UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number: | 811-06190 | ||||||||
Name of Registrant: | Putnam International Equity Fund | ||||||||
Address of Principal Executive Offices: | 100 Federal Street | ||||||||
Boston, Massachusetts 02110 | |||||||||
Name and address of agent of service: | Robert Burns, Vice President | ||||||||
Putnam International Equity Fund | |||||||||
100 Federal Street | |||||||||
Boston, Massachusetts 02110 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 06/30 | ||||||||
Date of reporting period: | 07/01/2018 - 06/30/2019 |
Registrant: | Putnam International Equity Fund | |||||||
Fund Name: | Putnam International Equity Fund | |||||||
Date of fiscal year end: | 06/30 | |||||||
Adidas AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CINS D0066B185 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
10 | Elect Herbert Kauffmann | Mgmt | For | Against | Against | |||
11 | Elect Igor Landau | Mgmt | For | Against | Against | |||
12 | Elect Kathrin Menges | Mgmt | For | Against | Against | |||
13 | Elect Nassef Sawiris | Mgmt | For | Against | Against | |||
14 | Elect Dr. Thomas Rabe | Mgmt | For | Against | Against | |||
15 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||
16 | Elect Jing Ulrich | Mgmt | For | Against | Against | |||
17 | Increase in Authorised Capital | Mgmt | For | For | For | |||
18 | Cancellation of Conditional Capital 2010 | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Special Dividend | Mgmt | For | For | For | |||
5 | Allocation of Final Dividend | Mgmt | For | For | For | |||
6 | Elect TEO Swee Lian | Mgmt | For | For | For | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect George YEO Yong-Boon | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Airbus SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Elect Guillaume Faury to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | |||
2 | Elect J. Michael Evans | Mgmt | For | Against | Against | |||
3 | Elect Eric Xiandong Jing | Mgmt | For | Against | Against | |||
4 | Elect Borje E. Ekholm | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Arkema | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Victoire de Margerie | Mgmt | For | For | For | |||
10 | Elect Helene Moreau-Leroy | Mgmt | For | For | For | |||
11 | Elect Laurent Mignon | Mgmt | For | For | For | |||
12 | Elect Ian Hudson | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Thierry Le Henaff, CEO | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Asahi Group Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2502 | CINS J02100113 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Izumiya | Mgmt | For | Against | Against | |||
5 | Elect Akiyoshi Koji | Mgmt | For | For | For | |||
6 | Elect Atsushi Katsuki | Mgmt | For | For | For | |||
7 | Elect Tatsuro Kosaka | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Yutaka Henmi | Mgmt | For | For | For | |||
10 | Elect Taemin Park | Mgmt | For | For | For | |||
11 | Elect Keizo Tanimura | Mgmt | For | For | For | |||
12 | Elect Christina Ahmadjian | Mgmt | For | For | For | |||
13 | Elect Yumiko Waseda | Mgmt | For | For | For | |||
14 | Elect Yoshihide Okuda | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Election of Kazuo Hashimoto | ShrHoldr | Against | Against | For | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geoff Drabble | Mgmt | For | Against | Against | |||
5 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
6 | Elect Michael Richard Pratt | Mgmt | For | Against | Against | |||
7 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
8 | Elect Lucinda Riches | Mgmt | For | Against | Against | |||
9 | Elect Tanya Fratto | Mgmt | For | Against | Against | |||
10 | Elect Paul A. Walker | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059202 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
10 | Long Term Incentive Plan; Authority to Issue Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Elect Gerard Kleisterlee to the Supervisory Board | Mgmt | For | For | For | |||
13 | Elect Annet P. Aris to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Rolf-Dieter Schwalb to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect W. Ziebart to the Supervisory Board | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Supervisory Board Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
22 | Authority to Suppress Preemptive Rights in connection with mergers, acquisitions and alliances | Mgmt | For | For | For | |||
23 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Additional Ordinary Shares | Mgmt | For | For | For | |||
25 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assa Abloy AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASSAB | CINS W0817X204 | 04/25/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Board Size | Mgmt | For | TNA | N/A | |||
19 | Directors' Fees | Mgmt | For | TNA | N/A | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
21 | Election of Directors | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase and Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
25 | Long-Term Incentive Program | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect Graham D. Allan | Mgmt | For | For | For | |||
6 | Elect John G. Bason | Mgmt | For | For | For | |||
