UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended December 31, 2016 | | Commission File No. 0-22750 |
ROYALE ENERGY, INC.
(Name of registrant in its charter)
California | | 33-0224120 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
1870 Cordell Court
El Cajon, CA 92020
(Address of principal executive offices)
Issuer's telephone number: 619-383-6600
Securities registered pursuant to Section 12(b) of the Act:
None
Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, no par value per share
(Title of Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐ No ☒
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes ☐ No ☒
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-B is not contained herein, and will not be contained, to the best or registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
Large accelerated filer ☐ Accelerated filer ☐
Non-accelerated filer ☐ Smaller Reporting Company ☒
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes ☐ No ☒
At June 30, 2016, the end of the registrant’s most recently completed second fiscal quarter; the aggregate market value of common equity held by non-affiliates was $5,395,938.
At March 24, 2017, 21,836,033 shares of registrant's Common Stock were outstanding.
Explanatory Note
The sole purpose of this amendment (“Amendment”) is to file Exhibit 23.2 as it was inadvertently omitted from the Company’s Form 10-K. filed on March 31, 207..
Item 15 Exhibits
Item Description
| Exhibits . Certain of the exhibits listed in the following index are incorporated by reference. |
| | |
| 23.2 | Consent of Netherland, Sewell & Associates, filed herewith |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | Royale Energy, Inc. |
| | |
| April 3, 2017 | /s/ Jonathan Gregory |
| | Jonathan Gregory |
| | Chief Executive Officer (Principal Executive Officer) |
| April 3, 2017 | |
| | /s/ Stephen M. Hosmer |
| | Stephen M. Hosmer |
| | Chief Financial Officer (Principal Accounting Officer) |
