Exhibit 1.01
Electronics For Imaging, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2018
This Conflict Minerals Report of Electronics For Imaging, Inc. (the “Company”) for the year ended December 31, 2018 is presented pursuant to Rule13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule imposes certain reporting obligations when a registrant manufactures or contracts to manufacture products for which Conflict Minerals (as defined below) are necessary to the functionality or production of such products. Conflict Minerals are defined as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which are limited to tin, tantalum, and tungsten.
The Company and Its Products
Unless the context otherwise requires, the “Company,” “EFI,” “we,” “our, and “us” refer to Electronics For Imaging, Inc. and its consolidated subsidiaries.
Overview
EFI is a world leader in customer-centric digital printing innovation focusing on the transformation of the printing, packaging, ceramic tile decoration, and textile industries from the use of traditional analog based printing to digital on demand printing. Our corporate headquarters are located at 6750 Dumbarton Circle, Fremont, California 94555.
We offer a wide-range of products and services for industrial digital printing. Our products and services are grouped in the following categories: Industrial Inkjet, Productivity Software, and Fiery.
Industrial Inkjet
Our Industrial Inkjet products address the high-growth industrial digital inkjet markets where significant conversion of production from analog to digital inkjet printing is occurring. The Industrial Inkjet operating segment consists of our VUTEk super-wide and wide format display graphics, Nozomi corrugated packaging and display, Reggiani textile, and Cretaprint ceramic tile decoration and building material industrial digital inkjet printers; digital ultra-violet (“UV”) curable, light emitting diode (“LED”) curable, ceramic, water-based, thermoforming, and specialty inks, as well as a variety of textile inks including dye sublimation, pigmented, reactive dye, acid dye, pure disperse dye, water-based dispersed printing ink, supplies and coatings; digital inkjet printer parts; and professional services. Printing surfaces include paper, vinyl, corrugated, textile, glass, plastic, aluminum composite, ceramic tile, wood, and many other flexible and rigid substrates.
Productivity Software
To provide our customers with solutions to manage and streamline their printing and packaging operations, we have developed technology that enhances printing workflow and makes printing and packaging operations more powerful, productive, cost-effective, and easier to manage. Most of our software solutions have been developed with the express goal of automating print processes and streamlining workflow via open, integrated, and inter-operable products, services, and solutions. The Productivity Software operating segment consists of a complete set of productivity software suites that enable efficient and automatedend-to-end business and production workflows for the print and packaging industries. These productivity software suites also provide tools to enable revenue growth, efficient scheduling, and optimization of processes, equipment, and personnel. Customers are provided the financial and technical flexibility to deploy locally within their business or to be hosted in the cloud.
Fiery
Fiery products include (i) stand-alone Digital Front Ends (“DFEs”), which are connected to digital printers, copiers, and other peripheral devices, (ii) embedded DFEs and design-licensed solutions used in digital copiers and multi-functional devices,
(iii) optional software integrated into our DFE solutions such as Fiery Central and Graphics Arts Package, and Color Profiler (iv) Fiery Self Serve, our self-service and payment solution, and (v) stand-alone software-based solutions such as our proofing, textile and scanning solutions. Our Fiery segment consists of Fiery and the FreeFlow Print Server business. DFEs transform digital copiers and printers into high performance networked printing devices for the office, commercial, and industrial printing markets. We have direct relationships with several leading printer manufacturers with whom we work closely to design, develop, and integrate Fiery DFE and software technology to maximize the capability of each print engine. The printer manufacturers act as distributors and sell Fiery products to end customers through reseller channels. End customer and reseller channel preference for the Fiery DFE and software solutions drives demand for Fiery products through the printer manufacturers.
We have determined that gold, tantalum and tin are necessary to the functionality or production of some of our manufactured products in our Industrial Inkjet, Productivity Software and Fiery portfolios.