7 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect George G. Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 04/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Sheri McCoy | Mgmt | For | For | For | |||
13 | Elect Tony SK MOK | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 05/14/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Evelyn Bourke | Mgmt | For | For | For | |||
5 | Elect Ian Buchanan | Mgmt | For | For | For | |||
6 | Elect Steve Pateman | Mgmt | For | For | For | |||
7 | Elect Richard Goulding | Mgmt | For | For | For | |||
8 | Elect Patrick Haren | Mgmt | For | For | For | |||
9 | Elect Andrew Keating | Mgmt | For | For | For | |||
10 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
BP plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BP | CINS G12793108 | 05/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Robert W. Dudley | Mgmt | For | For | For | |||
4 | Elect Brian Gilvary | Mgmt | For | For | For | |||
5 | Elect Nils Andersen | Mgmt | For | For | For | |||
6 | Elect Alison J. Carnwath | Mgmt | For | For | For | |||
7 | Elect Pamela Daley | Mgmt | For | For | For | |||
8 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
9 | Elect Dame Ann Dowling | Mgmt | For | For | For | |||
10 | Elect Helge Lund | Mgmt | For | For | For | |||
11 | Elect Melody B. Meyer | Mgmt | For | For | For | |||
12 | Elect Brendan R. Nelson | Mgmt | For | For | For | |||
13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
14 | Elect John Sawers | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Report on Non-Financial Information | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Amendments to Article 26 (Remuneration of Directors) | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Treasury Shares Pursuant To Incentive Plans | Mgmt | For | For | For | |||
10 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
11 | Elect Tobias Martinez Gimeno | Mgmt | For | For | For | |||
12 | Ratify Co-Option and Elect Marco Patuano | Mgmt | For | For | For | |||
13 | Ratify Co-Option and Elect Carlo Bertazzo | Mgmt | For | For | For | |||
14 | Ratify Co-Option and Elect Elisabetta De Bernardi di Valserra | Mgmt | For | For | For | |||
15 | Ratify Co-Option and Elect John Benedict McCarthy | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2.1 | Elect Susan F. Dabarno | Mgmt | For | For | For | |||
2.2 | Elect Patrick D. Daniel | Mgmt | For | For | For | |||
2.3 | Elect Jane E. Kinney | Mgmt | For | For | For | |||
2.4 | Elect Harold N. Kvisle | Mgmt | For | For | For | |||
2.5 | Elect Steven F. Leer | Mgmt | For | For | For | |||
2.6 | Elect Keith A. MacPhail | Mgmt | For | For | For | |||
2.7 | Elect Richard J. Marcogliese | Mgmt | For | For | For | |||
2.8 | Elect Claude Mongeau | Mgmt | For | For | For | |||
2.9 | Elect Alexander J. Pourbaix | Mgmt | For | For | For | |||
2.10 | Elect Wayne G. Thomson | Mgmt | For | For | For | |||
2.11 | Elect Rhonda I. Zygocki | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Steven Gregg | Mgmt | For | For | For | |||
3 | Re-elect JoAnne M. Stephenson | Mgmt | For | For | For | |||
4 | Elect John M. Green | Mgmt | For | For | For | |||
5 | Elect Duncan West | Mgmt | For | For | For | |||
6 | Elect Melanie V.R. Willis | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayuki Oku | Mgmt | For | For | For | |||
4 | Elect Yoichiro Ichimaru | Mgmt | For | For | For | |||
5 | Elect Christoph Franz | Mgmt | For | For | For | |||
6 | Elect William N. Anderson | Mgmt | For | For | For | |||
7 | Elect James H. Sabry | Mgmt | For | For | For | |||
8 | Elect Atsushi Sato | Mgmt | For | Against | Against | |||
9 | Elect Yuko Maeda | Mgmt | For | For | For | |||
Coca-Cola HBC AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCH | CINS H1512E100 | 06/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Appropriation of Earnings | Mgmt | For | TNA | N/A | |||
3 | Declaration of Dividend | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Elect Anastassis G. David | Mgmt | For | TNA | N/A | |||
6 | Elect Alexandra Papalexopoulou | Mgmt | For | TNA | N/A | |||
7 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
8 | Elect Charlotte J. Boyle | Mgmt | For | TNA | N/A | |||
9 | Elect Zoran Bogdanovic | Mgmt | For | TNA | N/A | |||
10 | Elect Olusola David-Borha | Mgmt | For | TNA | N/A | |||
11 | Elect William Douglas | Mgmt | For | TNA | N/A | |||
12 | Elect Anastasios I. Leventis | Mgmt | For | TNA | N/A | |||
13 | Elect Christo Leventis | Mgmt | For | TNA | N/A | |||
14 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | TNA | N/A | |||
15 | Elect Robert R. Rudolph | Mgmt | For | TNA | N/A | |||
16 | Elect John P. Sechi | Mgmt | For | TNA | N/A | |||
17 | Elect Alfredo Rivera | Mgmt | For | TNA | N/A | |||
18 | Election of Independent Proxy | Mgmt | For | TNA | N/A | |||
19 | Re-Election of the Statutory Auditor | Mgmt | For | TNA | N/A | |||
20 | Advisory Vote on Re-Appointment of the Independent Registered Public Accounting Firm for UK Purposes | Mgmt | For | TNA | N/A | |||
21 | UK Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
22 | Remuneration Policy (Non-UK Issuer -- Advisory) | Mgmt | For | TNA | N/A | |||
23 | Swiss Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
24 | Directors' Fees | Mgmt | For | TNA | N/A | |||
25 | Approval of the Maximum Aggregate Amount of the Remuneration for the Operating Committee | Mgmt | For | TNA | N/A | |||
