UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-6190 | ||||||||
Name of Registrant: | Putnam International Equity Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam International Equity Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 6/30/13 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam International Equity Fund | |||||||
Fund Name : | Putnam International Equity Fund | |||||||
Date of Fiscal Year End: | 06/30/2013 | |||||||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | |||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | |||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | |||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | |||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | |||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | |||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | |||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | |||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | |||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | |||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | |||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | |||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | |||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | |||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | |||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | |||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | |||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | |||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | |||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | |||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | |||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | |||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Christine Bosse | Mgmt | For | TNA | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter Smith | Mgmt | For | For | For | |||
11 | Elect George Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
3 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
4 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
5 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
6 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
7 | Elect Yutaka Kase | Mgmt | For | For | For | |||
8 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
9 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | |||
10 | Bonus | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
ASUSTeK Computer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2357 | CINS Y04327105 | 06/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Extraordinary Motions | Mgmt | For | Against | Against | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir David Walker | Mgmt | For | For | For | |||
4 | Elect Tim Breedon | Mgmt | For | For | For | |||
5 | Elect Antony Jenkins | Mgmt | For | For | For | |||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
7 | Elect David Booth | Mgmt | For | For | For | |||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect Christopher Lucas | Mgmt | For | For | For | |||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Den Jones | Mgmt | For | For | For | |||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
6 | Elect Peter Backhouse | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Chris Finlayson | Mgmt | For | For | For | |||
9 | Elect Andrew Gould | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
19 | Directors' Remuneration Report | Mgmt | For | For | For | |||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Severance Agreement (Jean-Laurent Bonnafe) | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | |||
11 | Elect Michel J. Tilmant | Mgmt | For | Against | Against | |||
12 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | |||
13 | Elect Christophe de Margerie | Mgmt | For | Against | Against | |||
14 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities for Statutory Auditors | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 12/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Revised Caps for Revised Continuing Connected Transaction | Mgmt | For | For | For | |||
4 | Cross Guarantee Agreement | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | Against | Against | |||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | |||
8 | Elect Mary Francis | Mgmt | For | Against | Against | |||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | |||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
11 | Elect Nick Luff | Mgmt | For | Against | Against | |||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | |||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | |||
14 | Elect Chris Weston | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y14369105 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | |||
4 | Joint Venture | Mgmt | For | For | For | |||
Christian Dior SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDI | CINS F26334106 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital Through Capitalizations | Mgmt | For | For | For | |||
10 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Shares and/or Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||
13 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | |||
14 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | |||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||
16 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Andrew Martin | Mgmt | For | For | For | |||
9 | Elect John Bason | Mgmt | For | For | For | |||
10 | Elect Sir James Crosby | Mgmt | For | For | For | |||
11 | Elect Susan Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | |||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
2 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
5 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
6 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | |||
7 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | |||
8 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS F17114103 | 03/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Cancellation of Shares | Mgmt | For | For | For | |||
