Registrant Name: American Century World Mutual Funds, Inc.
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ALIOR BANK S.A.
Meeting Date: MAY 15, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: ALR
Security ID: X0081M123 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5.1 | Receive Financial Statements | Management | None | None |
| 5.2 | Receive Management Board Report on Company's Operations | Management | None | None |
| 6 | Approve Supervisory Board Report | Management | For | For |
| 7.1 | Approve Financial Statements | Management | For | For |
| 7.2 | Approve Management Board Report on Company's Operations | Management | For | For |
| 8.1 | Receive Consolidated Financial Statements | Management | None | None |
| 8.2 | Receive Management Board Report on Group's Operations | Management | None | None |
| 9.1 | Approve Consolidated Financial Statements | Management | For | For |
| 9.2 | Approve Management Board Report on Group's Operations | Management | For | For |
| 10.1 | Approve Allocation of Income | Management | For | For |
| 10.2 | Approve Treatment of Net Loss for Previous Years | Management | For | For |
| 11.1 | Approve Discharge of Wojciech Sobieraj (CEO) | Management | For | For |
| 11.2 | Approve Discharge of Krzysztof Czuba (Deputy CEO) | Management | For | For |
| 11.3 | Approve Discharge of Niels Lundorff (Deputy CEO) | Management | For | For |
| 11.4 | Approve Discharge of Artur Maliszewski (Deputy CEO) | Management | For | For |
| 11.5 | Approve Discharge of Witold Skrok (Deputy CEO) | Management | For | For |
| 11.6 | Approve Discharge of Katarzyna Sulkowska (Deputy CEO) | Management | For | For |
| 11.7 | Approve Discharge of Michal Hucal (Deputy CEO) | Management | For | For |
| 11.8 | Approve Discharge of Cezar Smorszczewski (Former Deputy CEO) | Management | For | For |
| 12.1 | Approve Discharge of Helena Zaleski (Supervisory Board Chairman) | Management | For | For |
| 12.2 | Approve Discharge of Malgorzata Iwanicz-Drozdowska (Supervisory Board Member) | Management | For | For |
| 12.3 | Approve Discharge of Marek Michalski (Supervisory Board Member) | Management | For | For |
| 12.4 | Approve Discharge of Krzysztof Obloj (Supervisory Board Member) | Management | For | For |
| 12.5 | Approve Discharge of Lucyna Stanczak-Wuczynska (Supervisory Board Member) | Management | For | For |
| 12.6 | Approve Discharge of Jozef Wancer (Supervisory Board Deputy Chairman) | Management | For | For |
| 13 | Close Meeting | Management | None | None |
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GREAT WALL MOTOR CO., LTD.
Meeting Date: MAY 09, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL |
Ticker: 02333
Security ID: Y2882P106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Audited Financial Report | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Approve Profit Distribution Proposal | Management | For | For |
| 4 | Approve Annual Report and Its Summary Report | Management | For | For |
| 5 | Approve Report of Independent Directors | Management | For | For |
| 6 | Approve Report of Supervisory Committee | Management | For | For |
| 7 | Approve Strategies of the Company | Management | For | For |
| 8 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Elect Wei Jian Jun as Director and Authorize the Board to Fix His Remuneration | Management | For | Against |
| 10 | Elect Liu Ping Fu as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 11 | Elect Wang Feng Ying as Director and Authorize the Board to Fix Her Remuneration | Management | For | For |
| 12 | Elect Hu Ke Gang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 13 | Elect Yang Zhi Juan as Director and Authorize the Board to Fix Her Remuneration | Management | For | For |
| 14 | Elect He Ping as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 15 | Elect Niu Jun as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 16 | Elect Wong Chi Hung, Stanley as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 17 | Elect Lu Chuang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 18 | Elect Liang Shang Shang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 19 | Elect Ma Li Hui as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 20 | Elect Luo Jin Li as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | Management | For | For |
| 21 | Elect Zong Yi Xiang as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
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GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Meeting Date: APR 25, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: GFNORTEO
Security ID: P49501201 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Guillermo Ortiz Martinez as Board Chairman | Management | For | For |
| 3.a2 | Elect Graciela Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a5 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a6 | Elect Herminio Blanco Mendoza as Director | Management | For | For |
| 3.a7 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 3.a8 | Elect Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a9 | Elect Armando Garza Sada as Director | Management | For | For |
| 3.a10 | Elect Hector Reyes Retana y Dahl as Director | Management | For | For |
| 3.a11 | Elect Juan Carlos Braniff Hierro as Director | Management | For | For |
| 3.a12 | Elect Miguel Aleman Magnani as Director | Management | For | For |
| 3.a13 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a14 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 3.a15 | Elect Alejandro Valenzuela del Rio as Director | Management | For | For |
| 3.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Management | For | For |
| 3.a17 | Elect Alejandro Hank Gonzalez as Alternate Director | Management | For | For |
| 3.a18 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 3.a19 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 3.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a22 | Elect Eduardo Livas Cantu as Alternate Director | Management | For | For |
| 3.a23 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 3.a24 | Elect Ramon A. Leal Chapa as Alternate Director | Management | For | For |
| 3.a25 | Elect Julio Cesar Mendez Rubio as Alternate Director | Management | For | For |
| 3.a26 | Elect Guillermo Mascarenas Milmo as Alternate Director | Management | For | For |
| 3.a27 | Elect Lorenzo Lazo Margain as Alternate Director | Management | For | For |
| 3.a28 | Elect Alejandro Orvananos Alatorre as Alternate Director | Management | For | For |
| 3.a29 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 3.a30 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Management | For | For |
| 3.b | Approve Directors Liability and Indemnification | Management | For | For |
| 3.c | Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5.a | Elect Hector Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 5.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.e | Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee | Management | For | For |
| 6.a | Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee | Management | For | For |
| 6.b | Elect Alfredo Elias Ayub as Member of Risk Policies Committee | Management | For | For |
| 6.c | Elect Hector Reyes Retana y Dahl as Member of Risk Policies Committee | Management | For | For |
| 6.d | Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee | Management | For | For |
| 6.e | Elect Eduardo Livas Cantu as Member of Risk Policies Committee | Management | For | For |
| 6.f | Elect Manuel Aznar Nicolin as Member of Risk Policies Committee | Management | For | For |
| 6.g | Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee | Management | For | For |
| 6.h | Elect Manuel Romo Villafuerte as Member of Risk Policies Committee | Management | For | For |
| 6.i | Elect Fernando Solis Soberon as Member of Risk Policies Committee | Management | For | For |
| 6.j | Elect Gerardo Zamora Nanez as Member of Risk Policies Committee | Management | For | For |
| 6.k | Elect Jose Marcos Ramirez Miguel as Member of Risk Policies Committee | Management | For | For |
| 6.l | Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee | Management | For | For |
| 7 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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MAGNIT OAO
Meeting Date: MAY 29, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: MGNT
Security ID: 55953Q202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | For |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | For |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | For |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | For |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | For |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | For |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
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MMC NORILSK NICKEL
Meeting Date: JUN 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: GMKN
Security ID: 46626D108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | Against |
| 5.2 | Elect Alexey Bashkirov as Director | Management | None | Against |
| 5.3 | Elect Sergey Bratukhin as Director | Management | None | Against |
| 5.4 | Elect Andrey Bugrov as Director | Management | None | For |
| 5.5 | Elect Marianna Zakharova as Director | Management | None | Against |
| 5.6 | Elect Egor Ivanov as Director | Management | None | Against |
| 5.7 | Elect Stalbek Mishakov as Director | Management | None | Against |
| 5.8 | Elect Ardavan Moshiri as Director | Management | None | Against |
| 5.9 | Elect Garreth Penny as Director | Management | None | For |
| 5.10 | Elect Gerhard Prinsloo as Director | Management | None | For |
| 5.11 | Elect Sergei Skvorcov as Director | Management | None | Against |
| 5.12 | Elect Maxim Sokov as Director | Management | None | Against |
| 5.13 | Elect Vladislav Solovyev as Director | Management | None | Against |
| 5.14 | Elect Robert Edwards as Director | Management | None | For |
| 6.1 | Elect Ekaterina Voziyanova as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgiy Svanidze as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Yanevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 8 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | Against |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| 13 | Amend Charter | Management | For | Against |
| 14 | Amend Regulations on General Meetings | Management | For | For |
| 15a1 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | For |
| 15a2 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers | Management | For | For |
| 15a3 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | For |
| 15a4 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Provision of Petroleum Products | Management | For | For |
| 15a5 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms | Management | For | For |
| 15a6 | Approve Related-Party Transaction with OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services | Management | For | For |
| 15a7 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | For |
| 15a8 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a9 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | For |
| 15a10 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods | Management | For | For |
| 15a11 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Land Plot Lease Agreement | Management | For | For |
| 15a12 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a13 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a14 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a15 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a16 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a17 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a18 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a19 | Approve Related-Party Transaction with OJSC NTEK Re: Sale of Goods | Management | For | For |
| 15a20 | Approve Related-Party Transaction with OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials | Management | For | For |
| 15a21 | Approve Related-Party Transaction with OJSC Yenisey River Shipping Company Re: Transfer of Coal | Management | For | For |
| 15a22 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Placement of Industrial Wastes | Management | For | For |
| 15a23 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Agency Services for Organization of Training Employees | Management | For | For |
| 15a24 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees | Management | For | For |
| 15a25 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection | Management | For | For |
| 15a26 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Work on Projects | Management | For | For |
| 15a27 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Geodetic Survey Works | Management | For | For |
| 15a28 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control | Management | For | For |
| 15a29 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay | Management | For | For |
| 15a30 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Services | Management | For | For |
| 15a31 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units | Management | For | For |
| 15a32 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for Production Units | Management | For | For |
| 15a33 | Approve Related-Party Transaction with Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators | Management | For | For |
| 15a34 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown | Management | For | For |
| 15a35 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Unforeseen Design and Survey Works | Management | For | For |
| 15a36 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations | Management | For | For |
| 15a37 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Cadastral Works | Management | For | For |
| 15a38 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | For |
| 15a39 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | For |
| 15a40 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development | Management | For | For |
| 15a41 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works | Management | For | For |
| 15a42 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Preassembly Equipment Audit Works | Management | For | For |
| 15a43 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Preassembly Equipment Audit Works | Management | For | For |
| 15a44 | Approve Related-Party Transaction Norilsknickelremont LLC Re: Transfer of Goods | Management | For | For |
| 15a45 | Approve Related-Party Transaction with Polar Contraction Company LLC Re: Lease of Movable Property | Management | For | For |
| 15a46 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Lease of Movable Property | Management | For | For |
| 15b1 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds | Management | For | For |
| 15b2 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts | Management | For | For |
| 15b3 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems | Management | For | For |
| 15b4 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging | Management | For | For |
| 15b5 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees | Management | For | For |
| 15b6 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries | Management | For | For |
| 15b7 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening of Letters of Credit | Management | For | For |
| 15b8 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Contracts on Placing Deposits | Management | For | For |
| 15b9 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Guarantee Agreements | Management | For | For |
| 15b10 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts | Management | For | For |
| 15b11 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Promissory Notes | Management | For | For |
| 15b12 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency | Management | For | For |
| 15b13 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments | Management | For | For |
| 15b14 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals | Management | For | For |
| 15b15 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs | Management | For | For |
| 15b16 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Securities | Management | For | For |
| 15c | Approve Related-Party Transactions with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries | Management | For | For |
| |
MR PRICE GROUP LIMITED
Meeting Date: AUG 21, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL |
Ticker: MPC
Security ID: S5256M101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 March 2013 | Management | For | For |
| 2.1 | Re-elect Keith Getz as Director | Management | For | Against |
| 2.2 | Re-elect Bobby Johnston as Director | Management | For | For |
| 2.3 | Re-elect Myles Ruck as Director | Management | For | For |
| 2.4 | Re-elect Moses Tembe as Director | Management | For | For |
| 3.1 | Re-elect Neill Abrams as Alternate Director | Management | For | For |
| 3.2 | Re-elect Tracey Chiappini-Young as Alternate Director | Management | For | For |
| 3.3 | Re-elect Steve Ellis as Alternate Director | Management | For | For |
| 4 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 5.1 | Re-elect Bobby Johnston as Member of the Audit and Compliance Committee | Management | For | For |
| 5.2 | Re-elect Daisy Naidoo as Member of the Audit and Compliance Committee | Management | For | For |
| 5.3 | Re-elect Myles Ruck as Member of the Audit and Compliance Committee | Management | For | For |
| 5.4 | Re-elect John Swain as Member of the Audit and Compliance Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Adopt the Report of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Independent Non-executive Chairman of the Company | Management | For | For |
| 1.2 | Approve Remuneration of Honorary Chairman of the Company | Management | For | For |
| 1.3 | Approve Remuneration of Lead Director of the Company | Management | For | For |
| 1.4 | Approve Remuneration of Other Director of the Company | Management | For | For |
| 1.5 | Approve Remuneration of Chairman of the Audit and Compliance Committee | Management | For | For |
| 1.6 | Approve Remuneration of Member of the Audit and Compliance Committee | Management | For | For |
| 1.7 | Approve Remuneration of Member of the Board Risk Committee | Management | For | For |
| 1.8 | Approve Remuneration of Chairman of the Remuneration and Nominations Committee | Management | For | For |
| 1.9 | Approve Remuneration of Member of the Remuneration and Nominations Committee | Management | For | For |
| 1.10 | Approve Remuneration of Chairman of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 1.11 | Approve Remuneration of Member of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| |
NASPERS LTD
Meeting Date: AUG 30, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL |
Ticker: NPN
Security ID: S53435103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Lourens Jonker as Director | Management | For | For |
| 4.2 | Re-elect Fred Phaswana as Director | Management | For | For |
| 4.3 | Re-elect Ben van der Ross as Director | Management | For | For |
| 4.4 | Re-elect Ton Vosloo as Director | Management | For | Against |
| 4.5 | Re-elect Francine-Ann du Plessis as Director | Management | For | For |
| 5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | Against |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Amend Memorandum of Incorporation | Management | For | For |
| 3 | Approve Financial Assistance to a Director or Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation | Management | For | Against |
| 4 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | Against |
| |
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Meeting Date: JUN 17, 2014
Record Date: JUN 01, 2014
Meeting Type: ANNUAL |
Ticker: PZU
Security ID: X6919T107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Receive Financial Statements | Management | None | None |
| 6 | Receive Management Board Report on Company's Operations in Fiscal 2013 | Management | None | None |
| 7 | Receive Consolidated Financial Statements | Management | None | None |
| 8 | Receive Management Board Report on Group's Operations in Fiscal 2013 | Management | None | None |
| 9 | Receive Supervisory Board Reports on Its Review of Financial Statements and Statutory Reports | Management | None | None |
| 10 | Receive Supervisory Board Report on Board's Operations | Management | None | None |
| 11 | Approve Financial Statements | Management | For | For |
| 12 | Approve Management Board Report on Company's Operations in Fiscal 2013 | Management | For | For |
| 13 | Approve Consolidated Financial Statements | Management | For | For |
| 14 | Approve Management Board Report on Group's Operations in Fiscal 2013 | Management | For | For |
| 15 | Approve Allocation of Income | Management | For | For |
| 16.1 | Approve Discharge of Przemyslaw Dabrowski (Management Board Member) | Management | For | For |
| 16.2 | Approve Discharge of Andrzej Klesyk (Management Board Member) | Management | For | For |
| 16.3 | Approve Discharge of Dariusz Krzewina (Management Board Member) | Management | For | For |
| 16.4 | Approve Discharge of Boguslaw Skuza (Management Board Member) | Management | For | For |
| 16.5 | Approve Discharge of Barbara Smalska (Management Board Member) | Management | For | For |
| 16.6 | Approve Discharge of Tomasz Tarkowski (Management Board Member) | Management | For | For |
| 16.7 | Approve Discharge of Ryszard Trepczynski (Management Board Member) | Management | For | For |
| 17.1 | Approve Discharge of Zbigniew Cwiakalski (Supervisory Board Member) | Management | For | For |
| 17.2 | Approve Discharge of Dariusz Daniluk (Supervisory Board Member) | Management | For | For |
| 17.3 | Approve Discharge of Zbigniew Derdziuk (Supervisory Board Member) | Management | For | For |
| 17.4 | Approve Discharge of Dariusz Filar (Supervisory Board Member) | Management | For | For |
| 17.5 | Approve Discharge of Wlodzimierz Kicinski (Supervisory Board Member) | Management | For | For |
| 17.6 | Approve Discharge of Waldemar Maj (Supervisory Board Member) | Management | For | For |
| 17.7 | Approve Discharge of Alojzy Nowak (Supervisory Board Member) | Management | For | For |
| 17.8 | Approve Discharge of Maciej Piotrowski (Supervisory Board Member) | Management | For | For |
| 17.9 | Approve Discharge of Tomasz Zganiacz (Supervisory Board Member) | Management | For | For |
| 18 | Approve Changes in Composition of Supervisory Board | Shareholder | None | Against |
| 19 | Close Meeting | Management | None | None |
| |
SBERBANK OF RUSSIA
Meeting Date: JUN 06, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL |
Ticker: SBER
Security ID: X76317100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Ratify Auditor | Management | For | For |
| 5.1 | Elect Martin Gilman as Director | Management | None | For |
| 5.2 | Elect Valery Goreglyad as Director | Management | None | Against |
| 5.3 | Elect German Gref as Director | Management | None | Against |
| 5.4 | Elect Yevsey Gurvich as Director | Management | None | Against |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
| 5.8 | Elect Peter Kralich as Director | Management | None | For |
| 5.9 | Elect Alexei Kudrin as Director | Management | None | Against |
| 5.10 | Elect Georgy Luntovsky as Director | Management | None | Against |
| 5.11 | Elect Vladimir Mau as Director | Management | None | For |
| 5.12 | Elect Gennady Melikyan as Director | Management | None | Against |
| 5.13 | Elect Leif Pagrotski as Director | Management | None | For |
| 5.14 | Elect Alessandro Profumo as Director | Management | None | Against |
| 5.15 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
| 5.16 | Elect Dmitriy Tulin as Member as Director | Management | None | For |
| 5.17 | Elect Nadia Wells as Member as Director | Management | None | For |
| 5.18 | Elect Sergey Shvetsov as Director | Management | None | Against |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Tatiyana Domanskaya as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
| 7 | Approve New Edition of Charter | Management | For | For |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 10 | Approve New Edition of Regulations on Audit Commission | Management | For | For |
| 11 | Approve New Edition of Regulations on Management | Management | For | For |
| 12 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| |
TGK-5
Meeting Date: JUN 27, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL |
Ticker: TGKE
Security ID: X8983Y103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3.1 | Elect Kirill Sheremetyev as Director | Management | None | For |
| 3.2 | Elect Evgeniy Ilyin as Director | Management | None | For |
| 3.3 | Elect Sergey Ukkonen as Director | Management | None | For |
| 3.4 | Elect Yuriy Moiseytsev as Director | Management | None | For |
| 3.5 | Elect Karina Dashko as Director | Management | None | For |
| 3.6 | Elect Vitaliy Anikin as Director | Management | None | For |
| 3.7 | Elect Kirill Lykov as Director | Management | None | For |
| 3.8 | Elect Igor Brik as Director | Management | None | For |
| 3.9 | Elect Olga Starkova as Director | Management | None | For |
| 3.10 | Elect Andrey Vachegin as Director | Management | None | For |
| 3.11 | Elect Elena Sanarova as Director | Management | None | For |
| 3.12 | Elect Vladimir Utkin as Director | Management | None | For |
| 3.13 | Elect Mikhail Ustinov as Director | Management | None | For |
| 3.14 | Elect Lasha Tsaguriya as Director | Management | None | For |
| 3.15 | Elect Vyacheslav Baytekov as Director | Management | None | For |
| 3.16 | Elect Aleksandr Perfilov as Director | Management | None | For |
| 3.17 | Elect Evgeniy Klychev as Director | Management | None | For |
| 3.18 | Elect Dmitriy Yashin as Director | Management | None | For |
| 3.19 | Elect Yuriy Berezin as Director | Management | None | For |
| 3.20 | Elect Oleg Mukovozov as Director | Management | None | For |
| 3.21 | Elect Mikhail Eremenko as Director | Management | None | For |
| 3.22 | Elect Elena Silantyeva as Director | Management | None | For |
| 3.23 | Elect Tatyana Katasonova as Director | Management | None | For |
| 3.24 | Elect Konstantin Putyakov as Director | Management | None | For |
| 3.25 | Elect Aleksandr Vilesov as Director | Management | None | For |
| 3.26 | Elect Roman Kanakov as Director | Management | None | For |
| 3.27 | Elect Igor Repin as Director | Management | None | For |
| 3.28 | Elect Igor Polovnev as Director | Management | None | For |
| 3.29 | Elect Sergey Pokrovskiy as Director | Management | None | For |
| 3.30 | Elect Albert Bikmurzin as Director | Management | None | For |
| 4.1 | Elect Marina Balabaeva as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Kirill Tkachenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Dmitriy Babenko as Member of Audit Commission | Management | For | For |
| 4.4 | Elect Valentin Romanenkov as Member of Audit Commission | Management | For | For |
| 4.5 | Elect Tatiyana Zhuravleva as Member of Audit Commission | Management | For | For |
| 4.6 | Elect Ludmila Shabaeva as Member of Audit Commission | Management | For | Against |
| 4.7 | Elect Danil Grechko as Member of Audit Commission | Management | For | Against |
| 4.8 | Elect Olga Shevtsova as Member of Audit Commission | Management | For | Against |
| 4.9 | Elect Maksim Gornostaev as Member of Audit Commission | Management | For | Against |
| 4.10 | Elect Sergey Mazankin as Member of Audit Commission | Management | For | Against |
| 5 | Ratify Ernst & Young as Auditor | Management | For | For |
| 6 | Approve New Edition of Charter | Management | For | For |
| 7 | Approve Reorganization of Company via Merger into OAO Volga Territorial Generation Company (TGC-7) | Management | For | For |
| |
THAICOM PCL
Meeting Date: MAR 27, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL |
Ticker: THCOM
Security ID: Y8617K122 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Matters to be Informed | Management | None | None |
| 2 | Approve Minutes of Previous Meeting | Management | For | For |
| 3 | Acknowledge Directors' Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Dividend of THB 0.45 Per Share | Management | For | For |
| 6 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7.1 | Elect Suphajee Suthumpun as Director | Management | For | For |
| 7.2 | Elect Charintorn Vongspootorn as Director | Management | For | For |
| 7.3 | Elect Samrieng Mekkriengkrai as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries | Management | For | For |
| 10.1 | Approve Allocation of Warrants to Suphajee Suthumpun Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.2 | Approve Allocation of Warrants to Paiboon Panuwattanawong Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.3 | Approve Allocation of Warrants to Nongluck Phinainitisart Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.4 | Approve Allocation of Warrants to Vuthi Asvasermcharoen Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.5 | Approve Allocation of Warrants to Pradeep Unni Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.6 | Approve Allocation of Warrants to Patompob Suwansiri Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.7 | Approve Allocation of Warrants to Pramook Chaiwingwutthikul Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 11 | Increase Registered Capital | Management | For | For |
| 12 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | For |
| 13 | Approve Allocation of Shares for the Exercise of Warrants to be Issued to Directors and Employees of the Company and its Subsidiaries | Management | For | For |
| 14 | Authorize Issuance of Debentures | Management | For | For |
| 15 | Approve Determination of the Business Domination by Foreigner | Management | For | For |
| 16 | Other Business | Management | For | Against |
| |
ASML HOLDING NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL |
Ticker: ASML
Security ID: N07059202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
ASML HOLDING NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL |
Ticker: ASML
Security ID: N07059210 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
CREDIT SUISSE GROUP AG
Meeting Date: MAY 09, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: CSGN
Security ID: H3698D419 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5 | Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs | Management | For | Against |
| 6.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | Against |
| 6.1.b | Reelect Jassim Al Thani as Director | Management | For | For |
| 6.1.c | Reelect Iris Bohnet as Director | Management | For | For |
| 6.1.d | Reelect Noreen Doyle as Director | Management | For | For |
| 6.1.e | Reelect Jean-Daniel Gerber as Director | Management | For | For |
| 6.1.f | Reelect Andreas Koopmann as Director | Management | For | For |
| 6.1.g | Reelect Jean Lanier as Director | Management | For | For |
| 6.1.h | Reelect Kai Nargolwala as Director | Management | For | Against |
| 6.1.i | Reelect Anton van Rossum as Director | Management | For | For |
| 6.1.j | Reelect Richard Thornburgh as Director | Management | For | For |
| 6.1.k | Reelect John Tiner as Director | Management | For | For |
| 6.1.l | Reelect Severin Schwan as Director | Management | For | For |
| 6.1.m | Reelect Sebastian Thrun as Director | Management | For | For |
| 6.2.1 | Appoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Jean Lanier as Member of the Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Kai Nargolwala as Member of the Compensation Committee | Management | For | Against |
| 6.3 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.4 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: LLOY
Security ID: G5533W248 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
MAGNIT OAO
Meeting Date: MAY 29, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: MGNT
Security ID: 55953Q202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | For |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | For |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | For |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | For |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | For |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | For |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
| |
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL |
Ticker: NOVO B
Security ID: K72807132 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Against |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Against |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
PANDORA HOLDING CO
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: PNDORA
Security ID: K7681L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Abstain |
| 7b | Reelect Christian Frigast as Director | Management | For | Abstain |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Abstain |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Abstain |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| |
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL |
Ticker: PNR
Security ID: H6169Q108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | For |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | Against |
| |
RAKUTEN INC.
