SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1 to
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-06113
The Caldwell & Orkin Funds, Inc.
(Exact name of registrant as specified in charter)
6200 The Corners Parkway, Suite 150, Norcross, GA 30092
(Address of principal executive offices) (Zip code)
Michael B. Orkin, 6200 The Corners Parkway, Suite 150, Norcross, GA 30092
(Name and address of agent for service)
Registrant's telephone number, including area code: 978-533-7850
Date of fiscal year end: 4/30
Date of Reporting period: 7/1/2003 - 6/30/2004
Item 1. Proxy Voting Record
| (a) Name of Issuer | (b) Ticker | (c) CUSIP | (d) Meeting Date | (e) Identification of the Matter Voted On | (f) Issuer(I) or Shareholder(SH) | (g) Voted | (h) How Voted | (i) For / Against Management |
| Andrew Corp | ANDW | 34425108 | 7/15/2003 | Approve Share Issuance | I | No | Abstain | N/A |
| Andrew Corp | ANDW | 34425108 | 7/15/2003 | Amend certificate of incorporation to authorize Convertible Preferred Stock | I | No | Abstain | N/A |
| Andrew Corp | ANDW | 34425108 | 7/15/2003 | Amend certificate of incorporation to increase size of Board of Directors | I | No | Against | Against |
| Andrew Corp | ANDW | 34425108 | 7/15/2003 | Approve adjournments or postponements of the special meeting if necessary | I | Yes | For | For |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Vote for election of directors | I | Yes | For | For |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Election of two outside directors | I | No | Against | Against |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Authorize chairman of the board to continue serving as chairman & CEO | I | No | Abstain | N/A |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Ratify consolidated financial statements for year 12/32/2002 | I | Yes | For | For |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Ratify appointment and compensation of independent auditor | I | Yes | For | For |
| Check Point Software Technologies LTD | CHKP | M22465104 | 7/31/2003 | Approve compensation of officers who are also directors | I | No | Against | Against |
| Adapetc | ADPT | 00651f108 | 8/21/2003 | Vote for election of directors | I | Yes | For | For |
| Adapetc | ADPT | 00651f108 | 8/21/2003 | Increase the number of shares authorized | I | No | Against | Against |
| Adapetc | ADPT | 00651f108 | 8/21/2003 | Approve the appointment of Pricewaterhousecoopeers LLP as auditor | I | Yes | For | For |
| McData Corporation | MCDTA | 580031201 | 8/27/2003 | Vote for election of directors | I | Yes | For | For |
| McData Corporation | MCDTA | 580031201 | 8/27/2003 | Approve the appointment of Pricewaterhousecoopers LLP as auditor | I | Yes | For | For |
| McData Corporation | MCDTA | 580031201 | 8/27/2003 | Approve amendments to equity incentive plan | I | Yes | For | For |
| Intergrated Device Technology, Inc | IDTI | 458118106 | 9/12/2003 | Vote for election of directors | I | Yes | For | For |
| Intergrated Device Technology, Inc | IDTI | 458118106 | 9/12/2003 | Amend company stock purchase plan | I | Yes | For | For |
| Intergrated Device Technology, Inc | IDTI | 458118106 | 9/12/2003 | Approve the appointment of Pricewaterhousecooper LLP as auditor | I | Yes | For | For |
| Applera Corporation | ABI | 038020BBH | 10/16/2003 | Vote for election of directors | I | Yes | For | For |
| Applera Corporation | ABI | 038020BBH | 10/16/2003 | Approve the appointment of Pricewaterhouse LLP as auditor | I | Yes | For | For |
| Scientific-Atlanta Inc | SFA | 808655104 | 11/7/2003 | Vote for election of directors | I | Yes | For | For |
| Scientific-Atlanta Inc | SFA | 808655104 | 11/7/2003 | Approval of the 2003 long-term incentive plan | I | Yes | For | For |
| Biogen Inc. | BGEN | 090597BBH | 11/12/2003 | Approve merger | I | No | Abstain | N/A |
| Biogen Inc. | BGEN | 090597BBH | 11/12/2003 | Approve adjournments or postponements of the special meeting if necessary | I | No | Abstain | N/A |
| Idec Pharmaceticals Corporation | BIIB | 449370BBH | 11/12/2003 | Approve adjournments or postponements of the special meeting if necessary | I | No | Abstain | N/A |
| Idec Pharmaceticals Corporation | BIIB | 449370BBH | 11/12/2003 | Increase authorized shares of common and name change | I | No | Abstain | N/A |
