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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-6292
UBS Investment Trust
(Exact name of registrant as specified in charter)
1285 Avenue of the Americas | | |
New York, New York | | 10019-6028 |
(Address of principal executive offices) | | (Zip code) |
Eric Sanders
UBS Global Asset Management (Americas) Inc.
1285 Avenue of the Americas
New York, New York 10019-6028
Registrant’s telephone number, including area code: 212.821.3000 | |
|
Date of fiscal year end: | 8/31 | |
|
Date of reporting period: | 7/1/2010 – 6/30/2011 |
| | | |
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06292
UBS Investment Trust
1285 Avenue of the Americas
New York, NY 10019
212-821-3000
Eric Sanders
UBS Global Asset Management (Americas) Inc.
1285 Avenue of the Americas
New York, NY 10019
Fiscal year end: 8/31
Reporting Period: 07/01/2010 - 06/30/2011
=========================== UBS U.S. ALLOCATION FUND ===========================
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 11, 2011 Meeting Type: Annual
Record Date: FEB 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gloster B. Current, Jr. For For Management
1.2 Elect Director Robert J. O'Toole For For Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron Cohen For For Management
1.2 Elect Director Lorin J. Randall For For Management
1.3 Elect Director Steven M. Rauscher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert K. Burgess For For Management
2 Elect Director Daniel Rosensweig For For Management
3 Elect Director Robert Sedgewick For For Management
4 Elect Director John E. Warnock For For Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Approve Executive Incentive Bonus Plan For For Management
7 Ratify Auditors For For Management
8 Declassify the Board of Directors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 29, 2010 Meeting Type: Annual
Record Date: AUG 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth R. Baker For For Management
1.2 Elect Director Murray Gell-Mann For For Management
1.3 Elect Director Charles R. Holland For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel P. Amos For For Management
2 Elect Director John Shelby Amos II For For Management
3 Elect Director Paul S. Amos II For For Management
4 Elect Director Michael H. Armacost For For Management
5 Elect Director Kriss Cloninger III For For Management
6 Elect Director Elizabeth J. Hudson For For Management
7 Elect Director Douglas W. Johnson For For Management
8 Elect Director Robert B. Johnson For For Management
9 Elect Director Charles B. Knapp For For Management
10 Elect Director E. Stephen Purdom For For Management
11 Elect Director Barbara K. Rimer For For Management
12 Elect Director Marvin R. Schuster For For Management
13 Elect Director David Gary Thompson For For Management
14 Elect Director Robert L. Wright For For Management
15 Elect Director Takuro Yoshida For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Heidi Fields For For Management
2 Elect Director David M. Lawrence For For Management
3 Elect Director A. Barry Rand For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AGL RESOURCES INC.
Ticker: AGL Security ID: 001204106
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra N. Bane For For Management
1.2 Elect Director Thomas D. Bell, Jr. For For Management
1.3 Elect Director Arthur E. Johnson For For Management
1.4 Elect Director Dean R. O'Hare For For Management
1.5 Elect Director James A. Rubright For For Management
1.6 Elect Director John W. Somerhalder II For For Management
1.7 Elect Director Bettina M. Whyte For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah Dunsire For For Management
2 Elect Director Trevor M. Jones For For Management
3 Elect Director Louis J. Lavigne, Jr. For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
7 Approve Executive Incentive Bonus Plan For For Management
8 Approve Omnibus Stock Plan For For Management
9 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Jonathan J. Rubinstein For For Management
7 Elect Director Thomas O. Ryder For For Management
8 Elect Director Patricia Q. Stonesifer For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
12 Amend Bylaws-- Call Special Meetings Against Against Shareholder
13 Report on Climate Change Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Bayless, Jr. For For Management
1.2 Elect Director R.D. Burck For For Management
1.3 Elect Director G. Steven Dawson For For Management
1.4 Elect Director Cydney C. Donnell For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director Joseph M. Macchione For For Management
1.7 Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Anderson For For Management
2 Elect Director James F. Cordes For For Management
3 Elect Director Ralph D. Crosby, Jr. For For Management
4 Elect Director Linda A. Goodspeed For For Management
5 Elect Director Thomas E. Hoaglin For For Management
6 Elect Director Lester A. Hudson, Jr. For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Kathryn D. Sullivan For For Management
12 Elect Director Sara Martinez Tucker For For Management
13 Elect Director John F. Turner For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN REPROGRAPHICS COMPANY
Ticker: ARC Security ID: 029263100
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam For For Management
Suriyakumar
1.2 Elect Director Thomas J. Formolo For For Management
1.3 Elect Director Dewitt Kerry McCluggage For For Management
1.4 Elect Director James F. McNulty For For Management
1.5 Elect Director Mark W. Mealy For For Management
1.6 Elect Director Manuel Perez de la Mesa For For Management
1.7 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond P. Dolan For For Management
2 Elect Director Ronald M. Dykes For For Management
3 Elect Director Carolyn F. Katz For For Management
4 Elect Director Gustavo Lara Cantu For For Management
5 Elect Director Joann A. Reed For For Management
6 Elect Director Pamela D.A. Reeve For For Management
7 Elect Director David E. Sharbutt For For Management
8 Elect Director James D. Taiclet, Jr. For For Management
9 Elect Director Samme L. Thompson For For Management
10 Ratify Auditors For For Management
11 Reduce Supermajority Vote Requirement For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Vance D. Coffman For For Management
5 Elect Director Rebecca M. Henderson For For Management
6 Elect Director Frank C. Herringer For For Management
7 Elect Director Gilbert S. Omenn For For Management
8 Elect Director Judith C. Pelham For For Management
9 Elect Director J. Paul Reason For For Management
10 Elect Director Leonard D. Schaeffer For For Management
11 Elect Director Kevin W. Sharer For For Management
12 Elect Director Ronald D. Sugar For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AMYLIN PHARMACEUTICALS, INC.
Ticker: AMLN Security ID: 032346108
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian Adams For For Management
1.2 Elect Director Teresa Beck For For Management
1.3 Elect Director M. Kathleen Behrens For For Management
1.4 Elect Director Daniel M. Bradbury For For Management
1.5 Elect Director Paul N. Clark For For Management
1.6 Elect Director Paulo F. Costa For For Management
1.7 Elect Director Alexander Denner For For Management
1.8 Elect Director Karin Eastham For For Management
1.9 Elect Director James R. Gavin III For For Management
1.10 Elect Director Jay S. Skyler For For Management
1.11 Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For For Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For For Management
6 Elect Director John R. Gordon For For Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
11 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against For Shareholder
13 Pro-rata Vesting of Equity Plans Against Against Shareholder
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 18, 2010 Meeting Type: Annual
Record Date: AUG 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey G. Gold For For Management
1.2 Elect Director Kevin J. Gould For For Management
1.3 Elect Director Dennis S. Meteny For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U106
Meeting Date: AUG 03, 2010 Meeting Type: Annual
Record Date: JUN 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot Stein, Jr For For Management
1.2 Elect Director Bradley J. Wechsler For Withhold Management
2 Ratify Auditors For For Management
3 Approve Sale of Common Shares Below Net For For Management
Asset Value
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. De Geus For For Management
1.2 Elect Director Stephen R. Forrest For For Management
1.3 Elect Director Thomas J. Iannotti For For Management
1.4 Elect Director Susan M. James For For Management
1.5 Elect Director Alexander A. Karsner For For Management
1.6 Elect Director Gerhard H. Parker For For Management
1.7 Elect Director Dennis D. Powell For For Management
1.8 Elect Director Willem P. Roelandts For For Management
1.9 Elect Director James E. Rogers For For Management
1.10 Elect Director Michael R. Splinter For For Management
1.11 Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ART TECHNOLOGY GROUP, INC.
