UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06110
Western Asset Funds, Inc.
Name of Fund:
100 International Drive
Baltimore, MD 21202
Fund Address:
Thomas C. Mandia
Western Asset Funds, Inc
100 First Stamford Place
Stamford, CT 06902
Name and address of agent for service:
Registrant’s telephone number, including area code: 1-877-721-1926
Date of fiscal year end: Multiple fiscal year ends
Date of reporting period: 07/01/2019–06/30/2020
Item 1 – Proxy Voting Record:
Proxy Voting Record – Attached on behalf of Western Asset High Yield Fund and Western Asset Macro Opportunities Fund.
There were no proxies voted on behalf of Western Asset Core Bond Fund, Western Asset Core Plus Bond Fund, Western Asset Inflation-Indexed Plus Bond Fund, Western Asset Intermediate Bond Fund and Western Asset Total Return Unconstrained Fund.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06110
Reporting Period: 07/01/2019 - 06/30/2020
Western Asset Funds, Inc.
========================= Western Asset Core Bond Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Western Asset Core Plus Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== Western Asset High Yield Fund =========================
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-A.T. "Trem" Smith For For Management
1..2 DIRECTOR-Cary Baetz For For Management
1..3 DIRECTOR-Brent Buckley For For Management
1..4 DIRECTOR-Anne Mariucci For For Management
1..5 DIRECTOR-Don Paul For For Management
1..6 DIRECTOR-Kent Potter For For Management
1..7 DIRECTOR-Gene Voiland For For Management
2. Ratify the selection of KPMG LLP as For For Management
the Company's independent registered
public accounting firm for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Randall M. Albert For For Management
1..2 DIRECTOR-Mark E. Burroughs, Jr. For For Management
1..3 DIRECTOR-Don Dimitrievich For For Management
1..4 DIRECTOR-Richard D. Paterson For For Management
1..5 DIRECTOR-D. Martin Phillips For For Management
1..6 DIRECTOR-John K. Reinhart For For Management
1..7 DIRECTOR-Douglas E. Swanson, Jr. For For Management
2. Advisory approval of the Company's For For Management
2019 named executive officer
compensation.
3. Advisory approval of the frequency of For 1 Year Management
future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Grant For For Management
Thornton LLP as the independent
registered public accounting firm of
the Company for the fiscal year ending
December 31, 2020.
================ Western Asset Inflation Indexed Plus Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Western Asset Intermediate Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== Western Asset Macro Opportunities Fund ====================
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-A.T. "Trem" Smith For For Management
1..2 DIRECTOR-Cary Baetz For For Management
1..3 DIRECTOR-Brent Buckley For For Management
1..4 DIRECTOR-Anne Mariucci For For Management
1..5 DIRECTOR-Don Paul For For Management
1..6 DIRECTOR-Kent Potter For For Management
1..7 DIRECTOR-Gene Voiland For For Management
2. Ratify the selection of KPMG LLP as For For Management
the Company's independent registered
public accounting firm for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Randall M. Albert For For Management
1..2 DIRECTOR-Mark E. Burroughs, Jr. For For Management
1..3 DIRECTOR-Don Dimitrievich For For Management
1..4 DIRECTOR-Richard D. Paterson For For Management
1..5 DIRECTOR-D. Martin Phillips For For Management
1..6 DIRECTOR-John K. Reinhart For For Management
1..7 DIRECTOR-Douglas E. Swanson, Jr. For For Management
2. Advisory approval of the Company's For For Management
2019 named executive officer
compensation.
3. Advisory approval of the frequency of For 1 Year Management
future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Grant For For Management
Thornton LLP as the independent
registered public accounting firm of
the Company for the fiscal year ending
December 31, 2020.
================ Western Asset Total Return Unconstrained Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Western Asset Funds, Inc. |
| |
By: | | /s/ Jane Trust |
| | Jane Trust |
| | President of Western Asset Funds, Inc. |
|
Date: August 14, 2020 |