SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 09/01/2018 | 3. Issuer Name and Ticker or Trading Symbol ZEBRA TECHNOLOGIES CORP [ ZBRA ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 3,143 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Right | (1) | 03/19/2025 | Class A Common Stock | 418 | 85.82 | D | |
Stock Appreciation Right | (2) | 05/15/2025 | Class A Common Stock | 753 | 108.2 | D | |
Stock Appreciation Right | (3) | 05/12/2026 | Class A Common Stock | 1,007 | 51.42 | D | |
Stock Appreciation Right | (4) | 05/11/2024 | Class A Common Stock | 930 | 98.87 | D | |
Stock Appreciation Right | (5) | 08/09/2024 | Class A Common Stock | 719 | 103.84 | D | |
Stock Appreciation Right | (6) | 05/10/2025 | Class A Common Stock | 862 | 149.97 | D |
Explanation of Responses: |
1. Of the stock appreciation rights subject to this SAR, 418 vest on March 19, 2019. |
2. Of the stock appreciation rights subject to this SAR, 188 vest on May 15, 2016, 188 vest on May 15, 2017, 188 vest on May 15, 2018 and 189 vest on May 15, 2019. |
3. Of the stock appreciation rights subject to this SAR, 503 vest on May 12, 2019 and 504 vest on May 12, 2020. |
4. Of the stock appreciation rights subject to this SAR, 310 vest on May 11, 2019, 310 vest on May 11, 2020 and 310 vest on May 11, 2021. |
5. Of the stock appreciation rights subject to this SAR, 239 vest on August 9, 2019, 240 vest on August 9, 2020 and 240 vest on August 9, 2021. |
6. Of the stock appreciation rights subject to this SAR, 215 vest on May 10, 2019, 215 vest on May 10, 2020, 216 vest on May 10, 2021 and 216 vest on May 10, 2022. |
Remarks: |
/s/ Derek Spychalski, Attorney-In-Fact | 09/04/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |