Putnam Sustainable Leaders Fund Class Y (PNOYX)
Filed: 23 Aug 23, 9:19am
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-06128 | ||||||||
| Name of Registrant: | Putnam Sustainable Leaders Fund | ||||||||
| Address of Principal Executive Offices: | 100 Federal Street | ||||||||
| Boston, Massachusetts 02110 | |||||||||
| Name and address of agent of service: | Stephen J. Tate, Vice President and Chief Legal Officer | ||||||||
| Putnam Sustainable Leaders Fund | |||||||||
| 100 Federal Street | |||||||||
| Boston, Massachusetts 02110 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | 617-292-1000 | ||||||||
| Date of fiscal year end: | 6/30 | ||||||||
| Date of reporting period: | 07/01/2022 - 06/30/2023 | ||||||||
| Registrant : | Putnam Sustainable Leaders Fund | |||||||
| Fund Name : | Putnam Sustainable Leaders Fund | |||||||
| Adobe Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ADBE | ISIN US00724PAD15 | 04/20/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
| 2 | Elect Brett Biggs | Mgmt | For | For | For | |||
| 3 | Elect Melanie Boulden | Mgmt | For | For | For | |||
| 4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
| 5 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
| 6 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
| 7 | Elect Spencer Neumann | Mgmt | For | For | For | |||
| 8 | Elect Kathleen Oberg | Mgmt | For | For | For | |||
| 9 | Elect Dheeraj Pandey | Mgmt | For | For | For | |||
| 10 | Elect David A. Ricks | Mgmt | For | For | For | |||
| 11 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||
| 12 | Elect John E. Warnock | Mgmt | For | For | For | |||
| 13 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Report on Hiring Practices for People With Arrest Records | ShrHoldr | Against | Against | For | |||
| Advanced Micro Devices, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMD | CUSIP 007903107 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nora M. Denzel | Mgmt | For | For | For | |||
| 2 | Elect D. Mark Durcan | Mgmt | For | For | For | |||
| 3 | Elect Michael P. Gregoire | Mgmt | For | For | For | |||
| 4 | Elect Joseph A. Householder | Mgmt | For | For | For | |||
| 5 | Elect John W. Marren | Mgmt | For | For | For | |||
| 6 | Elect Jon A. Olson | Mgmt | For | For | For | |||
| 7 | Elect Lisa T. Su | Mgmt | For | For | For | |||
| 8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
| 9 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | |||
| 10 | Approval of the 2023 Equity Incentive Plan | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Amazon.com, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMZN | CUSIP 023135106 | 05/24/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
| 2 | Elect Andrew R. Jassy | Mgmt | For | For | For | |||
| 3 | Elect Keith B. Alexander | Mgmt | For | For | For | |||
| 4 | Elect Edith W. Cooper | Mgmt | For | For | For | |||
| 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
| 6 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
| 7 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
| 8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
| 9 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
| 10 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
| 11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Report on Climate Risk In Employee Retirement Default Options | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Report on Government Requests for Content and Product Removal | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Report on Government Takedown Requests | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Just Transition Reporting | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Lobbying Alignment with Climate Commitments | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding Cost Benefit Analysis of DEI Programs | ShrHoldr | Against | Against | For | |||
| 25 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
| 26 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | Against | For | |||
| 27 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||
| 28 | Shareholder Proposal Regarding Report Evaluating Animal Welfare Standards | ShrHoldr | Against | Against | For | |||
| 29 | Shareholder Proposal Regarding Formation of Public Policy Committee | ShrHoldr | Against | Against | For | |||
| 30 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Against | Against | For | |||
| 31 | Shareholder Proposal Regarding Report on Working Conditions | ShrHoldr | Against | Against | For | |||
| 32 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Against | Against | For | |||
| 33 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | Against | For | |||
| American Tower Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMT | CUSIP 03027X100 | 05/24/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Thomas A. Bartlett | Mgmt | For | For | For | |||
| 2 | Elect Kelly C. Chambliss | Mgmt | For | For | For | |||
| 3 | Elect Teresa H. Clarke | Mgmt | For | For | For | |||
| 4 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
| 5 | Elect Kenneth R. Frank | Mgmt | For | For | For | |||
| 6 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
| 7 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
| 8 | Elect Craig Macnab | Mgmt | For | For | For | |||
| 9 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
| 10 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
| 11 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
| 12 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| AMGEN Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMGN | CUSIP 031162100 | 05/19/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
| 2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
| 3 | Elect Michael V. Drake | Mgmt | For | For | For | |||
| 4 | Elect Brian J. Druker | Mgmt | For | For | For | |||
| 5 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
| 6 | Elect Greg C. Garland | Mgmt | For | For | For | |||
| 7 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
| 8 | Elect S. Omar Ishrak | Mgmt | For | For | For | |||
| 9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
| 11 | Elect Amy E. Miles | Mgmt | For | For | For | |||
| 12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| Apple Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAPL | CUSIP 037833100 | 03/10/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director James Bell | Mgmt | For | For | For | |||
| 2 | Elect Director Tim Cook | Mgmt | For | For | For | |||
| 3 | Elect Director Al Gore | Mgmt | For | For | For | |||
| 4 | Elect Director Alex Gorsky | Mgmt | For | For | For | |||
| 5 | Elect Director Andrea Jung | Mgmt | For | For | For | |||
| 6 | Elect Director Art Levinson | Mgmt | For | For | For | |||
| 7 | Elect Director Monica Lozano | Mgmt | For | For | For | |||
| 8 | Elect Director Ron Sugar | Mgmt | For | For | For | |||