| Idec Pharmaceticals Corporation | BIIB | 449370BBH | 11/12/2003 | Approve 2003 omnibus equity plan | I | No | Abstain | N/A |
| Idec Pharmaceticals Corporation | BIIB | 449370BBH | 11/12/2003 | Approve management incentive plan | I | No | Abstain | N/A |
| Idec Pharmaceticals Corporation | BIIB | 449370BBH | 11/12/2003 | Approve adjournments or postponements of the special meeting if necessary | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Vote for election of directors | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Adoption of 2003 audited financial statements | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Director Compensation | I | No | Against | Against |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Re-election of director TSA Grobicki | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Re-election of director MF Pleming | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Re-election of director ZB Swanepoel | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Amend articles of association | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Amend article of association | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Amend article of association | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Amend articles of association | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Authorize share repurchases | I | Yes | For | For |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Approving 2003 stock option plan | I | No | Abstain | N/A |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Placing unissued shares under control of directors | I | Yes | Against | Against |
| Harmony Gold Mining Company | HMY | 413216300 | 11/14/2003 | Authorising directors to issue shares for cash | I | Yes | Against | Against |
| Micron Technology Inc | MU | 595112103 | 11/21/2003 | Vote for election of directors | I | Yes | For | For |
| Micron Technology Inc | MU | 595112103 | 11/21/2003 | Amendment to employee stock purchase plan | I | Yes | For | For |
| Micron Technology Inc | MU | 595112103 | 11/21/2003 | Amendment to stock option plan | I | No | Abstain | N/A |
| Micron Technology Inc | MU | 595112103 | 11/21/2003 | Approve the appointment of Pricewaterhousecooper LLP as auditor | I | No | Abstain | N/A |
| Verso Technologies, Inc | VRSO | 925317109 | 12/17/2003 | Vote for election of directors | I | Yes | For | For |
| Verso Technologies, Inc | VRSO | 925317109 | 12/17/2003 | Approve the appointment of KPMG LLP as auditor | I | Yes | For | For |
| Verso Technologies, Inc | VRSO | 925317109 | 12/17/2003 | To transact other business | I | No | Abstain | N/A |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | Vote for election of directors | I | Yes | For | For |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | Approve the appointment of Deloitte & Touche LLP as Auditor | I | Yes | For | For |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | To transact other business | I | No | Abstain | N/A |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | Vote for election of directors | I | Yes | For | For |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | Approve the appointment of Deloitte & Touche LLP as Auditor | I | Yes | For | For |
| Ameritrade Holding Corporation | AMTD | 03074K100 | 2/10/2004 | To transact other business | I | No | Abstain | N/A |
| Navistar | NAV | 63934E108 | 2/17/2004 | Vote for election of directors | I | Yes | For | For |
| Navistar | NAV | 63934E108 | 2/17/2004 | Approve the appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Navistar | NAV | 63934E108 | 2/17/2004 | Approve performance incentive plan | I | Yes | For | For |
| Navistar I'ntl | NAV | 63934E108 | 2/17/2004 | Vote for election of directors | I | Yes | For | For |
| Navistar I'ntl | NAV | 63934E108 | 2/17/2004 | Approve the appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Navistar I'ntl | NAV | 63934E108 | 2/17/2004 | Approve 2004 performance incentive plan | I | Yes | For | For |
| Varian Medical System | VAR | 92220P105 | 2/19/2004 | Vote for election of directors | I | Yes | For | For |
| Varian Medical System | VAR | 92220P105 | 2/19/2004 | Approval of Management Incentive Program | I | Yes | For | For |
| Varian Medical System | VAR | 92220P105 | 2/19/2004 | Vote for election of directors | I | Yes | For | For |
