Exhibit 1.01
ION Geophysical Corporation
Conflict Minerals Report
For The Calendar Year Ended December 31, 2016
This report for the calendar year ended December 31, 2016 is presented by ION Geophysical Corporation (the “Company”) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). When used in this report, “Company,” “we,” “our,” and “us” refer to ION Geophysical Corporation and its consolidated subsidiaries, except where the context otherwise requires or as otherwise indicated.
The Securities and Exchange Commission (the “SEC”) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, or their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, “3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not the minerals fund armed conflict.
The Company is a leading provider of technology-driven solutions to the global oil & gas industry. Our offerings are designed to help companies reduce risk and optimize assets throughout the E&P lifecycle. Our business is comprised of three reporting segments: E&P Technology & Services, E&P Operations Optimization, and Ocean Bottom Seismic Services. The Company acquires and processes seismic data from seismic surveys in regional data programs, which then become part of its seismic data library. 3TG can be found in some of the electronic components and materials supplied to us for inclusion in marine hardware and geophone products manufactured by the Company.
The Company's supply chain is complex. The Company’s manufacturing processes for its marine hardware and geophone products require a large volume of components that the Company purchases from contract manufacturers as an alternative to the Company’s own manufacturing of products. The Company is many levels removed from the actual mining of conflict minerals. Further, the Company does not make purchases of 3TG directly from smelters or refineries and makes no direct purchases of components in or from the Democratic Republic of the Congo and surrounding countries (“Covered Countries”). As a result of its extensive use of suppliers, the Company is required to rely upon its direct suppliers to provide information on the origin of the 3TG contained in products, components and materials supplied to the Company, including sources of 3TG that are supplied to the direct suppliers from lower tier suppliers.
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| C. | Conflict Minerals Policy |
The Company has adopted the Conflict Minerals Policy Statement set forth below, which governs the supply chain of conflict minerals from Covered Countries. The policy is publicly available in
the Investor Relations - Corporate Governance portion of the Company’s website at www.iongeo.com.
The Company manufactures products that may contain 3TG, such as marine hardware and geophone products.
Suppliers were requested to use the Conflict Free Sourcing Initiative’s (CFSI’s) Conflict Minerals Reporting Template (CMRT) to identify 3TG smelters and refiners (SORs) and associated countries of origin.
See Annex A for a summary of verified smelters. Verified smelters are those listed by the Conflict Free Sourcing Initiative or the U.S. Department of Commerce as known metal processors, or otherwise determined to be metal processors through Source Intelligence’s research.
See Annex B for the list of Countries of Origin that the identified SORs are believed to include.
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| II. | Due Diligence Performed |
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| A. | Design of Due Diligence Measures |
The Company’s due diligence process is based on the Organization for Economic Cooperation and Development’s (OECD’s) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements. It is important to note that the OECD Guidance was written for both upstream and downstream companies in the supply chain. Upstream companies refer to those between the mine and SORs. As such, the companies typically include miners, local traders or exporters from the country of mineral origin, international concentrate traders and SORs. Downstream companies refer to those entities between the SORs and retailer. As such, the companies typically include metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers (OEMs) and retailers.
As the Company is a downstream company in the supply chain, our due diligence practices were tailored accordingly. OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016), Supplement on Tin, Tantalum and Tungsten and Supplement on Gold; http://www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf.