| 9 | Elect Director Sue Wagner | Mgmt | For | For | For | |||
| 10 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Report on Civil Rights and Non-Discrimination Audit | ShrHoldr | Against | Against | For | |||
| 14 | Report on Operations in Communist China | ShrHoldr | Against | Against | For | |||
| 15 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | ShrHoldr | Against | Against | For | |||
| 16 | Report on Median Gender/Racial Pay Gap | ShrHoldr | Against | Against | For | |||
| 17 | Amend Proxy Access Right | ShrHoldr | Against | Against | For | |||
| Applied Materials, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMAT | CUSIP 038222105 | 03/09/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Rani Borkar | Mgmt | For | For | For | |||
| 2 | Elect Director Judy Bruner | Mgmt | For | For | For | |||
| 3 | Elect Director Xun (Eric) Chen | Mgmt | For | For | For | |||
| 4 | Elect Director Aart J. de Geus | Mgmt | For | For | For | |||
| 5 | Elect Director Gary E. Dickerson | Mgmt | For | For | For | |||
| 6 | Elect Director Thomas J. Iannotti | Mgmt | For | For | For | |||
| 7 | Elect Director Alexander A. Karsner | Mgmt | For | For | For | |||
| 8 | Elect Director Kevin P. March | Mgmt | For | For | For | |||
| 9 | Elect Director Yvonne McGill | Mgmt | For | For | For | |||
| 10 | Elect Director Scott A. McGregor | Mgmt | For | For | For | |||
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | ShrHoldr | Against | Against | For | |||
| 15 | Improve Executive Compensation Program and Policy | ShrHoldr | Against | Against | For | |||
| ASML Holding N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ASML | CUSIP N07059210 | 04/26/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Remuneration Report | Mgmt | For | For | For | |||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Dividends | Mgmt | For | For | For | |||
| 4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 6 | Long-Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
| 7 | Supervisory Board Remuneration Policy | Mgmt | For | For | For | |||
| 8 | Supervisory Board Fees | Mgmt | For | For | For | |||
| 9 | Elect Nils Andersen to the Supervisory Board | Mgmt | For | For | For | |||
| 10 | Elect Jack P. de Kreij to the Supervisory Board | Mgmt | For | For | For | |||
| 11 | Appointment of Auditor | Mgmt | For | For | For | |||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Cancellation of Shares | Mgmt | For | For | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505583 | 04/25/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
| 2 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
| 3 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
| 4 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
| 5 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
| 7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
| 8 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
| 9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
| 10 | Elect Denise L. Ramos | Mgmt | For | For | For | |||
| 11 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
| 12 | Elect Michael D. White | Mgmt | For | For | For | |||
| 13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
| 14 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Amendment to the Bank of America Corporation Equity Plan | Mgmt | For | For | For | |||
| 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Report on Absolute GHG Targets and Alignment with Paris Agreement | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding a Racial Equity Audit | ShrHoldr | Against | Against | For | |||
| Boston Properties, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BXP | CUSIP 101121101 | 05/23/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
| 2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
| 3 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
| 4 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||
| 5 | Elect Mary E. Kipp | Mgmt | For | For | For | |||
| 6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
| 7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
| 8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
| 9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
| 10 | Elect William H. Walton, III | Mgmt | For | For | For | |||
| 11 | Elect Derek Anthony West | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Boston Scientific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BSX | CUSIP 101137107 | 05/04/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
| 2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
| 3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
| 4 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
| 5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
| 6 | Elect David J. Roux | Mgmt | For | For | For | |||
| 7 | Elect John E. Sununu | Mgmt | For | For | For | |||
| 8 | Elect David S. Wichmann | Mgmt | For | For | For | |||
| 9 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Chipotle Mexican Grill, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CMG | CUSIP 169656105 | 05/25/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Albert S. Baldocchi | Mgmt | For | For | For | |||
| 2 | Elect Matthew Carey | Mgmt | For | For | For | |||
| 3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
| 4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |||
| 5 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
| 6 | Elect Robin Hickenlooper | Mgmt | For | For | For | |||
| 7 | Elect Scott H. Maw | Mgmt | For | For | For | |||
| 8 | Elect Brian Niccol | Mgmt | For | For | For | |||
| 9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Policy on Freedom of Association | ShrHoldr | Against | Against | For | |||
| Constellation Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CEG | CUSIP 21037T109 | 04/25/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Joseph Dominguez | Mgmt | For | For | For | |||
| 1.2 | Elect Julie Holzrichter | Mgmt | For | For | For | |||
| 1.3 | Elect Ashish Khandpur | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Danaher Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DHR | CUSIP 235851102 | 05/09/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Rainer M. Blair | Mgmt | For | For | For | |||
| 2 | Elect Feroz Dewan | Mgmt | For | For | For | |||
| 3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
| 4 | Elect Teri L. List | Mgmt | For | For | For | |||
| 5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Jessica L. Mega | Mgmt | For | For | For | |||
| 7 | Elect Mitchell P. Rales | Mgmt | For | For | For | |||
| 8 | Elect Steven M. Rales | Mgmt | For | For | For | |||
| 9 | Elect Pardis C. Sabeti | Mgmt | For | For | For | |||
| 10 | Elect A. Shane Sanders | Mgmt | For | For | For | |||
| 11 | Elect John T. Schwieters | Mgmt | For | For | For | |||
