SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 22, 2004
(April 21, 2004)
AMBAC FINANCIAL GROUP, INC.
(Exact name of Registrant as specified in its charter)
| Delaware | 1-10777 | 13-3621676 | ||
| (State of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
One State Street Plaza New York, New York | 10004 | |
| (Address of principal executive offices) | (Zip code) |
(212) 668-0340
(Registrant’s telephone number, including area code)
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
| (c) | Exhibits. |
| Exhibit Number | Item | |
| 99.02 | Press Release dated April 21, 2004 |
Item 12. Results of Operations and Financial Condition
On April 21, 2004, Ambac Financial Group, Inc. (the “Registrant”) issued a press release containing unaudited interim financial information and accompanying discussion for the 2004 first quarter earnings. Exhibit 99.02 is a copy of such press release and is incorporated by reference.
The information furnished under Item 12 of this Current Report on Form 8-K, including Exhibit 99.02, shall be deemed to be “filed” for purposes of the Securities and Exchange Act of 1934, as amended.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Ambac Financial Group, Inc. | ||||
| (Registrant) | ||||
| Dated: April 22, 2004 | ||||
| By: | /s/Thomas J. Gandolfo | |||
| Thomas J. Gandolfo | ||||
| Senior Vice President and | ||||
| Chief Financial Officer | ||||
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INDEX TO EXHIBITS
| Exhibit Number | Description of Exhibit | |
| 99.02 | Unaudited interim financial statements and accompanying discussion for the three months ended March 31, 2004 contained in the press release issued by the Registrant on April 21, 2004. |
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