7 | Elect Thomas Enders | Mgmt | For | For | For | |||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | |||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | |||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | |||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
14 | Elect Sir John Parker | Mgmt | For | For | For | |||
15 | Elect Michel Pebereau | Mgmt | For | For | For | |||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | |||
17 | Elect Denis Ranque | Mgmt | For | For | For | |||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | |||
10 | Appointment of KPMG | Mgmt | For | For | For | |||
11 | Compensation Guidelines | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 07/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elimination of Par Value; Cancellation of Treasury Shares | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | |||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | |||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Buford Alexander | Mgmt | For | For | For | |||
6 | Elect John Ormerod | Mgmt | For | For | For | |||
7 | Elect Homaira Akbari | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
4 | Elect Jing Ulrich | Mgmt | For | For | For | |||
5 | Elect Hans Wijers | Mgmt | For | For | For | |||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
11 | Elect Simon Dingemans | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
16 | Elect Tom de Swaan | Mgmt | For | For | For | |||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | |||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | |||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
12 | Elect Simon Murray | Mgmt | For | Against | Against | |||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | |||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
15 | Elect LI Ning | Mgmt | For | Against | Against | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | CINS E5706X124 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | |||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||
7 | Elect Belen Villalonga Morenes | Mgmt | For | Against | Against | |||
8 | Board Size | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Remuneration Report | Mgmt | For | For | For | |||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grifols SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRF | CINS E5706X124 | 12/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Stock Split | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Secondary Listing | Mgmt | For | For | For | |||
9 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | |||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | |||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | |||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | |||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | |||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | |||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | |||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | |||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | |||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | |||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | |||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | |||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | |||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | |||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | |||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | |||
32 | Directors' Fees | Mgmt | For | For | For | |||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | |||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | |||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | |||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | |||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | |||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | |||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | |||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | |||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | |||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | |||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | |||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | |||
50 | Certification of Articles | Mgmt | For | For | For | |||
51 | Election of Meeting Delegates | Mgmt | For | For | For | |||
52 | Minutes | Mgmt | For | For | For | |||
HeidelbergCement AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CINS D31709104 | 05/08/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Bernd Scheifele | Mgmt | For | TNA | N/A | |||
7 | Ratify Dominik von Achten | Mgmt | For | TNA | N/A | |||
8 | Ratify Daniel Gauthier | Mgmt | For | TNA | N/A | |||
9 | Ratify Andreas Kern | Mgmt | For | TNA | N/A | |||
10 | Ratify Lorenz Naeger | Mgmt | For | TNA | N/A | |||
11 | Ratify Albert Scheuer | Mgmt | For | TNA | N/A | |||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | TNA | N/A | |||
13 | Ratify Heinz Schmitt | Mgmt | For | TNA | N/A | |||
14 | Ratify Roger Feiger | Mgmt | For | TNA | N/A | |||
15 | Ratify Josef Heumann | Mgmt | For | TNA | N/A | |||
16 | Ratify Max Dietrich Kley | Mgmt | For | TNA | N/A | |||
17 | Ratify Hans Georg Kraut | Mgmt | For | TNA | N/A | |||
18 | Ratify Herbert Lustkestratkotter | Mgmt | For | TNA | N/A | |||
19 | Ratify Ludwig Merckle | Mgmt | For | TNA | N/A | |||
20 | Ratify Tobias Merckle | Mgmt | For | TNA | N/A | |||
21 | Ratify Alan James Murray | Mgmt | For | TNA | N/A | |||
22 | Ratify Werner Schraeder | Mgmt | For | TNA | N/A | |||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | TNA | N/A | |||
24 | Ratify Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Covertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
27 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
Honda Motor Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7267 | CINS J22302111 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Fumihiko Ike | Mgmt | For | For | For | |||
