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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-6347
Columbia Funds Trust VII | |||
(Exact name of registrant as specified in charter) | |||
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One Financial Center, Boston, Massachusetts | 02111 | ||
(Address of principal executive offices) | (Zip code) | ||
| |||
Vincent Pietropaolo, Esq. | |||
| |||
Columbia Management Group, Inc. | |||
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One Financial Center Boston, MA 02111 | |||
(Name and address of agent for service) | |||
Registrant’s telephone number, including area code: | 1-617-772-3698 |
| ||
| ||||
Date of fiscal year end: | 8/31/04 | Columbia Newport Tiger Fund | ||
| 9/30/04 | Columbia Europe Fund | ||
| ||||
Date of reporting period: | July 1, 2003 through June 30, 2004 | |||
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-06347
Reporting Period: 07/01/2003 - 06/30/2004
Columbia Funds Trust VII
COLUMBIA EUROPE FUND
ACCOR
Ticker: |
| Security ID: | F00189120 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
| �� |
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 1.575 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Cooptation of Gabriele Galateri Di Genola as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Francis Mayer as Supervisory Board Member |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Repurchase of Up to 18 Million Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
12 |
| Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 300 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
1
ALLIANZ AG (FORMERLY ALLIANZ HOLDING AG)
Ticker: |
| Security ID: | D03080112 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | APR 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.50 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Creation of EUR 450 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Employee Stock Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 10 Billion with Preemptive Rights; Approve Creation of EUR 250 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Repurchase of Issued Share Capital for Trading Purposes |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Affiliation Agreements with Subsidiaries (Jota-Vermoegensverwaltungsgesellschaft mbH) |
| For |
| Did Not Vote |
| Management |
|
ANGLO IRISH BANK CORPORATION PLC
Ticker: |
| Security ID: | G03808105 |
Meeting Date: | JAN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive and Consider Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Confirm and Declare a Final Dividend |
| For |
| For |
| Management |
|
3a |
| Reelect Tiarnan O Mahoney as a Director |
| For |
| For |
| Management |
|
3b |
| Reelect John Rowan as a Director |
| For |
| For |
| Management |
|
3c |
| Reelect Patrick Wright as a Director |
| For |
| For |
| Management |
|
3d |
| Elect Patricia Jamal as a Director |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
5 |
| Authorize Repurchase Program |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Allot Equity Securities for Cash without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Approve Increase in Non-Executive Aggregate Remuneration up to EUR 1,000,000 |
| For |
| For |
| Management |
|
2
ARM HOLDINGS PLC
Ticker: |
| Security ID: | G0483X122 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: |
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|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve a Combined Interim and Final Dividend of 0.6 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Re-elect Warren East as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
6 |
| Authorise 102,330,000 Shares for Market Purchase |
| For |
| For |
| Management |
|
7 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
ASML HOLDING NV (FORMERLY ASM LITHOGRAPHY HLDG)
Ticker: |
| Security ID: | N07059160 |
Meeting Date: | MAR 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Reserves and Dividend Policy |
| None |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Discussion about Company’s Corporate Governance Report |
| None |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration Policy for Management Board Members |
| For |
| Did Not Vote |
| Management |
|
8.1 |
| Approve Stock Option Plan for Management Board; Approve Reservation of 500,000 Shares to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
8.2 |
| Approve Stock Option Plans for Other Employees; Approve Reservation of 4.5 Million Shares to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Increase Size of Supervisory Board from Six to Seven Members; Reelect H. Bodt and Elect F. Froehlich and A. van der Poel to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles Re: Changes to Company’s Corporate Governance Structure to Reflect Recommendations by Dutch Corporate Governance Code; Indemnification of Management and Supervisory Boards |
| For |
| Did Not Vote |
| Management |
|
11 |
| Grant Board Authority to Issue Authorized Yet Unissued Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
14 |
| Close Meeting |
| None |
| Did Not Vote |
| Management |
|
3
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | G0593M107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Confirm First Interim Dividend of USD 0.255 Per Ordinary Share and Confirm as the Final Dividend the Second Interim Dividend of USD 0.540 Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Reappoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
4 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
5a |
| Re-elect Percy Barnevik as Director |
| For |
| For |
| Management |
|
5b |
| Re-elect Hakan Mogren as Director |
| For |
| For |
| Management |
|
5c |
| Re-elect Sir Tom McKillop as Director |
| For |
| For |
| Management |
|
5d |
| Re-elect Jonathan Symonds as Director |
| For |
| For |
| Management |
|
5e |
| Re-elect Sir Peter Bonfield as Director |
| For |
| For |
| Management |
|
5f |
| Re-elect John Buchanan as Director |
| For |
| For |
| Management |
|
5g |
| Re-elect Jane Henney as Director |
| For |
| For |
| Management |
|
5h |
| Elect Michele Hooper as Director |
| For |
| For |
| Management |
|
5i |
| Elect Joe Jimenez as Director |
| For |
| For |
| Management |
|
5j |
| Re-elect Erna Moller as Director |
| For |
| For |
| Management |
|
5k |
| Re-elect Dame Bridget Ogilvie as Director |
| For |
| For |
| Management |
|
5l |
| Elect Louis Schweitzer as Director |
| For |
| For |
| Management |
|
5m |
| Re-elect Marcus Wallenberg as Director |
| For |
| For |
| Management |
|
6 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
7 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
8 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of USD 150,000 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 140,456,500 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 21,068,745 |
| For |
| For |
| Management |
|
11 |
| Authorise up to 10 Percent of the Company’s Issued Share Capital for Market Purchase |
| For |
| For |
| Management |
|
12 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 750,000 to GBP 1,100,000 |
| For |
| For |
| Management |
|
4
BANCA INTESA SPA (FORMERLY INTESABCI SPA)
Ticker: |
| Security ID: | T17074104 |
Meeting Date: | DEC 29, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Term and Remuneration |
| For |
| Against |
| Management |
|
BANCA INTESA SPA (FORMERLY INTESABCI SPA)
Ticker: |
| Security ID: | T17074104 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors on the Board; Elect Directors; Determine Directors’ Term and Remuneration |
| For |
| Against |
| Management |
|
BANCO POPOLARE DI VERONA E NOVARA SCRL (FRMLY BANCA POPOLARE
Ticker: |
| Security ID: | T1866D101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Directors’ and Auditors’ Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Renunciation of Legal Action Against Manager of Former Banca Popolare di Novara S.c.a.r.l |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect Six Directors for the Three-Year Term 2004-2006 |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect One Director for the Two-Year Term 2004-2005 |
| For |
| Did Not Vote |
| Management |
|
5
BANCO POPULAR ESPANOL
Ticker: |
| Security ID: | E19550156 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Elect Management Board |
| For |
| For |
| Management |
|
3 |
| Reelect Pricewaterhouse Coopers as Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Articles 14,15,16,18,21, and 22 Re: Remote Vote, Shareholder Access to Information, Number of Directors and Remuneration, Audit Committee |
| For |
| For |
| Management |
|
5 |
| Approve General Meeting Guidelines; Information Re: Board Guidelines |
| For |
| For |
| Management |
|
6 |
| Authorize Share Repurchase Program and Cancellation of Repurchased Shares; Approve Reduction in Capital |
| For |
| For |
| Management |
|
7 |
| Approve Transfer of Reserves to Early Retirement Fund |
| For |
| Against |
| Management |
|
8 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
BARCLAYS PLC
Ticker: | MVCI | Security ID: | G08036124 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Elect Sir Richard Broadbent as Director |
| For |
| For |
| Management |
|
4 |
| Elect Roger Davis as Director |
| For |
| For |
| Management |
|
5 |
| Elect Gary Hoffman as Director |
| For |
| For |
| Management |
|
6 |
| Elect Naguib Kheraj as Director |
| For |
| For |
| Management |
|
7 |
| Elect David Roberts as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Sir Peter Middleton as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Stephen Russell as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Christopher Lendrum as Director |
| For |
| For |
| Management |
|
11 |
| Re-elect Sir Brian Jenkins as Director |
| For |
| For |
| Management |
|
12 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
13 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 82,053,000 |
| For |
| For |
| Management |
|
15 |
| Authorise 984,600,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
6
BASF AG
Ticker: |
| Security ID: | D06216101 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.40 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Deloitte & Touche GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital for Purposes of Cancellation and Reissuance without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Use of Financial Derivatives when Repurchasing Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Creation of EUR 500 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Affiliation Agreements with Subsidiary (BASF Plant Science Holding GmbH) |
| For |
| Did Not Vote |
| Management |
|
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP.PP | Security ID: | G12793181 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Re-elect The Lord Browne of Madingley as Director |
| For |
| For |
| Management |
|
2 |
| Re-elect Byron Grote as Director |
| For |
| For |
| Management |
|
3 |
| Re-elect Michael Miles as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Sir Robin Nicholson as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Dick Olver as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Ian Prosser as Director |
| For |
| For |
| Management |
|
7 |
| Elect Antony Burgmans as Director |
| For |
| For |
| Management |
|
8 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Amend Articles of Association Re: Treasury Shares and Annual Retirement of Directors |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,820 Million |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 273 Million |
| For |
| For |
| Management |
|
12 |
| Authorise 2.2 Billion Shares for Market Purchase |
| For |
| For |
| Management |
|
13 |
| Authorise the Company to use Treasury Shares for the Purpose of the Employee Share Schemes Operated by the Company |
| For |
| For |
| Management |
|
14 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
15 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 1.5 Million to GBP 2.5 Million |
| For |
| For |
| Management |
|
16 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
17 |
| Require the Company to Prepare a Report Re: Mitigating Risks to Shareholder Value when Operating in Protected and Sensitive Areas |
| Against |
| Against |
| Shareholder |
|
7
CAPITA GROUP PLC
Ticker: |
| Security ID: | G1846J107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 2.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Rodney Aldridge as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Peter Cawdron as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint Ernst and Young LLP as Auditors of the Company |
| For |
| For |
| Management |
|
7 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,403,547 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 667,207 |
| For |
| For |
| Management |
|
10 |
| Authorise 66,720,159 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
8
CARNIVAL PLC (FORMERLY P & O PRINCESS CRUISES PLC)
Ticker: |
| Security ID: | G19081101 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Re-elect Micky Arison as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
2 |
| Re-elect Ambassador Richard Capen Jr as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
3 |
| Re-elect Robert Dickinson as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
4 |
| Re-elect Arnold Donald as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
5 |
| Re-elect Pier Luigi Foschi as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
6 |
| Re-elect Howard Frank as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
7 |
| Re-elect Baroness Hogg as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
8 |
| Re-elect Kirk Lanterman as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
9 |
| Re-elect Modesto Maidique as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
10 |
| Elect John McNulty as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
11 |
| Re-elect Peter Ratcliffe as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
12 |
| Re-elect Sir John Parker as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
13 |
| Re-elect Stuart Subotnick as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
14 |
| Re-elect Uzi Zucker as Director of Carnival Corporation and Carnival plc |
| For |
| For |
| Management |
|
15 |
| Reappoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
16 |
| Authorise the Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
17 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
18 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
19 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 24,299,397 |
| For |
| For |
| Management |
|
20 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 17,535,030 |
| For |
| For |
| Management |
|
COMPASS GROUP PLC
Ticker: |
| Security ID: | G23296182 |
Meeting Date: | FEB 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 5.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Michael Bailey as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Denis Cassidy as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Francis Mackay as Director |
| For |
| For |
| Management |
|
7 |
| Ratify Deloitte and Touche LLP as Auditors |
| For |
| For |
| Management |
|
8 |
| Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
9 |
| Authorise EU Political Donations up to GBP 125,000 |
| For |
| For |
| Management |
|
10 |
| Amend the Compass Group UK Savings-Related Share Option Scheme, the Compass Group PLC Internation Sharesave Scheme, the Compass Group Share Option Plan, the Compass Group Management Share Option Plan and the Compass Group Long-Term Incentive Plan |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10.8 Million |
| For |
| For |
| Management |
|
12 |
| Authorise 216,887,191 Shares for Market Repurchase |
| For |
| For |
| Management |
|
9
CREDIT AGRICOLE SA
Ticker: |
| Security ID: | F22797108 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 0.825 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Alain Dieval as Director in Replacement of Pierre Bastide |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Daniel Lebegue as Director in Replacement of Jean Peyrelevade |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Michel Michaut as Director in Replacement of Jean-Marie Sander |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Pierre Bru as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Yves Couturier as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Reelect Pierre Kerfriden as Director |
| For |
| Did Not Vote |
| Management |
|
11 |
| Reelect Jean Le Brun as Director |
| For |
| Did Not Vote |
| Management |
|
12 |
| Confirm End of Term of Cabinet Alain Laine as Auditors and Cabinet Mazars & Guerard as Deputy Auditor and Appoint New Auditors |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Bonds/Debentures Up to Aggregate Amount of EUR 20 Billion |
| For |
| Did Not Vote |
| Management |
|
14 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 670,000 |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
16 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Bilion |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Capitalization of Reserves of Up to EUR 3 Billion for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
20 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
10
CREDIT SUISSE GROUP (FORMERLY CS HOLDING)
Ticker: | CSR | Security ID: | H3698D419 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve CHF 597.5 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Thomas Bell and Aziz Syriani as Directors; Elect Peter Weibel, Noreen Doyle, and David Syz as Directors |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Reelect KPMG Klynveld Peat Marwick Goerdeler SA as Auditors |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Reelect BDO Sofirom as Special Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Amend Articles Re: Submission of Shareholder Proposals |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Amend Articles Re: Delete Provisions Concerning Contributions In Kind |
| For |
| Did Not Vote |
| Management |
|
DASSAULT SYSTEMES SA
Ticker: | DASXY | Security ID: | F2457H100 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 0.51 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 140,000 |
| For |
| Did Not Vote |
| Management |
|
7 |
| Ratify Ernst & Young Audit |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify Francois Carrega as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 1 Billion |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles of Association to Reflect 2003 Legal Changes Re: Access to Information, Related-Party Transactions, and Auditors |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capitalization of Reserves of Up to EUR 25 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
15 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
17 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
11
E.ON AG (FORMERLY VEBA AG)
Ticker: | VEBA | Security ID: | D24909109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 2.00 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Amend Articles Re: Allow for the Issuance of Dividends in Kind |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Affiliation Agreements with Subsidiaries (E.ON Nordic Holding GmbH) |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify PwC Deutsche Revision AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
