UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-06128 | ||||||||
Name of Registrant: | Putnam Sustainable Leaders Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Sustainable Leaders Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 06/30 | ||||||||
Date of reporting period: | 07/01/2017 - 06/30/2018 |
Registrant : | Putnam Sustainable Leaders Fund | |||||||
Fund Name : | Putnam Sustainable Leaders Fund | |||||||
Date of Fiscal Year End: | 06/30 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
11 | Elect Frank Appel to the Supervisory Board | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase In Conditional Capital | Mgmt | For | For | For | |||
13 | Appointment of Auditor (Fiscal Year 2018) | Mgmt | For | For | For | |||
14 | Appointment of Auditor (Interim Reports - Fiscal Year 2018) | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Interim Reports - Fiscal Year 2019) | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine M. Burzik | Mgmt | For | For | For | |||
2 | Elect R. Andrew Eckert | Mgmt | For | For | For | |||
3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | |||
4 | Elect Claire M. Fraser | Mgmt | For | For | For | |||
5 | Elect Christopher Jones | Mgmt | For | For | For | |||
6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
7 | Elect Gary A. Mecklenburg | Mgmt | For | For | For | |||
8 | Elect David F. Melcher | Mgmt | For | For | For | |||
9 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
10 | Elect Claire Pomeroy | Mgmt | For | For | For | |||
11 | Elect Rebecca W. Rimel | Mgmt | For | For | For | |||
12 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
13 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Bio-Rad Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIO | CUSIP 090572207 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Pinkston | Mgmt | For | Against | Against | |||
2 | Elect Melinda Litherland | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
bluebird bio, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLUE | CUSIP 09609G100 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John O. Agwunobi | Mgmt | For | For | For | |||
2 | Elect Mary Lynne Hedley | Mgmt | For | For | For | |||
3 | Elect Daniel S. Lynch | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
7 | Elect Check Kian Low | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Board Size | Mgmt | For | Against | Against | |||
7 | Elect Maria Luisa Guijarro Pinal | Mgmt | For | For | For | |||
8 | Elect Anne Bouverot | Mgmt | For | For | For | |||
9 | Ratify Co-Option and Elect Carlos del Rio Carcano | Mgmt | For | For | For | |||
10 | Ratify Co-Option and Elect David Antonio Diaz Almazan | Mgmt | For | For | For | |||
11 | Elect Bertrand Boudewijn Kan | Mgmt | For | For | For | |||
12 | Elect Pierre Blayau | Mgmt | For | For | For | |||
13 | Elect Peter Shore | Mgmt | For | For | For | |||
14 | Elect Giampaolo Zambeletti Rossi | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Charles Schwab Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Chipotle Mexican Grill, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMG | CUSIP 169656105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
1.2 | Elect Paul T. Cappuccio | Mgmt | For | For | For | |||
1.3 | Elect Steve Ells | Mgmt | For | For | For | |||
1.4 | Elect Neil Flanzraich | Mgmt | For | For | For | |||
1.5 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
1.6 | Elect Kimbal Musk | Mgmt | For | For | For | |||
1.7 | Elect Ali Namvar | Mgmt | For | For | For | |||
1.8 | Elect Brian Niccol | Mgmt | For | For | For | |||
1.9 | Elect Matthew H. Paull | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Mahaffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Policy | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Constellation Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STZ | CUSIP 21036P108 | 07/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Fowden | Mgmt | For | Withhold | Against | |||
1.2 | Elect Barry A. Fromberg | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert L. Hanson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ernesto M. Hernandez | Mgmt | For | Withhold | Against | |||
1.5 | Elect James A. Locke III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Daniel J. McCarthy | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Sands | Mgmt | For | Withhold | Against | |||
1.8 | Elect Robert Sands | Mgmt | For | Withhold | Against | |||
1.9 | Elect Judy A. Schmeling | Mgmt | For | Withhold | Against | |||
1.10 | Elect Keith E. Wandell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the Long-Term Stock Incentive Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DENTSPLY SIRONA Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRAY | CUSIP 24906P109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Alfano | Mgmt | For | For | For | |||
2 | Elect David K. Beecken | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Donald M. Casey | Mgmt | For | For | For | |||
5 | Elect Michael J. Coleman | Mgmt | For | For | For | |||
6 | Elect Willie A. Deese | Mgmt | For | For | For | |||
7 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
8 | Elect Thomas Jetter | Mgmt | For | For | For | |||
9 | Elect Arthur D. Kowaloff | Mgmt | For | For | For | |||
10 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | |||
11 | Elect Francis J. Lunger | Mgmt | For | For | For | |||
12 | Elect Leslie F. Varon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Approval of Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Eduardo E. Cordeiro | Mgmt | For | For | For | |||
3 | Elect G. Peter D'Aloia | Mgmt | For | For | For | |||
4 | Elect C. Scott Greer | Mgmt | For | For | For | |||
5 | Elect K'Lynne Johnson | Mgmt | For | For | For | |||
6 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
7 | Elect Paul J. Norris | Mgmt | For | For | For | |||
8 | Elect Margareth Ovrum | Mgmt | For | For | For | |||
9 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
10 | Elect William H. Powell | Mgmt | For | For | For | |||
11 | Elect Vincent R. Volpe Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
2 | Elect John G. Morikis | Mgmt | For | For | For | |||