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| B. | Due Diligence Measures Implemented |
Due Diligence measures undertaken by the Company included the following:
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| • | adopted a conflict minerals policy (our conflict minerals policy is publicly available in the Investor Relations - Corporate Governance portion of the Company’s website at www.iongeo.com); |
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| • | assembled an internal, cross-functional team to support supply chain due diligence; |
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| • | established a system of controls and transparency over the mineral supply chain; |
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| • | implemented internal measures taken to strengthen company engagement with suppliers; |
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| • | engaged the services of a third-party vendor, Source Intelligence, to contact the identified suppliers via email and telephone, manage responses and identify the SORs in the supply chain; |
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| • | designed and implemented a strategy to respond to supply chain risks; |
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| • | reported risk management findings to senior management; |
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| • | undertook additional fact and risk assessments for risks requiring mitigation, or after a change of circumstances; and |
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| • | report annually on Supply Chain Due Diligence. |
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| C. | Steps to Improve Due Diligence |
The Company will endeavor to improve continuously upon its supply chain due diligence efforts via the following measures:
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| • | continue to assess the presence of 3TG in its supply chain; |
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| • | clearly communicate expectations with regard to supplier performance, transparency and sourcing; |
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| • | increase the response rate for the Reasonable Country of Origin Inquiry (RCOI) process; and |
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| • | continue to compare RCOI results to information collected via independent conflict free smelter validation programs such as the CFSI’s Conflict-Free Smelter Program. |
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| III. | Conflicts Minerals Disclosure |
In accordance with the execution of this policy, the Company has concluded in good faith that during 2016,
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| a) | The Company manufactured products for which “conflict minerals” (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act) are necessary to the functionality or production thereof. |
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| b) | Based on a RCOI and subsequent due diligence, the Company does not have concrete findings on whether its sourcing practices directly or indirectly funded armed groups in the Covered Countries. |
The Company is unable to determine whether various components/materials are DRC conflict free. The Company does not have sufficient information from suppliers or other sources to conclude whether the necessary conflict minerals originated in the Covered Countries and, if so, whether the necessary conflict minerals were from recycled or scrap sources, were DRC conflict free, or have not been found to be DRC conflict free. On the basis of the due diligence measures taken above, a total of 68 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process. The survey response rate among these suppliers was 69%. Of these responding suppliers, 51% responded yes as to having one or more of the regulated metals (3TG) as necessary to the functionality or production of the products they supply to the Company.
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| IV. | Independent Private Sector Audit |
Based on current SEC guidance, an audit is not required.
ANNEX A |
| | |
| Metal | Official Smelter Name | CFSI Smelter ID |
| Gold | Abington Reldan Metals, LLC | CID002708 |
| Gold | Advanced Chemical Company | CID000015 |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 |
| Gold | Al Etihad Gold | CID002560 |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 |
| Gold | AngloGold Ashanti | CID000058 |
| Gold | Argor-Heraeus SA | CID000077 |
| Gold | Asahi Pretec Corporation | CID000082 |
| Gold | Asahi Refining Canada Limited | CID000924 |
| Gold | Asahi Refining USA Inc. | CID000920 |