We have adopted a policy relating to Conflict Minerals, incorporating the standards set forth in the Organisation for EconomicCo-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related supplements for gold, tin, tantalum and tungsten (“OECD Framework”). The policy states that EFI will not knowingly purchase raw materials, subassemblies, or supplies that are known to contain Conflict Minerals that directly or indirectly finance or benefit armed groups in any of the Covered Countries (as defined below). Our policy further states that we will exercise due diligence with relevant suppliers consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and encourage our suppliers to do likewise with their suppliers.
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Our conflict minerals policy is posted at the Investor Relations section of our website at www.efi.com.
Reasonable Country of Origin Inquiry and Due Diligence Process
In accordance with the Rule, the Company undertook a reasonable country of origin inquiry (“RCOI”) regarding the Conflict Minerals in its manufactured products. This RCOI was reasonably designed to determine whether any of the Conflict Minerals originated in the Democratic Republic of the Congo, the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia, or Angola (collectively, the “Covered Countries”), and whether any of the Conflict Minerals may be from recycled or scrap sources (as defined by paragraph (d)(6) of Item 1.01 of Form SD). The Company also exercised due diligence on the source and chain of custody of the Conflict Minerals.
EFI’s supply chain with respect to our products is complex. There are many third parties in the supply chain between the ultimate manufacture of our products and the original sources of Conflict Minerals because EFI does not purchase Conflict Minerals directly from mines, smelters or refiners. We rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in components and materials supplied to us including sources of Conflict Minerals that are supplied to them from lower tier suppliers.
We designed our due diligence measures to be in conformity, in all material respects, with the framework in the OECD Framework.
Our RCOI and due diligence efforts included conducting a supply-chain survey with direct suppliers using the Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (“CMRT”) to identify the smelters and refiners that contribute Conflict Minerals to our suppliers and follow up contact with those that did not respond to our initial inquiries and those that provided incomplete responses. We also performed a review of the smelter information provided by those suppliers that included such information in the collected surveys, determining whether the identified smelters are “known” smelters or have been identified as “conflict free” by the Responsible Minerals Assurance Process (“RMAP”).
For the year ended December 31, 2018, we contacted 81 Tier 1 suppliers, which accounted for approximately 95% of our 2018 production supply spend on products that could contain gold, tin, tantalum or tungsten. We conducted a survey of these suppliers to determine whether gold, tin, tantalum or tungsten in components contained in our products may have originated in the Covered Countries or if they were from recycled or scrap sources. We also issued subsequent reminders for supplier surveynon-responses. As a result of our efforts, we received responses from 81% of the suppliers surveyed and the majority of supplier survey responses listed the smelters/refiners used in their supply chain.
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The responses contained varying degrees of information regarding the names and locations of smelters/refiners, which process necessary Conflict Minerals used in our suppliers’ products, which are ultimately incorporated into our products. We reviewed the responses and made further inquiries of our suppliers as necessary.
Many of the responses received provided smelter or refinery information at a company or divisional level or were unable to specify the smelters or refiners used for products supplied to EFI. As a result, EFI is unable to determine whether any of the Conflict Minerals reported by our suppliers were contained in components or parts supplied to us or to validate that any of these smelters or refineries are actually in EFI’s supply chain. Through our participation in the RMI, we continue to support independent third-party audits through the RMI or other third-party certification schemes.
Our due diligence process includes participation in RMI and following the OECD Framework. We requested that our suppliers complete the CMRT survey in order to obtain information about Conflict Minerals smelters or refiners in our supply chain. We have determined that these actions represent the most reasonable effort we can make to determine the mines or locations of origin of the Conflict Minerals in our supply chain.
Although the majority of survey responses provided smelter and refiner data, some responses did not completely list all the smelters or refiners used in their supply chain. We analyzed and compared the Conflict Minerals smelter and refiner data we received against information obtained from the RMI database. For the calendar year 2018, our due diligence identified 330 smelters and refiners as potential sources of Conflict Minerals that were reported to be in our supply chain.