12
ENI SPA
Ticker: | E | Security ID: | T3643A145 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAY 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements, Consolidated Accounts, and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3 |
| Authorize Share Repurchase Program |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Amend Article 2 of the Set of Rules Governing General Meetings of Eni Spa |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors |
| For |
| Did Not Vote |
| Management |
|
1 |
| Amend Articles To Reflect New Italian Company Law Regulations |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Articles 17, 19, and 28 of the Company’s Bylaws |
| For |
| Did Not Vote |
| Management |
|
EPCOS AG
Ticker: |
| Security ID: | D2491H100 |
Meeting Date: | FEB 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| None |
| Management |
|
2 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board for Fiscal 2002/2003 |
| For |
| For |
| Management |
|
4 |
| Approve Discharge of Supervisory Board for Fiscal 2002/2003 |
| For |
| For |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| For |
| Management |
|
6 |
| Amend Articles Re: Use of Electronic Means at Shareholder Meetings; Use of Electronic Means to Register or Deposit Shares; Allow Participation in General Meeting via Electronic Means |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 500 Million with Preemptive Rights; Approve Creation of EUR 6.5 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| For |
| Management |
|
8 |
| Approve Creation of EUR 13 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| For |
| Management |
|
9 |
| Approve Stock Option Plan for Key Employees; Approve Creation of EUR 2.5 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| For |
| Management |
|
13
FRANCE TELECOM SA
Ticker: |
| Security ID: | F4113C103 |
Meeting Date: | APR 9, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors for Fiscal Year Ended Dec. 2003 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 2003 |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Treatment of Losses and Dividends of EUR 0.25 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Fix Issue Price of Previous Authority to Issue Equity or Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote at Feb. 25, 2003 EGM to Increase Capital by up to EUR 30 Billion |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Article 1, 2, and 7 to Reflect 2003 Legislative Changes, Postal Service and Telecommunication Code, and European Parliament Directives |
| For |
| Did Not Vote |
| Management |
|
8 |
| Amend Articles to Reflect 2003 Legislative Changes; Remove French Government Obligation to Retain Majority Stake in Company and Amend Articles with Respect to Board Composition |
| For |
| Did Not Vote |
| Management |
|
9 |
| Amend Articles to Reflect Potential Change in Control with Respect to Powers of Chairman and Management |
| For |
| Did Not Vote |
| Management |
|
10 |
| Amend Articles of Association to Introduce Liquidation Provision |
| For |
| Did Not Vote |
| Management |
|
11 |
| Authorize Board to Issue Up to 30 Million Shares to Participants of Wanadoo Stock Option Plan in Connection with France Telecom Liquidity Agreement |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
14
GLAXOSMITHKLINE PLC (FORMERLY GLAXO WELLCOME PLC)
Ticker: | SBH | Security ID: | 37733W105 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE FINANCIAL STATEMENTS (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE REMUNERATION REPORT (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
3 |
| TO ELECT MR H LAWRENCE CULP AS A DIRECTOR (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
4 |
| TO ELECT MR CRISPIN DAVIS AS A DIRECTOR (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
5 |
| TO ELECT SIR ROBERT WILSON AS A DIRECTOR (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
6 |
| TO ELECT DR TACHI YAMADA AS A DIRECTOR (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
7 |
| TO RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
9 |
| REMUNERATION OF AUDITORS (ORDINARY RESOLUTION) |
| For |
| For |
| Management |
|
10 |
| AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL EXPENDITURE (SPECIAL BUSINESS) |
| For |
| For |
| Management |
|
11 |
| DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) |
| For |
| For |
| Management |
|
12 |
| AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) |
| For |
| For |
| Management |
|
IMPERIAL TOBACCO GROUP PLC
Ticker: | ITY | Security ID: | G4721W102 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 30 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Reelect Sipko Huismans as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Iain Napier as Director |
| For |
| For |
| Management |
|
6 |
| Elect David Cresswell as Director |
| For |
| For |
| Management |
|
7 |
| Elect Frank Rogerson as Director |
| For |
| For |
| Management |
|
8 |
| Elect Bruce Davidson as Director |
| For |
| For |
| Management |
|
9 |
| Elect David Thursfield as Director |
| For |
| For |
| Management |
|
10 |
| Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
11 |
| Amend Articles of Association Re: Maximum Number of Directors |
| For |
| For |
| Management |
|
12.1 |
| Authorize the Company to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.2 |
| Authorize Imperial Tobacco Ltd. to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.3 |
| Authorize Imperial Tobacco International Ltd. to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.4 |
| Authorize Van Nelle Tabak Nederland B.V. to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.5 |
| Authorize John Player and Sons Ltd. to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.6 |
| Authorize Reemtsma Cigarettenfabriken GmbH to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
12.7 |
| Authorize Compagnie Independante des Tabacs S.A. to Make EU Political Donations up to GBP 100,000 |
| For |
| For |
| Management |
|
13 |
| Authorize the Board to Grant Options to Employees Resident in France Under the Imperial Tobacco Group International Sharesave Plan for a Further 38 Months |
| For |
| For |
| Management |
|
14 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of GBP 24,300,000 |
| For |
| For |
| Management |
|
15 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 3,645,000 |
| For |
| For |
| Management |
|
16 |
| Authorize 72,900,000 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
15
INDRA SISTEMAS SA
Ticker: |
| Security ID: | E6271Z155 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports; Approve Allocation of Income |
| For |
| For |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| For |
| Management |
|
4 |
| Approve Merger Balance Sheet; Approve Merger by Absorption of Sistemas Integrales Indraseg S.L. |
| For |
| For |
| Management |
|
5 |
| Amend Articles 14 Re: Remote Voting, Representation and Voting Rights |
| For |
| For |
| Management |
|
6 |
| Approve Changes to General Meeting Guidelines |
| For |
| For |
| Management |
|
7 |
| Accept Report on Changes to the Board Guidelines |
| For |
| For |
| Management |
|
8 |
| Fix Number of Directors; Elect Directors |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
10 |
| Approve Auditors |
| For |
| For |
| Management |
|
11 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
12 |
| Allow Questions |
| For |
| For |
| Management |
|
13 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| For |
| Management |
|
16
ING GROEP NV
Ticker: | ING | Security ID: | N4578E413 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2.1 |
| Receive Reports of Management and Supervisory Boards |
| None |
| Did Not Vote |
| Management |
|
2.2 |
| Receive Explanation of Reserves and Dividend Policy |
| None |
| Did Not Vote |
| Management |
|
3.1 |
| Approve Financial Statements of 2003 |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
4 |
| Ratify Ernst & Young Accountants as Auditors |
| For |
| Did Not Vote |
| Management |
|
5.1 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
5.2 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Discussion about Company’s Corporate Governance Report |
| None |
| Did Not Vote |
| Management |
|
7.1 |
| Approve Remuneration Policy of Management Board |
| For |
| Did Not Vote |
| Management |
|
7.2 |
| Approve Long-Term Incentive Plan (50 Percent Stock Options and 50 Percent Performance Shares) |
| For |
| Did Not Vote |
| Management |
|
8 |
| Amend Articles Re: Binding Director Nominations; Establish Profile on Expertise and Ethical Standards for Directors; Approve Remuneration Policy for Management Board; Threshold for Submitting Shareholder Proposals; Reduce Par Value of B Preference Share |
| For |
| Did Not Vote |
| Management |
|
9.1 |
| Elect E. Boyer de la Giroday as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
9.2 |
| Elect E. Leenaars as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
9.3 |
| Elect H. Verkoren as New Member of Management Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect E. Bourdais de Charbonniere as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Grant Board Authority to Issue Ordinary Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital and All Authorized Yet Unissued B Preference Shares Restricting/Excluding Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
17
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: |
| Security ID: | G4803W103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 9.45 Pence Per IHG PLC Share |
| For |
| For |
| Management |
|
4a |
| Elect Richard Hartman as Director |
| For |
| For |
| Management |
|
4b |
| Elect Ralph Kugler as Director |
| For |
| For |
| Management |
|
4c |
| Elect Robert Larson as Director |
| For |
| For |
| Management |
|
4d |
| Elect Richard North as Director |
| For |
| For |
| Management |
|
4e |
| Elect Stevan Porter as Director |
| For |
| For |
| Management |
|
4f |
| Elect David Prosser as Director |
| For |
| For |
| Management |
|
4g |
| Elect Richard Solomons as Director |
| For |
| For |
| Management |
|
4h |
| Elect Sir Howard Stringer as Director |
| For |
| For |
| Management |
|
4i |
| Elect David Webster as Director |
| For |
| For |
| Management |
|
5 |
| Re-appoint Ernst and Young LLP as Auditors of the Company |
| For |
| For |
| Management |
|
6 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
7 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 550,000 to GBP 750,000 |
| For |
| For |
| Management |
|
8 |
| Authorise EU Political Donations up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 235,529,677 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 35,329,451 |
| For |
| For |
| Management |
|
11 |
| Authorise 105,917,695 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
IRISH LIFE AND PERMANENT PLC (FRM. IRISH PERMANENT)
Ticker: |
| Security ID: | G4945H105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive and Consider Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Declare a Final Dividend |
| For |
| For |
| Management |
|
3a |
| Reelect Denis Casey as a Director |
| For |
| For |
| Management |
|
3b |
| Reelect Kieran McGowan as a Director |
| For |
| For |
| Management |
|
3c |
| Reelect Kevin Murphy as a Director |
| For |
| For |
| Management |
|
3d |
| Reelect Finbar Sheehan as a Director |
| For |
| For |
| Management |
|
3e |
| Reelect David Went as a Director |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
5 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Allot Equity Securities for Cash without Preemptive Rights up to Aggregate Nominal Amount of Five Percent of Issued and Outstanding Ordinary Share Capital |
| For |
| For |
| Management |
|
18
JCDECAUX SA
Ticker: |
| Security ID: | F5333N100 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Non-Tax Deductible Expenses |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.35 Million |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.35 Million |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Capitalization of Reserves of Up to EUR 2.35 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
13 |
| Amend Articles of Association to Reflect 2003 Legal Changes to French Commercial Code Re: Related-Party Transactions, Shareholding Disclosure Requirement, Powers of Management Board, Term of Supervisory Board Members, and Changes to Capital |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
LINDE AG
Ticker: |
| Security ID: | D50348107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.13 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Amend Articles Re: Designate Electronic Publications for Meeting Anouncements and Invitations to Shareholder Meetings |
| For |
| Did Not Vote |
| Management |
|
19
MMC NORILSK NICKEL
Ticker: |
| Security ID: | US46626D1081 |
Meeting Date: | DEC 29, 2003 | Meeting Type: | Special |
Record Date: | NOV 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Interim Dividend of RUB 42.1 Per Share |
| For |
| For |
| Management |
|
NATIONAL BANK OF GREECE
Ticker: | NBGX20 | Security ID: | X56533114 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles |
| For |
| Did Not Vote |
| Management |
|
NATIONAL BANK OF GREECE
Ticker: | NBGX20 | Security ID: | X56533114 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements; Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Modified Balance Sheet for the Absorbed Companies: Hellenic Hotel Touristic Enterprise, National Research Landed and Touristic Company SA and Olympias Tourism and Hotels for the Perio of 01-01-03 and 09-30-03 |
| For |
| Did Not Vote |
| Management |
|
4 |
| Discharge of Board and Auditors of Bank and Absorbed Subsidiaries |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Election of Directors in Replacement of Those Who Resigned or Passed Away |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Remuneration of Directors for Fiscal Years 2003 and 2004 |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration of Non-Executive Directors in Their Capacity as Audit Committee Members |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Participation of Directors and Management in Board of Directors or Management of Companies Pursuing Similar or Related Business Goals |
| For |
| Did Not Vote |
| Management |
|
9 |
| Elect Directors; Determination of Independent Non-Executive Members |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Auditors and Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Capitalization of Reserves (Re-Adjustment and Real Estate Reserves) Through Issuance of 75.52 Million Shares for a 3:10 Bonus Issue |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Share Repurchase Program |
| For |
| Did Not Vote |
| Management |
|
13 |
| Announcement of the Bank’s New Organizational Structure, Establishment of General Managers |
| For |
| Did Not Vote |
| Management |
|
14 |
| Amend Articles |
| For |
| Did Not Vote |
| Management |
|
15 |
| Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
20
NESTLE SA
Ticker: | NSRGY | Security ID: | H57312466 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
1b |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 7.20 per Share |
| For |
| Did Not Vote |
| Management |
|
4a |
| Elect Edward George as Directors |
| For |
| Did Not Vote |
| Management |
|
4b |
| Elect Kaspar Villiger as Directors |
| For |
| Did Not Vote |
| Management |
|
4c |
| Elect Rolf Haenggi as Directors |
| For |
| Did Not Vote |
| Management |
|
4d |
| Elect Daniel Borel as Directors |
| For |
| Did Not Vote |
| Management |
|
4e |
| Elect Carolina Mueller as Directors |
| For |
| Did Not Vote |
| Management |
|
NEXT PLC
Ticker: |
| Security ID: | G6500M106 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles of Association Re: Borrowing Powers |
| For |
| For |
| Management |
|
21
NEXT PLC
Ticker: |
| Security ID: | G6500M106 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 24 Pence Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Elect Nick Brookes as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect David Keens as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorise Directors to Alter the Rules of the Company’s Employee Share Option Schemes to Permit Options Granted Over Treasury Shares |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities and the Sale of Treasury Shares without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,300,000 |
| For |
| For |
| Management |
|
9 |
| Authorise 39 Million Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
NOBEL BIOCARE HOLDING AG, ZUERICH
Ticker: |
| Security ID: | H5783Q106 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of CHF 1.30 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Reelect Jan Ekberg, Jan Kvarnstrom, Rolf Soiron, and Ernst Zaengerle as Directors |
| For | �� | Did Not Vote |
| Management |
|
4.2 |
| Elect Michel Orsinger and Jane Royston as Directors |
| For |
| Did Not Vote |
| Management |
|
4.3 |
| Ratify KPMG Fides Peat as Auditors |
| For |
| Did Not Vote |
| Management |
|
22
NOVARTIS AG
Ticker: | NVS | Security ID: | H5820Q150 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | FEB 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Discharge of the Board and Senior Management |
| For |
| For |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of CHF 1.00 per Share |
| For |
| For |
| Management |
|
4 |
| Approve Transfer of CHF 360.9 Million from General Reserves to Free Reserves |
| For |
| For |
| Management |
|
5 |
| Approve CHF 12.1 Million Reduction in Share Capital via Share Cancellation |
| For |
| For |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital |
| For |
| For |
| Management |
|
7 |
| Amend Articles Re: Reduce Board Terms from Four to Three Years |
| For |
| For |
| Management |
|
8.1 |
| Approve Resignation of Walter Frehner and Heini Lippuner |
| For |
| For |
| Management |
|
8.2 |
| Elect Helmut Sihler, Hans-Joerg Rudloff and Daniel Vasella as Directors |
| For |
| For |
| Management |
|
9 |
| Ratify PricewaterhouseCoopers AG as Auditors |
| For |
| For |
| Management |
|
PERNOD RICARD
Ticker: |
| Security ID: | F72027109 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Consolidated Financial Statements, Statutory Reports and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 1.96 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Patrick Ricard as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Elect Richard Burrows as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Pierre Pringuet as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Ratify Mazars & Guerard as Auditors |
| For |
| Did Not Vote |
| Management |
|
9 |
| Ratify Patrick de Cambourg as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Expiration of Term of Salustro Reydel as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 864,450 |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Nominal Value of Up to EUR 3 Billion |
| For |
| Did Not Vote |
| Management |
|
14 |
| Change Fiscal Year End to June 30 and Amend Articles Accordingly |
| For |
| Did Not Vote |
| Management |
|
15 |