3 | Elect Ronald V. Waters, III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Hamilton Lane Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Election of J.A. Fernandez Carbaja to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of J.G. Astaburuaga Sanjines to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of J.M. Huet to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Election of M. Helmes to the Supervisory Board | Mgmt | For | Against | Against | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
2 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
3 | Elect John T. Dickson | Mgmt | For | For | For | |||
4 | Elect Emiko Higashi | Mgmt | For | For | For | |||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
6 | Elect Gary B. Moore | Mgmt | For | For | For | |||
7 | Elect Kiran M. Patel | Mgmt | For | For | For | |||
8 | Elect Robert A. Rango | Mgmt | For | For | For | |||
9 | Elect Richard P. Wallace | Mgmt | For | For | For | |||
10 | Elect David C. Wang | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Micron Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MU | CUSIP 595112103 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
2 | Elect Richard M. Beyer | Mgmt | For | For | For | |||
3 | Elect Patrick J. Byrne | Mgmt | For | For | For | |||
4 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
5 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
6 | Elect Lawrence N. Mondry | Mgmt | For | For | For | |||
7 | Elect Robert E. Switz | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Approval of Performance Goals Under Executive Officer Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect James L. Camaren | Mgmt | For | For | For | |||
3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
5 | Elect Kirk S. Hachigian | Mgmt | For | Against | Against | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect James L. Robo | Mgmt | For | Against | Against | |||
9 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
10 | Elect John L. Skolds | Mgmt | For | For | For | |||
11 | Elect William H. Swanson | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Elsesser | Mgmt | For | For | For | |||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Employee Stock Purchase Rebate Plan | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RPC Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPC | CINS G7699G108 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jamie Pike | Mgmt | For | For | For | |||
5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | |||
6 | Elect Lynn Drummond | Mgmt | For | For | For | |||
7 | Elect Simon Kesterton | Mgmt | For | For | For | |||
8 | Elect Martin Towers | Mgmt | For | For | For | |||
9 | Elect Godwin Wong | Mgmt | For | For | For | |||
10 | Elect Ros Rivaz | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
2 | Elect Keith G. Block | Mgmt | For | For | For | |||
3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
4 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
5 | Elect Neelie Kroes | Mgmt | For | For | For | |||
6 | Elect Colin L. Powell | Mgmt | For | For | For | |||
7 | Elect Sanford R. Robertson | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Bernard Tyson | Mgmt | For | Against | Against | |||
10 | Elect Robin L. Washington | Mgmt | For | For | For | |||
11 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
12 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
13 | Adoption of Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
Select Energy Services Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | |||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
ST Microelectronics NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STM | CUSIP 861012102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Chery to the Management Board | Mgmt | For | For | For | |||
6 | Stock Grant to the CEO | Mgmt | For | For | For | |||
7 | Elect Nicolas Dufourcq to the Supervisory Board | Mgmt | For | For | For | |||
8 | Elect Martine Verluyten to the Supervisory Board | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd J Austin | Mgmt | For | For | For | |||
2 | Elect Diane M. Bryant | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
5 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Margaret L. O'Sullivan | Mgmt | For | For | For | |||
10 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
11 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum China Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
2 | Elect Jonathan S. Linen | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect William Wang | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Sustainable Leaders Fund | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 10, 2018 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 10, 2018 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY |
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liaison of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |
/s/ Jonathan S. Horwitz | Executive Vice President, | August 8, 2018 | |
Jonathan S. Horwitz | Principal Executive Officer and | ||
Compliance Liaison |
Schedule A |
Putnam American Government Income Fund | Putnam Managed Municipal Income Trust |
Putnam Arizona Tax Exempt Income Fund | Putnam Massachusetts Tax Exempt Income Fund |
Putnam Asset Allocation Funds | Putnam Master Intermediate Income Trust |
Putnam California Tax Exempt Income Fund | Putnam Michigan Tax Exempt Income Fund |
Putnam Convertible Securities Fund | Putnam Minnesota Tax Exempt Income Fund |
Putnam Diversified Income Trust | Putnam Money Market Fund |
Putnam Equity Income Fund | Putnam Mortgage Recovery Fund |
Putnam Europe Equity Fund | Putnam Mortgage Securities Fund |
The Putnam Fund for Growth and Income | Putnam Municipal Opportunities Trust |
Putnam Funds Trust | Putnam New Jersey Tax Exempt Income Fund |
George Putnam Balanced Fund | Putnam New York Tax Exempt Income Fund |
Putnam Global Equity Fund | Putnam Ohio Tax Exempt Income Fund |
Putnam Global Health Care Fund | Putnam Pennsylvania Tax Exempt Income Fund |
Putnam Global Income Trust | Putnam Premier Income Trust |
Putnam Global Natural Resources Fund | Putnam RetirementReady® Funds |
Putnam Global Utilities Fund | Putnam Sustainable Leaders Fund |
Putnam High Yield Fund | Putnam Tax Exempt Income Fund |
Putnam High Yield Trust | Putnam Tax Exempt Money Market Fund |
Putnam Income Fund | Putnam Tax-Free Income Trust |
Putnam International Equity Fund | Putnam Variable Trust |
Putnam Investment Funds | Putnam Vista Fund |
Putnam Investment-Grade Municipal Trust | Putnam Voyager Fund |
Putnam Investors Fund |