| 12 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
| 13 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
| 14 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
| Deere & Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DE | CUSIP 244199105 | 02/22/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Leanne G. Caret | Mgmt | For | For | For | |||
| 2 | Elect Director Tamra A. Erwin | Mgmt | For | For | For | |||
| 3 | Elect Director Alan C. Heuberger | Mgmt | For | For | For | |||
| 4 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Director Michael O. Johanns | Mgmt | For | For | For | |||
| 6 | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||
| 7 | Elect Director John C. May | Mgmt | For | For | For | |||
| 8 | Elect Director Gregory R. Page | Mgmt | For | For | For | |||
| 9 | Elect Director Sherry M. Smith | Mgmt | For | For | For | |||
| 10 | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||
| 11 | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
| 15 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | ShrHoldr | Against | Against | For | |||
| Dollar General Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DG | CUSIP 256677105 | 05/31/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
| 2 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
| 3 | Elect Ana M. Chadwick | Mgmt | For | For | For | |||
| 4 | Elect Patricia D. Fili-Krushel | Mgmt | For | For | For | |||
| 5 | Elect Timothy I. McGuire | Mgmt | For | For | For | |||
| 6 | Elect Jeffery C. Owen | Mgmt | For | For | For | |||
| 7 | Elect Debra A. Sandler | Mgmt | For | For | For | |||
| 8 | Elect Ralph E. Santana | Mgmt | For | For | For | |||
| 9 | Elect Todd J. Vasos | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Length of Share Ownership Required to Call Special Meetings | ShrHoldr | Against | For | Against | |||
| 15 | Shareholder Proposal Regarding Third-Party Audit of Worker Safety and Well-Being | ShrHoldr | Against | Against | For | |||
| DSM Firmenich AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DSFIR | CINS H0245V108 | 06/29/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Switzerland | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Dividends from Reserves | Mgmt | For | For | For | |||
| 5 | Board Compensation | Mgmt | For | For | For | |||
| 6 | Executive Compensation | Mgmt | For | For | For | |||
| 7 | Amendments to Articles (Resolutions) | Mgmt | For | For | For | |||
| 8 | Amendments to Articles (Share Register) | Mgmt | For | For | For | |||
| 9 | Additional or Amended Proposals | Mgmt | N/A | Against | N/A | |||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Eastman Chemical Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EMN | CUSIP 277432100 | 05/04/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Humberto P. Alfonso | Mgmt | For | For | For | |||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
| 3 | Elect Eric L. Butler | Mgmt | For | For | For | |||
| 4 | Elect Mark J. Costa | Mgmt | For | For | For | |||
| 5 | Elect Edward L. Doheny II | Mgmt | For | For | For | |||
| 6 | Elect Linnie M. Haynesworth | Mgmt | For | For | For | |||
| 7 | Elect Julie Fasone Holder | Mgmt | For | For | For | |||
| 8 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
| 9 | Elect Kim Ann Mink | Mgmt | For | For | For | |||
| 10 | Elect James J. O'Brien | Mgmt | For | For | For | |||
| 11 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
| 12 | Elect Charles K. Stevens III | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
| Eli Lilly and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLY | CUSIP 532457108 | 05/01/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William G. Kaelin, Jr. | Mgmt | For | For | For | |||
| 2 | Elect David A. Ricks | Mgmt | For | For | For | |||
| 3 | Elect Marschall S. Runge | Mgmt | For | For | For | |||
| 4 | Elect Karen Walker | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 9 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
| 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 11 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 12 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Report on Company Response to State Policies Regulating Abortion | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Lobbying Activities and Values Congruency | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
| Fortive Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FTV | CUSIP 34959J108 | 06/06/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Eric Branderiz | Mgmt | For | For | For | |||
| 2 | Elect Daniel L. Comas | Mgmt | For | For | For | |||
| 3 | Elect Sharmistha Dubey | Mgmt | For | For | For | |||
| 4 | Elect Rejji P. Hayes | Mgmt | For | For | For | |||
| 5 | Elect Wright L. Lassiter III | Mgmt | For | For | For | |||
| 6 | Elect James A. Lico | Mgmt | For | For | For | |||
| 7 | Elect Kate D. Mitchell | Mgmt | For | For | For | |||
| 8 | Elect Jeannine P. Sargent | Mgmt | For | For | For | |||
| 9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
| General Motors Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GM | CUSIP 37045V100 | 06/20/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
| 3 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
| 4 | Elect Joanne C. Crevoiserat | Mgmt | For | For | For | |||
| 5 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
| 7 | Elect Jonathan McNeill | Mgmt | For | For | For | |||
| 8 | Elect Judith A. Miscik | Mgmt | For | Against | Against | |||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 11 | Elect Mark A. Tatum | Mgmt | For | For | For | |||
| 12 | Elect Jan E. Tighe | Mgmt | For | For | For | |||
| 13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Amendment to the 2020 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
| 19 | Shareholder Proposal Regarding Procurement Targets for Sustainable Materials in Supply Chain | ShrHoldr | Against | Against | For | |||
| Heineken NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HEIA | CINS N39427211 | 04/20/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Netherlands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 4 | Remuneration Report | Mgmt | For | For | For | |||
| 5 | Accounts and Reports | Mgmt | For | For | For | |||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 7 | Allocation of Dividends | Mgmt | For | For | For | |||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
| 13 | Elect Michel R. de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
| 14 | Elect Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
| 15 | Elect Beatriz Pardo to the Supervisory Board | Mgmt | For | Against | Against | |||
| 16 | Elect Lodewijk Hijmans van den Bergh to the Supervisory Board | Mgmt | For | Against | Against | |||