Meeting Date: MAR 28, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL |
Ticker: 4755
Security ID: J64264104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masatada | Management | For | For |
| 2.5 | Elect Director Shimada, Toru | Management | For | For |
| 2.6 | Elect Director Sugihara, Akio | Management | For | For |
| 2.7 | Elect Director Takeda, Kazunori | Management | For | For |
| 2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 2.10 | Elect Director Charles B. Baxter | Management | For | For |
| 2.11 | Elect Director Kusano, Koichi | Management | For | For |
| 2.12 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.13 | Elect Director Joshua G. James | Management | For | Against |
| 2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 2.15 | Elect Director Murai, Jun | Management | For | For |
| 2.16 | Elect Director Hosaka, Masayuki | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
REXEL
Meeting Date: MAY 22, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: RXL
Security ID: F7782J366 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | Against |
| 6 | Approve Severance Payment Agreement with Catherine Guillouard | Management | For | Against |
| 7 | Approve Amendment to Severance Payment Agreement with Rudy Provoost Re: Performance Criteria | Management | For | Against |
| 8 | Approve Amendment to Severance Payment Agreement with Pascal Martin Re: Performance Criteria | Management | For | Against |
| 9 | Approve Amendment to Severance Payment Agreement with Catherine Guillouard Re: Performance Criteria | Management | For | Against |
| 10 | Advisory Vote on Compensation of Rudy Provoost, Chairman of the Management Board | Management | For | Against |
| 11 | Advisory Vote on Compensation of Catherine Guillouard and Pascal Martin, Members of the Management Board | Management | For | Against |
| 12 | Elect Pier Luigi Sigismondi as Supervisory Board Member | Management | For | For |
| 13 | Ratify Appointment of Monika Ribar as Supervisory Board Member | Management | For | For |
| 14 | Ratify Appointment of Francois Henrot as Supervisory Board Member | Management | For | For |
| 15 | Ratify Appointment of Hendrica Verhagen as Supervisory Board Member | Management | For | For |
| 16 | Reelect Hendrica Verhagen as Supervisory Board Member | Management | For | For |
| 17 | Reelect Patrick Sayer as Supervisory Board Member | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1.31 Million | Management | For | Against |
| 20 | Ratify Change of Registered Office to 13, Boulevard du Fort de Vaux, 75017 Paris ; and Bylaws Accordingly | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | Against |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 280 Million | Management | For | Against |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 280 Million | Management | For | Against |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22-24 | Management | For | Against |
| 26 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 30 | Authorize Capital Increase of Up to EUR 250 Million for Future Exchange Offers | Management | For | Against |
| 31 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 32 | Amend Article 11-2 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 33 | Adopt One-Tiered Board Structure, and Amend Bylaws Accordingly | Management | For | Against |
| 34 | Subject to Approval of Item 33 Above, Transfer to the Board of Directors Authorization to Issue Restricted Shares Granted to the Management Board by the May 22, 2013 AGM (Item 15) | Management | For | Against |
| 35 | Subject to Approval of Item 33, Elect Rudy Provoost as Director | Management | For | For |
| 36 | Subject to Approval of Item 33, Elect Roberto Quarta as Director | Management | For | Against |
| 37 | Subject to Approval of Item 33, Elect Patrick Sayer as Director | Management | For | Against |
| 38 | Subject to Approval of Item 33, Elect Vivianne Akriche as Director | Management | For | Against |
| 39 | Subject to Approval of Item 33, Elect Thomas Farrell as Director | Management | For | For |
| 40 | Subject to Approval of Item 33, Elect Fritz Frohlich as Director | Management | For | For |
| 41 | Subject to Approval of Item 33, Elect Francois Henrot as Director | Management | For | For |
| 42 | Subject to Approval of Item 33, Elect Monika Ribar as Director | Management | For | For |
| 43 | Subject to Approval of Item 33, Elect Pier Luigi Sigismondi as Director | Management | For | For |
| 44 | Subject to Approval of Item 33, Elect Hendrica Verhagen as Director | Management | For | For |
| 45 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
RIO TINTO PLC
Meeting Date: APR 15, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: G75754104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 5 | Approve Potential Termination Benefits | Management | For | For |
| 6 | Elect Anne Lauvergeon as Director | Management | For | For |
| 7 | Elect Simon Thompson as Director | Management | For | For |
| 8 | Re-elect Robert Brown as Director | Management | For | For |
| 9 | Re-elect Jan du Plessis as Director | Management | For | For |
| 10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 11 | Re-elect Ann Godbehere as Director | Management | For | For |
| 12 | Re-elect Richard Goodmanson as Director | Management | For | For |
| 13 | Re-elect Lord Kerr as Director | Management | For | For |
| 14 | Re-elect Chris Lynch as Director | Management | For | For |
| 15 | Re-elect Paul Tellier as Director | Management | For | For |
| 16 | Re-elect John Varley as Director | Management | For | For |
| 17 | Re-elect Sam Walsh as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| |
ROYAL BANK OF SCOTLAND GROUP PLC
Meeting Date: JUN 25, 2014
Record Date: JUN 23, 2014
Meeting Type: ANNUAL |
Ticker: RBS
Security ID: G7S86Z172 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Morten Friis as Director | Management | For | For |
| 2.2 | Authorise Independent Shareholder to Elect Morten Friis as Director | Management | For | For |
| 3.1 | Elect Robert Gillespie as Director | Management | For | For |
| 3.2 | Authorise Independent Shareholder to Elect Robert Gillespie as Director | Management | For | For |
| 4 | Elect Ross McEwan as Director | Management | For | For |
| 5 | Elect Ewen Stevenson as Director | Management | For | For |
| 6.1 | Re-elect Sandy Crombie as Director | Management | For | For |
| 6.2 | Authorise Independent Shareholder to Re-elect Sandy Crombie as Director | Management | For | For |
| 7.1 | Re-elect Alison Davis as Director | Management | For | For |
| 7.2 | Authorise Independent Shareholder to Re-elect Alison Davis as Director | Management | For | For |
| 8 | Re-elect Philip Hampton as Director | Management | For | For |
| 9.1 | Re-elect Penny Hughes as Director | Management | For | For |
| 9.2 | Authorise Independent Shareholder to Re-elect Penny Hughes as Director | Management | For | For |
| 10.1 | Re-elect Brendan Nelson as Director | Management | For | For |
| 10.2 | Authorise Independent Shareholder to Re-elect Brendan Nelson as Director | Management | For | For |
| 11.1 | Re-elect Baroness Noakes as Director | Management | For | For |
| 11.2 | Authorise Independent Shareholder to Re-elect Baroness Noakes as Director | Management | For | For |
| 12.1 | Re-elect Philip Scott as Director | Management | For | For |
| 12.2 | Authorise Independent Shareholder to Re-elect Philip Scott as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | For |
| 21 | Approve Employee Share Plan | Management | For | Against |
| |
SKF AB
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL |
Ticker: SKF B
Security ID: W84237143 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Amend Articles Re: Board of Directors | Management | For | For |
| 13 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay | Management | For | For |
| 15 | Reelect Leif Ostling (Chairman), Ulla Litzen, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director | Management | For | Against |
| 16 | Approve Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve Restricted Stock Plan for Key Employees | Management | For | Against |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
CEMBRA MONEY BANK AG
Meeting Date: MAY 13, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: CMBN
Security ID: H3119A101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 2.85 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Felix A. Weber as Director | Management | For | For |
| 4.1.2 | Reelect Christopher M. Chambers as Director | Management | For | For |
| 4.1.3 | Reelect Denis Hall as Director | Management | For | Against |
| 4.1.4 | Reelect Richard Laxer as Director | Management | For | Against |
| 4.1.5 | Reelect Peter Athanas as Director | Management | For | For |
| 4.2 | Elect Urs Daniel Baumann as Director | Management | For | For |
| 4.3 | Elect Felix A. Weber as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Christopher M. Chambers as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Richard Laxer as Member of the Nomination and Compensation Committee | Management | For | Against |
| 4.4.3 | Appoint Felix A. Weber as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Designate Andreas G. Keller as Independent Proxy | Management | For | For |
| 4.6 | Ratify KPMG AG as Auditors | Management | For | For |
| 5.1 | Amend Articles Re: General Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 5.2 | Amend Articles Re: Remuneration of Board of Directors and Executive Management (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 5.3 | Amend Articles Re: Further Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | For |
| 5.4 | Amend Articles Re: Final Resolution on All Article Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 900,000 | Management | For | For |
| 6.2.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 3 Million | Management | For | For |
| 6.2.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 2.1 Million | Management | For | Against |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
CLARIANT AG
Meeting Date: MAR 24, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: CLN
Security ID: H14843165 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.36 per Share from Capital Contribution Reserve | Management | For | For |
| 4.1.1 | Reelect Guenter von Au as Director | Management | For | Against |
| 4.1.2 | Reelect Peter Chen as Director | Management | For | For |
| 4.1.3 | Reelect Peter Isler as Director | Management | For | For |
| 4.1.4 | Reelect Dominik Koechlin as Director | Management | For | For |
| 4.1.5 | Reelect Hariolf Kottmann as Director | Management | For | For |
| 4.1.6 | Reelect Carlo Soave as Director | Management | For | For |
| 4.1.7 | Reelect Dolf Stockhausen as Director | Management | For | For |
| 4.1.8 | Reelect Rudolf Wehrli as Director | Management | For | For |
| 4.1.9 | Reelect Konstantin Winterstein as Director | Management | For | For |
| 4.2 | Elect Rudolf Wehrli as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Dominik Koechlin as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Carlo Soave as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Rudolf Wehrli as Member of the Compensation Committee | Management | For | For |
| 4.4 | Designate Balthasar Settelen as Independent Proxy | Management | For | For |
| 4.5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.1 | Amend Articles Re: Requirements of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.2 | Amend Articles: Compensation | Management | For | For |
| 5.3 | Amend Articles Re: Further Amendments Connected with Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 3.2 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Management for Fiscal 2015 in the Amount of CHF 14.5 Million | Management | For | For |
| |
GENEL ENERGY PLC
Meeting Date: APR 22, 2014
Record Date: APR 20, 2014
Meeting Type: ANNUAL |
Ticker: GENL
Security ID: G3791G104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Reelect Rodney Chase as Director | Management | For | For |
| 5 | Reelect Tony Hayward as Director | Management | For | For |
| 6 | Reelect Julian Metherell as Director | Management | For | For |
| 7 | Reelect Graham Hearne as Director | Management | For | For |
| 8 | Reelect Jim Leng as Director | Management | For | For |
| 9 | Reelect Mehmet Ogutcu as Director | Management | For | For |
| 10 | Reelect Mark Parris as Director | Management | For | For |
| 11 | Reelect George Rose as Director | Management | For | For |
| 12 | Reelect Nathaniel Rothschild as Director | Management | For | For |
| 13 | Reelect Chakib Sbiti as Director | Management | For | For |
| 14 | Reelect Gulsun Nazli Karamehmet Williams as Director | Management | For | For |
| 15 | Reelect Murat Yazici as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Political Donations | Management | For | For |
| 19 | Approve Restricted Share Plan | Management | For | Against |
| 20 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Against |
| 21 | Approve Share Repurchase Program | Management | For | For |
| 22 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles 80 and 81 | Management | For | For |
| 24 | Adopt New Articles 78(1), 82(2), 88(2) and 89 | Management | For | For |
| |
HENDERSON GROUP PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: HGG
Security ID: G4474Y198 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sarah Arkle as Director | Management | For | For |
| 6 | Re-elect Kevin Dolan as Director | Management | For | For |
| 7 | Re-elect Andrew Formica as Director | Management | For | For |
| 8 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 9 | Re-elect Tim How as Director | Management | For | For |
| 10 | Re-elect Robert Jeens as Director | Management | For | For |
| 11 | Elect Angela Seymour-Jackson as Director | Management | For | For |
| 12 | Elect Roger Thompson as Director | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Deferred Equity Plan | Management | For | For |
| 16 | Approve Restricted Share Plan | Management | For | For |
| 17 | Approve Long Term Incentive Plan | Management | For | For |
| 18 | Approve Company Share Option Plan | Management | For | For |
| 19 | Approve Executive Shared Ownership Plan | Management | For | For |
| 20 | Approve Buy As You Earn Plan | Management | For | For |
| 21 | Approve International Buy As You Earn Plan | Management | For | For |
| 22 | Approve Sharesave Scheme | Management | For | For |
| 23 | Approve Sharesave Plan USA | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise the Company to Enter Into a Contingent Purchase Contract | Management | For | For |
| 28 | Amend Articles of Association | Management | For | For |
| |
JAPAN AIRPORT TERMINAL CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 9706
Security ID: J2620N105 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| 2.1 | Elect Director Takashiro, Isao | Management | For | For |
| 2.2 | Elect Director Yokota, Nobuaki | Management | For | For |
| 2.3 | Elect Director Naba, Shiro | Management | For | For |
| 2.4 | Elect Director Ochi, Hisao | Management | For | For |
| 2.5 | Elect Director Asano, Fumio | Management | For | For |
| 2.6 | Elect Director Miyauchi, Hiroshi | Management | For | For |
| 2.7 | Elect Director Yonemoto, Yasuhide | Management | For | For |
| 2.8 | Elect Director Kawai, Makoto | Management | For | For |
| 2.9 | Elect Director Takagi, Jotaro | Management | For | For |
| 2.10 | Elect Director Kotani, Masaru | Management | For | Against |
| 2.11 | Elect Director Hora, Hayao | Management | For | For |
| 2.12 | Elect Director Onishi, Masaru | Management | For | For |
| 2.13 | Elect Director Akahori, Masatoshi | Management | For | For |
| 2.14 | Elect Director Suzuki, hisayasu | Management | For | For |
| 2.15 | Elect Director Shinohara, Toshio | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
JYSKE BANK A/S
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: JYSK
Security ID: K55633117 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Report; Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Recieve Report Regarding Merger With BRFkredit | Management | None | None |
| 5.1 | Approve Adjustment to Remuneration of Shareholders' Representatives | Management | For | For |
| 5.2 | Amend Corporate Purpose | Management | For | For |
| 5.3 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5.4 | Approve Creation of DKK 200 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 5.5 | Approve Creation of DKK 50 Million Pool of Conditional Capital for Offers to Employees | Management | For | Against |
| 5.6 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and (4), and Articles 5(1) and (2) | Management | For | For |
| 5.7 | Approve Issuance of Shares in Connection with Acquisition of BRFholding A/S | Management | For | For |
| 5.8 | Amend Articles Re: Authorize Supervisory Board to Set Terms and Conditions for Subscription of New Shares | Management | For | For |
| 5.9 | Approve Issuance of Convertible Bonds with Preemptive Rights | Management | For | For |
| 5.10 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | For |
| 5.11 | Amend Articles Re: Set Limit for Authorisations Given in Articles 5(1) and (2) | Management | For | For |
| 5.12 | Amend Articles Re: Set Limits to Share Capital Increase in Connection with Articles 4(2),(3), (4), and Article 5(1) and (2) | Management | For | For |
| 5.13 | Amend Articles Re: Remove Articles 5(3)-(6) | Management | For | For |
| 5.14 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.15 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.16 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.17 | Amend Articles Re: Change Age Limit for Committee of Representatives | Management | For | For |
| 5.18 | Amend Articles Re: Change Article Regarding Election for the Committee of Representatives for Directors of Other Banks | Management | For | For |
| 5.19 | Amend Articles Re: Number of Directors to be Elected by the Committee of Representatives | Management | For | For |
| 5.20 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives | Management | For | Against |
| 5.21 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives | Management | For | Against |
| 5.22 | Amend Articles Re: Add Qualification Limit | Management | For | For |
| 5.23 | Amend Articles Re: Determine Number of Members of Supervisory Board | Management | For | For |
| 5.24 | Amend Articles Re: Composition of Supervisory Board | Management | For | For |
| 5.25 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.26 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.27 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.28 | Amend Articles Re: Add Qualification Limit | Management | For | For |
| 5.29 | Amend Articles Re: Editorial Changes | Management | For | For |
| 5.30 | Rename Articles According to Changes | Management | None | None |
| 5.31 | Rename Articles According to Changes | Management | None | None |
| 5.32 | Rename Articles According to Changes | Management | None | None |
| 5.33 | Rename Articles According to Changes | Management | None | None |
| 5.34 | Amend Articles Re: Determine Number of Chairmen and Deputy Chairmen of Supervisory Board | Management | For | Against |
| 5.35 | Amend Articles Re: Change Number of Executive Board Members | Management | For | For |
| 5.36 | Amend Articles Re: Add Secondary Names: FinansNetbanken (Jyske Bank A/S) and Sparekassen Lolland (Jyske Bank A/S) | Management | For | For |
| 5.37 | Require Jyske Bank to Report its Danish Client's Foreign Accounts to Danish Authorities | Shareholder | Against | Against |
| 5.38 | Require Jyske Bank to Dissociate from Tax Evasion | Shareholder | For | For |
| 5.39 | Require Jyske Bank to Refrain from Using Tax Havens | Shareholder | Against | Against |
| 6 | Elect Members of Committee of Representatives for Northern Division | Management | For | Against |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8 | Other Business | Management | None | None |
| |
JYSKE BANK A/S
Meeting Date: APR 10, 2014
Record Date: APR 03, 2014
Meeting Type: SPECIAL |
Ticker: JYSK
Security ID: K55633117 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Amend Corporate Purpose | Management | For | For |
| 1.2 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 1.3 | Approve Creation of DKK 200 Million Pool of Share Capital with Preemptive Rights | Management | For | For |
| 1.4 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and Articles 5(1) and (2) | Management | For | For |
| 1.5 | Approve Issuance of Shares in Connection with Acquisition of BRFholding A/S | Management | For | For |
| 1.6 | Approve Issuance of Convertible Bonds with Preemptive Rights | Management | For | For |
| 1.7 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | For |
| 1.8 | Amend Articles Re: Set Limits to Authorisation Given in Articles 5(1) and (2) | Management | For | For |
| 1.9 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and (4), and Articles 5(1) and (2) | Management | For | For |
| 1.10 | Amend Articles Re: Remove Articles 5(3)-(6) | Management | For | For |
| 1.11 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.12 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.13 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.14 | Amend Articles Re: Change Age Limit for Committee of Representatives | Management | For | For |
| 1.15 | Amend Articles Re: Change Article Regarding Election for the Committee of Representatives for Directors of Other Banks | Management | For | For |
| 1.16 | Amend Articles Re: Qualifications of Board Candidates | Management | For | For |
| 1.17 | Amend Articles Re: Number of Directors to be Elected by the Committee of Representatives | Management | For | For |
| 1.18 | Amend Articles Re: Geographic Representation | Management | For | For |
| 1.19 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.20 | Amend Articles Re: Size of Executive Board | Management | For | For |
| 1.21 | Amend Articles Re: Add Secondary Names: FinansNetbanken (Jyske Bank A/S) and Sparekassen Lolland (Jyske Bank A/S) | Management | For | For |
| 2 | Elect Members of Committee of Representative (Eastern District) | Management | For | Against |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| |
MEDA AB
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL |
Ticker: MEDA A
Security ID: W5612K109 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Allow Questions | Management | None | None |
| 10a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10b | Approve Allocation of Income and Dividends of SEK 2.50 Per Share | Management | For | For |
| 10c | Approve Discharge of Board and President | Management | For | For |
| 11 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
| 12 | Approve Remuneration of Directors in the Amount of SEK 800,000 for Chairman, and SEK 375,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 13 | Reelect Peter Claesson, Peter von Ehrenheim, Marianne Hamilton, Tuve Johannesson, Karen Sorensen, and Lars Westerberg as Directors; Elect Martin Svalstedt and Guido Oelkers as New Directors; Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Against |
| 14 | Elect Martin Svalstedt as Chairman | Management | For | For |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Against |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 19 | Approve Restricted Stock Plan | Management | For | Against |
| 20 | Other Business | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
PANDORA HOLDING CO
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: PNDORA
Security ID: K7681L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Abstain |
| 7b | Reelect Christian Frigast as Director | Management | For | Abstain |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Abstain |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Abstain |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| |
PEUGEOT SA
Meeting Date: APR 25, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: UG
Security ID: F72313111 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with European Investment Bank | Management | For | For |
| 5 | Approve Additional Pension Scheme Agreements with Management Board Members | Management | For | For |
| 6 | Reelect Louis Gallois as Supervisory Board Member | Management | For | Against |
| 7 | Elect Xu Ping as Supervisory Board Member | Management | For | For |
| 8 | Elect Liu Weidong as Supervisory Board Member | Management | For | For |
| 9 | Elect Bruno Bezard as Supervisory Board Member | Management | For | For |
| 10 | Elect SOGEPA as Supervisory Board Member | Management | For | For |
| 11 | Elect FFP as Supervisory Board Member | Management | For | Against |
| 12 | Elect Etablissements Peugeot Freres as Supervisory Board Member | Management | For | Against |
| 13 | Advisory Vote on Compensation of Philippe Varin, Chairman of the Management Board | Management | For | For |
| 14 | Advisory Vote on Compensation of Jean-Baptiste Chasseloup de Chatillon, Gregoire Olivier, Jean-Christophe Quemard, Frederic Saint-Geours and Guillaume Faury, Members of the Management Board | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Subject to Approval of Items 7-12 and 17-20, Authorize Issuance of Free Warrants (BSA) with Preemptive Rights, 1 Warrant for Each Share Held, to All Shareholders up to Aggregate Nominal Amount of EUR 106,454,698 | Management | For | For |
| 17 | Subject to Approval of Items 7-12, 16 and 18-20, Authorize Issuance of Equity up to Aggregate Nominal Amount of EUR 69,866,666 Reserved for Dongfeng Motor (Hong Kong) International Co., Limited | Management | For | For |
| 18 | Subject to Approval of Items 7-12, 16, 17, 19 and 20, Authorize Issuance of Equity up to Aggregate Nominal Amount of EUR 69,866,666 Reserved for SOGEPA | Management | For | For |
