UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06367
Gabelli Equity Series Funds, Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
ProxyEdge
Meeting Date Range: 07/01/2013 - 06/30/2014
The Gabelli Equity Income Fund
Investment Company Report | |||||||||||
ALSTOM SA, PARIS | |||||||||||
Security | F0259M475 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 02-Jul-2013 | |||||||||
ISIN | FR0010220475 | Agenda | 704503778 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0513/201305131302162.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URLS: https://balo.journal- officiel.gouv.fr/pdf/2013/0520/2013052- 01302559.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2013/0612/201306121- 303256.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements and transactions for the financial year ended March 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements and transactions for the financial year ended March 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income | Management | For | For | |||||||
O.4 | Special report of the Statutory Auditors on the regulated agreements and commitments | Management | For | For | |||||||
O.5 | Appointment of Mrs. Amparo Moraleda as Director | Management | For | For | |||||||
O.6 | Setting attendance allowances amount | Management | For | For | |||||||
O.7 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.8 | Authorization to be granted to the Board of Directors to reduce capital by cancellation of shares | Management | For | For | |||||||
E.9 | Authorization to be granted to the Board of Directors to carry out free allocations of shares existing or to be issued within the limit of 1% of capital by deducting the total number of shares from the one set under the tenth resolution, including a maximum of 0.02% of capital to employees and eligible corporate officers of the Company and affiliated companies | Management | For | For | |||||||
E.10 | Authorization to be granted to the Board of Directors to grant share subscription or purchase options within the limit of 2.5% of capital minus any amount allocated under the ninth resolution, including a maximum of 0.10% of share capital to employees and corporate officers of the Company and affiliated companies | Management | For | For | |||||||
E.11 | Powers to implement all decisions and carry out all legal formalities | Management | For | For | |||||||
SUPERVALU INC. | |||||||||||
Security | 868536103 | Meeting Type | Annual | ||||||||
Ticker Symbol | SVU | Meeting Date | 16-Jul-2013 | ||||||||
ISIN | US8685361037 | Agenda | 933842002 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DONALD R. CHAPPEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: IRWIN S. COHEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PHILIP L. FRANCIS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT G. MILLER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARK A. NEPORENT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MATTHEW E. RUBEL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WAYNE C. SALES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN T. STANDLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LENARD TESSLER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 16-Jul-2013 | ||||||||
ISIN | US35671D8570 | Agenda | 933842230 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||
3 | ALAN R. BUCKWALTER, III | For | For | ||||||||
4 | ROBERT A. DAY | For | For | ||||||||
5 | JAMES C. FLORES | For | For | ||||||||
6 | GERALD J. FORD | For | For | ||||||||
7 | THOMAS A. FRY, III | For | For | ||||||||
8 | H. DEVON GRAHAM, JR. | For | For | ||||||||
9 | CHARLES C. KRULAK | For | For | ||||||||
10 | BOBBY LEE LACKEY | For | For | ||||||||
11 | JON C. MADONNA | For | For | ||||||||
12 | DUSTAN E. MCCOY | For | For | ||||||||
13 | JAMES R. MOFFETT | For | For | ||||||||
14 | B.M. RANKIN, JR. | For | For | ||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||
6 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY. | Shareholder | Against | For | |||||||
7 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Shareholder | Against | For | |||||||
BT GROUP PLC, LONDON | |||||||||||
Security | G16612106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2013 | |||||||||
ISIN | GB0030913577 | Agenda | 704532856 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Report and accounts | Management | For | For | |||||||
2 | Remuneration report | Management | For | For | |||||||
3 | Final dividend | Management | For | For | |||||||
4 | Re-elect Sir Michael Rake | Management | For | For | |||||||
5 | Re-elect Ian Livingston | Management | For | For | |||||||
6 | Re-elect Tony Chanmugam | Management | For | For | |||||||
7 | Re-elect Gavin Patterson | Management | For | For | |||||||
8 | Re-elect Tony Ball | Management | For | For | |||||||
9 | Re-elect the Rt Hon Patricia Hewitt | Management | For | For | |||||||
10 | Re-elect Phil Hodkinson | Management | For | For | |||||||
11 | Re-elect Karen Richardson | Management | For | For | |||||||
12 | Re-elect Nick Rose | Management | For | For | |||||||
13 | Re-elect Jasmine Whitbread | Management | For | For | |||||||
14 | Auditors re-appointment: PricewaterhouseCoopers LLP | Management | For | For | |||||||
15 | Auditors remuneration | Management | For | For | |||||||
16 | Authority to allot shares | Management | For | For | |||||||
17 | Authority to allot shares for cash | Management | For | For | |||||||
18 | Authority to purchase own shares | Management | For | For | |||||||
19 | 14 days notice of meetings | Management | For | For | |||||||
20 | Political donations | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
SEVERN TRENT PLC, BIRMIMGHAM | |||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2013 | |||||||||
ISIN | GB00B1FH8J72 | Agenda | 704621019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Receive the Report and Accounts | Management | For | For | |||||||
2 | Declare a final dividend | Management | For | For | |||||||
3 | Approve the Directors remuneration report | Management | For | For | |||||||
4 | Reappoint Tony Ballance | Management | For | For | |||||||
5 | Reappoint Bernard Bulkin | Management | For | For | |||||||
6 | Reappoint Richard Davey | Management | For | For | |||||||
7 | Reappoint Andrew Duff | Management | For | For | |||||||
8 | Reappoint Gordon Fryett | Management | For | For | |||||||
9 | Reappoint Martin Kane | Management | For | For | |||||||
10 | Reappoint Martin Lamb | Management | For | For | |||||||
11 | Reappoint Michael McKeon | Management | For | For | |||||||
12 | Reappoint Baroness Noakes | Management | For | For | |||||||
13 | Reappoint Andy Smith | Management | For | For | |||||||
14 | Reappoint Tony Wray | Management | For | For | |||||||
15 | Reappoint auditors | Management | For | For | |||||||
16 | Authorise directors to determine auditors remuneration | Management | For | For | |||||||
17 | Authorise political donations | Management | For | For | |||||||
18 | Authorise allotment of shares | Management | For | For | |||||||
19 | Disapply pre-emption rights | Management | Against | Against | |||||||
20 | Authorise purchase of own shares | Management | For | For | |||||||
21 | Reduce notice period for general meetings | Management | For | For | |||||||
BT GROUP PLC | |||||||||||
Security | 05577E101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BT | Meeting Date | 17-Jul-2013 | ||||||||
ISIN | US05577E1010 | Agenda | 933845072 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | REMUNERATION REPORT | Management | For | For | |||||||
3 | FINAL DIVIDEND | Management | For | For | |||||||
4 | RE-ELECT SIR MICHAEL RAKE | Management | For | For | |||||||
5 | RE-ELECT IAN LIVINGSTON | Management | For | For | |||||||
6 | RE-ELECT TONY CHANMUGAM | Management | For | For | |||||||
7 | RE-ELECT GAVIN PATTERSON | Management | For | For | |||||||
8 | RE-ELECT TONY BALL | Management | For | For | |||||||
9 | RE-ELECT THE RT HON PATRICIA HEWITT | Management | For | For | |||||||
10 | RE-ELECT PHIL HODKINSON | Management | For | For | |||||||
11 | RE-ELECT KAREN RICHARDSON | Management | For | For | |||||||
12 | RE-ELECT NICK ROSE | Management | For | For | |||||||
13 | RE-ELECT JASMINE WHITBREAD | Management | For | For | |||||||
14 | AUDITORS' RE-APPOINTMENT | Management | For | For | |||||||
15 | AUDITORS' REMUNERATION | Management | For | For | |||||||
16 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
S17 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | For | For | |||||||
S18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
S19 | 14 DAYS' NOTICE OF MEETINGS | Management | For | For | |||||||
20 | POLITICAL DONATIONS | Management | For | For | |||||||
MODINE MANUFACTURING COMPANY | |||||||||||
Security | 607828100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOD | Meeting Date | 18-Jul-2013 | ||||||||
ISIN | US6078281002 | Agenda | 933849842 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS A. BURKE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES P. COOLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARY L. PETROVICH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
LEGG MASON, INC. | |||||||||||
Security | 524901105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LM | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US5249011058 | Agenda | 933847329 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENNIS M. KASS | For | For | ||||||||
2 | JOHN V. MURPHY | For | For | ||||||||
3 | JOHN H. MYERS | For | For | ||||||||
4 | NELSON PELTZ | For | For | ||||||||
5 | W. ALLEN REED | For | For | ||||||||
6 | JOSEPH A. SULLIVAN | For | For | ||||||||
2. | AMENDMENT TO THE LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | Management | For | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Annual | ||||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US92857W2098 | Agenda | 933848179 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | |||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | |||||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | |||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | |||||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | |||||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | |||||||
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | |||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | |||||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | |||||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | |||||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | |||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | |||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
CONSTELLATION BRANDS, INC. | |||||||||||
Security | 21036P108 | Meeting Type | Annual | ||||||||
Ticker Symbol | STZ | Meeting Date | 24-Jul-2013 | ||||||||
ISIN | US21036P1084 | Agenda | 933848458 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JERRY FOWDEN | For | For | ||||||||
2 | BARRY A. FROMBERG | For | For | ||||||||
3 | ROBERT L. HANSON | For | For | ||||||||
4 | JEANANNE K. HAUSWALD | For | For | ||||||||
5 | JAMES A. LOCKE III | For | For | ||||||||
6 | RICHARD SANDS | For | For | ||||||||
7 | ROBERT SANDS | For | For | ||||||||
8 | JUDY A. SCHMELING | For | For | ||||||||
9 | PAUL L. SMITH | For | For | ||||||||
10 | KEITH E. WANDELL | For | For | ||||||||
11 | MARK ZUPAN | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2014 | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
4. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 704624407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Sir Richard Lapthorne CBE | Management | For | For | |||||||
4 | To re-elect Simon Ball | Management | For | For | |||||||
5 | To re-elect Nick Cooper | Management | For | For | |||||||
6 | To re-elect Mark Hamlin | Management | For | For | |||||||
7 | To re-elect Tim Pennington | Management | For | For | |||||||
8 | To re-elect Alison Platt | Management | For | For | |||||||
9 | To re-elect Tony Rice | Management | For | For | |||||||
10 | To re-elect Ian Tyler | Management | For | For | |||||||
11 | To appoint the Auditor | Management | For | For | |||||||
12 | To authorise the Directors to set the remuneration of the Auditor | Management | For | For | |||||||
13 | To declare a final dividend | Management | For | For | |||||||
14 | To give authority to allot shares | Management | For | For | |||||||
15 | To disapply pre-emption rights | Management | Against | Against | |||||||
16 | To authorise the purchase of its own shares by the Company | Management | For | For | |||||||
17 | To authorise the Company to call a general meeting of shareholders on not less than 14 clear days notice | Management | For | For | |||||||
SABMILLER PLC, WOKING SURREY | |||||||||||
Security | G77395104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB0004835483 | Agenda | 704626247 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive and adopt the financial statements for the year ended 31 March 2013, together with the reports of the directors and auditors therein | Management | For | For | |||||||
2 | To receive and, if thought fit, to approve the Directors' Remuneration Report 2013 contained in the Annual Report for the year ended 31 March 2013 | Management | For | For | |||||||
3 | To elect Mr G R Elliott as a director of the Company | Management | For | For | |||||||
4 | To re-elect Mr M H Armour as a director of the Company | Management | For | For | |||||||
5 | To re-elect Mr G C Bible as a director of the Company | Management | For | For | |||||||
6 | To re-elect Mr A J Clark as a director of the Company | Management | For | For | |||||||
7 | To re-elect Mr D S Devitre as a director of the Company | Management | For | For | |||||||
8 | To re-elect Ms L M S Knox as a director of the Company | Management | For | For | |||||||
9 | To re-elect Mr E A G MacKay as a director of the Company | Management | For | For | |||||||
10 | To re-elect Mr P J Manser as a director of the Company | Management | For | For | |||||||
11 | To re-elect Mr J A Manzoni as a director of the Company | Management | For | For | |||||||
12 | To re-elect Mr M Q Morland as a director of the Company | Management | For | For | |||||||
13 | To re-elect Dr D F Moyo as a director of the Company | Management | For | For | |||||||
14 | To re-elect Mr C A Perez Davila as a director of the Company | Management | For | For | |||||||
15 | To re-elect Mr A Santo Domingo Davila as a director of the Company | Management | For | For | |||||||
16 | To re-elect Ms H A Weir as a director of the Company | Management | For | For | |||||||
17 | To re-elect Mr H A Willard as a director of the Company | Management | For | For | |||||||
18 | To re-elect Mr J S Wilson as a director of the Company | Management | For | For | |||||||
19 | To declare a final dividend of 77 US cents per share | Management | For | For | |||||||
20 | To re-appoint PricewaterhouseCoopers LLP as auditors of the Company | Management | For | For | |||||||
21 | To authorise the directors to determine the remuneration of the auditors | Management | For | For | |||||||
22 | To give a general power and authority to the directors to allot shares | Management | For | For | |||||||
23 | To give a general power and authority to the directors to allot shares for cash otherwise than pro rata to all shareholders | Management | For | For | |||||||
24 | To give a general authority to the directors to make market purchases of ordinary shares of USD0.10 each in the capital of the Company | Management | For | For | |||||||
25 | To approve the calling of general meetings, other than an annual general meeting, on not less than 14 clear days' notice | Management | For | For | |||||||
ITO EN,LTD. | |||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | JP3143000002 | Agenda | 704637086 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
LEUCADIA NATIONAL CORPORATION | |||||||||||
Security | 527288104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LUK | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US5272881047 | Agenda | 933852320 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT D. BEYER | For | For | ||||||||
2 | W. PATRICK CAMPBELL | For | For | ||||||||
3 | BRIAN P. FRIEDMAN | For | For | ||||||||
4 | RICHARD B. HANDLER | For | For | ||||||||
5 | ROBERT E. JOYAL | For | For | ||||||||
6 | JEFFREY C. KEIL | For | For | ||||||||
7 | MICHAEL T. O'KANE | For | For | ||||||||
8 | STUART H. REESE | For | For | ||||||||
9 | JOSEPH S. STEINBERG | For | For | ||||||||
2. | A NON-BINDING, ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2013. | Management | For | For | |||||||
4. | APPROVAL OF THE 2003 INCENTIVE COMPENSATION PLAN AS AMENDED AND RESTATED. | Management | For | For | |||||||
5. | APPROVAL OF THE 1999 DIRECTORS' STOCK COMPENSATION PLAN AS AMENDED AND RESTATED. | Management | For | For | |||||||
6. | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY BE PRESENTED TO THE MEETING OR ANY ADJOURNMENT OF THE MEETING. | Management | For | For | |||||||
BROWN-FORMAN CORPORATION | |||||||||||
Security | 115637100 | Meeting Type | Annual | ||||||||
Ticker Symbol | BFA | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US1156371007 | Agenda | 933854336 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JOAN C. LORDI AMBLE | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: JOHN D. COOK | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: SANDRA A. FRAZIER | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: DACE BROWN STUBBS | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: JAMES S. WELCH, JR. | Management | For | For | |||||||
2 | APPROVAL OF THE BROWN-FORMAN 2013 OMNIBUS COMPENSATION PLAN | Management | For | For | |||||||
D.E. MASTER BLENDERS 1753 N.V., UTRECHT | |||||||||||
Security | N2563N109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Jul-2013 | |||||||||
ISIN | NL0010157558 | Agenda | 704624279 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Opening of the general meeting | Non-Voting | |||||||||