In order to provide compliance status, we completed further analysis of the 330 smelters and refiners, of which 237 have been certified as RMAP conformant by the RMI approved program or are known to be legitimate smelters that the RMI outreach program categorizes as active in the process of obtaining an audit, or communicating with RMI but have yet to be certified. The remaining 93 are smelters or refiners that have been allocated a Smelter Identification CID number but are not currently active in the RMI program. For 2018, our due diligence identified the information set forth in the following table:
Metal | Number of Refiners/Smelters | Number of RMAP Conformant, Communicating or Active Refiners/Smelters | ||
| Gold | 159 | 117 | ||
| Tantalum | 40 | 40 | ||
| Tin | 88 | 78 | ||
| Tungsten | 43 | 2 | ||
| Total | 330 | 237 | ||
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RMAP compliance results are as of May 20, 2019. The data above was obtained from thenon-public (member only access) RMI Data Exchange Forum as of May 20, 2019.
Based on the information provided by our suppliers, we believe that the facilities that may have been used to process the minerals in our products include the smelters listed in Appendix I. Based on our due diligence efforts, we do not have sufficient information to conclusively determine the countries of origin of the Conflict Minerals in our products or whether the minerals in our products are from recycled or scrap sources. However, based on the information provided by our suppliers, as well as from the RMI and other sources, we believe that the countries of origin of the Conflict Minerals contained in our products may include the countries listed in Appendix II below as well as recycled and scrap sources.
The Company’s efforts to determine the mine(s) or location of origin with the greatest possible specificity included the use of the due diligence measures described above.
Risk Mitigation/Future Due Diligence Measures
During the year ended December 31, 2018, the Company undertook the following steps to improve the due diligence conducted to further mitigate the risk that the necessary Conflict Minerals in our products could benefit armed groups in the Covered Countries, including:
| • | Maintained a cross-functional team to review and evaluate data gathering in connection with determining the source of the necessary Conflict Minerals in our products and elevatednon-responsive issues as necessary; |
| • | Provided a telephonehot-line ande-mail address for supplier communication relating to Conflict Minerals; and |
| • | Renewed our membership in RMI in order to enhance our due diligence efforts. |
| • | Encouraged our direct suppliers to purchase materials from smelters that are listed on the RMAP Conformant Smelter Lists and have been certified as conflict-free by an independent auditor through the RMAP; |
| • | Encouraged our suppliers to encourage smelters in their supply chain to undergo the audit process to be certified as conflict-free through an industry program, such as the RMAP; and |
| • | Continued implementing down-stream reporting obligations in our future contracts with suppliers. |
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Country of Refinery/Smelter Appendix I
Metal | Refinery/Smelter | Country | ||
| Gold | Advanced Chemical Company* | USA | ||
| Gold | Aida Chemical Industries Co., Ltd.* | JAPAN | ||
| Gold | AllgemeineGold-und Silberscheideanstalt A.G.* | GERMANY | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC)* | UZBEKISTAN | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao* | BRAZIL | ||