| 17 | Appointment of Auditor | Mgmt | For | For | For | |||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Hilton Worldwide Holdings Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A203 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
| 2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
| 3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
| 4 | Elect Chris Carr | Mgmt | For | For | For | |||
| 5 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
| 6 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Judith A. McHale | Mgmt | For | For | For | |||
| 8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
| 9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Ingersoll Rand Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IR | CUSIP 45687V106 | 06/15/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Vicente Reynal | Mgmt | For | For | For | |||
| 2 | Elect William P. Donnelly | Mgmt | For | For | For | |||
| 3 | Elect Kirk E. Arnold | Mgmt | For | For | For | |||
| 4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
| 5 | Elect Jennifer Hartsock | Mgmt | For | For | For | |||
| 6 | Elect John Humphrey | Mgmt | For | For | For | |||
| 7 | Elect Marc E. Jones | Mgmt | For | For | For | |||
| 8 | Elect Mark Stevenson | Mgmt | For | For | For | |||
| 9 | Elect Michael Stubblefield | Mgmt | For | For | For | |||
| 10 | Elect Tony L. White | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Intuit Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INTU | CUSIP 461202103 | 01/19/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Eve Burton | Mgmt | For | For | For | |||
| 2 | Elect Director Scott D. Cook | Mgmt | For | For | For | |||
| 3 | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||
| 4 | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||
| 5 | Elect Director Deborah Liu | Mgmt | For | For | For | |||
| 6 | Elect Director Tekedra Mawakana | Mgmt | For | For | For | |||
| 7 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 8 | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||
| 9 | Elect Director Raul Vazquez | Mgmt | For | For | For | |||
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||
| 12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| JPMorgan Chase & Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JPM | CUSIP 46625H100 | 05/16/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
| 2 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
| 3 | Elect Todd A. Combs | Mgmt | For | For | For | |||
| 4 | Elect James S. Crown | Mgmt | For | For | For | |||
| 5 | Elect Alicia Boler Davis | Mgmt | For | For | For | |||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
| 8 | Elect Alex Gorsky | Mgmt | For | For | For | |||
| 9 | Elect Mellody Hobson | Mgmt | For | For | For | |||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
| 11 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
| 12 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Fossil Fuel Lending and Underwriting Policy | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Revision of Committee Charter to Include Oversight of Animal Welfare | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Right to Call Special Meetings by Beneficial Owners | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Transition Plan Report for Financing Activities | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Absolute GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
| Koninklijke DSM NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DSM | CINS N5017D122 | 01/23/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Netherlands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Open Meeting | Mgmt | N/A | N/A | N/A | |||
| 2 | Presentation on the Transaction | Mgmt | N/A | N/A | N/A | |||
| 3 | Approve Transaction, the Exchange Offer, Conditional Statutory Triangular Merger and Authorize Managing Board to Repurchase the DSM Preference Shares A and Conditional Cancellation of the DSM Preference Shares A | Mgmt | For | For | For | |||
| 4 | Approve Discharge of Management Board | Mgmt | For | For | For | |||
| 5 | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||
| 6 | Close Meeting | Mgmt | N/A | N/A | N/A | |||
| Levi Strauss & Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LEVI | ISIN US52736R1023 | 04/19/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jill Beraud | Mgmt | For | For | For | |||
| 2 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
| 3 | Elect Christopher J. McCormick | Mgmt | For | For | For | |||
| 4 | Elect Elliott Rodgers | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Linde Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIN | CINS G5494J103 | 01/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Court | Ireland | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
| Linde Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIN | CINS G5494J103 | 01/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Ireland | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
| 2 | Amend Articles of Association | Mgmt | For | For | For | |||
| 3 | Approve Common Draft Terms of Merger | Mgmt | For | For | For | |||
| Linde Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIN | CINS G5494J103 | 07/25/2022 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Ireland | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | |||
| 3 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
| 4 | Adopt Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 5 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||
| 6 | Elect Director Sanjiv Lamba | Mgmt | For | For | For | |||
| 7 | Elect Director Ann-Kristin Achleitner | Mgmt | For | For | For | |||
| 8 | Elect Director Thomas Enders | Mgmt | For | For | For | |||
| 9 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||
| 10 | Elect Director Joe Kaeser | Mgmt | For | For | For | |||
| 11 | Elect Director Victoria E. Ossadnik | Mgmt | For | For | For | |||
| 12 | Elect Director Martin H. Richenhagen | Mgmt | For | For | For | |||
| 13 | Elect Director Alberto Weisser | Mgmt | For | For | For | |||
| 14 | Elect Director Robert L. Wood | Mgmt | For | For | For | |||
| 15 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||
| 16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
| Lvmh Moet Hennessy Vuitton SE | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MC | CINS F58485115 | 04/20/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | France | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 9 | Accounts and Reports | Mgmt | For | For | For | |||
| 10 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
| 13 | Elect Delphine Arnault | Mgmt | For | For | For | |||
| 14 | Elect Antonio Belloni | Mgmt | For | For | For | |||
| 15 | Elect Marie-Josee Kravis | Mgmt | For | For | For | |||
| 16 | Elect Marie-Laure Sauty de Chalon | Mgmt | For | For | For | |||
| 17 | Elect Natacha Valla | Mgmt | For | For | For | |||