| 19 | Subject to Approval of Items 7-12, 16-18 and 20, Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 20 | Decrease Total Limit for Capital Increase to Result from Issuance Request Under Item 6 of April 24, 2013 General Meeting to EUR 27,488,464 | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Amend Article 10.1 of Bylaws Re: Appointment of Employee Representative to Supervisory Board | Management | For | For |
| 23 | Amend Article 9.4 of Bylaws Re: Management Board Decisions Requiring Supervisory Board Approval | Management | For | For |
| 24 | Amend Article 10.5 of Bylaws Re: Supervisory Board Power Regarding Dismissal of Management Board | Management | For | For |
| 25 | Amend Article 10.4 of Bylaws Re: Board Decisions | Management | For | For |
| 26 | Reduce Term from Four Years to Two Years for Registered Shareholders to Obtain Double Voting Rights and Amend Article 11 of Bylaws Accordingly | Management | For | Against |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
REC SILICON ASA
Meeting Date: MAY 12, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: REC
Security ID: R7154S108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 350,000 for the Vice Chairman, and NOK 300,000 for Other Members; Approve Nomination Committee Fees | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7.2 | Approve Statement Regarding Long-Term Incentive Plans | Management | For | Did Not Vote |
| 8.1 | Approve Creation of NOK 230 Million Pool of Capital without Preemptive Rights to Carry out Investments, Acquisitions and Mergers | Management | For | Did Not Vote |
| 8.2 | Approve Creation of NOK 230 Million Pool of Capital without Preemptive Rights to Issue Shares and to Carry out the Consolidation of Shares | Management | For | Did Not Vote |
| 8.3 | Approve Creation of NOK 230 Million Pool of Capital without Preemptive Rights to Provide the Company with Financial Flexibility | Management | For | Did Not Vote |
| 9.1 | Authorize Share Repurchase of up to 10 Percent of Share Capital in Connection with Option Program | Management | For | Did Not Vote |
| 9.2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 10 | Reelect Jens Ulltveit-Moe Directors, Espen Klitzing, Ragnhild Wiborg, Erik Lokke-Owre, and Inger Orstavik as Directors | Management | For | Did Not Vote |
| 11 | Reelect Rune Selmar (Chairman), and Line Aker as Members of Nominating Committee; Elect Karen Ulltveit-Moe as New Member of Nominating Committee | Management | For | Did Not Vote |
| |
REED ELSEVIER NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL |
Ticker: REN
Security ID: N73430113 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Annual Report 2013 | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Approve Discharge of Executive Directors | Management | For | For |
| 5b | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Approve Dividends of EUR 0.506 Per Share | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8 | Elect Nick Luff as CFO in Replacement of Duncan Palmer and Approve Conditional Share Grant | Management | For | For |
| 9a | Reelect Anthony Habgood as Non-Executive Director | Management | For | For |
| 9b | Reelect Wolfhart Hauser as Non-Executive Director | Management | For | For |
| 9c | Reelect Adrian Hennah as Non-Executive Director | Management | For | For |
| 9d | Reelect Lisa Hook as Non-Executive Director | Management | For | For |
| 9e | Reelect Marike van Lier Lels as Non-Executive Director | Management | For | For |
| 9f | Reelect Robert Polet as Non-Executive Director | Management | For | For |
| 9g | Reelect Linda Sanford as Non-Executive Director | Management | For | For |
| 9h | Reelect Ben van der Veer as Non-Executive Director | Management | For | For |
| 10a | Reelect Erik Engstrom as Executive Director | Management | For | For |
| 10b | Reelect Duncan Palmer as Executive Director Until Sept. 25, 2014 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
VESTAS WIND SYSTEM A/S
Meeting Date: MAR 24, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL |
Ticker: VWS
Security ID: K9773J128 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividend | Management | For | For |
| 4a | Reelect Bert Nordberg as Director | Management | For | For |
| 4b | Reelect Carsten Bjerg as Director | Management | For | For |
| 4c | Reelect Eija Pitkanen as Director | Management | For | For |
| 4d | Reelect Henrik Andersen as Director | Management | For | For |
| 4e | Reelect Henry Stenson as Director | Management | For | For |
| 4f | Reelect Jorn Ankaer Thomsen as Director | Management | For | Abstain |
| 4g | Reelect Lars Josefsson as Director | Management | For | For |
| 4h | Elect Lykke Friis as New Director | Management | For | For |
| 5.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 5.2 | Approve Remuneration of Directors for 2014 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 7.1 | Amend Articles of Association | Management | For | For |
| 7.2 | Approve Publication of Annual Report in English | Management | For | For |
| 7.3 | Approve Creation of DKK 22.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7.4 | Authorize Share Repurchase Program | Management | For | For |
| 7.5a | Amend Articles Re: Accounting Details in the Notice Convening AGMs | Shareholder | Against | Against |
| 7.5b | The Company's Financial Reports and Company Announcements Must Be Available in Danish on the Company's Website for At Least Five Years | Shareholder | Against | Against |
| 7.5c | No More than Two or Three Menu Items Must Be Required on the Website to View the Company's Financial Reports | Shareholder | Against | Against |
| 7.5d | Refreshments Provided in Connection with AGMs Must Reasonably Match the Outlook for the Coming Year | Shareholder | Against | Against |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
ZODIAC AEROSPACE
Meeting Date: JAN 08, 2014
Record Date: JAN 02, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ZC
Security ID: F98947108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Didier Domange as Supervisory Board Member | Management | For | Against |
| 7 | Reelect Elisabeth Domange as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Marc Assa as Supervisory Board Member | Management | For | Against |
| 9 | Reelect Robert Marechal as Supervisory Board Member | Management | For | Against |
| 10 | Acknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member | Management | For | For |
| 11 | Elect Patrick Daher as Supervisory Board Member | Management | For | Against |
| 12 | Elect FFP Invest as Supervisory Board Member | Management | For | Against |
| 13 | Advisory Vote on Compensation of Olivier Zarrouati | Management | For | Against |
| 14 | Advisory Vote on Compensation of Maurice Pinault | Management | For | Against |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Approve 5-for-1 Stock Split | Management | For | For |
| 17 | Amend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members | Management | For | For |
| 18 | Amend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board | Management | For | For |
| 19 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 21 | Approve Employee Stock Purchase Plan | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
ABERDEEN ASSET MANAGEMENT PLC
Meeting Date: JAN 16, 2014
Record Date: JAN 14, 2014
Meeting Type: ANNUAL |
Ticker: ADN
Security ID: G00434111 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 4 | Re-elect Julie Chakraverty as Director | Management | For | For |
| 5 | Re-elect Roger Cornick as Director | Management | For | For |
| 6 | Re-elect Anita Frew as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect Andrew Laing as Director | Management | For | For |
| 9 | Re-elect Rod MacRae as Director | Management | For | For |
| 10 | Re-elect Richard Mully as Director | Management | For | For |
| 11 | Re-elect Jim Pettigrew as Director | Management | For | For |
| 12 | Re-elect Bill Rattray as Director | Management | For | For |
| 13 | Re-elect Anne Richards as Director | Management | For | For |
| 14 | Re-elect Simon Troughton as Director | Management | For | For |
| 15 | Re-elect Hugh Young as Director | Management | For | For |
| 16 | Elect Jutta af Rosenborg as Director | Management | For | For |
| 17 | Elect Akira Suzuki as Director | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ABI
Security ID: B6399C107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | For |
| C7h | Elect Alexandre Behring as Director | Management | For | For |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
ASML HOLDING NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL |
Ticker: ASML
Security ID: N07059202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
AXA
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: CS
Security ID: F06106102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
| 8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
| 9 | Reelect Henri de Castries as Director | Management | For | For |
| 10 | Reelect Norbert Dentressangle as Director | Management | For | For |
| 11 | Reelect Denis Duverne as Director | Management | For | For |
| 12 | Reelect Isabelle Kocher as Director | Management | For | For |
| 13 | Reelect Suet Fern Lee as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
| 18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
BG GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: BG.
Security ID: G1245Z108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | Against |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
BHP BILLITON LIMITED
Meeting Date: NOV 21, 2013
Record Date: NOV 19, 2013
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: Q1498M100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as the Auditor of BHP Billiton Plc | Management | For | For |
| 3 | Authorize the Board to Fix Remuneration of the Auditor | Management | For | For |
| 4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Remuneration Report | Management | For | For |
| 8 | Approve the Long Term Incentive Plan | Management | For | Against |
| 9 | Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Elect Andrew Mackenzie as Director | Management | For | For |
| 11 | Elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Elect John Buchanan as Director | Management | For | For |
| 13 | Elect Carlos Cordeiro as Director | Management | For | For |
| 14 | Elect David Crawford as Director | Management | For | For |
| 15 | Elect Pat Davies as Director | Management | For | For |
| 16 | Elect Carolyn Hewson as Director | Management | For | For |
| 17 | Elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Elect Wayne Murdy as Director | Management | For | For |
| 19 | Elect Keith Rumble as Director | Management | For | For |
| 20 | Elect John Schubert as Director | Management | For | For |
| 21 | Elect Shriti Vadera as Director | Management | For | For |
| 22 | Elect Jac Nasser as Director | Management | For | For |
| 23 | Elect Ian Dunlop as Director | Shareholder | Against | Against |
| |
BNP PARIBAS SA
Meeting Date: MAY 14, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: BNP
Security ID: F1058Q238 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
| 10 | Elect Daniela Schwarzer as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
| 12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
COMPAGNIE FINANCIERE RICHEMONT SA
Meeting Date: SEP 12, 2013
Record Date:
Meeting Type: ANNUAL |
Ticker: CFR
Security ID: H25662158 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Frederick Mostert as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
| 4.10 | Reelect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
| 4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
| 4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.14 | Reelect Maria Ramos as Director | Management | For | Did Not Vote |
| 4.15 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.16 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.17 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
| 4.18 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.19 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
| 4.20 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Conversion of A Bearer Shares into Registered Shares | Management | For | Did Not Vote |
| |
CONTINENTAL AG
Meeting Date: APR 25, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL |
Ticker: CON
Security ID: D16212140 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2013 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013 | Management | For | For |
| 3.9 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports | Management | For | For |
| 6.1 | Elect Gunther Dunkel to the Supervisory Board | Management | For | For |
| 6.2 | Elect Peter Gutzmer to the Supervisory Board | Management | For | For |
| 6.3 | Elect Klaus Mangold to the Supervisory Board | Management | For | For |
| 6.4 | Elect Sabine Neuss to the Supervisory Board | Management | For | For |
| 6.5 | Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM | Management | For | For |
| 6.6 | Elect Wolfgang Reizle to the Supervisory Board | Management | For | Against |
| 6.7 | Elect Klaus Rosenfeld to the Supervisory Board | Management | For | Against |
| 6.8 | Elect Georg Schaeffler to the Supervisory Board | Management | For | Against |
| 6.9 | Elect Maria-Elisabeth Schaeffler to the Supervisory Board | Management | For | For |
| 6.10 | Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014 | Management | For | For |
| 6.11 | Elect Siegfried Wolf to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| 8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
ESSILOR INTERNATIONAL
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: EI
Security ID: F31668100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.94 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Philippe Alfroid as Director | Management | For | Against |
| 6 | Reelect Yi He as Director | Management | For | For |
| 7 | Reelect Maurice Marchand-Tonel as Director | Management | For | For |
| 8 | Reelect Aicha Mokdahi as Director | Management | For | Against |
| 9 | Reelect Michel Rose as Director | Management | For | For |
| 10 | Reelect Hubert Sagnieres as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Hubert Sagnieres, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 580,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors or Restricted Number of Investors , up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 17 and/or 20 | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17 to 21 at 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Amend Article 14 of Bylaws Re: Directors' Length of Mandate | Management | For | For |
| 25 | Insert New Article 12.4 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
GIVAUDAN SA
Meeting Date: MAR 20, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: GIVN
Security ID: H3238Q102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 47.00 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Amend Articles Re: Removal of Registration and Voting Rights Restrictions | Management | For | For |
| 5.2 | Amend Articles Re: Convening AGM | Management | For | For |
| 5.3 | Amend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1.1 | Reelect Juerg Witmer as Director | Management | For | Against |
| 6.1.2 | Reelect Andre Hoffmann as Director | Management | For | Against |
| 6.1.3 | Reelect Lilian Biner as Director | Management | For | For |
| 6.1.4 | Reelect Peter Kappeler as Director | Management | For | For |
| 6.1.5 | Reelect Thomas Rufer as Director | Management | For | For |
| 6.1.6 | Reelect Nabil Sakkab as Director | Management | For | For |
| 6.2.1 | Elect Werner Bauer as Director | Management | For | For |
| 6.2.2 | Elect Calvin Greider as Director | Management | For | For |
| 6.3 | Elect Juerg Witmer as Board Chairman | Management | For | For |
| 6.4.1 | Elect Andre Hoffmann as Member of the Remuneration Committee | Management | For | For |
| 6.4.2 | Elect Peter Kappeler as Member of the Remuneration Committee | Management | For | For |
| 6.4.3 | Elect Werner Bauer as Member of the Remuneration Committee | Management | For | For |
| 6.5 | Designate Manuel Isler as Independent Proxy | Management | For | For |
| 6.6 | Ratify Deloitte SA as Auditors | Management | For | For |
| 7.1 | Approve Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.1 | Approve 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) | Management | For | For |
| 7.2.2 | Approve Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding | Management | For | Against |
| |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
Meeting Date: JUN 17, 2014
Record Date: JUN 13, 2014
Meeting Type: ANNUAL |
Ticker: IAG
Security ID: E67674106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | Against |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | Against |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | For |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: LLOY
Security ID: G5533W248 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
MAGNIT OAO
Meeting Date: MAY 29, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: MGNT
Security ID: 55953Q202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | For |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | For |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | For |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | For |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | For |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | For |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
| |
MIZUHO FINANCIAL GROUP INC.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 8411
Security ID: J4599L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | Against |
| 2 | Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors' Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation - Remove Provisions on Class 13 Preferred Shares | Management | For | For |
| 3.1 | Elect Director Sato, Yasuhiro | Management | For | For |
| 3.2 | Elect Director Tsujita, Yasunori | Management | For | For |
| 3.3 | Elect Director Aya, Ryusuke | Management | For | For |
| 3.4 | Elect Director Shimbo, Junichi | Management | For | For |
| 3.5 | Elect Director Fujiwara, Koji | Management | For | For |
| 3.6 | Elect Director Takahashi, Hideyuki | Management | For | For |
| 3.7 | Elect Director Funaki, Nobukatsu | Management | For | For |
| 3.8 | Elect Director Nomiyama, Akihiko | Management | For | For |
| 3.9 | Elect Director Ohashi, Mitsuo | Management | For | For |
| 3.10 | Elect Director Kawamura, Takashi | Management | For | For |
| 3.11 | Elect Director Kainaka, Tatsuo | Management | For | Against |
| 3.12 | Elect Director Anraku, Kanemitsu | Management | For | For |
| 3.13 | Elect Director Ota, Hiroko | Management | For | For |
| 4 | Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So | Shareholder | Against | Against |
| 5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 5 | Shareholder | Against | For |
| 6 | Amend Articles to Put Director Nominees' and Statutory Auditor Nominees' Concurrent Posts at Listed Companies in Proxy Materials | Shareholder | Against | Against |
| 7 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For |
| 8 | Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against |
| 9 | Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect | Shareholder | Against | Against |
| 10 | Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups | Shareholder | Against | Against |
| 11 | Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company's Website | Shareholder | Against | Against |
| 12 | Amend Articles to Prohibit Mizuho Financial Group's Securities Companies from Manipulating Stock Prices on Green-Sheet Markets | Shareholder | Against | Against |
| |
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: NESN
Security ID: H57312649 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | Against |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | Against |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL |
Ticker: NOVO B
Security ID: K72807132 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Against |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Against |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
PANASONIC CORP
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 6752
Security ID: J6354Y104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagae, Shuusaku | Management | For | For |
| 1.2 | Elect Director Matsushita, Masayuki | Management | For | For |
| 1.3 | Elect Director Tsuga, Kazuhiro | Management | For | For |
| 1.4 | Elect Director Yamada, Yoshihiko | Management | For | For |
| 1.5 | Elect Director Takami, Kazunori | Management | For | For |
| 1.6 | Elect Director Kawai, Hideaki | Management | For | For |
| 1.7 | Elect Director Miyabe, Yoshiyuki | Management | For | For |
| 1.8 | Elect Director Yoshioka, Tamio | Management | For | For |
| 1.9 | Elect Director Toyama, Takashi | Management | For | For |
| 1.10 | Elect Director Yoshida, Mamoru | Management | For | For |
| 1.11 | Elect Director Nomura, Tsuyoshi | Management | For | For |
| 1.12 | Elect Director Uno, Ikuo | Management | For | Against |
| 1.13 | Elect Director Oku, Masayuki | Management | For | For |
| 1.14 | Elect Director Ota, Hiroko | Management | For | For |
| 1.15 | Elect Director Ito, Yoshio | Management | For | For |
| 1.16 | Elect Director Ishii, Jun | Management | For | For |
| 1.17 | Elect Director Sato, Mototsugu | Management | For | For |
| 2.1 | Appoint Statutory Auditor Sato, Yoshio | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Kinoshita, Toshio | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
PANDORA HOLDING CO
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: PNDORA
Security ID: K7681L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Abstain |
| 7b | Reelect Christian Frigast as Director | Management | For | Abstain |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Abstain |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Abstain |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| |
PRUDENTIAL PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: PRU
Security ID: G72899100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
| 6 | Elect Jacqueline Hunt as Director | Management | For | For |
| 7 | Elect Anthony Nightingale as Director | Management | For | For |
| 8 | Elect Alice Schroeder as Director | Management | For | For |
| 9 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Alexander Johnston as Director | Management | For | For |
| 12 | Re-elect Paul Manduca as Director | Management | For | For |
| 13 | Re-elect Michael McLintock as Director | Management | For | For |
| 14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 16 | Re-elect Philip Remnant as Director | Management | For | For |
| 17 | Re-elect Barry Stowe as Director | Management | For | For |
| 18 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 19 | Re-elect Lord Turnbull as Director | Management | For | For |
| 20 | Re-elect Michael Wells as Director | Management | For | For |
| 21 | Appoint KPMG LLP as Auditors | Management | For | For |
| 22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 26 | Authorise Issue of Preference Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
PUBLICIS GROUPE SA
Meeting Date: MAY 28, 2014
Record Date: MAY 22, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: PUB
Security ID: F7607Z165 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Transaction with BNP Paribas Re: Loan Agreement | Management | For | For |
| 6 | Approve Transaction with Societe Generale Re: Loan Agreement | Management | For | For |
| 7 | Reelect Claudine Bienaime as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Michel Halperin as Supervisory Board Member | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1.20 Million | Management | For | For |
| 10 | Advisory Vote on Compensation of Maurice Levy, Chairman of the Management Board | Management | For | Against |
| 11 | Advisory Vote on Compensation of Jean-Michel Etienne, Jean-Yves Naouri, and Kevin Roberts, Members of the Management Board | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
RAKUTEN INC.
Meeting Date: MAR 28, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL |
Ticker: 4755
Security ID: J64264104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masatada | Management | For | For |
| 2.5 | Elect Director Shimada, Toru | Management | For | For |
| 2.6 | Elect Director Sugihara, Akio | Management | For | For |
| 2.7 | Elect Director Takeda, Kazunori | Management | For | For |
| 2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 2.10 | Elect Director Charles B. Baxter | Management | For | For |
| 2.11 | Elect Director Kusano, Koichi | Management | For | For |
| 2.12 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.13 | Elect Director Joshua G. James | Management | For | Against |
| 2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 2.15 | Elect Director Murai, Jun | Management | For | For |
| 2.16 | Elect Director Hosaka, Masayuki | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
RIO TINTO PLC
Meeting Date: APR 15, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: G75754104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 5 | Approve Potential Termination Benefits | Management | For | For |
| 6 | Elect Anne Lauvergeon as Director | Management | For | For |
| 7 | Elect Simon Thompson as Director | Management | For | For |
| 8 | Re-elect Robert Brown as Director | Management | For | For |
| 9 | Re-elect Jan du Plessis as Director | Management | For | For |
| 10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 11 | Re-elect Ann Godbehere as Director | Management | For | For |
| 12 | Re-elect Richard Goodmanson as Director | Management | For | For |
| 13 | Re-elect Lord Kerr as Director | Management | For | For |
| 14 | Re-elect Chris Lynch as Director | Management | For | For |
| 15 | Re-elect Paul Tellier as Director | Management | For | For |
| 16 | Re-elect John Varley as Director | Management | For | For |
| 17 | Re-elect Sam Walsh as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| |
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: RR.