| Gold | Argor-Heraeus S.A.* | SWITZERLAND | ||
| Gold | Asahi Pretec Corp.* | JAPAN | ||
| Gold | Asaka Riken Co., Ltd.* | JAPAN | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S.* | TURKEY | ||
| Gold | Aurubis AG* | GERMANY | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | PHILIPPINES | ||
| Gold | Boliden AB* | SWEDEN | ||
| Gold | C. Hafner GmbH + Co. KG* | GERMANY | ||
| Gold | Caridad | MEXICO | ||
| Gold | CCR Refinery—Glencore Canada Corporation* | CANADA | ||
| Gold | Cendres + Metaux S.A.* | SWITZERLAND | ||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | ||
| Gold | Chimet S.p.A.* | ITALY | ||
| Gold | Chugai Mining* | JAPAN | ||
| Gold | Daejin Indus Co., Ltd.* | REPUBLIC OF KOREA | ||
| Gold | DayeNon-Ferrous Metals Mining Ltd.* | CHINA | ||
| Gold | DSC (Do Sung Corporation)* | REPUBLIC OF KOREA | ||
| Gold | DODUCO Contacts and Refining GmbH* | GERMANY | ||
| Gold | Dowa* | JAPAN | ||
| Gold | Eco-System Recycling Co., Ltd.* | JAPAN | ||
| Gold | OJSC Novosibirsk Refinery* | RUSSIAN FEDERATION | ||
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
| Gold | HeeSung Metal Ltd.* | REPUBLIC OF KOREA | ||
| Gold | Heimerle + Meule GmbH* | GERMANY | ||
| Gold | Heraeus Metals Hong Kong Ltd.* | CHINA | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG* | GERMANY | ||
| Gold | HwaSeong CJ CO., LTD. | REPUBLIC OF KOREA | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | CHINA | ||
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| Gold | Ishifuku Metal Industry Co., Ltd.* | JAPAN | ||
| Gold | Istanbul Gold Refinery* | TURKEY | ||
| Gold | Japan Mint* | JAPAN | ||
| Gold | Jiangxi Copper Co., Ltd.* | CHINA | ||
| Gold | Asahi Refining USA Inc.* | USA | ||
| Gold | Asahi Refining Canada Ltd.* | CANADA | ||
| Gold | JSC EkaterinburgNon-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| Gold | JSC Uralelectromed* | RUSSIAN FEDERATION | ||
| Gold | JX Nippon Mining & Metals Co., Ltd.* | JAPAN | ||
| Gold | Kazakhmys Smelting LLC* | KAZAKHSTAN | ||
| Gold | Kazzinc* | KAZAKHSTAN | ||
| Gold | Kennecott Utah Copper LLC* | USA | ||
| Gold | Kojima Chemicals Co., Ltd.* | JAPAN | ||
| Gold | Kyrgyzaltyn JSC* | KYRGYZSTAN | ||
| Gold | L’azurde Company For Jewelry | SAUDI ARABIA | ||
| Gold | Lingbao Gold Co., Ltd. | CHINA | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
| Gold | LS-NIKKO Copper Inc.* | REPUBLIC OF KOREA | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
| Gold | Materion* | USA | ||
| Gold | Matsuda Sangyo Co., Ltd.* | JAPAN | ||
| Gold | Metalor Technologies (Suzhou) Ltd.* | CHINA | ||
| Gold | Metalor Technologies (Hong Kong) Ltd.* | CHINA | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd.* | SINGAPORE | ||
| Gold | Metalor Technologies S.A.* | SWITZERLAND | ||
| Gold | Metalor USA Refining Corporation* | USA | ||
| Gold | MetalurgicaMet-Mex Penoles S.A. De C.V.* | MEXICO | ||
| Gold | Mitsubishi Materials Corporation* | JAPAN | ||
| Gold | Mitsui Mining and Smelting Co., Ltd.* | JAPAN | ||
| Gold | Moscow Special Alloys Processing Plant* | RUSSIAN FEDERATION | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S.* | TURKEY | ||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| Gold | Nihon Material Co., Ltd.* | JAPAN | ||
| Gold | Ohura Precious Metal Industry Co., Ltd.* | JAPAN | ||
| Gold | OJSC “The Gulidov KrasnoyarskNon-Ferrous Metals Plant” (OJSC Krastsvetmet)* | RUSSIAN FEDERATION | ||
| Gold | PAMP S.A.* | SWITZERLAND | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
| Gold | Prioksky Plant ofNon-Ferrous Metals* | RUSSIAN FEDERATION | ||
| Gold | PT Aneka Tambang (Persero) Tbk* | INDONESIA | ||
| Gold | PX Precinox S.A.* | SWITZERLAND | ||
| Gold | Rand Refinery (Pty) Ltd.* | SOUTH AFRICA | ||
| Gold | Royal Canadian Mint* | CANADA | ||
| Gold | Sabin Metal Corp. | USA |
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| Gold | Samduck Precious Metals* | REPUBLIC OF KOREA | ||
| Gold | Samwon Metals Corp. | REPUBLIC OF KOREA | ||
| Gold | Schone Edelmetaal B.V.* | NETHERLANDS | ||
| Gold | SEMPSA Joyeria Plateria S.A.* | SPAIN | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | CHINA | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd.* | CHINA | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals* | RUSSIAN FEDERATION | ||
| Gold | Solar Applied Materials Technology Corp.* | TAIWAN | ||
| Gold | Sumitomo Metal Mining Co., Ltd.* | JAPAN | ||
| Gold | Tanaka Kikinzoku Kogyo K.K.* | JAPAN | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd.* | CHINA | ||
| Gold | Tokuriki Honten Co., Ltd.* | JAPAN | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
| Gold | Torecom* | REPUBLIC OF KOREA | ||
| Gold | Umicore Brasil Ltda.* | BRAZIL | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining* | BELGIUM | ||
| Gold | United Precious Metal Refining, Inc.* | USA | ||
| Gold | Valcambi S.A.* | SWITZERLAND | ||
| Gold | Western Australian Mint (T/a The Perth Mint)* | AUSTRALIA | ||
| Gold | Yamakin Co., Ltd.* | JAPAN | ||
| Gold | Yokohama Metal Co., Ltd.* | JAPAN | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | CHINA | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd.* | CHINA | ||
| Gold | Morris and Watson | NEW ZEALAND | ||
| Gold | SAFINA A.S. | CZECH REPUBLIC | ||
| Gold | Guangdong Jinding Gold Limited | CHINA | ||
| Gold | Umicore Precious Metals Thailand* | THAILAND | ||
| Gold | Geib Refining Corporation* | USA | ||
| Gold | MMTC-PAMP India Pvt., Ltd.* | INDIA | ||
| Gold | KGHM Polska Miedz Spolka Akcyjna* | POLAND | ||
| Gold | Singway Technology Co., Ltd.* | TAIWAN | ||
| Gold | Al Etihad Gold LLC* | UNITED ARAB EMIRATES | ||
| Gold | Emirates Gold DMCC* | UNITED ARAB EMIRATES | ||
| Gold | T.C.A S.p.A* | ITALY | ||
| Gold | Remondis Argentia B.V.* | NETHERLANDS | ||
| Gold | Tony Goetz NV | BELGIUM | ||
| Gold | Korea Zinc Co., Ltd.* | REPUBLIC OF KOREA |
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| Gold | Marsam Metals* | BRAZIL | ||
| Gold | TOOTau-Ken-Altyn* | KAZAKHSTAN | ||
| Gold | Abington Reldan Metals, LLC | USA | ||
| Gold | SAAMP* | FRANCE | ||
| Gold | L’Orfebre S.A.* | ANDORRA | ||
| Gold | Italpreziosi* | ITALY | ||
| Gold | SAXONIA Edelmetalle GmbH* | GERMANY | ||
| Gold | WIELAND Edelmetalle GmbH* | GERMANY | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | AUSTRIA | ||
| Gold | AU Traders and Refiners* | SOUTH AFRICA | ||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | ||
| Gold | Sai Refinery | INDIA | ||
| Gold | Universal Precious Metals Refining Zambia | ZAMBIA | ||
| Gold | Modeltech Sdn Bhd* | MALAYSIA | ||
| Gold | Bangalore Refinery* | INDIA | ||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | ||
| Gold | Morris and Watson Gold Coast | AUSTRALIA | ||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | ||
| Gold | Pease & Curren | USA | ||
| Gold | SungEel HiMetal Co., Ltd.* | REPUBLIC OF KOREA | ||
| Gold | Planta Recuperadora de Metales SpA* | CHILE | ||
| Gold | Safimet S.p.A* | ITALY | ||