| 18 | Elect Laurent Mignon | Mgmt | For | Against | Against | |||
| 19 | Elect Lord Powell of Bayswater as Censor | Mgmt | For | Against | Against | |||
| 20 | Elect Diego Della Valle as Censor | Mgmt | For | Against | Against | |||
| 21 | 2022 Remuneration Report | Mgmt | For | Against | Against | |||
| 22 | 2022 Remuneration of Bernard Arnault, Chair and CEO | Mgmt | For | Against | Against | |||
| 23 | 2022 Remuneration of Antonio Belloni, Deputy CEO | Mgmt | For | Against | Against | |||
| 24 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||
| 25 | 2023 Remuneration Policy (Chair and CEO) | Mgmt | For | Against | Against | |||
| 26 | 2023 Remuneration Policy (Deputy CEO) | Mgmt | For | Against | Against | |||
| 27 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
| 28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
| 29 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
| 30 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
| 31 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
| 32 | Authority to Issue Shares and Convertible Debt Through Private Placement (Qualified Investors) | Mgmt | For | For | For | |||
| 33 | Greenshoe | Mgmt | For | For | For | |||
| 34 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
| 35 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
| 36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
| 37 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 38 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
| Merck & Co., Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRK | CUSIP 58933Y105 | 05/23/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Mary Ellen Coe | Mgmt | For | For | For | |||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
| 4 | Elect Robert M. Davis | Mgmt | For | For | For | |||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
| 7 | Elect Stephen L. Mayo | Mgmt | For | For | For | |||
| 8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 10 | Elect Christine E. Seidman | Mgmt | For | For | For | |||
| 11 | Elect Inge G. Thulin | Mgmt | For | For | For | |||
| 12 | Elect Kathy J. Warden | Mgmt | For | For | For | |||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Third-Party Political Expenditures Reporting | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Congruency Report of Partnerships with Certain Organizations | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| Microsoft Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MSFT | CINS 594918104 | 12/13/2022 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | USA | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director John W. Thompson | Mgmt | For | For | For | |||
| 2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||
| 3 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||
| 4 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||
| 5 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||
| 6 | Elect Director Teri L. List | Mgmt | For | For | For | |||
| 7 | Elect Director Satya Nadella | Mgmt | For | For | For | |||
| 8 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||
| 9 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||
| 10 | Elect Director Carlos A. Rodriguez | Mgmt | For | For | For | |||
| 11 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||
| 12 | Elect Director John W. Stanton | Mgmt | For | For | For | |||
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 14 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||
| 15 | Report on Cost/Benefit Analysis of Diversity and Inclusion | ShrHoldr | Against | Against | For | |||
| 16 | Report on Hiring of Persons with Arrest or Incarceration Records | ShrHoldr | Against | Against | For | |||
| 17 | Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | ShrHoldr | Against | Against | For | |||
| 18 | Report on Government Use of Microsoft Technology | ShrHoldr | Against | Against | For | |||
| 19 | Report on Development of Products for Military | ShrHoldr | Against | Against | For | |||
| 20 | Report on Tax Transparency | ShrHoldr | Against | Against | For | |||
| NextEra Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NEE | CUSIP 65339F101 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nicole S. Arnaboldi | Mgmt | For | For | For | |||
| 2 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
| 3 | Elect James L. Camaren | Mgmt | For | For | For | |||
| 4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
| 5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
| 6 | Elect Kirk S. Hachigian | Mgmt | For | For | For | |||
| 7 | Elect John W. Ketchum | Mgmt | For | For | For | |||
| 8 | Elect Amy B. Lane | Mgmt | For | For | For | |||
| 9 | Elect David L. Porges | Mgmt | For | For | For | |||
| 10 | Elect Dev Stahlkopf | Mgmt | For | For | For | |||
| 11 | Elect John Arthur Stall | Mgmt | For | For | For | |||
| 12 | Elect Darryl L. Wilson | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Shareholder Proposal Regarding Disclosure of a Board Diversity and Skills Matrix | ShrHoldr | Against | Against | For | |||
| Novozymes A/S | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NZYM.B | CINS K7317J133 | 03/02/2023 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Denmark | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Receive Report of Board | Mgmt | N/A | TNA | N/A | |||
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | TNA | N/A | |||
| 3 | Approve Allocation of Income and Dividends of DKK 6 Per Share | Mgmt | For | TNA | N/A | |||
| 4 | Approve Remuneration Report | Mgmt | For | TNA | N/A | |||
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.6 Million for Chairman, DKK1.07 Million for Vice Chairman and DKK 535,000 for Other Directors; ApproveRemuneration for Committee Work | Mgmt | For | TNA | N/A | |||
| 6 | Reelect Cornelis de Jong (Chair) as Director | Mgmt | For | TNA | N/A | |||
| 7 | Reelect Kim Stratton (Vice Chair) as Director | Mgmt | For | TNA | N/A | |||
| 8 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | TNA | N/A | |||
| 9 | Other Business | Mgmt | N/A | TNA | N/A | |||
| 10 | Approve Creation of DKK 56.2 Million Pool of Capital in B Shares without Preemptive Rights; DKK 56.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights | Mgmt | For | TNA | N/A | |||
| 11 | Authorize Share Repurchase Program | Mgmt | For | TNA | N/A | |||
| 12 | Authorize Board to Decide on the Distribution of Extraordinary Dividends | Mgmt | For | TNA | N/A | |||
| 13 | Approve Indemnification of Members of the Board of Directors and Executive Management | Mgmt | For | TNA | N/A | |||
| 14 | Amend Remuneration Policy | Mgmt | For | TNA | N/A | |||
| 15 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | TNA | N/A | |||
| 16 | Reelect Heine Dalsgaard as Director | Mgmt | For | TNA | N/A | |||
| 17 | Elect Sharon James as Director | Mgmt | For | TNA | N/A | |||