| Amend Articles of Association Re: Board Size and Terms of Directors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Amend Articles of Association to Reflect 2003 Legal Changes Re: Role of Chairman, Access to Information, Related-Party Transactions, and Auditor Attendance at Board Meetings |
| For |
| Did Not Vote |
| Management |
|
17 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
19 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million |
| For |
| Did Not Vote |
| Management |
|
21 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions |
| For |
| Did Not Vote |
| Management |
|
22 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
23
PHILIPS ELECTRONICS NV
Ticker: | PHG | Security ID: | N6817P109 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2.1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Receive Explanation of Corporate Governance Structure |
| None |
| Did Not Vote |
| Management |
|
2.3 |
| Receive Explanation of Policy on Reserves and Dividends |
| None |
| Did Not Vote |
| Management |
|
2.4 |
| Approve Dividends of EUR 0.36 Per Share |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
2.6 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Reelect Elect K. van Miert to Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Elect E. Kist as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Approve Remuneration Policy of Management Board |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Amend 2003 Long-Term Incentive Plan Regarding Distribution of Shares: Allocate a Maximum of 2.5 Percent of Annual Pool of Shares Reserved for LTIP to Management Board on Annual Basis |
| For |
| Did Not Vote |
| Management |
|
5 |
| Grant Board Authority to Issue Shares Restricting/Excluding Preemptive Rights Up to 20 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Board to Set Record Date |
| For |
| Did Not Vote |
| Management |
|
8 |
| Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
9 |
| Close Meeting |
| None |
| Did Not Vote |
| Management |
|
24
PORTUGAL TELECOM, SGPS, S.A.
Ticker: | PT | Security ID: | X6769Q104 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Management and Supervisory Boards |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Appointment of Board Members |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of Shares and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve EUR 125.4 Million Reduction in Share Capital via Cancellation of 125.4 Million Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Issuance of Convertible Bonds without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Eliminate Preemptive Rights in Connection with Proposed Issuance of Convertible Bonds |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Bonds or Other Securities |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Bond Repurchase and Reissuance |
| For |
| Did Not Vote |
| Management |
|
PUBLIC POWER CORP OF GREECE
Ticker: |
| Security ID: | X7023M103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports Pursuant to International Financial Reporting Standards |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Board and Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Dividends |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Auditors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Remuneration of Directors for 2003; Pre-Approve Remuneration of Directors for 2004 |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Remuneration of Auditors for 2003 |
| For |
| Did Not Vote |
| Management |
|
9 |
| Other Business (Non-Voting) |
| None |
| Did Not Vote |
| Management |
|
25
PUMA (RUDOLF DASSLER SPORT)
Ticker: | PMMRY | Security ID: | D62318148 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 0.70 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify PricewaterhouseCoopers GmbH as Auditors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Decrease in Size of Supervisory Board to Six Members (Whereof Four Shareholder Representatives and Two Employee Representatives) |
| For |
| Did Not Vote |
| Management |
|
RANDSTAD HOLDING NV
Ticker: |
| Security ID: | N7291Y137 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2 |
| Receive Report of Management Board |
| None |
| Did Not Vote |
| Management |
|
3.1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
4.1 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
4.2 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect J. van den Broek to Management Board |
| For |
| Did Not Vote |
| Management |
|
6.1 |
| Reelect K. Vuursteen as Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
6.2 |
| Reelect R. Zwartendijk as Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect A. Anbeek van der Meijden as Director A of Administratiekantoor Preferente Aandelen Randstad Holding |
| For |
| Did Not Vote |
| Management |
|
8 |
| Discussion about Company’s Corporate Governance Report |
| None |
| Did Not Vote |
| Management |
|
9 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
10 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
26
RECKITT BENCKISER PLC (FORMERLY RECKITT & COLMAN PLC)
Ticker: |
| Security ID: | G7420A107 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 14 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
4 |
| Re-elect George Greener as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Peter White as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Colin Day as Director |
| For |
| For |
| Management |
|
7 |
| Elect Judith Sprieser as Director |
| For |
| For |
| Management |
|
8 |
| Elect Kenneth Hydon as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,842,000 |
| For |
| For |
| Management |
|
11 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,726,000 |
| For |
| For |
| Management |
|
12 |
| Authorise 70,800,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
27
RENAULT
Ticker: |
| Security ID: | F77098105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 1.40 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reelect Francois de Combret as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Bernard Larrouturou as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Elect Jean-Louis Girodolle as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Elect Itaru Koeda as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Elect Francois Pinault as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Discharge of Yoshikazu Hanawa |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Discharge of Bruno Bezard |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Discharge of Jeanne Seyvet |
| For |
| Did Not Vote |
| Management |
|
13 |
| Confirm Receipt of Special Auditors’ Report Regarding Remuneration of Participating Stock |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
15 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
17 |
| Maintain Authority to Issue Equity and Equity-Linked Securities without Preemptive Rights Submitted to Shareholder Vote on April 29, 2003, to Increase Capital by Up to EUR 300 Million |
| For |
| Did Not Vote |
| Management |
|
18 |
| Amend Articles of Association to Increase the Number of Directors to Be Elected by Shareholders |
| For |
| Did Not Vote |
| Management |
|
19 |
| Amend Articles of Association to Reflect Financial Security Legislation Re: Shareholding Disclosure Requirement |
| For |
| Did Not Vote |
| Management |
|
20 |
| Elect Charles de Croisset as Director |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
28
REUTERS GROUP PLC (FORMERLY REUTERS HOLDINGS PLC)
Ticker: |
| Security ID: | G7540P109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 6.15 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Tom Glocer as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect David Grigson as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Christopher Hogg as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Ian Strachan as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Charles Sinclair as Director |
| For |
| For |
| Management |
|
9 |
| Re-appoint PricewaterhouseCoopers LLP as Auditors of the Company |
| For |
| For |
| Management |
|
10 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
11 |
| Approve Increase in Remuneration for Each of the Non-Executive Directors from GBP 35,000 to GBP 50,000 Per Annum |
| For |
| For |
| Management |
|
12 |
| Amend Long-Term Incentive Plan |
| For |
| For |
| Management |
|
13 |
| Approve Restricted Share Plan |
| For |
| For |
| Management |
|
14 |
| Approve Additional Restricted Share Plans |
| For |
| For |
| Management |
|
15 |
| Approve Annual Bonus Profit Sharing Plan |
| For |
| For |
| Management |
|
16 |
| Approve Additional Bonus Profit Sharing Plans |
| For |
| For |
| Management |
|
17 |
| Authorise 143,254,000 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
18 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
19 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 107,400,000 |
| For |
| For |
| Management |
|
20 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 17,000,000 |
| For |
| For |
| Management |
|
ROYAL BANK OF SCOTLAND GROUP PLC
Ticker: | RBS | Security ID: | G76891111 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 35.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect Emilio Botin as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Lawrence Fish as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Sir Angus Grossart as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Sir George Mathewson as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Gordon Pell as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Iain Robertson as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Sir Iain Vallance as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint Deloitte and Touche LLP as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| For |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 247,120,127 |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 37,068,019 |
| For |
| For |
| Management |
|
15 |
| Authorise 296,544,152 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
16 |
| Approve Increase in Authorised Capital by Creation of 110 Million Category II Non-cumulative Dollar Preference Shares; Issue Equity with Pre-emptive Rights up to All the Existing Preference Shares |
| For |
| For |
| Management |
|
17 |
| Amend Articles Re: Preference Shares |
| For |
| For |
| Management |
|
29
SANOFI-SYNTHELABO (FORMERLY SANOFI)
Ticker: |
| Security ID: | F5548N101 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Dividends of EUR 1.53 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 7 Billion |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Set Global Limit for Capital Increase to Result from Issuance Requests in Items 7-10 at EUR 1.25 Billion |
| For |
| Did Not Vote |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million |
| For |
| Did Not Vote |
| Management |
|
9 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
12 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
13 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capital Increase of Up to EUR 1.429 Billion for Aventis Exchange Offer |
| For |
| Did Not Vote |
| Management |
|
15 |
| Change Company Name to Sanofi-Aventis |
| For |
| Did Not Vote |
| Management |
|
16 |
| Amend Articles of Association to Reduce Term of Board Members from Five to Four Years |
| For |
| Did Not Vote |
| Management |
|
17 |
| Amend Articles to Reflect 2003 Legal Changes Re: Powers of the Chairman |
| For |
| Did Not Vote |
| Management |
|
30
18 |
| Reelect Jean-Francois Dehecq as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
19 |
| Reelect Rene Barbier de la Serre as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
20 |
| Reelect Robert Castaigne as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
21 |
| Reelect Thierry Desmarest as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
22 |
| Reelect Lindsay Owen-Jones as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
23 |
| Reelect Bruno Weymuller as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
24 |
| Confirm Appointment of Lord Douro as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
25 |
| Confirm Appointment of Gerard Van Kemmel as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
26 |
| Elect Christian Mulliez as Director (Representing Sanofi-Synthelabo) |
| For |
| Did Not Vote |
| Management |
|
27 |
| Elect Jean-Marc Bruel as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
28 |
| Elect Jurgen Dormann as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
29 |
| Elect Jean-Rene Fourtou as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
30 |
| Elect Serge Kampf as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
31 |
| Elect Igor Landau as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
32 |
| Elect Hubert Markl as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
33 |
| Elect Klaus Pohle as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
34 |
| Elect Hermann Scholl as Director (Representing Aventis) |
| For |
| Did Not Vote |
| Management |
|
35 |
| Confirm End of Term of Permanent Representative of Elf Aquitaine, L’Oreal, Pierre Castres Saint-Martin, Pierre-Gilles de Gennes, and Herve Guerin as Directors |
| For |
| Did Not Vote |
| Management |
|
36 |
| Approve Remuneration of Directors in the Aggregate Amount of Up to EUR 1 Million |
| For |
| Did Not Vote |
| Management |
|
37 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
31
SIEMENS AG
Ticker: | SMAG40 | Security ID: | D69671218 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| None |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 1.10 per Share |
| For |
| For |
| Management |
|
3 |
| Approve Discharge of Management Board for Fiscal 2002/2003 |
| For |
| For |
| Management |
|
4 |
| Approve Discharge of Supervisory Board for Fiscal 2002/2003 |
| For |
| For |
| Management |
|
5 |
| Ratify KPMG as Auditors |
| For |
| For |
| Management |
|
6 |
| Elect Jerry Speyer to the Supervisory Board; Elect Hans-Dieter Wiedig as a Deputy Supervisory Board Member |
| For |
| For |
| Management |
|
7 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital; Authorize Board to Issue Repurchased Shares |
| For |
| For |
| Management |
|
8 |
| Approve Creation of EUR 600 Million Pool of Conditional Capital with Preemptive Rights |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 11.3 Billion with Preemptive Rights; Approve Creation of EUR 600 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| For |
| Management |
|
SMITH & NEPHEW PLC
Ticker: | SNN | Security ID: | G82343164 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 3.1 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Warren Knowlton as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Christopher O’Donnell as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Richard De Schutter as Director |
| For |
| For |
| Management |
|
6 |
| Re-elect Rolf Stomberg as Director |
| For |
| For |
| Management |
|
7 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,321,078 |
| For |
| For |
| Management |
|
9 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
10 |
| Approve the Smith and Nephew 2004 Performance Share Plan |
| For |
| For |
| Management |
|
11 |
| Approve the Smith and Nephew 2004 Executive Share Option Plan |
| For |
| For |
| Management |
|
12 |
| Approve the Smith and Nephew 2004 Co-investment Plan |
| For |
| For |
| Management |
|
13 |
| Authorise the Directors to Establish Overseas Share Schemes |
| For |
| For |
| Management |
|
14 |
| Authorise the Directors to Establish the New Discretionary Trust |
| For |
| For |
| Management |
|
15 |
| Amend the Smith and Nephew 2001 UK Approved Share Option Plan |
| For |
| For |
| Management |
|
16 |
| Amend the Smith and Nephew 2001 UK Unapproved Share Option Plan |
| For |
| For |
| Management |
|
17 |
| Approve Reclassification of the One Issued ‘B’ Ordinary Share of 12 2/9 Pence as an Ordinary Share Having the Same Rights and Subject to the Same Restrictions as Existing Ordinary Shares |
| For |
| For |
| Management |
|
18 |
| Authorise 93,486,408 Shares for Market Purchase |
| For |
| For |
| Management |
|
19 |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
20 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,713,057 |
| For |
| For |
| Management |
|
21 |
| Approve Increase in Remuneration of Non-Executive Directors to GBP 900,000 Per Year |
| For |
| For |
| Management |
|
32
SOCIETE GENERALE
Ticker: | SCGLY | Security ID: | F43638141 |
Meeting Date: | APR 12, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income and Dividends of EUR 3.75 per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Ratify Appointment of Jean Azema as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reelect Philippe Citerne as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Antoine Jeancourt Galignani as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Euan Baird as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Michel Cicurel as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
11 |
| Amend Articles of Association to Reflect 2003 Legal Changes Re: Internal Control Measures and Role of Chairman |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million |
| For |
| Did Not Vote |
| Management |
|
14 |
| Allow Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer, Subject to Certain Conditions |
| For |
| Did Not Vote |
| Management |
|
15 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
17 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
18 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
33
STANDARD CHARTERED PLC
Ticker: |
| Security ID: | G84228157 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 36.49 US Cents Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Elect Jamie Dundas as Director |
| For |
| For |
| Management |
|
5 |
| Elect Ruth Markland as Director |
| For |
| For |
| Management |
|
6 |
| Elect Paul Skinner as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Mervyn Davies as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Michael DeNoma as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Rudolph Markham as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Hugh Norton as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| Against |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 117,487,333 and up to USD 213,708,480 Pursuant to Rights Issues, Scrip Dividends, Share Schemes and Exchangeable Securities |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company’s Share Capital Repurchased Under Item 16 |
| For |
| For |
| Management |
|
15 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 29,370,451 |
| For |
| For |
| Management |
|
16 |
| Authorise 117,487,333 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
17 |
| Authorise 331,388 Non-Cumulative Preference Shares of USD 5 Each and 195,285,000 Non-Cumulative Preference Shares of GBP 1 Each for Market Purchase |
| For |
| For |
| Management |
|
18 |
| Amend Standard Chartered 2001 Performance Share Plan |
| For |
| For |
| Management |
|
19 |
| Adopt Standard Chartered 2004 UK Sharesave Scheme and the Standard Chartered 2004 International Sharesave Scheme |
| For |
| For |
| Management |
|
34
STMICROELECTRONICS N.V.