5 | Elect Takanobu Itoh | Mgmt | For | For | For | |||
6 | Elect Tetsuo Iwamura | Mgmt | For | For | For | |||
7 | Elect Takashi Yamamoto | Mgmt | For | For | For | |||
8 | Elect Yoshiharu Yamamoto | Mgmt | For | For | For | |||
9 | Elect Masahiro Yoshida | Mgmt | For | For | For | |||
10 | Elect Kensaku Hohgen | Mgmt | For | For | For | |||
11 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | |||
12 | Elect Takeo Fukui | Mgmt | For | For | For | |||
13 | Elect Yuji Shiga | Mgmt | For | For | For | |||
14 | Elect Kohhei Takeuchi | Mgmt | For | For | For | |||
15 | Elect Shinji Aoyama | Mgmt | For | For | For | |||
16 | Elect Noriya Kaihara | Mgmt | For | For | For | |||
17 | Elect Kunio Endoh as Statutory Auditor | Mgmt | For | Against | Against | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shirish Patel | Mgmt | For | Against | Against | |||
4 | Elect Bansidhar Mehta | Mgmt | For | Against | Against | |||
5 | Elect Surendra Dave | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Jamshed Irani | Mgmt | For | Against | Against | |||
10 | Amendment to Compensation of Managing Directors | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Indocement Tunggal Prakarsa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTP | CINS Y7127B135 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Tju Lie Sukanto | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Indocement Tunggal Prakarsa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTP | CINS Y7127B135 | 11/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of the member of the Board of Commissioners and the Board of Directors | Mgmt | For | Against | Against | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | |||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | |||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | |||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | |||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | |||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
5 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
6 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
7 | Elect Nobuhiro Satou | Mgmt | For | For | For | |||
8 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
9 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
10 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
3 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Jazztel plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZ | CINS G5085M234 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | Against | Against | |||
4 | Elect Maria Elena Gil Garcia | Mgmt | For | For | For | |||
5 | Elect Maria Luisa Jorda Castro | Mgmt | For | For | For | |||
6 | Elect Maria Antonia Otero Quintas | Mgmt | For | For | For | |||
7 | Elect Mireia Perez Sales | Mgmt | For | For | For | |||
8 | Elect Leopoldo Fernandez Pujals | Mgmt | For | For | For | |||
9 | Elect Jose Miguel Garcia Fernandez | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Extraordinary Variable Remuneration Plan | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Amendments to Articles Regarding Preemptive Rights | Mgmt | For | For | For | |||
Kabel Deutschland Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Antoinette Aris | Mgmt | For | For | For | |||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | |||
11 | Elect Paul Stodden | Mgmt | For | For | For | |||
12 | Elect Torsten Winkler | Mgmt | For | For | For | |||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | |||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | |||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | |||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | |||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||
12 | Elect James C Kenny | Mgmt | For | Against | Against | |||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | |||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | |||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
25 | Amendment to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
10 | Elect Janis Kong | Mgmt | For | For | For | |||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||
13 | Elect Philippe Tible | Mgmt | For | For | For | |||
14 | Elect Karen Witts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lawson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2651 | CINS J3871L103 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yutaka Kyohya as Director | Mgmt | For | For | For | |||
5 | Elect Atsuhiko Seki as Statutory Auditor | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Remuneration Report | Mgmt | For | For | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
Macquarie Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MQG | CINS Q57085104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter Warne | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | |||
5 | Approve Issue of Securities | Mgmt | For | For | For | |||
6 | Approve Share Buy-back | Mgmt | For | For | For | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | |||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | |||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | |||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis Fedotov | Mgmt | For | For | For | |||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Amendments to Charter | Mgmt | For | For | For | |||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | |||
20 | Related Party Major Transaction | Mgmt | For | For | For | |||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | |||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | |||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | |||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | |||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Merck KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | |||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | |||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | |||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | |||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | |||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | |||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Yorihiko Kojima | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Hideyuki Nabeshima | Mgmt | For | For | For | |||