Security ID: G76225104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
ROYAL BANK OF SCOTLAND GROUP PLC
Meeting Date: JUN 25, 2014
Record Date: JUN 23, 2014
Meeting Type: ANNUAL |
Ticker: RBS
Security ID: G7S86Z172 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Morten Friis as Director | Management | For | For |
| 2.2 | Authorise Independent Shareholder to Elect Morten Friis as Director | Management | For | For |
| 3.1 | Elect Robert Gillespie as Director | Management | For | For |
| 3.2 | Authorise Independent Shareholder to Elect Robert Gillespie as Director | Management | For | For |
| 4 | Elect Ross McEwan as Director | Management | For | For |
| 5 | Elect Ewen Stevenson as Director | Management | For | For |
| 6.1 | Re-elect Sandy Crombie as Director | Management | For | For |
| 6.2 | Authorise Independent Shareholder to Re-elect Sandy Crombie as Director | Management | For | For |
| 7.1 | Re-elect Alison Davis as Director | Management | For | For |
| 7.2 | Authorise Independent Shareholder to Re-elect Alison Davis as Director | Management | For | For |
| 8 | Re-elect Philip Hampton as Director | Management | For | For |
| 9.1 | Re-elect Penny Hughes as Director | Management | For | For |
| 9.2 | Authorise Independent Shareholder to Re-elect Penny Hughes as Director | Management | For | For |
| 10.1 | Re-elect Brendan Nelson as Director | Management | For | For |
| 10.2 | Authorise Independent Shareholder to Re-elect Brendan Nelson as Director | Management | For | For |
| 11.1 | Re-elect Baroness Noakes as Director | Management | For | For |
| 11.2 | Authorise Independent Shareholder to Re-elect Baroness Noakes as Director | Management | For | For |
| 12.1 | Re-elect Philip Scott as Director | Management | For | For |
| 12.2 | Authorise Independent Shareholder to Re-elect Philip Scott as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | For |
| 21 | Approve Employee Share Plan | Management | For | Against |
| |
SCHNEIDER ELECTRIC SA
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: SU
Security ID: F86921107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
SEVEN & I HOLDINGS CO LTD
Meeting Date: MAY 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL |
Ticker: 3382
Security ID: J7165H108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Suzuki, Toshifumi | Management | For | For |
| 2.2 | Elect Director Murata, Noritoshi | Management | For | For |
| 2.3 | Elect Director Goto, Katsuhiro | Management | For | For |
| 2.4 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
| 2.5 | Elect Director Ito, Junro | Management | For | For |
| 2.6 | Elect Director Takahashi, Kunio | Management | For | For |
| 2.7 | Elect Director Shimizu, Akihiko | Management | For | For |
| 2.8 | Elect Director Isaka, Ryuichi | Management | For | For |
| 2.9 | Elect Director Anzai, Takashi | Management | For | For |
| 2.10 | Elect Director Otaka, Zenko | Management | For | For |
| 2.11 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.12 | Elect Director Tsukio, Yoshio | Management | For | For |
| 2.13 | Elect Director Ito, Kunio | Management | For | For |
| 2.14 | Elect Director Yonemura, Toshiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nomura, Hideo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hayakawa, Tadao | Management | For | For |
| 3.3 | Appoint Statutory Auditor Suzuki, Yoko | Management | For | For |
| 3.4 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Management | For | For |
| 3.5 | Appoint Statutory Auditor Kiriyama, Kazuko | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
SIKA AG
Meeting Date: APR 15, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: SIK
Security ID: H7631K158 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 57 per Bearer Share and CHF 9.50 per Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 5.1.1 | Reelect Paul Haelg as Director and Chairman of the Board | Management | For | Did Not Vote |
| 5.1.2 | Reelect Urs Burkard as Director (Representing Holders of Registered Shares) | Management | For | Did Not Vote |
| 5.1.3 | Reelect Frits van Dijk as Director (Representing Holders of Bearer Shares) | Management | For | Did Not Vote |
| 5.1.4 | Reelect Willi Leimer as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Daniel Sauter as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Ulrich Suter as Director | Management | For | Did Not Vote |
| 5.1.8 | Reelect Christoph Tobler as Director | Management | For | Did Not Vote |
| 5.2 | Elect Juergen Tinggren as Director | Management | For | Did Not Vote |
| 5.3.1 | Appoint Frits van Dijk as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.2 | Appoint Urs Burkard as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.3 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 5.5 | Designate Max Braendli as Independent Proxy | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.2 | Approve Remuneration of Directors in the Amount of CHF 3 Million | Management | For | Did Not Vote |
| 6.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | Did Not Vote |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
SKANDINAVISKA ENSKILDA BANKEN
Meeting Date: MAR 25, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL |
Ticker: SEB A
Security ID: W25381141 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Receive Report on Work of Nomination Committee | Management | None | None |
| 13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | For |
| 15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | For |
| 18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | For |
| 18c | Approve Profit Sharing Program | Management | For | For |
| 19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | For |
| 19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | For |
| 19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | For |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
SKF AB
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL |
Ticker: SKF B
Security ID: W84237143 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Amend Articles Re: Board of Directors | Management | For | For |
| 13 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay | Management | For | For |
| 15 | Reelect Leif Ostling (Chairman), Ulla Litzen, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director | Management | For | Against |
| 16 | Approve Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve Restricted Stock Plan for Key Employees | Management | For | Against |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
STATOIL ASA
Meeting Date: MAY 14, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: ��STL
Security ID: R8413J103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
| 7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
| 8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
| 9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
| 14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
| 14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
| 14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
| 14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
| 16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
| 17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
| |
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date: APR 11, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL |
Ticker: ERIC B
Security ID: W26049119 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Against |
| 9.4 | Approve Remuneration of Auditors | Management | For | For |
| 9.5 | Fix Number of Auditors at One | Management | For | For |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | For |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | For |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Against |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | For |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | For |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Against |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | For |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | For |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Against |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | For |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | For |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Against |
| 17 | Close Meeting | Management | None | None |
| |
TOTAL SA
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: FP
Security ID: F92124100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Patricia Barbizet as Director | Management | For | For |
| 6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
| 8 | Reelect Barbara Kux as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
| 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
| 18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
| 19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
| 20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
| A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
| B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
| C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
| D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
| E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
| |
UBS AG
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: UBSN
Security ID: H89231338 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | Against |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Axel Lehmann as Director | Management | For | For |
| 6.1g | Reelect Helmut Panke as Director | Management | For | For |
| 6.1h | Reelect William Parrett as Director | Management | For | For |
| 6.1i | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1k | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
ZODIAC AEROSPACE
Meeting Date: JAN 08, 2014
Record Date: JAN 02, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ZC
Security ID: F98947108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Didier Domange as Supervisory Board Member | Management | For | Against |
| 7 | Reelect Elisabeth Domange as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Marc Assa as Supervisory Board Member | Management | For | Against |
| 9 | Reelect Robert Marechal as Supervisory Board Member | Management | For | Against |
| 10 | Acknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member | Management | For | For |
| 11 | Elect Patrick Daher as Supervisory Board Member | Management | For | Against |
| 12 | Elect FFP Invest as Supervisory Board Member | Management | For | Against |
| 13 | Advisory Vote on Compensation of Olivier Zarrouati | Management | For | Against |
| 14 | Advisory Vote on Compensation of Maurice Pinault | Management | For | Against |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Approve 5-for-1 Stock Split | Management | For | For |
| 17 | Amend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members | Management | For | For |
| 18 | Amend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board | Management | For | For |
| 19 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 21 | Approve Employee Stock Purchase Plan | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
AVANZA BANK HOLDING AB
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL |
Ticker: AZA
Security ID: W4218X136 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Live Broadcast of Meeting via Company Website | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 8 | Receive President's Report | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10b | Approve Allocation of Income and Dividends of SEK 8.00 Per Share | Management | For | For |
| 10c | Approve Discharge of Board and President | Management | For | For |
| 11 | Determine Number of Members and Deputy Members of Board | Management | For | For |
| 12 | Approve Remuneration of Directors in the Amount of SEK 250,000; Approve Remuneration of Directors for Assignments in Group Companies | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect Sven Hagstromer, Lisa Lindstrom, Mattias Miksche, Andreas Rosenlew, Martin Tiveus, and Jacqueline Winberg as Directors; Elect Birgitta Klasen and Hans Toll as New Directors | Management | For | Against |
| 15 | Elect Sven Hagstromer as Board Chairman | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Warrant Plan | Management | For | Against |
| 18 | Authorize Share Repurchase Program | Management | For | For |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 20 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| |
CEMBRA MONEY BANK AG
Meeting Date: MAY 13, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: CMBN
Security ID: H3119A101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 2.85 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Felix A. Weber as Director | Management | For | For |
| 4.1.2 | Reelect Christopher M. Chambers as Director | Management | For | For |
| 4.1.3 | Reelect Denis Hall as Director | Management | For | Against |
| 4.1.4 | Reelect Richard Laxer as Director | Management | For | Against |
| 4.1.5 | Reelect Peter Athanas as Director | Management | For | For |
| 4.2 | Elect Urs Daniel Baumann as Director | Management | For | For |
| 4.3 | Elect Felix A. Weber as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Christopher M. Chambers as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Richard Laxer as Member of the Nomination and Compensation Committee | Management | For | Against |
| 4.4.3 | Appoint Felix A. Weber as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Designate Andreas G. Keller as Independent Proxy | Management | For | For |
| 4.6 | Ratify KPMG AG as Auditors | Management | For | For |
| 5.1 | Amend Articles Re: General Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 5.2 | Amend Articles Re: Remuneration of Board of Directors and Executive Management (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 5.3 | Amend Articles Re: Further Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | For |
| 5.4 | Amend Articles Re: Final Resolution on All Article Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 900,000 | Management | For | For |
| 6.2.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 3 Million | Management | For | For |
| 6.2.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 2.1 Million | Management | For | Against |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
CRAMO OYJ
Meeting Date: APR 01, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL |
Ticker: CRA1V
Security ID: X1676B118 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; CEO Presentation | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 70,000 for Chairman, EUR 45,000 for Deputy Chairman, and EUR 35,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Seven | Management | For | For |
| 12 | Relect Helene Bistrom, Eino Halonen, Victor Hartwall, and Erkki Stenberg as Directors; Elect Leif Bostrom, Caroline Sundewall, and Raimo Seppanen as New Directors | Management | For | Against |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Fix Number of Auditors at One | Management | For | For |
| 15 | Ratify Ernst & Young as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 18 | Approve Issuance of up to 4.1 Million Shares without Preemptive Rights | Management | For | For |
| 19 | Approve Charitable Donations of up to EUR 20,000 | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| |
CRITEO SA
Meeting Date: JUN 18, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: CRTO
Security ID: 226718104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors and Auditors | Management | For | For |
| 4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,500,000 | Management | For | Against |
| 7 | Reelect Dominique Vidal as Director | Management | For | Against |
| 8 | Approval of the 2013 and 2014 OSA (options to subscribe to new shares) and OAA (options to purchase existing shares) plans and of the 2013 and 2014 free share plans adopted by the Board of Directors | Management | For | Against |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year Reserved for Qualified Investors or Restricted Circle of Investors, up to Aggregate Nominal Amount of EUR 1,422,701.65 | Management | For | Against |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 9 to 12 | Management | For | Against |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 1,422,701.65 under Items 9 to 13 | Management | For | Against |
| 15 | Authorize Capitalization of Reserves of Up to EUR 400,000 for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 9,935,710 Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of 9,935,710 Warrants (BSA) Reserved for Non-Executive Directors, Independent Committee Members, Subsidiaries and Consultants | Management | For | Against |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 16 to 18 at 9,935,710 Shares | Management | For | Against |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| |
HALDEX AB
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL |
Ticker: HLDX
Security ID: W3924P122 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive President's Report | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Discharge of Board and President | Management | For | For |
| 8c | Approve Allocation of Income and Dividends of SEK 2 Per Share | Management | For | For |
| 8d | Approve Record Date for Dividend Payment | Management | For | For |
| 9 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of SEK 525,000 for Chairman and SEK 210,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Goran Carlson (Chairman), Stefan Charette, Magnus Johansson, Steffan Jufors, Arne Karlsson, and Annika Parson as Directors; Elect Cecilia Lof as New Director | Management | For | Against |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 14a | Approve Executive Long Term Incentive Plan 2014 | Management | For | Against |
| 14b1 | Alternative 1: Approve Hedging Arrangements in Respect of LTI 2014- Acquisition and Transfer of Own Shares | Management | For | Against |
| 14b2 | Alternative 2: Approve Hedging Arrangements in Respect of LTI 2013 - Equity Swap Agreement (Alternative 2 will be put to a vote in case the majority required for Alternative 1 is not reached) | Management | For | Against |
| 15a | Authorize Share Repurchase Program | Management | For | For |
| 15b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
HEXPOL AB
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL |
Ticker: HPOL B
Security ID: W4580B100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9.b | Approve Allocation of Income and Dividends of SEK 9 Per Share | Management | For | For |
| 9.c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (7) and Deputy Members of Board (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 575,000 for Chairman and SEK 285,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Melker Schorling (Chairman), Georg Brunstam, Alf Goransson, Jan-Anders Manson, Malin Persson, and Ulrik Svensson as Directors; Elect Marta Schorling as New Director | Management | For | Against |
| 13 | Ratify Ernst & Young as Auditors | Management | For | For |
| 14 | Reelect Mikael Ekdahl (Chairman), Asa Nisell, Henrik Didner, and Anders Algotsson as Members of Nominating Committee | Management | For | Against |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Close Meeting | Management | None | None |
| |
INDUTRADE AB
Meeting Date: APR 28, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL |
Ticker: INDT
Security ID: W4939U106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Board's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Receive Auditor's Report | Management | None | None |
| 10a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10b | Approve Allocation of Income and Dividends of SEK 7.05 Per Share | Management | For | For |
| 10c | Approve May 7, 2014, as Record Date for Dividend Payment | Management | For | For |
| 10d | Approve Discharge of Board and President | Management | For | For |
| 11 | Receive Report on Work of Nominating Committee | Management | None | None |
| 12 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 13 | Approve Remuneration of Directors in the Amount of SEK 500,000 for the Chairman, SEK 375,000 for the Vice Chairman and SEK 250,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect Johnny Alvarsson, Eva Farnstrand, Bengt Kjell (Vice Chairman), Martin Lindqvist, Ulf Lundahl, Krister Mellve, Lars Pettersson, and Fredrik Lundberg (Chairman) as Directors | Management | For | Against |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 17 | Approve Warrants Plan for Employees | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| |
JYSKE BANK A/S
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: JYSK
Security ID: K55633117 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Report; Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Recieve Report Regarding Merger With BRFkredit | Management | None | None |
| 5.1 | Approve Adjustment to Remuneration of Shareholders' Representatives | Management | For | For |
| 5.2 | Amend Corporate Purpose | Management | For | For |
| 5.3 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 5.4 | Approve Creation of DKK 200 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 5.5 | Approve Creation of DKK 50 Million Pool of Conditional Capital for Offers to Employees | Management | For | Against |
| 5.6 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and (4), and Articles 5(1) and (2) | Management | For | For |
| 5.7 | Approve Issuance of Shares in Connection with Acquisition of BRFholding A/S | Management | For | For |
| 5.8 | Amend Articles Re: Authorize Supervisory Board to Set Terms and Conditions for Subscription of New Shares | Management | For | For |
| 5.9 | Approve Issuance of Convertible Bonds with Preemptive Rights | Management | For | For |
| 5.10 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | For |
| 5.11 | Amend Articles Re: Set Limit for Authorisations Given in Articles 5(1) and (2) | Management | For | For |
| 5.12 | Amend Articles Re: Set Limits to Share Capital Increase in Connection with Articles 4(2),(3), (4), and Article 5(1) and (2) | Management | For | For |
| 5.13 | Amend Articles Re: Remove Articles 5(3)-(6) | Management | For | For |
| 5.14 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.15 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.16 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 5.17 | Amend Articles Re: Change Age Limit for Committee of Representatives | Management | For | For |
| 5.18 | Amend Articles Re: Change Article Regarding Election for the Committee of Representatives for Directors of Other Banks | Management | For | For |
| 5.19 | Amend Articles Re: Number of Directors to be Elected by the Committee of Representatives | Management | For | For |
| 5.20 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives | Management | For | Against |
| 5.21 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives | Management | For | Against |
| 5.22 | Amend Articles Re: Add Qualification Limit | Management | For | For |
| 5.23 | Amend Articles Re: Determine Number of Members of Supervisory Board | Management | For | For |
| 5.24 | Amend Articles Re: Composition of Supervisory Board | Management | For | For |
| 5.25 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.26 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.27 | Amend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board | Management | For | Against |
| 5.28 | Amend Articles Re: Add Qualification Limit | Management | For | For |
| 5.29 | Amend Articles Re: Editorial Changes | Management | For | For |
| 5.30 | Rename Articles According to Changes | Management | None | None |
| 5.31 | Rename Articles According to Changes | Management | None | None |
| 5.32 | Rename Articles According to Changes | Management | None | None |
| 5.33 | Rename Articles According to Changes | Management | None | None |
| 5.34 | Amend Articles Re: Determine Number of Chairmen and Deputy Chairmen of Supervisory Board | Management | For | Against |
| 5.35 | Amend Articles Re: Change Number of Executive Board Members | Management | For | For |
| 5.36 | Amend Articles Re: Add Secondary Names: FinansNetbanken (Jyske Bank A/S) and Sparekassen Lolland (Jyske Bank A/S) | Management | For | For |
| 5.37 | Require Jyske Bank to Report its Danish Client's Foreign Accounts to Danish Authorities | Shareholder | Against | Against |
| 5.38 | Require Jyske Bank to Dissociate from Tax Evasion | Shareholder | For | For |
| 5.39 | Require Jyske Bank to Refrain from Using Tax Havens | Shareholder | Against | Against |
| 6 | Elect Members of Committee of Representatives for Northern Division | Management | For | Against |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8 | Other Business | Management | None | None |
| |
JYSKE BANK A/S
Meeting Date: APR 10, 2014
Record Date: APR 03, 2014
Meeting Type: SPECIAL |
Ticker: JYSK
Security ID: K55633117 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Amend Corporate Purpose | Management | For | For |
| 1.2 | Approve Creation of DKK 100 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 1.3 | Approve Creation of DKK 200 Million Pool of Share Capital with Preemptive Rights | Management | For | For |
| 1.4 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and Articles 5(1) and (2) | Management | For | For |
| 1.5 | Approve Issuance of Shares in Connection with Acquisition of BRFholding A/S | Management | For | For |
| 1.6 | Approve Issuance of Convertible Bonds with Preemptive Rights | Management | For | For |
| 1.7 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | For |
| 1.8 | Amend Articles Re: Set Limits to Authorisation Given in Articles 5(1) and (2) | Management | For | For |
| 1.9 | Amend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and (4), and Articles 5(1) and (2) | Management | For | For |
| 1.10 | Amend Articles Re: Remove Articles 5(3)-(6) | Management | For | For |
| 1.11 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.12 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.13 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.14 | Amend Articles Re: Change Age Limit for Committee of Representatives | Management | For | For |
| 1.15 | Amend Articles Re: Change Article Regarding Election for the Committee of Representatives for Directors of Other Banks | Management | For | For |
| 1.16 | Amend Articles Re: Qualifications of Board Candidates | Management | For | For |
| 1.17 | Amend Articles Re: Number of Directors to be Elected by the Committee of Representatives | Management | For | For |
| 1.18 | Amend Articles Re: Geographic Representation | Management | For | For |
| 1.19 | Amend Articles Re: Editorial Amendments | Management | For | For |
| 1.20 | Amend Articles Re: Size of Executive Board | Management | For | For |
| 1.21 | Amend Articles Re: Add Secondary Names: FinansNetbanken (Jyske Bank A/S) and Sparekassen Lolland (Jyske Bank A/S) | Management | For | For |
| 2 | Elect Members of Committee of Representative (Eastern District) | Management | For | Against |
| 3 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| |
LEONTEQ AG
Meeting Date: APR 17, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: LEON
Security ID: G3082X113 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserve | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Peter Forstmoser as Director and Board Chairman | Management | For | For |
| 4.2 | Reelect Joerg Behrens as Director | Management | For | For |
| 4.3 | Reelect Vince Chandler as Director | Management | For | For |
| 4.4 | Reelect Patrick de Figueiredo as Director | Management | For | Against |
| 4.5 | Reelect Hans Isler as Director | Management | For | For |
| 4.6 | Reelect Adrian Kuenzi as Director | Management | For | For |
| 4.7 | Reelect Lukas Ruflin as Director | Management | For | Against |
| 4.8 | Reelect Pierin Vincenz as Director | Management | For | Against |
| 5.1 | Appoint Peter Forstmoser as Member of the Compensation Committee | Management | For | For |
| 5.2 | Appoint Vince Chandler as Member of the Compensation Committee | Management | For | For |
| 5.3 | Appoint Pierin Vincenz as Member of the Compensation Committee | Management | For | For |
| 5.4 | Appoint Lukas Ruflin as Member of the Compensation Committee | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 8.1 | Approve Remuneration of Board of Directors in the Amount of CHF 1.1 Million (Non-Binding) | Management | For | Against |
| 8.2 | Approve Remuneration of Executive Committee in the Amount of CHF 6.6 Million (Non-Binding) | Management | For | Against |
| 9.1 | Amend Articles Re: Company Organization (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | For |
| 9.2 | Amend Articles Re: Board Related (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | For |
| 9.3 | Amend Articles Re: Remuneration of the Board of Directors and Management (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 9.4 | Amend Articles Re: All Article Amendments (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Against |
| 10 | Approve Creation of CHF 2.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| |
MAKALOT INDUSTRIAL CO., LTD.