| Varian Medical System | VAR | 92220P105 | 2/19/2004 | Approval of Incentive Program | I | Yes | For | For |
| Burlington Northern Santa Fe Corp | BNI | 12189T104 | 2/21/2004 | Vote for election of directors | I | Yes | For | For |
| Burlington Northern Santa Fe Corp | BNI | 12189T104 | 2/21/2004 | Approval of stock incentive plan | I | Yes | For | For |
| Burlington Northern Santa Fe Corp | BNI | 12189T104 | 2/21/2004 | Approval of appointment of Pricewaterhousecooper LLP auditor | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Vote for election of directors | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Approval of appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Adoption of the amended and resated by-laws | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Approval of stock incentive plan | I | No | Abstain | N/A |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal on environment reporting | S | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal to change juridiction of incorporation | S | No | Abstain | N/A |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal on "common sense" executive compensation | S | No | Abstain | N/A |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Vote for election of directors | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Approve appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Adoption of the amended and restated by-laws | I | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Approval of stock incentive plan | I | No | Abstain | N/A |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal regarding environment reporting | S | Yes | For | For |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal to change jurisdiction of incorporation | S | No | Abstain | N/A |
| Tyco International Ltd | TYC | 902124106 | 3/25/2004 | Shareholder proposal on "common sense" executive compensation | S | No | Abstain | N/A |
| Dover Corporation | DOV | 260003108 | 4/20/2004 | Vote for election of directors | I | Yes | For | For |
| Dover Corporation | DOV | 260003108 | 4/20/2004 | To consider and approve incentive plan | I | No | Abstain | N/A |
| Dover Corporation | DOV | 260003108 | 4/20/2004 | To transact other business | I | No | Abstain | N/A |
| Golden West Financial Corporation | GDW | 381317106 | 4/27/2004 | Vote for election of directors | I | Yes | For | For |
| Golden West Financial Corporation | GDW | 381317106 | 4/27/2004 | Increase authorized shares | I | Yes | For | For |
| Golden West Financial Corporation | GDW | 381317106 | 4/27/2004 | Approve appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Brunswick Corporation | BC | 117043109 | 4/28/2004 | Vote for election of directors | I | Yes | For | For |
| Brunswick Corporation | BC | 117043109 | 4/28/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Vote for election of directors | I | Yes | For | For |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Approve appointment of auditor | I | Yes | For | For |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Annual Election of directors | I | Yes | For | For |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Shareowners voting provisions | S | No | Abstain | N/A |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Shareholder's proposal - golden parachutes | S | Yes | For | For |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Resolution on pay disparity | I | No | Abstain | N/A |
| Honeywell International Inc | HON | 438516106 | 4/28/2004 | Cumulative voting | I | No | Abstain | N/A |
| Berkshire Hathaway Inc | BRK.A | 084670207 | 5/1/2004 | Election of directors | I | Yes | For | For |
| Berkshire Hathaway Inc | BRK.A | 084670207 | 5/1/2004 | Shareholder proposal on political contributions | S | No | Abstain | N/A |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Vote for election of directors | I | Yes | For | For |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Approve appointment of independent auditors | I | Yes | For | For |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Publications of polical contributions | I | Yes | Against | For |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Prohibition of polical contributions | I | Yes | Against | For |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Separation of chairman and CEO position | I | No | Abstain | N/A |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | HIV/AIDS-TB-Malaria | I | No | Abstain | N/A |