26 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/07/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Bryant | Mgmt | For | For | For | |||
5 | Elect Anne-Francoise Nesmes | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
9 | Elect John G. Bason | Mgmt | For | For | For | |||
10 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
11 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
12 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
13 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Waive Individual NED Fee Cap | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Increase in Directors' Fee Cap | Mgmt | For | For | For | |||
6 | Elect Richard Boucher | Mgmt | For | For | For | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Mary K. Rhinehart | Mgmt | For | For | For | |||
14 | Elect Lucinda Riches | Mgmt | For | For | For | |||
15 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
16 | Elect Siobhan Talbot | Mgmt | For | For | For | |||
17 | Elect William J. Teuber, Jr. | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price Range for Re-Isuuance of Treasury Shares | Mgmt | For | For | For | |||
25 | Scrip Dividend | Mgmt | For | For | For | |||
Cybg Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBG | CINS G2727Z111 | 01/30/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Geeta Gopalan | Mgmt | For | For | For | |||
5 | Elect Darren Pope | Mgmt | For | For | For | |||
6 | Elect Amy Stirling | Mgmt | For | For | For | |||
7 | Elect Clive Adamson | Mgmt | For | For | For | |||
8 | Elect David Bennett | Mgmt | For | For | For | |||
9 | Elect Paul J. Coby | Mgmt | For | For | For | |||
10 | Elect David Duffy | Mgmt | For | For | For | |||
11 | Elect Adrian Grace | Mgmt | For | For | For | |||
12 | Elect Fiona Macleod | Mgmt | For | For | For | |||
13 | Elect James Pettigrew | Mgmt | For | For | For | |||
14 | Elect Teresa Robson-Capps | Mgmt | For | For | For | |||
15 | Elect Ian Smith | Mgmt | For | For | For | |||
16 | Elect Tim Wade | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Equity Convertible Additional Tier 1 Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
26 | Authorisation of Political Donations | Mgmt | For | For | For | |||
Daikin Industries Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kosei Uematsu | Mgmt | For | Against | Against | |||
4 | Elect Hisao Tamori | Mgmt | For | Against | Against | |||
5 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Dassault Systemes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSY | CINS F2457H472 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (Vice-Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Charles Edelstenne, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Bernard Charles, Vice Chair and CEO | Mgmt | For | For | For | |||
12 | Elect Catherine Dassault | Mgmt | For | For | For | |||
13 | Elect Toshiko Mori | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | Against | Against | |||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Deutsche Boerse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/08/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Clara-Christina Streit | Mgmt | For | Against | Against | |||
10 | Elect Charles Stonehill | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
13 | Authority to Issue Convertible Debt Instruments and Increase in Conditional Capital | Mgmt | For | For | For | |||
14 | Approval of Profit-and-Loss Transfer Agreement with Clearstream Beteiligungs AG | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 07/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vidya Shah | Mgmt | For | For | For | |||
5 | Elect Himanshu Kaji | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect Biswamohan Mahapatra | Mgmt | For | For | For | |||
8 | Elect Pudugramam N. Venkatachalam | Mgmt | For | For | For | |||
9 | Appointment of Vidya Shah (Spouse of Rashesh Shah); Approval of Remuneration | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Elect Francoise Mercadal-Delasalles | Mgmt | For | Against | Against | |||
10 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Management Board) | Mgmt | For | For | For | |||
12 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
13 | Remuneration of Virginie Morgon, Management Board Chair | Mgmt | For | For | For | |||
14 | Remuneration of Philippe Audouin, Management Board Member | Mgmt | For | For | For | |||
15 | Remuneration of Nicolas Huet, Management Board Member | Mgmt | For | For | For | |||
16 | Remuneration of Olivier Millet, Management Board Member | Mgmt | For | For | For | |||
17 | Remuneration of Patrick Sayer, Former Management Board Chair | Mgmt | For | For | For | |||
18 | Non-Compete Agreement (Management Board Members) | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
22 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R113 | 11/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tessa Bamford | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect John Martin | Mgmt | For | For | For | |||
8 | Elect Kevin Murphy | Mgmt | For | For | For | |||
9 | Elect Alan Murray | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Darren Shapland | Mgmt | For | For | For | |||
12 | Elect Nadia Shouraboura | Mgmt | For | For | For | |||
13 | Elect Jacqueline Simmonds | Mgmt | For | For | For | |||
