SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 23, 2003
(January 24, 2003)
AMBAC FINANCIAL GROUP, INC.
(Exact name of Registrant as specified in its charter)
Delaware | | 1-10777 | | 13-3621676 |
(State of incorporation) | | (Commission file number) | | (I.R.S. employer identification no.) |
One State Street Plaza | | | | 10004 |
New York, New York | | | | (Zip code) |
(Address of principal executive offices) | | | | |
(212) 668-0340
(Registrant’s telephone number, including area code)
Page 1 of 16 Pages
Index to Exhibits on Page 4
Item 5. Other Events
On January 23, 2003, Ambac Financial Group, Inc. (the “Registrant”) issued a press release containing unaudited interim financial information and accompanying discussion for the 2002 fourth quarter and full year earnings. Exhibit 99.15 is a copy of such press release and is incorporated by reference.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits.
Exhibit Number
| | Item
|
| 99.15 | | Unaudited interim financial statements and accompanying discussion for the three months ended December 31, 2002 and the year ended December 31, 2002 contained in the press release issued by the Registrant on January 23, 2003. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | | | Ambac Financial Group, Inc. |
| | | | | (Registrant) |
| | | | | |
| Dated: January 24, 2003 | | | | |
| | | | | | | By: | | /s/ Thomas J. Gandolfo
|
| | | | | | | | | Thomas J. Gandolfo Senior Vice President and Chief Financial Officer |
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INDEX TO EXHIBITS
Exhibit Number
| | | | Description of Exhibit
|
| 99.15 | | | | Unaudited interim financial statements and accompanying discussion for the three months ended December 31, 2002 and the year ended December 31, 2002 contained in the press release issued by the Registrant on January 23, 2003. |
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