5 | Elect Hideto Nakahara | Mgmt | For | For | For | |||
6 | Elect Jun Yanai | Mgmt | For | For | For | |||
7 | Elect Jun Kinukawa | Mgmt | For | For | For | |||
8 | Elect Takahisa Miyauchi | Mgmt | For | For | For | |||
9 | Elect Yasuo Nagai | Mgmt | For | For | For | |||
10 | Elect Shuma Uchino | Mgmt | For | For | For | |||
11 | Elect Kunio Itoh | Mgmt | For | For | For | |||
12 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
13 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |||
14 | Elect Hidehiro Konno | Mgmt | For | For | For | |||
15 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
16 | Bonus | Mgmt | For | For | For | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | |||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
8 | Elect Joh Katoh | Mgmt | For | For | For | |||
9 | Elect Naoto Aiba | Mgmt | For | For | For | |||
10 | Elect Masamichi Ono | Mgmt | For | For | For | |||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||
4 | Elect Genyoh Takeda | Mgmt | For | For | For | |||
5 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
6 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||
7 | Elect Kaoru Takemura | Mgmt | For | For | For | |||
8 | Elect Shigeyuki Takahashi | Mgmt | For | For | For | |||
9 | Elect Satoshi Yamato | Mgmt | For | For | For | |||
10 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
11 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
12 | Elect Hirokazu Shinshi | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
3 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
4 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
5 | Elect Colin Dodge | Mgmt | For | For | For | |||
6 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||
7 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
8 | Elect Greg Kelly | Mgmt | For | For | For | |||
9 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
10 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | |||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Norio Ohtsuka | Mgmt | For | Against | Against | |||
3 | Elect Tsutomu Komori | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
5 | Elect Masahide Matsubara | Mgmt | For | Against | Against | |||
6 | Elect Hideyuki Shibamoto | Mgmt | For | Against | Against | |||
7 | Elect Naoki Mitsue | Mgmt | For | Against | Against | |||
8 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
9 | Elect Tatsuo Ichikawa | Mgmt | For | Against | Against | |||
10 | Elect Yoshikazu Sashida | Mgmt | For | Against | Against | |||
11 | Elect Toshitaka Hagiwara | Mgmt | For | Against | Against | |||
12 | Elect Kazuo Suzuki | Mgmt | For | Against | Against | |||
13 | Elect Yukio Obara | Mgmt | For | Against | Against | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||
4 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||
5 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||
6 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||
7 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
8 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||
9 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||
10 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||
11 | Elect Hikari Imai | Mgmt | For | For | For | |||
12 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||
13 | Elect Keiko Unotoro | Mgmt | For | For | For | |||
14 | Elect Kenichiroh Yoshida | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | |||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | |||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | |||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | |||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | |||
9 | Approve Termination Payments | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | |||
5 | Elect Tamio Umaki | Mgmt | For | For | For | |||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | |||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | |||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | |||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
11 | Elect Robert Feldman | Mgmt | For | For | For | |||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | |||
Pegatron Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | |||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | |||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | |||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | |||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | |||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | |||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | |||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | |||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | |||
9 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | |||
10 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
11 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | |||
12 | Elect Alexandre Ricard | Mgmt | For | Against | Against | |||
13 | Elect Pierre Pringuet | Mgmt | For | Against | Against | |||
14 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | |||
15 | Elect Cesar Giron | Mgmt | For | Against | Against | |||
16 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | |||
17 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | |||
25 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | |||
27 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Composition of Shareholders | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | |||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | |||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | |||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | |||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | |||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | |||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | |||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect TOH Hup Hock | Mgmt | For | Against | Against | |||
