SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 13, 2013
AMBAC FINANCIAL GROUP, INC.
(Exact name of Registrant as specified in its charter)
| | | | |
| Delaware | | 1-10777 | | 13-3621676 |
| (State of incorporation) | | (Commission file number) | | (I.R.S. employer identification no.) |
One State Street Plaza, New York, New York 10004
(Address of principal executive offices) (Zip Code)
(212) 658-7470
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
Item 2.02 Results of Operations and Financial Condition.
On November 13, 2013, Ambac Financial Group, Inc. issued a press release announcing financial results for the three months ending September 30, 2013. Exhibit 99.1 is a copy of such press release and is incorporated by reference.
Item 9.01 Financial Statements and Exhibits.
| | |
Exhibit
Number | | Item |
| |
| 99.1 | | Earnings Press Release dated November 13, 2013. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | | | | | |
| | | | Ambac Financial Group, Inc. |
| | | | (Registrant) |
| Dated: November 13, 2013 | | | | | | |
| | | | By: | | /s/ Stephen M. Ksenak |
| | | | | | Senior Managing Director, General Counsel and Corporate Secretary |
INDEX TO EXHIBITS
| | |
Exhibit
Number | | Description of Exhibit |
| |
| 99.1 | | Press Release dated November 13, 2013. |