14 | Increase in NEDs' Fees Cap | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investments) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fortum Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORTUM | CINS X2978Z118 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Board Size | Mgmt | For | For | For | |||
16 | Election of Directors | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
21 | Charitable Donations | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Heineken NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEIA | CINS N39427211 | 04/25/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
11 | Supervisory Board Fees | Mgmt | For | For | For | |||
12 | Election of Laurence Debroux to the Management Board | Mgmt | For | For | For | |||
13 | Election of Michel de Carvalho to the Supervisory Board | Mgmt | For | Against | Against | |||
14 | Election of Rosemary L. Ripley to the Supervisory Board | Mgmt | For | Against | Against | |||
15 | Election of Ingrid-Helen Arnold to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Apurv Bagri | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Directors' Remuneration | Mgmt | For | For | For | |||
9 | Directors' Fees (Committees) | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
3 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
4 | Elect Takeo Takasu | Mgmt | For | For | For | |||
5 | Elect Shuzo Kaihori | Mgmt | For | For | For | |||
6 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
7 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Elect Tanate Phutrakul to the Management Board | Mgmt | For | For | For | |||
13 | Elect Mariana Gheorghe to the Supervisory Board | Mgmt | For | For | For | |||
14 | Elect Michael G. Rees to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect Herna W.P.M.A. Verhagen to the Supervisory Board | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Re-elect Elizabeth B. Bryan | Mgmt | For | Against | Against | |||
5 | Re-elect Jonathan Nicholson | Mgmt | For | Against | Against | |||
6 | Elect Sheila McGregor | Mgmt | For | Against | Against | |||
7 | Elect Michelle Tredenick | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
10 | Approve Share Consolidation | Mgmt | For | Abstain | Against | |||
Kering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KER | CINS F5433L103 | 04/24/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-Option of Ginevra Elkann | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Heloise Temple-Boyer | Mgmt | For | For | For | |||
10 | Remuneration of Francois-Henri Pinault, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration of Jean-Francois Palus, Deputy CEO | Mgmt | For | For | For | |||
12 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Deputy CEO) | Mgmt | For | For | For | |||
14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Debt with Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Amend Article Regarding Shareholders' Identification | Mgmt | For | Against | Against | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/02/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Marguerite Larkin | Mgmt | For | For | For | |||
4 | Elect Christopher Rogers | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | For | For | |||
6 | Elect Hugh Brady | Mgmt | For | For | For | |||
7 | Elect Gerard Culligan | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Tom Moran | Mgmt | For | For | For | |||
12 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
13 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
14 | Elect Philip Toomey | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
KKR & Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KKR | CUSIP 48251W104 | 01/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | |||
Komatsu Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6301 | CINS J35759125 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tetsuji Ohashi | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Ogawa | Mgmt | For | For | For | |||
5 | Elect Kuniko Urano | Mgmt | For | For | For | |||
6 | Elect Masayuki Oku | Mgmt | For | For | For | |||
7 | Elect Mitoji Yabunaka | Mgmt | For | For | For | |||
8 | Elect Makoto Kigawa | Mgmt | For | For | For | |||
9 | Elect Masayuki Moriyama | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Mizuhara | Mgmt | For | For | For | |||
11 | Elect Eiko Shinotsuka as Statutory Auditor | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Katherine C. Doyle to the Supervisory Board | Mgmt | For | For | For | |||
10 | Elect Peter Agnefjall to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect Frans Muller to the Management Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
17 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
18 | Cancellation of Shares | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Naofumi Sato | Mgmt | For | For | For | |||
3 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
4 | Elect Seiki Ino | Mgmt | For | For | For | |||
5 | Elect Hironori Higaki | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
7 | Elect Masaaki Jono | Mgmt | For | For | For | |||
8 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
9 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
10 | Elect Keizo Fukui | Mgmt | For | For | For | |||
11 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
