |
|
|
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 6 |
| Grant Special Authorities to S.D. Indeval Institucion para el Deposito de Valores S.A. de C.V. |
| Management |
| Yes |
| For |
| Abstain |
| The company did not disclose what the rights are and why they are being offered. |
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 7 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 8 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 1 |
| Amend Clause 2 of Company Bylaws |
| Management |
| Yes |
| For |
| Abstain |
| The contents of the proposed amendment was not disclosed |
1,536,000 |
| Organizacion Soriana S.A.B. de C.V. |
| SORIANAB |
| MXP8728U1671 |
| 29-Mar-12 |
| 15-Mar-12 |
| Annual/Special |
| Confirmed |
| 1,536,000 |
| 2 |
| Designate Inspector or Shareholder Representative(s) of Minutes of Meeting |
| Management |
| Yes |
| For |
| For |
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011; Receive Auditor’s Report |
| Management |
| Yes |
| For |
| For |
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 2 |
| Approve Remuneration of Directors for Fiscal Year 2012 and Accept Expense Report of Board of Directors for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| Abstain |
| The company has failed to disclose details about the remuneration. |
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 3 |
| Accept Report Re: Directors’ Committee Activities and Expenses; Fix Their Remuneration and Budget |
| Management |
| Yes |
| For |
| For |
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 4 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 5 |
| Elect External Auditors |
| Management |
| Yes |
| For |
| Abstain |
| The company has failed to disclose the name of the auditors. |
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 6 |
| Designate Risk Assessment Companies |
| Management |
| Yes |
| For |
| Abstain |
| The company has failed to disclose the name of the companies. |
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 7 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 8 |
| Approve Allocation of Income and Dividend Policy |
| Management |
| Yes |
| For |
| For |
|
|
692,000 |
| Parque Arauco S.A. |
| PARAUCO |
| CLP763281068 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 692,000 |
| 9 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Insufficient detail at time of voting. |
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 2 |
| Approve Capital Budget for Upcoming Fiscal Year |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 3 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 4a |
| Elect Directors Appointed by Controlling Shareholder |
| Management |
| Yes |
| For |
| Abstain |
| We choose to ABSTAIN as this is a bundled resolution. |
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 4b |
| Elect Directors Appointed by Minority Shareholders |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 5 |
| Elect Board Chairman |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 6a |
| Elect Fiscal Council Members and Alternates Appointed by Controlling Shareholder |
| Management |
| Yes |
| For |
| Abstain |
| We choose to ABSTAIN as this is also a bundled resolution. |
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 6b |
| Elect Fiscal Council Members and Alternates Appointed by Minority Shareholders |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 7 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| For |
|
|
927,433 |
| Petroleo Brasileiro SA-Petrobras |
| PETR4 |
| BRPETRACNPR6 |
| 19-Mar-12 |
| 27-Feb-12 |
| Annual/Special |
| Confirmed |
| 927,433 |
| 1 |
| Authorize Capitalization of Reserves Without Issuance of New Shares |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 2 |
| Approve Allocation of Income for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 3 |
| Approve Dividends Policy |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 4 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| Abstain |
| Chilean companies are not required to disclose the amounts ahead of the meeting. |
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 5 |
| Elect External Auditors and Risk Assessment Companies for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 6 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 7 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 8 |
| Approve Remuneration and Budget of Directors’ Committee; Receive Directors Committee’s Report |
| Management |
| Yes |
| For |
| Abstain |
| Chilean companies are not required to disclose the amounts ahead of the meeting. |
77,000 |
| S.A.C.I. Falabella |
| FALABELLA |
| CLP3880F1085 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 77,000 |
| 9 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| Insufficient information. |
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 2 |