| Bristol-Myer Squibb | BMY | 110122108 | 5/4/2004 | Director vote threshold | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Election of directors | I | Yes | For | For |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | To fix number of directors at six | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Setting auditor's remuneration | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Change in By-laws | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Eliminate limit on share authorization | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | Adoption of new articles of the company | I | No | Abstain | N/A |
| Angiotech Pharmaceuticals Inc | ANPI | 491491688207 | 5/10/2004 | To transact other business | I | No | Abstain | N/A |
| Boston Scientific Corporation | BSX | 101137107 | 5/11/2004 | Vote for election of directors | I | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/11/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Republic Service Inc | RSG | 760759100 | 5/11/2004 | Vote for election of directors | I | Yes | For | For |
| Republic Service Inc | RSG | 760759100 | 5/11/2004 | Approve adjournments or postponements of the special meeting if necessary | I | Yes | For | For |
| Cit Group Inc | CIT | 125581108 | 5/12/2004 | Election of directors | I | Yes | For | For |
| Cit Group Inc | CIT | 125581108 | 5/12/2004 | Approve appointment of Pricewaterhousecooper LLP as auditor | I | Yes | For | For |
| Cit Group Inc | CIT | 125581108 | 5/12/2004 | To transact other business | I | No | Abstain | N/A |
| Unitedhealth Group Inc | UNH | 91324P102 | 5/12/2004 | Vote for election of directors | I | Yes | For | For |
| Unitedhealth Group Inc | UNH | 91324P102 | 5/12/2004 | Approve appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Unitedhealth Group Inc | UNH | 91324P102 | 5/12/2004 | Shareholder proposal regarding expensing of stock options | S | No | Abstain | N/A |
| Unitedhealth Group Inc | UNH | 91324P102 | 5/12/2004 | Shareholder proposal regarding replacement of options with restricted shares | S | No | Abstain | N/A |
| Duke Energy Corporation | DUK | 264399106 | 5/13/2004 | Vote for election of directors | I | Yes | For | For |
| Duke Energy Corporation | DUK | 264399106 | 5/13/2004 | Approve appointment of Deloitte & Touche LLP as auditor | I | Yes | For | For |
| Duke Energy Corporation | DUK | 264399106 | 5/13/2004 | Shareholder proposal to declassy Board of Directors | S | No | Abstain | N/A |
| Transocean Inc | RIG | G90078109 | 5/13/2004 | Vote for election of directors | I | Yes | For | For |
| Transocean Inc | RIG | G90078109 | 5/13/2004 | Approval of long term incentive plans | I | No | Abstain | N/A |
| Transocean Inc | RIG | G90078109 | 5/13/2004 | Approve appointment of Ernst & Young LIP as auditor | I | Yes | For | For |
| Watson Pharmaceuticals, Inc | WPI | 942683103 | 5/17/2004 | Vote for election of directors | I | Yes | For | For |
| Watson Pharmaceuticals, Inc | WPI | 942683103 | 5/17/2004 | Approve appointment of Pricewaterhousecooper LLP as auditor | I | Yes | For | For |
| Watson Pharmaceuticals, Inc | WPI | 942683103 | 5/17/2004 | Stockholder proposal on executive compensation | S | No | Abstain | N/A |
| Cox Communications Inc | COX | 224044107 | 5/18/2004 | Vote for election of directors | I | Yes | For | For |
| Cox Communications Inc | COX | 224044107 | 5/18/2004 | Adoption of the 2004 employee stock purchase plan | I | Yes | For | For |
| The St. Joe Company | JOE | 790148100 | 5/18/2004 | Vote for election of directors | I | Yes | For | For |
| The St. Joe Company | JOE | 790148100 | 5/18/2004 | Amend articles of incorporation | I | Yes | For | For |
| The St. Joe Company | JOE | 790148100 | 5/18/2004 | Ratification of independent auditors | I | Yes | For | For |
| Medarex, Inc | MEDX | 583916101 | 5/19/2004 | Vote for election of directors | I | Yes | For | For |
| Medarex, Inc | MEDX | 583916101 | 5/19/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Mentor Graphoc Corporation | MENT | 587200106 | 5/19/2004 | Vote for election of directors | I | Yes | For | For |
| Mentor Graphoc Corporation | MENT | 587200106 | 5/19/2004 | Amend employee stock purchase plan | I | No | Abstain | N/A |