Ticker: | STM | Security ID: | N83574108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Open Meeting |
| None |
| Did Not Vote |
| Management |
|
2 |
| Receive Report of Management Board |
| None |
| Did Not Vote |
| Management |
|
3 |
| Receive Report of Supervisory Board |
| None |
| Did Not Vote |
| Management |
|
4 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Discharge of Management Board |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Discharge of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Dividend of $0.12 Per Ordinary Share |
| For |
| Did Not Vote |
| Management |
|
8 |
| Elect Gerald Arbola as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
9 |
| Elect Didier Lombard as New Member of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Remuneration of Supervisory Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Employee Stock Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
12 |
| Grant Supervisory Board Authority for Five Years to Issue All Authorized but Unissued Shares Restricting/Excluding Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
13 |
| Lower Quorum Requirement for General Meeting from One-Third to 15 Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
14 |
| Amend Articles to Reflect Lowering of Quorum Requirement (Item 13) |
| For |
| Did Not Vote |
| Management |
|
15 |
| Approve Company’s Corporate Governance Policy |
| For |
| Did Not Vote |
| Management |
|
16 |
| Allow Questions |
| None |
| Did Not Vote |
| Management |
|
17 |
| Close Meeting |
| None |
| Did Not Vote |
| Management |
|
SYNGENTA AG
Ticker: |
| Security ID: | H84140112 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Discharge of Board and Senior Management |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Omission of Dividends |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve CHF 191.4 Million Reduction in Share Capital via Reduction in Par Value and Repayment to Shareholders |
| For |
| Did Not Vote |
| Management |
|
5 |
| Amend Articles Re: Submission of Shareholder Proposals |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Repurchase of up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Rupert Gasser, Heinz Imhof, and Michael Pragnell as Directors |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Ernst and Young AG as Auditors |
| For |
| Did Not Vote |
| Management |
|
35
TELECOM ITALIA SPA.(FORMERLY OLIVETTI SPA)
Ticker: | OING60 | Security ID: | T92778108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual/Special |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Rules Governing General Meetings |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect External Auditors for the Three-Year Term 2004-2006 and Fix Remuneration of Auditors |
| For |
| Did Not Vote |
| Management |
|
4.A |
| Fix Number of Directors; Set Term of Office of Directors and Directors’ Remuneration |
| For |
| Did Not Vote |
| Management |
|
4.B |
| Elect Directors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Redefine Remuneration of Internal Statutory Auditors |
| For |
| Did Not Vote |
| Management |
|
1.A |
| Amend Article 2 |
| For |
| Did Not Vote |
| Management |
|
1.B |
| Amend Article 4 |
| For |
| Did Not Vote |
| Management |
|
1.C |
| Amend Article 5 |
| For |
| Did Not Vote |
| Management |
|
1.D |
| Amend Article 6 |
| For |
| Did Not Vote |
| Management |
|
1.E |
| Amend Article 7 |
| For |
| Did Not Vote |
| Management |
|
1.F |
| Amend Article 9 |
| For |
| Did Not Vote |
| Management |
|
1.G |
| Amend Article 11 |
| For |
| Did Not Vote |
| Management |
|
1.H |
| Amend Article 12 |
| For |
| Did Not Vote |
| Management |
|
1.I |
| Amend Article 13 |
| For |
| Did Not Vote |
| Management |
|
1.J |
| Amend Article 14 |
| For |
| Did Not Vote |
| Management |
|
1.K |
| Amend Article 15 |
| For |
| Did Not Vote |
| Management |
|
1.L |
| Amend Article 16 |
| For |
| Did Not Vote |
| Management |
|
1.M |
| Amend Article 17 |
| For |
| Did Not Vote |
| Management |
|
1.N |
| Amend Article 18 |
| For |
| Did Not Vote |
| Management |
|
1.O |
| Amend Article 19 |
| For |
| Did Not Vote |
| Management |
|
1.P |
| Introduction of One New Article Following Article 13 of the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.Q |
| Eliminate Article 20 From the Bylaws |
| For |
| Did Not Vote |
| Management |
|
1.R |
| Renumber Articles of Association; Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| Did Not Vote |
| Management |
|
36
TELEFONICA S.A. (FORMERLY TELEFONICA DE ESPANA, S.A.)
Ticker: | TEF | Security ID: | E90183182 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements, Allocation of Income, and Discharge Directors |
| For |
| For |
| Management |
|
2 |
| Approve Dividend Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Auditors |
| For |
| For |
| Management |
|
4 |
| Authorize Repurchase of Shares |
| For |
| For |
| Management |
|
5 |
| Approve General Meeting Guidelines |
| For |
| For |
| Management |
|
6 |
| Authorize Board to Ratify and Execute Approved Resolutions |
| For |
| For |
| Management |
|
TELEVISION FRANCAISE 1
Ticker: |
| Security ID: | F91255103 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Discharge Directors |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Allocation of Income and Dividends of EUR 0.975 per Share |
| For |
| Did Not Vote |
| Management |
|
5 |
| Receive Special Directors’ Report Regarding Stock Option Grants |
| For |
| Did Not Vote |
| Management |
|
6 |
| Receive Chairman’s and Auditors’ Report Regarding Internal Control Procedures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Alain Pouyat as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Confirm Election of Employee Representatives to the Board |
| For |
| Did Not Vote |
| Management |
|
9 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
10 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Reduction in Share Capital via Cancellation of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
12 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million |
| For |
| Did Not Vote |
| Management |
|
13 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million |
| For |
| Did Not Vote |
| Management |
|
14 |
| Authorize Capital Increase of Up to EUR 120 Million for Future Exchange Offers |
| For |
| Did Not Vote |
| Management |
|
15 |
| Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 120 Million |
| For |
| Did Not Vote |
| Management |
|
16 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
17 |
| Approve Issuance of Equity-Linked Securities Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
18 |
| Amend Articles of Association to Reflect 2003 Regulation Changes Re: Related-Party Transactions and Internal Control Procedures |
| For |
| Did Not Vote |
| Management |
|
19 |
| Authorize Filing of Required Documents/Other Formalities |
| For |
| Did Not Vote |
| Management |
|
37
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| For |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Against |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
38
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | OCT 27, 2003 | Meeting Type: | Special |
Record Date: | SEP 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect G. Shalev as an External Director |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Remuneration of Directors other than the Chairman |
| For |
| For |
| Management |
|
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | F92124100 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
39
TOTAL S.A. (FORMERLY TOTAL FINA ELF S.A)
Ticker: | TOT | Security ID: | F92124100 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual/Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Consolidated Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Allocation of Income and Net Dividends of EUR 4.70 per Share |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Special Auditors’ Report Regarding Related-Party Transactions |
| For |
| Did Not Vote |
| Management |
|
5 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
6 |
| Authorize Issuance of Bonds/Debentures |
| For |
| Did Not Vote |
| Management |
|
7 |
| Reelect Thierry Desmarest as Director |
| For |
| Did Not Vote |
| Management |
|
8 |
| Reelect Thierry de Rudder as Director |
| For |
| Did Not Vote |
| Management |
|
9 |
| Reelect Serge Tchuruk as Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Elect Daniel Boeuf as Representative of Employee Shareholders to the Board |
| For |
| Did Not Vote |
| Management |
|
11 |
| Elect Philippe Marchandise as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
12 |
| Elect Cyril Mouche as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
13 |
| Elect Alan Cramer as Representative of Employee Shareholders to the Board |
| Against |
| Did Not Vote |
| Management |
|
14 |
| Ratify Ernst & Young Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
15 |
| Ratify KPMG Audit as Auditors |
| For |
| Did Not Vote |
| Management |
|
16 |
| Ratify Pierre Jouanne as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
17 |
| Ratify Jean-Luc Decornoy as Alternate Auditor |
| For |
| Did Not Vote |
| Management |
|
18 |
| Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 |
| For |
| Did Not Vote |
| Management |
|
19 |
| Approve Stock Option Plan Grants |
| For |
| Did Not Vote |
| Management |
|
20 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion |
| For |
| Did Not Vote |
| Management |
|
21 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion |
| For |
| Did Not Vote |
| Management |
|
22 |
| Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan |
| For |
| Did Not Vote |
| Management |
|
40
UNITED BUSINESS MEDIA PLC (FM. UNITED NEWS & MEDIA PLC)
Ticker: | UNEWY | Security ID: | G92272106 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 5.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Re-elect John Botts as Director |
| For |
| For |
| Management |
|
5 |
| Re-elect Malcolm Wall as Director |
| For |
| For |
| Management |
|
6 |
| Re-appoint Ernst and Young LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorise 33,582,615 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
8 |
| Authorise 6,212,819 B Shares for Market Purchase |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 27,985,513 |
| For |
| For |
| Management |
|
10 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 4,197,827 |
| For |
| For |
| Management |
|
11 |
| Authorise EU Political Donations and Incur EU Political Expenditure up to Aggregate Nominal Amount of GBP 100,000 |
| For |
| For |
| Management |
|
12 |
| Approve United Business Media 2004 Uk and International Sharesave Schemes |
| For |
| For |
| Management |
|
41
VIMPEL COMMUNICATIONS AO
Ticker: | VIP | Security ID: | 68370R109 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE 2003 VIMPELCOM ANNUAL REPORT. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT FOR 2003. |
| For |
| For |
| Management |
|
3 |
| ALLOCATION OF PROFITS AND LOSSES RESULTING FROM 2003 OPERATIONS, ALL AS MORE FULLY DESCRIBED IN THE NOTICE. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director Mikhail M. Fridman |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Arve Johansen |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Pavel V. Kulikov |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Jo Lunder |
| For |
| For |
| Management |
|
4.5 |
| Elect Director Alexey M. Reznikovich |
| For |
| For |
| Management |
|
4.6 |
| Elect Director Alex Sozonoff |
| For |
| For |
| Management |
|
4.7 |
| Elect Director Terje Thon |
| For |
| For |
| Management |
|
4.8 |
| Elect Director Henrik Torgersen |
| For |
| For |
| Management |
|
4.9 |
| Elect Director Natalia S. Tsukanova |
| For |
| For |
| Management |
|
5 |
| ELECTION OF THE AUDIT COMMISSION. |
| For |
| For |
| Management |
|
6 |
| APPROVAL OF THE AMENDED AND RESTATED REGULATIONS OF THE AUDIT COMMISSION. |
| For |
| For |
| Management |
|
7 |
| APPROVAL OF EXTERNAL AUDITORS. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF A SERIES OF INTERESTED PARTY TRANSACTIONS RELATING TO DEBT FINANCING OF AND/OR LEASES TO VIMPELCOM-REGION. |
| For |
| For |
| Management |
|
9 |
| APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH STATUTORY MERGER OF KB IMPLUS INTO VIMPELCOM AND OF THE MERGER AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS. |
| For |
| For |
| Management |
|
10 |
| APPROVAL OF STATUTORY MERGER (INCLUDING RELATED MERGER AGREEMENT BETWEEN VIMPELCOM AND KB IMPULS), AS AN INTERESTED PARTY TRANSACTION. |
| For |
| For |
| Management |
|
WIENERBERGER AG (FM. WIENERBERGER BAUSTOFFINDUSTRIE AG)
Ticker: |
| Security ID: | A95384110 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Receive Financial Statements and Statutory Reports |
| None |
| Did Not Vote |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Discharge of Management and Supervisory Boards |
| For |
| Did Not Vote |
| Management |
|
4 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Supervisory Board Members |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re; Takeover Provisions |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Share Repurchase Program and Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1 Million Pool of Conditional Capital to Guarantee Conversion Rights |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Creation of EUR 31.6 Million Pool of Conditional Capital without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
42
WM MORRISON SUPERMARKETS PLC
Ticker: |
| Security ID: | G62748119 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 2.7 Pence Per Share |
| For |
| For |
| Management |
|
3 |
| Re-elect Marie Melnyk as Director |
| For |
| For |
| Management |
|
4 |
| Re-elect Roger Owen as Director |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration Report |
| For |
| Against |
| Management |
|
6 |
| Re-appoint KPMG Audit Plc as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
7 |
| Authorise 151,900,000 Ordinary Shares and 144,476 Convertible Preference Shares for Market Purchase |
| For |
| For |
| Management |
|
8 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80 Million |
| For |
| For |
| Management |
|
9 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,255,325 |
| For |
| For |
| Management |
|
WPP GROUP PLC
Ticker: | WPPG10 | Security ID: | G97974102 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 4.4 Pence Per Ordinary Share |
| For |
| For |
| Management |
|
3a |
| Elect Orit Gadiesh as Director |
| For |
| For |
| Management |
|
3b |
| Elect Koichiro Naganuma as Director |
| For |
| For |
| Management |
|
3c |
| Elect Paul Spencer as Director |
| For |
| For |
| Management |
|
3d |
| Re-elect Philip Lader as Director |
| For |
| For |
| Management |
|
3e |
| Re-elect Jeremy Bullmore as Director |
| For |
| For |
| Management |
|
3f |
| Re-elect John Jackson as Director |
| For |
| For |
| Management |
|
3g |
| Re-elect Stanley Morten as Director |
| For |
| For |
| Management |
|
3h |
| Re-elect John Quelch as Director |
| For |
| For |
| Management |
|
4 |
| Re-appoint Deloitte and Touche LLP as Auditors and Authorise Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
|
5 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,334,225 |
| For |
| For |
| Management |
|
6 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,900,134 |
| For |
| For |
| Management |
|
7 |
| Authorise 118,002,676 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
8 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
9 |
| Amend the Capital Investment Plan |
| For |
| For |
| Management |
|
10 |
| Amend the Notional Share Award Plan |
| For |
| For |
| Management |
|
11 |
| Approve Increase in Remuneration of Non-Executive Directors from GBP 450,000 to GBP 1,000,000 |
| For |
| For |
| Management |
|
43
WPP GROUP PLC
Ticker: | WPPG10 | Security ID: | G97974102 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve 2004 Leadership Equity Acquisition Plan |
| For |
| For |
| Management |
|
COLUMBIA NEWPORT TIGER FUND
ACER INC.