2 | Explanation of the recommended public offer by Oak Leaf B.V. (the offeror), a-company ultimately controlled by a Joh. A. Benckiser Led Investor Group, for-all issued and outstanding ordinary shares in the capital. of D.E Master-Blenders 1753 N. V. (the offer ) | Non-Voting | |||||||||
3 | Conditional amendment of the articles of association as per the settlement date, being the date that the transfer of the shares pursuant to the offer takes place against payment of the offer price for the shares (the settlement date) | Management | For | For | |||||||
4.a | It is proposed to appoint B. Becht as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.b | It is proposed to appoint P. Harf as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.c | It is proposed to (re)appoint O. Goudet as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.d | It is proposed to appoint A. Van Damme as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV will be declared final and unconditional | Management | For | For | |||||||
4.e | It is proposed to appoint B. Trott as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.f | It is proposed to appoint A. Santo Domingo as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.g | It is proposed to appoint M. Cup as executive member of the board under condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
5.a | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr J. Bennink in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.b | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr N.R. Sorensen-Valdez in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.c | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs M.M.M. Corrales in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.d | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs G.J.M. Picaud in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.e | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs S.E. Taylor in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
6.a | Conditional granting of full and final discharge from liability for Mr A. Illy, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | |||||||
6.b | Conditional granting of full and final discharge from liability for Mr R. Zwartendijk, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | |||||||
7.a | Granting of full and final discharge from liability for Mr C.J.A. Van Lede in connection with his functioning as non-executive director until the date of his resignation, being February 27, 2013 | Management | For | For | |||||||
7.b | Granting of full and final discharge from liability for Mr M.J. Herkemij in connection with his functioning as executive director until the date of his resignation, being December 31, 2012 | Management | For | For | |||||||
8 | Conditional triangular legal merger with Oak Sub B.V. (as acquiring company) and new Oak B.V. (as group company of the acquiring company) in accordance with the merger proposals as drawn up by the boards of directors of the merging companies, subject to the conditions that (i) the offer is declared unconditional, (ii) the acceptance level immediately after the post- closing acceptance period is at least 80 percent but less than 95 percent of all shares in the share capital of the company on a fully diluted basis and (iii) the offeror resolves to pursue the post- closing merger and liquidation | Management | For | For | |||||||
9 | Any other business | Non-Voting | |||||||||
10 | Closing of the general meeting | Non-Voting | |||||||||
PRECISION CASTPARTS CORP. | |||||||||||
Security | 740189105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCP | Meeting Date | 13-Aug-2013 | ||||||||
ISIN | US7401891053 | Agenda | 933850922 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK DONEGAN | For | For | ||||||||
2 | DANIEL J. MURPHY | For | For | ||||||||
3 | VERNON E. OECHSLE | For | For | ||||||||
4 | ULRICH SCHMIDT | For | For | ||||||||
5 | RICHARD L. WAMBOLD | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RE-APPROVAL AND AMENDMENT OF 2001 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF AUTHORIZED SHARES. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | |||||||
LIFE TECHNOLOGIES CORPORATION | |||||||||||
Security | 53217V109 | Meeting Type | Special | ||||||||
Ticker Symbol | LIFE | Meeting Date | 21-Aug-2013 | ||||||||
ISIN | US53217V1098 | Agenda | 933860973 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 14, 2013 (THE "MERGER AGREEMENT"), BY AND AMONG LIFE TECHNOLOGIES CORPORATION (THE "COMPANY"), THERMO FISHER SCIENTIFIC INC., AND POLPIS MERGER SUB CO. | Management | For | For | |||||||
02 | TO CONSIDER AND VOTE ON A NON- BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER. | Management | Abstain | Against | |||||||
03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
MEDTRONIC, INC. | |||||||||||
Security | 585055106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDT | Meeting Date | 22-Aug-2013 | ||||||||
ISIN | US5850551061 | Agenda | 933856291 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD H. ANDERSON | For | For | ||||||||
2 | SCOTT C. DONNELLY | For | For | ||||||||
3 | VICTOR J. DZAU, M.D. | For | For | ||||||||
4 | OMAR ISHRAK | For | For | ||||||||
5 | SHIRLEY ANN JACKSON PHD | For | For | ||||||||
6 | MICHAEL O. LEAVITT | For | For | ||||||||
7 | JAMES T. LENEHAN | For | For | ||||||||
8 | DENISE M. O'LEARY | For | For | ||||||||
9 | KENDALL J. POWELL | For | For | ||||||||
10 | ROBERT C. POZEN | For | For | ||||||||
11 | PREETHA REDDY | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE COMPENSATION (A "SAY-ON-PAY" VOTE). | Management | Abstain | Against | |||||||
4. | TO APPROVE THE MEDTRONIC, INC. 2013 STOCK AWARD AND INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | |||||||
6. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW CHANGES TO THE SIZE OF THE BOARD OF DIRECTORS UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | |||||||
7. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW REMOVAL OF A DIRECTOR UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | |||||||
8. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW AMENDMENTS TO SECTION 5.3 OF ARTICLE 5 UPON THE AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF SHARES. | Management | For | For | |||||||
9. | TO AMEND AND RESTATE THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE THE "FAIR PRICE PROVISION. | Management | Against | Against | |||||||
PATTERSON COMPANIES, INC. | |||||||||||
Security | 703395103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PDCO | Meeting Date | 09-Sep-2013 | ||||||||
ISIN | US7033951036 | Agenda | 933864452 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. BUCK | For | For | ||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 26, 2014. | Management | For | For | |||||||
ACTAVIS, INC. | |||||||||||
Security | 00507K103 | Meeting Type | Special | ||||||||
Ticker Symbol | ACT | Meeting Date | 10-Sep-2013 | ||||||||
ISIN | US00507K1034 | Agenda | 933865668 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE TRANSACTION AGREEMENT, DATED MAY 19, 2013, AMONG ACTAVIS, INC. ("ACTAVIS"), WARNER CHILCOTT PUBLIC LIMITED COMPANY ("WARNER CHILCOTT"), ACTAVIS LIMITED ("NEW ACTAVIS"), ACTAVIS IRELAND HOLDING LIMITED, ACTAVIS W.C. HOLDING LLC, AND ACTAVIS W.C. HOLDING 2 LLC AND THE MERGER. | Management | For | For | |||||||
2. | TO APPROVE THE CREATION OF DISTRIBUTABLE RESERVES, BY REDUCING ALL OF THE SHARE PREMIUM OF NEW ACTAVIS RESULTING FROM THE ISSUANCE OF NEW ACTAVIS ORDINARY SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT BY WHICH NEW ACTAVIS WILL ACQUIRE WARNER CHILCOTT. | Management | For | For | |||||||
3. | TO CONSIDER AND VOTE UPON, ON A NON- BINDING ADVISORY BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN ACTAVIS AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT. | Management | Abstain | Against | |||||||
4. | TO APPROVE ANY MOTION TO ADJOURN ACTAVIS MEETING, OR ANY ADJOURNMENTS THEREOF, (I) TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF ACTAVIS MEETING TO APPROVE TRANSACTION AGREEMENT & MERGER, (II) TO PROVIDE TO ACTAVIS HOLDERS ANY SUPPLEMENT OR AMENDMENT TO JOINT PROXY STATEMENT (III) TO DISSEMINATE ANY OTHER INFORMATION WHICH IS MATERIAL. | Management | For | For | |||||||
CIE FINANCIERE RICHEMONT SA, BELLEVUE | |||||||||||
Security | H25662158 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-Sep-2013 | |||||||||
ISIN | CH0045039655 | Agenda | 704671519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 151735 DUE TO ADDITION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
1.1 | The Board of Directors proposes that the General Meeting, having taken note of the reports of the auditor, approve the consolidated financial statements of the Group, the financial statements of the Company and the directors' report for the business year ended 31 March 2013 | Management | No Action | ||||||||
1.2 | The Board of Directors proposes that the 2013 compensation report as per pages 53 to 60 of the Annual Report and Accounts 2013 be ratified | Management | No Action | ||||||||
2 | Appropriation of profits: At 31 March 2013, the retained earnings available for distribution amounted to CHF 2 366 505 209. The Board of Directors proposes that a dividend of CHF 1.00 be paid per Richemont share. This is equivalent to CHF 1.00 per 'A' bearer share in the Company and CHF 0.10 per 'B' registered share in the Company. This represents a total dividend payable of CHF 574 200 000, subject to a waiver by Richemont Employee Benefits Limited, a wholly owned subsidiary, of its entitlement to receive dividends on an estimated 21 million Richemont 'A' shares held in treasury. The Board of Directors proposes that the remaining available retained earnings of the Company at 31 March 2013 after payment of the dividend be carried forward to the following business year. The dividend will be paid on or about 19 September 2013 | Management | No Action | ||||||||
3 | Discharge of the Board of Directors | Management | No Action | ||||||||
4.1 | Re-election of Johann Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.2 | Re-election of Dr Franco Cologni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.3 | Re-election of Lord Douro to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.4 | Re-election of Yves-Andre Istel to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.5 | Re-election of Richard Lepeu to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.6 | Re-election of Ruggero Magnoni to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.7 | Re-election of Josua Malherbe to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.8 | Re-election of Dr Frederick Mostert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.9 | Re-election of Simon Murray to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.10 | Re-election of Alain Dominique Perrin to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.11 | Re-election of Guillaume Pictet to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.12 | Re-election of Norbert Platt to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.13 | Re-election of Alan Quasha to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.14 | Re-election of Maria Ramos to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.15 | Re-election of Lord Renwick of Clifton to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.16 | Re-election of Jan Rupert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.17 | Re-election of Gary Saage to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.18 | Re-election of Jurgen Schrempp to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.19 | Election of Bernard Fornas to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
4.20 | Election of Jean-Blaise Eckert to the Board of Directors to serve for a further term of one year | Management | No Action | ||||||||
5 | Re-appoint of the auditor PricewaterhouseCoopers Ltd, Geneva | Management | No Action | ||||||||
6 | Revisions to the Articles of Association: Articles 6, 8, 9, 15, 17, 18, 21, and 35 | Management | No Action | ||||||||
7 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. | Management | No Action | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 5 | Non-Voting | ||||||||||
H&R BLOCK, INC. | |||||||||||
Security | 093671105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HRB | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | US0936711052 | Agenda | 933862080 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: WILLIAM C. COBB | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: TOM D. SEIP | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | For | For | |||||||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4 | APPROVAL OF AN AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR EXCULPATION OF DIRECTORS. | Management | For | For | |||||||
5 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE DIRECTOR TERM LIMITS. | Management | For | For | |||||||
6 | SHAREHOLDER PROPOSAL CONCERNING PRO-RATA VESTING OF EQUITY AWARDS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
DIAGEO PLC, LONDON | |||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | |||||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Report and accounts 2013 | Management | For | For | |||||||
2 | Directors' remuneration report 2013 | Management | For | For | |||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | |||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | |||||||
5 | That LM Danon be re-elected as a director | Management | For | For | |||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | |||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | |||||||
8 | That BD Holden be re-elected as a director | Management | For | For | |||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | |||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | |||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | |||||||
12 | That PG Scott be re-elected as a director | Management | For | For | |||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | |||||||
14 | Remuneration of auditor | Management | For | For | |||||||
15 | Authority to allot shares | Management | For | For | |||||||
16 | Disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | |||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD | Management | For | For | |||||||
CONT | CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 | Non-Voting | |||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For | |||||||
DIAGEO PLC | |||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US25243Q2057 | Agenda | 933869084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | REPORT AND ACCOUNTS 2013. | Management | For | ||||||||
2. | DIRECTORS' REMUNERATION REPORT 2013. | Management | For | ||||||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | ||||||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | ||||||||
9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | ||||||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | ||||||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | ||||||||
13. | APPOINTMENT OF AUDITOR. | Management | For | ||||||||
14. | REMUNERATION OF AUDITOR. | Management | For | ||||||||
15. | AUTHORITY TO ALLOT SHARES. | Management | For | ||||||||
16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | Against | ||||||||
17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | ||||||||
18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | ||||||||
19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | ||||||||
VALUE LINE, INC. | |||||||||||
Security | 920437100 | Meeting Type | Annual | ||||||||
Ticker Symbol | VALU | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US9204371002 | Agenda | 933872334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | H.A. BRECHER | For | For | ||||||||
2 | S.R. ANASTASIO | For | For | ||||||||
3 | M. BERNSTEIN | For | For | ||||||||
4 | W. REED | For | For | ||||||||
5 | A. FIORE | For | For | ||||||||
6 | S. DAVIS | For | For | ||||||||
7 | G.J. MUENZER | For | For | ||||||||
REMY COINTREAU SA, COGNAC | |||||||||||
Security | F7725A100 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Sep-2013 | |||||||||
ISIN | FR0000130395 | Agenda | 704721237 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 223569 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION E.16. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WIL-L BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE- PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0802/201308021304315.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URL: https://balo.journal- officiel.gouv.fr/pdf/2013/0906/20130906- 1304573.pdf. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the financial year ended March 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended March 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income and setting of the dividend : EUR 1.40 per share | Management | For | For | |||||||
O.4 | Approval of the agreements pursuant to Article L.225-38 of the Commercial Code | Management | For | For | |||||||
O.5 | Discharge of duties to Board Members | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Marc Heriard Dubreuil as Board Member | Management | For | For | |||||||
O.7 | Appointment of Mrs. Florence Rollet as Board Member | Management | For | For | |||||||
O.8 | Appointment of Mr. Yves Guillemot as Board Member | Management | For | For | |||||||
O.9 | Appointment of Mr. Olivier Jolivet as Board Member | Management | For | For | |||||||
O.10 | Setting of the amount of attendance allowances | Management | For | For | |||||||
O.11 | Authorization granted to the Board of Directors to acquire and sell company shares pursuant to the provisions of Articles L. 225-209 and SEQ. of the Commercial Code | Management | For | For | |||||||
O.12 | Powers to carry out all legal formalities | Management | For | For | |||||||