| Gold | Asaka Riken Co., Ltd. | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 |
| Gold | AU Traders and Refiners | CID002850 |
| Gold | Aurubis AG | CID000113 |
| Gold | Bangalore Refinery | CID002863 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 |
| Gold | Boliden AB | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | CID000176 |
| Gold | Caridad | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 |
| Gold | Cendres + Métaux SA | CID000189 |
| Gold | Chimet S.p.A. | CID000233 |
| Gold | Chugai Mining | CID000264 |
| Gold | Daejin Indus Co., Ltd. | CID000328 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 |
| Gold | DODUCO GmbH | CID000362 |
| Gold | Dowa | CID000401 |
| Gold | DSC (Do Sung Corporation) | CID000359 |
| Gold | Eco-System Recycling Co., Ltd. | CID000425 |
| Gold | Elemetal Refining, LLC | CID001322 |
| Gold | Emirates Gold DMCC | CID002561 |
| Gold | Fidelity Printers and Refiners Ltd. | CID002515 |
| Gold | Gansu Seemine Material Hi-Tech Co Ltd | CID000522 |
| Gold | Geib Refining Corporation | CID002459 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd | CID002243 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 |
| Gold | Guangdong Jinding Gold Limited | CID002312 |
| Gold | Gujarat Gold Centre | CID002852 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 |
| Gold | Heimerle + Meule GmbH | CID000694 |
| Gold | Henan Yuguang Gold & Lead Co., Ltd. | |
| Gold | Heraeus Metals Hong Kong Ltd | CID000707 |
|
| | |
| Metal | Official Smelter Name | CFSI Smelter ID |
| Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 |
| Gold | HwaSeong CJ Co. Ltd | CID000778 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 |
| Gold | Istanbul Gold Refinery | CID000814 |
| Gold | Italpreziosi S.p.A. | |
| Gold | Japan Mint | CID000823 |
| Gold | Jiangxi Copper Company Limited | CID000855 |
| Gold | Jinlong Copper Co., Ltd. | |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
| Gold | JSC Uralelectromed | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 |
| Gold | Kaloti Precious Metals | CID002563 |
| Gold | Kazzinc | CID000957 |
| Gold | Kennecott Utah Copper LLC | CID000969 |
| Gold | KGHM Polska Miedź Spółka Akcyjna | CID002511 |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 |
| Gold | Korea Zinc Co., Ltd. | CID002605 |
| Gold | Kyrgyzaltyn JSC | CID001029 |
| Gold | L'azurde Company For Jewelry | CID001032 |
| Gold | Lingbao Gold Company Ltd. | CID001056 |
| Gold | Lingbao Jinyuan Mining Co., Ltd. | |
| Gold | Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CID001058 |
| Gold | LS-NIKKO Copper Inc. | CID001078 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 |
| Gold | Materion | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 |
| Gold | Metalor Technologies (Suzhou) Co Ltd | CID001147 |
| Gold | Metalor Technologies SA | CID001153 |
| Gold | Metalor USA Refining Corporation | CID001157 |
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | CID001161 |
| Gold | Minsur | |
| Gold | Mitsubishi Materials Corporation | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 |
| Gold | Modeltech Sdn Bhd | CID002857 |
| Gold | Morris and Watson | CID002282 |
| Gold | Moscow Special Alloys Processing Plant | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
| Gold | Nihon Material Co., Ltd. | CID001259 |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 |
|
| | |
| Metal | Official Smelter Name | CFSI Smelter ID |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 |
| Gold | OJSC Novosibirsk Refinery | CID000493 |
| Gold | PAMP S.A. | CID001352 |
| Gold | Penglai Penggang Gold Industry Co Ltd | CID001362 |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 |
| Gold | PX Precinox SA | CID001498 |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 |
| Gold | Remondis Argentia B.V. | CID002582 |
| Gold | Republic Metals Corporation | CID002510 |
| Gold | Royal Canadian Mint | CID001534 |
| Gold | SAAMP | CID002761 |
| Gold | Sabin Metal Corp. | CID001546 |
| Gold | SAFINA A.S. | CID002290 |
| Gold | Sai Refinery | CID002853 |
| Gold | Samduck Precious Metals | CID001555 |
| Gold | SAMWON METALS Corp. | CID001562 |
| Gold | SAXONIA Edelmetalle GmbH | CID002777 |
| Gold | Schone Edelmetaal B.V. | CID001573 |
| Gold | SEMPSA Joyería Platería SA | CID001585 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 |
| Gold | Singway Technology Co., Ltd. | CID002516 |
| Gold | So Accurate Group, Inc. | CID001754 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 |
| Gold | Solar Applied Materials Technology Corp. | CID001761 |
| Gold | Sudan Gold Refinery | CID002567 |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 |
| Gold | T.C.A S.p.A | CID002580 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 |