Ticker: | ACERY | Security ID: | Y0004E108 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Execution of Treasury Stocks |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Status of Endorsements and Guarantees |
| None |
| None |
| Management |
|
1.5 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Issuance of New Shares |
| For |
| For |
| Management |
|
2.4 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2.5 |
| Amend Endorsement and Guarantee Operating Guidelines |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
AMBIT MICROSYSTEMS
Ticker: |
| Security ID: | Y0102B105 |
Meeting Date: | DEC 24, 2003 | Meeting Type: | Special |
Record Date: | NOV 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement with Hon Hai Precision Industry |
| For |
| For |
| Management |
|
2 |
| Approve Plan of Liquidation |
| For |
| For |
| Management |
|
44
ASUSTEK COMPUTER
Ticker: |
| Security ID: | Y04327105 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Financial Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Issuance of Overseas Convertible Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
BANK RAKYAT INDONESIA
Ticker: |
| Security ID: | Y0697U104 |
Meeting Date: | MAY 31, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Directors’ Report |
| For |
| For |
| Management |
|
2 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
3 |
| Approve Allocation of Income |
| For |
| For |
| Management |
|
4 |
| Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Directors and Commissioners |
| For |
| For |
| Management |
|
6 |
| Elect Directors |
| For |
| For |
| Management |
|
7 |
| Elect Commissioners |
| For |
| For |
| Management |
|
8 |
| Approve Stock Option Plan |
| For |
| Against |
| Management |
|
9 |
| Approve Write-off of Debt |
| For |
| Against |
| Management |
|
45
BHARAT FORGE LTD.
Ticker: |
| Security ID: | Y08825120 |
Meeting Date: | JAN 10, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Amount of INR 3.5 Billion |
| For |
| For |
| Management |
|
2 |
| Approve Pledging of Assets for Debt up to Aggregate Amount of INR 3.5 Billion |
| For |
| For |
| Management |
|
3 |
| Approve Acquisition of CDP GmbH & Co. KG, Germany |
| For |
| For |
| Management |
|
CATHAY FINANCIAL HOLDING COMPANY
Ticker: |
| Security ID: | Y11654103 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Amend Nomination Procedures for the Board |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| None |
| None |
| Management |
|
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) LTD.
Ticker: |
| Security ID: | Y1489Q103 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | JUN 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.29 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Zhao Huxiang as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Li Yinquan as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Meng Xi as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Zhou Qifang as Director |
| For |
| For |
| Management |
|
3e |
| Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Against |
| Management |
|
5b |
| Approve Repurchase of Up to Ten Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6 |
| Amend Articles Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company and Technical Definitions |
| For |
| For |
| Management |
|
46
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) LTD.
Ticker: |
| Security ID: | Y1489Q103 |
Meeting Date: | OCT 17, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Shekou Land |
| For |
| For |
| Management |
|
2 |
| Approve Acquisition of Zhangzhou Joint Venture Company |
| For |
| For |
| Management |
|
3 |
| Approve Sale of 17.32 Percent Interest in China Merchants Shekou Hldgs. Co., Ltd. |
| For |
| For |
| Management |
|
CHINA MOBILE (HONG KONG) LIMITED
Ticker: |
| Security ID: | Y14965100 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.20 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of HK$180,000 for Each Director |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
9 |
| Amend Articles Re: Voting at General Meetings, Retirement of Directors, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
CHINA MOBILE (HONG KONG) LIMITED
Ticker: |
| Security ID: | Y14965100 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Sale and Purchase Agreement Between China Mobile (Hong Kong) Ltd., China Mobile Hong Kong (BVI) Ltd. and China Mobile Communications Corp. |
| For |
| For |
| Management |
|
47
CHINA TRUST FINANCIAL HOLDINGS COMPANY LTD.
Ticker: |
| Security ID: | Y15093100 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Execution of Treasury Stocks |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Execution of Unsecured Subordinate Corporate Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept the Revision of Plan for Utilization of 2002 Euro Convertible Bonds Funds |
| For |
| Against |
| Management |
|
2.2 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.3 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Amend Operating Procedures for the Loan of Funds and Guarantees to Other Parties |
| For |
| For |
| Management |
|
3.2 |
| Approve Capitalization of Capital Reserve |
| For |
| For |
| Management |
|
3.3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
CITY DEVELOPMENTS LTD.
Ticker: |
| Security ID: | V23130111 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend |
| For |
| For |
| Management |
|
3 |
| Approve Directors’ Fees of SGD 220,000 for the Year Ended Dec. 31, 2003, and Approve Audit Committee Fees of SGD 42,500 Per Quarter for the Period Commencing from July 1, 2004 to June 30, 2005 |
| For |
| For |
| Management |
|
4a |
| Reelect Kwek Leng Beng as Director |
| For |
| For |
| Management |
|
4b |
| Reelect Kwek Leng Peck as Director |
| For |
| For |
| Management |
|
5a |
| Reappoint Sim Miah Kian as Director |
| For |
| For |
| Management |
|
5b |
| Reappoint Tan Tong as Director |
| For |
| For |
| Management |
|
5c |
| Reappoint Ong Pang Boon as Director |
| For |
| For |
| Management |
|
5d |
| Reappoint Chee Keng Soon as Director |
| For |
| For |
| Management |
|
5e |
| Reappoint Tang See Chim as Director |
| For |
| For |
| Management |
|
6 |
| Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
8 |
| Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme 2001 |
| For |
| Against |
| Management |
|
9 |
| Approve Mandate for Transactions with Related Parties |
| For |
| For |
| Management |
|
48
CITY DEVELOPMENTS LTD.
Ticker: |
| Security ID: | V23130111 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Special Cash Dividend for Each Ordinary Share Held in the Company |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Up to 82.72 Million Bonus Warrants on the Basis of One Bonus Warrant for Every Ten Shares Held |
| For |
| For |
| Management |
|
3 |
| Approve Rights Issue of Up to 330.87 Million Nonreedemable Convertible Noncumulative Preference Shares |
| For |
| For |
| Management |
|
4 |
| Approve Increase in Authorized Capital |
| For |
| For |
| Management |
|
5 |
| Amend Memorandum of Association Re: To Reflect New Share Capital of the Company |
| For |
| For |
| Management |
|
6 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
1 |
| Amend Articles of Association of the Company in Conjunction with the Rights Issue |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | JUN 21, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company, Purchase of Liability Insurance for Any Director, Manager, Officer or Auditor of the Company |
| For |
| For |
| Management |
|
49
DAH SING FINANCIAL HOLDINGS LTD.