6 | Elect Michael Alan Leven | Mgmt | For | Against | Against | |||
7 | Elect Jeffrey H. Schwartz | Mgmt | For | Against | Against | |||
8 | Elect David M. Turnbull | Mgmt | For | Against | Against | |||
9 | Elect Victor Patrick Hoog Antink | Mgmt | For | Against | Against | |||
10 | Elect Steven Zygmunt Strasser | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
12 | Greenshoe | Mgmt | For | For | For | |||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
16 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | N/A | For | N/A | |||
2 | Accounts | Mgmt | N/A | For | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
4 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | |||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | |||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | |||
24 | Elect N.P Borodina | Mgmt | N/A | For | N/A | |||
25 | Elect V.M. Volkov | Mgmt | N/A | For | N/A | |||
26 | Electi M.L. Dolzhnikov | Mgmt | N/A | For | N/A | |||
27 | Elect Y.Y. Isakhanova | Mgmt | N/A | For | N/A | |||
28 | Elect A.E. Minenko | Mgmt | N/A | For | N/A | |||
29 | Elect O.V. Polyakova | Mgmt | N/A | For | N/A | |||
30 | Elect N.V. Revina | Mgmt | N/A | For | N/A | |||
31 | Director and Audit Commission Fees | Mgmt | N/A | For | N/A | |||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | N/A | For | N/A | |||
33 | New Edition of Charter | Mgmt | N/A | For | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | |||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | |||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | |||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | |||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | |||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | |||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | |||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | |||
7 | Elect Ronald Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | |||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | |||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
Solvay SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOLB | CINS B82095116 | 05/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Bernard de Laguiche | Mgmt | For | TNA | N/A | |||
10 | Elect Jean-Pierre Clamadieu | Mgmt | For | TNA | N/A | |||
11 | Elect Nicolas Boel | Mgmt | For | TNA | N/A | |||
12 | Elect Guy de Selliers | Mgmt | For | TNA | N/A | |||
13 | Elect Herve Coppens d'Eeckenbrugge | Mgmt | For | TNA | N/A | |||
14 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | |||
15 | Ratification of Independence (Herve Coppens d'Eeckenbrugge) | Mgmt | For | TNA | N/A | |||
16 | Ratification of Independence (Evelyn du Monceau) | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Elect Francoise de Viron | Mgmt | For | TNA | N/A | |||
19 | Ratification of Francoise de Viron's Independence | Mgmt | For | TNA | N/A | |||
20 | Elect Amparo Moraleda | Mgmt | For | TNA | N/A | |||
21 | Ratification of Amparo Moraleda's Independence | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor (represented by Eric Nye) | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor (represented by Frank Verhaegen) | Mgmt | For | TNA | N/A | |||
24 | Authority to Set Auditor Fees | Mgmt | For | TNA | N/A | |||
25 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Spreadtrum Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leo Li | Mgmt | For | Against | Against | |||
2 | Elect Carol Yu | Mgmt | For | Against | Against | |||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
SSE Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
7 | Elect Ian Marchant | Mgmt | For | For | For | |||
8 | Elect Gregor Alexander | Mgmt | For | For | For | |||
9 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
10 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
11 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
12 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayuki Oku | Mgmt | For | For | For | |||
5 | Elect Takeshi Kunibe | Mgmt | For | For | For | |||
6 | Elect Ken Kubo | Mgmt | For | For | For | |||
7 | Elect Yujiroh Itoh | Mgmt | For | For | For | |||
8 | Elect Masahiro Fuchizaki | Mgmt | For | For | For | |||
9 | Elect Manabu Narita | Mgmt | For | For | For | |||
10 | Elect Kohzoh Ogino | Mgmt | For | For | For | |||
11 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||
12 | Elect Kuniaki Nomura | Mgmt | For | For | For | |||
13 | Elect Kohichi Minami | Mgmt | For | Against | Against | |||
14 | Elect Ikuo Uno | Mgmt | For | For | For | |||
15 | Elect Satoshi Itoh | Mgmt | For | For | For | |||
16 | Elect Daiken Tsunoda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | |||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | |||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | |||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | |||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | |||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | |||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | |||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | |||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | |||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TDC A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDC | CINS K94545116 | 03/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Vagn Ove Sorensen | Mgmt | For | TNA | N/A | |||
10 | Elect Pierre Danon | Mgmt | For | TNA | N/A | |||
11 | Elect Christine Bosse | Mgmt | For | TNA | N/A | |||
12 | Elect Angus Porter | Mgmt | For | TNA | N/A | |||
13 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | |||
14 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | |||
15 | Elect Pieter Knook | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
18 | Amendment to Compensation Guidelines | Mgmt | For | TNA | N/A | |||
19 | Director's Fees | Mgmt | For | TNA | N/A | |||
20 | Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Telecity Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCY | CINS G87403112 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John Hughes | Mgmt | For | For | For | |||
5 | Elect Michael Tobin | Mgmt | For | For | For | |||
6 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||
7 | Elect Simon Batey | Mgmt | For | For | For | |||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||
9 | Elect John O'Reilly | Mgmt | For | For | For | |||
10 | Elect Claudia Arney | Mgmt | For | For | For | |||
11 | Elect Nancy Cruickshank | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Timothy Chen | Mgmt | For | For | For | |||
3 | Re-elect Geoffrey Cousins | Mgmt | For | For | For | |||
4 | Re-elect Russell Higgins | Mgmt | For | For | For | |||
5 | Elect Margaret Seale | Mgmt | For | For | For | |||
6 | Re-elect Steve Vamos | Mgmt | For | For | For | |||
7 | Re-elect John Zeglis | Mgmt | For | For | For | |||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
9 | Equity Grant (CEO David Thodey) | Mgmt | For | For | For | |||
10 | Remuneration Report | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | |||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | |||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | |||
5 | Elect Galia Maor | Mgmt | For | Against | Against | |||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | |||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | |||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsutoshi Nishida | Mgmt | For | Against | Against | |||
3 | Elect Norio Sasaki | Mgmt | For | Against | Against | |||
4 | Elect Hidejiroh Shimomitsu | Mgmt | For | Against | Against | |||
5 | Elect Hisao Tanaka | Mgmt | For | Against | Against | |||
6 | Elect Hideo Kitamura | Mgmt | For | Against | Against | |||
7 | Elect Makoto Kubo | Mgmt | For | Against | Against | |||
8 | Elect Fumio Muraoka | Mgmt | For | Against | Against | |||
9 | Elect Takeo Kosugi | Mgmt | For | Against | Against | |||
10 | Elect Hiroyuki Itami | Mgmt | For | Against | Against | |||
11 | Elect Ken Shimanouchi | Mgmt | For | Against | Against | |||
12 | Elect Kiyomi Saitoh @ Kiyomi Takei | Mgmt | For | Against | Against | |||
13 | Elect Masashi Muromachi | Mgmt | For | Against | Against | |||
14 | Elect Akira Sudoh | Mgmt | For | Against | Against | |||
15 | Elect Masahiko Fukakushi | Mgmt | For | Against | Against | |||
16 | Elect Kiyoshi Kobayashi | Mgmt | For | Against | Against | |||
17 | Elect Fumiaki Ushio | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Voting Rights | ShrHldr | Against | Against | For | |||
Turk Hava Yollari As | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THYAO | CINS M8926R100 | 03/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | |||
5 | Reports (Statutory and Independent Auditors) | Mgmt | For | TNA | N/A | |||
6 | Accounts | Mgmt | For | TNA | N/A | |||
7 | Reports (Board of Directors) | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Ratification of the Co-Option of Auditory Committee Members | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor (Capital Markets Board) | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor (Turkish Commercial Code) | Mgmt | For | TNA | N/A | |||
16 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
17 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Charitable Donations | Mgmt | For | TNA | N/A | |||
19 | Wishes, Closing | Mgmt | For | TNA | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 9/14/12 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | |||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | |||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | |||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | |||
4 | Allocation of Losses/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | |||
7 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | |||
8 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Report | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | For | For | |||
13 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Gerard Blanc | Mgmt | For | Against | Against | |||
7 | Elect Michael Jay | Mgmt | For | Against | Against | |||
8 | Elect Sophie Dutordoir | Mgmt | For | Against | Against | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | |||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | |||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee James | Mgmt | For | For | For | |||
7 | Elect Alan Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel Jonah | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
12 | Elect Anthony Watson | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Directors' Remuneration Report | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Colin Day | Mgmt | For | For | For | |||
6 | Elect Esther Dyson | Mgmt | For | For | For | |||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | |||
8 | Elect Philip Lader | Mgmt | For | For | For | |||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
10 | Elect Mark Read | Mgmt | For | For | For | |||
11 | Elect Paul Richardson | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
13 | Elect Timothy Shriver | Mgmt | For | For | For | |||
14 | Elect Martin Sorrell | Mgmt | For | For | For | |||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
16 | Elect Roger Agnelli | Mgmt | For | For | For | |||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
18 | Elect Hugo Shong | Mgmt | For | For | For | |||
19 | Elect Sally Susman | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme of Arrangement | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Migration of Tax Residence | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Change in Company Name | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ziggo NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZIGGO | CINS N9837R105 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Pamela G. Boumeester | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam International Equity Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |