The Hartford Financial Services Group, Inc. (HIG) Form 4 HARTFORD FINANCIAL SERVICES / Christopher Swift ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Swift Christopher

(Last) (First) (Middle)

ONE HARTFORD PLAZA

(Street)

HARTFORD CT 06155

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [ HIG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chairman and CEO

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2022		M		430	A	$24.15	157,550	D
Common Stock	11/04/2022		S(1)		430	D	$74.051(2)	157,120	D
Common Stock	11/07/2022		M		14,324	A	$24.15	171,444	D
Common Stock	11/07/2022		S(1)		14,324	D	$74.012(3)	157,120	D
Common Stock								43,179	I	By Spouse
Common Stock								95,386	I	Swift Family Gift Trust
Common Stock								60,865	I	Swift Family Legacy Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	$24.15	11/04/2022		M			430	(4)	03/05/2023	Common Stock	430	$0.0000	80,343	D
Stock Option	$24.15	11/07/2022		M			14,324	(4)	03/05/2023	Common Stock	14,324	$0.0000	66,019	D
Stock Option	$35.83							(5)	03/04/2024	Common Stock	103,872		103,872	D
Stock Option	$41.25							(6)	03/03/2025	Common Stock	301,887		301,887	D
Stock Option	$43.59							(7)	03/01/2026	Common Stock	294,481		294,481	D
Stock Option	$48.89							(8)	02/28/2027	Common Stock	302,908		302,908	D
Stock Option	$49.01							(9)	02/26/2029	Common Stock	352,263		352,263	D
Stock Option	$51.87							(10)	02/23/2031	Common Stock	310,820		310,820	D
Stock Option	$53.81							(11)	02/27/2028	Common Stock	284,819		284,819	D
Stock Option	$55.27							(12)	02/25/2030	Common Stock	327,679		327,679	D
Stock Option	$69.41							(13)	02/23/2032	Common Stock	301,932		301,932	D

Explanation of Responses:

1. The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on March 15, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2013 and scheduled to expire on March 5, 2023.

2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

3. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $74.00 - $74.19 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

4. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.

5. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.

6. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.

7. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

8. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.

9. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.

10. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.

11. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.

12. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.

13. One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.

	Anthony J. Salerno, Jr., Attorney-in-Fact	11/08/2022
	** Signature of Reporting Person	Date
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