Ticker: |
| Security ID: | Y19182107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.81 Per Share |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
7 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED(FORMER
Ticker: |
| Security ID: | Y20020106 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Special |
Record Date: | MAY 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1a |
| Approve Issue of Not More Than One Billion A Shares |
| For |
| For |
| Management |
|
1b |
| Approve Private Placing in the Form of State-Owned Legal Person Shares of 301.7 Million and and 92.4 Million State-Owned Legal Person Shares to China Datang Corp. and Tianjin Jinneng Investment Co. |
| For |
| For |
| Management |
|
1c |
| Approve Issue of Not More Than 605.9 Million A Shares to the Public |
| For |
| For |
| Management |
|
1d |
| Approve Par Value of RMB1.0 for Each A Share to be Issued |
| For |
| For |
| Management |
|
1e |
| Approve Application for Listing of A Shares to be Issued to the Public on the Shanghai Stock Exchange |
| For |
| For |
| Management |
|
1f |
| Limit A Shares to be Issued to the Public Among Natural Persons and Institutional Investors Within the PRC |
| For |
| For |
| Management |
|
1g |
| Approve Proposal Relating to the Share of Accumulated Profits Among the Old and New Shareholders After the Completion of the Proposed A Share Issue |
| For |
| For |
| Management |
|
1h |
| Authorize Board to Make the Final Decision on the A Share Issue |
| For |
| For |
| Management |
|
2 |
| Approve Validity of Decisions in Relation to the A Share Issue for One Year From the Passing of Relevant Resolutions |
| For |
| For |
| Management |
|
3 |
| Approve Plan on the Use of Proceeds from the A Share Issue |
| For |
| For |
| Management |
|
4 |
| Authorize Board to Complete and File Amendments to the Articles of Association with the Relevant Authorities for Approval |
| For |
| For |
| Management |
|
5 |
| Change Company Name to Datang International Power Generation Co. Ltd. |
| For |
| For |
| Management |
|
50
DATANG INTERNATIONAL POWER GENERATION COMPANY LIMITED(FORMER
Ticker: |
| Security ID: | Y20020106 |
Meeting Date: | JUN 22, 2004 | Meeting Type: | Annual |
Record Date: | MAY 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Accept Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve Budget of the Company for the Year 2004 |
| For |
| For |
| Management |
|
5 |
| Approve Profit Distribution Plan |
| For |
| For |
| Management |
|
6 |
| Approve Investment Plans of the Company |
| For |
| For |
| Management |
|
7 |
| Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8a |
| Elect Zhai Ruoyu as Non-Executive Director |
| For |
| For |
| Management |
|
8b |
| Elect Zhang Yi as Executive Director |
| For |
| For |
| Management |
|
8c |
| Elect Hu Shengmu as Non-Executive Director |
| For |
| For |
| Management |
|
8d |
| Elect Kou Bingen as Non-Executive Director |
| For |
| For |
| Management |
|
8e |
| Elect Yang Hongming as Executive Director |
| For |
| For |
| Management |
|
8f |
| Elect Liu Haixia as Non-Executive Director |
| For |
| For |
| Management |
|
8g |
| Elect Guan Tiangang as Non-Executive Director |
| For |
| For |
| Management |
|
8h |
| Elect Su Tiegang as Non-Executive Director |
| For |
| For |
| Management |
|
8i |
| Elect Ye Yonghui as Non-Executive Director |
| For |
| For |
| Management |
|
8j |
| Elect Tong Yunshang as Non-Executive Director |
| For |
| For |
| Management |
|
8k |
| Elect Xie Songlin as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8l |
| Elect Xu Daping as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8m |
| Elect Liu Chaoan as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8n |
| Elect Yu Changchun as Independent Non-Executive Director |
| For |
| For |
| Management |
|
8o |
| Elect Xia Qing as Independent Non-Executive Director |
| For |
| For |
| Management |
|
9a |
| Elect Zhang Wantuo as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9b |
| Elect Fu Guoqiang as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9c |
| Elect Zhang Jie as Member of the Supervisory Committee |
| For |
| For |
| Management |
|
9d |
| Approve Election of Shi Xiaofan as Supervisory Member of Staff Representatives |
| None |
| For |
| Management |
|
10 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
51
DR. REDDY’S LABORATORIES
Ticker: | DZDY10 | Security ID: | 256135203 |
Meeting Date: | AUG 25, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Dividends of INR 5 Per Share |
| For |
| For |
| Management |
|
3 |
| Reappoint O. Goswami as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint V. Mohan as Director |
| For |
| For |
| Management |
|
5 |
| Approve Retirement of A. Venkateswarlu as Director |
| For |
| For |
| Management |
|
6 |
| Approve Bharat S. Raut & Co. as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7 |
| Approve Delisting of Company Shares |
| For |
| For |
| Management |
|
8 |
| Approve Sale of Company Assets |
| For |
| For |
| Management |
|
GENTING BERHAD
Ticker: |
| Security ID: | Y26926116 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividends for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration of Directors in the Amount of MYR597,699 for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
4 |
| Elect Lim Kok Thay as Director |
| For |
| For |
| Management |
|
5 |
| Elect Quah Chek Tin as Director |
| For |
| For |
| Management |
|
6 |
| Elect Mohd Amin bin Osman as Director |
| For |
| For |
| Management |
|
7 |
| Elect Gunn Chit Tuan as Director |
| For |
| For |
| Management |
|
8 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital |
| For |
| For |
| Management |
|
10 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| For |
| Management |
|
1 |
| Amend Article 118 Re: Insertion of a New Article 118A which Creates the Position of an Honorary Life Chairman of the Company |
| For |
| For |
| Management |
|
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: |
| Security ID: | Y31476107 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve New Share Option Scheme of Henderson China Hldgs. Ltd. |
| For |
| Did Not Vote |
| Management |
|
52
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: |
| Security ID: | Y31476107 |
Meeting Date: | DEC 1, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Dividends of HK$0.45 Per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reelect Directors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5a |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
5b |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
5d |
| Approve Increase in Authorized Capital if the Issuance of Shares Exceed HK$3.6 Billion |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles Re: Technical Definitions |
| For |
| Did Not Vote |
| Management |
|
HON HAI PRECISION INDUSTRY
Ticker: | HNHXY | Security ID: | Y36861105 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Indirect Investment |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Overseas Convetible Bonds |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.6 |
| Receive Other Reports |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
2.4 |
| Approve New Rights Issue to Sponsor Depository Receipts Offering |
| For |
| For |
| Management |
|
2.5 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2.6 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
2.7 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
53
HONG KONG AND CHINA GAS CO. LTD.
Ticker: | HORCY | Security ID: | Y33370100 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Reelect Directors |
| For |
| For |
| Management |
|
4 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Each Director at HK$130,000 Per Annum and Approve an Additional HK$130,000 Per Annum for the Chairman |
| For |
| For |
| Management |
|
6a |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
6b |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
6d |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors |
| For |
| For |
| Management |
|
HONG LEONG BANK BHD.
Ticker: |
| Security ID: | Y36503103 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Hong Leong Company (Malaysia) Bhd (HLCM) and Persons Connected with HLCM |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Chew Peng Cheng and Persons Connected with Him |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions with Zaki Bin Tun Azmi |
| For |
| Did Not Vote |
| Management |
|
54
HONG LEONG BANK BHD.
Ticker: |
| Security ID: | Y36503103 |
Meeting Date: | OCT 13, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2003 |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend of 18 Percent Less Income Tax at 28 Percent and Special Tax Exempt Dividend of 11 Percent for the Year Ended June 30, 2003 |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Remuneration of Directors in the Amount of MYR391,616 |
| For |
| Did Not Vote |
| Management |
|
4a |
| Elect Hussein Awang as Director |
| For |
| Did Not Vote |
| Management |
|
4b |
| Elect Tan Keok Yin as Director |
| For |
| Did Not Vote |
| Management |
|
4c |
| Elect Chew Peng Cheng as Director |
| For |
| Did Not Vote |
| Management |
|
4d |
| Elect Yvonne Chia as Director |
| For |
| Did Not Vote |
| Management |
|
4e |
| Elect Mohamed Nazim Bin Abdul Razak as Director |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital |
| For |
| Did Not Vote |
| Management |
|
HOUSING DEVELOPMENT FINANCE CORP. LTD.
Ticker: |
| Security ID: | Y37246157 |
Meeting Date: | JUL 18, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Dividends of INR 7.5 Per Share |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reappoint S.B. Patel as Director |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint B.S. Mehta as Director |
| For |
| Did Not Vote |
| Management |
|
5 |
| Reappoint S.A. Dave as Director |
| For |
| Did Not Vote |
| Management |
|
6 |
| Reappoint S. Venkitaramanan as Director |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve S.B. Billimoria & Co. as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Pannell Kerr Forster as Branch Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
9 |
| Approve Reappointment and Remuneration of D.S. Parekh, Managing Director |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Reappointment and Remuneration of R.S. Karnad, Executive Director |
| For |
| Did Not Vote |
| Management |
|
55
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Special |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of 40 Percent Interest in Hebei Hanfeng Power Generation Limited Liability Co. and 90 Percent Interest in Jinggangshan Huaneng Power Generation Limited Liability Co. and Agreement for the Transfer of Huaneng Group Interest |
| For |
| For |
| Management |
|
2 |
| Approve Acquisition of Huaneng Hunan Yueyang Power Generation Limited Liability Co., Huaneng Chongqing Luohuang Power Generation Limited Liability Co. and the Entire Assets and Liabilities of Huaneng Intl. Power Devt. Corp. Yingkou Branch Co. |
| For |
| For |
| Management |
|
3 |
| Approve Guarantee Arrangements and Agreements Between Hebei Hanfeng Power Generation Limited Liability Co., Jinggangshan Huaneng Power Generation Limited Liability Co. and China Huaneng Group |
| For |
| Against |
| Management |
|
4 |
| Approve Entrusted Loan Arrangement Between Huaneng Hunan Yueyang Power Generation Limited Liability Co., Huaneng Intl. Power Devt. Corp. and China Huaneng Finance Co. |
| For |
| Against |
| Management |
|
5 |
| Approve Loan and Deposit Arrangement Between Jinggangshan Huaneng Power Generation Limited Liability Co. and China Huaneng Finance Co. |
| For |
| Against |
| Management |
|
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Directors’ Report |
| For |
| For |
| Management |
|
2 |
| Accept Supervisors’ Report |
| For |
| For |
| Management |
|
3 |
| Accept Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve PricewaterhouseCoopers Zhong Tien CPAs and PricewaterhouseCoopers as Domestic and International Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Remuneration of Independent Directors |
| For |
| For |
| Management |
|
6 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
7 |
| Approve Capitalization of Capital Reserve and Retained Earning |
| For |
| For |
| Management |
|
8 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
56
HUANENG POWER INTERNATIONAL INC.
Ticker: | HNP | Security ID: | Y3744A105 |
Meeting Date: | JUL 22, 2003 | Meeting Type: | Special |
Record Date: | JUL 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Transfer Agreement Entered into by Huaneng Power International Inc and China Huaneng Group |
| For |
| For |
| Management |
|
2.1 |
| Approve Guarantee Agreements Entered into by China Huaneng Group and its Subsidiaries |
| For |
| For |
| Management |
|
2.2 |
| Approve Loan Borrowing Agreement Entered into by China Huaneng Group and Shanxi Huaneng Yushe Power Limited Liability Company |
| For |
| For |
| Management |
|
2.3 |
| Approve Deposit and Borrowing Agreements Entered Among Henan Huaneng Qinbei Power Generation Ltd, Shanxi Huaneng Yushe Power Ltd, China Huaneng Group Xindian Power Plant, and China Huaneng Finance Co |
| For |
| For |
| Management |
|
HUTCHISON WHAMPOA
Ticker: |
| Security ID: | Y38024108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Special |
Record Date: | MAY 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles Re: Voting at Meetings, Nomination of Directors, Material Interest of Directors in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
1 |
| Approve Share Option Scheme of Hutchison Harbour Ring Ltd. |
| For |
| For |
| Management |
|
2 |
| Approve Share Option Scheme of Hutchison 3G UK Hldgs. Ltd. |
| For |
| For |
| Management |
|
3 |
| Approve Share Option Scheme of Hutchison 3G Italia S.p.A. |
| For |
| For |
| Management |
|
57
HUTCHISON WHAMPOA
Ticker: |
| Security ID: | Y38024108 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAY 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$1.22 Per Share |
| For |
| For |
| Management |
|
3a |
| Elect Li Ka-shing as Director |
| For |
| For |
| Management |
|
3b |
| Elect Frank John Sixt as Director |
| For |
| For |
| Management |
|
3c |
| Elect George Colin Magnus as Director |
| For |
| For |
| Management |
|
3d |
| Elect Michael David Kadoorie as Director |
| For |
| For |
| Management |
|
4 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
HYUNDAI MOTOR CO.
Ticker: |
| Security ID: | Y38472109 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Appropriation of Income and Dividends of KRW 1000 Per Share |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Incorporation |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Elect Member of Audit Committee |
| For |
| For |
| Management |
|
5 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
INFOSYS TECHNOLOGIES LTD
Ticker: |
| Security ID: | Y4082C133 |
Meeting Date: | JUN 12, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Dividends of INR 15 Per Share |
| For |
| For |
| Management |
|
3 |
| Reappoint D.M. Satwalekar as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint M.G. Subrahmanyam as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint S. Gopalakrishnan as Director |
| For |
| For |
| Management |
|
6 |
| Reappoint S.D. Shibulal as Director |
| For |
| For |
| Management |
|
7 |
| Reappoint T.V. Mohandas Pai as Director |
| For |
| For |
| Management |
|
8 |
| Approve Bharat S. Raut & Co. as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Delisting of Company Shares |
| For |
| For |
| Management |
|
10 |
| Approve Commission Remuneration of Non-executive Directors |
| For |
| For |
| Management |
|
11 |
| Approve Remuneration of Executive Directors |
| For |
| For |
| Management |
|
12 |
| Approve Remuneration of Executive Directors |
| For |
| For |
| Management |
|
13 |
| Approve Reappointment and Remuneration of S. Gopalakrishnan, Deputy Managing Director |
| For |
| For |
| Management |
|
14 |
| Approve Increase in Authorized Capital to INR 1.5 Billion |
| For |
| For |
| Management |
|
15 |
| Amend Articles of Association Re: Increase in Authorized Share Capital |
| For |
| For |
| Management |
|
16 |
| Authorize Capitalization of Reserves for Bonus Issue |
| For |
| For |
| Management |
|
17 |
| Approve Welfare Trust |
| For |
| For |
| Management |
|
58
KASIKORNBANK PCL (FORMERLY THAI FARMERS BANK)
Ticker: |
| Security ID: | Y4591R118 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Minutes of Previous AGM |
| For |
| Did Not Vote |
| Management |
|
2 |
| Accept Directors’ Report |
| For |
| Did Not Vote |
| Management |
|
3 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Compensation of the Accumulated Losses of the Company |
| For |
| Did Not Vote |
| Management |
|
5 |
| Elect Directors |
| For |
| Did Not Vote |
| Management |
|
6 |
| Amend Articles of Association Re: Board of Directors |
| For |
| Did Not Vote |
| Management |
|
7 |
| Approve Names and Number of Directors Who Have Signing Authority |
| For |
| Did Not Vote |
| Management |
|
8 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
9 |
| Amend Memorandum and Articles of Association |
| For |
| Did Not Vote |
| Management |
|
10 |
| Approve Reduction in Registered Capital to Baht 24 Billion |
| For |
| Did Not Vote |
| Management |
|
11 |
| Approve Increase in Registered Capital to Baht 30.5 Billion |
| For |
| Did Not Vote |
| Management |
|
12 |
| Other Business |
| For |
| Did Not Vote |
| Management |
|
KOOKMIN BANK
Ticker: | KKBKY | Security ID: | Y4822W100 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Non-Consolidated Financial Statements and Disposition of Deficit, with No Dividends |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Incorporation |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Elect Members of Audit Committee |
| For |
| For |
| Management |
|
5 |
| Approve Stock Option Grants |
| For |
| For |
| Management |
|
59
KORAM BANK
Ticker: |
| Security ID: | Y4821K107 |
Meeting Date: | MAR 30, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements |
| For |
| For |
| Management |
|
2 |
| Approve Appropriation of Income and Dividends of KRW 150 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Cancellation of Repurchased Preferred Shares |
| For |
| For |
| Management |
|
4 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
5 |
| Elect Directors |
| For |
| For |
| Management |
|
6 |
| Elect Members of Audit Committee |
| For |
| For |
| Management |
|
7 |
| Approve Stock Option Grants |
| For |
| For |
| Management |
|
KORAM BANK
Ticker: |
| Security ID: | Y4821K107 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Special |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect Directors |
| For |
| For |
| Management |
|
2 |
| Elect Outside Directors as Members of Audit Committee |
| For |
| Against |
| Management |
|
KT CORP (FORMERLY KOREA TELECOM CORPORATION)
Ticker: |
| Security ID: | 48268K101 |
Meeting Date: | MAR 12, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 22ND FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
3 |
| ELECTION OF MEMBERS OF THE AUDIT COMMITTEE, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
4 |
| HI CHANG ROH (NOMINATED BY THE PRESIDENT WITH CONSENT OF BOARD OF DIRECTORS) |
| For |
| For |
| Management |
|
5 |
| SUNG DEUK PARK (NOMINATED BY OUTSIDE DIRECTOR RECOMMENDATION COMMITTEE) |
| For |
| For |
| Management |
|
6 |
| BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - PRACTICALLY INITIATED BY LABOR UNION OF KT) |
| Against |
| Against |
| Shareholder |
|
7 |
| APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF AMENDMENT OF MANAGEMENT CONTRACT, AS SET FORTH IN H THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. |
| For |
| For |
| Management |
|
60
LI & FUNG
Ticker: |
| Security ID: | G5485F144 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Acquisition of Remaining Interest in International Sourcing Group LLC. for a Total Consideration of $5.2 Million to be Satisfied by the Issuance of 3.8 Million New Shares of HK$0.025 Each |
| For |
| For |
| Management |
|
LI & FUNG
Ticker: |
| Security ID: | G5485F144 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of HK$0.25 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Danny Lau Sai Wing as Executive Director |
| For |
| For |
| Management |
|
3b |
| Reelect Annabella Leung Wai Ping as Executive Director |
| For |
| For |
| Management |
|
3c |
| Reelect Paul Edward Selway-Swift as Independent Non-Executive Director |
| For |
| For |
| Management |
|
4 |
| Approve Remuneration of All Directors at HK$80,000 and Additional Remuneration of HK$50,000 for Non-Executive Directors Serving on the Audit Committee |
| For |
| For |
| Management |
|
5 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
9 |
| Amend Bylaws Re: Voting at General Meetings, Material Interest of Directors in Contracts Entered into by the Company, Nomination of Directors |
| For |
| For |
| Management |
|
61
LITE-ON TECHNOLOGY CORP.