12 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
13 | Elect Shinji Kato | Mgmt | For | Against | Against | |||
14 | Elect Yukinori Michinaga | Mgmt | For | Against | Against | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Amanda Mackenzie | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita M. Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect James Lupton | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Lonza Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LONN | CINS H50524133 | 04/18/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits; Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
7 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
8 | Elect Albert M. Baehny | Mgmt | For | TNA | N/A | |||
9 | Elect Angelica Kohlmann | Mgmt | For | TNA | N/A | |||
10 | Elect Christoph Mader | Mgmt | For | TNA | N/A | |||
11 | Elect Barbara M. Richmond | Mgmt | For | TNA | N/A | |||
12 | Elect Margot A. Scheltema | Mgmt | For | TNA | N/A | |||
13 | Elect Jurgen B. Steinemann | Mgmt | For | TNA | N/A | |||
14 | Elect Olivier Verscheure | Mgmt | For | TNA | N/A | |||
15 | Appoint Albert M. Baehny as Board Chair | Mgmt | For | TNA | N/A | |||
16 | Elect Angelica Kohlmann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Christoph Mader as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Jurgen B. Steinemann as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Board Compensation | Mgmt | For | TNA | N/A | |||
22 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
23 | Executive Compensation (Short-Term Variable) | Mgmt | For | TNA | N/A | |||
24 | Executive Compensation (Long-Term Variable) | Mgmt | For | TNA | N/A | |||
25 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | Withhold | Against | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/21/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
5 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
6 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
8 | Elect Shinya Yoshida | Mgmt | For | For | For | |||
9 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
10 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
11 | Elect Hidenori Takaoka | Mgmt | For | For | For | |||
12 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shunichi Miyanaga | Mgmt | For | For | For | |||
17 | Elect Hajime Hirano as Statutory Auditor | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
19 | Directors' Remuneration | Mgmt | For | For | For | |||
20 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO from January 1 to June 1, 2018 | Mgmt | For | For | For | |||
11 | Remuneration of Laurent Mignon, Chair from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
12 | Remuneration of Francois Riahi, CEO from June 1 to December 31, 2018 | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
14 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Ratification of Co-Option of Laurent Mignon | Mgmt | For | Against | Against | |||
17 | Ratification of Co-Option of Nicole Etchegoinberry | Mgmt | For | Against | Against | |||
18 | Ratification of Co-Option of Christophe Pinault | Mgmt | For | Against | Against | |||
19 | Ratification of Co-Option of Diane de Saint Victor | Mgmt | For | Against | Against | |||
20 | Elect Laurent Mignon | Mgmt | For | Against | Against | |||
21 | Elect Diane de Saint Victor | Mgmt | For | Against | Against | |||
22 | Elect Catherine Halberstadt | Mgmt | For | Against | Against | |||
23 | Elect Catherine Pariset | Mgmt | For | Against | Against | |||
24 | Elect Bernard Dupouy | Mgmt | For | Against | Against | |||
25 | Elect Christophe Pinault | Mgmt | For | Against | Against | |||
26 | Elect Daniel de Beaurepaire | Mgmt | For | Against | Against | |||
27 | Ratification Of The Appointment Of Henri Proglio As Censor | Mgmt | For | For | For | |||
28 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
29 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
31 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
32 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and in Case of Exchange Offer | Mgmt | For | For | For | |||
33 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
34 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
35 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
36 | Greenshoe | Mgmt | For | For | For | |||
37 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
38 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
39 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 02/28/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
6 | Dividend in Kind to Effect Spin-Off of Alcon Inc. | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Compensation Report | Mgmt | For | TNA | N/A | |||
10 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Patrice Bula | Mgmt | For | TNA | N/A | |||
22 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
26 | Elect Patrice Bula as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
28 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Proposals | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | |||
6 | Elect Josef Kaeser | Mgmt | For | For | For | |||
7 | Elect Lena Olving | Mgmt | For | For | For | |||
8 | Elect Peter Smitham | Mgmt | For | For | For | |||
9 | Elect Julie Southern | Mgmt | For | For | For | |||