E.13 | Authorization granted to the Board of Directors to reduce share capital via the cancellation of shares owned by the Company | Management | For | For | |||||||
E.14 | Delegation of authority granted to the Board of Directors to increase capital of the Company via incorporation of reserves, profits or premiums | Management | For | For | |||||||
E.15 | Delegation of authority granted to the Board of Directors to proceed with the issuance of shares or securities giving access to capital, limited to 10% of the capital, in order to remunerate contributions in kind granted to the Company and composed of equity securities or securities giving access to the capital | Management | For | For | |||||||
E.16 | PLEASE NOTE WHILE THE BOARD IS PROPOSING THE RESOLUTION, THEY ARE ADVISING TO REJECT IT: Authorization granted to the Board of Directors to increase share capital via the issuance of shares reserved for members of a corporate savings plan, with cancellation of shareholders' preferential subscription rights | Shareholder | For | Against | |||||||
E.17 | Authorization for the Board of Directors in case of public purchase offer for the securities of the Company | Management | For | For | |||||||
E.18 | Authorization granted to the Board of Directors to charge the fees resulting from capital increases to the premiums pertaining to these operations | Management | For | For | |||||||
E.19 | Modification of Article 8.2 of the bylaws relating to the crossing of the statutory threshold pursuant to the enforcement, on October 1, 2012, of certain provisions of law No. 2012-387 of March 22, 2012 | Management | For | For | |||||||
E.20 | Powers to carry out all legal formalities | Management | For | For | |||||||
GENERAL MILLS, INC. | |||||||||||
Security | 370334104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US3703341046 | Agenda | 933866103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | |||||||
2) | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3) | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4) | STOCKHOLDER PROPOSAL FOR REPORT ON RESPONSIBILITY FOR POST-CONSUMER PACKAGING. | Shareholder | Against | For | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244105 | Meeting Type | Special | ||||||||
Ticker Symbol | WWAV | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US9662441057 | Agenda | 933871510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE CONVERSION, ON A ONE-FOR-ONE BASIS, OF ALL ISSUED AND OUTSTANDING SHARES OF WHITEWAVE CLASS B COMMON STOCK INTO SHARES OF WHITEWAVE CLASS A COMMON STOCK. | Management | For | For | |||||||
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244204 | Meeting Type | Special | ||||||||
Ticker Symbol | WWAVB | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US9662442048 | Agenda | 933871510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE CONVERSION, ON A ONE-FOR-ONE BASIS, OF ALL ISSUED AND OUTSTANDING SHARES OF WHITEWAVE CLASS B COMMON STOCK INTO SHARES OF WHITEWAVE CLASS A COMMON STOCK. | Management | For | For | |||||||
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||
STERLING BANCORP | |||||||||||
Security | 859158107 | Meeting Type | Annual | ||||||||
Ticker Symbol | STL | Meeting Date | 26-Sep-2013 | ||||||||
ISIN | US8591581074 | Agenda | 933868018 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 3, 2013, BY AND BETWEEN STERLING BANCORP AND PROVIDENT NEW YORK BANCORP | Management | For | For | |||||||
2. | APPROVAL OF THE ADJOURNMENT OF THE STERLING ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE STERLING MERGER PROPOSAL | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF STERLING MAY RECEIVE IN CONNECTION WITH THE MERGER PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH STERLING | Management | For | For | |||||||
4. | DIRECTOR | Management | |||||||||
1 | ROBERT ABRAMS | For | For | ||||||||
2 | JOSEPH M. ADAMKO | For | For | ||||||||
3 | LOUIS J. CAPPELLI | For | For | ||||||||
4 | FERNANDO FERRER | For | For | ||||||||
5 | ALLAN F. HERSHFIELD | For | For | ||||||||
6 | HENRY J. HUMPHREYS | For | For | ||||||||
7 | JAMES B. KLEIN | For | For | ||||||||
8 | ROBERT W. LAZAR | For | For | ||||||||
9 | CAROLYN JOY LEE | For | For | ||||||||
10 | JOHN C. MILLMAN | For | For | ||||||||
11 | EUGENE T. ROSSIDES | For | For | ||||||||
5. | ADVISORY APPROVAL OF THE COMPENSATION OF STERLING'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
6. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS STERLING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | For | |||||||
7. | APPROVAL OF THE PROPOSED 2013 EQUITY INCENTIVE PLAN | Management | For | For | |||||||
THE MOSAIC COMPANY | |||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOS | Meeting Date | 03-Oct-2013 | ||||||||
ISIN | US61945C1036 | Agenda | 933867749 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TIMOTHY S. GITZEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. GRABER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EMERY N. KOENIG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT ITS FINANCIAL STATEMENTS AS OF AND FOR THE SEVEN-MONTH PERIOD ENDING DECEMBER 31, 2013 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2013. | Management | For | For | |||||||
�� | 3. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | ||||||
THE PROCTER & GAMBLE COMPANY | |||||||||||
Security | 742718109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2013 | ||||||||
ISIN | US7427181091 | Agenda | 933868525 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | AMEND THE COMPANY'S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | |||||||
4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK PLAN | Management | For | For | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | Abstain | Against | |||||||
CARPENTER TECHNOLOGY CORPORATION | |||||||||||
Security | 144285103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRS | Meeting Date | 15-Oct-2013 | ||||||||
ISIN | US1442851036 | Agenda | 933877815 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | I. MARTIN INGLIS | For | For | ||||||||
2 | PETER N. STEPHANS | For | For | ||||||||
3 | KATHRYN C. TURNER | For | For | ||||||||
4 | STEPHEN M. WARD, JR. | For | For | ||||||||
2. | APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TWENTY-FIRST CENTURY FOX, INC. | |||||||||||
Security | 90130A200 | Meeting Type | Annual | ||||||||
Ticker Symbol | FOX | Meeting Date | 18-Oct-2013 | ||||||||
ISIN | US90130A2006 | Agenda | 933873057 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: K. RUPERT MURDOCH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DELPHINE ARNAULT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHASE CAREY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: VIET DINH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES R. MURDOCH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LACHLAN K. MURDOCH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JACQUES NASSER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ALVARO URIBE | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE TWENTY-FIRST CENTURY FOX, INC. 2013 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL - ELIMINATE THE COMPANY'S DUAL CLASS CAPITAL STRUCTURE. | Shareholder | For | Against | |||||||
7. | CITIZENSHIP CERTIFICATION - PLEASE MARK "YES" IF THE STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK "NO" IF SUCH STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A NON-U.S. STOCKHOLDER. IF YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM 7, YOU WILL BE DEEMED TO BE A NON-U.S. STOCKHOLDER AND THE SHARES WILL BE SUBJECT TO THE | Management | For | ||||||||
SUSPENSION OF VOTING RIGHTS UNLESS YOU ARE A STOCKHOLDER OF RECORD AS OF THE RECORD DATE AND YOU PREVIOUSLY SUBMITTED A U.S. CITIZENSHIP CERTIFICATION TO THE COMPANY'S TRANSFER AGENT OR AUSTRALIAN SHARE REGISTRAR. | |||||||||||
PARKER-HANNIFIN CORPORATION | |||||||||||
Security | 701094104 | Meeting Type | Annual | ||||||||
Ticker Symbol | PH | Meeting Date | 23-Oct-2013 | ||||||||
ISIN | US7010941042 | Agenda | 933881028 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT G. BOHN | For | For | ||||||||
2 | LINDA S. HARTY | For | For | ||||||||
3 | WILLIAM E. KASSLING | For | For | ||||||||
4 | ROBERT J. KOHLHEPP | For | For | ||||||||
5 | KEVIN A. LOBO | For | For | ||||||||
6 | KLAUS-PETER MULLER | For | For | ||||||||
7 | CANDY M. OBOURN | For | For | ||||||||
8 | JOSEPH M. SCAMINACE | For | For | ||||||||
9 | WOLFGANG R. SCHMITT | For | For | ||||||||
10 | AKE SVENSSON | For | For | ||||||||
11 | JAMES L. WAINSCOTT | For | For | ||||||||
12 | DONALD E. WASHKEWICZ | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
THE HILLSHIRE BRANDS COMPANY | |||||||||||
Security | 432589109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSH | Meeting Date | 24-Oct-2013 | ||||||||
ISIN | US4325891095 | Agenda | 933876673 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TODD A. BECKER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ELLEN L. BROTHERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SEAN M. CONNOLLY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CRAIG P. OMTVEDT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SIR IAN PROSSER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JONATHAN P. WARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES D. WHITE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
KOREA ELECTRIC POWER CORPORATION | |||||||||||
Security | 500631106 | Meeting Type | Special | ||||||||
Ticker Symbol | KEP | Meeting Date | 29-Oct-2013 | ||||||||
ISIN | US5006311063 | Agenda | 933888262 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | AMENDMENTS TO THE ARTICLES OF INCORPORATION OF KEPCO | Management | For | For | |||||||
2. | DISMISSAL OF A STANDING DIRECTOR: RHEE, CHONG-CHAN | Management | For | For | |||||||
3A. | ELECTION OF A STANDING DIRECTOR: PARK, JUNG-KEUN (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) | Management | For | For | |||||||
3B. | ELECTION OF A STANDING DIRECTOR: LEE, HEE-YONG (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) | Management | For | For | |||||||
3C. | ELECTION OF A STANDING DIRECTOR: HUR, KYONG-GOO (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) | Management | For | For | |||||||
PERNOD-RICARD, PARIS | |||||||||||
Security | F72027109 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 06-Nov-2013 | |||||||||
ISIN | FR0000120693 | Agenda | 704752220 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 16 OCT 13: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILA-BLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/1002/201310021305066- .pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: ht- tps://balo.journal- officiel.gouv.fr/pdf/2013/1016/201310161305162. pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS Y-OU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended June 30, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended June 30, 2013 and setting the dividend | Management | For | For | |||||||
O.4 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | |||||||
O.5 | Renewal of term of Mrs. Daniele Ricard as Director | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Laurent Burelle as Director | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Michel Chambaud as Director | Management | For | For | |||||||
O.8 | Renewal of term of Societe Paul Ricard as Director | Management | For | For | |||||||
O.9 | Renewal of term of Mr. Anders Narvinger as Director | Management | For | For | |||||||
O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors | Management | For | For | |||||||
O.11 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mrs. Daniele Ricard, Chairman of the Board of Directors | Management | For | For | |||||||
O.12 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Pierre Pringuet, Vice- Chairman of the Board of Directors and Chief Executive Officer | Management | For | For | |||||||
O.13 | Reviewing the components of payable or awarded compensation for the 2012/2013 financial year to Mr. Alexandre Ricard, Managing Director | Management | For | For | |||||||
O.14 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | |||||||
E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares up to 10% of share capital | Management | For | For | |||||||
E.16 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by issuing common shares and/or any securities giving access to capital of the Company while maintaining preferential subscription rights | Management | For | For | |||||||
E.17 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 41 million by issuing common shares and/or any securities giving access to capital of the Company with cancellation of preferential subscription rights as part of a public offer | Management | Against | Against | |||||||
E.18 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued in case of share capital increase with or without preferential subscription rights up to 15% of the initial issuance carried out pursuant to the 16th and 17th resolutions | Management | Against | Against | |||||||
E.19 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company, in consideration for in-kind contributions granted to the Company up to 10% of share capital | Management | For | For | |||||||
E.20 | Delegation of authority to be granted to the Board of Directors to issue common shares and/or securities giving access to capital of the Company up to 10% of share capital with cancellation of preferential subscription rights in case of public exchange offer initiated by the Company | Management | Against | Against | |||||||
E.21 | Delegation of authority to be granted to the Board of Directors to issue securities representing debts entitling to the allotment of debt securities up to Euros 5 billion | Management | For | For | |||||||
E.22 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital for a maximum nominal amount of Euros 205 million by incorporation of premiums, reserves, profits or otherwise | Management | For | For | |||||||
E.23 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital up to 2% of share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management | For | For | |||||||
E.24 | Amendment to Article 16 of the bylaws to establish the terms for appointing Directors representing employees pursuant to the provisions of the Act of June 14, 2013 on employment security | Management | For | For | |||||||
E.25 | Powers to carry out all required legal formalities | Management | For | For | |||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADP | Meeting Date | 12-Nov-2013 | ||||||||
ISIN | US0530151036 | Agenda | 933881080 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ELLEN R. ALEMANY | For | For | ||||||||
2 | GREGORY D. BRENNEMAN | For | For | ||||||||
3 | LESLIE A. BRUN | For | For | ||||||||
4 | RICHARD T. CLARK | For | For | ||||||||
5 | ERIC C. FAST | For | For | ||||||||
6 | LINDA R. GOODEN | For | For | ||||||||
7 | R. GLENN HUBBARD | For | For | ||||||||
8 | JOHN P. JONES | For | For | ||||||||
9 | CARLOS A. RODRIGUEZ | For | For | ||||||||
10 | GREGORY L. SUMME | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPOINTMENT OF DELOITTE & TOUCHE LLP. | Management | For | For | |||||||
4. | RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS OF THE AUTOMATIC DATA PROCESSING, INC. 2008 OMNIBUS AWARD PLAN. | Management | For | For | |||||||
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US17275R1023 | Agenda | 933882157 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GREGORY Q. BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For | |||||||
2. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
5. | APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO'S 2014 ANNUAL SHAREOWNERS MEETING. | Shareholder | Against | For | |||||||
MICROSOFT CORPORATION | |||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | |||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | |||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | |||||||
ROYAL GOLD, INC. | |||||||||||
Security | 780287108 | Meeting Type | Annual | ||||||||
Ticker Symbol | RGLD | Meeting Date | 20-Nov-2013 | ||||||||
ISIN | US7802871084 | Agenda | 933884531 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM M. HAYES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD J. VANCE | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CAMPBELL SOUP COMPANY | |||||||||||
Security | 134429109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPB | Meeting Date | 20-Nov-2013 | ||||||||
ISIN | US1344291091 | Agenda | 933884947 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | EDMUND M. CARPENTER | For | For | ||||||||
2 | PAUL R. CHARRON | For | For | ||||||||
3 | BENNETT DORRANCE | For | For | ||||||||
4 | LAWRENCE C. KARLSON | For | For | ||||||||
5 | RANDALL W. LARRIMORE | For | For | ||||||||
6 | MARY ALICE D. MALONE | For | For | ||||||||
7 | SARA MATHEW | For | For | ||||||||
8 | DENISE M. MORRISON | For | For | ||||||||
9 | CHARLES R. PERRIN | For | For | ||||||||
10 | A. BARRY RAND | For | For | ||||||||
11 | NICK SHREIBER | For | For | ||||||||
12 | TRACEY T. TRAVIS | For | For | ||||||||
13 | ARCHBOLD D. VAN BEUREN | For | For | ||||||||
14 | LES. C. VINNEY | For | For | ||||||||
15 | CHARLOTTE C. WEBER | For | For | ||||||||
2 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
THE MADISON SQUARE GARDEN COMPANY | |||||||||||
Security | 55826P100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSG | Meeting Date | 21-Nov-2013 | ||||||||
ISIN | US55826P1003 | Agenda | 933885583 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD D. PARSONS | For | For | ||||||||
2 | ALAN D. SCHWARTZ | For | For | ||||||||
3 | VINCENT TESE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
GRUPO BIMBO SAB DE CV, MEXICO | |||||||||||
Security | P4949B104 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Nov-2013 | |||||||||