| Approve Profit Sharing Compensation |
| Management |
| Yes |
| For |
| For |
|
|
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 3 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 4 |
| Approve Dividend Payment Date |
| Management |
| Yes |
| For |
| For |
|
|
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 5 |
| Elect Directors |
| Management |
| Yes |
| For |
| For |
|
|
177,000 |
| Saraiva S.A. Livreiros Editores |
| SLED4 |
| BRSLEDACNPR7 |
| 25-Apr-12 |
|
|
| Annual |
| Approved |
| 177,000 |
| 6 |
| Approve Remuneration of Company’s Management |
| Management |
| Yes |
| For |
| Abstain |
| The company did not disclose all required information by the local regulator. |
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 1 |
| Accept Annual Report, Financial Statements, Internal Statutory Auditors’ Report and External Auditor Reports, and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 2 |
| Elect External Auditors and Internal Statutory Auditors for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 3 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 4 |
| Approve Investment and Financing Policy |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 5 |
| Approve Allocation of Income for Fiscal Year 2011 and Dividends, and Dividend Policy |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 6 |
| Receive Board’s Expenses for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 7 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 8 |
| Receive Issues Related to Directors’ and Audit Committees |
| Management |
| Yes |
| For |
| Against |
| No disclosure was given ahead of the meeting so investors voting by proxy cannot assess the impact of the proposals. |
18,800 |
| Sociedad Quimica y Minera de Chile S.A. (SQM) |
| SQM-B |
| CLP8716X1082 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 18,800 |
| 9 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| No disclosure was given ahead of the meeting so investors voting by proxy cannot assess the impact of the proposals. |
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011; Approve External Auditors’ Report |
| Management |
| Yes |
| For |
| For |
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 2 |
| Approve Allocation of Income, Dividends and Future Dividend Policy for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 3 |
| Approve Remuneration of Directors; Approve Remuneration and Budget of Directors’ Committee |
| Management |
| Yes |
| For |
| Abstain |
| No major concern regarding remuneration level, but proposed amounts were not disclosed ahead of the meeting. |
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 4 |
| Present Report of Directors’ Committee Activities and Expenses for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 5 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 6 |
| Elect External Auditors |
| Management |
| Yes |
| For |
| For |
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 7 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
592,000 |
| SONDA S.A. |
| SONDA |
| CL0000001934 |
| 12-Apr-12 |
|
|
| Annual |
| Confirmed |
| 592,000 |
| 8 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| This is a standard item in the agenda of Chilean companies for matters that will be discussed during the meeting. Investors voting by proxy are not able to assess the impact of the decisions given the lack of disclosure ahead of the meeting. |
535,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 3-Oct-11 |
|
|
| Special |
| Confirmed |
| 535,000 |
| 1 |
| Elect New Board Chairman |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 27-Jan-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 1 |
| Elect Director |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Special |
| Confirmed |
| 374,000 |
| 1 |
| Change Location of Company Headquarters and Amend Article 3 |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 3 |
| Elect Director |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 4 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 5 |
| Install Fiscal Council |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 6 |
| Elect Fiscal Council Members and Approve their Remuneration |
| Management |
| Yes |
| For |
| For |
|
|
374,000 |
| Souza Cruz S.A |
| CRUZ3 |
| BRCRUZACNOR0 |
| 19-Mar-12 |
|
|
| Annual |
| Confirmed |
| 374,000 |
| 7 |
| Designate Newspapers to Publish Company Announcements |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 1 |
| Receive and Approve Board’s and Auditor’s Reports |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 2 |
| Accept Consolidated Financial Statements for FY 2011 |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 3 |
| Accept Financial Statements for FY 2011 |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 4 |