| Mentor Graphoc Corporation | MENT | 587200106 | 5/19/2004 | Approve foreign subsidiary employee stock purchase plan | I | No | Abstain | N/A |
| Mentor Graphoc Corporation | MENT | 587200106 | 5/19/2004 | Amend stock option plan | I | No | Abstain | N/A |
| Mentor Graphoc Corporation | MENT | 587200106 | 5/19/2004 | Amend 1987 restated articles of incorporation | I | No | Abstain | N/A |
| Time Warner Inc | TWX | 887317105 | 5/21/2004 | Vote for election of directors | I | Yes | For | For |
| Time Warner Inc | TWX | 887317105 | 5/21/2004 | Approve appointment of auditors | I | Yes | For | For |
| Time Warner Inc | TWX | 887317105 | 5/21/2004 | Shareholder proposal on China business principals | S | No | Abstain | N/A |
| Time Warner Inc | TWX | 887317105 | 5/21/2004 | Shareholder proposal on pay disparity | S | Yes | For | For |
| Bank One Corporation | ONE | 06423A103 | 5/25/2004 | Vote for election of directors | I | Yes | For | For |
| Bank One Corporation | ONE | 06423A103 | 5/25/2004 | Merger Proposal | I | No | Abstain | N/A |
| Bank One Corporation | ONE | 06423A103 | 5/25/2004 | Approve appointment of auditor | I | Yes | For | For |
| Pharmaceutical Resources, Inc | PRX | 71125108 | 5/26/2004 | Vote for election of directors | I | Yes | For | For |
| Pharmaceutical Resources, Inc | PRX | 71125108 | 5/26/2004 | Change company's name | I | Yes | For | For |
| Pharmaceutical Resources, Inc | PRX | 71125108 | 5/26/2004 | Approve performance equity plan | I | No | Abstain | N/A |
| Pharmaceutical Resources, Inc | PRX | 71125108 | 5/26/2004 | Approve restatement of directors' stock option plan | I | No | Abstain | N/A |
| Pharmaceutical Resources, Inc | PRX | 71125108 | 5/26/2004 | Approve executive incentive plan | I | No | Abstain | N/A |
| Nabors Industrial LTD | NBR | G6359F103 | 6/1/2004 | Vote for election of directors | I | Yes | For | For |
| Nabors Industrial LTD | NBR | G6359F103 | 6/1/2004 | Approve appointment of Pricewaterhousecooper LLP as auditor | I | Yes | For | For |
| Nabors Industrial LTD | NBR | G6359F103 | 6/1/2004 | Shareholder proposal to change jurisdiction of incorporation | S | No | Abstain | N/A |
| GlobalSantaFe Corporation | GSK | G3930E101 | 6/9/2004 | Vote for election of directors | I | Yes | For | For |
| GlobalSantaFe Corporation | GSK | G3930E101 | 6/9/2004 | Proposal to permit telephone and internet voting by shareholders | I | Yes | For | For |
| GlobalSantaFe Corporation | GSK | G3930E101 | 6/9/2004 | Proposal to amend restated articles of association | I | Yes | For | For |
| GlobalSantaFe Corporation | GSK | G3930E101 | 6/9/2004 | Approve appointment of Pricewaterhousecooper LLP as the auditor | I | Yes | For | For |
| Varian Medical System Inc | VAR | 9220P105 | 6/10/2004 | Approve amendmended certificate of incorporation | I | No | Abstain | N/A |
| Nektar Therapeutics | NKTR | 640268108 | 6/17/2004 | Vote for election of directors | I | Yes | For | For |
| Nektar Therapeutics | NKTR | 640268108 | 6/17/2004 | Approve amended equity incentive plan | I | No | Abstain | N/A |
| Nektar Therapeutics | NKTR | 640268108 | 6/17/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Chico's Fas, Inc | CHS | 168615102 | 6/22/2004 | Vote for election of directors | I | Yes | For | For |
| Chico's Fas, Inc | CHS | 168615102 | 6/22/2004 | Amend articles of incorporated | I | No | Abstain | N/A |
| Chico's Fas, Inc | CHS | 168615102 | 6/22/2004 | Approve 2002 employee stock purchase plan | I | No | Abstain | N/A |
| Chico's Fas, Inc | CHS | 168615102 | 6/22/2004 | Approve appointment of Ernst & Young LLP as auditor | I | Yes | For | For |
| Autobytel, Inc | ABTL | 05275N106 | 6/24/2004 | Vote for election of directors | I | Yes | For | For |
| Autobytel, Inc | ABTL | 05275N106 | 6/24/2004 | Approval of 2004 resisted stock option plan | I | No | Abstain | N/A |
| Autobytel, Inc | ABTL | 05275N106 | 6/24/2004 | Approve appointment of Pricewaterhousecooper LLP as auditor | I | Yes | For | For |
| Carmax Inc | KMX | 143130102 | 6/29/2004 | Vote for election of directors | I | Yes | For | For |
| Carmax Inc | KMX | 143130102 | 6/29/2004 | Amendment to 2002 employee stock purchase plan | I | No | Abstain | N/A |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: September 2, 2004 | The Caldwell & Orkin Funds, Inc. By: /s/ Robert H. Greenblatt |