| 18 | Reelect Kasim Kutay as Director | Mgmt | For | TNA | N/A | |||
| 19 | Reelect Morten Otto Alexander Sommer as Director | Mgmt | For | TNA | N/A | |||
| Novozymes A/S | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NZYMB | CINS K7317J133 | 03/30/2023 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Denmark | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 4 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
| 5 | Amendments to Articles (Board Size) | Mgmt | For | TNA | N/A | |||
| 6 | Indemnification of Directors | Mgmt | For | TNA | N/A | |||
| 7 | Amendments to Articles (Indemnification) | Mgmt | For | TNA | N/A | |||
| 8 | Amendments to the Remuneration Policy | Mgmt | For | TNA | N/A | |||
| 9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
| 10 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 12 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| 13 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
| NVIDIA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NVDA | CUSIP 67066G104 | 06/22/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
| 2 | Elect Tench Coxe | Mgmt | For | For | For | |||
| 3 | Elect John O. Dabiri | Mgmt | For | For | For | |||
| 4 | Elect Persis S. Drell | Mgmt | For | For | For | |||
| 5 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
| 6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
| 7 | Elect Harvey C. Jones | Mgmt | For | For | For | |||
| 8 | Elect Michael G. McCaffery | Mgmt | For | For | For | |||
| 9 | Elect Stephen C. Neal | Mgmt | For | For | For | |||
| 10 | Elect Mark L. Perry | Mgmt | For | For | For | |||
| 11 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
| 12 | Elect Aarti Shah | Mgmt | For | For | For | |||
| 13 | Elect Mark A. Stevens | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| Otis Worldwide Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OTIS | CUSIP 68902V107 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey H. Black | Mgmt | For | For | For | |||
| 2 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
| 3 | Elect Kathy Hopinkah Hannan | Mgmt | For | For | For | |||
| 4 | Elect Shailesh G. Jejurikar | Mgmt | For | For | For | |||
| 5 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
| 6 | Elect Judith F. Marks | Mgmt | For | For | For | |||
| 7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
| 8 | Elect Margaret M.V. Preston | Mgmt | For | For | For | |||
| 9 | Elect Shelley Stewart, Jr. | Mgmt | For | For | For | |||
| 10 | Elect John H. Walker | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| PayPal Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PYPL | CUSIP 70450Y103 | 05/24/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
| 2 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
| 3 | Elect John J. Donahoe II | Mgmt | For | For | For | |||
| 4 | Elect David W. Dorman | Mgmt | For | For | For | |||
| 5 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
| 6 | Elect Enrique Lores | Mgmt | For | For | For | |||
| 7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
| 8 | Elect Deborah M. Messemer | Mgmt | For | For | For | |||
| 9 | Elect David M. Moffett | Mgmt | For | For | For | |||
| 10 | Elect Ann M. Sarnoff | Mgmt | For | For | For | |||
| 11 | Elect Daniel H. Schulman | Mgmt | For | For | For | |||
| 12 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Amendment to the 2015 Equity Incentive Plan | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Policy Against Discriminatory Exclusion in Conflict Zones | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Transparency Reports and Account Suspensions | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| Prologis, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PLD | CUSIP 74340W103 | 05/04/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
| 2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||
| 3 | Elect James B. Connor | Mgmt | For | For | For | |||
| 4 | Elect George L. Fotiades | Mgmt | For | For | For | |||
| 5 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
| 6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
| 7 | Elect Avid Modjtabai | Mgmt | For | For | For | |||
| 8 | Elect David P. O'Connor | Mgmt | For | For | For | |||
| 9 | Elect Olivier Piani | Mgmt | For | For | For | |||
| 10 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
| 11 | Elect Carl B. Webb | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Regeneron Pharmaceuticals, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| REGN | CUSIP 75886F107 | 06/09/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph L. Goldstein | Mgmt | For | For | For | |||
| 2 | Elect Christine A. Poon | Mgmt | For | For | For | |||
| 3 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
| 4 | Elect Huda Y. Zoghbi | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 8 | Shareholder Proposal Regarding Extended Patent Exclusivities and Application for Secondary and Tertiary Patents | ShrHoldr | Against | Against | For | |||
| Roper Technologies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ROP | CUSIP 776696106 | 06/13/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
| 2 | Elect Amy W. Brinkley | Mgmt | For | For | For | |||
| 3 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
| 4 | Elect L. Neil Hunn | Mgmt | For | For | For | |||
| 5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
| 6 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
| 8 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
| 9 | Elect Christopher Wright | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Amendment to Articles Regarding Officer Exculpation | Mgmt | For | For | For | |||
| Salesforce, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CRM | CUSIP 79466L302 | 06/08/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marc R. Benioff | Mgmt | For | For | For | |||
| 2 | Elect Laura Alber | Mgmt | For | For | For | |||
| 3 | Elect Craig A. Conway | Mgmt | For | For | For | |||
| 4 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 5 | Elect Parker Harris | Mgmt | For | For | For | |||
| 6 | Elect Neelie Kroes | Mgmt | For | For | For | |||
| 7 | Elect Sachin Mehra | Mgmt | For | For | For | |||
| 8 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
| 9 | Elect Oscar Munoz | Mgmt | For | Against | Against | |||
| 10 | Elect John V. Roos | Mgmt | For | For | For | |||
| 11 | Elect Robin L. Washington | Mgmt | For | For | For | |||
| 12 | Elect Maynard G. Webb | Mgmt | For | For | For | |||
| 13 | Elect Susan D. Wojcicki | Mgmt | For | For | For | |||
| 14 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Company Directors Serving on Multiple Boards | ShrHoldr | Against | Against | For | |||
| Sanofi | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SAN | CINS F5548N101 | 05/25/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | France | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 8 | Elect Frederic Oudea | Mgmt | For | For | For | |||