Ticker: |
| Security ID: | Y5313K109 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on Mergers and Acquisition |
| None |
| None |
| Management |
|
1.4 |
| Amend Endorsement and Guarantee Operating Guidelines |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on Issuance of Domestic Convertible Bonds |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
2.4 |
| Amend Operating Procedures for the Loan of Funds to Other Parties, and Endorsement and Guarantee |
| For |
| For |
| Management |
|
2.5 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
4 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
5 |
| Other Business |
| None |
| None |
| Management |
|
NCSOFT
Ticker: |
| Security ID: | Y6258Y104 |
Meeting Date: | MAR 26, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Appropriation of Income, with No Dividends |
| For |
| For |
| Management |
|
2 |
| Amend Articles of Incorporation Re: Business Objectives |
| For |
| For |
| Management |
|
3 |
| Elect Directors |
| For |
| For |
| Management |
|
4 |
| Appoint Auditor |
| For |
| For |
| Management |
|
5 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
6 |
| Approve Limit on Remuneration of Auditors |
| For |
| For |
| Management |
|
62
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: |
| Security ID: | Y64248126 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Voluntary Offer for All the Ordinary Shares Held in Great Eastern Holdings Ltd., and Approve Issuance of the Company’s New Ordinary Shares |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Authorized Capital, Alterations to the Articles of Association, and Issuance of Class H Preference Shares |
| For |
| For |
| Management |
|
3 |
| Approve Selective Capital Reduction |
| For |
| For |
| Management |
|
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: |
| Security ID: | Y64248126 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: |
| Security ID: | Y64248126 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2a |
| Reelect Lee Seng Wee as Director |
| For |
| For |
| Management |
|
2b |
| Reelect Michael Wong Pakshong as Director |
| For |
| For |
| Management |
|
2c |
| Reelect Cheong Choong Kong as Director |
| For |
| For |
| Management |
|
2d |
| Reelect Fong Weng Phak as Director |
| For |
| For |
| Management |
|
2e |
| Reelect David Wong Cheong Fook as Director |
| For |
| For |
| Management |
|
3 |
| Declare Final Dividend of SGD 0.12 Per Share |
| For |
| For |
| Management |
|
4 |
| Approve Directors’ Fees of SGD 625,000 for 2003 |
| For |
| For |
| Management |
|
5 |
| Appoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6a |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
6b |
| Approve Issuance of Shares and Grant of Options Pursuant to the Executives’ Share Option Scheme 1994 |
| For |
| For |
| Management |
|
6c |
| Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme 2001 |
| For |
| Against |
| Management |
|
6d |
| Approve Conversion of the Ordinary Shares into Stock Units Transferable in Amounts and Multiples of SGD1.00 Each |
| For |
| For |
| Management |
|
6e |
| Amend Articles of Association |
| For |
| For |
| Management |
|
7 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
63
OVERSEA-CHINESE BANKING CORP. LTD.
Ticker: |
| Security ID: | Y64248126 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Increase in Authorized Capital and Approve Alterations to the Articles of Association |
| For |
| For |
| Management |
|
2 |
| Approve Preference Share Issue Mandate |
| For |
| For |
| Management |
|
PEOPLE’S FOOD HOLDINGS LTD
Ticker: |
| Security ID: | G7000R108 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend of RMB0.082 Per Share |
| For |
| For |
| Management |
|
3 |
| Reelect Zhou Lian Kui as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Zhou Lian Liang as Director |
| For |
| For |
| Management |
|
5 |
| Approve Directors’ Fees of RMB731,000 for the Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
6 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
8 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
9 |
| Amend the Company’s Bylaws |
| For |
| For |
| Management |
|
PHILIPPINE LONG DISTANCE TELEPHONE CO.
Ticker: | PHI | Security ID: | Y84153108 |
Meeting Date: | JUN 8, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE PERIOD ENDING DECEMBER 31, 2003 CONTAINED IN THE COMPANY S 2003 ANNUAL REPORT |
| For |
| Did Not Vote |
| Management |
|
2.1 |
| Elect Director Rev Fr B F Nebres, Sj* |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Elect Director Mr Pedro E Roxas* |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Elect Director Mr Juan B Santos* |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Elect Director Ms Teresita T Sy* |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Elect Director Mr Antonio O Cojuangco |
| For |
| Did Not Vote |
| Management |
|
2.6 |
| Elect Director Ms Helen Y Dee |
| For |
| Did Not Vote |
| Management |
|
2.7 |
| Elect Director Atty Ray C Espinosa |
| For |
| Did Not Vote |
| Management |
|
2.8 |
| Elect Director Mr Napoleon L Nazareno |
| For |
| Did Not Vote |
| Management |
|
2.9 |
| Elect Director Mr Manuel V Pangilinan |
| For |
| Did Not Vote |
| Management |
|
2.10 |
| Elect Director Ms Corazon S De La Paz |
| For |
| Did Not Vote |
| Management |
|
2.11 |
| Elect Director Mr Albert F Del Rosario |
| For |
| Did Not Vote |
| Management |
|
2.12 |
| Elect Director Mr Shigeru Yoshida |
| For |
| Did Not Vote |
| Management |
|
2.13 |
| Elect Director Mr Mitsuhiro Takase |
| For |
| Did Not Vote |
| Management |
|
64
PHOENIXTEC POWER
Ticker: |
| Security ID: | Y6973W102 |
Meeting Date: | JUN 3, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Status of the Indirect Investment of the Company |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Endorsments and Guarantees |
| None |
| None |
| Management |
|
1.5 |
| Receive Report on the Amendment of Employee Stock Option Plan |
| None |
| None |
| Management |
|
1.6 |
| Receive Report on the Execution of Treasury Shares |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
2.3 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| For |
| Management |
|
5 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| None |
| None |
| Management |
|
PIHSIANG MACHINERY
Ticker: |
| Security ID: | Y69788100 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3.3 |
| Amend Procedures Governing the Acquisition or Disposal of Assets |
| For |
| For |
| Management |
|
4 |
| Other Business |
| For |
| Against |
| Management |
|
65
PT ASTRA INTERNATIONAL INC.
Ticker: |
| Security ID: | Y7117N149 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Allocation of Income |
| For |
| For |
| Management |
|
3A |
| Elect Directors |
| For |
| For |
| Management |
|
3B |
| Elect Commissioners |
| For |
| For |
| Management |
|
3C |
| Approve Remuneration of Directors and Commissioners |
| For |
| For |
| Management |
|
4 |
| Approve Drs. VJH Boentaran Les as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
PT TELEKOMUNIKASI INDONESIA
Ticker: | TLK | Security ID: | Y71474129 |
Meeting Date: | MAR 10, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Replacement of Annual Report and Consolidated Financial Statements for FY 2002 |
| For |
| Against |
| Management |
|
2 |
| Approve Annual Report 2002 and Ratification of Consolidated Financial Statement 2002 |
| For |
| Against |
| Management |
|
3 |
| Ratify Restated Consolidated Financial Statement for FY 2000 and FY 2001 |
| For |
| Against |
| Management |
|
4 |
| Approve Restatement of Net Income Allocation for FY 2000, FY 2001 and FY 2002 |
| For |
| Against |
| Management |
|
5 |
| Elect Directors and Commissioners |
| For |
| For |
| Management |
|
66
PUBLIC BANK BERHAD
Ticker: |
| Security ID: | Y71497112 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 22 Percent Less 28 Percent Income Tax for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
3 |
| Elect Tay Ah Lek as Director |
| For |
| For |
| Management |
|
4 |
| Elect Haji Mohamed Ishak bin Haji Mohamed Ariff as Director |
| For |
| For |
| Management |
|
5 |
| Elect Teh Hong Piow as Director |
| For |
| Against |
| Management |
|
6 |
| Elect Thong Yaw Hong as Director |
| For |
| For |
| Management |
|
7 |
| Approve Remuneration of Directors in the Amount of MYR580,000 for the Financial Year Ended Dec. 31, 2003 |
| For |
| For |
| Management |
|
8 |
| Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to Ten Percent of Issued Share Capital |
| For |
| For |
| Management |
|
PUBLIC BANK BERHAD
Ticker: |
| Security ID: | Y71497112 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve the Consolidation and Division of the Entire Share Capital of Public Bank Bhd into Ordinary Shares of Par Value of MYR1.00 Each from the Existing Ordinary Shares of Par Value MYR0.50 Each |
| For |
| For |
| Management |
|
2 |
| Approve Proposed Extension of the Public Bank Bhd Employees Share Option Scheme |
| For |
| Against |
| Management |
|
3 |
| Approve Proposed Amendments to the Bye-Laws of the Public Bank Bhd ESOS |
| For |
| Against |
| Management |
|
4 |
| Approve Grant of Options to Teh Hong Piow, Director |
| For |
| Against |
| Management |
|
5 |
| Approve Grant of Options to Thong Yaw Hong |
| For |
| Against |
| Management |
|
6 |
| Approve Grant of Options to Yeoh Chin Kee |
| For |
| Against |
| Management |
|
7 |
| Approve Grant of Options to Tengku Abdul Rahman Ibni Sultan Haji Ahmad Shah Al-Mustain Billah |
| For |
| Against |
| Management |
|
8 |
| Approve Grant of Options to Haji Abdul Aziz Bin Omar |
| For |
| Against |
| Management |
|
9 |
| Approve Grant of Options to Haji Mohamed Ishak Bin Haji Mohamed Ariff |
| For |
| Against |
| Management |
|
10 |
| Approve Grant of Options to Lee Chin Guan |
| For |
| Against |
| Management |
|
11 |
| Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions as Stated in Section 1.1.1 Part C of the Circular to Shareholders |
| For |
| For |
| Management |
|
12 |
| Authorize Repurchase of Up to Ten Percent of Issued Share Capital |
| For |
| For |
| Management |
|
1 |
| Approve Proposed Amendments to the Memorandum of Association of Public Bank Bhd as Set Out in Section 1.2(a), Part A of the Circular to Shareholders Dated Mar. 29, 2004 |
| For |
| Against |
| Management |
|
2 |
| Amend Article 2 of the Articles of Association of Public Bank Bhd |
| For |
| For |
| Management |
|
3 |
| Amend Article 3 of the Articles of Association of Public Bank Bhd |
| For |
| For |
| Management |
|
4 |
| Amend Article 8 of the Articles of Association of Public Bank Bhd |
| For |
| Against |
| Management |
|
67
RANBAXY LABORATORIES
Ticker: |
| Security ID: | Y7187Y140 |
Meeting Date: | JUN 25, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Dividends of INR 17 Per Share |
| For |
| For |
| Management |
|
3 |
| Reappoint T. Khanna as Director |
| For |
| For |
| Management |
|
4 |
| Reappoint V.B. Ram as Director |
| For |
| For |
| Management |
|
5 |
| Reappoint V. Mehra as Director |
| For |
| For |
| Management |
|
6 |
| Approve Walker, Chandiok & Co as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7 |
| Appoint V.K. Kaul as Director |
| For |
| For |
| Management |
|
8 |
| Appoint G. Das as Director |
| For |
| For |
| Management |
|
9 |
| Appoint M.M. Singh as Director |
| For |
| For |
| Management |
|
10 |
| Approve Appointment and Remuneration of M.M. Singh, Executive Director |
| For |
| For |
| Management |
|
11 |
| Approve Appointment and Remuneration of B.W. Tempest, Executive Director |
| For |
| For |
| Management |
|
12 |
| Approve Commission Remuneration of Non-executive Directors |
| For |
| For |
| Management |
|
REALTEK SEMICONDUCTOR CORP.