Ticker: ARTG Security ID: 04289L107
Meeting Date: JAN 04, 2011 Meeting Type: Special
Record Date: NOV 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
17 Report on Political Contributions Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Lorrie M. Norrington For For Management
8 Elect Director Charles J. Robel For For Management
9 Elect Director Steven M. West For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director V. Ann Hailey For For Management
1.3 Elect Director Fred Hassan For For Management
1.4 Elect Director Andrea Jung For For Management
1.5 Elect Director Maria Elena Lagomasino For For Management
1.6 Elect Director Ann S. Moore For For Management
1.7 Elect Director Paul S. Pressler For For Management
1.8 Elect Director Gary M. Rodkin For For Management
1.9 Elect Director Paula Stern For For Management
1.10 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Anthony G. Fernandes For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Pierre H. Jungels For For Management
1.7 Elect Director James A. Lash For For Management
1.8 Elect Director J. Larry Nichols For For Management
1.9 Elect Director H. John Riley, Jr. For For Management
1.10 Elect Director J. W. Stewart For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency None Three Years Management
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 22, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mary G.F. Bitterman For For Management
1.3 Elect Director Mark A. Burak For For Management
1.4 Elect Director Michael J. Chun For For Management
1.5 Elect Director Clinton R. Churchill For For Management
1.6 Elect Director David A. Heenan For For Management
1.7 Elect Director Peter S. Ho For For Management
1.8 Elect Director Robert Huret For For Management
1.9 Elect Director Kent T. Lucien For For Management
1.10 Elect Director Martin A. Stein For For Management
1.11 Elect Director Donald M. Takaki For For Management
1.12 Elect Director Barbara J. Tanabe For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Wayne T. Hockmeyer For For Management
2 Elect Director Robert L. Parkinson, Jr. For For Management
3 Elect Director Thomas T. Stallkamp For For Management
4 Elect Director Albert P.L. Stroucken For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
8 Approve Qualified Employee Stock For For Management
Purchase Plan
9 Approve Omnibus Stock Plan For For Management
10 Amend Certificate of Incorporation to For For Management
Declassify the Board and Reduce
Supermajority Voting Requirement
--------------------------------------------------------------------------------
BE AEROSPACE, INC.
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim C. Cowart For For Management
1.2 Elect Director Arthur E. Wegner For For Management
2 Ratify Auditors For For �� Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 08, 2011 Meeting Type: Annual
Record Date: DEC 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2.1 Elect Director Robert R. Buck For For Management
2.2 Elect Director Paul M. Isabella For For Management
2.3 Elect Director H. Arthur Bellows, Jr. For For Management
2.4 Elect Director James J. Gaffney For For Management
2.5 Elect Director Peter M. Gotsch For For Management
2.6 Elect Director Andrew R. Logie For For Management
2.7 Elect Director Stuart A. Randle For For Management
2.8 Elect Director Wilson B. Sexton For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Drapeau For For Management
1.2 Elect Director Albert J. Hillman For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
BLACKBOARD INC.
Ticker: BBBB Security ID: 091935502
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. Rogers Novak Jr. For For Management
1.2 Elect Director Joseph L. Cowan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRISTOW GROUP INC.
Ticker: BRS Security ID: 110394103
Meeting Date: AUG 04, 2010 Meeting Type: Annual
Record Date: JUN 08, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Amonett For For Management
1.2 Elect Director Stephen J. Cannon For For Management
1.3 Elect Director William E. Chiles For For Management
1.4 Elect Director Michael A. Flick For For Management
1.5 Elect Director Ian A. Godden For For Management
1.6 Elect Director Thomas C. Knudson For For Management
1.7 Elect Director John M. May For For Management
1.8 Elect Director Bruce H. Stover For For Management
1.9 Elect Director Ken C. Tamblyn For For Management
1.10 Elect Director William P. Wyatt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert Ezrilov For For Management
2 Elect Director Wayne M. Fortun For For Management
3 Elect Director Brian P. Short For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan L. Bostrom For For Management
2 Elect Director Donald L. Lucas For For Management
3 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
4 Elect Director George M. Scalise For For Management
5 Elect Director John B. Shoven For For Management
6 Elect Director Roger S. Siboni For For Management
7 Elect Director John A.C. Swainson For For Management
8 Elect Director Lip-Bu Tan For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Amend Omnibus Stock Plan For For Management
12 Amend Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
2 Reelect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
5 Reelect Pier Luigi Foschi As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
6 Reelect Howard S. Frank As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
7 Reelect Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
13 Reelect Randall J. Weisenburger As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc
15 Reappoint The UK Firm Of For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival
Corporation
16 Authorize The Audit Committee Of For For Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc
17 Receive The UK Accounts And Reports Of For For Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2010
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Remuneration of Executive and For For Management
Non-Executive Directors
21 Authorize Issue of Equity with For For Management
Pre-emptive Rights
22 Authorize Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Shares for Market Purchase For For Management
24 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CBEYOND, INC.
Ticker: CBEY Security ID: 149847105
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Geiger For For Management
1.2 Elect Director Larry D. Thompson For For Management
1.3 Elect Director Kevin Costello For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Martin G. McGuinn For For Management
2 Elect Director Daniel S. Sanders For For Management
3 Elect Director John K. Wulff For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Hentschel For For Management
2 Elect Director F.H. Merelli For For Management
3 Elect Director L. Paul Teague For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
6 Approve Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Rosenberg For For Management
1.2 Elect Director Enrique F. Senior For For Management
1.3 Elect Director Donald G. Soderquist For For Management
1.4 Elect Director Roger T. Staubach For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: SEP 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. Mcgeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Ratify Auditors For For Management
16 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
17 Report on Internet Fragmentation Against Against Shareholder
18 Adopt Policy Prohibiting Sale of Against Against Shareholder
Products in China if they Contribute to
Human Rights Abuses
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alain J.P. Belda For For Management
2 Elect Director Timothy C. Collins For For Management
3 Elect Director Jerry A. Grundhofer For For Management
4 Elect Director Robert L. Joss For For Management
5 Elect Director Michael E. O'Neill For For Management
6 Elect Director Vikram S. Pandit For For Management
7 Elect Director Richard D. Parsons For For Management
8 Elect Director Lawrence R. Ricciardi For For Management
9 Elect Director Judith Rodin For For Management
10 Elect Director Robert L. Ryan For For Management
11 Elect Director Anthony M. Santomero For For Management
12 Elect Director Diana L. Taylor For For Management
13 Elect Director William S. Thompson, Jr. For For Management
14 Elect Director Ernesto Zedillo For For Management
15 Ratify Auditors For For Management
16 Amend Omnibus Stock Plan For For Management
17 Approve Executive Incentive Bonus Plan For For Management
18 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
19 Advisory Vote on Say on Pay Frequency One Year One Year Management
20 Approve Reverse Stock Split For For Management
21 Affirm Political Non-Partisanship Against Against Shareholder
22 Report on Political Contributions Against Against Shareholder
23 Report on Restoring Trust and Against Against Shareholder
Confidence in the Financial System
24 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
25 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Bloch For For Management
1.2 Elect Director Bram Goldsmith For For Management
1.3 Elect Director Ashok Israni For For Management
1.4 Elect Director Kenneth Ziffren For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: JUN 08, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig S. Donohue For For Management
1.2 Elect Director Timothy S. Bitsberger For For Management
1.3 Elect Director Jackie M. Clegg For For Management
1.4 Elect Director James A. Donaldson For For Management
1.5 Elect Director J. Dennis Hastert For For Management
1.6 Elect Director William P. Miller II For For Management
1.7 Elect Director Terry L. Savage For For Management
1.8 Elect Director Christopher Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COINSTAR, INC.
Ticker: CSTR Security ID: 19259P300
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah L. Bevier For For Management
2 Elect Director David M. Eskenazy For For Management
3 Elect Director Robert D. Sznewajs For For Management
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Joseph J. Collins For For Management
1.6 Elect Director J. Michael Cook For For Management
1.7 Elect Director Gerald L. Hassell For For Management
1.8 Elect Director Jeffrey A. Honickman For For Management
1.9 Elect Director Eduardo G. Mestre For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Amend Restricted Stock Plan For For Management
5 Amend Stock Option Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
8 Provide for Cumulative Voting Against Against Shareholder
9 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
COMMSCOPE, INC.
Ticker: CTV Security ID: 203372107
Meeting Date: DEC 30, 2010 Meeting Type: Special
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy A. Leach For For Management
1.2 Elect Director William H. Easter III For For Management
1.3 Elect Director W. Howard Keenan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene R. Corasanti For For Management
1.2 Elect Director Joseph J. Corasanti For For Management
1.3 Elect Director Bruce F. Daniels For For Management
1.4 Elect Director Jo Ann Golden For For Management
1.5 Elect Director Stephen M. Mandia For For Management
1.6 Elect Director Stuart J. Schwartz For For Management
1.7 Elect Director Mark E. Tryniski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director John Whitmire For For Management
1.3 Elect Director Philip W. Baxter For For Management
1.4 Elect Director James E. Altmeyer, Sr. For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years Two Years Management
--------------------------------------------------------------------------------
COVIDIEN PUBLIC LIMITED COMPANY
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 15, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig Arnold For For Management
2 Elect Director Robert H. Brust For For Management
3 Elect Director John M. Connors, Jr. For For Management
4 Elect Director Christopher J. Coughlin For For Management
5 Elect Director Timothy M. Donahue For For Management
6 Elect Director Kathy J. Herbert For For Management
7 Elect Director Randall J. Hogan III For For Management
8 Elect Director Richard J. Meelia For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director Tadataka Yamada For For Management
11 Elect Director Joseph A. Zaccagnino For For Management
12 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
13 Approve Reverse Stock Split Immediately For For Management
Followed by a Forward Stock Split
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale N. Hatfield For For Management
1.2 Elect Director Lee W. Hogan For For Management
1.3 Elect Director Robert F. Mckenzie For For Management
1.4 Elect Director David C. Abrams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors ��
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Anne M. Finucane For For Management
5 Elect Director Kristen Gibney Williams For For Management
6 Elect Director Marian L. Heard For For Management
7 Elect Director Larry J. Merlo For For Management
8 Elect Director Jean-Pierre Millon For For Management
9 Elect Director Terrence Murray For For Management
10 Elect Director C.A. Lance Piccolo For For Management
11 Elect Director Richard J. Swift For For Management
12 Elect Director Tony L. White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
16 Report on Political Contributions Against Against Shareholder
17 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CYPRESS SHARPRIDGE INVESTMENTS, INC.