| 9 | 2022 Remuneration Report | Mgmt | For | For | For | |||
| 10 | 2022 Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
| 11 | 2022 Remuneration of Paul Hudson, CEO | Mgmt | For | For | For | |||
| 12 | 2023 Directors' Fees | Mgmt | For | For | For | |||
| 13 | 2023 Remuneration Policy (Board of Directors) | Mgmt | For | For | For | |||
| 14 | 2023 Remuneration Policy (Chair) | Mgmt | For | For | For | |||
| 15 | 2023 Remuneration Policy (CEO) | Mgmt | For | For | For | |||
| 16 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||
| 17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||
| 18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
| 19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
| 22 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
| 23 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
| 24 | Greenshoe | Mgmt | For | For | For | |||
| 25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
| 26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
| 27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
| 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Starbucks Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SBUX | ISIN US8552441094 | 03/23/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard E. Allison, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Andrew Campion | Mgmt | For | For | For | |||
| 3 | Elect Beth E. Ford | Mgmt | For | For | For | |||
| 4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
| 5 | Elect Jorgen Vig Knudstorp | Mgmt | For | For | For | |||
| 6 | Elect Satya Nadella | Mgmt | For | For | For | |||
| 7 | Elect Laxman Narasimhan | Mgmt | For | For | For | |||
| 8 | Elect Howard Schultz | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Report On Plant-based Milk Pricing | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Third-Party Assessment of Freedom of Association | ShrHoldr | Against | For | Against | |||
| 16 | Shareholder Proposal Regarding Formation of Corporate Sustainability Committee | ShrHoldr | Against | Against | For | |||
| The AES Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AES | CUSIP 00130H105 | 04/20/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janet G. Davidson | Mgmt | For | For | For | |||
| 2 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
| 3 | Elect Tarun Khanna | Mgmt | For | For | For | |||
| 4 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
| 5 | Elect Julia M. Laulis | Mgmt | For | For | For | |||
| 6 | Elect Alain Monie | Mgmt | For | For | For | |||
| 7 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Moises Naim | Mgmt | For | For | For | |||
| 9 | Elect Teresa M. Sebastian | Mgmt | For | For | For | |||
| 10 | Elect Maura Shaughnessy | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
| The Charles Schwab Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SCHW | CUSIP 808513105 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marianne C. Brown | Mgmt | For | Against | Against | |||
| 2 | Elect Frank C. Herringer | Mgmt | For | Against | Against | |||
| 3 | Elect Gerri Martin-Flickinger | Mgmt | For | Against | Against | |||
| 4 | Elect Todd M. Ricketts | Mgmt | For | Against | Against | |||
| 5 | Elect Carolyn Schwab-Pomerantz | Mgmt | For | Against | Against | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 9 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Report on Board Oversight of Discrimination | ShrHoldr | Against | Against | For | |||
| The Cooper Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COO | CUSIP 216648402 | 03/15/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Director Colleen E. Jay | Mgmt | For | For | For | |||
| 1.2 | Elect Director William A. Kozy | Mgmt | For | For | For | |||
| 1.3 | Elect Director Cynthia L. Lucchese | Mgmt | For | For | For | |||
| 1.4 | Elect Director Teresa S. Madden | Mgmt | For | For | For | |||
| 1.5 | Elect Director Gary S. Petersmeyer | Mgmt | For | For | For | |||
| 1.6 | Elect Director Maria Rivas | Mgmt | For | For | For | |||
| 1.7 | Elect Director Robert S. Weiss | Mgmt | For | For | For | |||
| 1.8 | Elect Director Albert G. White, III | Mgmt | For | For | For | |||
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
| The Home Depot, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HD | CUSIP 437076102 | 05/18/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
| 7 | Elect Edward P. Decker | Mgmt | For | For | For | |||
| 8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
| 10 | Elect Manuel Kadre | Mgmt | For | For | For | |||
| 11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
| 12 | Elect Paula Santilli | Mgmt | For | For | For | |||
| 13 | Elect Caryn Seidman-Becker | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 17 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Against | For | Against | |||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | |||
| 19 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Rescission of Majority-Supported Shareholder Proposal | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Public Positions on Political Speech | ShrHoldr | Against | Against | For | |||
| The Walt Disney Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DIS | ISIN US2546871060 | 04/03/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 2 | Elect Safra A. Catz | Mgmt | For | For | For | |||
| 3 | Elect Amy L. Chang | Mgmt | For | For | For | |||
| 4 | Elect Francis A. deSouza | Mgmt | For | For | For | |||
| 5 | Elect Carolyn N. Everson | Mgmt | For | For | For | |||
| 6 | Elect Michael B.G. Froman | Mgmt | For | For | For | |||
| 7 | Elect Robert A. Iger | Mgmt | For | For | For | |||
| 8 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
| 9 | Elect Calvin R. McDonald | Mgmt | For | For | For | |||
| 10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
| 11 | Elect Derica W. Rice | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 15 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Charitable Contributions Disclosure | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
| Thermo Fisher Scientific Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TMO | CUSIP 883556102 | 05/24/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
| 3 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
| 4 | Elect C. Martin Harris | Mgmt | For | For | For | |||
| 5 | Elect Tyler Jacks | Mgmt | For | For | For | |||
| 6 | Elect R. Alexandra Keith | Mgmt | For | For | For | |||
| 7 | Elect James C. Mullen | Mgmt | For | For | For | |||
| 8 | Elect Lars R. Sorensen | Mgmt | For | For | For | |||
| 9 | Elect Debora L. Spar | Mgmt | For | For | For | |||
| 10 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
| 11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