Meeting Date: JUN 23, 2014
Record Date: APR 24, 2014
Meeting Type: ANNUAL |
Ticker: 1477
Security ID: Y5419P101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6.1 | Elect CHOU, LEE-PING, with Shareholder No. 1, as Non-independent Director | Shareholder | None | Against |
| 6.2 | Elect LIN, XIAN-CHANG, with Shareholder No. 118, as Non-independent Director | Shareholder | None | Against |
| 6.3 | Elect HUANG, HONG-JEN, with Shareholder No. 3, as Non-independent Director | Shareholder | None | Against |
| 6.4 | Elect MA, GUO-CHU, with Shareholder No. 7, as Non-independent Director | Shareholder | None | Against |
| 6.5 | Elect WANG, CHIEN, with Shareholder No. 5, as Non-independent Director | Shareholder | None | Against |
| 6.6 | Elect HO, HUANG-QING, with Shareholder No. 8, as Non-independent Director | Shareholder | None | Against |
| 6.7 | Elect CHOU, QIU-LING, with Shareholder No. 21, as Non-independent Director | Shareholder | None | Against |
| 6.8 | Elect ZHU, ZE-MIN, with Shareholder No. 34251, as Independent Director | Management | For | For |
| 6.9 | Elect CHUNG, LING-YI, with Shareholder No. 46645, as Independent Director | Management | For | For |
| 6.10 | Elect LIU, SHUANG-QUAN, with Shareholder No. 4, as Supervisor | Shareholder | None | Against |
| 6.11 | Elect SU, YU-HUI, with Shareholder No. 5172, as Supervisor | Shareholder | None | Against |
| 6.12 | Elect LIN, YU-YA, with Shareholder No. 149, as Supervisor | Shareholder | None | Against |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Against |
| |
NEXITY
Meeting Date: MAY 20, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: NXI
Security ID: F6527B126 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Transactions with BPCE | Management | For | For |
| 7 | Ratify Appointment of Christine Fabresse as Director | Management | For | For |
| 8 | Ratify Appointment of Daniel Karyotis as Director | Management | For | Against |
| 9 | Appoint KPMG Audit IS SAS as Auditor | Management | For | For |
| 10 | Appoint KPMG Audit ID SAS as Alternate Auditor | Management | For | For |
| 11 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 12 | Renew Appointment of Franck Boyer as Alternate Auditor | Management | For | For |
| 13 | Advisory Vote on Compensation of Alain Dinin, Chairman and CEO | Management | For | Against |
| 14 | Advisory Vote on Compensation of Herve Denize, Vice-CEO | Management | For | Against |
| 15 | Ratify Change of Registered Office to 19 Rue de Vienne - TSA 50029 - 75801 Paris Cedex 08 | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Qualified Investors, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Against |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 22 | Authorize Capitalization of Reserves of Up to EUR 70 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Increase of Up to EUR 60 Million for Future Exchange Offers | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Allow Board to Use Delegations and/or Authorizations Granted Under Items 18 to 24 and 26 in the Event of a Public Tender Offer | Management | For | Against |
| 26 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Amend Article 1 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 29 | Amend Articles 10 and 20 of Bylaws Re: Absence of Double Voting Rights | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
PANDORA HOLDING CO
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: PNDORA
Security ID: K7681L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Abstain |
| 7b | Reelect Christian Frigast as Director | Management | For | Abstain |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Abstain |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Abstain |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| |
REGUS PLC
Meeting Date: MAY 20, 2014
Record Date: MAY 18, 2014
Meeting Type: ANNUAL |
Ticker: RGU
Security ID: G7477W101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Standalone Financial Statements | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Grant Discharge to the Directors in Respect of Certain Duties Owed to Shareholders Under Luxembourg Law | Management | For | For |
| 6 | Approve Interim and Final Dividends | Management | For | For |
| 7 | Reappoint KPMG Luxembourg Sarl as Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Re-elect Mark Dixon as Director | Management | For | For |
| 10 | Re-elect Dominique Yates as Director | Management | For | For |
| 11 | Re-elect Lance Browne as Director | Management | For | For |
| 12 | Re-elect Elmar Heggen as Director | Management | For | For |
| 13 | Re-elect Florence Pierre as Director | Management | For | For |
| 14 | Re-elect Alex Sulkowski as Director | Management | For | For |
| 15 | Re-elect Douglas Sutherland as Director | Management | For | For |
| 16 | Elect Mary Henderson as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Hold as Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 22 | Management | For | For |
| 19 | Approve Waiver on Tender-Bid Requirement | Management | For | Against |
| 20 | Approve Waiver on Tender-Bid Requirement | Management | For | Against |
| 21 | Amend Memorandum and Articles of Association | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
VESTAS WIND SYSTEM A/S
Meeting Date: MAR 24, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL |
Ticker: VWS
Security ID: K9773J128 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividend | Management | For | For |
| 4a | Reelect Bert Nordberg as Director | Management | For | For |
| 4b | Reelect Carsten Bjerg as Director | Management | For | For |
| 4c | Reelect Eija Pitkanen as Director | Management | For | For |
| 4d | Reelect Henrik Andersen as Director | Management | For | For |
| 4e | Reelect Henry Stenson as Director | Management | For | For |
| 4f | Reelect Jorn Ankaer Thomsen as Director | Management | For | Abstain |
| 4g | Reelect Lars Josefsson as Director | Management | For | For |
| 4h | Elect Lykke Friis as New Director | Management | For | For |
| 5.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 5.2 | Approve Remuneration of Directors for 2014 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 7.1 | Amend Articles of Association | Management | For | For |
| 7.2 | Approve Publication of Annual Report in English | Management | For | For |
| 7.3 | Approve Creation of DKK 22.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7.4 | Authorize Share Repurchase Program | Management | For | For |
| 7.5a | Amend Articles Re: Accounting Details in the Notice Convening AGMs | Shareholder | Against | Against |
| 7.5b | The Company's Financial Reports and Company Announcements Must Be Available in Danish on the Company's Website for At Least Five Years | Shareholder | Against | Against |
| 7.5c | No More than Two or Three Menu Items Must Be Required on the Website to View the Company's Financial Reports | Shareholder | Against | Against |
| 7.5d | Refreshments Provided in Connection with AGMs Must Reasonably Match the Outlook for the Coming Year | Shareholder | Against | Against |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| |
ASTRAZENECA PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL |
Ticker: AZN
Security ID: G0593M107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Appoint KPMG LLP as Auditor | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5(a) | Re-elect Leif Johansson as Director | Management | For | For |
| 5(b) | Re-elect Pascal Soriot as Director | Management | For | For |
| 5(c) | Elect Marc Dunoyer as Director | Management | For | For |
| 5(d) | Re-elect Genevieve Berger as Director | Management | For | For |
| 5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
| 5(f) | Elect Ann Cairns as Director | Management | For | For |
| 5(g) | Re-elect Graham Chipchase as Director | Management | For | For |
| 5(h) | Re-elect Jean-Philippe Courtois as Director | Management | For | Against |
| 5(i) | Re-elect Rudy Markham as Director | Management | For | For |
| 5(j) | Re-elect Nancy Rothwell as Director | Management | For | For |
| 5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
| 5(l) | Re-elect John Varley as Director | Management | For | For |
| 5(m) | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve Remuneration Policy | Management | For | Abstain |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Approve Performance Share Plan | Management | For | For |
| |
BANCO SANTANDER S.A.
Meeting Date: MAR 27, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL |
Ticker: SAN
Security ID: E19790109 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.B | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.A | Ratify Appointment of and Elect Jose Javier Marin Romano as Director | Management | For | For |
| 3.B | Ratify Appointment of Juan Miguel Villar Mir as Director | Management | For | For |
| 3.C | Ratify Appointment of and Elect Sheila Bair as Director | Management | For | For |
| 3.D | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.E | Reelect Rodrigo Echenique Gordillo as Director | Management | For | Against |
| 3.F | Reelect Esther Gimenez-Salinas i Colomer as Director | Management | For | For |
| 3.G | Reelect Vittorio Corbo Lioi as Director | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6.A | Amend Articles Re: Board Composition and Director Compensation | Management | For | For |
| 6.B | Amend Articles Re: Board and Committees | Management | For | For |
| 7 | Amend Article 18 of General Meeting Regulations Re: Audit Committee | Management | For | For |
| 8 | Approve Capital Raising of up to EUR 500 Million | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 10.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 10.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 10.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 11.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
| 11.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
| 12 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 13.A | Approve Deferred Share Bonus Plan | Management | For | For |
| 13.B | Approve Performance Shares Plan | Management | For | For |
| 13.C | Approve Employee Stock Purchase Plan | Management | For | For |
| 13.D | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
BHP BILLITON PLC
Meeting Date: OCT 24, 2013
Record Date: OCT 22, 2013
Meeting Type: ANNUAL |
Ticker: BLT
Security ID: G10877101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Long Term Incentive Plan | Management | For | Against |
| 9 | Approve Grant of Deferred Shares and Performance Shares under the Group's Employee Equity Plans to Andrew Mackenzie | Management | For | For |
| 10 | Elect Andrew Mackenzie as Director | Management | For | For |
| 11 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Re-elect Sir John Buchanan as Director | Management | For | For |
| 13 | Re-elect Carlos Cordeiro as Director | Management | For | For |
| 14 | Re-elect David Crawford as Director | Management | For | For |
| 15 | Re-elect Pat Davies as Director | Management | For | For |
| 16 | Re-elect Carolyn Hewson as Director | Management | For | For |
| 17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Re-elect Wayne Murdy as Director | Management | For | For |
| 19 | Re-elect Keith Rumble as Director | Management | For | For |
| 20 | Re-elect John Schubert as Director | Management | For | For |
| 21 | Re-elect Shriti Vadera as Director | Management | For | For |
| 22 | Re-elect Jac Nasser as Director | Management | For | For |
| 23 | Elect Ian Dunlop, a Shareholder Nominee to the Board | Shareholder | Against | Against |
| |
BNP PARIBAS SA
Meeting Date: MAY 14, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: BNP
Security ID: F1058Q238 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
| 10 | Elect Daniela Schwarzer as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
| 12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
BP PLC
Meeting Date: APR 10, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL |
Ticker: BP.
Security ID: G12793108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Iain Conn as Director | Management | For | For |
| 6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Frank Bowman as Director | Management | For | For |
| 9 | Re-elect Antony Burgmans as Director | Management | For | For |
| 10 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 11 | Re-elect George David as Director | Management | For | For |
| 12 | Re-elect Ian Davis as Director | Management | For | For |
| 13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 14 | Re-elect Brendan Nelson as Director | Management | For | For |
| 15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 16 | Re-elect Andrew Shilston as Director | Management | For | For |
| 17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
CENTRAL JAPAN RAILWAY CO.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 9022
Security ID: J05523105 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Kasai, Yoshiyuki | Management | For | For |
| 2.2 | Elect Director Yamada, Yoshiomi | Management | For | For |
| 2.3 | Elect Director Tsuge, Koei | Management | For | For |
| 2.4 | Elect Director Kaneko, Shin | Management | For | For |
| 2.5 | Elect Director Yoshikawa, Naotoshi | Management | For | For |
| 2.6 | Elect Director Osada, Yutaka | Management | For | For |
| 2.7 | Elect Director Miyazawa, Katsumi | Management | For | For |
| 2.8 | Elect Director Tanaka, Kimiaki | Management | For | For |
| 2.9 | Elect Director Shoji, Hideyuki | Management | For | For |
| 2.10 | Elect Director Suyama, Yoshiki | Management | For | For |
| 2.11 | Elect Director Igarashi, Kazuhiro | Management | For | For |
| 2.12 | Elect Director Cho, Fujio | Management | For | For |
| 2.13 | Elect Director Koroyasu, Kenji | Management | For | For |
| 2.14 | Elect Director Saeki, Takashi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Fujii, Hidenori | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ishizu, Hajime | Management | For | For |
| 3.3 | Appoint Statutory Auditor Ota, Hiroyuki | Management | For | For |
| |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ML
Security ID: F61824144 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Advisory Vote on Compensation of Jean-Dominique Senard, General Manager | Management | For | For |
| 7 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
| 8 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Cyrille Poughon as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
| 11 | Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 1 Billion | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 130 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 130 Million | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
CREDIT AGRICOLE SA
Meeting Date: MAY 21, 2014
Record Date: MAY 15, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ACA
Security ID: F22797108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Amendment to Guarantee Agreement with Regionales Banks (Caisses Regionales de Credit Agricole) | Management | For | Against |
| 6 | Ratify Appointment of Gerard Ouvrier-Buffet as Director | Management | For | For |
| 7 | Ratify Appointment of Pascal Celerier as Director | Management | For | Against |
| 8 | Elect Daniel Epron as Director | Management | For | For |
| 9 | Elect Jean-Pierre Gaillard as Director | Management | For | For |
| 10 | Reelect Caroline Catoire as Director | Management | For | For |
| 11 | Reelect Laurence Dors as Director | Management | For | For |
| 12 | Reelect Francoise Gri as Director | Management | For | For |
| 13 | Reelect Jean-Louis Delorme as Director | Management | For | For |
| 14 | Reelect Gerard Ouvrier-Buffet as Director | Management | For | For |
| 15 | Reelect Christian Streiff as Director | Management | For | For |
| 16 | Reelect Francois Veverka as Director | Management | For | For |
| 17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
| 18 | Advisory Vote on Compensation of Jean-Marie Sander, Chairman | Management | For | For |
| 19 | Advisory Vote on Compensation of Jean-Paul Chifflet, CEO | Management | For | For |
| 20 | Advisory Vote on Compensation of Jean-Yves Hocher, Bruno de Laage, Michel Mathieu and Xavier Musca, Vice-CEOs | Management | For | For |
| 21 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 22 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
| 25 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
| 26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | For |
| 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 24-26, 28-29, 33 and 34 | Management | For | For |
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and/or 26 | Management | For | Against |
| 30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
| 31 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
| 32 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 33 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 34 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
| 35 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
GDF SUEZ
Meeting Date: APR 28, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: GSZ
Security ID: F42768105 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
| 7 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
| 8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 9 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million | Management | For | For |
| 18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers | Management | For | For |
| 22 | Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly | Management | For | Against |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 24 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO | Management | For | Against |
| 25 | Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO | Management | For | Against |
| A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
| |
GLAXOSMITHKLINE PLC
Meeting Date: MAY 07, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL |
Ticker: GSK
Security ID: G3910J112 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Tom de Swaan as Director | Management | For | For |
| 16 | Re-elect Jing Ulrich as Director | Management | For | For |
| 17 | Re-elect Hans Wijers as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
HSBC HOLDINGS PLC
Meeting Date: MAY 23, 2014
Record Date: MAY 22, 2014
Meeting Type: ANNUAL |
Ticker: HSBA
Security ID: G4634U169 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Variable Pay Cap | Management | For | For |
| 5(a) | Elect Kathleen Casey as Director | Management | For | For |
| 5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
| 5(c) | Elect Marc Moses as Director | Management | For | For |
| 5(d) | Elect Jonathan Symonds as Director | Management | For | For |
| 5(e) | Re-elect Safra Catz as Director | Management | For | For |
| 5(f) | Re-elect Laura Cha as Director | Management | For | For |
| 5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
| 5(h) | Re-elect Joachim Faber as Director | Management | For | For |
| 5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
| 5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
| 5(k) | Re-elect Douglas Flint as Director | Management | For | For |
| 5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
| 5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
| 5(n) | Re-elect John Lipsky as Director | Management | For | For |
| 5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
| 5(p) | Re-elect Iain Mackay as Director | Management | For | For |
| 5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
| 6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
INDUSTRIVARDEN AB
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: INDU A
Security ID: W45430126 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7c | Receive Board's Dividend Proposal | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | For |
| 9c | Approve Record Date for Dividend Payment | Management | For | For |
| 9d | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2 Million for Chairman and SEK 600,000 for the Other Directors | Management | For | For |
| 12 | Reelect Par Boman, Christian Caspar, Boel Flodgren, Stuart Graham, Fredrik Lundberg, Sverker Martin-Lof (Chairman), and Anders Nyren as Directors; Elect Annika Lundius and Nina Linander as New Directors | Management | For | Against |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 17 | Approve 2014 Share Matching Plan for Key Employees | Management | For | Against |
| 18a | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
| 18b | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 18c | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 19 | Amend Articles of Association Re: Set Minimum (380 Million) and Maximum (1.52 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 20 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Against |
| 21 | Close Meeting | Management | None | None |
| |
INTRUM JUSTITIA AB
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: IJ
Security ID: W4662R106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Receive Report on the Work of the Board | Management | None | None |
| 7b | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 5.75 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Determine Number of Members (7) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | For |
| 13 | Approve Remuneration of Directors in the Amount of SEK 840,000 for Chairman, and SEK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Against |
| 14 | Reelect Lars Lundquist (Chairman), Matts Ekman, Joakim Rubin, Charlotte Stromberg, Synnove Trygg, Fredrik Tragardh, and Magnus Yngen as Directors | Management | For | For |
| 15 | Ratify Ernst & Young as Auditors | Management | For | For |
| 16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Against |
| 18 | Approve Cancellation of 4.8 Million Shares; Approve Bonus Issuance in Order to Restore Par Value | Management | For | For |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| |
INVESTEC PLC
Meeting Date: AUG 08, 2013
Record Date: AUG 06, 2013
Meeting Type: ANNUAL |
Ticker: INP
Security ID: G49188116 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect George Alford as Director | Management | For | Against |
| 2 | Re-elect Glynn Burger as Director | Management | For | For |
| 3 | Re-elect Cheryl Carolus as Director | Management | For | For |
| 4 | Re-elect Peregrine Crosthwaite as Director | Management | For | For |
| 5 | Re-elect Olivia Dickson as Director | Management | For | For |
| 6 | Re-elect Hendrik du Toit as Director | Management | For | Against |
| 7 | Re-elect Bradley Fried as Director | Management | For | Against |
| 8 | Re-elect Haruko Fukuda as Director | Management | For | For |
| 9 | Re-elect Bernard Kantor as Director | Management | For | For |
| 10 | Re-elect Ian Kantor as Director | Management | For | Against |
| 11 | Re-elect Stephen Koseff as Director | Management | For | For |
| 12 | Re-elect Peter Malungani as Director | Management | For | Against |
| 13 | Re-elect Sir David Prosser as Director | Management | For | For |
| 14 | Re-elect Peter Thomas as Director | Management | For | Against |
| 15 | Re-elect Fani Titi as Director | Management | For | For |
| 16 | Elect David Friedland as Director | Management | For | Against |
| 17 | Approve the DLC Remuneration Report | Management | For | For |
| 18 | Present the DLC Audit Committee Report | Management | None | None |
| 19 | Present the DLC Social and Ethics Committee Report | Management | None | None |
| 20 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 21 | Present Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | None | None |
| 22 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | For |
| 23 | Sanction the Interim Dividend on the Dividend Access (South African Resident) Redeemable Preference Share | Management | For | For |
| 24 | Approve Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share | Management | For | For |
| 25 | Reappoint Ernst & Young Inc as Joint Auditors of the Company | Management | For | For |
| 26 | Reappoint KPMG Inc as Joint Auditors of the Company | Management | For | For |
| 27 | Place Five Percent of the Unissued Ordinary Shares Under Control of Directors | Management | For | For |
| 28 | Place Unissued Variable Rate, Cumulative, Redeemable Preference Shares Under Control of Directors | Management | For | For |
| 29 | Place Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors | Management | For | For |
| 30 | Place Unissued Special Convertible Redeemable Preference Shares Under Control of Directors | Management | For | For |
| 31 | Authorise Board to Issue Ordinary Shares for Cash in Respect of Five Percent of the Unissued Ordinary Shares | Management | For | For |
| 32 | Authorise Repurchase of Up to 20 Percent of Issued Ordinary Shares | Management | For | For |
| 33 | Approve Financial Assistance to Subsidiaries and Directors | Management | For | For |
| 34 | Approve Directors' Fees for the Period from 1 April 2013 to 31 March 2014 | Management | For | For |
| 35 | Amend Memorandum of Incorporation | Management | For | For |
| 36 | Amend Memorandum of Incorporation | Management | For | For |
| 37 | Amend Memorandum of Incorporation | Management | For | For |
| 38 | Approve Increase in Authorised Share Capital | Management | For | For |
| 39 | Amend Memorandum of Incorporation | Management | For | For |
| 40 | Amend Memorandum of Incorporation | Management | None | None |
| 41 | Authorise Directors to Allot and Issue the New Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares | Management | For | For |
| 42 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 43 | Sanction the Interim Dividend on the Ordinary Shares | Management | For | For |
| 44 | Approve Final Dividend | Management | For | For |
| 45 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 46 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 47 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 48 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 49 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 50 | Adopt New Articles of Association | Management | For | For |
| 51 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
INVESTOR AB
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: INVE B
Security ID: W48102128 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Board and Board Committee Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Discharge of Board and President | Management | For | For |
| 11 | Approve Allocation of Income and Dividends of SEK 8.00 Per Share | Management | For | For |
| 12a | Determine Number of Members (13) and Deputy Members (0) of Board | Management | For | For |
| 12b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 13a | Approve Remuneration of Directors in the Amount of SEK 2.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 13b | Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect J. Ackermann, G. Brock, S. Carlsson, B. Ekholm, T. Johnstone, G. Skaugen, O. Sexton, H. Straberg, L. Torell, J. Wallenberg, M. Wallenberg, and P. Wallenberg Jr as Directors; Elect Magdalena Gerger as New Director | Management | For | Against |
| 15 | Ratify Deloitte as Auditors | Management | For | For |
| 16a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16b | Approve 2014 Long-Term Incentive Program | Management | For | For |
| 17a | Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors | Management | For | For |
| 17b | Authorize Reissuance of up to 1.1 Million Repurchased Shares in Support of Long-Term Incentive Program | Management | For | For |
| 18 | Liquidate Investor AB and Distribute All Shareholdings of the Company to its Shareholders | Shareholder | Against | Against |
| 19 | Close Meeting | Management | None | None |
| |
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: LLOY
Security ID: G5533W248 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
METROPOLE TELEVISION M6
Meeting Date: MAY 05, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: MMT
Security ID: F6160D108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 5 | Renew Appointment of Ernst and Young as Auditor | Management | For | For |
| 6 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 7 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 8 | Appoint Jean-Christophe Georghiou as Alternate Auditor | Management | For | For |
| 9 | Reelect Remy Sautter as Supervisory Board Member | Management | For | Against |
| 10 | Reelect Guy de Panafieu as Supervisory Board Member | Management | For | For |
| 11 | Reelect Vincent de Dorlodot as Supervisory Board Member | Management | For | For |
| 12 | Decision not to Renew Mandate of Gerard Worms as Supervisory Board Member | Management | For | For |
| 13 | Advisory Vote on Compensation of Nicolas de Tavernost, Chairman of the Management Board | Management | For | For |
| 14 | Advisory Vote on Compensation of Thomas Valentin, Robin Leproux and Jerome Lefebure, Members of the Management Board | Management | For | For |
| 15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Amend Article 16 of Bylaws Re: Length of Mandate for Management Board Members | Management | For | For |
| 18 | Authorize up to 1,900,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 21 | Amend Article 10, 25.2 and 39 of Bylaws Re: Share Form, Related Party Transactions, Financial Statements | Management | For | Against |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Amend Article 35 of Bylaws Re: Double Voting Rights | Management | For | For |
| |
MITSUBISHI MOTORS CORP.
Meeting Date: JUN 25, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 7211
Security ID: J44131167 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles To Remove Provisions on Preferred Shares to Reflect Cancellation - Allow Chairman of the Company to Preside over Shareholder Meetings | Management | For | For |
| 3.1 | Elect Director Masuko, Osamu | Management | For | For |
| 3.2 | Elect Director Aikawa, Tetsuro | Management | For | For |
| 3.3 | Elect Director Harunari, Hiroshi | Management | For | For |
| 3.4 | Elect Director Nakao, Ryuugo | Management | For | For |
| 3.5 | Elect Director Uesugi, Gayuu | Management | For | For |
| 3.6 | Elect Director Aoto, Shuuichi | Management | For | For |
| 3.7 | Elect Director Hattori, Toshihiko | Management | For | For |
| 3.8 | Elect Director Izumisawa, Seiji | Management | For | For |
| 3.9 | Elect Director Sasaki, Mikio | Management | For | For |
| 3.10 | Elect Director Sakamoto, Harumi | Management | For | For |
| 3.11 | Elect Director Tabata, Yutaka | Management | For | For |
| 3.12 | Elect Director Ando, Takeshi | Management | For | For |
| 3.13 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 3.14 | Elect Director Niinami, Takeshi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Nagayasu, Katsunori | Management | For | Against |
| 4.2 | Appoint Statutory Auditor Iwanami, Toshimitsu | Management | For | For |
| 5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
| 6 | Approve Retirement Bonus Payment for Statutory Auditors | Management | For | Against |
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| |
MITSUBISHI UFJ FINANCIAL GROUP
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 8306
Security ID: J44497105 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
| 2.1 | Elect Director Sono, Kiyoshi | Management | For | For |
| 2.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
| 2.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 2.4 | Elect Director Tanaka, Masaaki | Management | For | For |
| 2.5 | Elect Director Yuuki, Taihei | Management | For | For |
| 2.6 | Elect Director Kagawa, Akihiko | Management | For | For |
| 2.7 | Elect Director Kuroda, Tadashi | Management | For | For |
| 2.8 | Elect Director Nagaoka, Takashi | Management | For | For |
| 2.9 | Elect Director Okamoto, Junichi | Management | For | For |
| 2.10 | Elect Director Noguchi, Hiroyuki | Management | For | For |
| 2.11 | Elect Director Okuda, Tsutomu | Management | For | For |
| 2.12 | Elect Director Araki, Ryuuji | Management | For | For |
| 2.13 | Elect Director Okamoto, Kunie | Management | For | For |
| 2.14 | Elect Director Kawamoto, Yuuko | Management | For | For |
| 2.15 | Elect Director Matsuyama, Haruka | Management | For | For |
| 3 | Appoint Statutory Auditor Sato, Yukihiro | Management | For | Against |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
MONDI PLC
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL |
Ticker: MNDI
Security ID: G6258S107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Fred Phaswana as Director | Management | For | For |
| 2 | Re-elect Stephen Harris as Director | Management | For | For |
| 3 | Re-elect David Hathorn as Director | Management | For | For |
| 4 | Re-elect Andrew King as Director | Management | For | For |
| 5 | Re-elect Imogen Mkhize as Director | Management | For | For |
| 6 | Re-elect John Nicholas as Director | Management | For | For |
| 7 | Re-elect Peter Oswald as Director | Management | For | For |
| 8 | Re-elect Anne Quinn as Director | Management | For | For |
| 9 | Re-elect David Williams as Director | Management | For | For |
| 10 | Re-elect Stephen Harris as Member of the DLC Audit Committee | Management | For | For |
| 11 | Re-elect John Nicholas as Member of the DLC Audit Committee | Management | For | For |
| 12 | Re-elect Anne Quinn as Member of the DLC Audit Committee | Management | For | For |
| 13 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2013 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 16 | Approve Final Dividend | Management | For | For |
| 17 | Reappoint Deloitte & Touche as Auditors of the Company with Bronwyn Kilpatrick as the Registered Auditor | Management | For | For |
| 18 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 20 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | Management | For | For |
| 21 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | Management | For | For |
| 22 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 23 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 24 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 25 | Approve Remuneration Policy | Management | For | For |
| 26 | Approve Remuneration Report | Management | For | For |
| 27 | Approve Final Dividend | Management | For | For |
| 28 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 29 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 30 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 31 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 32 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: NESN
Security ID: H57312649 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | Against |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | Against |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
NORDEA BANK AB
Meeting Date: MAR 20, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL |
Ticker: NDA SEK
Security ID: W57996105 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
| 11 | Fix Number of Auditors at One | Management | For | For |
| 12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | Against |
| 14 | Ratify KPMG as Auditors | Management | For | For |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | For |
| 17a | Authorize Share Repurchase Program | Management | For | For |
| 17b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | For |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Against |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Against |
| |
PANASONIC CORP
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 6752
Security ID: J6354Y104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagae, Shuusaku | Management | For | For |
| 1.2 | Elect Director Matsushita, Masayuki | Management | For | For |
| 1.3 | Elect Director Tsuga, Kazuhiro | Management | For | For |
| 1.4 | Elect Director Yamada, Yoshihiko | Management | For | For |
| 1.5 | Elect Director Takami, Kazunori | Management | For | For |
| 1.6 | Elect Director Kawai, Hideaki | Management | For | For |
| 1.7 | Elect Director Miyabe, Yoshiyuki | Management | For | For |
| 1.8 | Elect Director Yoshioka, Tamio | Management | For | For |
| 1.9 | Elect Director Toyama, Takashi | Management | For | For |
| 1.10 | Elect Director Yoshida, Mamoru | Management | For | For |
| 1.11 | Elect Director Nomura, Tsuyoshi | Management | For | For |
| 1.12 | Elect Director Uno, Ikuo | Management | For | Against |
| 1.13 | Elect Director Oku, Masayuki | Management | For | For |
| 1.14 | Elect Director Ota, Hiroko | Management | For | For |
| 1.15 | Elect Director Ito, Yoshio | Management | For | For |
| 1.16 | Elect Director Ishii, Jun | Management | For | For |
| 1.17 | Elect Director Sato, Mototsugu | Management | For | For |
| 2.1 | Appoint Statutory Auditor Sato, Yoshio | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Kinoshita, Toshio | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
PROSIEBENSAT.1 MEDIA AG
Meeting Date: JUN 26, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: PSM
Security ID: D6216S143 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.47 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Elect Lawrence Aidem to the Supervisory Board | Management | For | For |
| 6b | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
| 6c | Elect Werner Brandt to the Supervisory Board | Management | For | For |
| 6d | Elect Adam Cahan to the Supervisory Board | Management | For | For |
| 6e | Elect Stefan Dziarski to the Supervisory Board | Management | For | For |
| 6f | Elect Philipp Freise to the Supervisory Board | Management | For | For |
| 6g | Elect Marion Helmes to the Supervisory Board | Management | For | For |
| 6h | Elect Erik Huggers to the Supervisory Board | Management | For | For |
| 6i | Elect Harald Wiedmann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 65 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9.1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
| 9.2 | Approve Creation of EUR 43 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: Notification of Significant Shareholdings | Management | For | For |
| 11.1 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.2 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.3 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.4 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.5 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.7 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.9 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.10 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.11 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.13 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.14 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.15 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.16 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.17 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.18 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.19 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.20 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| 11.21 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
RIO TINTO PLC
Meeting Date: APR 15, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: G75754104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 5 | Approve Potential Termination Benefits | Management | For | For |
| 6 | Elect Anne Lauvergeon as Director | Management | For | For |
| 7 | Elect Simon Thompson as Director | Management | For | For |
| 8 | Re-elect Robert Brown as Director | Management | For | For |
| 9 | Re-elect Jan du Plessis as Director | Management | For | For |
| 10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 11 | Re-elect Ann Godbehere as Director | Management | For | For |
| 12 | Re-elect Richard Goodmanson as Director | Management | For | For |
| 13 | Re-elect Lord Kerr as Director | Management | For | For |
| 14 | Re-elect Chris Lynch as Director | Management | For | For |
| 15 | Re-elect Paul Tellier as Director | Management | For | For |
| 16 | Re-elect John Varley as Director | Management | For | For |
| 17 | Re-elect Sam Walsh as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| |
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 20, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL |
Ticker: RDSA
Security ID: G7690A118 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Euleen Goh as Director | Management | For | For |
| 5 | Elect Patricia Woertz as Director | Management | For | For |
| 6 | Elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Simon Henry as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 13 | Re-elect Linda Stuntz as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve Long Term Incentive Plan | Management | For | Against |
| 22 | Approve Deferred Bonus Plan | Management | For | Against |
| 23 | Approve Restricted Share Plan | Management | For | Against |
| 24 | Approve EU Political Donations and Expenditure | Management | For | For |
| |
SA GROUPE DELHAIZE
Meeting Date: MAY 22, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL |
Ticker: DELB
Security ID: B33432129 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.56 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7.1 | Reelect Mats Jansson as Director | Management | For | For |
| 7.2 | Reelect William G. McEwan as Director | Management | For | For |
| 7.3 | Reelect Jack L. Stahl as Director | Management | For | For |
| 7.4 | Elect Johnny Thijs as Director | Management | For | For |
| 8.1 | Indicate Mats Jansson as Independent Board Member | Management | For | For |
| 8.2 | Indicate William G. McEwan as Independent Board Member | Management | For | For |
| 8.3 | Indicate Jack L. Stahl as Independent Board Member | Management | For | For |
| 8.4 | Indicate Johnny Thijs as Independent Board Member | Management | For | For |
| 9 | Renew Appointment of Deloitte as Auditors | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | Against |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Approve Delhaize Group 2014 EU Performance Stock Unit Plan | Management | For | Against |
| 13 | Approve Change-of-Control Clause Re: Item 12 | Management | For | Against |
| 14 | Approve Change-of-Control Clause Re: Credit Facility | Management | For | For |
| 15 | Approve Change-of-Control Clause Re: Early Redemption of Bonds, Convertible Bonds or Medium-Term Notes | Management | For | For |
| |
SKANDINAVISKA ENSKILDA BANKEN
Meeting Date: MAR 25, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL |
Ticker: SEB A
Security ID: W25381141 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Receive Report on Work of Nomination Committee | Management | None | None |
| 13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | For |
| 15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | For |
| 18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | For |
| 18c | Approve Profit Sharing Program | Management | For | For |
| 19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | For |
| 19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | For |
| 19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | For |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
STANDARD CHARTERED PLC
Meeting Date: MAY 08, 2014
Record Date: MAY 06, 2014
Meeting Type: ANNUAL |
Ticker: STAN
Security ID: G84228157 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Dr Kurt Campbell as Director | Management | For | For |
| 6 | Elect Christine Hodgson as Director | Management | For | For |
| 7 | Elect Naguib Kheraj as Director | Management | For | For |
| 8 | Re-elect Om Bhatt as Director | Management | For | For |
| 9 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Simon Lowth as Director | Management | For | For |
| 13 | Re-elect Ruth Markland as Director | Management | For | For |
| 14 | Re-elect John Paynter as Director | Management | For | For |
| 15 | Re-elect Sir John Peace as Director | Management | For | For |
| 16 | Re-elect Alun Rees as Director | Management | For | For |
| 17 | Re-elect Peter Sands as Director | Management | For | For |
| 18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
| 19 | Re-elect Paul Skinner as Director | Management | For | For |
| 20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
| 21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
| 22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 24 | Approve EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 28 | Approve Scrip Dividend Program | Management | For | For |
| 29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 32 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| |
STATOIL ASA
Meeting Date: MAY 14, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: STL
Security ID: R8413J103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
| 7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
| 8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
| 9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
| 14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
| 14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
| 14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
| 14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
| 16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
| 17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
| |
SUEZ ENVIRONNEMENT COMPANY
Meeting Date: MAY 22, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: SEV
Security ID: F4984P118 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Elect Ines Kolmsee as Director | Management | For | For |
| 5 | Reelect Gilles Benoist as Director | Management | For | For |
| 6 | Reelect Alain Chaigneau as Director | Management | For | Against |
| 7 | Reelect Penelope Chalmers Small as Director | Management | For | For |
| 8 | Reelect Guillaume Pepy as Director | Management | For | For |
| 9 | Reelect Jerome Tolot as Director | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 12 | Renew Appointment of CBA as Alternate Auditor | Management | For | For |
| 13 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | Management | For | For |
| 15 | Advisory Vote on Compensation of Jean-Louis Chaussade, CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Articles 11.2 and 17.4 of Bylaws Re: Age Limit for Chairman and for CEO | Management | For | For |
| 18 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Increase of Up to EUR 204 Million for Future Exchange Offers | Management | For | For |
| 26 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 408 Million | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
SWEDBANK AB
Meeting Date: MAR 19, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL |
Ticker: SWED A
Security ID: W9423X102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7b | Receive Auditor's Report | Management | None | None |
| 7c | Receive President's Report | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of SEK 10.10 Per Share | Management | For | For |
| 10 | Approve Discharge of Board and President | Management | For | For |
| 11 | Determine Number of Members `(9) and Deputy Members of Board | Management | For | For |
| 12 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | For |
| 13 | Reelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director | Management | For | Against |
| 14 | Ratify Deloitte as Auditors | Management | For | For |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 17 | Amend Articles Re: Remove References to Preference Shares and C Shares | Management | For | For |
| 18 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | For |
| 19 | Authorize General Share Repurchase Program | Management | For | For |
| 20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | For |
| 21a | Approve Common Deferred Share Bonus Plan | Management | For | For |
| 21b | Approve Deferred Share Bonus Plan for Key Employees | Management | For | For |
| 21c | Approve Equity Plan Financing to Participants of 2014 and Previous Programs | Management | For | For |
| 22 | Approve Special Investigation into Carl Erik Stalberg's Time as Chairman as well as the Reasonableness of his Pension Agreement | Shareholder | None | Against |
| 23 | Approve Formation of a Landskrona-Ven-Copenhagen Integration Institute | Shareholder | None | Against |
| 24 | Close Meeting | Management | None | None |
| |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Meeting Date: APR 11, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: SREN
Security ID: H8431B109 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Approve Ordinary Dividends of CHF 3.85 per Share from Capital Contribution Reserves | Management | For | For |
| 3.2 | Approve Special Dividends of CHF 4.15 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Discharge of the Board | Management | For | For |
| 5.1a | Reelect Walter Kielholz as Director and Board Chairman | Management | For | Against |
| 5.1b | Reelect Raymund Breu as Director | Management | For | For |
| 5.1c | Reelect Mathis Cabiallavetta as Director | Management | For | For |
| 5.1d | Reelect Raymond Ch'ien as Director | Management | For | For |
| 5.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 5.1f | Reelect Mary Francis as Director | Management | For | For |
| 5.1g | Reelect Rajna Gibson Brandon as Director | Management | For | For |
| 5.1h | Reelect Robert Henrikson as Director | Management | For | For |
| 5.1i | Reelect Hans Ulrich Marki as Director | Management | For | For |
| 5.1j | Reelect Carlos Represas as Director | Management | For | For |
| 5.1k | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1l | Elect Susan Wagner as Director | Management | For | For |
| 5.2.1 | Appoint Renato Fassbind as Member of the Compensation Committee | Management | For | For |
| 5.2.2 | Appoint Robert Henrikson as Member of the Compensation Committee | Management | For | For |
| 5.2.3 | Appoint Hans Ulrich Marki as Member of the Compensation Committee | Management | For | For |
| 5.2.4 | Appoint Carlos Represas as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.4 | Ratify PricewaterhouseCooperes AG as Auditors | Management | For | For |
| 6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| |
TECHNICOLOR
Meeting Date: MAY 22, 2014
Record Date: MAY 16, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: TCH
Security ID: F9062J173 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Groupe Thales: Acquisition of a Patent Portfolio | Management | For | For |
| 5 | Elect Virginie Calmels as Director | Management | For | For |
| 6 | Reelect Hugues Lepic as Director | Management | For | For |
| 7 | Advisory Vote on Compensation of Remy Sautter, Chairman | Management | For | For |
| 8 | Advisory Vote on Compensation of Frederic Rose, CEO | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 134,363,068 | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 33,590,767 | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 33,590,767 | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 15 at EUR 134,363,068 | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
| 19 | Authorize up to 0.50 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Amend Article 16 of Bylaws Re: Age Limit for Chairman | Management | For | For |
| 21 | Amend Article 11.3 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
TOSOH CORP.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 4042
Security ID: J90096116 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Mergers by Absorption | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Udagawa, Kenichi | Management | For | Against |
| 3.2 | Elect Director Emori, Shinhachiro | Management | For | For |
| 3.3 | Elect Director Koie, Yasuyuki | Management | For | For |
| 3.4 | Elect Director Yamamoto, Toshinori | Management | For | For |
| 3.5 | Elect Director Ito, Sukehiro | Management | For | For |
| 3.6 | Elect Director Inoue, Eiji | Management | For | For |
| 3.7 | Elect Director Uchikura, Masaki | Management | For | For |
| 3.8 | Elect Director Nishizawa, Keiichiro | Management | For | For |
| 3.9 | Elect Director Tashiro, Katsushi | Management | For | For |
| 3.10 | Elect Director Yamamoto, Yasuo | Management | For | For |
| 3.11 | Elect Director Kawamoto, Koji | Management | For | For |
| 3.12 | Elect Director Yamada, Masayuki | Management | For | For |
| 3.13 | Elect Director Murata, Hiroto | Management | For | For |
| 4.1 | Appoint Statutory Auditor Teramoto, Tetsuya | Management | For | Against |
| 4.2 | Appoint Statutory Auditor Ozaki, Tsuneyasu | Management | For | For |
| 5.1 | Appoint Alternate Statutory Auditor Iwabuchi, Setsuo | Management | For | For |
| 5.2 | Appoint Alternate Statutory Auditor Matsuoka, Tsutomu | Management | For | Against |
| |
TOTAL SA
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: FP
Security ID: F92124100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Patricia Barbizet as Director | Management | For | For |
| 6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
| 8 | Reelect Barbara Kux as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
| 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
| 18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
| 19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
| 20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
| A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
| B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
| C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
| D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
| E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
| |
TOYOTA MOTOR CORP.
Meeting Date: JUN 17, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 7203
Security ID: J92676113 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.2 | Elect Director Toyoda, Akio | Management | For | For |
| 2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
| 2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
| 2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
| 2.7 | Elect Director Ihara, Yasumori | Management | For | For |
| 2.8 | Elect Director Sudo, Seiichi | Management | For | For |
| 2.9 | Elect Director Saga, Koei | Management | For | For |
| 2.10 | Elect Director Fukuichi, Tokuo | Management | For | For |
| 2.11 | Elect Director Terashi, Shigeki | Management | For | For |
| 2.12 | Elect Director Ishii, Yoshimasa | Management | For | For |
| 2.13 | Elect Director Uno, Ikuo | Management | For | Against |
| 2.14 | Elect Director Kato, Haruhiko | Management | For | For |
| 2.15 | Elect Director Mark T. Hogan | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nakatsugawa, Masaki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kitayama, Teisuke | Management | For | Against |
| 4 | Appoint Alternate Statutory Auditor Sakai, Ryuuji | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 6 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
| |
VESTAS WIND SYSTEM A/S
Meeting Date: MAR 24, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL |
Ticker: VWS
Security ID: K9773J128 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividend | Management | For | For |
| 4a | Reelect Bert Nordberg as Director | Management | For | For |
| 4b | Reelect Carsten Bjerg as Director | Management | For | For |
| 4c | Reelect Eija Pitkanen as Director | Management | For | For |
| 4d | Reelect Henrik Andersen as Director | Management | For | For |
| 4e | Reelect Henry Stenson as Director | Management | For | For |
| 4f | Reelect Jorn Ankaer Thomsen as Director | Management | For | Abstain |
| 4g | Reelect Lars Josefsson as Director | Management | For | For |
| 4h | Elect Lykke Friis as New Director | Management | For | For |
| 5.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 5.2 | Approve Remuneration of Directors for 2014 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 7.1 | Amend Articles of Association | Management | For | For |
| 7.2 | Approve Publication of Annual Report in English | Management | For | For |
| 7.3 | Approve Creation of DKK 22.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7.4 | Authorize Share Repurchase Program | Management | For | For |
| 7.5a | Amend Articles Re: Accounting Details in the Notice Convening AGMs | Shareholder | Against | Against |
| 7.5b | The Company's Financial Reports and Company Announcements Must Be Available in Danish on the Company's Website for At Least Five Years | Shareholder | Against | Against |
| 7.5c | No More than Two or Three Menu Items Must Be Required on the Website to View the Company's Financial Reports | Shareholder | Against | Against |
| 7.5d | Refreshments Provided in Connection with AGMs Must Reasonably Match the Outlook for the Coming Year | Shareholder | Against | Against |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| |
ALIOR BANK S.A.
Meeting Date: MAY 15, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: ALR
Security ID: X0081M123 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5.1 | Receive Financial Statements | Management | None | None |
| 5.2 | Receive Management Board Report on Company's Operations | Management | None | None |
| 6 | Approve Supervisory Board Report | Management | For | For |
| 7.1 | Approve Financial Statements | Management | For | For |
| 7.2 | Approve Management Board Report on Company's Operations | Management | For | For |
| 8.1 | Receive Consolidated Financial Statements | Management | None | None |
| 8.2 | Receive Management Board Report on Group's Operations | Management | None | None |
| 9.1 | Approve Consolidated Financial Statements | Management | For | For |
| 9.2 | Approve Management Board Report on Group's Operations | Management | For | For |
| 10.1 | Approve Allocation of Income | Management | For | For |
| 10.2 | Approve Treatment of Net Loss for Previous Years | Management | For | For |
| 11.1 | Approve Discharge of Wojciech Sobieraj (CEO) | Management | For | For |
| 11.2 | Approve Discharge of Krzysztof Czuba (Deputy CEO) | Management | For | For |
| 11.3 | Approve Discharge of Niels Lundorff (Deputy CEO) | Management | For | For |
| 11.4 | Approve Discharge of Artur Maliszewski (Deputy CEO) | Management | For | For |
| 11.5 | Approve Discharge of Witold Skrok (Deputy CEO) | Management | For | For |
| 11.6 | Approve Discharge of Katarzyna Sulkowska (Deputy CEO) | Management | For | For |
| 11.7 | Approve Discharge of Michal Hucal (Deputy CEO) | Management | For | For |
| 11.8 | Approve Discharge of Cezar Smorszczewski (Former Deputy CEO) | Management | For | For |
| 12.1 | Approve Discharge of Helena Zaleski (Supervisory Board Chairman) | Management | For | For |
| 12.2 | Approve Discharge of Malgorzata Iwanicz-Drozdowska (Supervisory Board Member) | Management | For | For |
| 12.3 | Approve Discharge of Marek Michalski (Supervisory Board Member) | Management | For | For |
| 12.4 | Approve Discharge of Krzysztof Obloj (Supervisory Board Member) | Management | For | For |
| 12.5 | Approve Discharge of Lucyna Stanczak-Wuczynska (Supervisory Board Member) | Management | For | For |
| 12.6 | Approve Discharge of Jozef Wancer (Supervisory Board Deputy Chairman) | Management | For | For |
| 13 | Close Meeting | Management | None | None |
| |
GREAT WALL MOTOR CO., LTD.
Meeting Date: MAY 09, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL |
Ticker: 02333
Security ID: Y2882P106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Audited Financial Report | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Approve Profit Distribution Proposal | Management | For | For |
| 4 | Approve Annual Report and Its Summary Report | Management | For | For |
| 5 | Approve Report of Independent Directors | Management | For | For |
| 6 | Approve Report of Supervisory Committee | Management | For | For |
| 7 | Approve Strategies of the Company | Management | For | For |
| 8 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Elect Wei Jian Jun as Director and Authorize the Board to Fix His Remuneration | Management | For | Against |
| 10 | Elect Liu Ping Fu as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 11 | Elect Wang Feng Ying as Director and Authorize the Board to Fix Her Remuneration | Management | For | For |
| 12 | Elect Hu Ke Gang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 13 | Elect Yang Zhi Juan as Director and Authorize the Board to Fix Her Remuneration | Management | For | For |
| 14 | Elect He Ping as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 15 | Elect Niu Jun as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 16 | Elect Wong Chi Hung, Stanley as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 17 | Elect Lu Chuang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 18 | Elect Liang Shang Shang as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 19 | Elect Ma Li Hui as Director and Authorize the Board to Fix His Remuneration | Management | For | For |
| 20 | Elect Luo Jin Li as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | Management | For | For |
| 21 | Elect Zong Yi Xiang as Supervisor and Authorize the Supervisory Committee to Fix Her Remuneration | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
GRUPO FINANCIERO BANORTE S.A.B. DE C.V.
Meeting Date: APR 25, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: GFNORTEO
Security ID: P49501201 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Guillermo Ortiz Martinez as Board Chairman | Management | For | For |
| 3.a2 | Elect Graciela Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a5 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a6 | Elect Herminio Blanco Mendoza as Director | Management | For | For |
| 3.a7 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 3.a8 | Elect Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a9 | Elect Armando Garza Sada as Director | Management | For | For |
| 3.a10 | Elect Hector Reyes Retana y Dahl as Director | Management | For | For |
| 3.a11 | Elect Juan Carlos Braniff Hierro as Director | Management | For | For |
| 3.a12 | Elect Miguel Aleman Magnani as Director | Management | For | For |
| 3.a13 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a14 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 3.a15 | Elect Alejandro Valenzuela del Rio as Director | Management | For | For |
| 3.a16 | Elect Jesus O. Garza Martinez as Alternate Director | Management | For | For |
| 3.a17 | Elect Alejandro Hank Gonzalez as Alternate Director | Management | For | For |
| 3.a18 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 3.a19 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 3.a20 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a22 | Elect Eduardo Livas Cantu as Alternate Director | Management | For | For |
| 3.a23 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 3.a24 | Elect Ramon A. Leal Chapa as Alternate Director | Management | For | For |
| 3.a25 | Elect Julio Cesar Mendez Rubio as Alternate Director | Management | For | For |
| 3.a26 | Elect Guillermo Mascarenas Milmo as Alternate Director | Management | For | For |
| 3.a27 | Elect Lorenzo Lazo Margain as Alternate Director | Management | For | For |
| 3.a28 | Elect Alejandro Orvananos Alatorre as Alternate Director | Management | For | For |
| 3.a29 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 3.a30 | Elect Jose Marcos Ramirez Miguel as Alternate Director | Management | For | For |
| 3.b | Approve Directors Liability and Indemnification | Management | For | For |
| 3.c | Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5.a | Elect Hector Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 5.b | Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.c | Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.d | Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee | Management | For | For |
| 5.e | Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee | Management | For | For |
| 6.a | Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee | Management | For | For |
| 6.b | Elect Alfredo Elias Ayub as Member of Risk Policies Committee | Management | For | For |
| 6.c | Elect Hector Reyes Retana y Dahl as Member of Risk Policies Committee | Management | For | For |
| 6.d | Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee | Management | For | For |
| 6.e | Elect Eduardo Livas Cantu as Member of Risk Policies Committee | Management | For | For |
| 6.f | Elect Manuel Aznar Nicolin as Member of Risk Policies Committee | Management | For | For |
| 6.g | Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee | Management | For | For |
| 6.h | Elect Manuel Romo Villafuerte as Member of Risk Policies Committee | Management | For | For |
| 6.i | Elect Fernando Solis Soberon as Member of Risk Policies Committee | Management | For | For |
| 6.j | Elect Gerardo Zamora Nanez as Member of Risk Policies Committee | Management | For | For |
| 6.k | Elect Jose Marcos Ramirez Miguel as Member of Risk Policies Committee | Management | For | For |
| 6.l | Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee | Management | For | For |
| 7 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
MAGNIT OAO
Meeting Date: MAY 29, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: MGNT
Security ID: 55953Q202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | For |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | For |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | For |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | For |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | For |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | For |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
| |
MMC NORILSK NICKEL
Meeting Date: JUN 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: GMKN
Security ID: 46626D108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | Against |
| 5.2 | Elect Alexey Bashkirov as Director | Management | None | Against |
| 5.3 | Elect Sergey Bratukhin as Director | Management | None | Against |
| 5.4 | Elect Andrey Bugrov as Director | Management | None | For |
| 5.5 | Elect Marianna Zakharova as Director | Management | None | Against |
| 5.6 | Elect Egor Ivanov as Director | Management | None | Against |
| 5.7 | Elect Stalbek Mishakov as Director | Management | None | Against |
| 5.8 | Elect Ardavan Moshiri as Director | Management | None | Against |
| 5.9 | Elect Garreth Penny as Director | Management | None | For |
| 5.10 | Elect Gerhard Prinsloo as Director | Management | None | For |
| 5.11 | Elect Sergei Skvorcov as Director | Management | None | Against |
| 5.12 | Elect Maxim Sokov as Director | Management | None | Against |
| 5.13 | Elect Vladislav Solovyev as Director | Management | None | Against |
| 5.14 | Elect Robert Edwards as Director | Management | None | For |
| 6.1 | Elect Ekaterina Voziyanova as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgiy Svanidze as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Yanevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 8 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | Against |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| 13 | Amend Charter | Management | For | Against |
| 14 | Amend Regulations on General Meetings | Management | For | For |
| 15a1 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | For |
| 15a2 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers | Management | For | For |
| 15a3 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | For |
| 15a4 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Provision of Petroleum Products | Management | For | For |
| 15a5 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms | Management | For | For |
| 15a6 | Approve Related-Party Transaction with OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services | Management | For | For |
| 15a7 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | For |
| 15a8 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a9 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | For |
| 15a10 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods | Management | For | For |
| 15a11 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Land Plot Lease Agreement | Management | For | For |
| 15a12 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a13 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a14 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a15 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a16 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a17 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | For |
| 15a18 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | For |
| 15a19 | Approve Related-Party Transaction with OJSC NTEK Re: Sale of Goods | Management | For | For |
| 15a20 | Approve Related-Party Transaction with OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials | Management | For | For |
| 15a21 | Approve Related-Party Transaction with OJSC Yenisey River Shipping Company Re: Transfer of Coal | Management | For | For |
| 15a22 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Placement of Industrial Wastes | Management | For | For |
| 15a23 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Agency Services for Organization of Training Employees | Management | For | For |
| 15a24 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees | Management | For | For |
| 15a25 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection | Management | For | For |
| 15a26 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Work on Projects | Management | For | For |
| 15a27 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Geodetic Survey Works | Management | For | For |
| 15a28 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control | Management | For | For |
| 15a29 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay | Management | For | For |
| 15a30 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Services | Management | For | For |
| 15a31 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units | Management | For | For |
| 15a32 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for Production Units | Management | For | For |
| 15a33 | Approve Related-Party Transaction with Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators | Management | For | For |
| 15a34 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown | Management | For | For |
| 15a35 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Unforeseen Design and Survey Works | Management | For | For |
| 15a36 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations | Management | For | For |
| 15a37 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Cadastral Works | Management | For | For |
| 15a38 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | For |
| 15a39 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | For |
| 15a40 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development | Management | For | For |
| 15a41 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works | Management | For | For |
| 15a42 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Preassembly Equipment Audit Works | Management | For | For |
| 15a43 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Preassembly Equipment Audit Works | Management | For | For |
| 15a44 | Approve Related-Party Transaction Norilsknickelremont LLC Re: Transfer of Goods | Management | For | For |
| 15a45 | Approve Related-Party Transaction with Polar Contraction Company LLC Re: Lease of Movable Property | Management | For | For |
| 15a46 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Lease of Movable Property | Management | For | For |
| 15b1 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds | Management | For | For |
| 15b2 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts | Management | For | For |
| 15b3 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems | Management | For | For |
| 15b4 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging | Management | For | For |
| 15b5 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees | Management | For | For |
| 15b6 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries | Management | For | For |
| 15b7 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening of Letters of Credit | Management | For | For |
| 15b8 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Contracts on Placing Deposits | Management | For | For |
| 15b9 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Guarantee Agreements | Management | For | For |
| 15b10 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts | Management | For | For |
| 15b11 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Promissory Notes | Management | For | For |
| 15b12 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency | Management | For | For |
| 15b13 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments | Management | For | For |
| 15b14 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals | Management | For | For |
| 15b15 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs | Management | For | For |
| 15b16 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Securities | Management | For | For |
| 15c | Approve Related-Party Transactions with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries | Management | For | For |
| |
MR PRICE GROUP LIMITED
Meeting Date: AUG 21, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL |
Ticker: MPC
Security ID: S5256M101 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 March 2013 | Management | For | For |
| 2.1 | Re-elect Keith Getz as Director | Management | For | Against |
| 2.2 | Re-elect Bobby Johnston as Director | Management | For | For |
| 2.3 | Re-elect Myles Ruck as Director | Management | For | For |
| 2.4 | Re-elect Moses Tembe as Director | Management | For | For |
| 3.1 | Re-elect Neill Abrams as Alternate Director | Management | For | For |
| 3.2 | Re-elect Tracey Chiappini-Young as Alternate Director | Management | For | For |
| 3.3 | Re-elect Steve Ellis as Alternate Director | Management | For | For |
| 4 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 5.1 | Re-elect Bobby Johnston as Member of the Audit and Compliance Committee | Management | For | For |
| 5.2 | Re-elect Daisy Naidoo as Member of the Audit and Compliance Committee | Management | For | For |
| 5.3 | Re-elect Myles Ruck as Member of the Audit and Compliance Committee | Management | For | For |
| 5.4 | Re-elect John Swain as Member of the Audit and Compliance Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Adopt the Report of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Independent Non-executive Chairman of the Company | Management | For | For |
| 1.2 | Approve Remuneration of Honorary Chairman of the Company | Management | For | For |
| 1.3 | Approve Remuneration of Lead Director of the Company | Management | For | For |
| 1.4 | Approve Remuneration of Other Director of the Company | Management | For | For |
| 1.5 | Approve Remuneration of Chairman of the Audit and Compliance Committee | Management | For | For |
| 1.6 | Approve Remuneration of Member of the Audit and Compliance Committee | Management | For | For |
| 1.7 | Approve Remuneration of Member of the Board Risk Committee | Management | For | For |
| 1.8 | Approve Remuneration of Chairman of the Remuneration and Nominations Committee | Management | For | For |
| 1.9 | Approve Remuneration of Member of the Remuneration and Nominations Committee | Management | For | For |
| 1.10 | Approve Remuneration of Chairman of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 1.11 | Approve Remuneration of Member of the Social, Ethics, Transformation and Sustainability Committee | Management | For | For |
| 2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| |
NASPERS LTD
Meeting Date: AUG 30, 2013
Record Date: AUG 16, 2013
Meeting Type: ANNUAL |
Ticker: NPN
Security ID: S53435103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Lourens Jonker as Director | Management | For | For |
| 4.2 | Re-elect Fred Phaswana as Director | Management | For | For |
| 4.3 | Re-elect Ben van der Ross as Director | Management | For | For |
| 4.4 | Re-elect Ton Vosloo as Director | Management | For | Against |
| 4.5 | Re-elect Francine-Ann du Plessis as Director | Management | For | For |
| 5.1 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For |
| 5.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 5.3 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | Against |
| 9 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 1.1 | Approve Remuneration of Board Chairman | Management | For | For |
| 1.2.1 | Approve Remuneration of Board Member (South African Resident) | Management | For | For |
| 1.2.2 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For |
| 1.2.3 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against |
| 1.2.4 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For |
| 1.3 | Approve Remuneration of Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Remuneration of Audit Committee Member | Management | For | For |
| 1.5 | Approve Remuneration of Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Remuneration of Risk Committee Member | Management | For | For |
| 1.7 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Remuneration of Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Remuneration of Nomination Committee Member | Management | For | For |
| 1.11 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For |
| 1.14 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.15 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For |
| 1.16 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For |
| 2 | Amend Memorandum of Incorporation | Management | For | For |
| 3 | Approve Financial Assistance to a Director or Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation | Management | For | Against |
| 4 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 5 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 6 | Authorise Repurchase of A Ordinary Shares | Management | For | Against |
| |
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Meeting Date: JUN 17, 2014
Record Date: JUN 01, 2014
Meeting Type: ANNUAL |
Ticker: PZU
Security ID: X6919T107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Receive Financial Statements | Management | None | None |
| 6 | Receive Management Board Report on Company's Operations in Fiscal 2013 | Management | None | None |
| 7 | Receive Consolidated Financial Statements | Management | None | None |
| 8 | Receive Management Board Report on Group's Operations in Fiscal 2013 | Management | None | None |
| 9 | Receive Supervisory Board Reports on Its Review of Financial Statements and Statutory Reports | Management | None | None |
| 10 | Receive Supervisory Board Report on Board's Operations | Management | None | None |
| 11 | Approve Financial Statements | Management | For | For |
| 12 | Approve Management Board Report on Company's Operations in Fiscal 2013 | Management | For | For |
| 13 | Approve Consolidated Financial Statements | Management | For | For |
| 14 | Approve Management Board Report on Group's Operations in Fiscal 2013 | Management | For | For |
| 15 | Approve Allocation of Income | Management | For | For |
| 16.1 | Approve Discharge of Przemyslaw Dabrowski (Management Board Member) | Management | For | For |
| 16.2 | Approve Discharge of Andrzej Klesyk (Management Board Member) | Management | For | For |
| 16.3 | Approve Discharge of Dariusz Krzewina (Management Board Member) | Management | For | For |
| 16.4 | Approve Discharge of Boguslaw Skuza (Management Board Member) | Management | For | For |
| 16.5 | Approve Discharge of Barbara Smalska (Management Board Member) | Management | For | For |
| 16.6 | Approve Discharge of Tomasz Tarkowski (Management Board Member) | Management | For | For |
| 16.7 | Approve Discharge of Ryszard Trepczynski (Management Board Member) | Management | For | For |
| 17.1 | Approve Discharge of Zbigniew Cwiakalski (Supervisory Board Member) | Management | For | For |
| 17.2 | Approve Discharge of Dariusz Daniluk (Supervisory Board Member) | Management | For | For |
| 17.3 | Approve Discharge of Zbigniew Derdziuk (Supervisory Board Member) | Management | For | For |
| 17.4 | Approve Discharge of Dariusz Filar (Supervisory Board Member) | Management | For | For |
| 17.5 | Approve Discharge of Wlodzimierz Kicinski (Supervisory Board Member) | Management | For | For |
| 17.6 | Approve Discharge of Waldemar Maj (Supervisory Board Member) | Management | For | For |
| 17.7 | Approve Discharge of Alojzy Nowak (Supervisory Board Member) | Management | For | For |
| 17.8 | Approve Discharge of Maciej Piotrowski (Supervisory Board Member) | Management | For | For |
| 17.9 | Approve Discharge of Tomasz Zganiacz (Supervisory Board Member) | Management | For | For |
| 18 | Approve Changes in Composition of Supervisory Board | Shareholder | None | Against |
| 19 | Close Meeting | Management | None | None |
| |
SBERBANK OF RUSSIA
Meeting Date: JUN 06, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL |
Ticker: SBER
Security ID: X76317100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Ratify Auditor | Management | For | For |
| 5.1 | Elect Martin Gilman as Director | Management | None | For |
| 5.2 | Elect Valery Goreglyad as Director | Management | None | Against |
| 5.3 | Elect German Gref as Director | Management | None | Against |
| 5.4 | Elect Yevsey Gurvich as Director | Management | None | Against |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
| 5.8 | Elect Peter Kralich as Director | Management | None | For |
| 5.9 | Elect Alexei Kudrin as Director | Management | None | Against |
| 5.10 | Elect Georgy Luntovsky as Director | Management | None | Against |
| 5.11 | Elect Vladimir Mau as Director | Management | None | For |
| 5.12 | Elect Gennady Melikyan as Director | Management | None | Against |
| 5.13 | Elect Leif Pagrotski as Director | Management | None | For |
| 5.14 | Elect Alessandro Profumo as Director | Management | None | Against |
| 5.15 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
| 5.16 | Elect Dmitriy Tulin as Member as Director | Management | None | For |
| 5.17 | Elect Nadia Wells as Member as Director | Management | None | For |
| 5.18 | Elect Sergey Shvetsov as Director | Management | None | Against |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Tatiyana Domanskaya as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | For |
| 7 | Approve New Edition of Charter | Management | For | For |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 10 | Approve New Edition of Regulations on Audit Commission | Management | For | For |
| 11 | Approve New Edition of Regulations on Management | Management | For | For |
| 12 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
THAICOM PCL
Meeting Date: MAR 27, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL |
Ticker: THCOM
Security ID: Y8617K122 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Matters to be Informed | Management | None | None |
| 2 | Approve Minutes of Previous Meeting | Management | For | For |
| 3 | Acknowledge Directors' Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Allocation of Income and Dividend of THB 0.45 Per Share | Management | For | For |
| 6 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7.1 | Elect Suphajee Suthumpun as Director | Management | For | For |
| 7.2 | Elect Charintorn Vongspootorn as Director | Management | For | For |
| 7.3 | Elect Samrieng Mekkriengkrai as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries | Management | For | For |
| 10.1 | Approve Allocation of Warrants to Suphajee Suthumpun Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.2 | Approve Allocation of Warrants to Paiboon Panuwattanawong Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.3 | Approve Allocation of Warrants to Nongluck Phinainitisart Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.4 | Approve Allocation of Warrants to Vuthi Asvasermcharoen Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.5 | Approve Allocation of Warrants to Pradeep Unni Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.6 | Approve Allocation of Warrants to Patompob Suwansiri Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 10.7 | Approve Allocation of Warrants to Pramook Chaiwingwutthikul Exceeding 5 Percent of Total Warrants Each | Management | For | For |
| 11 | Increase Registered Capital | Management | For | For |
| 12 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | For |
| 13 | Approve Allocation of Shares for the Exercise of Warrants to be Issued to Directors and Employees of the Company and its Subsidiaries | Management | For | For |
| 14 | Authorize Issuance of Debentures | Management | For | For |
| 15 | Approve Determination of the Business Domination by Foreigner | Management | For | For |
| 16 | Other Business | Management | For | Against |
| |
ABERDEEN ASSET MANAGEMENT PLC
Meeting Date: JAN 16, 2014
Record Date: JAN 14, 2014
Meeting Type: ANNUAL |
Ticker: ADN
Security ID: G00434111 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 4 | Re-elect Julie Chakraverty as Director | Management | For | For |
| 5 | Re-elect Roger Cornick as Director | Management | For | For |
| 6 | Re-elect Anita Frew as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect Andrew Laing as Director | Management | For | For |
| 9 | Re-elect Rod MacRae as Director | Management | For | For |
| 10 | Re-elect Richard Mully as Director | Management | For | For |
| 11 | Re-elect Jim Pettigrew as Director | Management | For | For |
| 12 | Re-elect Bill Rattray as Director | Management | For | For |
| 13 | Re-elect Anne Richards as Director | Management | For | For |
| 14 | Re-elect Simon Troughton as Director | Management | For | For |
| 15 | Re-elect Hugh Young as Director | Management | For | For |
| 16 | Elect Jutta af Rosenborg as Director | Management | For | For |
| 17 | Elect Akira Suzuki as Director | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| |
ANHEUSER-BUSCH INBEV SA
Meeting Date: APR 30, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ABI
Security ID: B6399C107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
| C7g | Elect Paulo Lemann as Director | Management | For | For |
| C7h | Elect Alexandre Behring as Director | Management | For | For |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
ASML HOLDING NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL |
Ticker: ASML
Security ID: N07059202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
| 9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
| 11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
| 12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
| 13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
| 13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
| 14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
| 15 | Approve Remuneration of Supervisory Board | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
| 17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
| 17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
| 18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 20 | Other Business (Non-Voting) | Management | None | None |
| 21 | Close Meeting | Management | None | None |
| |
AXA
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: CS
Security ID: F06106102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
| 8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
| 9 | Reelect Henri de Castries as Director | Management | For | For |
| 10 | Reelect Norbert Dentressangle as Director | Management | For | For |
| 11 | Reelect Denis Duverne as Director | Management | For | For |
| 12 | Reelect Isabelle Kocher as Director | Management | For | For |
| 13 | Reelect Suet Fern Lee as Director | Management | For | For |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
| 18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
BG GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: BG.