| Approve Allocation of Income and Dividends of USD 0.38 per Share |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 5 |
| Approve Discharge of Directors |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 6 |
| Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) |
| Management |
| Yes |
| For |
| Abstain |
| ISS recommended to vote against as level of independents is below free-float. However the current level of 30% independents may be acceptable and as we do not have any particular issue against current board composition and supported them in the past, worth abstaining and encouraging the company to unbundle the resolution. |
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 7 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 8 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 9 |
| Allow Electronic Distribution of Company Documents to Shareholders |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 1 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly |
| Management |
| Yes |
| For |
| Against |
| This authorized capital potentially allows the issuance of up to 110% of shares without pre-emptive rights to minority shareholders in the case of share issuance not involving cash (share swap, convertible bonds etc). Although this is only a renewal of something already existent in their bylaws the authorized limit seems to give excessive flexibility for transactions as such. |
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 2 |
| Amend Article 10 Re: Board Meeting’s Minutes |
| Management |
| Yes |
| For |
| Abstain |
| No major concern but the resolution does gives more flexibility for board members allowing the signature of only two board members instead of the entire board as previously written. |
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 3 |
| Amend Article 11 - Board Related |
| Management |
| Yes |
| For |
| Abstain |
| No major concern but the resoution does give more flexibility for board members allowing the signature of only two board members instead of the entire board as previously written. |
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 4 |
| Amend Article 13 Re: External Auditor |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 5 |
| Change Time of Annual Meeting and Amend Article 15 Accordingly |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 6 |
| Amend Article 16 Re: Notice of General Meetings of Shareholders |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 7 |
| Amend Article 17 Re: Record Date |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 8 |
| Amend Article 19 Re: Vote and Minutes of General Meetings |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 9 |
| Amend Title V |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 10 |
| Amend Article 20 Re: Availability of Financial Statements, Auditor’s Report, and Other Documents |
| Management |
| Yes |
| For |
| For |
|
|
260,000 |
| TENARIS SA |
| TEN |
| LU0156801721 |
| 2-May-12 |
| 29-Mar-12 |
| Annual/Special |
| Confirmed |
| 260,000 |
| 11 |
| Amend Article 21 Re: Distribution of Profits |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 1 |
| Approve Agreement to Absorb Look Informatica SA, RO Resultados Outsourcing Ltda, SRC Serv. Informatica Ltda, DTSL Sistema e Serv. de Informatica SA, BCSFlex Comercio e Serv. de Informatica Ltda, BCS Sistemas Computacionais Ltda. and HBA Informatica Ltda |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 2 |
| Appoint Independent Firm to Appraise Proposed Merger |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 3 |
| Approve Independent Firm’s Appraisal |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 4 |
| Approve Absorption of Look Informatica SA, RO Resultados Outsourcing Ltda, SRC Serv. Informatica Ltda, DTSL Sistema e Serv. de Informatica SA, BCSFlex Comercio e Serv. de Informatica Ltda, BCS Sistemas Computacionais Ltda. and HBA Informatica Ltda |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 5 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 6 |
| Amend Articles Re: Remove Requirement that Directors Hold Company Shares |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 7 |
| Amend Article 5 to Reflect Changes in Capital |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 8 |
| Amend Articles Re: Establish President, Vice President and Legal Director as Responsible for Legal Representation |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 30-Sep-11 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 9 |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Annual |
| Confirmed |
| 150,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Annual |
| Confirmed |
| 150,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
| Although 58.9% pay-out is a slight decline from 2010, it is still at a reasonable level. |