| Gold | TongLing Nonferrous Metals Group Holdings Co., Ltd. | CID001947 |
| Gold | Tony Goetz NV | CID002587 |
| Gold | Torecom | CID001955 |
| Gold | Umicore Brasil Ltda. | CID001977 |
| Gold | Umicore Precious Metals Thailand | CID002314 |
| Gold | Umicore SA Business Unit Precious Metals Refining | CID001980 |
| Gold | United Precious Metal Refining, Inc. | CID001993 |
| Gold | Universal Precious Metals Refining Zambia | CID002854 |
| Gold | Valcambi SA | CID002003 |
| Gold | Western Australian Mint trading as The Perth Mint | CID002030 |
| Gold | WIELAND Edelmetalle GmbH | CID002778 |
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| Metal | Official Smelter Name | CFSI Smelter ID |
| Gold | Yamamoto Precious Metal Co., Ltd. | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | CID002129 |
| Gold | Yunnan Copper Industry Co Ltd | CID000197 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 |
| Tantalum | D Block Metals, LLC | CID002504 |
| Tantalum | Duoluoshan | CID000410 |
| Tantalum | Exotech Inc. | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 |
| Tantalum | Global Advanced Metals Aizu | CID002558 |
| Tantalum | Global Advanced Metals Boyertown | CID002557 |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 |
| Tantalum | H.C. Starck Co., Ltd. | CID002544 |
| Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 |
| Tantalum | H.C. Starck Inc. | CID002548 |
| Tantalum | H.C. Starck Ltd. | CID002549 |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | CID002550 |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | CID002545 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 |
| Tantalum | Hi-Temp Specialty Metals, Inc. | CID000731 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 |
| Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | CID000917 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 |
| Tantalum | KEMET Blue Metals | CID002539 |
| Tantalum | Kemet Blue Powder | CID002568 |
| Tantalum | King-Tan Tantalum Industry Ltd. | CID000973 |
| Tantalum | LSM Brasil S.A. | CID001076 |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 |
| Tantalum | Mineração Taboca S.A. | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 |
| Tantalum | NPM Silmet AS | CID001200 |
| Tantalum | Power Resources Ltd. | CID002847 |
| Tantalum | QuantumClean | CID001508 |
| Tantalum | Resind Indústria e Comércio Ltda. | CID002707 |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CID001522 |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 |
| Tantalum | Telex Metals | CID001891 |
| Tantalum | Tranzact, Inc. | CID002571 |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 |
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| Metal | Official Smelter Name | CFSI Smelter ID |
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | CID002508 |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CID002307 |
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 |
| Tin | 5NPLUS | |
| Tin | Alpha | CID000292 |
| Tin | An Thai Minerals Company Limited | CID002825 |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CID000228 |
| Tin | China Tin Group Co., Ltd. | CID001070 |
| Tin | CNMC (Guangxi) PGMA Co. Ltd. | CID000278 |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | CID000295 |
| Tin | CV Ayi Jaya | CID002570 |
| Tin | CV Dua Sekawan | CID002592 |
| Tin | CV Gita Pesona | CID000306 |
| Tin | CV Nurjanah | |
| Tin | CV Serumpun Sebalai | CID000313 |
| Tin | CV Tiga Sekawan | CID002593 |
| Tin | CV United Smelting | CID000315 |
| Tin | CV Venus Inti Perkasa | CID002455 |
| Tin | Dowa | CID000402 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
| Tin | Elmet S.L.U. | CID002774 |
| Tin | EM Vinto | CID000438 |
| Tin | Estanho de Rondônia S.A. | CID000448 |
| Tin | Fenix Metals | CID000468 |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CID002848 |
| Tin | Gejiu Jinye Mineral Company | CID002859 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
| Tin | Huichang Jinshunda Tin Co. Ltd | CID000760 |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 |
| Tin | JX Nippon Mining & Metals Co., Ltd. | |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 |
| Tin | Melt Metais e Ligas S.A. | CID002500 |
| Tin | Metallic Resources, Inc. | CID001142 |
| Tin | Metallo-Chimique N.V. | CID002773 |
| Tin | Mineração Taboca S.A. | CID001173 |
| Tin | Minsur | CID001182 |
| Tin | Mitsubishi Materials Corporation | CID001191 |
| Tin | Modeltech Sdn Bhd | CID002858 |
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| Metal | Official Smelter Name | CFSI Smelter ID |
| Tin | Nankang Nanshan Tin Co., Ltd. | CID001231 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 |
| Tin | Operaciones Metalurgical S.A. | CID001337 |
| Tin | PT Aries Kencana Sejahtera | CID000309 |