Ticker: CYS Security ID: 23281A307
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Grant For For Management
1.2 Elect Director Douglas Crocker, II For For Management
1.3 Elect Director Jeffrey P. Hughes For For Management
1.4 Elect Director Stephen P. Jonas For For Management
1.5 Elect Director Raymond A. For For Management
Redlingshafer, Jr.
1.6 Elect Director James A. Stern For For Management
1.7 Elect Director David A. Tyson, Ph.D. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CYTEC INDUSTRIES INC.
Ticker: CYT Security ID: 232820100
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anthony G. Fernandes For For Management
2 Elect Director Jerry R. Satrum For For Management
3 Elect Director Raymond P. Sharpe For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Mitchell P. Rales For For Management
1.3 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239359102
Meeting Date: JAN 18, 2011 Meeting Type: Annual
Record Date: NOV 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul H. Brown For For Management
1.2 Elect Director Craig W. Cooper For For Management
1.3 Elect Director L. Decker Dawson For For Management
1.4 Elect Director Gary M. Hoover For For Management
1.5 Elect Director Stephen C. Jumper For For Management
1.6 Elect Director Jack D. Ladd For For Management
1.7 Elect Director Ted R. North For For Management
1.8 Elect Director Tim C. Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIGITAL RIVER, INC.
Ticker: DRIV Security ID: 25388B104
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Madison For For Management
1.2 Elect Director Cheryl F. Rosner For For Management
1.3 Elect Director Alfred F. Castino For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director John C. Malone For For Management
1.3 Elect Director David M. Zaslav For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director D.H. Benson For For Management
2 Elect Director R.W. Cremin For For Management
3 Elect Director J-P.M. Ergas For For Management
4 Elect Director P.T. Francis For For Management
5 Elect Director K.C. Graham For For Management
6 Elect Director R.A. Livingston For For Management
7 Elect Director R.K. Lochridge For For Management
8 Elect Director B.G. Rethore For For Management
9 Elect Director M.B. Stubbs For For Management
10 Elect Director S.M. Todd For For Management
11 Elect Director S.K. Wagner For For Management
12 Elect Director M.A. Winston For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Mike Walker For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael W. Brown For For Management
2 Elect Director Randolph L. Cowen For For Management
3 Elect Director Michael J. Cronin For For Management
4 Elect Director Gail Deegan For For Management
5 Elect Director James S. DiStasio For For Management
6 Elect Director John R. Egan For For Management
7 Elect Director Edmund F. Kelly For For Management
8 Elect Director Windle B. Priem For For Management
9 Elect Director Paul Sagan For For Management
10 Elect Director David N. Strohm For For Management
11 Elect Director Joseph M. Tucci For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Provide Right to Call Special Meeting For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EMDEON INC.
Ticker: EM Security ID: 29084T104
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George I. Lazenby, IV For For Management
1.2 Elect Director Tracy L. Bahl For For Management
1.3 Elect Director Dinyar S. Devitre For For Management
1.4 Elect Director Mark F. Dzialga For For Management
1.5 Elect Director Philip U. Hammarskjold For For Management
1.6 Elect Director Jim D. Kever For For Management
1.7 Elect Director Jonathan C. Korngold For For Management
1.8 Elect Director Philip M. Pead For For Management
1.9 Elect Director Allen R. Thorpe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None Three Years Management
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect J. Roderick Clark as Director For For Management
2 Re-elect Daniel W. Rabun as Director For For Management
3 Re-elect Keith O. Rattie as Director For For Management
4 Appoint KPMG LLP as Independent For For Management
Registered Auditors of the Company
5 Reappoint KPMG Audit Plc as Auditors of For For Management
the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Approve Special Dividends For For Management
8 Authorize Associated Deed of Release For For Management
for Historic Dividends
9 Authorize Release All Claims Against For For Management
Directors for Historic Dividends
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
--------------------------------------------------------------------------------
ENTERTAINMENT PROPERTIES TRUST
Ticker: EPR Security ID: 29380T105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: FEB 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Brain For For Management
1.2 Elect Director Robert Druten For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Pro-Rata Vesting on Equity Plans Against Against Shareholder
12 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
EPOCRATES, INC.
Ticker: EPOC Security ID: 29429D103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rosemary A. Crane For For Management
1.2 Elect Director Patrick S. Jones For For Management
1.3 Elect Director Peter C. Brandt For For Management
1.4 Elect Director Philippe O. Chambon For For Management
1.5 Elect Director Thomas L. Harrison For For Management
1.6 Elect Director John E. Voris For For Management
1.7 Elect Director Mark A. Wan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EVERCORE PARTNERS INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Pedro Aspe For For Management
1.3 Elect Director Richard I. Beattie For For Management
1.4 Elect Director Francois de Saint Phalle For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Curt Hessler For For Management
1.7 Elect Director Anthony N. Pritzker For For Management
1.8 Elect Director Ralph L. Schlosstein For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary G. Benanav For For Management
1.2 Elect Director Maura C. Breen For For Management
1.3 Elect Director Nicholas J. LaHowchic For For Management
1.4 Elect Director Thomas P. Mac Mahon For For Management
1.5 Elect Director Frank Mergenthaler For For Management
1.6 Elect Director Woodrow A. Myers Jr. For For Management
1.7 Elect Director John O. Parker, Jr. For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Samuel K. Skinner For For Management
1.10 Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
6 Approve Omnibus Stock Plan For For Management
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Require Independent Board Chairman Against For Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Adopt Policy on Human Right to Water Against Against Shareholder
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development
12 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 14, 2011 Meeting Type: Annual
Record Date: JAN 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Chapple For For Management
2 Elect Director A. Gary Ames For For Management
3 Elect Director Scott Thompson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 14, 2010 Meeting Type: Annual
Record Date: OCT 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. Laird For For Management
1.2 Elect Director James J. McGonigle For For Management
1.3 Elect Director Charles J. Snyder For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 27, 2010 Meeting Type: Annual
Record Date: AUG 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director John A. Edwardson For For Management
3 Elect Director J.R. Hyde, III For For Management
4 Elect Director Shirley A. Jackson For For Management
5 Elect Director Steven R. Loranger For For Management
6 Elect Director Gary W. Loveman For For Management
7 Elect Director Susan C. Schwab For For Management
8 Elect Director Frederick W. Smith For For Management
9 Elect Director Joshua I. Smith For For Management
10 Elect Director David P. Steiner For For Management
11 Elect Director Paul S. Walsh For For Management
12 Approve Omnibus Stock Plan For For Management
13 Ratify Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
15 Provide Right to Act by Written Consent Against For Shareholder
16 Adopt Policy on Succession Planning Against Against Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: SEP 14, 2010 Meeting Type: Special
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Carol A. Cartwright For For Management
1.5 Elect Director William T. Cottle For For Management
1.6 Elect Director Robert B. Heisler, Jr. For For Management
1.7 Elect DirectorJulia L. Johnson For For Management
1.8 Elect DirectorTed J. Kleisner For For Management
1.9 Elect Director Ernest J. Novak, Jr. For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director George M. Smart For For Management
1.12 Elect Director Wes M. Taylor For For Management
1.13 Elect Director Jesse T. Williams, Sr. For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Report on Coal Combustion Waste Hazard Against Against Shareholder
and Risk Mitigation Efforts
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require a Majority Vote for the Against Against Shareholder