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Annual |
| Confirmed |
| 150,000 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| For |
| Voting to elect Germand Vilardo, Luis Carlos Afonso and to re-elect five existing board members (Laercio Cosentino, Marilia Rocca, Pedro Passos, Pedro Moreira Salles, Sergio Guimarães). The company has provided the biographies for all candidates; new and existing members have strong backgrounds and board will be 71% independent. The company has bundled the election into a single item however, but given that this is common practice in Brazil, it is a strong board and we have no issue with the company, fine to support. |
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Annual |
| Confirmed |
| 150,000 |
| 4 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
| To approve remuneration of executive and non-executive officers, the amount proposed looks reasonable and the company has made all the required disclosures. |
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 1 |
| Ratify the Acquisition of Gens Tecnologia e Informatica Ltda |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 2 |
| Approve Agreement to Absorb Inteligencia Organizacional Servicos, Sistemas e Tecnologia em Software Ltda, and Mafipa Servicos de Informatica |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 3 |
| Appoint Independent Firm to Appraise Proposed Absorptions |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 4 |
| Approve Independent Firm’s Appraisals |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 5 |
| Approve Absorption of Inteligencia Organizacional Servicos, Sistemas e Tecnologia em Software Ltda, and Mafipa Servicos de Informatica |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 21-Mar-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 6 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 17-May-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 1 |
| Ratify Agreement to Absorb Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 17-May-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 2 |
| Appoint Independent Appraisers for the Proposed Transactions |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 17-May-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 3 |
| Approve Appraisal for the Proposed Transactions |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 17-May-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 4 |
| Approve Absorption of Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. |
| Management |
| Yes |
| For |
| For |
|
|
150,000 |
| TOTVS SA |
| TOTS3 |
| BRTOTSACNOR8 |
| 17-May-12 |
|
|
| Special |
| Confirmed |
| 150,000 |
| 5 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
528,000 |
| Ultrapar Participacoes S.A. |
| UGPA3 |
| BRUGPAACNPR5 |
| 11-Apr-12 |
| 22-Mar-12 |
| Annual/Special |
| Confirmed |
| 528,000 |
| 1.1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
528,000 |
| Ultrapar Participacoes S.A. |
| UGPA3 |
| BRUGPAACNPR5 |
| 11-Apr-12 |
| 22-Mar-12 |
| Annual/Special |
| Confirmed |
| 528,000 |
| 1.2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
528,000 |
| Ultrapar Participacoes S.A. |
| UGPA3 |
| BRUGPAACNPR5 |
| 11-Apr-12 |
| 22-Mar-12 |
| Annual/Special |
| Confirmed |
| 528,000 |
| 1.3 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
|
|
528,000 |
| Ultrapar Participacoes S.A. |
| UGPA3 |
| BRUGPAACNPR5 |
| 11-Apr-12 |
| 22-Mar-12 |
| Annual/Special |
| Confirmed |
| 528,000 |
| 1.4 |
| Elect Fiscal Council Members and Approve Their Remuneration |
| Management |
| Yes |
| For |
| For |
|
|
528,000 |
| Ultrapar Participacoes S.A. |
| UGPA3 |
| BRUGPAACNPR5 |
| 11-Apr-12 |
| 22-Mar-12 |
| Annual/Special |
| Confirmed |
| 528,000 |
| 2 |
| Ratify the Acquisition of Repsol Gas Brasil S.A. (Currently Distribuidora de Gas LP Azul S.A.) by Ultragaz S.A. |
| Management |
| Yes |
| For |
| For |
|
|
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 1 |
| Present Reports Referred to in Article 28-IV of Securities Market Law for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 2 |
| Present Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law |
| Management |
| Yes |
| For |
| For |
|
|
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 3 |
| Approve Allocation of Income |
| Management |
| Yes |
| For |
| Abstain |
| No information has been disclosed on the allocation of income. Hence, abstain due to lack of disclosure. |
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 4 |
| Elect or Ratify Directors and Approve Their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| The list of nominated directors has been disclosed but no information has been disclosed on the suggested level of remuneration. So we will choose to abstain due to a lack of information and it being a bundled resolution. |