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | ||
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | ||
| Gold | Shangdong Humon Smelting Co. Ltd. | CHINA | ||
| Gold | International Metal Refiners | UNITED ARAB EMIRATES | ||
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | ||
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | ||
| Gold | SAXONIA Edelmetalle GmbH* | GERMANY | ||
| Gold | WIELAND Edelmetalle GmbH* | GERMANY | ||
| Gold | Ogussa OsterreichischeGold-und Silber-Scheideanstalt GmbH* | AUSTRIA | ||
| Gold | Western Australian Mint (T/a The Perth Mint)* | AUSTRALIA | ||
| Gold | AU Traders and Refiners* | SOUTH AFRICA | ||
| Gold | DS PRETECH Co., Ltd.* | REPUBLIC OF KOREA |
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| Gold | Dijilah Gold Refinery FZC* | UNITED ARAB EMIRATES | ||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | ||
| Gold | Sai Refinery | INDIA | ||
| Gold | African Gold Refinery | UGANDA | ||
| Gold | QG Refining, LLC | USA | ||
| Gold | NH Recytech Company* | REPUBLIC OF KOREA | ||
| Tantalum | Asaka Riken Co., Ltd.* | JAPAN | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd.* | CHINA | ||
| Tantalum | Guangdong Rising RareMetals-EO Materials Ltd.* | CHINA | ||
| Tantalum | Exotech Inc.* | USA | ||
| Tantalum | F&X Electro-Materials Ltd.* | CHINA | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd.* | CHINA | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | CHINA | ||
| Tantalum | Jiujiang Tanbre Co., Ltd.* | CHINA | ||
| Tantalum | LSM Brasil S.A.* | BRAZIL | ||
| Tantalum | Metallurgical Products India Pvt., Ltd.* | INDIA | ||
| Tantalum | Mineracao Taboca S.A.* | BRAZIL | ||
| Tantalum | Mitsui Mining and Smelting Co., Ltd.* | JAPAN | ||
| Tantalum | NPM Silmet AS* | ESTONIA | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | CHINA | ||
| Tantalum | QuantumClean* | USA | ||
| Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.* | CHINA | ||
| Tantalum | Solikamsk Magnesium Works OAO* | RUSSIAN FEDERATION | ||
| Tantalum | Taki Chemical Co., Ltd.* | JAPAN | ||
| Tantalum | Telex Metals* | USA | ||
| Tantalum | Ulba Metallurgical Plant JSC* | KAZAKHSTAN | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.* | CHINA | ||
| Tantalum | D Block Metals, LLC* | USA | ||
| Tantalum | FIR Metals & Resource Ltd.* | CHINA | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | CHINA | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd.* | CHINA | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | CHINA | ||
| Tantalum | KEMET Blue Metals* | MEXICO | ||
| Tantalum | H.C. Starck Co., Ltd.* | THAILAND | ||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH* | GERMANY | ||
| Tantalum | H.C. Starck Hermsdorf GmbH* | GERMANY | ||
| Tantalum | H.C. Starck Inc.* | USA |
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| Tantalum | H.C. Starck Ltd.* | JAPAN | ||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG* | GERMANY | ||
| Tantalum | Global Advanced Metals Boyertown* | USA | ||
| Tantalum | Global Advanced Metals Aizu* | JAPAN | ||
| Tantalum | KEMET Blue Powder* | USA | ||
| Tantalum | Resind Industria e Comercio Ltda.* | BRAZIL | ||
| Tantalum | Jiangxi Tuohong New Raw Material* | CHINA | ||
| Tantalum | Power Resources Ltd.* | REPUBLIC OF NORTH MACEDONIA | ||
| Tantalum | Jiujiang Janny New Material Co., Ltd.* | CHINA | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | CHINA | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd.* | CHINA | ||
| Tin | Alpha* | USA | ||