ISIN | MXP495211262 | Agenda | 704838094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | Presentation, discussion and, if deemed appropriate, approval of the payment of a cash dividend in the amount of MXN 0.35 for each one of the shares representative of the share capital of the company that is in circulation | Management | For | For | |||||||
II | Designation of special delegates | Management | For | For | |||||||
ORITANI FINANCIAL CORP | |||||||||||
Security | 68633D103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORIT | Meeting Date | 26-Nov-2013 | ||||||||
ISIN | US68633D1037 | Agenda | 933887169 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | NICHOLAS ANTONACCIO | For | For | ||||||||
2 | KEVIN J. LYNCH | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3 | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE EXECUTIVE COMPENSATION DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4 | TO RE-APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | |||||||||||
Security | 413086109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAR | Meeting Date | 04-Dec-2013 | ||||||||
ISIN | US4130861093 | Agenda | 933888894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN W. DIERCKSEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DR. JIREN LIU | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD H. MEYER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: KENNETH M. REISS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HELLENE S. RUNTAGH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRANK S. SKLARSKY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GARY G. STEEL | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP FOR FISCAL 2014. | Management | For | For | |||||||
3. | TO APPROVE AN AMENDMENT TO THE 2012 STOCK OPTION AND INCENTIVE PLAN. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS BONUS PLAN. | Management | For | For | |||||||
5. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||
BANCO SANTANDER CHILE | |||||||||||
Security | 05965X109 | Meeting Type | Special | ||||||||
Ticker Symbol | BSAC | Meeting Date | 05-Dec-2013 | ||||||||
ISIN | US05965X1090 | Agenda | 933903329 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | VOTE ON THE OFFER MADE BY BANCO SANTANDER, S.A. TO BANCO SANTANDER - CHILE FOR THE PURCHASE OF THE SHARES ISSUED BY ITS SUBSIDIARY CALLED SANTANDER ASSET MANAGEMENT S.A., ADMINISTRADORA GENERAL DE FONDOS AND THE SIGNING OF A NEW FUNDS DISTRIBUTION AGREEMENT BETWEEN BANCO SANTANDER CHILE AND THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
2. | TO ACCOUNT FOR THE OPERATIONS REFERRED TO IN TITLE XVI OF LAW 18,046 (OPERATIONS WITH RELATED PARTIES) PERFORMED DURING 2013. FOR A SUMMARY OF THESE OPERATIONS PLEASE SEE NOTE 33 OF OUR SEPTEMBER 2013 UNAUDITED FINANCIAL STATEMENTS IN THE FOLLOWING LINK:... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
3. | ADOPT THE OTHER AGREEMENTS AND POWERS OF ATTORNEY AS MAY BE NECESSARY TO ENFORCE AND CARRY OUT THE RESOLUTIONS TO BE ADOPTED AT THIS MEETING | Management | For | For | |||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | |||||||||||
Security | 344419106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMX | Meeting Date | 06-Dec-2013 | ||||||||
ISIN | US3444191064 | Agenda | 933901248 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | PROPOSAL TO APPROVE THE PAYMENT OF A CASH DIVIDEND, FOR THE AMOUNT OF $6,684,103,000.00 MEXICAN PESOS, TO BE PAID FROM THE RETAINED EARNINGS OF THE COMPANY, WHICH WOULD RESULT IN A PAYMENT OF MXP$0.333333 PER EACH SERIES "B" SHARE, AND MXP$0.416666 PER EACH SERIES "D" SHARE, CORRESPONDING TO $ 1.666667 PER "B UNIT" AND $2.00 PER "BD" UNIT. | Management | For | ||||||||
II | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S RESOLUTIONS | Management | For | ||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | |||||||||||
Security | 344419106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMX | Meeting Date | 06-Dec-2013 | ||||||||
ISIN | US3444191064 | Agenda | 933906399 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | PROPOSAL TO APPROVE THE PAYMENT OF A CASH DIVIDEND, FOR THE AMOUNT OF $6,684,103,000.00 (SIX BILLION SIX HUNDRED AND EIGHTY FOUR MILLION ONE HUNDRED AND THREE THOUSAND 00/100 MEXICAN PESOS), TO BE PAID FROM THE RETAINED EARNINGS OF THE COMPANY, WHICH WOULD RESULT IN A PAYMENT OF MXP$0.333333 PER EACH SERIES ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||
II | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S RESOLUTIONS | Management | For | ||||||||
LORAL SPACE & COMMUNICATIONS INC. | |||||||||||
Security | 543881106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LORL | Meeting Date | 09-Dec-2013 | ||||||||
ISIN | US5438811060 | Agenda | 933893996 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ARTHUR L. SIMON | For | For | ||||||||
2 | JOHN P. STENBIT | For | For | ||||||||
2. | ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
3. | ACTING UPON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
GRUPO TELEVISA, S.A.B. | |||||||||||
Security | 40049J206 | Meeting Type | Annual | ||||||||
Ticker Symbol | TV | Meeting Date | 09-Dec-2013 | ||||||||
ISIN | US40049J2069 | Agenda | 933901806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | PROPOSAL IN REGARDS TO THE DECREE AND PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS; RESOLUTIONS THERETO. | Management | For | ||||||||
II | REVOCATION AND GRANTING OF POWER OF ATTORNEY; RESOLUTIONS THERETO. | Management | For | ||||||||
III | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | ||||||||
GRUPO TELEVISA, S.A.B. | |||||||||||
Security | 40049J206 | Meeting Type | Annual | ||||||||
Ticker Symbol | TV | Meeting Date | 09-Dec-2013 | ||||||||
ISIN | US40049J2069 | Agenda | 933906414 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | PROPOSAL IN REGARDS TO THE DECREE AND PAYMENT OF DIVIDENDS TO THE SHAREHOLDERS; RESOLUTIONS THERETO. | Management | For | ||||||||
II | REVOCATION AND GRANTING OF POWER OF ATTORNEY; RESOLUTIONS THERETO. | Management | For | ||||||||
III | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | ||||||||
COPART, INC. | |||||||||||
Security | 217204106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPRT | Meeting Date | 16-Dec-2013 | ||||||||
ISIN | US2172041061 | Agenda | 933899873 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIS J. JOHNSON | For | For | ||||||||
2 | A. JAYSON ADAIR | For | For | ||||||||
3 | MATT BLUNT | For | For | ||||||||
4 | STEVEN D. COHAN | For | For | ||||||||
5 | DANIEL J. ENGLANDER | For | For | ||||||||
6 | JAMES E. MEEKS | For | For | ||||||||
7 | VINCENT W. MITZ | For | For | ||||||||
8 | THOMAS N. TRYFOROS | For | For | ||||||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 EQUITY INCENTIVE PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER. | Management | Against | Against | |||||||
3. | TO APPROVE THE GRANT OF AN OPTION TO ACQUIRE 2,000,000 AND 1,500,000 SHARES OF OUR COMMON STOCK TO EACH OF A. JAYSON ADAIR, OUR CHIEF EXECUTIVE OFFICER, AND VINCENT W. MITZ, OUR PRESIDENT, RESPECTIVELY, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT, SUCH GRANTS TO BE MADE IN LIEU OF ANY CASH SALARY OR BONUS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | |||||||
4. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION FOR THE YEAR ENDED JULY 31, 2013 (SAY ON PAY VOTE). | Management | Abstain | Against | |||||||
5. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
HUDSON CITY BANCORP, INC. | |||||||||||
Security | 443683107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HCBK | Meeting Date | 18-Dec-2013 | ||||||||
ISIN | US4436831071 | Agenda | 933894506 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CORNELIUS E. GOLDING | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS HUDSON CITY BANCORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
ACUITY BRANDS, INC. | |||||||||||
Security | 00508Y102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AYI | Meeting Date | 07-Jan-2014 | ||||||||
ISIN | US00508Y1029 | Agenda | 933898770 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GORDON D. HARNETT | For | For | ||||||||
2 | ROBERT F. MCCULLOUGH | For | For | ||||||||
3 | DOMINIC J. PILEGGI | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
ZEP INC | |||||||||||
Security | 98944B108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZEP | Meeting Date | 07-Jan-2014 | ||||||||
ISIN | US98944B1089 | Agenda | 933901399 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN K. MORGAN | For | For | ||||||||
2 | JOSEPH SQUICCIARINO | For | For | ||||||||
3 | TIMOTHY T. TEVENS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVE AN AMENDMENT TO THE ZEP INC. 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
WALGREEN CO. | |||||||||||
Security | 931422109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WAG | Meeting Date | 08-Jan-2014 | ||||||||
ISIN | US9314221097 | Agenda | 933901894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARK P. FRISSORA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALAN G. MCNALLY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: STEFANO PESSINA | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ALEJANDRO SILVA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE EQUITY RETENTION POLICY. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | |||||||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||
Security | 553530106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSM | Meeting Date | 16-Jan-2014 | ||||||||
ISIN | US5535301064 | Agenda | 933906515 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MITCHELL JACOBSON | For | For | ||||||||
2 | DAVID SANDLER | For | For | ||||||||
3 | ERIK GERSHWIND | For | For | ||||||||
4 | JONATHAN BYRNES | For | For | ||||||||
5 | ROGER FRADIN | For | For | ||||||||
6 | LOUISE GOESER | For | For | ||||||||
7 | DENIS KELLY | For | For | ||||||||
8 | PHILIP PELLER | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ENERGIZER HOLDINGS, INC. | |||||||||||
Security | 29266R108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2014 | ||||||||
ISIN | US29266R1086 | Agenda | 933907620 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: WARD M. KLEIN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: W. PATRICK MCGINNIS | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: JOHN R. ROBERTS | Management | For | For | |||||||
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | APPROVAL OF AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
5 | APPROVAL OF SECOND AMENDED AND RESTATED 2009 INCENTIVE STOCK PLAN. | Management | Abstain | Against | |||||||
MONSANTO COMPANY | |||||||||||
Security | 61166W101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MON | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US61166W1018 | Agenda | 933907959 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREOWNER PROPOSAL REQUESTING A REPORT RELATED TO LABELING OF FOOD PRODUCED WITH GENETIC ENGINEERING. | Shareholder | Against | For | |||||||
5. | SHAREOWNER PROPOSAL REQUESTING A REPORT ON CERTAIN MATTERS RELATED TO GMO PRODUCTS. | Shareholder | Against | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Special | ||||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | |||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For | |||||||
BECTON, DICKINSON AND COMPANY | |||||||||||
Security | 075887109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDX | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US0758871091 | Agenda | 933909434 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HENRY P. BECTON, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD F. DEGRAAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | For | For | |||||||
5. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | Against | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Special | ||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | |||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | |||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | |||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | |||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For | |||||||
JOHNSON CONTROLS, INC. | |||||||||||
Security | 478366107 | Meeting Type | Annual | ||||||||
Ticker Symbol | JCI | Meeting Date | 29-Jan-2014 | ||||||||
ISIN | US4783661071 | Agenda | 933907000 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NATALIE A. BLACK | For | For | ||||||||
2 | RAYMOND L. CONNER | For | For | ||||||||
3 | WILLIAM H. LACY | For | For | ||||||||
4 | ALEX A. MOLINAROLI | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
3. | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
POST HOLDINGS, INC. | |||||||||||
Security | 737446104 | Meeting Type | Annual | ||||||||
Ticker Symbol | POST | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US7374461041 | Agenda | 933909105 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID R. BANKS | For | For | ||||||||
2 | TERENCE E. BLOCK | For | For | ||||||||
3 | ROBERT E. GROTE | For | For | ||||||||
2. | APPROVAL OF INCREASES IN THE NUMBER OF SHARES OF OUR COMMON STOCK ISSUABLE UPON CONVERSION OF OUR 3.75% SERIES B CUMULATIVE PERPETUAL CONVERTIBLE PREFERRED STOCK. | Management | For | For | |||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
COSTCO WHOLESALE CORPORATION | |||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COST | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US22160K1051 | Agenda | 933909383 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SUSAN L. DECKER | For | For | ||||||||
2 | RICHARD M. LIBENSON | For | For | ||||||||
3 | JOHN W. MEISENBACH | For | For | ||||||||
4 | CHARLES T. MUNGER | For | For | ||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | CONSIDERATION OF SHAREHOLDER PROPOSAL TO CHANGE CERTAIN VOTING REQUIREMENTS. | Shareholder | Against | For | |||||||
5. | TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE METHOD OF ELECTING DIRECTORS. | Shareholder | For | ||||||||
ASHLAND INC. | |||||||||||
Security | 044209104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASH | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US0442091049 | Agenda | 933909802 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF CLASS I DIRECTOR: STEPHEN F. KIRK | Management | For | For | |||||||
1.2 | ELECTION OF CLASS I DIRECTOR: JAMES J. O'BRIEN | Management | For | For | |||||||
1.3 | ELECTION OF CLASS I DIRECTOR: BARRY W. PERRY | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
3. | A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | Management | Abstain | Against | |||||||
4. | A PROPOSED AMENDMENT TO ASHLAND'S THIRD RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR THE PHASED-IN DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
TYSON FOODS, INC. | |||||||||||
Security | 902494103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TSN | Meeting Date | 31-Jan-2014 | ||||||||
ISIN | US9024941034 | Agenda | 933909117 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOHN TYSON | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: KATHLEEN M. BADER | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: GAURDIE E. BANISTER JR. | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: JIM KEVER | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: KEVIN M. MCNAMARA | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: BRAD T. SAUER | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: ROBERT THURBER | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: BARBARA A. TYSON | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: ALBERT C. ZAPANTA | Management | For | For | |||||||
2) | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3) | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE .... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
4) | TO CONSIDER AND ACT UPON THE SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING | Shareholder | Against | For | |||||||
EMERSON ELECTRIC CO. | |||||||||||
Security | 291011104 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMR | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US2910111044 | Agenda | 933908292 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | D.N. FARR* | For | For | ||||||||
2 | H. GREEN* | For | For | ||||||||
3 | C.A. PETERS* | For | For | ||||||||
4 | J.W. PRUEHER* | For | For | ||||||||
5 | A.A. BUSCH III# | For | For | ||||||||
6 | J.S. TURLEY# | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
5. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
6. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
ROCKWELL AUTOMATION, INC. | |||||||||||
Security | 773903109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US7739031091 | Agenda | 933910653 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A. | DIRECTOR | Management | |||||||||
1 | STEVEN R. KALMANSON | For | For | ||||||||
2 | JAMES P. KEANE | For | For | ||||||||
3 | DONALD R. PARFET | For | For | ||||||||
B. | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
C. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
D. | SHAREHOLDER PROPOSAL REQUESTING MAJORITY VOTING IN ELECTIONS OF DIRECTORS. | Shareholder | For | ||||||||
ATMOS ENERGY CORPORATION | |||||||||||
Security | 049560105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATO | Meeting Date | 05-Feb-2014 | ||||||||
ISIN | US0495601058 | Agenda | 933911009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT W. BEST | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KIM R. COCKLIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD W. DOUGLAS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. GORDON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROBERT C. GRABLE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS C. MEREDITH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: NANCY K. QUINN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD A. SAMPSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN R. SPRINGER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RICHARD WARE II | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