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 5 |
| Elect or Ratify Chairmen of Audit and Corporate Practices Committees |
| Management |
| Yes |
| For |
| Abstain |
| There is no change recommended and while both the Chairman of the Audit and Corporate Governance committee are independent we will abstain as it is a bundled resolution. |
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 6 |
| Set Aggregate Nominal Amount of Share Repurchase Program |
| Management |
| Yes |
| For |
| For |
|
|
1,799,741 |
| Urbi Desarrollos Urbanos S.A.B. de C.V. |
| URBI |
| MX01UR000007 |
| 27-Apr-12 |
|
|
| Annual |
| Confirmed |
| 1,799,741 |
| 7 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
1,049,000 |
| Vale S.A. |
| VALE5 |
| BRVALEACNPA3 |
| 18-Apr-12 |
| 19-Mar-12 |
| Annual |
| Sent |
| 1,049,000 |
| 1.1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
1,049,000 |
| Vale S.A. |
| VALE5 |
| BRVALEACNPA3 |
| 18-Apr-12 |
| 19-Mar-12 |
| Annual |
| Sent |
| 1,049,000 |
| 1.2 |
| Approve Allocation of Income and Capital Budget for Fiscal 2012 |
| Management |
| Yes |
| For |
| For |
|
|
1,049,000 |
| Vale S.A. |
| VALE5 |
| BRVALEACNPA3 |
| 18-Apr-12 |
| 19-Mar-12 |
| Annual |
| Sent |
| 1,049,000 |
| 1.3 |
| Elect Fiscal Council Members |
| Management |
| Yes |
| For |
| Abstain |
| Bundled election. |
1,049,000 |
| Vale S.A. |
| VALE5 |
| BRVALEACNPA3 |
| 18-Apr-12 |
| 19-Mar-12 |
| Annual |
| Sent |
| 1,049,000 |
| 1.4 |
| Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members |
| Management |
| Yes |
| For |
| Against |
| The company has not disclosed the remuneration of its highest-paid administrator, which is not consistent with the Brazilian Securities Regulator (CVM). |
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 244,200 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 244,200 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 244,200 |
| 3 |
| Fix Board Size and Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Bundled election. |
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 26-Apr-12 |
|
|
| Annual |
| Confirmed |
| 244,200 |
| 4 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.1 |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.2 |
| Amend Article 2 Re: Address of Company Headquarters |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.3 |
| Amend Article 5 to Reflect Changes in Capital |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.4 |
| Amend Article 16 |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.5 |
| Amend Article 20 |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.6 |
| Amend Current Article 58 |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.7 |
| Amend Article 43 Re: Mandatory Bid Provision |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 1.8 |
| Renumber Articles of Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
244,200 |
| Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A |
| VLID3 |
| BRVLIDACNOR5 |
| 8-May-12 |
|
|
| Special |
| Confirmed |
| 244,200 |
| 2 |
| Consolidate Bylaws |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 3 |
| Elect External Auditors for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 4 |
| Approve Remuneration of Directors |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 5 |
| Approve Remuneration and Budget of Directors’ Committee for Fiscal Year 2012 |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 6 |
| Designate Newspaper to Publish Meeting Announcements |
| Management |
| Yes |
| For |
| For |
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 7 |
| Receive Special Auditors’ Report Regarding Related-Party Transactions |
| Management |
| No |
|
|
|
|
|
|
540,000 |
| Vina Concha y Toro S.A. |
| CONCHATORO |
| CLP9796J1008 |
| 23-Apr-12 |
|
|
| Annual |
| Confirmed |
| 540,000 |
| 8 |
| Other Business (Voting) |
| Management |
| Yes |
| For |
| Against |
| This is an open item in the agenda for matters that may be raised during the meeting, which is common practice in Chile. Although the IR disclosed one of the discussions that will be proposed during the meeting which is non-contentious, the open nature of this item disenfranchises investors voting by proxy of exercising an informed vote. |
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 1 |
| Accept Board of Directors Report |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 2 |
| Accept CEO’s Report |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 3 |
| Accept Report of Audit and Corporate Governance Committees |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 4 |
| Approve Financial Statements for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 5 |
| Present Report on Share Repurchase Reserves |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 6 |
| Approve to Cancel Company Treasury Shares |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 7 |