10 | Elect Jasmin Staiblin | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Orion Engineered Carbons S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 10/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of the Co-option of Kerry Galvin | Mgmt | For | For | For | |||
2 | Elect Jack Clem | Mgmt | For | Against | Against | |||
3 | Elect Corning Painter | Mgmt | For | Against | Against | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIRC | CINS T76434264 | 05/15/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Board size; Ratify Co-Option of NING Gaoning | Mgmt | For | For | For | |||
3 | Elec NING Gaoning as Chair of Board of Directors | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | |||
4 | Elect Howard J. Davies | Mgmt | For | For | For | |||
5 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
6 | Elect David Law | Mgmt | For | For | For | |||
7 | Elect Paul Manduca | Mgmt | For | For | For | |||
8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
9 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
10 | Elect Philip Remnant | Mgmt | For | For | For | |||
11 | Elect Alice Schroeder | Mgmt | For | For | For | |||
12 | Elect Stuart James Turner | Mgmt | For | For | For | |||
13 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
14 | Elect Michael A. Wells | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | |||
23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QBE Insurance Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QBE | CINS Q78063114 | 05/09/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Patrick Regan - FY2018 EIP Conditional Rights) | Mgmt | For | For | For | |||
4 | Equity Grant (CEO Patrick Regan - FY2019 LTIP Conditional Rights) | Mgmt | For | For | For | |||
5 | Re-elect John Green | Mgmt | For | Against | Against | |||
6 | Re-elect Rolf Tolle | Mgmt | For | Against | Against | |||
7 | Elect Fred Eppinger | Mgmt | For | Against | Against | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Board Spill Resolution | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reducing Investments and Underwriting Exposure to Coal, Oil and Gas | ShrHoldr | Against | Against | For | |||
Quilter Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLT | CINS G3651J107 | 05/16/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Paul W. Feeney | Mgmt | For | For | For | |||
6 | Elect Rosemary Harris | Mgmt | For | For | For | |||
7 | Elect Glyn Jones | Mgmt | For | For | For | |||
8 | Elect Suresh P. Kana | Mgmt | For | For | For | |||
9 | Elect Moira Kilcoyne | Mgmt | For | For | For | |||
10 | Elect Jon Little | Mgmt | For | For | For | |||
11 | Elect Ruth Markland | Mgmt | For | For | For | |||
12 | Elect Paul Matthews | Mgmt | For | For | For | |||
13 | Elect George M. Reid | Mgmt | For | For | For | |||
14 | Elect Mark O. Satchel | Mgmt | For | For | For | |||
15 | Elect Cathy Turner | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
22 | Adoption of New Article (Odd-lot Offer) | Mgmt | For | For | For | |||
23 | Approval of Odd-lot Offer | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares (Odd-lot Offer) | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rheinmetall AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHM | CINS D65111102 | 05/28/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Approval of Settlement Agreement | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (UK Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Report (AUS Advisory) | Mgmt | For | For | For | |||
5 | Elect Moya M. Greene | Mgmt | For | For | For | |||
6 | Elect Simon McKeon | Mgmt | For | For | For | |||
7 | Elect Jakob Stausholm | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | For | For | |||
9 | Elect David W. Constable | Mgmt | For | For | For | |||
10 | Elect Simon P. Henry | Mgmt | For | For | For | |||
11 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | For | For | |||
12 | Elect Sam H. Laidlaw | Mgmt | For | For | For | |||
13 | Elect Michael G. L'Estrange | Mgmt | For | For | For | |||
14 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seven & I Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/23/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Goto | Mgmt | For | For | For | |||
5 | Elect Junro Ito | Mgmt | For | For | For | |||
6 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Shigeki Kimura | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
10 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
11 | Elect Kunio Ito | Mgmt | For | For | For | |||
12 | Elect Toshiro Yonemura | Mgmt | For | For | For | |||
13 | Elect Tetsuro Higashi | Mgmt | For | For | For | |||
14 | Elect Kazuko Rudy Kazuko Kiriyama | Mgmt | For | For | For | |||
15 | Elect Kaori Matsuhashi Kaori Hosoya as Statutory Auditor | Mgmt | For | For | For | |||
16 | Trust Type Equity Plans | Mgmt | For | For | For | |||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Shiseido Company, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Yoichi Shimatani | Mgmt | For | For | For | |||
5 | Elect Jun Aoki | Mgmt | For | For | For | |||
6 | Elect Yoko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Oishi | Mgmt | For | For | For | |||
9 | Elect Akiko Uno | Mgmt | For | For | For | |||
10 | Elect Yasuko Goto | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | For | For | |||
SIG Combibloc Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIGN | CINS H76406117 | 04/11/2019 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