Election of Directors
9 Report on Financial Risks of Coal Against Against Shareholder
Reliance
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. Maury Devine For For Management
2 Elect Director John T. Gremp For For Management
3 Elect Director Thomas M. Hamilton For For Management
4 Elect Director Richard A. Pattarozzi For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
8 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED
Ticker: FMCN Security ID: 34415V109
Meeting Date: NOV 26, 2010 Meeting Type: Annual
Record Date: OCT 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Jason Nanchun Jiang as Director For For Management
1b Reelect Neil Nanpeng Shen as Director For For Management
1c Reelect David Ying Zhang as Director For For Management
1d Reelect Fumin Zhuo as Director For For Management
2 Ratify Deloitte Touche Tohmatsu CPA For For Management
Ltd. as Auditors
--------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Goldstein For For Management
2 Elect Director Pierre E. Leroy For For Management
3 Elect Director A. D. David Mackay For For Management
4 Elect Director Anne M. Tatlock For For Management
5 Elect Director Norman H. Wesley For For Management
6 Elect Director Peter M. Wilson For For Management
7 Ratify Auditors For For Management
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Provide Right to Call Special Meeting For For Management
11 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Bobby Lee Lackey For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Dustan E. McCoy For For Management
1.10 Elect Director James R. Moffett For For Management
1.11 Elect Director B.M. Rankin, Jr. For For Management
1.12 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley (Mickey) For For Management
Steinberg
1.2 Elect Director Gerald R. Szczepanski For For Management
1.3 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency None Three Years Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary T. Barra For For Management
2 Elect Director Nicholas D. Chabraja For For Management
3 Elect Director James S. Crown For For Management
4 Elect Director William P. Fricks For For Management
5 Elect Director Jay L. Johnson For For Management
6 Elect Director George A. Joulwan For For Management
7 Elect Director Paul G. Kaminski For For Management
8 Elect Director John M. Keane For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director William A. Osborn For For Management
11 Elect Director Robert Walmsley For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
15 Review and Assess Human Rights Policies Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 27, 2010 Meeting Type: Annual
Record Date: JUL 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bradbury H. Anderson For For Management
2 Elect Director R. Kerry Clark For For Management
3 Elect Director Paul Danos For For Management
4 Elect Director William T. Esrey For For Management
5 Elect Director Raymond V. Gilmartin For For Management
6 Elect Director Judith Richards Hope For For Management
7 Elect Director Heidi G. Miller For For Management
8 Elect Director Hilda Ochoa-Brillembourg For For Management
9 Elect Director Steve Odland For For Management
10 Elect Director Kendall J. Powell For For Management
11 Elect Director Lois E. Quam For For Management
12 Elect Director Michael D. Rose For For Management
13 Elect Director Robert L. Ryan For For Management
14 Elect Director Dorothy A. Terrell For For Management
15 Approve Executive Incentive Bonus Plan For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel F. Akerson For For Management
2 Elect Director David Bonderman For For Management
3 Elect Director Erroll B. Davis, Jr. For For Management
4 Elect Director Stephen J. Girsky For For Management
5 Elect Director E. Neville Isdell For For Management
6 Elect Director Robert D. Krebs For For Management
7 Elect Director Philip A. Laskawy For For Management
8 Elect Director Kathryn V. Marinello For For Management
9 Elect Director Patricia F. Russo For For Management
10 Elect Director Carol M. Stephenson For For Management
11 Elect Director Cynthia A. Telles For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 08, 2011 Meeting Type: Annual
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Golub For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
6 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Report on Code of Conduct Compliance Against Against Shareholder
--------------------------------------------------------------------------------
GREATBATCH, INC.
Ticker: GB Security ID: 39153L106
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Michael Dinkins For For Management
1.3 Elect Director Thomas J. Hook For For Management
1.4 Elect Director Kevin C. Melia For For Management
1.5 Elect Director Joseph A. Miller, Jr. For For Management
1.6 Elect Director Bill R. Sanford For For Management
1.7 Elect Director Peter H. Soderberg For For Management
1.8 Elect Director William B. Summers, Jr. For For Management
1.9 Elect Director Helena S. Wisniewski For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director L. Kevin Kelly For For Management
2 Elect Director Robert E. Knowling, Jr. For For Management
3 Elect Director V. Paul Unruh For For Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42805T105
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Durham For For Management
1.2 Elect Director Mark P. Frissora For For Management
1.3 Elect Director David H. Wasserman For For Management
1.4 Elect Director Henry C. Wolf For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E.E. Holiday For For Management
2 Elect Director J.H. Mullin For For Management
3 Elect Director F.B. Walker For For Management
4 Elect Director R.N. Wilson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
8 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director M. L. Andreessen For For Management
2 Elect Director L. Apotheker For For Management
3 Elect Director L.T. Babbio, Jr. For For Management
4 Elect Director S.M. Baldauf For For Management
5 Elect Director S. Banerji For For Management
6 Elect Director R.L. Gupta For For Management
7 Elect Director J.H. Hammergren For For Management
8 Elect Director R.J. Lane For For Management
9 Elect Director G.M. Reiner For For Management
10 Elect Director P.F. Russo For For Management
11 Elect Director D. Senequier For For Management
12 Elect Director G.K. Thompson For For Management
13 Elect Director M.C. Whitman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Approve Qualified Employee Stock For For Management
Purchase Plan
18 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mark A. Yeager For For Management
1.3 Elect Director Gary D. Eppen For For Management
1.4 Elect Director Charles R. Reaves For For Management
1.5 Elect Director Martin P. Slark For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Victor J. Coleman For For Management
2 Elect Director Howard S. Stern For For Management
3 Elect Director Theodore R. Antenucci For For Management
4 Elect Director Richard B. Fried For For Management
5 Elect Director Jonathan M. Glaser For For Management
6 Elect Director Mark D. Linehan For For Management
7 Elect Director Robert M. Moran, Jr. For For Management
8 Elect Director Barry A. Porter For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Connors For For Management
1.2 Elect Director Michael T. Kovalchik For For Management
1.3 Elect Director Joseph R. Saucedo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan Crown For For Management
2 Elect Director Don H. Davis, Jr. For For Management
3 Elect Director Robert C. McCormack For For Management
4 Elect Director Robert S. Morrison For For Management
5 Elect Director James A. Skinner For For Management
6 Elect Director David B. Smith, Jr. For For Management
7 Elect Director David B. Speer For For Management
8 Elect Director Pamela B. Strobel For For Management
9 Elect Director Kevin M. Warren For For Management
10 Elect Director Anre D. Williams For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Approve Executive Incentive Bonus Plan For For Management
15 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Walter For For Management
1.2 Elect Director Eric D. Belcher For For Management
1.3 Elect Director Peter J. Barris For For Management
1.4 Elect Director Sharyar Baradaran For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Linda S. Wolf For For Management
1.7 Elect Director Eric P. Lefkofsky For For Management
1.8 Elect Director Charles K. Bobrinskoy For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Keith Bradley For For Management
3 Elect Director Richard E. Caruso For For Management
4 Elect Director Stuart M. Essig For For Management
5 Elect Director Neal Moszkowski For For Management
6 Elect Director Raymond G. Murphy For For Management
7 Elect Director Christian S. Schade For For Management
8 Elect Director James M. Sullivan For For Management
9 Elect Director Anne M. VanLent For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency None Three Years Management
--------------------------------------------------------------------------------
INTERLINE BRANDS, INC.
