- Track your favorite companies
- Receive email alerts for new filings
- Personalized dashboard of news and more
- Access all data and search results
Content analysis
?Positive | ||
Negative | ||
Uncertain | ||
Constraining | ||
Legalese | ||
Litigous | ||
Readability |
7th grade Bad
|
- 10-K Annual report
- 3.03 Conf. Copy of Amendment to the Amended and Restated Certificate of Incorporation
- 10.04 Directors' Compensation Table
- 10.06 Ambac Financial Group, Inc. 1997 Equity Plan, Amended July 19, 2004
- 10.07 Form of Restricted Stock Unit Award
- 10.08 Form of Stock Option Award Agreement
- 10.09 January 2004 Award of Restricted Stock Units to Phillip B. Lassiter
- 10.11 Ambac Financial Group, Inc. 1997 Non-employee Directors Equity Plan
- 10.12 Form of Notice of Award of Directors' Five Year Restricted Stock Units
- 10.13 Form of Notice of Award of Directors' Annual Stock Units
- 12.01 Statement Re Computation of Ratios
- 13.01 Certain Portions of Ambac Financial Group, Inc.'s Annual Report to Stockholders
- 21.01 List of Subsidiaries of Ambac Financial Group, Inc.
- 23.01 Consent of Independent Registered Public Accounting Firm
- 24.01 Power of Attorney from Robert J. Genader
- 24.02 Power of Attorney from Michael A. Callen
- 24.03 Power of Attorney from Renso L. Caporali
- 24.04 Power of Attorney from Jill M. Considine
- 24.05 Power of Attorney from Richard Dulude
- 24.06 Power of Attorney from Thomas J. Gandolfo
- 24.07 Power of Attorney from W. Grant Gregory
- 24.08 Power of Attorney from Phillip B. Lassiter
- 24.09 Power of Attorney from Thomas C. Theobald
- 24.10 Power of Attorney from Laura S. Unger
- 24.11 Power of Attorney from Henry D.G. Wallace
- 31.1 Certification of CEO Pursuant to Section 302
- 31.2 Certification of CFO Pursuant to Section 302
- 32.1 Certification of CEO Pursuant to Section 906
- 32.2 Certification of CFO Pursuant to Section 906
- 99.01 Consolidated Financial Statements
EXHIBIT 3.03
CERTIFICATE OF AMENDMENT
TO THE
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
OF
AMBAC FINANCIAL GROUP, INC.
Ambac Financial Group, Inc., a Delaware corporation (the “Corporation”), hereby certifies to the Secretary of State of the State of Delaware as follows:
1. The name of the Corporation is Ambac Financial Group, Inc. and its Amended and Restated Certificate of Incorporation was filed with the Secretary of State on July 11, 1997.
2. Section 4.1 of Article IV of the Corporation’s Amended and Restated Certificate of Incorporation is hereby amended in its entirety to read as follows:
Section 4.1. Authorized Capital.The total number of shares of all classes of stock that the Corporation shall have authority to issue is 354,000,000, consisting of 350,000,000 shares of common stock, par value $.01 per share (the “Common Stock”) and 4,000,000 shares of preferred stock, par value $.01 per share (the “Preferred Stock”).
3. The foregoing amendment was duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.
IN WITNESS WHEREOF, Ambac Financial Group, Inc. has caused this Certificate to be duly executed on this 27th day of May, 2004 in its corporate name and on its behalf by the Chairman, President and Chief Executive Officer and attested by its Secretary, pursuant to Section 103(a) of the General Corporation Law of the State of Delaware.
/s/ Robert J. Genader |
Robert J. Genader |
President and Chief Executive Officer |
ATTEST: | /s/ Anne G. Gill | |
Anne G. Gill | ||
Secretary |
Dated: May 27, 2004