| Amend Clauses 5, 9, and 19 of Company Bylaws |
| Management |
| Yes |
| For |
| Against |
| Firstly it is a bundled resolution and secondly there are no details available on what is contained in clause 9 and 19 of the Company’s Bylaws. Clause five talks about share classes and cancellation. The purpose of the amendment is to take into account shares issued as part of the acquisition of Wal-Mart Central America. |
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 8 |
| Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 9 |
| Approve Dividend of MXN 0.44 Per Share and Extraordinary Dividend of MXN 0.11 per Share |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 10 |
| Accept Report on Adherence to Fiscal Obligations |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 11 |
| Accept Report Re: Employee Stock Purchase Plan |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 12 |
| Accept Report Re: Wal-Mart de Mexico Foundation |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 13 |
| Ratify Board of Directors’ Actions for Fiscal Year 2011 |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 14 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Details of directors have been disclosed. 2 of them are new nominees (1 independent & 1 exec) and will be replacing the shareholders representatives on the board. There are still 3 independents on the board so seems reasonable (in line with legal minimum of 25% independent board directors). Will choose to however abstain, as it is a bundled resolution. |
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 15 |
| Elect Chairmen of Audit and Corporate Governance Committees |
| Management |
| Yes |
| For |
| For |
|
|
2,091,000 |
| Wal-Mart de Mexico S.A.B. de C.V. |
| WALMEXV |
| MXP810081010 |
| 27-Mar-12 |
| 16-Mar-12 |
| Annual/Special |
| Confirmed |
| 2,091,000 |
| 16 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 251,844 |
| 1 |
| Authorize Capitalization of Reserves without Issuance of Shares and Amend Article 5 Accordingly |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 251,844 |
| 2 |
| Amend Article 17 |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 251,844 |
| 3 |
| Amend Articles 33 |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Special |
| Confirmed |
| 251,844 |
| 4 |
| Amend Articles Re: Novo Mercado Regulations |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 1 |
| Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 2 |
| Approve Allocation of Income and Dividends |
| Management |
| Yes |
| For |
| For |
|
|
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 3 |
| Elect Directors |
| Management |
| Yes |
| For |
| Abstain |
| Bundled election so we are not able to vote in each candidate individually, although the company has disclosed all nominees’ details and complied with CVM minimum requirements. |
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 4 |
| Approve Remuneration of Executive Officers and Non-Executive Directors |
| Management |
| Yes |
| For |
| Against |
| The company has failed to disclose the individual and total remuneration in stock options. |
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 5 |
| Elect Fiscal Council Members and Approve Their Remuneration |
| Management |
| Yes |
| For |
| Abstain |
| Reasonable remuneration but the company has grouped two decisions in one voting item. |
251,844 |
| Weg S.A |
| WEGE3 |
| BRWEGEACNOR0 |
| 24-Apr-12 |
|
|
| Annual |
| Confirmed |
| 251,844 |
| 6 |
| Designate Newspapers to Publish Company Announcements |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 1 |
| Accept Financial Statements and Statutory Reports |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 2 |
| Approve that No Sum be Credited to Legal Reserve |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 3 |
| Approve that No Sum be Set Aside to Contingency Reserve |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 4 |
| Approve Distribution $18,070,576 |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
| �� |
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 5 |
| Ratify KPMG as Auditors |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 6 |
| Authorize Board to Fix Remuneration of the Auditors |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 7.1 |
| Appoint Jose Francisco Gouvea Vieira as Chairman |
| Management |
| Yes |
| For |
| For |
|
|
245,400 |
| Wilson Sons Ltd. |
|
|
| BRWSONBDR009 |
| 27-Apr-12 |
| 23-Mar-12 |
| Annual |
| Confirmed |
| 245,400 |
| 7.2 |
| Appoint William Henry Solomon as Vice-Chairman |
| Management |
| Yes |
| For |
| For |
|
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: Aberdeen Latin America Equity Fund, Inc.
By (Signature and Title): | /s/ Christian Pittard |
|
| Christian Pittard |
|
| President |
|
Date: August 20, 2012