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SECURITIES AND EXCHANGE COMMISSION
FORM 10-Q/A
Quarterly Report Pursuant To Section 13 or 15(d)
of the Securities Exchange Act of 1934
For the Quarterly Period Ended March 31, 2004
Commission File Number 0-18927
TANDY BRANDS ACCESSORIES, INC.
Delaware (State or other jurisdiction of incorporation or organization) | 75-2349915 (I.R.S. Employer Identification No.) |
690 East Lamar Boulevard, Suite 200, Arlington, TX 76011
(817) 548-0090
Former name, former address and former fiscal year, if changed since last report:
Not Applicable
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes ü No
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).
Yes No ü
Indicate the number of shares outstanding of each of the issuer’s classes of common stock as of the latest practicable date.
Class | Number of shares outstanding at April 27, 2004 | |
Common stock, $1.00 par value | 6,280,746 |
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TANDY BRANDS ACCESSORIES, INC. AND SUBSIDIARIES
EXPLANATORY NOTE
We are filing this Amendment No. 1 to our quarterly report on Form 10-Q for the quarter ended March 31, 2004 (this “Amendment No. 1”), originally filed with the SEC on May 12, 2004 (the “Original Filing”), for the purpose of adding Item 2 of Part II of Form 10-Q to the report. Accordingly, pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, this Form 10-Q/A contains the complete text of Item 2 of Part II, as amended.
Except as expressly stated herein, this Amendment No. 1 does not update any of the disclosures contained in the Original Filing to reflect any events that occurred after the date of the Original Filing. In addition, this Amendment No. 1 does not amend or restate our previously reported financial statements.
PART II — OTHER INFORMATION
ITEM 2. Unregistered Sales of Equity Securities and Use of Proceeds
The following table provides information regarding repurchases of shares of common stock made by us during the quarter ended March 31, 2004. All of such shares were purchased in the open market and held in a rabbi trust established under our Benefit Restoration Plan.
(C) | (D) | |||||||||||||||
Total Number of | Maximum Number of | |||||||||||||||
Shares Purchased as | Shares that May Yet | |||||||||||||||
(A) | (B) | Part of Publicly | be Purchased Under | |||||||||||||
Total Number of | Average Price Paid | Announced Plans | the Plans | |||||||||||||
Period | Shares Purchased | Per Share | or Programs | or Programs | ||||||||||||
January 1 to January 31, 2004 | 4,857 | $ | 9.87 | N/A | N/A | |||||||||||
February 1 to February 29, 2004 | 819 | $ | 10.13 | N/A | N/A | |||||||||||
March 1 to March 31, 2004 | 809 | $ | 10.25 | N/A | N/A | |||||||||||
Total | 6,485 | $ | 9.95 | N/A | N/A |
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TANDY BRANDS ACCESSORIES, INC. AND SUBSIDIARIES
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
TANDY BRANDS ACCESSORIES, INC. (Registrant) | ||||
/s/ J.S.B. Jenkins | ||||
J.S.B. Jenkins | ||||
President and Chief Executive Officer | ||||
/s/ Mark J. Flaherty | ||||
Mark J. Flaherty | ||||
Date: September 23, 2004 | Chief Financial Officer | |||
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TANDY BRANDS ACCESSORIES, INC. AND SUBSIDIARIES
EXHIBIT INDEX
Incorporated by Reference | ||||||||||
(if applicable) | ||||||||||
Exhibit Number and Description | Form | Date | File No. | Exhibit | ||||||
(31) | Rule 13a-14(a)/15d-14(a) Certifications | |||||||||
31.1 Certification pursuant to Rule 13a- 14(a)/15d-14(a) (Chief Executive Officer)** | N/A | N/A | N/A | N/A | ||||||
31.2 Certification pursuant to Rule 13a- 14(a)/15d-14(a) (Chief Financial Officer)** | N/A | N/A | N/A | N/A | ||||||
(32) | Section 1350 Certifications | |||||||||
32.1 Section 1350 Certifications (Chief Executive Officer and Chief Financial Officer)** | N/A | N/A | N/A | N/A |
* | Management contract or compensatory plan | |
** | Filed herewith |
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