Ticker: IBI Security ID: 458743101
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. DeDomenico For For Management
1.2 Elect Director John J. Gavin For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency �� One Year One Year Management
4 Ratify Auditors For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paget L. Alves For For Management
1.2 Elect Director Janice Chaffin For For Management
1.3 Elect Director Greg Creed For For Management
1.4 Elect Director Patti S. Hart For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director David E. Roberson For For Management
1.7 Elect Director Vincent L. Sadusky For For Management
1.8 Elect Director Philip G. Satre For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David B. Bell For For Management
2 Elect Director Robert W. Conn For For Management
3 Elect Director James V. Diller For For Management
4 Elect Director Gary E. Gist For For Management
5 Elect Director Mercedes Johnson For For Management
6 Elect Director Gregory Lang For For Management
7 Elect Director Jan Peeters For For Management
8 Elect Director Robert N. Pokelwaldt For For Management
9 Elect Director James A. Urry For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Mark Armour For For Management
2 Elect Director James S. Balloun For For Management
3 Elect Director John S. Day For For Management
4 Elect Director Karen Dunn Kelley For For Management
5 Elect Director Neil Williams For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.L. Davis For For Management
4 Elect Director Michael M.e. Johns For For Management
5 Elect Director Susan L. Lindquist For For Management
6 Elect Director Anne M. Mulcahy For For Management
7 Elect Director Leo F. Mullin For For Management
8 Elect Director William D. Perez For For Management
9 Elect Director Charles Prince For For Management
10 Elect Director David Satcher For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Adopt Policy to Restrain Pharmaceutical Against Against Shareholder
Price Increases
16 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Applicant's
Health Status
17 Adopt Animal-Free Training Methods Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 26, 2011 Meeting Type: Annual
Record Date: NOV 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Robert A. Cornog For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Stephen A. Roell For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Crandall C. Bowles For For Management
2 Elect Director Stephen B. Burke For For Management
3 Elect Director David M. Cote For For Management
4 Elect Director James S. Crown For For Management
5 Elect Director James Dimon For For Management
6 Elect Director Ellen V. Futter For For Management
7 Elect Director William H. Gray, III For For Management
8 Elect Director Laban P. Jackson, Jr. For For Management
9 Elect Director David C. Novak For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Amend Omnibus Stock Plan For For Management
16 Affirm Political Non-Partisanship Against Against Shareholder
17 Provide Right to Act by Written Consent Against Against Shareholder
18 Report on Loan Modifications Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
20 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
21 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Cranston For For Management
1.2 Elect Director Kevin R. Johnson For For Management
1.3 Elect Director J. Michael Lawrie For For Management
1.4 Elect Director David Schlotterbeck For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors None Against Shareholder
--------------------------------------------------------------------------------
KAYDON CORPORATION
Ticker: KDN Security ID: 486587108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Alexander For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Patrick P. Coyne For For Management
1.4 Elect Director William K. Gerber For For Management
1.5 Elect Director Timothy J. O'Donovan For For Management
1.6 Elect Director James O'Leary For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bryant For For Management
1.2 Elect Director Rogelio Rebolledo For For Management
1.3 Elect Director Sterling Speirn For For Management
1.4 Elect Director John Zabriskie For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 10, 2011 Meeting Type: Annual
Record Date: APR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George P. Koo For For Management
1.3 Elect Director Irwin A. Siegel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 27, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Peter C. Browning For For Management
1.5 Elect Director Dawn E. Hudson For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director Richard K. Lochridge For For Management
1.9 Elect Director Robert A. Niblock For For Management
1.10 Elect Director Stephen F. Page For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
7 Include Sustainability as a Performance Against Against Shareholder
Measure for Senior Executive
Compensation
8 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Ta-lin Hsu as Director For For Management
1b Elect John G. Kassakian as Director For For Management
2 Declassify the Board of Directors For For Management
3 Adopt Simple Majority Vote for Election For For Management
of Directors
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Csizar For For Management
1.2 Elect Director Julia Johnson For For Management
1.3 Elect Director Jorge Mas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: SEP 21, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Board Qualifications For For Management
4 Amend Stock Ownership Limitations For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director Nancy J. Karch For For Management
6.2 Elect Director Jose Octavio Reyes For For Management
Lagunes
6.3 Elect Director Edward Suning Tian For For Management
6.4 Elect Director Silvio Barzi For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Olivie For For Management
2 Elect Director Rima Qureshi For For Management
3 Elect Director Mark Schwartz For For Management
4 Elect Director Jackson P. Tai For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan E. Arnold For For Management
2 Elect Director Richard H. Lenny For For Management
3 Elect Director Cary D. McMillan For For Management
4 Elect Director Sheila A. Penrose For For Management
5 Elect Director James A. Skinner For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Reduce Supermajority Vote Requirement For For Management
for Transactions With Interested
Shareholders
10 Reduce Supermajority Vote Requirement For For Management
Relating to the Board of Directors
11 Reduce Supermajority Vote Requirement For For Management
for Shareholder Action
12 Declassify the Board of Directors Against Against Shareholder
13 Require Suppliers to Adopt CAK Against Against Shareholder
14 Report on Policy Responses to Against Against Shareholder
Children's Health Concerns and Fast
Food
15 Report on Beverage Container Against Against Shareholder
Environmental Strategy
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2010 Meeting Type: Annual
Record Date: JUN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director William A. Hawkins For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jean-Pierre Rosso For For Management
1.11 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anton J. Levy For For Management
1.2 Elect Director Michael Spence For For Management
1.3 Elect Director Mario Eduardo Vazquez For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC. ��
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For �� Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Kenneth C. Frazier For For Management
5 Elect Director Thomas H. Glocer For For Management
6 Elect Director Steven F. Goldstone For For Management
7 Elect Director William B. Harrison. Jr. For For Management
8 Elect Director Harry R. Jacobson For For Management
9 Elect Director William N. Kelley For For Management
10 Elect Director C. Robert Kidder For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director Carlos E. Represas For For Management
13 Elect Director Patricia F. Russo For For Management
14 Elect Director Thomas E. Shenk For For Management
15 Elect Director Anne M. Tatlock For For Management
16 Elect Director Craig B. Thompson For For Management
17 Elect Director Wendell P. Weeks For For Management
18 Elect Director Peter C. Wendell For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Kandarian For For Management
1.2 Elect Director Sylvia Mathews Burwell For For Management
1.3 Elect Director Eduardo Castro-Wright For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Lulu C. Wang For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 16, 2010 Meeting Type: Annual
Record Date: SEP 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Ratify Auditors For For Management
11 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 25, 2011 Meeting Type: Annual
Record Date: NOV 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Laura K. Ipsen For For Management
2 Elect Director William U. Parfet For For Management
3 Elect Director George H. Poste For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Two Years Management
Years
7 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance Jr. For For Management
6 Elect Director C. Robert Kidder For For Management
7 Elect Director John J. Mack For For Management
8 Elect Director Donald T. Nicolaisen For For Management
9 Elect Director Hutham S. Olayan For For Management
10 Elect Director James. W. Owens For For Management
11 Elect Director O. Griffith Sexton For For Management
12 Elect Director Masaaki Tanaka For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 16, 2011 Meeting Type: Annual
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Richard J. Cote For For Management
1.3 Elect Director Efraim Grinberg For For Management
1.4 Elect Director Alan H. Howard For For Management
1.5 Elect Director Richard Isserman For For Management
1.6 Elect Director Nathan Leventhal For For Management
1.7 Elect Director Donald Oresman For For Management
1.8 Elect Director Leonard L. Silverstein For For Management
1.9 Elect Director Alex Grinberg For For Management
1.10 Elect Director Maurice S. Reznik For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 24, 2010 Meeting Type: Annual
Record Date: JUL 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William J. Amelio For For Management
2 Elect Director Steven R. Appleton For For Management
3 Elect Director Gary P. Arnold For For Management
4 Elect Director Richard J. Danzig For For Management
5 Elect Director Robert J. Frankenberg For For Management
6 Elect Director Donald Macleod For For Management
7 Elect Director Edward R. McCracken For For Management
8 Elect Director Roderick C. McGeary For For Management
9 Elect Director William E. Mitchell For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C.S. Lo For For Management
1.2 Elect Director Jocelyn E. Carter-Miller For For Management
1.3 Elect Director Ralph E. Faison For For Management
1.4 Elect Director A. Timothy Godwin For For Management
1.5 Elect Director Jef Graham For For Management
1.6 Elect Director Linwood A. Lacy, Jr. For For Management
1.7 Elect Director Gregory J. Rossmann For For Management
1.8 Elect Director Julie A. Shimer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director Kenneth B. Dunn For For Management
1.6 Elect Director J. Brian Ferguson For For Management
1.7 Elect Director Lewis Hay, III For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Oliver D. Kingsley, Jr. For For Management
1.10 Elect Director Rudy E. Schupp For For Management
1.11 Elect Director William H. Swanson For For Management
1.12 Elect Director Michael H. Thaman For For Management
1.13 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 20, 2010 Meeting Type: Annual
Record Date: JUL 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jill K. Conway For For Management
1.2 Elect Director Alan B. Graf, Jr. For For Management
1.3 Elect Director John C. Lechleiter For For Management
1.4 Elect Director Phyllis M. Wise For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: N0L Security ID: H5833N103
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Chazen For For Management
1.2 Elect Director Jon A. Marshall For For Management
1.3 Elect Director Mary P. Ricciardello For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Creation of Reserve Through For For Management
Appropriation of Retained Earnings.
4 Approve CHF 38.4 Million Reduction in For For Management
Share Capital
5 Approve Extension of CHF 133 Million For For Management
Pool of Capital without Preemptive
Rights
6 Approve CHF 143 Million Reduction in For For Management
Share Capital and Repayment of CHF 0.13
per Share
7 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
8 Approve Discharge of Board and Senior For For Management
Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald L. Baliles For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Karen N. Horn For For Management
4 Elect Director J. Paul Reason For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul A. Ricci For For Management
2 Elect Director Robert G. Teresi For For Management
3 Elect Director Robert J. Frankenberg For Against Management
4 Elect Director Katharine A. Martin For For Management
5 Elect Director Patrick T. Hackett For For Management
6 Elect Director William H. Janeway For For Management
7 Elect Director Mark B. Myers For Against Management
8 Elect Director Philip J. Quigley For For Management
9 Elect Director Mark R. Laret For For Management
10 Amend Omnibus Stock Plan For Against Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
O'CHARLEY'S INC.