| 16 | Approval of the 2023 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| T-Mobile US, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TMUS | CUSIP 872590104 | 06/16/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Andre Almeida | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Marcelo Claure | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Srinivasan Gopalan | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Christian P. Illek | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect Dominique Leroy | Mgmt | For | Withhold | Against | |||
| 1.10 | Elect Letitia A. Long | Mgmt | For | Withhold | Against | |||
| 1.11 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
| 1.12 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
| 1.13 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 5 | Approval of the 2023 Incentive Award Plan | Mgmt | For | For | For | |||
| 6 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| TPG Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TPG | CUSIP 872657101 | 06/08/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David Bonderman | Mgmt | For | Withhold | Against | |||
| 2 | Elect Gunther Bright | Mgmt | For | Withhold | Against | |||
| 3 | Elect Maya Chorengel | Mgmt | For | Withhold | Against | |||
| 4 | Elect Jonathan Coslet | Mgmt | For | Withhold | Against | |||
| 5 | Elect James Coulter | Mgmt | For | Withhold | Against | |||
| 6 | Elect Mary B. Cranston | Mgmt | For | Withhold | Against | |||
| 7 | Elect Kelvin Davis | Mgmt | For | Withhold | Against | |||
| 8 | Elect Deborah M. Messemer | Mgmt | For | Withhold | Against | |||
| 9 | Elect Ganendran Sarvananthan | Mgmt | For | Withhold | Against | |||
| 10 | Elect Todd B. Sisitsky | Mgmt | For | Withhold | Against | |||
| 11 | Elect David Trujillo | Mgmt | For | Withhold | Against | |||
| 12 | Elect Anilu Vasquez-Ubarri | Mgmt | For | Withhold | Against | |||
| 13 | Elect Jack Weingart | Mgmt | For | Withhold | Against | |||
| 14 | Elect Jon Winkelried | Mgmt | For | Withhold | Against | |||
| 15 | Elect James Coulter | Mgmt | For | Withhold | Against | |||
| 16 | Elect Kelvin Davis | Mgmt | For | Withhold | Against | |||
| 17 | Elect Ganendran Sarvananthan | Mgmt | For | Withhold | Against | |||
| 18 | Elect Todd B. Sisitsky | Mgmt | For | Withhold | Against | |||
| 19 | Elect David Trujillo | Mgmt | For | Withhold | Against | |||
| 20 | Elect Anilu Vasquez-Ubarri | Mgmt | For | Withhold | Against | |||
| 21 | Elect Jack Weingart | Mgmt | For | Withhold | Against | |||
| 22 | Elect Jon Winkelried | Mgmt | For | Withhold | Against | |||
| 23 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 24 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
| 25 | Ratification of Auditor | Mgmt | For | For | For | |||
| 26 | Amendment to the Certificate of Incorporation | Mgmt | For | For | For | |||
| Unilever plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ULVR | CINS G92087165 | 05/03/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report | Mgmt | For | Against | Against | |||
| 3 | Elect Nils Andersen | Mgmt | For | For | For | |||
| 4 | Elect Judith Hartmann | Mgmt | For | For | For | |||
| 5 | Elect Adrian Hennah | Mgmt | For | For | For | |||
| 6 | Elect Alan Jope | Mgmt | For | For | For | |||
| 7 | Elect Andrea Jung | Mgmt | For | For | For | |||
| 8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
| 9 | Elect Ruby Lu | Mgmt | For | For | For | |||
| 10 | Elect Strive T. Masiyiwa | Mgmt | For | For | For | |||
| 11 | Elect Youngme E. Moon | Mgmt | For | For | For | |||
| 12 | Elect Graeme D. Pitkethly | Mgmt | For | For | For | |||
| 13 | Elect Feike Sijbesma | Mgmt | For | For | For | |||
| 14 | Elect Nelson Peltz | Mgmt | For | For | For | |||
| 15 | Elect Hein Schumacher | Mgmt | For | For | For | |||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
| 22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| UnitedHealth Group Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNH | CUSIP 91324P102 | 06/05/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
| 2 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
| 3 | Elect Kristen Gil | Mgmt | For | For | For | |||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
| 6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
| 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
| 8 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
| 9 | Elect Andrew Witty | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | For | Against | |||
| Visa Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| V | CUSIP 92826C839 | 01/24/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Director Lloyd A. Carney | Mgmt | For | Against | Against | |||
| 2 | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||
| 3 | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
| 4 | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Director Ramon Laguarta | Mgmt | For | For | For | |||
| 6 | Elect Director Teri L. List | Mgmt | For | For | For | |||
| 7 | Elect Director John F. Lundgren | Mgmt | For | For | For | |||
| 8 | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||
| 9 | Elect Director Linda J. Rendle | Mgmt | For | For | For | |||
| 10 | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||
| 14 | Require Independent Board Chair | ShrHoldr | Against | Against | For | |||
| Walmart Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WMT | CUSIP 931142103 | 05/31/2023 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Cesar Conde | Mgmt | For | For | For | |||
| 2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
| 3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
| 4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
| 5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
| 6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
| 7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
| 8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
| 9 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
| 10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
| 11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Racial and Gender Layoff Diversity Report | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Shareholder Approval of Advance Notice Provisions | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Report on Risks from Abortion-Related Information Requests | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Report on Corporate Operations with China | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Third-Party Audit of Policies on Workplace Safety and Violence | ShrHoldr | Against | Against | For | |||
| Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
| Registrant: | Putnam Sustainable Leaders Fund | |
| By: | /s/Stephen J. Tate | |
| Name: | Stephen J. Tate | |
| Title: | Vice President, Chief Legal Officer of Putnam Sustainable Leaders Fund | |
| Date: | August 23, 2023 | |