5 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||
7 | Board Compensation | Mgmt | For | TNA | N/A | |||
8 | Executive Compensation | Mgmt | For | TNA | N/A | |||
9 | Elect Werner J. Bauer | Mgmt | For | TNA | N/A | |||
10 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
11 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
12 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
13 | Elect Matthias Wahren | Mgmt | For | TNA | N/A | |||
14 | Elect Nigel S. Wright | Mgmt | For | TNA | N/A | |||
15 | Elect Andreas Umbach | Mgmt | For | TNA | N/A | |||
16 | Appoint Andreas Umbach as Board Chair | Mgmt | For | TNA | N/A | |||
17 | Elect Wah-Hui Chu | Mgmt | For | TNA | N/A | |||
18 | Elect Colleen A. Goggins | Mgmt | For | TNA | N/A | |||
19 | Elect Mariel Hoch | Mgmt | For | TNA | N/A | |||
20 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
7 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/19/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
5 | Elect Marcelo Claure | Mgmt | For | For | For | |||
6 | Elect Katsunori Sago | Mgmt | For | For | For | |||
7 | Elect Rajeev Misra | Mgmt | For | For | For | |||
8 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
9 | Elect Simon Segars | Mgmt | For | For | For | |||
10 | Elect Yun MA | Mgmt | For | For | For | |||
11 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
12 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
13 | Elect Masami Iijima | Mgmt | For | For | For | |||
14 | Elect Yutaka Matsuo | Mgmt | For | For | For | |||
15 | Elect Atsushi Toyama as Statutory Auditor | Mgmt | For | For | For | |||
Sony Corporation. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6758 | CINS J76379106 | 06/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kenichiro Yoshida | Mgmt | For | For | For | |||
3 | Elect Hiroki Totoki | Mgmt | For | For | For | |||
4 | Elect Shuzo Sumi | Mgmt | For | For | For | |||
5 | Elect Tim Schaaff | Mgmt | For | For | For | |||
6 | Elect Kazuo Matsunaga | Mgmt | For | For | For | |||
7 | Elect Koichi Miyata | Mgmt | For | For | For | |||
8 | Elect John V. Roos | Mgmt | For | For | For | |||
9 | Elect Eriko Sakurai | Mgmt | For | For | For | |||
10 | Elect Kunihito Minakawa | Mgmt | For | For | For | |||
11 | Elect Toshiko Oka | Mgmt | For | For | For | |||
12 | Elect Sakie Akiyama | Mgmt | For | For | For | |||
13 | Elect Wendy Becker | Mgmt | For | For | For | |||
14 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
15 | Equity Compensation Plan | Mgmt | For | For | For | |||
Stichting Administratiekantoor Unilever N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N8981F271 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Dissolution of the Company | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/27/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
4 | Elect Jun Ota | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Haruyuki Nagata | Mgmt | For | Against | Against | |||
7 | Elect Toru Nakashima | Mgmt | For | Against | Against | |||
8 | Elect Atsuhiko Inoue | Mgmt | For | Against | Against | |||
9 | Elect Toru Mikami | Mgmt | For | Against | Against | |||
10 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
11 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
12 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
13 | Elect Shozo Yamazaki | Mgmt | For | Against | Against | |||
14 | Elect Masaharu Kono | Mgmt | For | Against | Against | |||
15 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
16 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
17 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/26/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
4 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
5 | Elect Yuki Furuta | Mgmt | For | For | For | |||
6 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
7 | Elect Junji Ota | Mgmt | For | For | For | |||
8 | Elect Nobuyuki Kobayashi | Mgmt | For | For | For | |||
9 | Elect Takashi Yamauchi | Mgmt | For | For | For | |||
10 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
11 | Elect Paul J. Brough | Mgmt | For | For | For | |||
12 | Elect Ayako Hirota Weissman | Mgmt | For | For | For | |||
13 | Elect Jerome Thomas Black | Mgmt | For | For | For | |||
14 | Elect George Raymond Zage III | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 05/29/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Related Party Transactions (UWA) | Mgmt | For | For | For | |||
10 | Elect Maria van der Hoeven | Mgmt | For | For | For | |||
11 | Elect Jean Lemierre | Mgmt | For | For | For | |||
12 | Elect Lise Croteau | Mgmt | For | For | For | |||
13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | |||
14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | For | Against | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/13/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Koji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuro Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudo | Mgmt | For | For | For | |||
11 | Elect Haruhiko Kato | Mgmt | For | Against | Against | |||
12 | Elect Katsuyuki Ogura | Mgmt | For | Against | Against | |||
13 | Elect Yoko Wake | Mgmt | For | For | For | |||
14 | Elect Hiroshi Ozu | Mgmt | For | For | For | |||