Ticker: CHUX Security ID: 670823103
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Of Director: Arnaud Ajdler For For Management
2 Election Of Director: William F. For For Management
Andrews
3 Election Of Director: Douglas Benham For For Management
4 Election Of Director: David W. Head For For Management
5 Election Of Director: Philip J. Hickey, For For Management
Jr.
6 Election Of Director: Gregory Monahan For For Management
7 Election Of Director: Dale W. Polley For For Management
8 Election Of Director: Richard Reiss, For For Management
Jr.
9 Election Of Director: H. Steve Tidwell For For Management
10 Election Of Director: Robert J. Walker For For Management
11 Election Of Director: Shirley A. For For Management
Zeitlin
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Rodolfo Segovia For For Management
11 Elect Director Aziz D. Syriani For For Management
12 Elect Director Rosemary Tomich For For Management
13 Elect Director Walter L. Weisman For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency None Three Years Management
17 Review Political Expenditures and Against Against Shareholder
Processes
18 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith D. Jackson For For Management
1.2 Elect Director Phillip D. Hester For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 06, 2010 Meeting Type: Annual
Record Date: AUG 09, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Establish Board Committee on Against Against Shareholder
Sustainability
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Marshall Acuff, Jr. For For Management
1.2 Elect Director J. Alfred Broaddus, Jr. For For Management
1.3 Elect Director Richard E. Fogg For For Management
1.4 Elect Director John W. Gerdelman For For Management
1.5 Elect Director Lemuel E. Lewis For For Management
1.6 Elect Director G. Gilmer Minor, III For For Management
1.7 Elect Director Eddie N. Moore, Jr. For For Management
1.8 Elect Director Peter S. Redding For For Management
1.9 Elect Director James E. Rogers For For Management
1.10 Elect Director Robert C. Sledd For For Management
1.11 Elect Director Craig R. Smith For For Management
1.12 Director Anne Marie Whittemore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Fluke, Jr. For For Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Stephen F. Page For For Management
1.4 Elect Director Thomas E. Plimpton For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Reduce Supermajority Vote Requirement Against Against Shareholder
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
PALL CORPORATION
Ticker: PLL Security ID: 696429307
Meeting Date: DEC 15, 2010 Meeting Type: Annual
Record Date: OCT 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy E. Alving For For Management
1.2 Elect Director Daniel J. Carroll For For Management
1.3 Elect Director Robert B. Coutts For For Management
1.4 Elect Director Cheryl W. Grise For For Management
1.5 Elect Director Ronald L. Hoffman For For Management
1.6 Elect Director Eric Krasnoff For For Management
1.7 Elect Director Dennis N. Longstreet For For Management
1.8 Elect Director Edwin W. Martin, Jr. For For Management
1.9 Elect Director Katharine L. Plourde For For Management
1.10 Elect Director Edward L. Snyder For For Management
1.11 Elect Director Edward Travaglianti For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws to to Facilitate Use of For For Management
"Notice and Access" Option to Deliver
Proxy Materials via the Internet
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Amend Management Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 27, 2010 Meeting Type: Annual
Record Date: AUG 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Klaus-Peter Muller For For Management
1.6 Elect Director Candy M. Obourn For For Management
1.7 Elect Director Joseph M. Scaminace For For Management
1.8 Elect Director Wolfgang R. Schmitt For For Management
1.9 Elect Director Ake Svensson For For Management
1.10 Elect Director Markos I. Tambakeras For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 13, 2010 Meeting Type: Annual
Record Date: JUL 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Buck For For Management
1.2 Elect Director Peter L. Frechette For For Management
1.3 Elect Director Charles Reich For For Management
1.4 Elect Director Brian S. Tyler For For Management
1.5 Elect Director Scott P. Anderson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 01, 2011 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marshall Brozost For For Management
1.2 Elect Director Samuel L. Katz For For Management
2 Ratify Auditors For For Management
3 Approve Sale of Common Stock Below Net For For Management
Asset Value
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For For Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D. Vasella For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
15 Ratify Auditors For For Management
16 Adopt Majority Voting for Uncontested For For Management
Election of Directors
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angel Cabrera For For Management
2 Elect Director Philip L. Francis For For Management
3 Elect Director Rakesh Gangwal For For Management
4 Elect Director Gregory P. Josefowicz For For Management
5 Elect Director Richard K. Lochridge For For Management
6 Elect Director Robert F. Moran For For Management
7 Elect Director Barbara A. Munder For For Management
8 Elect Director Thomas G. Stemberg For For Management
9 Ratify Auditors For For Management
10 Approve Omnibus Stock Plan For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PHARMASSET, INC.
Ticker: VRUS Security ID: 71715N106
Meeting Date: MAR 23, 2011 Meeting Type: Annual
Record Date: JAN 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Carney For For Management
1.2 Elect Director P. Schaefer Price For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. M. Burley For For Management
1.2 Elect Director W. J. Doyle For For Management
1.3 Elect Director J. W. Estey For For Management
1.4 Elect Director C. S. Hoffman For For Management
1.5 Elect Director D. J. Howe For For Management
1.6 Elect Director A. D. Laberge For For Management
1.7 Elect Director K. G. Martell For For Management
1.8 Elect Director J. J. McCaig For For Management
1.9 Elect Director M. Mogford For For Management
1.10 Elect Director P. J. Schoenhals For For Management
1.11 Elect Director E. R. Stromberg For For Management
1.12 Elect Director E. Viyella de Paliza For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve 2011 Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Wayne T. Smith For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 03, 2010 Meeting Type: Annual
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew M. Mannelly For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Charles J. Hinkaty For For Management
1.5 Elect Director Patrick Lonergan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC.
Ticker: PDE Security ID: 74153QAH5
Meeting Date: MAY 27, 2011 Meeting Type: Written Consent
Record Date: MAY 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 The Amendments For Did Not Vote Management
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PRSP Security ID: 743606105
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Fagan For Withhold Management
1.2 Elect Director Perry Mueller, Jr. For Withhold Management
1.3 Elect Director James D. Rollins III For Withhold Management
1.4 Elect Director Harrison Stafford II For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
Ticker: PSSI Security ID: 69366A100
Meeting Date: AUG 24, 2010 Meeting Type: Annual
Record Date: JUN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary A. Corless For For Management
1.2 Elect Director Melvin L. Hecktman For For Management
1.3 Elect Director Delores M. Kesler For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: JAN 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Francisco Ros For For Management
1.12 Elect Director Brent Scowcroft For For Management
1.13 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
7 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
REACHLOCAL, INC.
Ticker: RLOC Security ID: 75525F104
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Carlick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred R. Berkeley, III For For Management
1.2 Elect Director Peter Gyenes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 12, 2010 Meeting Type: Annual
Record Date: JUN 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey J. Clarke For For Management
2 Elect Director H. Hugh Shelton For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen M. Burt For For Management
2 Elect Director Thomas J. Fischer For For Management
3 Elect Director Rakesh Sachdev For For Management
4 Elect Director Carol N. Skornicka For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC.
Ticker: RNOW Security ID: 76657R106
Meeting Date: JUN 14, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Lansing For For Management
1.2 Elect Director Allen E. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC.
Ticker: RVBD Security ID: 768573107
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael R. Kourey For For Management
2 Elect Director Mark S. Lewis For For Management
3 Elect Director Steven McCanne For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC.
Ticker: RSTI Security ID: 775043102
Meeting Date: MAR 16, 2011 Meeting Type: Annual
Record Date: JAN 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Wirth For For Management
1.2 Elect Director Stephen D. Fantone For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Two Years Two Years Management
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For For Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James S. Beard For For Management
2 Elect Director L. Patrick Hassey For For Management
3 Elect Director Lynn M. Martin For For Management
4 Elect Director Hansel E. Tookes, II For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 09, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc Benioff For For Management
2 Elect Director Craig Conway For For Management
3 Elect Director Alan Hassenfeld For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe Camus For For Management
1.2 Elect Director Peter L.S. Currie For For Management
1.3 Elect Director Andrew Gould For For Management
1.4 Elect Director Tony Isaac For For Management
1.5 Elect Director K. Vaman Kamath For For Management
1.6 Elect Director Nikolay Kudryavtsev For For Management
1.7 Elect Director Adrian Lajous For For Management
1.8 Elect Director Michael E. Marks For For Management
1.9 Elect Director Elizabeth Moler For For Management
1.10 Elect Director Leo Rafael Reif For For Management
1.11 Elect Director Tore I. Sandvold For For Management
1.12 Elect Director Henri Seydoux For For Management
1.13 Elect Director Paal Kibsgaard For For Management
1.14 Elect Director Lubna S. Olayan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years Two Years Management
4 Increase Authorized Common Stock For For Management
5 Adopt Plurality Voting for Contested For For Management
Election of Directors
6 Adopt and Approve Financials and For For Management
Dividends
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEABRIGHT HOLDINGS, INC.