3. | PROPOSAL FOR AN ADVISORY VOTE BY SHAREHOLDERS TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2013 ("SAY ON PAY") | Management | Abstain | Against | |||||||
ROCKWELL COLLINS, INC. | |||||||||||
Security | 774341101 | Meeting Type | Annual | ||||||||
Ticker Symbol | COL | Meeting Date | 06-Feb-2014 | ||||||||
ISIN | US7743411016 | Agenda | 933908850 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C.A. DAVIS | For | For | ||||||||
2 | R.E. EBERHART | For | For | ||||||||
3 | D. LILLEY | For | For | ||||||||
2. | TO CONSIDER AND VOTE ON A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS AND RELATED DISCLOSURES. | Management | Abstain | Against | |||||||
3. | FOR THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | TO CONSIDER AND VOTE TO APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
INGLES MARKETS, INCORPORATED | |||||||||||
Security | 457030104 | Meeting Type | Annual | ||||||||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2014 | ||||||||
ISIN | US4570301048 | Agenda | 933912328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FRED D. AYERS | For | For | ||||||||
2 | JOHN O. POLLARD | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Abstain | Against | |||||||
TD AMERITRADE HOLDING CORPORATION | |||||||||||
Security | 87236Y108 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMTD | Meeting Date | 12-Feb-2014 | ||||||||
ISIN | US87236Y1082 | Agenda | 933913344 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAN W. COOK III | For | For | ||||||||
2 | JOSEPH H. MOGLIA | For | For | ||||||||
3 | WILBUR J. PREZZANO | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
STERLING BANCORP | |||||||||||
Security | 85917A100 | Meeting Type | Annual | ||||||||
Ticker Symbol | STL | Meeting Date | 20-Feb-2014 | ||||||||
ISIN | US85917A1007 | Agenda | 933915374 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT ABRAMS | For | For | ||||||||
2 | JAMES B. KLEIN | For | For | ||||||||
3 | JOHN C. MILLMAN | For | For | ||||||||
4 | RICHARD O'TOOLE | For | For | ||||||||
5 | BURT STEINBERG | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (SAY-ON-PAY) | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE 2014 STOCK INCENTIVE PLAN | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014 | Management | For | For | |||||||
LANDAUER, INC. | |||||||||||
Security | 51476K103 | Meeting Type | Annual | ||||||||
Ticker Symbol | LDR | Meeting Date | 20-Feb-2014 | ||||||||
ISIN | US51476K1034 | Agenda | 933915437 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. CRONIN | For | For | ||||||||
2 | WILLIAM G. DEMPSEY | For | For | ||||||||
3 | WILLIAM E. SAXELBY | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
WHOLE FOODS MARKET, INC. | |||||||||||
Security | 966837106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFM | Meeting Date | 24-Feb-2014 | ||||||||
ISIN | US9668371068 | Agenda | 933915300 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DR. JOHN ELSTROTT | For | For | ||||||||
2 | GABRIELLE GREENE | For | For | ||||||||
3 | SHAHID (HASS) HASSAN | For | For | ||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||
5 | JOHN MACKEY | For | For | ||||||||
6 | WALTER ROBB | For | For | ||||||||
7 | JONATHAN SEIFFER | For | For | ||||||||
8 | MORRIS (MO) SIEGEL | For | For | ||||||||
9 | JONATHAN SOKOLOFF | For | For | ||||||||
10 | DR. RALPH SORENSON | For | For | ||||||||
11 | W. (KIP) TINDELL, III | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A POLICY RELATED TO THE RECOVERY OF UNEARNED MANAGEMENT BONUSES. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATED TO CONFIDENTIAL VOTING. | Shareholder | Against | For | |||||||
NOVARTIS AG | |||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | ||||||||
ISIN | US66987V1098 | Agenda | 933922280 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For | |||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | |||||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For | |||||||
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | |||||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | |||||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | |||||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | |||||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | Abstain | ||||||||
DEERE & COMPANY | |||||||||||
Security | 244199105 | Meeting Type | Annual | ||||||||
Ticker Symbol | DE | Meeting Date | 26-Feb-2014 | ||||||||
ISIN | US2441991054 | Agenda | 933914586 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DIPAK C. JAIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAYTON M. JONES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOACHIM MILBERG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: THOMAS H. PATRICK | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SHERRY M. SMITH | Management | For | For | |||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
ROYAL BANK OF CANADA | |||||||||||
Security | 780087102 | Meeting Type | Annual | ||||||||
Ticker Symbol | RY | Meeting Date | 26-Feb-2014 | ||||||||
ISIN | CA7800871021 | Agenda | 933920084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | W.G. BEATTIE | For | For | ||||||||
2 | D.F. DENISON | For | For | ||||||||
3 | R.L. GEORGE | For | For | ||||||||
4 | T.J. HEARN | For | For | ||||||||
5 | A.D. LABERGE | For | For | ||||||||
6 | M.H. MCCAIN | For | For | ||||||||
7 | H. MUNROE-BLUM | For | For | ||||||||
8 | G.M. NIXON | For | For | ||||||||
9 | J.P. REINHARD | For | For | ||||||||
10 | T.A. RENYI | For | For | ||||||||
11 | E. SONSHINE | For | For | ||||||||
12 | K.P. TAYLOR | For | For | ||||||||
13 | B.A. VAN KRALINGEN | For | For | ||||||||
14 | V.L. YOUNG | For | For | ||||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
03 | ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | For | For | |||||||
04 | SHAREHOLDER PROPOSAL NO. 1 | Shareholder | Against | For | |||||||
05 | SHAREHOLDER PROPOSAL NO. 2 | Shareholder | Against | For | |||||||
06 | SHAREHOLDER PROPOSAL NO. 3 | Shareholder | Against | For | |||||||
07 | SHAREHOLDER PROPOSAL NO. 4 | Shareholder | Against | For | |||||||
08 | SHAREHOLDER PROPOSAL NO. 5 | Shareholder | Against | For | |||||||
TE CONNECTIVITY LTD | |||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEL | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | CH0102993182 | Agenda | 933916681 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JUERGEN W. GROMER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | |||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | |||||||
3B. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | |||||||
3C. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DAVID P. STEINER | Management | For | For | |||||||
4. | TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS UNABLE TO SERVE AT THE MEETING, AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5.1 | TO APPROVE THE 2013 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013) | Management | For | For | |||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | |||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | |||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | |||||||
8. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
9. | TO APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2013 | Management | For | For | |||||||
10. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US 1.16 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US 0.29 STARTING WITH THE THIRD FISCAL QUARTER OF 2014 AND ENDING IN THE SECOND FISCAL QUARTER OF 2015 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | |||||||
11. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
12. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
13. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | For | |||||||
TE CONNECTIVITY LTD | |||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEL | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | CH0102993182 | Agenda | 933924804 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JUERGEN W. GROMER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | |||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | |||||||
3B. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | |||||||
3C. | TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DAVID P. STEINER | Management | For | For | |||||||
4. | TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS UNABLE TO SERVE AT THE MEETING, AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5.1 | TO APPROVE THE 2013 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013) | Management | For | For | |||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | |||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | |||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | |||||||
8. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
9. | TO APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2013 | Management | For | For | |||||||
10. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US 1.16 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US 0.29 STARTING WITH THE THIRD FISCAL QUARTER OF 2014 AND ENDING IN THE SECOND FISCAL QUARTER OF 2015 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | |||||||
11. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
12. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
13. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | For | |||||||
TYCO INTERNATIONAL LTD. | |||||||||||
Security | H89128104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TYC | Meeting Date | 05-Mar-2014 | ||||||||
ISIN | CH0100383485 | Agenda | 933916491 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
3A. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | |||||||
3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | For | |||||||
3C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | |||||||
3D. | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Management | For | For | |||||||
3E. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | |||||||
3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | For | |||||||
3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | For | |||||||
3H. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | |||||||
3I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | |||||||
3J. | ELECTION OF DIRECTOR: SANDRA S. WIJNBERG | Management | For | For | |||||||
3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
4. | TO ELECT EDWARD D. BREEN AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5B. | TO ELECT SANDRA S. WIJNBERG AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5C. | TO ELECT R. DAVID YOST AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
6A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
6B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 26, 2014 | Management | For | For | |||||||
6C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE INDEPENDENT PROXY | Management | For | For | |||||||
8. | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2013 RESULTS | Management | For | For | |||||||
9. | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS | Management | For | For | |||||||
10. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
PIEDMONT NATURAL GAS COMPANY, INC. | |||||||||||
Security | 720186105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNY | Meeting Date | 06-Mar-2014 | ||||||||
ISIN | US7201861058 | Agenda | 933915273 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. M.E. EVERETT III | For | For | ||||||||
2 | MR. FRANK B. HOLDING JR | For | For | ||||||||
3 | MS. MINOR M. SHAW | For | For | ||||||||
4 | MR. MICHAEL C. TARWATER | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO REDUCE SUPERMAJORITY VOTING THRESHOLDS. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO REDUCE SUPERMAJORITY VOTING THRESHOLDS. | Management | For | For | |||||||
6. | APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
COCA-COLA FEMSA, S.A.B DE C.V. | |||||||||||
Security | 191241108 | Meeting Type | Annual | ||||||||
Ticker Symbol | KOF | Meeting Date | 06-Mar-2014 | ||||||||
ISIN | US1912411089 | Agenda | 933925642 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
V | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
COCA-COLA FEMSA, S.A.B DE C.V. | |||||||||||
Security | 191241108 | Meeting Type | Annual | ||||||||
Ticker Symbol | KOF | Meeting Date | 06-Mar-2014 | ||||||||
ISIN | US1912411089 | Agenda | 933929929 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
V | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
INTERNATIONAL GAME TECHNOLOGY | |||||||||||
Security | 459902102 | Meeting Type | Annual | ||||||||
Ticker Symbol | IGT | Meeting Date | 10-Mar-2014 | ||||||||
ISIN | US4599021023 | Agenda | 933917669 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAGET L. ALVES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ERIC F. BROWN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JANICE D. CHAFFIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GREG CREED | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PATTI S. HART | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROBERT J. MILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: VINCENT L. SADUSKY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PHILIP G. SATRE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: TRACEY D. WEBER | Management | For | For | |||||||
2. | AN ADVISORY VOTE TO APPROVE INTERNATIONAL GAME TECHNOLOGY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INTERNATIONAL GAME TECHNOLOGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Against | For | |||||||
NAVISTAR INTERNATIONAL CORPORATION | |||||||||||
Security | 63934E108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NAV | Meeting Date | 10-Mar-2014 | ||||||||
ISIN | US63934E1082 | Agenda | 933918041 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TROY A. CLARKE | For | For | ||||||||
2 | JOHN D. CORRENTI | For | For | ||||||||
3 | MICHAEL N. HAMMES | For | For | ||||||||
4 | VINCENT J. INTRIERI | For | For | ||||||||
5 | JAMES H. KEYES | For | For | ||||||||
6 | GENERAL S.A. MCCHRYSTAL | For | For | ||||||||
7 | SAMUEL J. MERKSAMER | For | For | ||||||||
8 | MARK H. RACHESKY | For | For | ||||||||
9 | MICHAEL F. SIRIGNANO | For | For | ||||||||
2. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS REDEEM THE RIGHTS ISSUED PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE 19, 2012. | Shareholder | For | ||||||||
NATIONAL FUEL GAS COMPANY | |||||||||||
Security | 636180101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NFG | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US6361801011 | Agenda | 933918104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD W. JIBSON | For | For | ||||||||
2 | JEFFREY W. SHAW | For | For | ||||||||
3 | RONALD J. TANSKI | For | For | ||||||||
2. | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||
THE ADT CORPORATION | |||||||||||
Security | 00101J106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADT | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US00101J1060 | Agenda | 933918142 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS COLLIGAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD DALY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY DONAHUE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT DUTKOWSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRUCE GORDON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NAREN GURSAHANEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIDGETTE HELLER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF ADT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | |||||||||||
Security | 344419106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMX | Meeting Date | 14-Mar-2014 | ||||||||
ISIN | US3444191064 | Agenda | 933926315 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.; OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THE REPORT OF THE CHIEF EXECUTIVE OFFICER AND REPORTS OF THE BOARD OF DIRECTORS REGARDING THE MAIN POLICIES AND ACCOUNTING CRITERIA AND INFORMATION APPLIED DURING ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||
2. | REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. | Management | For | ||||||||
3. | APPLICATION OF THE RESULTS FOR THE 2013 FISCAL YEAR. | Management | For | ||||||||
4. | PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR THE SHARE REPURCHASE PROGRAM OF THE COMPANY'S SHARES. | Management | For | ||||||||
5. | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
6. | ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
7. | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S RESOLUTION. | Management | For | ||||||||
8. | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. | Management | For | ||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | |||||||||||
Security | 344419106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMX | Meeting Date | 14-Mar-2014 | ||||||||
ISIN | US3444191064 | Agenda | 933929931 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | REPORT OF THE CHIEF EXECUTIVE OFFICER OF FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V.; OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THE REPORT OF THE CHIEF EXECUTIVE OFFICER AND REPORTS OF THE BOARD OF DIRECTORS REGARDING THE MAIN POLICIES AND ACCOUNTING CRITERIA AND INFORMATION APPLIED DURING ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||
2. | REPORT WITH RESPECT TO THE COMPLIANCE OF TAX OBLIGATIONS. | Management | For | ||||||||
3. | APPLICATION OF THE RESULTS FOR THE 2013 FISCAL YEAR. | Management | For | ||||||||
4. | PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT OF RESOURCES TO BE USED FOR THE SHARE REPURCHASE PROGRAM OF THE COMPANY'S SHARES. | Management | For | ||||||||
5. | ELECTION OF MEMBERS AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE MEXICAN SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
6. | ELECTION OF MEMBERS OF THE FOLLOWING COMMITTEES: (I) FINANCE AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. | Management | For | ||||||||