| Tin | PT Artha Cipta Langgeng | CID001399 |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 |
| Tin | PT Babel Inti Perkasa | CID001402 |
| Tin | PT Bangka Prima Tin | CID002776 |
| Tin | PT Bangka Tin Industry | CID001419 |
| Tin | PT Belitung Industri Sejahtera | CID001421 |
| Tin | PT Bukit Timah | CID001428 |
| Tin | PT Cipta Persada Mulia | CID002696 |
| Tin | PT DS Jaya Abadi | CID001434 |
| Tin | PT Eunindo Usaha Mandiri | CID001438 |
| Tin | PT Inti Stania Prima | CID002530 |
| Tin | PT Justindo | CID000307 |
| Tin | PT Karimun Mining | CID001448 |
| Tin | PT Kijang Jaya Mandiri | CID002829 |
| Tin | PT Mitra Stania Prima | CID001453 |
| Tin | PT O.M. Indonesia | CID002757 |
| Tin | PT Panca Mega Persada | CID001457 |
| Tin | PT Prima Timah Utama | CID001458 |
| Tin | PT Refined Bangka Tin | CID001460 |
| Tin | PT Sariwiguna Binasentosa | CID001463 |
| Tin | PT Stanindo Inti Perkasa | CID001468 |
| Tin | PT Sukses Inti Makmur | CID002816 |
| Tin | PT Sumber Jaya Indah | CID001471 |
| Tin | PT Timah (Persero) Tbk Kundur | CID001477 |
| Tin | PT Timah (Persero) Tbk Mentok | CID001482 |
| Tin | PT Tinindo Inter Nusa | CID001490 |
| Tin | PT Tirus Putra Mandiri | CID002478 |
| Tin | PT Tommy Utama | CID001493 |
| Tin | PT WAHANA PERKIT JAYA | CID002479 |
| Tin | Resind Indústria e Comércio Ltda. | CID002706 |
| Tin | Rui Da Hung | CID001539 |
| Tin | Soft Metais Ltda. | CID001758 |
| Tin | Thaisarco | CID001898 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
| Tin | VQB Mineral and Trading Group JSC | CID002015 |
| Tin | White Solder Metalurgia e Mineração Ltda. | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | CID002158 |
| Tin | Yunnan Tin Group (Holding) Company Limited | CID002180 |
| Tungsten | A.L.M.T. Corp. | CID000004 |
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| Metal | Official Smelter Name | CFSI Smelter ID |
| Tungsten | ACL Metais Eireli | CID002833 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CID000345 |
| Tungsten | Exotech Inc. | |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 |
| Tungsten | Ganzhou Haichuang Tungsten Industry Co., Ltd. | |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CID002536 |
| Tungsten | Global Tungsten & Powders Corp. | CID000568 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | CID002542 |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 |
| Tungsten | Hydrometallurg, JSC | CID002649 |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 |
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CID002647 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CID002535 |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 |
| Tungsten | Kennametal Fallon | CID000966 |
| Tungsten | Kennametal Huntsville | CID000105 |
| Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. | |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 |
| Tungsten | Moliren Ltd | CID002845 |
| Tungsten | Niagara Refining LLC | CID002589 |
| Tungsten | Nippon Tungsten Co., Ltd. | |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CID002815 |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 |
| Tungsten | Unecha Refractory Metals Plant | CID002724 |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | CID002011 |
| Tungsten | Wolfram Bergbau und Hütten AG | CID002044 |
| Tungsten | Woltech Korea Co., Ltd. | CID002843 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 |
|
| | |
| Metal | Official Smelter Name | CFSI Smelter ID |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 |
ANNEX B
|
| | | | |
| Angola | | Guyana | | Peru |
| Argentina | | Hong Kong | | Philippines |
| Armenia | | Hungary | | Poland |
| Australia | | India | | Portugal |
| Austria | | Indonesia | | Russian Federation |
| Belarus | | Ireland | | Rwanda |
| Belgium | | Israel | | Saudi Arabia |
| Bermuda | | Italy | | Sierra Leone |
| Bolivia | | Japan | | Singapore |
| Brazil | | Jersey | | Slovakia |
| Burundi | | Kazakhstan | | South Africa |
| Cambodia | | Kenya | | Spain |
| Canada | | Korea, Republic of | | Suriname |
| Central African Republic | | Kyrgyzstan | | Sweden |
| Chile | | Laos | | Switzerland |
| China | | Luxembourg | | Taiwan |
| Colombia | | Madagascar | | Tajikistan |
| Congo (Brazzaville) | | Malaysia | | Tanzania |
| Czech Republic | | Mali | | Thailand |
| Djibouti | | Mexico | | Turkey |
| DRC- Congo (Kinshasa) | | Mongolia | | Uganda |
| Ecuador | | Morocco | | United Arab Emirates |
| Egypt | | Mozambique | | United Kingdom |
| Estonia | | Myanmar | | United States |
| Ethiopia | | Namibia | | Uzbekistan |
| Finland | | Netherlands | | Viet Nam |
| France | | New Zealand | | Zambia |
| Germany | | Niger | | Zimbabwe |
| Ghana | | Nigeria | | |
| Guinea | | Papua New Guinea | | |