Ticker: |
| Security ID: | Y7220N101 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Execution of Treasury Shares |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
3.3 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
68
SAMSUNG ELECTRONICS CO. LTD.
Ticker: | SSNHY | Security ID: | Y74718100 |
Meeting Date: | FEB 27, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Financial Statements and Appropriation of Income, with Total Dividend of KRW 5500 Per Share |
| For |
| For |
| Management |
|
2.1 |
| Elect Two Outside Directors |
| For |
| For |
| Management |
|
2.2 |
| Appoint One Member of Audit Committee |
| For |
| For |
| Management |
|
2.3 |
| Elect One Executive Director |
| For |
| For |
| Management |
|
3 |
| Approve Limit on Remuneration of Directors |
| For |
| For |
| Management |
|
SINGAPORE PRESS HOLDINGS LTD.
Ticker: |
| Security ID: | V81378149 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve the Subdivision of Shares, the Reduction of Capital and the Cash Distribution to Shareholders |
| For |
| For |
| Management |
|
SINGAPORE PRESS HOLDINGS LTD.
Ticker: |
| Security ID: | V81378149 |
Meeting Date: | DEC 5, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend of SGD 0.50 Per Share, and a Special Dividend of SGD 0.30 Per Share |
| For |
| For |
| Management |
|
3a |
| Reelect Lim Chin Beng as Director |
| For |
| For |
| Management |
|
3b |
| Reelect Michael Fam Yue Onn as Director |
| For |
| For |
| Management |
|
3c |
| Reelect Lee Ek Tieng as Director |
| For |
| For |
| Management |
|
3d |
| Reelect Tang I-Fang as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Ngiam Tong Dow as Director |
| For |
| For |
| Management |
|
5a |
| Elect Philip Pillai as Director |
| For |
| For |
| Management |
|
5b |
| Elect Sum Soon Lim as Director |
| For |
| For |
| Management |
|
6 |
| Approve Directors’ Fees of SGD 700,207 |
| For |
| For |
| Management |
|
7 |
| Appoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8 |
| Other Business (Voting) |
| For |
| Against |
| Management |
|
9a |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
9b |
| Approve Issuance of Shares and Grant of Options Pursuant to the Share Option Scheme |
| For |
| Against |
| Management |
|
9c |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
69
SM PRIME HOLDINGS INC.
Ticker: |
| Security ID: | Y8076N112 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Call to Order |
| For |
| For |
| Management |
|
2 |
| Certification of Notice and Quorum |
| For |
| For |
| Management |
|
3 |
| Approve Minutes of Previous Shareholder Meeting |
| For |
| For |
| Management |
|
4 |
| Presentation of President’s Report |
| For |
| For |
| Management |
|
5 |
| Approve Audited Financial Statements |
| For |
| For |
| Management |
|
6 |
| Ratify Acts of Board and Management |
| For |
| For |
| Management |
|
7 |
| Elect Directors |
| For |
| For |
| Management |
|
8 |
| Appoint Auditors |
| For |
| For |
| Management |
|
9 |
| Amend Bylaws Re: Provisions on the Nomination and Election of Independent Directors |
| For |
| For |
| Management |
|
10 |
| Other Business |
| For |
| Against |
| Management |
|
11 |
| Adjournment |
| For |
| For |
| Management |
|
STANDARD CHARTERED PLC
Ticker: |
| Security ID: | G84228157 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend of 36.49 US Cents Per Ordinary Share |
| For |
| For |
| Management |
|
3 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
4 |
| Elect Jamie Dundas as Director |
| For |
| For |
| Management |
|
5 |
| Elect Ruth Markland as Director |
| For |
| For |
| Management |
|
6 |
| Elect Paul Skinner as Director |
| For |
| For |
| Management |
|
7 |
| Re-elect Mervyn Davies as Director |
| For |
| For |
| Management |
|
8 |
| Re-elect Michael DeNoma as Director |
| For |
| For |
| Management |
|
9 |
| Re-elect Rudolph Markham as Director |
| For |
| For |
| Management |
|
10 |
| Re-elect Hugh Norton as Director |
| For |
| For |
| Management |
|
11 |
| Re-appoint KPMG Audit Plc as Auditors of the Company |
| For |
| For |
| Management |
|
12 |
| Authorise Board to Fix Remuneration of the Auditors |
| For |
| Against |
| Management |
|
13 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 117,487,333 and up to USD 213,708,480 Pursuant to Rights Issues, Scrip Dividends, Share Schemes and Exchangeable Securities |
| For |
| For |
| Management |
|
14 |
| Authorise Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount Equal to the Company’s Share Capital Repurchased Under Item 16 |
| For |
| For |
| Management |
|
15 |
| Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 29,370,451 |
| For |
| For |
| Management |
|
16 |
| Authorise 117,487,333 Ordinary Shares for Market Purchase |
| For |
| For |
| Management |
|
17 |
| Authorise 331,388 Non-Cumulative Preference Shares of USD 5 Each and 195,285,000 Non-Cumulative Preference Shares of GBP 1 Each for Market Purchase |
| For |
| For |
| Management |
|
18 |
| Amend Standard Chartered 2001 Performance Share Plan |
| For |
| For |
| Management |
|
19 |
| Adopt Standard Chartered 2004 UK Sharesave Scheme and the Standard Chartered 2004 International Sharesave Scheme |
| For |
| For |
| Management |
|
70
SUN HUNG KAI PROPERTIES LTD.
Ticker: |
| Security ID: | Y82594121 |
Meeting Date: | NOV 18, 2003 | Meeting Type: | Annual |
Record Date: | NOV 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| Did Not Vote |
| Management |
|
3 |
| Reelect Directors and Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
4 |
| Reappoint Auditors and Authorize Board to Fix Their Remuneration |
| For |
| Did Not Vote |
| Management |
|
5 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| Did Not Vote |
| Management |
|
6 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| Did Not Vote |
| Management |
|
7 |
| Authorize Reissuance of Repurchased Shares |
| For |
| Did Not Vote |
| Management |
|
8 |
| Other Business (Voting) |
| For |
| Did Not Vote |
| Management |
|
SWIRE PACIFIC
Ticker: |
| Security ID: | Y83310105 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Final Dividend of HK$1.02 Per A Share and HK$0.204 Per B Share |
| For |
| For |
| Management |
|
2a |
| Reelect P.A. Johansen as Director |
| For |
| For |
| Management |
|
2b |
| Reelect Adrian Swire as Director |
| For |
| For |
| Management |
|
3 |
| Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
6 |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
7 |
| Amend Articles Re: Corporate Communications, Postponement of General Meetings, Editing Changes |
| For |
| For |
| Management |
|
71
SYNNEX TECHNOLOGY INTERNATIONAL
Ticker: |
| Security ID: | Y8344J109 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| None |
| Management |
|
1.2 |
| Receive 2002 Financial Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Endorsement and Guarantee Report |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Process Procedures for the Loan of Funds to Other Parties |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| For |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
4 |
| Other Business |
| None |
| None |
| Management |
|
TAIWAN CELLULAR CORP
Ticker: |
| Security ID: | Y84153108 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 Business Operation Results |
| None |
| Did Not Vote |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| Did Not Vote |
| Management |
|
1.3 |
| Receive Report on the Amendment of Employee Stock Option Plan |
| None |
| Did Not Vote |
| Management |
|
1.4 |
| Receive Other Reports |
| None |
| Did Not Vote |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Approve Allocation of Income and Cash Dividend of NTD 2.40 per Share |
| For |
| Did Not Vote |
| Management |
|
2.3 |
| Amend Articles of Association |
| For |
| Did Not Vote |
| Management |
|
2.4 |
| Amend Procedures Governing the Acquisition or Disposal of Assets |
| For |
| Did Not Vote |
| Management |
|
2.5 |
| Approve Release of Restrictions of Competitive Activities of Directors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Elect Directors and Supervisors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
72
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM.P | Security ID: | Y84629107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| None |
| Management |
|
1.2 |
| Receive Supervisors’ Report |
| None |
| None |
| Management |
|
1.3 |
| Receive Report on the Acquisition and Disposal of Assets |
| None |
| None |
| Management |
|
1.4 |
| Receive Report on Endorsments and Guarantees |
| None |
| None |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2.2 |
| Approve Allocation of Income and Cash Dividend of NTD 0.60 per Share and Stock Dividend of 140 Shares per 1000 Shares Held |
| For |
| For |
| Management |
|
2.3 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| For |
| Management |
|
3 |
| Other Business |
| None |
| None |
| Management |
|
TELEVISION BROADCAST LTD.
Ticker: |
| Security ID: | Y85830100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | APR 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Final Dividend |
| For |
| For |
| Management |
|
3 |
| Elect Directors and Fix Their Remuneration |
| For |
| For |
| Management |
|
4 |
| Approve Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5a |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
5b |
| Approve Repurchase of Up to 10 Percent of Issued Capital |
| For |
| For |
| Management |
|
5c |
| Authorize Reissuance of Repurchased Shares |
| For |
| For |
| Management |
|
5d |
| Approve Extension of the Number of Days During which the Company’s Register of Members May Be Closed for the Calendar Year 2004 to 60 Days from 30 Days |
| For |
| For |
| Management |
|
5e |
| Adopt New Articles of Association |
| For |
| For |
| Management |
|
5f |
| Amend Memorandum of Association Re: Deletion of the Objects Clause |
| For |
| For |
| Management |
|
73
THAI UNION FROZEN PRODUCTS
Ticker: |
| Security ID: | Y8729T169 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Minutes of EGM |
| For |
| For |
| Management |
|
2 |
| Accept Report on Company Performance in 2003 |
| For |
| For |
| Management |
|
3 |
| Approve Financial Statements, Allocation of Income and Final Dividend of Baht 0.66 per Share |
| For |
| For |
| Management |
|
4 |
| Elect Directors and Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Approve Ernst & Young Office Limited as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| Against |
| Management |
|
UNITED OVERSEAS BANK
Ticker: | UOVEY | Security ID: | V96194127 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Authorize Share Repurchase Program |
| For |
| For |
| Management |
|
UNITED OVERSEAS BANK
Ticker: | UOVEY | Security ID: | V96194127 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final Dividend of SGD 0.40 Per Share |
| For |
| For |
| Management |
|
3 |
| Approve Directors’ Fees of SGD 618,750 |
| For |
| For |
| Management |
|
4 |
| Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
5 |
| Reelect Sim Wong Hoo as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Lim Pin as Director |
| For |
| For |
| Management |
|
7 |
| Reelect Margaret Lien Wen Hsien as Director |
| For |
| For |
| Management |
|
8 |
| Reelect Ng Boon Yew as Director |
| For |
| For |
| Management |
|
9 |
| ReappointWee Cho Yaw as Director |
| For |
| For |
| Management |
|
10 |
| Approve Issuance of Shares and Grant of Options Pursuant to the 1999 Share Option Scheme |
| For |
| Against |
| Management |
|
11 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
74
VENTURE CORPORATION LTD (FRMLY VENTURE MANUFACTURING)
Ticker: |
| Security ID: | Y9360Y103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Articles of Association |
| For |
| For |
| Management |
|
2 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
3 |
| Adopt Venture Corporation Executives’ Share Option Scheme |
| For |
| Against |
| Management |
|
VENTURE CORPORATION LTD (FRMLY VENTURE MANUFACTURING)
Ticker: |
| Security ID: | Y9360Y103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Adopt Financial Statements and Directors’ and Auditors’ Reports |
| For |
| For |
| Management |
|
2 |
| Declare Final and Bonus Dividends |
| For |
| For |
| Management |
|
3 |
| Reelect Soo Eng Hiong as Director |
| For |
| For |
| Management |
|
4 |
| Reelect Goh Geok Ling as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Goon Kok Loon as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Cecil Vivian Richard Wong as Director |
| For |
| For |
| Management |
|
7 |
| Approve Directors’ Fees of SGD 86,000 |
| For |
| For |
| Management |
|
8 |
| Reappoint Deloiotte & Touche as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
9 |
| Approve Issuance of Shares without Preemptive Rights |
| For |
| For |
| Management |
|
10 |
| Approve Issuance of Shares and Grant of Options Pursuant to the Venture Manufacturing (Singapore) Ltd. Executives’ Share Option Scheme |
| For |
| Against |
| Management |
|
ZHEJIANG EXPRESSWAY CO
Ticker: |
| Security ID: | Y9891F102 |
Meeting Date: | OCT 9, 2003 | Meeting Type: | Special |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Interim Dividend of HK$0.038 Per Share |
| For |
| Did Not Vote |
| Management |
|
75
ZHEJIANG EXPRESSWAY CO
Ticker: |
| Security ID: | Y9891F102 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Report of the Directors |
| For |
| For |
| Management |
|
2 |
| Approve Report of the Supervisory Committee |
| For |
| For |
| Management |
|
3 |
| Approve Financial Statements |
| For |
| For |
| Management |
|
4 |
| Approve Final Dividend of RMB0.11 Per Share |
| For |
| For |
| Management |
|
5 |
| Approve Financial Budget for 2004 |
| For |
| For |
| Management |
|
6 |
| Reappoint Ernst & Young (Hong Kong CPA) and Zhejiang Pan-China CPA as International and PRC Auditors Respectively and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
1 |
| Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
| For |
| For |
| Management |
|
2 |
| Amend Articles Re: Voting at General Meetings, Nomination of Directors, Material Interest of Directors and Other Officers in Contracts Entered into by the Company |
| For |
| For |
| Management |
|
76
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Columbia Funds Trust VII | ||
| |||
By (Signature and Title)* | /s/ J. Kevin Connaughton | ||
|
| ||
| J. Kevin Connaughton, President and Treasurer | ||
| |||
Date | August 30, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
77