7. | APPOINTMENT OF DELEGATES FOR THE FORMALIZATION OF THE MEETING'S RESOLUTION. | Management | For | ||||||||
8. | READING AND, IF APPLICABLE, APPROVAL OF THE MINUTE. | Management | For | ||||||||
KOREA ELECTRIC POWER CORPORATION | |||||||||||
Security | 500631106 | Meeting Type | Special | ||||||||
Ticker Symbol | KEP | Meeting Date | 14-Mar-2014 | ||||||||
ISIN | US5006311063 | Agenda | 933930085 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF A STANDING DIRECTOR: MR. KOO, BON-WOO | Management | For | For | |||||||
2A. | ELECTION OF NON-STANDING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE: MR. CHO, JEON-HYEOK | Management | For | For | |||||||
2B. | ELECTION OF NON-STANDING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE: MR. CHOI, GYO-II | Management | For | For | |||||||
VIACOM INC. | |||||||||||
Security | 92553P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | VIA | Meeting Date | 17-Mar-2014 | ||||||||
ISIN | US92553P1021 | Agenda | 933919675 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GEORGE S. ABRAMS | For | For | ||||||||
2 | PHILIPPE P. DAUMAN | For | For | ||||||||
3 | THOMAS E. DOOLEY | For | For | ||||||||
4 | C. FALCONE SORRELL | For | For | ||||||||
5 | ALAN C. GREENBERG | For | For | ||||||||
6 | ROBERT K. KRAFT | For | For | ||||||||
7 | BLYTHE J. MCGARVIE | For | For | ||||||||
8 | DEBORAH NORVILLE | For | For | ||||||||
9 | CHARLES E. PHILLIPS, JR | For | For | ||||||||
10 | SHARI REDSTONE | For | For | ||||||||
11 | SUMNER M. REDSTONE | For | For | ||||||||
12 | FREDERIC V. SALERNO | For | For | ||||||||
13 | WILLIAM SCHWARTZ | For | For | ||||||||
2. | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF VIACOM INC., AS DESCRIBED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE 2014 PROXY STATEMENT. | Management | For | For | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR OF VIACOM INC. FOR FISCAL YEAR 2014. | Management | For | For | |||||||
COVIDIEN PLC | |||||||||||
Security | G2554F113 | Meeting Type | Annual | ||||||||
Ticker Symbol | COV | Meeting Date | 19-Mar-2014 | ||||||||
ISIN | IE00B68SQD29 | Agenda | 933918128 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: JOY A. AMUNDSON | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: MARTIN D. MADAUS | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||
2) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
3) | APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4) | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
S5) | DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. | Management | For | For | |||||||
6) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES. | Management | For | For | |||||||
S7) | RENEW THE DIRECTORS' AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. | Management | Against | Against | |||||||
HEWLETT-PACKARD COMPANY | |||||||||||
Security | 428236103 | Meeting Type | Annual | ||||||||
Ticker Symbol | HPQ | Meeting Date | 19-Mar-2014 | ||||||||
ISIN | US4282361033 | Agenda | 933921098 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: M.L. ANDREESSEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: S. BANERJI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: R.R. BENNETT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: R.L. GUPTA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: R.J. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: A.M. LIVERMORE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: R.E. OZZIE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: G.M. REINER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: P.F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: J.A. SKINNER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: M.C. WHITMAN | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: R.V. WHITWORTH | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL RELATED TO THE FORMATION OF A HUMAN RIGHTS COMMITTEE. | Shareholder | Against | For | |||||||
MALLINCKRODT PLC | |||||||||||
Security | G5785G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | MNK | Meeting Date | 20-Mar-2014 | ||||||||
ISIN | IE00BBGT3753 | Agenda | 933920286 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MELVIN D. BOOTH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J. MARTIN CARROLL | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: NANCY S. LURKER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KNEELAND C. YOUNGBLOOD, M.D. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For | |||||||
2. | ADVISORY NON-BINDING VOTE TO APPROVE THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND A BINDING VOTE TO AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
S6. | AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For | |||||||
4. | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Abstain | Against | |||||||
GENCORP INC. | |||||||||||
Security | 368682100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GY | Meeting Date | 20-Mar-2014 | ||||||||
ISIN | US3686821006 | Agenda | 933920705 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | THOMAS A. CORCORAN | For | For | ||||||||
2 | JAMES R. HENDERSON | For | For | ||||||||
3 | WARREN G. LICHTENSTEIN | For | For | ||||||||
4 | DAVID A. LORBER | For | For | ||||||||
5 | MERRILL A. MCPEAK | For | For | ||||||||
6 | JAMES H. PERRY | For | For | ||||||||
7 | SCOTT J. SEYMOUR | For | For | ||||||||
8 | MARTIN TURCHIN | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REINCORPORATION OF THE COMPANY FROM THE STATE OF OHIO TO THE STATE OF DELAWARE. | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For | |||||||
TWENTY-FIRST CENTURY FOX, INC. | |||||||||||
Security | 90130A200 | Meeting Type | Special | ||||||||
Ticker Symbol | FOX | Meeting Date | 21-Mar-2014 | ||||||||
ISIN | US90130A2006 | Agenda | 933920894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE COMPANY MAKING A REQUEST FOR REMOVAL OF ITS FULL FOREIGN LISTING FROM THE AUSTRALIAN SECURITIES EXCHANGE. | Management | For | For | |||||||
2. | CITIZENSHIP CERTIFICATION - PLEASE MARK "YES" IF THE STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK "NO" IF SUCH STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A NON-U.S. STOCKHOLDER. (PLEASE REFER TO APPENDIX A OF THE PROXY STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM 2, YOU WILL BE DEEMED TO BE A NON-U.S. STOCKHOLDER AND THE SHARES WILL BE SUBJECT TO THE SUSPENSION OF VOTING RIGHTS UNLESS YOU ARE A STOCKHOLDER OF RECORD AS OF THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||
BEAM INC. | |||||||||||
Security | 073730103 | Meeting Type | Special | ||||||||
Ticker Symbol | BEAM | Meeting Date | 25-Mar-2014 | ||||||||
ISIN | US0737301038 | Agenda | 933926050 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 12, 2014 AND AS AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG SUNTORY HOLDINGS LIMITED, A JAPANESE CORPORATION ("SUNTORY HOLDINGS"), SUS MERGER SUB LIMITED, A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY OF SUNTORY HOLDINGS, AND BEAM INC., A DELAWARE CORPORATION ("BEAM") | Management | For | For | |||||||
2 | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BEAM'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | Abstain | Against | |||||||
3 | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT | Management | For | For | |||||||
SAPPORO HOLDINGS LIMITED | |||||||||||
Security | J69413128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Mar-2014 | |||||||||
ISIN | JP3320800000 | Agenda | 704996101 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
4 | Approve Policy regarding Large-scale Purchases of Company Shares | Management | For | For | |||||||
BANCO SANTANDER, S.A. | |||||||||||
Security | 05964H105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SAN | Meeting Date | 28-Mar-2014 | ||||||||
ISIN | US05964H1059 | Agenda | 933926238 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | RESOLUTION 1A | Management | For | For | |||||||
1B | RESOLUTION 1B | Management | For | For | |||||||
2 | RESOLUTION 2 | Management | For | For | |||||||
3A | RESOLUTION 3A | Management | For | For | |||||||
3B | RESOLUTION 3B | Management | For | For | |||||||
3C | RESOLUTION 3C | Management | For | For | |||||||
3D | RESOLUTION 3D | Management | For | For | |||||||
3E | RESOLUTION 3E | Management | For | For | |||||||
3F | RESOLUTION 3F | Management | For | For | |||||||
3G | RESOLUTION 3G | Management | For | For | |||||||
4 | RESOLUTION 4 | Management | For | For | |||||||
5 | RESOLUTION 5 | Management | For | For | |||||||
6A | RESOLUTION 6A | Management | For | For | |||||||
6B | RESOLUTION 6B | Management | For | For | |||||||
7 | RESOLUTION 7 | Management | For | For | |||||||
8 | RESOLUTION 8 | Management | For | For | |||||||
9 | RESOLUTION 9 | Management | For | For | |||||||
10A | RESOLUTION 10A | Management | For | For | |||||||
10B | RESOLUTION 10B | Management | For | For | |||||||
10C | RESOLUTION 10C | Management | For | For | |||||||
10D | RESOLUTION 10D | Management | For | For | |||||||
11A | RESOLUTION 11A | Management | For | For | |||||||
11B | RESOLUTION 11B | Management | For | For | |||||||
12 | RESOLUTION 12 | Management | For | For | |||||||
13A | RESOLUTION 13A | Management | For | For | |||||||
13B | RESOLUTION 13B | Management | For | For | |||||||
13C | RESOLUTION 13C | Management | For | For | |||||||
13D | RESOLUTION 13D | Management | For | For | |||||||
14 | RESOLUTION 14 | Management | For | For | |||||||
15 | RESOLUTION 15 | Management | For | For | |||||||
IBERDROLA SA | |||||||||||
Security | 450737101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBDRY | Meeting Date | 28-Mar-2014 | ||||||||
ISIN | US4507371015 | Agenda | 933929335 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
2 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
3 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
4 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
5 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
6A | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
6B | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
7 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
8 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
9 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
10A | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
10B | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
11 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
12 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
13 | PLEASE SEE THE ENCLOSED AGENDA FOR INFORMATION ON THE ITEMS TO BE VOTED ON FOR THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | |||||||
REPSOL S.A. | |||||||||||
Security | 76026T205 | Meeting Type | Annual | ||||||||
Ticker Symbol | REPYY | Meeting Date | 28-Mar-2014 | ||||||||
ISIN | US76026T2050 | Agenda | 933939110 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF REPSOL, S.A., THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL YEAR ENDED 31 DECEMBER 2013, AND APPROVAL OF THE PROPOSAL FOR THE ALLOCATION OF PROFITS. | Management | For | For | |||||||
2. | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL, S.A. DURING 2013. | Management | For | For | |||||||
3. | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | SUBMISSION FOR RATIFICATION OF THE GENERAL SHAREHOLDERS' MEETING OF THE CONVENIO DE SOLUCION AMIGABLE Y AVENIMIENTO DE EXPROPRIACION EXECUTED BETWEEN REPSOL, S.A. AND THE REPUBLIC OF ARGENTINA, ADDRESSED TO END THE CONTROVERSY OVER THE EXPROPRIATION OF THE CONTROLLING STAKE OF REPSOL, S.A. AND ITS SUBSIDIARIES IN YPF, S.A. AND YPF GAS, S.A. | Management | For | For | |||||||
5. | INCREASE OF SHARE CAPITAL IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
6. | SECOND CAPITAL INCREASE IN AN AMOUNT DETERMINABLE PURSUANT TO THE TERMS OF THE RESOLUTION, BY ISSUING NEW COMMON SHARES HAVING A PAR VALUE OF ONE (1) EURO EACH, OF THE SAME CLASS AND SERIES AS THOSE CURRENTLY IN CIRCULATION, CHARGED TO VOLUNTARY RESERVES, OFFERING THE SHAREHOLDERS THE POSSIBILITY OF SELLING THE SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF OR ON THE MARKET, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
7. | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE ACQUISITION OF TREASURY SHARES REPRESENTING A MAXIMUM OF 2.05% OF THE SHARE CAPITAL THROUGH A BUY-BACK PROGRAMME, FOR THE RETIREMENT THEREOF, WITH A MAXIMUM INVESTMENT IN TREASURY SHARES OF 500 MILLION EURO. DELEGATION OF POWERS TO THE BOARD, WITH THE EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWERS TO AMEND ARTICLE 5 AND 6 OF BY-LAWS, RELATED TO SHARE CAPITAL AND SHARES, AND TO APPLY FOR DELISTING OF RETIRED SHARES AND FOR REMOVAL THEREOF FROM THE BOOK- ENTRY REGISTERS. | Management | For | For | |||||||
8. | AMENDMENT WITH THE AIM OF STRENGTHENING THE INTEGRATED DEVELOPMENT OF THE EXPLORATION AND PRODUCTION (UPSTREAM) AND REFINING AND MARKETING (DOWNSTREAM) BUSINESSES. AMENDMENTS OF ARTICLES 15 ("SHAREHOLDERS' MEETING") AND 22 ("SPECIAL RESOLUTIONS, QUORUMS AND VOTING MAJORITIES") OF THE BY-LAWS AND ARTICLES 3 ("POWERS OF THE GENERAL MEETING") AND 13 ("DEBATE AND ADOPTION OF RESOLUTIONS") OF THE REGULATIONS OF THE SHAREHOLDERS' MEETING. | Management | For | For | |||||||
9. | AMENDMENT WITH THE AIM OF STRENGTHENING THE REGULATIONS OF THE NOMINATION AND COMPENSATION COMMITTEE. ADDITION OF A NEW ARTICLE 39 BIS AND AMENDMENT OF ARTICLE 37 ("COMMITTEES OF THE BOARD") OF THE BY- LAWS. | Management | For | For | |||||||
10. | AMENDMENT RELATED TO THE STATUTORY REGULATION OF THE INTERIM DIVIDEND, IN ORDER TO PERMIT THE POSSIBILITY OF ITS PAYMENT IN KIND. AMENDMENT OF ARTICLE 53 ("INTERIM DIVIDENDS") OF THE BY-LAWS. | Management | For | For | |||||||
11. | AMENDMENT CONCERNING REGULATION OF THE ISSUING OF ATTENDANCE, PROXY AND DISTANCE VOTING CARDS FOR GENERAL SHAREHOLDERS' MEETINGS. AMENDMENT OF ARTICLE 23 ("RIGHT TO ATTEND AND VOTE") OF THE BY-LAWS AND OF ARTICLES 5 ("NOTICE OF CALL") AND 7 ("RIGHT TO ATTEND AND VOTE") OF THE REGULATIONS OF THE SHAREHOLDERS' MEETING. | Management | For | For | |||||||
12. | AMENDMENT IN ORDER TO ADAPT ARTICLE 45 BIS OF THE BY-LAWS, RELATED TO THE REPORT ON THE REMUNERATION POLICY, TO THE LEGAL NAME OF THE REPORT. AMENDMENT OF ARTICLE 45 BIS ("REPORT ON THE REMUNERATION POLICY FOR DIRECTORS") OF THE BY-LAWS. | Management | For | For | |||||||
13. | RE-ELECTION OF MS. PAULINA BEATO BLANCO AS DIRECTOR. | Management | For | For | |||||||
14. | RE-ELECTION OF MR. ARTUR CARULLA FONT AS DIRECTOR. | Management | For | For | |||||||
15. | RE-ELECTION OF MR. JAVIER ECHENIQUE LANDIRIBAR AS DIRECTOR. | Management | For | For | |||||||
16. | RE-ELECTION OF MR. HENRI PHILIPPE REICHSTUL AS DIRECTOR. | Management | For | For | |||||||
17. | RE-ELECTION OF PEMEX INTERNACIONAL ESPANA, S.A. AS DIRECTOR. | Management | For | For | |||||||
18. | ADVISORY VOTE ON THE REPORT ON THE REMUNERATION POLICY FOR DIRECTORS OF REPSOL, S.A. FOR 2013. | Management | For | For | |||||||
19. | DELEGATION TO THE BOARD, WITHIN THE PROVISIONS OF ARTICLE 297.1.B) OF THE COMPANIES ACT, OF THE POWER TO RESOLVE THE INCREASE OF THE CAPITAL STOCK, ONCE OR ON SEVERAL OCCASIONS AND AT ANY TIME WITHIN A PERIOD OF FIVE YEARS, THROUGH MONETARY CONTRIBUTIONS, UP TO THE NOMINAL MAXIMUM AMOUNT OF 662,258,010 EUROS, LEAVING WITHOUT EFFECT, IN THE PART NOT USED, THE SECOND RESOLUTION APPROVED BY THE GENERAL SHAREHOLDERS' MEETING HELD ON APRIL 30, 2010, UNDER THE SEVENTH POINT OF THE AGENDA, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | Against | Against | |||||||
20. | AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF DELEGATION, FOR THE DERIVATIVE ACQUISITION OF SHARES OF REPSOL, S.A., DIRECTLY OR THROUGH CONTROLLED COMPANIES, WITHIN A PERIOD OF 5 YEARS FROM THE RESOLUTION OF THE SHAREHOLDERS' MEETING, LEAVING WITHOUT EFFECT, IN THE PART NOT USED, THE AUTHORIZATION GRANTED BY THE ANNUAL GENERAL SHAREHOLDERS' MEETING HELD ON APRIL 30, 2010 UNDER POINT SIXTH OF THE AGENDA. | Management | For | For | |||||||
21. | DELEGATION OF POWERS TO INTERPRET SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING. | Management | For | For | |||||||
BANCO POPULAR ESPANOL SA, MADRID | |||||||||||
Security | E2R98T283 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-Apr-2014 | |||||||||
ISIN | ES0113790226 | Agenda | 705014265 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 07 APR 2014 AT 10:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||
CMMT | SHAREHOLDERS MAY ONLY ATTEND IN THE SHAREHOLDERS MEETING IF THEY HOLD VOTING-RIGHTS OF A MINIMUM OF 200 SHARES | Non-Voting | |||||||||
1 | Approval of the annual accounts (balance sheet, income statement, statement of recognised income and expense, statement of changes in equity, cash flow statement and notes to the financial statements) and the directors' report of Banco Popular Espanol, S.A. and its consolidated group, as well as the proposed application of results and the directors' performance for 2013 | Management | For | For | |||||||
2.1 | Appointment of director: Antonio del Valle Ruiz | Management | For | For | |||||||
2.2 | Re-election of director: Angel Ron Guimil | Management | For | For | |||||||
2.3 | Re-election of director: Roberto Higuera Montejo | Management | For | For | |||||||
2.4 | Re-election of director: Vicente Tardio Barutel | Management | For | For | |||||||
3 | Amendment of article 17 of the bylaws to reduce the maximum number of members of the board of directors to fifteen | Management | For | For | |||||||
4 | Re-election of the auditing firm in charge of auditing the bank's individual and consolidated financial statements: PricewaterhouseCoopers | Management | For | For | |||||||
5 | Authorisation of the bank and its subsidiaries to acquire treasury shares, establishing the terms and limits of these acquisitions, delegating to the board of directors the powers required to execute the acquisition. Invalidation of the unused portion of the authorisation granted by the ordinary general shareholders' meeting on 19 April 2010 | Management | For | For | |||||||