Ticker: SBX Security ID: 811656107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Pasqualetto For For Management
1.2 Elect Director Joseph A. Edwards For For Management
1.3 Elect Director William M. Feldman For For Management
1.4 Elect Director Mural R. Josephson For For Management
1.5 Elect Director George M. Morvis For For Management
1.6 Elect Director Michael D. Rice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: JAN 18, 2011 Meeting Type: Annual
Record Date: DEC 07, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Stephen Luczo as a Director For For Management
1b Reelect Frank Biondi, Jr. as a Director For For Management
1c Reelect Lydia Marshall as a Director For For Management
1d Reelect Chong Sup Park as a Director For For Management
1e Reelect Albert Pimentel as a Director For For Management
1f Reelect Gregorio Reyes as a Director For For Management
1g Reelect John Thompson as a Director For For Management
1h Reelect Edward Zander as a Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorize the Holding of the 2011 AGM For For Management
at a Location Outside Ireland
4 Authorize Share Repurchase Program For For Management
5 Determine Price Range for Reissuance of For For Management
Treasury Shares
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 05, 2010 Meeting Type: Annual
Record Date: JUN 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gaylord For For Management
1.2 Elect Director Susan A. Henry For For Management
1.3 Elect Director Susan W. Stuart For For Management
2 Amend Certificate of Incorporation For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geyer Kosinski For For Management
1.2 Elect Director Richard Rappaport For For Management
1.3 Elect Director Richard Siskind For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SMART BALANCE, INC.
Ticker: SMBL Security ID: 83169Y108
Meeting Date: FEB 15, 2011 Meeting Type: Special
Record Date: DEC 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Management
for Employees other than Executive
Officers and Directors
2 Approve Stock Option Exchange Program For Against Management
for Executive Officers and Directors
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC.
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 10, 2010 Meeting Type: Annual
Record Date: OCT 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Arthur F. Kingsbury For For Management
1.3 Elect Director Jerrell W. Shelton For For Management
1.4 Elect Director Kenneth A. Viellieu For For Management
1.5 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Biegler For For Management
2 Elect Director Douglas H. Brooks For For Management
3 Elect Director William H. Cunningham For For Management
4 Elect Director John G. Denison For For Management
5 Elect Director Gary C. Kelly For For Management
6 Elect Director Nancy B. Loeffler For For Management
7 Elect Director John T. Montford For For Management
8 Elect Director Thomas M. Nealon For For Management
9 Elect Director Daniel D. Villanueva For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
12 Ratify Auditors For For Management
13 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC
Ticker: SPB Security ID: 84763R101
Meeting Date: MAR 01, 2011 Meeting Type: Annual
Record Date: JAN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth C. Ambrecht For For Management
1.2 Elect Director Eugene I. Davis For Withhold Management
1.3 Elect Director David R. Lumley For For Management
1.4 Elect Director Robin Roger For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Approve Cash Award to Executive For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Normand A. Boulanger For For Management
1.2 Elect Director Campbell R. Dyer For For Management
1.3 Elect Director David A. Varsano For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Richard L. George For For Management
1.6 Elect Director Paul Haseldonckx For For Management
1.7 Elect Director John R. Huff For For Management
1.8 Elect Director Jacques Lamarre For For Management
1.9 Elect Director Brian F. MacNeill For For Management
1.10 Elect Director Maureen McCaw For For Management
1.11 Elect Director Michael W. O'Brien For For Management
1.12 Elect Director James W. Simpson For For Management
1.13 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles W. Cramb For For Management
2 Elect Director Dennis J. Letham For For Management
3 Elect Director Hari N. Nair For For Management
4 Elect Director Roger B. Porter For For Management
5 Elect Director David B. Price, Jr. For For Management
6 Elect Director Gregg M. Sherrill For For Management
7 Elect Director Paul T. Stecko For For Management
8 Elect Director Mitsunobu Takeuchi For For Management
9 Elect Director Jane L. Warner For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy E. Cooper For For Management
2 Elect Director David E. Kepler For For Management
3 Elect Director William S. Stavropoulos For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Brightman For For Management
1.2 Elect Director Paul D. Coombs For For Management
1.3 Elect Director Ralph S. Cunningham For For Management
1.4 Elect Director Tom H. Delimitros For For Management
1.5 Elect Director Geoffrey M. Hertel For For Management
1.6 Elect Director Allen T. McInnes For For Management
1.7 Elect Director Kenneth P. Mitchell For For Management
1.8 Elect Director William D. Sullivan For For Management
1.9 Elect Director Kenneth E. White, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ruth E. Bruch For For Management
2 Elect Director Nicholas M. Donofrio For For Management
3 Elect Director Gerald L. Hassell For For Management
4 Elect Director Edmund F. Kelly For For Management
5 Elect Director Robert P. Kelly For For Management
6 Elect Director Richard J. Kogan For For Management
7 Elect Director Michael J. Kowalski For For Management
8 Elect Director John A. Luke, Jr. For For Management
9 Elect Director Mark A. Nordenberg For For Management
10 Elect Director Catherine A. Rein For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Samuel C. Scott III For For Management
13 Elect Director John P. Surma For For Management
14 Elect Director Wesley W. von Schack For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Amend Omnibus Stock Plan For For Management
18 Amend Executive Incentive Bonus Plan For For Management
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Bryson For For Management
2 Elect Director David L. Calhoun For For Management
3 Elect Director Arthur D. Collins, Jr. For For Management
4 Elect Director Linda Z. Cook For For Management
5 Elect Director Kenneth M. Duberstein For For Management
6 Elect Director Edmund P. Giambastiani, For For Management
Jr.
7 Elect Director Edward M. Liddy For For Management
8 Elect Director John F. McDonnell For For Management
9 Elect Director W. James McNerney, Jr. For For Management
10 Elect Director Susan C. Schwab For For Management
11 Elect Director Ronald A. Williams For For Management
12 Elect Director Mike S. Zafirovski For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency�� Three Three Years Management
Years
15 Ratify Auditors For For Management
16 Implement Third-Party Supply Chain Against Against Shareholder
Monitoring
17 Report on Political Contributions Against Against Shareholder
18 Provide Right to Act by Written Consent Against Against Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
20 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph Alutto For For Management
2 Elect Director Jamie Iannone For For Management
3 Elect Director Joseph Gromek For For Management
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 16, 2011 Meeting Type: Annual
Record Date: JAN 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director A. Thomas Bender For For Management
2 Elect Director Michael H. Kalkstein For For Management
3 Elect Director Jody S. Lindell For For Management
4 Elect Director Donald Press For For Management
5 Elect Director Steven Rosenberg For For Management
6 Elect Director Allan E. Rubenstein For For Management
7 Elect Director Robert S. Weiss For For Management
8 Elect Director Stanley Zinberg For For Management
9 Ratify Auditors For For Management
10 Amend Omnibus Stock Plan For For Management
11 Amend Non-Employee Director Omnibus For For Management
Stock Plan
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lois D. Juliber For For Management
9 Elect Director Lakshmi N. Mittal For For Management
10 Elect Director James J. Schiro For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Amend Bylaws-- Call Special Meetings Against Against Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
17 Review Executive Compensation Against Against Shareholder
18 Report on Climate Change Business Risks Against Against Shareholder
19 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 18, 2010 Meeting Type: Annual
Record Date: OCT 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Barry J. Alperin For For Management
1.3 Elect Director Richard C. Berke For For Management
1.4 Elect Director Jack Futterman For For Management
1.5 Elect Director Marina Hahn For For Management
1.6 Elect Director Brett Icahn For For Management
1.7 Elect Director Roger Meltzer For For Management
1.8 Elect Director David Schechter For For Management
1.9 Elect Director Lewis D. Schiliro For For Management
1.10 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. Lamacchia For For Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney Mcmullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Approve Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
18 Ratify Auditors For For Management
19 Adopt ILO Based Code of Conduct Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 12, 2010 Meeting Type: Annual
Record Date: AUG 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Rajat K. Gupta For For Management
5 Elect Director Robert A. Mcdonald For For Management
6 Elect Director W. James Mcnerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Mary A. Wilderotter For For Management
9 Elect Director Patricia A. Woertz For For Management
10 Elect Director Ernesto Zedillo For For Management
11 Ratify Auditors For For Management
12 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A.F. Anton For For Management
1.2 Elect Director J.C. Boland For For Management
1.3 Elect Director C.M. Connor For For Management
1.4 Elect Director D.F. Hodnik For For Management
1.5 Elect Director T.G. Kadien For For Management
1.6 Elect Director S.J. Kropf For For Management
1.7 Elect Director G.E. McCullough For For Management
1.8 Elect Director A.M. Mixon, III For For Management
1.9 Elect Director C.E. Moll For For Management
1.10 Elect Director R.K. Smucker For For Management
1.11 Elect Director J.M. Stropki, Jr. For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Ratify Auditors For For Management
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
TOWER GROUP, INC.