Security ID: G1245Z108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | Against |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
BHP BILLITON LIMITED
Meeting Date: NOV 21, 2013
Record Date: NOV 19, 2013
Meeting Type: ANNUAL |
Ticker: BHP
Security ID: Q1498M100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as the Auditor of BHP Billiton Plc | Management | For | For |
| 3 | Authorize the Board to Fix Remuneration of the Auditor | Management | For | For |
| 4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
| 5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
| 7 | Approve the Remuneration Report | Management | For | For |
| 8 | Approve the Long Term Incentive Plan | Management | For | Against |
| 9 | Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
| 10 | Elect Andrew Mackenzie as Director | Management | For | For |
| 11 | Elect Malcolm Broomhead as Director | Management | For | For |
| 12 | Elect John Buchanan as Director | Management | For | For |
| 13 | Elect Carlos Cordeiro as Director | Management | For | For |
| 14 | Elect David Crawford as Director | Management | For | For |
| 15 | Elect Pat Davies as Director | Management | For | For |
| 16 | Elect Carolyn Hewson as Director | Management | For | For |
| 17 | Elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Elect Wayne Murdy as Director | Management | For | For |
| 19 | Elect Keith Rumble as Director | Management | For | For |
| 20 | Elect John Schubert as Director | Management | For | For |
| 21 | Elect Shriti Vadera as Director | Management | For | For |
| 22 | Elect Jac Nasser as Director | Management | For | For |
| 23 | Elect Ian Dunlop as Director | Shareholder | Against | Against |
| |
BNP PARIBAS SA
Meeting Date: MAY 14, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: BNP
Security ID: F1058Q238 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
| 10 | Elect Daniela Schwarzer as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
| 12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
COMPAGNIE FINANCIERE RICHEMONT SA
Meeting Date: SEP 12, 2013
Record Date:
Meeting Type: ANNUAL |
Ticker: CFR
Security ID: H25662158 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Frederick Mostert as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
| 4.10 | Reelect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
| 4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
| 4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.14 | Reelect Maria Ramos as Director | Management | For | Did Not Vote |
| 4.15 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.16 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.17 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
| 4.18 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.19 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
| 4.20 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Conversion of A Bearer Shares into Registered Shares | Management | For | Did Not Vote |
| |
CONTINENTAL AG
Meeting Date: APR 25, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL |
Ticker: CON
Security ID: D16212140 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2013 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013 | Management | For | For |
| 3.9 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports | Management | For | For |
| 6.1 | Elect Gunther Dunkel to the Supervisory Board | Management | For | For |
| 6.2 | Elect Peter Gutzmer to the Supervisory Board | Management | For | For |
| 6.3 | Elect Klaus Mangold to the Supervisory Board | Management | For | For |
| 6.4 | Elect Sabine Neuss to the Supervisory Board | Management | For | For |
| 6.5 | Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM | Management | For | For |
| 6.6 | Elect Wolfgang Reizle to the Supervisory Board | Management | For | Against |
| 6.7 | Elect Klaus Rosenfeld to the Supervisory Board | Management | For | Against |
| 6.8 | Elect Georg Schaeffler to the Supervisory Board | Management | For | Against |
| 6.9 | Elect Maria-Elisabeth Schaeffler to the Supervisory Board | Management | For | For |
| 6.10 | Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014 | Management | For | For |
| 6.11 | Elect Siegfried Wolf to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| 8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
DANONE
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: BN
Security ID: F12033134 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Bruno Bonnell as Director | Management | For | For |
| 6 | Reelect Bernard Hours as Director | Management | For | For |
| 7 | Reelect Isabelle Seillier as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Elect Gaelle Olivier as Director | Management | For | For |
| 10 | Elect Lionel Zinsou-Derlin as Director | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 12 | Approve Transaction with J.P. Morgan | Management | For | For |
| 13 | Approve Severance Payment Agreement with Bernard Hours | Management | For | For |
| 14 | Approve Transaction with Bernard Hours | Management | For | For |
| 15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | For | For |
| 16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | For | For |
| 17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
ESSILOR INTERNATIONAL
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: EI
Security ID: F31668100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.94 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Philippe Alfroid as Director | Management | For | Against |
| 6 | Reelect Yi He as Director | Management | For | For |
| 7 | Reelect Maurice Marchand-Tonel as Director | Management | For | For |
| 8 | Reelect Aicha Mokdahi as Director | Management | For | Against |
| 9 | Reelect Michel Rose as Director | Management | For | For |
| 10 | Reelect Hubert Sagnieres as Director | Management | For | For |
| 11 | Advisory Vote on Compensation of Hubert Sagnieres, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 580,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors or Restricted Number of Investors , up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 17 and/or 20 | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17 to 21 at 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Amend Article 14 of Bylaws Re: Directors' Length of Mandate | Management | For | For |
| 25 | Insert New Article 12.4 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
Meeting Date: JUN 17, 2014
Record Date: JUN 13, 2014
Meeting Type: ANNUAL |
Ticker: IAG
Security ID: E67674106 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | Against |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | Against |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | For |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
LLOYDS BANKING GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: LLOY
Security ID: G5533W248 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Juan Colombas as Director | Management | For | For |
| 3 | Elect Dyfrig John as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect George Culmer as Director | Management | For | For |
| 6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
| 7 | Re-elect Anita Frew as Director | Management | For | For |
| 8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 9 | Re-elect Nicholas Luff as Director | Management | For | For |
| 10 | Re-elect David Roberts as Director | Management | For | For |
| 11 | Re-elect Anthony Watson as Director | Management | For | For |
| 12 | Re-elect Sara Weller as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 18 | Approve Scrip Dividend Programme | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | Against |
| 21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 28 | Approve Related Party and Class 1 Transaction | Management | For | For |
| |
MAGNIT OAO
Meeting Date: MAY 29, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL |
Ticker: MGNT
Security ID: 55953Q202 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | For |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | For |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | For |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | For |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | For |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | For |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | For |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 7 | Elect Members of Counting Commission | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
| |
MIZUHO FINANCIAL GROUP INC.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 8411
Security ID: J4599L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | Against |
| 2 | Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors' Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation - Remove Provisions on Class 13 Preferred Shares | Management | For | For |
| 3.1 | Elect Director Sato, Yasuhiro | Management | For | For |
| 3.2 | Elect Director Tsujita, Yasunori | Management | For | For |
| 3.3 | Elect Director Aya, Ryusuke | Management | For | For |
| 3.4 | Elect Director Shimbo, Junichi | Management | For | For |
| 3.5 | Elect Director Fujiwara, Koji | Management | For | For |
| 3.6 | Elect Director Takahashi, Hideyuki | Management | For | For |
| 3.7 | Elect Director Funaki, Nobukatsu | Management | For | For |
| 3.8 | Elect Director Nomiyama, Akihiko | Management | For | For |
| 3.9 | Elect Director Ohashi, Mitsuo | Management | For | For |
| 3.10 | Elect Director Kawamura, Takashi | Management | For | For |
| 3.11 | Elect Director Kainaka, Tatsuo | Management | For | Against |
| 3.12 | Elect Director Anraku, Kanemitsu | Management | For | For |
| 3.13 | Elect Director Ota, Hiroko | Management | For | For |
| 4 | Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So | Shareholder | Against | Against |
| 5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 5 | Shareholder | Against | For |
| 6 | Amend Articles to Put Director Nominees' and Statutory Auditor Nominees' Concurrent Posts at Listed Companies in Proxy Materials | Shareholder | Against | Against |
| 7 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For |
| 8 | Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against |
| 9 | Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect | Shareholder | Against | Against |
| 10 | Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups | Shareholder | Against | Against |
| 11 | Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company's Website | Shareholder | Against | Against |
| 12 | Amend Articles to Prohibit Mizuho Financial Group's Securities Companies from Manipulating Stock Prices on Green-Sheet Markets | Shareholder | Against | Against |
| |
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: NESN
Security ID: H57312649 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | Against |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | Against |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL |
Ticker: NOVO B
Security ID: K72807132 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Against |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Against |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
PANASONIC CORP
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL |
Ticker: 6752
Security ID: J6354Y104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nagae, Shuusaku | Management | For | For |
| 1.2 | Elect Director Matsushita, Masayuki | Management | For | For |
| 1.3 | Elect Director Tsuga, Kazuhiro | Management | For | For |
| 1.4 | Elect Director Yamada, Yoshihiko | Management | For | For |
| 1.5 | Elect Director Takami, Kazunori | Management | For | For |
| 1.6 | Elect Director Kawai, Hideaki | Management | For | For |
| 1.7 | Elect Director Miyabe, Yoshiyuki | Management | For | For |
| 1.8 | Elect Director Yoshioka, Tamio | Management | For | For |
| 1.9 | Elect Director Toyama, Takashi | Management | For | For |
| 1.10 | Elect Director Yoshida, Mamoru | Management | For | For |
| 1.11 | Elect Director Nomura, Tsuyoshi | Management | For | For |
| 1.12 | Elect Director Uno, Ikuo | Management | For | Against |
| 1.13 | Elect Director Oku, Masayuki | Management | For | For |
| 1.14 | Elect Director Ota, Hiroko | Management | For | For |
| 1.15 | Elect Director Ito, Yoshio | Management | For | For |
| 1.16 | Elect Director Ishii, Jun | Management | For | For |
| 1.17 | Elect Director Sato, Mototsugu | Management | For | For |
| 2.1 | Appoint Statutory Auditor Sato, Yoshio | Management | For | Against |
| 2.2 | Appoint Statutory Auditor Kinoshita, Toshio | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
PANDORA HOLDING CO
Meeting Date: MAR 19, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL |
Ticker: PNDORA
Security ID: K7681L102 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | For |
| 5 | Approve Discharge of Management and Board | Management | For | For |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Against |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Against |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Against |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | For |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | For |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | For |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | For |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | For |
| 6b2f | Approve Publication of Information in English | Management | For | For |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | For |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | For |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Abstain |
| 7b | Reelect Christian Frigast as Director | Management | For | Abstain |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Abstain |
| 7d | Reelect Andrea Alvey as Director | Management | For | For |
| 7e | Reelect Torben Sorensen as Director | Management | For | For |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Abstain |
| 7g | Reelect Ronica Wang as Director | Management | For | For |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | For |
| 7i | Elect Per Bank as New Director | Management | For | For |
| 7j | Elect Michael Sorensen as New Director | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Abstain |
| 9 | Other Business | Management | None | None |
| |
PRUDENTIAL PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL |
Ticker: PRU
Security ID: G72899100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
| 6 | Elect Jacqueline Hunt as Director | Management | For | For |
| 7 | Elect Anthony Nightingale as Director | Management | For | For |
| 8 | Elect Alice Schroeder as Director | Management | For | For |
| 9 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Alexander Johnston as Director | Management | For | For |
| 12 | Re-elect Paul Manduca as Director | Management | For | For |
| 13 | Re-elect Michael McLintock as Director | Management | For | For |
| 14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 16 | Re-elect Philip Remnant as Director | Management | For | For |
| 17 | Re-elect Barry Stowe as Director | Management | For | For |
| 18 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 19 | Re-elect Lord Turnbull as Director | Management | For | For |
| 20 | Re-elect Michael Wells as Director | Management | For | For |
| 21 | Appoint KPMG LLP as Auditors | Management | For | For |
| 22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 26 | Authorise Issue of Preference Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
PUBLICIS GROUPE SA
Meeting Date: MAY 28, 2014
Record Date: MAY 22, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: PUB
Security ID: F7607Z165 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Transaction with BNP Paribas Re: Loan Agreement | Management | For | For |
| 6 | Approve Transaction with Societe Generale Re: Loan Agreement | Management | For | For |
| 7 | Reelect Claudine Bienaime as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Michel Halperin as Supervisory Board Member | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1.20 Million | Management | For | For |
| 10 | Advisory Vote on Compensation of Maurice Levy, Chairman of the Management Board | Management | For | Against |
| 11 | Advisory Vote on Compensation of Jean-Michel Etienne, Jean-Yves Naouri, and Kevin Roberts, Members of the Management Board | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
RAKUTEN INC.
Meeting Date: MAR 28, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL |
Ticker: 4755
Security ID: J64264104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihisa | Management | For | For |
| 2.4 | Elect Director Kobayashi, Masatada | Management | For | For |
| 2.5 | Elect Director Shimada, Toru | Management | For | For |
| 2.6 | Elect Director Sugihara, Akio | Management | For | For |
| 2.7 | Elect Director Takeda, Kazunori | Management | For | For |
| 2.8 | Elect Director Hyakuno, Kentaro | Management | For | For |
| 2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
| 2.10 | Elect Director Charles B. Baxter | Management | For | For |
| 2.11 | Elect Director Kusano, Koichi | Management | For | For |
| 2.12 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.13 | Elect Director Joshua G. James | Management | For | Against |
| 2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
| 2.15 | Elect Director Murai, Jun | Management | For | For |
| 2.16 | Elect Director Hosaka, Masayuki | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
RIO TINTO PLC
Meeting Date: APR 15, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL |
Ticker: RIO
Security ID: G75754104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 5 | Approve Potential Termination Benefits | Management | For | For |
| 6 | Elect Anne Lauvergeon as Director | Management | For | For |
| 7 | Elect Simon Thompson as Director | Management | For | For |
| 8 | Re-elect Robert Brown as Director | Management | For | For |
| 9 | Re-elect Jan du Plessis as Director | Management | For | For |
| 10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
| 11 | Re-elect Ann Godbehere as Director | Management | For | For |
| 12 | Re-elect Richard Goodmanson as Director | Management | For | For |
| 13 | Re-elect Lord Kerr as Director | Management | For | For |
| 14 | Re-elect Chris Lynch as Director | Management | For | For |
| 15 | Re-elect Paul Tellier as Director | Management | For | For |
| 16 | Re-elect John Varley as Director | Management | For | For |
| 17 | Re-elect Sam Walsh as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| |
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL |
Ticker: RR.
Security ID: G76225104 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
ROYAL BANK OF SCOTLAND GROUP PLC
Meeting Date: JUN 25, 2014
Record Date: JUN 23, 2014
Meeting Type: ANNUAL |
Ticker: RBS
Security ID: G7S86Z172 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Morten Friis as Director | Management | For | For |
| 2.2 | Authorise Independent Shareholder to Elect Morten Friis as Director | Management | For | For |
| 3.1 | Elect Robert Gillespie as Director | Management | For | For |
| 3.2 | Authorise Independent Shareholder to Elect Robert Gillespie as Director | Management | For | For |
| 4 | Elect Ross McEwan as Director | Management | For | For |
| 5 | Elect Ewen Stevenson as Director | Management | For | For |
| 6.1 | Re-elect Sandy Crombie as Director | Management | For | For |
| 6.2 | Authorise Independent Shareholder to Re-elect Sandy Crombie as Director | Management | For | For |
| 7.1 | Re-elect Alison Davis as Director | Management | For | For |
| 7.2 | Authorise Independent Shareholder to Re-elect Alison Davis as Director | Management | For | For |
| 8 | Re-elect Philip Hampton as Director | Management | For | For |
| 9.1 | Re-elect Penny Hughes as Director | Management | For | For |
| 9.2 | Authorise Independent Shareholder to Re-elect Penny Hughes as Director | Management | For | For |
| 10.1 | Re-elect Brendan Nelson as Director | Management | For | For |
| 10.2 | Authorise Independent Shareholder to Re-elect Brendan Nelson as Director | Management | For | For |
| 11.1 | Re-elect Baroness Noakes as Director | Management | For | For |
| 11.2 | Authorise Independent Shareholder to Re-elect Baroness Noakes as Director | Management | For | For |
| 12.1 | Re-elect Philip Scott as Director | Management | For | For |
| 12.2 | Authorise Independent Shareholder to Re-elect Philip Scott as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Remuneration Report | Management | For | For |
| 21 | Approve Employee Share Plan | Management | For | Against |
| |
SCHNEIDER ELECTRIC SA
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: SU
Security ID: F86921107 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
SEVEN & I HOLDINGS CO LTD
Meeting Date: MAY 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL |
Ticker: 3382
Security ID: J7165H108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Suzuki, Toshifumi | Management | For | For |
| 2.2 | Elect Director Murata, Noritoshi | Management | For | For |
| 2.3 | Elect Director Goto, Katsuhiro | Management | For | For |
| 2.4 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
| 2.5 | Elect Director Ito, Junro | Management | For | For |
| 2.6 | Elect Director Takahashi, Kunio | Management | For | For |
| 2.7 | Elect Director Shimizu, Akihiko | Management | For | For |
| 2.8 | Elect Director Isaka, Ryuichi | Management | For | For |
| 2.9 | Elect Director Anzai, Takashi | Management | For | For |
| 2.10 | Elect Director Otaka, Zenko | Management | For | For |
| 2.11 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.12 | Elect Director Tsukio, Yoshio | Management | For | For |
| 2.13 | Elect Director Ito, Kunio | Management | For | For |
| 2.14 | Elect Director Yonemura, Toshiro | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nomura, Hideo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hayakawa, Tadao | Management | For | For |
| 3.3 | Appoint Statutory Auditor Suzuki, Yoko | Management | For | For |
| 3.4 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Management | For | For |
| 3.5 | Appoint Statutory Auditor Kiriyama, Kazuko | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| |
SIKA AG
Meeting Date: APR 15, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: SIK
Security ID: H7631K158 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 57 per Bearer Share and CHF 9.50 per Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 5.1.1 | Reelect Paul Haelg as Director and Chairman of the Board | Management | For | Did Not Vote |
| 5.1.2 | Reelect Urs Burkard as Director (Representing Holders of Registered Shares) | Management | For | Did Not Vote |
| 5.1.3 | Reelect Frits van Dijk as Director (Representing Holders of Bearer Shares) | Management | For | Did Not Vote |
| 5.1.4 | Reelect Willi Leimer as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Daniel Sauter as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Ulrich Suter as Director | Management | For | Did Not Vote |
| 5.1.8 | Reelect Christoph Tobler as Director | Management | For | Did Not Vote |
| 5.2 | Elect Juergen Tinggren as Director | Management | For | Did Not Vote |
| 5.3.1 | Appoint Frits van Dijk as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.2 | Appoint Urs Burkard as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.3 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 5.5 | Designate Max Braendli as Independent Proxy | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.2 | Approve Remuneration of Directors in the Amount of CHF 3 Million | Management | For | Did Not Vote |
| 6.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | Did Not Vote |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
SKANDINAVISKA ENSKILDA BANKEN
Meeting Date: MAR 25, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL |
Ticker: SEB A
Security ID: W25381141 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Receive Report on Work of Nomination Committee | Management | None | None |
| 13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | For |
| 15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | For |
| 18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | For |
| 18c | Approve Profit Sharing Program | Management | For | For |
| 19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | For |
| 19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | For |
| 19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | For |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | For |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Against |
| 23 | Close Meeting | Management | None | None |
| |
SKF AB
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL |
Ticker: SKF B
Security ID: W84237143 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Dividends of SEK 5.50 per Share | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Amend Articles Re: Board of Directors | Management | For | For |
| 13 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay | Management | For | For |
| 15 | Reelect Leif Ostling (Chairman), Ulla Litzen, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director | Management | For | Against |
| 16 | Approve Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve Restricted Stock Plan for Key Employees | Management | For | Against |
| 19 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| |
SSGA FUNDS
Meeting Date: FEB 27, 2014
Record Date: OCT 31, 2013
Meeting Type: SPECIAL |
Ticker:
Security ID: 784924300 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William L. Marshall | Management | For | For |
| 1.2 | Elect Director Patrick J. Riley | Management | For | For |
| 1.3 | Elect Director Richard D. Shirk | Management | For | For |
| 1.4 | Elect Director Bruce D. Taber | Management | For | For |
| 1.5 | Elect Director Scott F. Powers | Management | For | For |
| 1.6 | Elect Director Michael F. Holland | Management | For | For |
| 1.7 | Elect Director William L. Boyan | Management | For | For |
| 1.8 | Elect Director Rina K. Spence | Management | For | For |
| 1.9 | Elect Director Douglas T. Williams | Management | For | For |
| 1.10 | Elect Director James E. Ross | Management | For | For |
| 2 | Amend Declaration of Trust for Master Trust | Management | For | For |
| 3 | Approve Amended and Restated Rule 12b-1 Plan | Management | For | For |
| 4a | Approve Change of Fundamental Investment Restrictions with Respect to Concentrating Investments in an Industry | Management | For | For |
| 4b | Approve Change of Fundamental Investment Restrictions with Respect to Borrowing Money and Issuing Securities | Management | For | For |
| 4c | Approve Change of Fundamental Investment Restrictions with Respect to Making Loans | Management | For | For |
| 4d | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Commodities and Commodity Contracts | Management | For | For |
| 4e | Approve Change of Fundamental Investment Restrictions with Respect to Investment in Real Estate | Management | For | For |
| 4f | Approve Change of Fundamental Investment Restrictions with Respect to Participation in Underwriting of Securities | Management | For | For |
| 4g | Approve Elimination of Fundamental Investment Restrictions with Respect to Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For |
| 4h | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing or Selling Puts, Calls or Investing in Straddles, Spreads or Any Combination Thereof | Management | For | For |
| 4i | Approve Elimination of Fundamental Investment Restrictions with Respect to Making Short Sales or Purchasing Securities on Margin | Management | For | For |
| 4j | Approve Elimination of Fundamental Investment Restrictions with Respect to Diversification of Investments | Management | For | For |
| 4k | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In Illiquid Securities | Management | For | For |
| 4l | Approve Elimination of Fundamental Investment Restrictions with Respect to Purchasing Interests in Oil, Gas or other Mineral Exploration or Development Programs | Management | For | For |
| 4m | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments for Control | Management | For | For |
| 4n | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments if the Investment Company's Officers, Directors, Adviser or any of their Affiliates Beneficially Own a Certain Percent of the Securities of such Issuer | Management | For | For |
| 4o | Approve Elimination of Fundamental Investment Restrictions with Respect to Investing In New Issuers | Management | For | For |
| 4p | Approve Elimination of Fundamental Investment Restrictions with Respect to Investments in Securities Issued by Other Investment Companies | Management | For | For |
| 4q | Approve Elimination of Fundamental Investment Restrictions with Respect to Certain Interested Transactions | Management | For | For |
| 5 | Change Fundamental Investment Objective to Non-fundamental | Management | For | Against |
| |
STATOIL ASA
Meeting Date: MAY 14, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: STL
Security ID: R8413J103 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
| 7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
| 8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
| 9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
| 14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
| 14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
| 14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
| 14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
| 16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
| 17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
| |
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date: APR 11, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL |
Ticker: ERIC B
Security ID: W26049119 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Against |
| 9.4 | Approve Remuneration of Auditors | Management | For | For |
| 9.5 | Fix Number of Auditors at One | Management | For | For |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | For |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | For |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Against |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | For |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | For |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Against |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | For |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | For |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Against |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | For |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | For |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Against |
| 17 | Close Meeting | Management | None | None |
| |
TOTAL SA
Meeting Date: MAY 16, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: FP
Security ID: F92124100 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Patricia Barbizet as Director | Management | For | For |
| 6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
| 8 | Reelect Barbara Kux as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
| 13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
| 18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
| 19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
| 20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
| A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
| B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
| C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
| D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
| E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
| |
UBS AG
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL |
Ticker: UBSN
Security ID: H89231338 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | Against |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Axel Lehmann as Director | Management | For | For |
| 6.1g | Reelect Helmut Panke as Director | Management | For | For |
| 6.1h | Reelect William Parrett as Director | Management | For | For |
| 6.1i | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1k | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
ZODIAC AEROSPACE
Meeting Date: JAN 08, 2014
Record Date: JAN 02, 2014
Meeting Type: ANNUAL/SPECIAL |
Ticker: ZC
Security ID: F98947108 |
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Didier Domange as Supervisory Board Member | Management | For | Against |
| 7 | Reelect Elisabeth Domange as Supervisory Board Member | Management | For | Against |
| 8 | Reelect Marc Assa as Supervisory Board Member | Management | For | Against |
| 9 | Reelect Robert Marechal as Supervisory Board Member | Management | For | Against |
| 10 | Acknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member | Management | For | For |
| 11 | Elect Patrick Daher as Supervisory Board Member | Management | For | Against |
| 12 | Elect FFP Invest as Supervisory Board Member | Management | For | Against |
| 13 | Advisory Vote on Compensation of Olivier Zarrouati | Management | For | Against |
| 14 | Advisory Vote on Compensation of Maurice Pinault | Management | For | Against |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Approve 5-for-1 Stock Split | Management | For | For |
| 17 | Amend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members | Management | For | For |
| 18 | Amend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board | Management | For | For |
| 19 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 20 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 21 | Approve Employee Stock Purchase Plan | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.