6 | Delegation to the board of directors of the power to implement the resolution to increase the share capital to be passed by the ordinary general shareholders' meeting, in accordance with the provisions of article 297.1.a) of the corporate enterprises act | Management | For | For | |||||||
7 | Authorisation of the board of directors, in accordance with the provisions of articles 297.1.b), 311 and 506 of the corporate enterprises act, to enable it to increase the share capital within no more than three years in one or several stages and by up to half of the share capital, vesting it with the power to waive the pre- emptive subscription right, and to re-draft the last article of the bylaws. invalidation of the unused portion of the authorisation granted by the ordinary general shareholders' meeting on 10 June 2013 | Management | Against | Against | |||||||
8.1 | Share capital increase by an amount that can be determined under the terms agreed through the issuance of new ordinary shares, with no share premium, each with the same nominal value, class and series as those currently in circulation. This will be charged to voluntary reserves from retained earnings and take the form of a bonus issue for shareholders. Offering to shareholders, where appropriate, the acquisition of their bonus allotment rights at a guaranteed price. Provision for this not being fully subscribed. Delegation of powers to the board of directors, or by substitution to the executive committee to: determine whether the share capital increase is to be executed (i) through newly issued shares or (ii) at the shareholder's choice, through newly issued shares or cash; set the terms and conditions for the increase CONTD | Management | For | For | |||||||
CONTD | CONTD in all aspects not covered at the general meeting, take all action-necessary to carry this out; adapt the wording of the last article of the- bylaws to accommodate the new share capital figure and apply for the-admission to trading of the new shares on those stock exchanges where the-bank's shares are listed | Non-Voting | |||||||||
8.2 | Share capital increase by an amount that can be determined under the terms agreed through the issuance of new ordinary shares, with no share premium, each with the same nominal value, class and series as those currently in circulation. This will be charged to voluntary reserves from retained earnings and take the form of a bonus issue for shareholders. Offering to shareholders, where appropriate, the acquisition of their bonus allotment rights at a guaranteed price. Provision for this not being fully subscribed. Delegation of powers to the board of directors, or by substitution to the executive committee to: determine whether the share capital increase is to be executed (i) through newly issued shares or (ii) at the shareholder's choice, through newly issued shares or cash; set the terms and conditions for the increase CONTD | Management | For | For | |||||||
CONTD | CONTD in all aspects not covered at the general meeting, take all action-necessary to carry this out; adapt the wording of the last article of the- bylaws to accommodate the new share capital figure and apply for the-admission to trading of the new shares on those stock exchanges where the-bank's shares are listed | Non-Voting | |||||||||
8.3 | Share capital increase by an amount that can be determined under the terms agreed through the issuance of new ordinary shares, with no share premium, each with the same nominal value, class and series as those currently in circulation. This will be charged to voluntary reserves from retained earnings and take the form of a bonus issue for shareholders. Offering to shareholders, where appropriate, the acquisition of their bonus allotment rights at a guaranteed price. Provision for this not being fully subscribed. Delegation of powers to the board of directors, or by substitution to the executive committee to: determine whether the share capital increase is to be executed (i) through newly issued shares or (ii) at the shareholder's choice, through newly issued shares or cash; set the terms and conditions for the increase CONTD | Management | For | For | |||||||
CONTD | CONTD in all aspects not covered at the general meeting, take all action-necessary to carry this out; adapt the wording of the last article of the- bylaws to accommodate the new share capital figure and apply for the-admission to trading of the new shares on those stock exchanges where the-bank's shares are listed | Non-Voting | |||||||||
8.4 | Share capital increase by an amount that can be determined under the terms agreed through the issuance of new ordinary shares, with no share premium, each with the same nominal value, class and series as those currently in circulation. This will be charged to voluntary reserves from retained earnings and take the form of a bonus issue for shareholders. Offering to shareholders, where appropriate, the acquisition of their bonus allotment rights at a guaranteed price. Provision for this not being fully subscribed. Delegation of powers to the board of directors, or by substitution to the executive committee to: determine whether the share capital increase is to be executed (i) through newly issued shares or (ii) at the shareholder's choice, through newly issued shares or cash; set the terms and conditions for the increase CONTD | Management | For | For | |||||||
CONTD | CONTD in all aspects not covered at the general meeting, take all action-necessary to carry this out; adapt the wording of the last article of the- bylaws to accommodate the new share capital figure and apply for the-admission to trading of the new shares on those stock exchanges where the-bank's shares are listed | Non-Voting | |||||||||
9 | Delegation of powers to the Board of Directors, or by substitution the Executive Committee, to remunerate shareholders in a way other than that described in Item Eight of the Agenda of this General Shareholders' Meeting, entailing the partial distribution of the share premium reserve through the delivery of the shares of the Bank held as treasury shares or cash out of retained earnings with a charge to voluntary reserves. Stipulate the terms of this resolution in any matters not provided for by this General Shareholders' Meeting and perform any acts required for its adoption | Management | For | For | |||||||
10 | Approval of a plan for variable remuneration in Banco Popular shares in 2014 for management, including executive directors and senior management | Management | For | For | |||||||
11 | Advisory vote on the Annual Report on Director Remuneration | Management | For | For | |||||||
12 | Delegation of powers to the Board of Directors, with the power to sub-delegate, authorising it to formalise, interpret, remedy and execute fully the resolutions carried at the General Shareholders' Meeting | Management | For | For | |||||||
CMMT | 20 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO THE TE-XT OF RESOLUTION 2.1 AND RECEIPT OF AUDITOR NAME IN RESOLUTION NO. 4. IF YOU H-AVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
A.O. SMITH CORPORATION | |||||||||||
Security | 831865209 | Meeting Type | Annual | ||||||||
Ticker Symbol | AOS | Meeting Date | 07-Apr-2014 | ||||||||
ISIN | US8318652091 | Agenda | 933929638 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GLOSTER B. CURRENT, JR. | For | For | ||||||||
2 | WILLIAM P. GREUBEL | For | For | ||||||||
3 | IDELLE K. WOLF | For | For | ||||||||
4 | GENE C. WULF | For | For | ||||||||
2. | PROPOSAL TO APPROVE, BY NONBINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | |||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705011485 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Special resolution, that the proposed transfer of the company's equity share listing on the official list of the United Kingdom listing authority and on the main market of the London Stock Exchange PLC from the premium listing segment to the standard listing shares segment be and is hereby approved and the directors of the company be and are hereby authorised to cause such transfer of listing to be effected and to do and or procure to be done all such acts or things as they may consider necessary or desirable in connection therewith | Management | For | For | |||||||
CMMT | 13 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 02 APR 2014 TO 04 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | |||||||||
GRUPO BIMBO SAB DE CV, MEXICO | |||||||||||
Security | P4949B104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | MXP495211262 | Agenda | 705032542 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | Discussion, approval or amendment of the report from the board of directors that is referred to in the main part of article 172 of the General Mercantile Companies Law, including the audited financial statements of the company, consolidated with those of its subsidiary companies, for the fiscal year that ended on December 31, 2013, after the reading of the following reports, the report from the chairperson of the board of directors and general director, the one from the outside auditor and the one from the chairperson of the audit committee of the company | Management | For | For | |||||||
II | Presentation, discussion and, if deemed appropriate, approval of the report that is referred to in article 86, part XX, of the income tax law in effect in 2013, regarding the fulfillment of the tax obligations of the company | Management | For | For | |||||||
III | Presentation, discussion and, if deemed appropriate, approval of the allocation of results for the fiscal year that ended on December 31, 2013 | Management | For | For | |||||||
IV | Election or, if deemed appropriate, ratification of the appointment of the members of the board of directors and determination of their compensation | Management | For | For | |||||||
V | Election or, if deemed appropriate, ratification of the appointment of the chairperson and the members of the audit committee of the company, as well as the determination of their compensation | Management | For | For | |||||||
VI | Presentation and, if deemed appropriate, approval of the report regarding the purchase of shares of the company, as well as the determination of the maximum amount of funds that the company can allocate to the purchase of shares of the company, in accordance with the terms of article 56, part IV, of the Securities Market Law | Management | For | For | |||||||
VII | Designation of special delegates | Management | For | For | |||||||
GRUPO BIMBO SAB DE CV, MEXICO | |||||||||||
Security | P4949B104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | MXP495211262 | Agenda | 705033304 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Presentation, discussion and, if deemed appropriate, approval of a partial amendment of the bylaws of the company in relation to their adaptation to the provisions of the securities market law | Management | For | For | |||||||
CMMT | 17 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECO-RD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705040537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the proposed transfer of the Company's listing segment from Premium to Standard on the London Stock Exchange as described in the Circular to shareholders dated 6th March 2014 | Management | For | For | |||||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||
Security | 064058100 | Meeting Type | Annual | ||||||||
Ticker Symbol | BK | Meeting Date | 08-Apr-2014 | ||||||||
ISIN | US0640581007 | Agenda | 933937180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RUTH E. BRUCH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CATHERINE A. REIN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2013 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW YORK MELLON CORPORATION. | Management | Against | Against | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | For | |||||||
WILLIAM DEMANT HOLDING, SMORUM | |||||||||||
Security | K9898W129 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | |||||||||
ISIN | DK0010268440 | Agenda | 705022248 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL- FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO- REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE- MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'- ONLY FOR RESOLUTION NUMBERS "6.A TO 6.D AND 7 ". THANK YOU. | Non-Voting | |||||||||
1 | Report by the Board of Directors | Non-Voting | |||||||||
2 | Annual report in English | Management | No Action | ||||||||
3 | Approval of audited Annual Report 2013 | Management | No Action | ||||||||
4 | Approval of Directors' remuneration for the current financial year | Management | No Action | ||||||||
5 | Resolution on allocation of profits acc. to the adopted Annual Report | Management | No Action | ||||||||
6.a | Re-election of Lars Norby Johansen as director | Management | No Action | ||||||||
6.b | Re-election of Peter Foss as director | Management | No Action | ||||||||
6.c | Re-election of Niels B. Christiansen as director | Management | No Action | ||||||||
6.d | Election of Benedikte Leroy (new) as director | Management | No Action | ||||||||
7 | Re-election of Deloitte Statsautoriseret Revisionspartnerselskab as auditors | Management | No Action | ||||||||
8.a | Resolutions proposed by the Board of Directors: The Company's acquisition of own shares | Management | No Action | ||||||||
8.b | Resolutions proposed by the Board of Directors: Authority to the Chairman of the General Meeting | Management | No Action | ||||||||
9 | Any other business | Non-Voting | |||||||||
JULIUS BAER GRUPPE AG, ZUERICH | |||||||||||
Security | H4414N103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | |||||||||
ISIN | CH0102484968 | Agenda | 705051984 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Annual report, financial statements and group accounts 2013 | Management | No Action | ||||||||
1.2 | Consultative vote on the remuneration report 2013 | Management | No Action | ||||||||
2 | Appropriation of disposable profit, dissolution and distribution of "share premium reserve/capital contribution reserve" : Dividends of CHF 0.60 per share | Management | No Action | ||||||||
3 | Discharge of the members of the board of directors and of the executive board | Management | No Action | ||||||||
4.1.1 | Re-election to the board of directors: Mr. Daniel J. Sauter | Management | No Action | ||||||||
4.1.2 | Re-election to the board of directors: Mr. Gilbert Achermann | Management | No Action | ||||||||
4.1.3 | Re-election to the board of directors: Mr. Andreas Amschwand | Management | No Action | ||||||||
4.1.4 | Re-election to the board of directors: Mr. Heinrich Baumann | Management | No Action | ||||||||
4.1.5 | Re-election to the board of directors: Mrs. Claire Giraut | Management | No Action | ||||||||
4.1.6 | Re-election to the board of directors: Mr. Gareth Penny | Management | No Action | ||||||||
4.1.7 | Re-election to the board of directors: Mr. Charles Stonehill | Management | No Action | ||||||||
4.2 | Election of the chairman of the board of directors: Mr. Daniel J. Sauter | Management | No Action | ||||||||
4.3.1 | Election of the compensation committee: Mr. Gilbert Achermann | Management | No Action | ||||||||
4.3.2 | Election of the compensation committee: Mr. Heinrich Baumann | Management | No Action | ||||||||
4.3.3 | Election of the compensation committee: Mr. Gareth Penny | Management | No Action | ||||||||
5 | Re-election of the statutory auditors / KPMG AG, Zurich | Management | No Action | ||||||||
6 | Amendments to the articles of incorporation | Management | No Action | ||||||||
7 | Election of the independent representative: Marc Nater, Wenger Plattner Attorneys at Law, Seestrasse 39, Postfach, 8700 Kusnacht, Switzerland | Management | No Action | ||||||||
CMMT | 21 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO THE TE-XT OF RESOLUTION 7 AND RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND Y-OUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | |||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
LSI CORPORATION | |||||||||||
Security | 502161102 | Meeting Type | Special | ||||||||
Ticker Symbol | LSI | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | US5021611026 | Agenda | 933939158 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 15, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG LSI CORPORATION, AVAGO TECHNOLOGIES LIMITED, AVAGO TECHNOLOGIES WIRELESS (U.S.A.) MANUFACTURING INC. AND LEOPOLD MERGER SUB, INC. | Management | For | For | |||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF LSI CORPORATION IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
SVENSKA CELLULOSA SCA AB, STOCKHOLM | |||||||||||
Security | W21376137 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | |||||||||
ISIN | SE0000171886 | Agenda | 705007183 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
1 | Opening of the meeting and election of chairman of the meeting: Sven Unger,-attorney at law | Non-Voting | |||||||||
2 | Preparation and approval of the voting list | Non-Voting | |||||||||
3 | Election of two persons to check the minutes | Non-Voting | |||||||||
4 | Determination of whether the meeting has been duly convened | Non-Voting | |||||||||
5 | Approval of the agenda | Non-Voting | |||||||||
6 | Presentation of the annual report and the auditor's report and the-consolidated financial statements and the auditor's report on the- consolidated financial statements | Non-Voting | |||||||||
7 | Speeches by the chairman of the board of directors and the president | Non-Voting | |||||||||
8.a | Resolution on adoption of the income statement and balance sheet, and of the consolidated income statement and the consolidated balance sheet | Management | No Action | ||||||||
8.b | Resolution on appropriations of the company's earnings under the adopted balance sheet and record date for dividend: SEK 4.75 per share | Management | No Action | ||||||||