15 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/01/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | For | For | |||
11 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Alan Jope to the Board of Directors | Mgmt | For | For | For | |||
19 | Elect Susan Kilsby to the Board of Directors | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/18/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
10 | Elect Maryse Aulagnon | Mgmt | For | For | For | |||
11 | Elect Clara Gaymard | Mgmt | For | For | For | |||
12 | Elect Louis Schweitzer | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Remuneration of Antoine Frerot, Chair and CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
19 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
20 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Robert Castaigne | Mgmt | For | For | For | |||
8 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
9 | Elect Pascale Sourisse | Mgmt | For | For | For | |||
10 | Elect Caroline Gregoire Sainte Marie | Mgmt | For | Against | Against | |||
11 | Elect Dominique Muller Joly-Pottuz | Mgmt | For | For | For | |||
12 | Elect Francoise Roze | Mgmt | For | Against | Against | |||
13 | Elect Jarmila Matouskova | Mgmt | For | Against | Against | |||
14 | Elect Jean-Charles Garaffa | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (PwC) | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
19 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
20 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
21 | Cancellation of Shares/Authorities to Issue Shares | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Case of Exchange Offers | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Private Placement | Mgmt | For | For | For | |||
26 | Authorise Overallotment/Greenshoe | Mgmt | For | For | For | |||
27 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Stock Purchase Plan for Ovearseas Employees | Mgmt | For | For | For | |||
30 | Amendments to Articles Regarding Shareholding Disclosure Thresholds | Mgmt | For | For | For | |||
31 | Amendments to Articles Regarding Statutory Auditors | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 09/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
Virgin Money Holdings (UK) Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VM | CINS G93656109 | 09/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Brand Licence Agreement (Takeover Code) | Mgmt | For | For | For | |||
2 | Approve Brand Licence Agreement (Listing Rules) | Mgmt | For | For | For | |||
3 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
Want Want China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0151 | CINS G9431R103 | 07/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect TSAI Eng Meng | Mgmt | For | For | For | |||
7 | Elect LIAO Ching Tsun | Mgmt | For | For | For | |||
8 | Elect Haruo Maki | Mgmt | For | For | For | |||
9 | Elect David TOH Ka Hock | Mgmt | For | For | For | |||
10 | Elect HSIEH Tien-Jen | Mgmt | For | For | For | |||
11 | Elect Don LEE Kwok Ming | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wizz Air Holdings Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WIZZ | CINS G96871101 | 07/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Elect William A. Franke | Mgmt | For | For | For | |||
5 | Elect Jozsef Varadi | Mgmt | For | For | For | |||
6 | Elect Thierry de Preux | Mgmt | For | For | For | |||
7 | Elect Thierry de Preux (Independent Shareholders Only) | Mgmt | For | For | For | |||
8 | Elect Guido Demuynck | Mgmt | For | For | For | |||
9 | Elect Guido Demuynck (Independent Shareholders Only) | Mgmt | For | For | For | |||
10 | Elect Simon Duffy | Mgmt | For | For | For | |||
11 | Elect Simon Duffy (Independent Shareholders Only) | Mgmt | For | For | For | |||
12 | Elect Susan Hooper | Mgmt | For | For | For | |||
13 | Elect Susan Hooper (Independent Shareholders Only) | Mgmt | For | For | For | |||
14 | Elect Stephen Johnson | Mgmt | For | For | For | |||
15 | Elect John McMahon | Mgmt | For | For | For | |||
16 | Elect John McMahon (Independent Shareholders Only) | Mgmt | For | For | For | |||
17 | Elect John R. Wilson | Mgmt | For | For | For | |||
18 | Elect Barry Eccleston | Mgmt | For | For | For | |||
19 | Elect Barry Eccleston (Independent Shareholders Only) | Mgmt | For | For | For | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
Yum China Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUMC | CUSIP 98850P109 | 05/10/2019 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Hu | Mgmt | For | For | For | |||
2 | Elect Joey Wat | Mgmt | For | For | For | |||
3 | Elect Micky Pant | Mgmt | For | For | For | |||
4 | Elect Peter A. Bassi | Mgmt | For | For | For | |||
5 | Elect Christian L. Campbell | Mgmt | For | For | For | |||
6 | Elect Ed Yiu-Cheong Chan | Mgmt | For | For | For | |||
7 | Elect Edouard Ettedgui | Mgmt | For | For | For | |||
8 | Elect Cyril Han | Mgmt | For | For | For | |||
9 | Elect Louis T. Hsieh | Mgmt | For | For | For | |||
10 | Elect Ruby Lu | Mgmt | For | For | For | |||
11 | Elect Zili Shao | Mgmt | For | For | For | |||
12 | Elect William Wang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised. | ||
Registrant: | Putnam International Equity Fund | |
By: | /s/Jonathan S. Horowitz | |
Name: | Jonathan S. Horowitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 12, 2019 | |