| Tin | CV Gita Pesona* | INDONESIA | ||
| Tin | PT Aries Kencana Sejahtera* | INDONESIA | ||
| Tin | PT Premium Tin Indonesia* | INDONESIA | ||
| Tin | CV United Smelting* | INDONESIA | ||
| Tin | Dowa* | JAPAN | ||
| Tin | EM Vinto* | BOLIVIA | ||
| Tin | Estanho de Rondonia S.A. | BRAZIL | ||
| Tin | Fenix Metals* | POLAND | ||
| Tin | GejiuNon-Ferrous Metal Processing Co., Ltd.* | CHINA | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd.* | CHINA | ||
| Tin | Huichang Jinshunda Tin Co., Ltd.* | CHINA | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC* | CHINA | ||
| Tin | China Tin Group Co., Ltd.* | CHINA | ||
| Tin | Malaysia Smelting Corporation (MSC)* | MALAYSIA | ||
| Tin | Metallic Resources, Inc.* | USA | ||
| Tin | Mineracao Taboca S.A.* | BRAZIL | ||
| Tin | Minsur* | PERU | ||
| Tin | Mitsubishi Materials Corporation* | JAPAN | ||
| Tin | Jiangxi New Nanshan Technology Ltd.* | CHINA | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | THAILAND | ||
| Tin | Operaciones Metalurgical S.A.* | BOLIVIA | ||
| Tin | PT Artha Cipta Langgeng* | INDONESIA | ||
| Tin | PT Babel Inti Perkasa* | INDONESIA | ||
| Tin | PT Bangka Tin Industry* | INDONESIA | ||
| Tin | PT Belitung Industri Sejahtera* | INDONESIA | ||
| Tin | PT Bukit Timah* | INDONESIA | ||
| Tin | PT DS Jaya Abadi* | INDONESIA | ||
| Tin | PT Eunindo Usaha Mandiri* | INDONESIA | ||
| Tin | PT Karimun Mining* | INDONESIA | ||
| Tin | PT Mitra Stania Prima* | INDONESIA | ||
| Tin | PT Panca Mega Persada* | INDONESIA | ||
| Tin | PT Prima Timah Utama* | INDONESIA | ||
| Tin | PT Refined Bangka Tin* | INDONESIA |
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| Tin | PT Sariwiguna Binasentosa* | INDONESIA | ||
| Tin | PT Stanindo Inti Perkasa* | INDONESIA | ||
| Tin | PT Sumber Jaya Indah* | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Kundur* | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Mentok* | INDONESIA | ||
| Tin | PT Tinindo Inter Nusa* | INDONESIA | ||
| Tin | PT Tommy Utama* | INDONESIA | ||
| Tin | Rui Da Hung* | TAIWAN | ||
| Tin | Soft Metais Ltda.* | BRAZIL | ||
| Tin | Thaisarco* | THAILAND | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* | CHINA | ||
| Tin | White Solder Metalurgia e Mineracao Ltda.* | BRAZIL | ||
| Tin | Yunnan ChengfengNon-ferrous Metals Co., Ltd.* | CHINA | ||
| Tin | Yunnan Tin Company Limited* | CHINA | ||
| Tin | CV Venus Inti Perkasa* | INDONESIA | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda.* | BRAZIL | ||
| Tin | Melt Metais e Ligas S.A.* | BRAZIL | ||
| Tin | PT ATD Makmur Mandiri Jaya* | INDONESIA | ||
| Tin | O.M. Manufacturing Philippines, Inc.* | PHILIPPINES | ||
| Tin | PT Inti Stania Prima* | INDONESIA | ||
| Tin | CV Ayi Jaya* | INDONESIA | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | ||
| Tin | Nghe TinhNon-Ferrous Metals Joint Stock Company | VIETNAM | ||
| Tin | Tuyen QuangNon-Ferrous Metals Joint Stock Company | VIETNAM | ||
| Tin | CV Dua Sekawan* | INDONESIA | ||
| Tin | CV Tiga Sekawan/PT Rajehan Ariq* | INDONESIA | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM | ||
| Tin | Resind Industria e Comercio Ltda.* | BRAZIL | ||
| Tin | Super Ligas | BRAZIL | ||
| Tin | PT O.M. Indonesia* | INDONESIA | ||
| Tin | Metallo Belgium N.V.* | BELGIUM | ||
| Tin | Metallo Spain S.L.U.* | SPAIN | ||
| Tin | PT Bangka Prima Tin* | INDONESIA | ||
| Tin | PT Sukses Inti Makmur* | INDONESIA | ||
| Tin | PT Kijang Jaya Mandiri* | INDONESIA | ||
| Tin | PT Menara Cipta Mulia* | INDONESIA | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||
| Tin | Gejiu Fengming Metallurgy Chemical Plant* | CHINA | ||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant* | CHINA | ||
| Tin | Modeltech Sdn Bhd | MALAYSIA | ||
| Tin | Gejiu Jinye Mineral Company* | CHINA | ||
| Tin | PT Lautan Harmonis Sejahtera* | INDONESIA |
12
| Tin | Guangdong HanheNon-Ferrous Metal Co., Ltd.* | CHINA | ||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd.* | CHINA | ||
| Tin | PT Bangka Serumpun* | INDONESIA | ||
| Tin | PT Babel Surya Alam Lestari* | INDONESIA | ||
| Tin | PT Tirus Putra Mandiri* | INDONESIA | ||
| Tin | Thai Nguyen Metallurgy Co. Ltd.* | VIETNAM | ||
| Tin | Tin Technology & Refining* | USA | ||
| Tin | Pongpipat Company Limited | MYANMAR | ||
| Tin | Dongguan CiEXPO Environmenta Engineering Co., Ltd.* | CHINA | ||
| Tin | PT Rajawali Rimba Perkasa* | INDONESIA | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp.* | JAPAN | ||
| Tungsten | Kennametal Huntsville* | USA | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Global Tungsten & Powders Corp.* | USA | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd.* | CHINA | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd.* | CHINA | ||
| Tungsten | Japan New Metals Co., Ltd.* | JAPAN | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd.* | CHINA | ||
| Tungsten | Kennametal Fallon* | USA | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd.* | VIETNAM | ||
| Tungsten | Wolfram Bergbau und Hutten AG* | AUSTRIA | ||
| Tungsten | Xiamen Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi Minmetals Gao’anNon-ferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd.* | CHINA | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd.* | CHINA | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd.* | CHINA | ||
| Tungsten | H.C. Starck Tungsten GmbH* | GERMANY | ||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG* | GERMANY | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* | VIETNAM | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | CHINA | ||
| Tungsten | Niagara Refining LLC* | USA |
13
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd.* | CHINA | ||
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Hydrometallurg, JSC* | RUSSIAN FEDERATION | ||
| Tungsten | Unecha Refractory metals plant* | RUSSIAN FEDERATION | ||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City* | CHINA | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc.* | PHILIPPINES | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | CHINA | ||
| Tungsten | ACL Metais Eireli* | BRAZIL | ||
| Tungsten | Woltech Korea Co., Ltd.* | REPUBLIC OF KOREA | ||
| Tungsten | Moliren Ltd.* | RUSSIAN FEDERATION | ||
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd.* | CHINA | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd.* | VIETNAM |
* RMAP Conformant certified as conflict free, actively engaged in the audit process required for certification, or involved in communication with RMI relating to joining the audit process.
14
Appendix II
Countries of origin are believed to include:
Andorra
Austria
Australia
Belgium
Bolivia
Brazil
Canada
Chile
China
Czech Republic
Estonia
Germany
India
Indonesia
Italy
Japan
Kazakhstan
Kyrgyzstan
Lithuania
Malaysia
Mexico
Myanmar
The Netherlands
New Zealand
Peru
Philippines
Poland
Republic of Korea
Republic of North Macedonia
Russian Federation
Saudi Arabia
Singapore
South Africa
Spain
Sweden
Switzerland
Taiwan
Thailand
Turkey
Uganda
United Arab Emirates
United States
Uzbekistan
Vietnam
Zambia
Zimbabwe
15