Ticker: TWGP Security ID: 891777104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Lee For For Management
1.2 Elect Director William W. Fox, Jr. For For Management
1.3 Elect Director William A. Robbie For For Management
1.4 Elect Director Steven W. Schuster For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Ronald W. Kaplan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date: FEB 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Joel W. Johnson For For Management
7 Elect Director Olivia F. Kirtley For For Management
8 Elect Director Jerry W. Levin For For Management
9 Elect Director David B. O'Maley For For Management
10 Elect Director O Dell M. Owens For For Management
11 Elect Director Richard G. Reiten For For Management
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
17 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
--------------------------------------------------------------------------------
ULTRA PETROLEUM CORP.
Ticker: UPL Security ID: 903914109
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael D. Watford as Director For For Management
1.2 Elect W. Charles Helton as Director For For Management
1.3 Elect Robert E. Rigney as Director For For Management
1.4 Elect Stephen J. McDaniel as Director For For Management
1.5 Elect Roger A. Brown as Director For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
5 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5a Reduce Supermajority Vote Requirement For For Management
Relating to Preference Rights of
Preferred Stock
5b Reduce Supermajority Vote Requirement For For Management
Relating to Removal of Directors
5c Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Authorized
Capital Stock
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: FEB 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier For For Management
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Richard D. McCormick For For Management
9 Elect Director Harold McGraw III For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director H. Patrick Swygert For For Management
12 Elect Director Andre Villeneuve For For Management
13 Elect Director Christine Todd Whitman For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency None Three Years Management
18 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency One Year One Year Management
13 Approve Omnibus Stock Plan For For Management
14 Amend Qualified Employee Stock Purchase For For Management
Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
Ticker: UTI Security ID: 913915104
Meeting Date: FEB 23, 2011 Meeting Type: Annual
Record Date: JAN 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Conrad A. Conrad For For Management
2 Elect Director Alan E. Cabito For For Management
3 Elect Director Kimberly J. McWaters For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
VALASSIS COMMUNICATIONS, INC.
Ticker: VCI Security ID: 918866104
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph B. Anderson, Jr. For For Management
2 Elect Director Patrick F. Brennan For For Management
3 Elect Director Kenneth V. Darish For For Management
4 Elect Director Walter H. Ku For For�� Management
5 Elect Director Robert L. Recchia For For Management
6 Elect Director Thomas J. Reddin For For Management
7 Elect Director Alan F. Schultz For For Management
8 Elect Director Wallace S. Snyder For For Management
9 Elect Director Faith Whittlesey For For Management
10 Amend Omnibus Stock Plan For For Management
11 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
12 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
13 Ratify Auditors For For Management
14 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VALUECLICK, INC.
Ticker: VCLK Security ID: 92046N102
Meeting Date: MAY 06, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Zarley For For Management
1.2 Elect Director David S. Buzby For For Management
1.3 Elect Director Martin T. Hart For For Management
1.4 Elect Director Jeffrey F. Rayport For For Management
1.5 Elect Director James R. Peters For For Management
1.6 Elect Director James A. Crouthamel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three Three Years Management
Years
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 27, 2011 Meeting Type: Annual
Record Date: DEC 03, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3.1 Elect Director Gary P. Coughlan For For Management
3.2 Elect Director Mary B. Cranston For For Management
3.3 Elect Director Francisco Javier For For Management
Fernandez-Carbajal
3.4 Elect Director Robert W. Matschullat For For Management
3.5 Elect Director Cathy E. Minehan For For Management
3.6 Elect Director Suzanne Nora Johnson For For Management
3.7 Elect Director David J. Pang For For Management
3.8 Elect Director Joseph W. Saunders For For Management
3.9 Elect Director William S. Shanahan For For Management
3.10 Elect Director John A. Swainson For For Management
4.1 Elect Director Suzanne Nora Johnson For For Management
4.2 Elect Director Joseph W. Saunders For For Management
4.3 Elect Director John A. Swainson For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Amend Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WATSON PHARMACEUTICALS, INC.
Ticker: WPI Security ID: 942683103
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Fedida For For Management
2 Elect Director Albert F. Hummel For For Management
3 Elect Director Catherine M. Klema For For Management
4 Elect Director Anthony Selwyn Tabatznik For For Management
5 Declassify the Board of Directors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEBSENSE, INC.
Ticker: WBSN Security ID: 947684106
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Carrington For For Management
1.2 Elect Director Bruce T. Coleman For For Management
1.3 Elect Director Gene Hodges For For Management
1.4 Elect Director John F. Schaefer For For Management
1.5 Elect Director Gary E. Sutton For For Management
1.6 Elect Director Mark S. St.Clare For For Management
1.7 Elect Director Peter C. Waller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Crawford For For Management
1.2 Elect Director C. Michael Jacobi For For Management
1.3 Elect Director Karen R. Osar For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
5 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Mackey J. McDonald For For Management
8 Election Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Philip J. Quigley For For Management
11 Elect Director Judith M. Runstad For For Management
12 Elect Director Stephen W. Sanger For For Management
13 Elect Director John G. Stumpf For For Management
14 Elect Director an G. Swenson For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
17 Ratify Auditors For For Management
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide for Cumulative Voting Against Against Shareholder
20 Require Independent Board Chairman Against Against Shareholder
21 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
22 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
WILLBROS GROUP, INC.
Ticker: WG Security ID: 969203108
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: APR 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For For Management
1.2 Elect Director Arlo B. DeKraai For For Management
1.3 Elect Director Daniel E. Lonergan For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: DEC 09, 2010 Meeting Type: Annual
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Bahash For For Management
1.2 Elect Director Brian R. Gamache For For Management
1.3 Elect Director Patricia M. Nazemetz For For Management
1.4 Elect Director Louis J. Nicastro For For Management
1.5 Elect Director Neil D. Nicastro For For Management
1.6 Elect Director Edward W. Rabin, Jr. For For Management
1.7 Elect Director Ira S. Sheinfeld For For Management
1.8 Elect Director Bobby L. Siller For For Management
1.9 Elect Director William J. Vareschi, Jr. For For Management
2 Ratify Auditors For For Management
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Investment Trust
Mark E. Carver *
President
UBS Investment Trust
Managing Director
UBS Global Asset Management (Americas) Inc.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | UBS Investment Trust |
| |
By (Signature and Title)* | /s/ Mark E. Carver*, President |
| |
| Mark E. Carver |
| |
| *(Signature affixed by Joseph J .Allessie by Power of Attorney effective July 13, 2010 and filed herewith). |
| |
Date | August 10, 2011 |
| | | |
*Print the name and title of each signing officer under his or her signature.
UBS Cashfund Inc.
UBS Index Trust
UBS Investment Trust
UBS Money Series
UBS Managed Municipal Trust
UBS Master Series, Inc.
UBS Municipal Money Market Series
UBS RMA Money Fund, Inc.
UBS RMA Tax-Free Fund, Inc.
UBS Series Trust
UBS PACE Select Advisors Trust
Master Trust
Liquid Institutional Reserves
Global High Income Fund Inc.
Investment Grade Municipal Income Fund Inc.
Managed High Yield Plus Fund Inc.
Strategic Global Income Fund, Inc.
The UBS Funds
SMA Relationship Trust
Fort Dearborn Income Securities Inc.
UBS Relationship Funds
Power of Attorney
Mark E. Carver, whose signature appears below, does hereby constitute and appoint Joseph J. Allessie, Keith Weller, Tammie Lee and Eric Sanders, each an officer of the above named investment companies (each hereafter the “Company”) individually with power of substitution or resubstitution, his true and lawful attorney-in-fact and agent (“Attorney-in-Fact”) with full power of substitution and resubstitution for him in his name, place and stead, in any and all capacities, to file with the Securities and Exchange Commission the Company’s proxy voting record on Form N-PX with all exhibits and any amendments thereto, and sign Form N-PX and any amendments thereto in the name and on behalf of the undersigned as President and/or principal executive officer of the Company any and any other instruments or documents related thereto, and the undersigned does hereby ratify and confirm all that said Attorney-in-Fact shall do or cause to be done by virtue thereof.
This Power of Attorney shall be revocable at any time by a writing signed by the undersigned and shall terminate automatically with respect to the Attorney-in-Fact named above if such Attorney-in-Fact ceases to be an officer of the Company and with respect to the Attorney-in-Fact named above if the undersigned ceases to be President and/or principal executive officer of the Company.
Effective Date:
July 13, 2010
By: | /s/ Mark E. Carver | |
| Mark E. Carver | |