8.c | Resolution on discharge from personal liability of the directors and the president | Management | No Action | ||||||||
9 | Resolution on the number of directors and deputy directors: The number of directors shall be nine with no deputy directors | Management | No Action | ||||||||
10 | Resolution on the number of auditors and deputy auditors: The number of auditors shall be one with no deputy auditor | Management | No Action | ||||||||
11 | Resolution on the remuneration to be paid to the board of directors and the auditors | Management | No Action | ||||||||
12 | Election of directors, deputy directors and chairman of the board of directors: Re-election of the directors Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, Louise Julian Svanberg and Barbara Milian Thoralfsson. Sverker Martin-Lof is proposed to be elected as chairman of the board of directors | Management | No Action | ||||||||
13 | Election of auditors and deputy auditors: Re- election of the registered accounting firm PricewaterhouseCoopers AB, for the period until the end of the annual general meeting 2015 | Management | No Action | ||||||||
14 | Resolution on guidelines for remuneration for the senior management | Management | No Action | ||||||||
15 | Closing of the meeting | Non-Voting | |||||||||
NESTLE SA, CHAM UND VEVEY | |||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | |||||||||
ISIN | CH0038863350 | Agenda | 705020763 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2013 | Management | No Action | ||||||||
1.2 | Acceptance of the Compensation Report 2013 (advisory vote) | Management | No Action | ||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | No Action | ||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2013 | Management | No Action | ||||||||
4 | Revision of the Articles of Association. Adaptation to new Swiss Company Law | Management | No Action | ||||||||
5.1.1 | Re-election to the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.1.2 | Re-election to the Board of Directors: Mr Paul Bulcke | Management | No Action | ||||||||
5.1.3 | Re-election to the Board of Directors: Mr Andreas Koopmann | Management | No Action | ||||||||
5.1.4 | Re-election to the Board of Directors: Mr Rolf Hanggi | Management | No Action | ||||||||
5.1.5 | Re-election to the Board of Directors: Mr Beat Hess | Management | No Action | ||||||||
5.1.6 | Re-election to the Board of Directors: Mr Daniel Borel | Management | No Action | ||||||||
5.1.7 | Re-election to the Board of Directors: Mr Steven G. Hoch | Management | No Action | ||||||||
5.1.8 | Re-election to the Board of Directors: Ms Naina Lal Kidwai | Management | No Action | ||||||||
5.1.9 | Re-election to the Board of Directors: Ms Titia de Lange | Management | No Action | ||||||||
5.110 | Re-election to the Board of Directors: Mr Jean- Pierre Roth | Management | No Action | ||||||||
5.111 | Re-election to the Board of Directors: Ms Ann M. Veneman | Management | No Action | ||||||||
5.112 | Re-election to the Board of Directors: Mr Henri de Castries | Management | No Action | ||||||||
5.113 | Re-election to the Board of Directors: Ms Eva Cheng | Management | No Action | ||||||||
5.2 | Election of the Chairman of the Board of Directors: Mr Peter Brabeck-Letmathe | Management | No Action | ||||||||
5.3.1 | Election of the member of the Compensation Committee: Mr Beat Hess | Management | No Action | ||||||||
5.3.2 | Election of the member of the Compensation Committee: Mr Daniel Borel | Management | No Action | ||||||||
5.3.3 | Election of the member of the Compensation Committee: Mr Andreas Koopmann | Management | No Action | ||||||||
5.3.4 | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management | No Action | ||||||||
5.4 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | No Action | ||||||||
5.5 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-Law | Management | No Action | ||||||||
CMMT | In the event of a new or modified proposal by a shareholder during the General-Meeting, I instruct the independent representative to vote according to the f-ollowing instruction: INSTRUCT "FOR" ON ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3-TO SHOW WHICH VOTING OPTION YOU CHOOSE IN THE EVENT OF NEW OR MODIFIED PROPOSA-LS. INSTRUCT "CLEAR" ON THE REMAINING TWO RESOLUTIONS | Non-Voting | |||||||||
6.1 | Vote in accordance with the proposal of the Board of Directors | Management | No Action | ||||||||
6.2 | Vote against the proposal of the Board of Directors | Shareholder | No Action | ||||||||
6.3 | Abstain | Shareholder | No Action | ||||||||
H.B. FULLER COMPANY | |||||||||||
Security | 359694106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FUL | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US3596941068 | Agenda | 933926187 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. MICHAEL LOSH | For | For | ||||||||
2 | LEE R. MITAU | For | For | ||||||||
3 | R. WILLIAM VAN SANT | For | For | ||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | |||||||
WEYERHAEUSER COMPANY | |||||||||||
Security | 962166104 | Meeting Type | Annual | ||||||||
Ticker Symbol | WY | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US9621661043 | Agenda | 933931203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DEBRA A. CAFARO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARK A. EMMERT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN I. KIECKHEFER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WAYNE W. MURDY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: NICOLE W. PIASECKI | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DOYLE R. SIMONS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD H. SINKFIELD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: D. MICHAEL STEUERT | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933938978 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
NESTLE S.A. | |||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||
Ticker Symbol | NSRGY | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US6410694060 | Agenda | 933940365 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2013 | Management | For | For | |||||||
1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2013 (ADVISORY VOTE) | Management | For | For | |||||||
2. | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | |||||||
3. | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2013 | Management | For | For | |||||||
4. | REVISION OF THE ARTICLES OF ASSOCIATION ADAPTATION TO NEW SWISS COMPANY LAW | Management | For | For | |||||||
5AA | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PETER BRABECK- LETMATHE | Management | For | For | |||||||
5AB | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | For | |||||||
5AC | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ANDREAS KOOPMANN | Management | For | For | |||||||
5AD | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ROLF HANGGI | Management | For | For | |||||||
5AE | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. BEAT HESS | Management | For | For | |||||||
5AF | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL | Management | For | For | |||||||
5AG | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. STEVEN G. HOCH | Management | For | For | |||||||
5AH | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. NAINA LAL KIDWAI | Management | For | For | |||||||
5AI | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. TITIA DE LANGE | Management | For | For | |||||||
5AJ | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. JEAN-PIERRE ROTH | Management | For | For | |||||||
5AK | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. ANN M. VENEMAN | Management | For | For | |||||||
5AL | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | For | |||||||
5AM | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. EVA CHENG | Management | For | For | |||||||
5B. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS MR. PETER BRABECK-LETMATHE | Management | For | For | |||||||
5CA | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. BEAT HESS | Management | For | For | |||||||
5CB | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. DANIEL BOREL | Management | For | For | |||||||
5CC | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. ANDREAS KOOPMANN | Management | For | For | |||||||
5CD | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. JEAN- PIERRE ROTH | Management | For | For | |||||||
5D. | RE-ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | For | |||||||
5E. | ELECTION OF THE INDEPENDENT REPRESENTATIVE HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | |||||||
6. | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: "FOR" = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; "AGAINST" = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; "ABSTAIN" = ABSTAIN | Management | For | For | |||||||
BP P.L.C. | |||||||||||
Security | 055622104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BP | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US0556221044 | Agenda | 933965773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||
2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY. | Management | For | For | |||||||
4 | TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. | Management | For | For | |||||||
5 | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For | For | |||||||
6 | TO RE-ELECT DR. B GILVARY AS A DIRECTOR. | Management | For | For | |||||||
7 | TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. | Management | For | For | |||||||
8 | TO RE-ELECT ADMIRAL F L BOWMAN AS A DIRECTOR. | Management | For | For | |||||||
9 | TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. | Management | For | For | |||||||
10 | TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. | Management | For | For | |||||||
11 | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For | For | |||||||
12 | TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. | Management | For | For | |||||||
13 | TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A DIRECTOR. | Management | For | For | |||||||
14 | TO RE-ELECT MR. B R NELSON AS A DIRECTOR. | Management | For | For | |||||||
15 | TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. | Management | For | For | |||||||
16 | TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. | Management | For | For | |||||||
17 | TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. | Management | For | For | |||||||
18 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
19 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS' INCENTIVE PLAN. | Management | For | For | |||||||
20 | TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON- EXECUTIVE DIRECTORS. | Management | For | For | |||||||
21 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT. | Management | For | For | |||||||
S22 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS. | Management | Against | Against | |||||||
S23 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY. | Management | For | For | |||||||
S24 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS. | Management | For | For | |||||||
SPECTRA ENERGY CORP | |||||||||||
Security | 847560109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SE | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US8475601097 | Agenda | 933927634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOSEPH ALVARADO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: F. ANTHONY COMPER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER B. HAMILTON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICHAEL MCSHANE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL CONCERNING METHANE EMISSIONS TARGET. | Shareholder | Against | For | |||||||
NORTHERN TRUST CORPORATION | |||||||||||
Security | 665859104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NTRS | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US6658591044 | Agenda | 933929587 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LINDA WALKER BYNOE | For | For | ||||||||
2 | NICHOLAS D. CHABRAJA | For | For | ||||||||
3 | SUSAN CROWN | For | For | ||||||||
4 | DIPAK C. JAIN | For | For | ||||||||
5 | ROBERT W. LANE | For | For | ||||||||
6 | JOSE LUIS PRADO | For | For | ||||||||
7 | JOHN W. ROWE | For | For | ||||||||
8 | MARTIN P. SLARK | For | For | ||||||||
9 | DAVID H. B. SMITH, JR. | For | For | ||||||||
10 | CHARLES A. TRIBBETT III | For | For | ||||||||
11 | FREDERICK H. WADDELL | For | For | ||||||||
2. | APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL AND LOBBYING CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
M&T BANK CORPORATION | |||||||||||
Security | 55261F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTB | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US55261F1049 | Agenda | 933931479 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRENT D. BAIRD | For | For | ||||||||
2 | C. ANGELA BONTEMPO | For | For | ||||||||
3 | ROBERT T. BRADY | For | For | ||||||||
4 | T.J. CUNNINGHAM III | For | For | ||||||||
5 | MARK J. CZARNECKI | For | For | ||||||||
6 | GARY N. GEISEL | For | For | ||||||||
7 | JOHN D. HAWKE, JR. | For | For | ||||||||
8 | PATRICK W.E. HODGSON | For | For | ||||||||
9 | RICHARD G. KING | For | For | ||||||||
10 | JORGE G. PEREIRA | For | For | ||||||||
11 | MELINDA R. RICH | For | For | ||||||||
12 | ROBERT E. SADLER, JR. | For | For | ||||||||
13 | HERBERT L. WASHINGTON | For | For | ||||||||
14 | ROBERT G. WILMERS | For | For | ||||||||
2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705034306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital and Amend Articles Accordingly : Article 5 | Management | No Action | ||||||||
2.a | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly : Article 5 | Management | No Action | ||||||||
2.b | Amend Article 5 Re: References to FSMA | Management | No Action | ||||||||
3 | Amend Article10 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
4 | Amend Article 11 Re: References to FSMA | Management | No Action | ||||||||
5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | No Action | ||||||||
6 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | No Action | ||||||||
7 | Amend Article 14 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
8 | Amend Article 34 Re: Dematerialization of Bearer Shares | Management | No Action | ||||||||
9.a | Authorize Coordination of Articles of Association | Management | No Action | ||||||||
9.b | Authorize Filing of Required Documents/Other Formalities | Management | No Action | ||||||||
CMMT | 18 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE-TO EGM AND MODIFICATION TO THE TEXT OF RESOLUTIONS 1 AND 2A. IF YOU HAVE ALRE-ADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705044725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 295339 DUE TO COMBINING TH-E RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE VOTING STATUS OF RESOLUTIONS 3,-4 AND 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | |||||||||
1 | Examination of the annual reports of the Board of Directors of Belgacom SA und-er public law with regard to the annual accounts and the consolidated annual a-ccounts at 31 December 2013 | Non-Voting | |||||||||
2 | Examination of the reports of the Board of Auditors of Belgacom SA under publi-c law with regard to the annual accounts and of the Independent Auditors with-regard to the consolidated annual accounts at 31 December 2013 | Non-Voting | |||||||||
3 | Examination of the information provided by the Joint Committee | Non-Voting | |||||||||
4 | Examination of the consolidated annual accounts at 31 December 2013 | Non-Voting | |||||||||
5 | Approval of the annual accounts with regard to the financial year closed on 31 December 2013, including as specified allocation of the results: For 2013, the gross dividend amounts to EUR 2.18 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.635 per share, of which an interim dividend of EUR 0.50 | Management | No Action | ||||||||
(EUR 0.375 per share net of withholding tax) was already paid out on 6 December 2013; this means that a gross dividend of EUR 1.68 per share (EUR 1.26 per share net of withholding tax) will be paid on 25 April 2014. The ex-dividend date is fixed on 22 April 2014, the record date is 24 April 2014 | |||||||||||
6 | Approval of the remuneration report | Management | No Action | ||||||||
7 | Granting of a discharge to the members of the Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
8 | Granting of a special discharge to Mr. M. Moll, Mrs. M. Lamote and Mrs. M. Sioen for the exercise of their mandate which ended on 27 September 2013 and to Mr. D. Bellens for the exercise of his mandate which ended on 15 November 2013 | Management | No Action | ||||||||
9 | Granting of a discharge to the members of the Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
10 | Granting of a discharge to the Independent Auditors Deloitte Statutory Auditors SC sfd SCRL, represented by Mr. G. Verstraeten and Mr. N. Houthaeve, for the exercise of their mandate during the financial year closed on 31 December 2013 | Management | No Action | ||||||||
11 | To appoint Mrs. Agnes Touraine and Mrs. Catherine Vandenborre on nomination by the Board of Directors after recommendation of the Nomination and Remuneration Committee, as Board Members for a period which will expire at the annual general meeting of 2018 | Management | No Action | ||||||||
12 | Miscellaneous | Non-Voting | |||||||||
WADDELL & REED FINANCIAL, INC. | |||||||||||
Security | 930059100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WDR | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US9300591008 | Agenda | 933934564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHARILYN S. GASAWAY | For | For | ||||||||
2 | ALAN W. KOSLOFF | For | For | ||||||||
3 | JERRY W. WALTON | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED, TO (A) INCREASE THE ANNUAL INDIVIDUAL LIMITS WITH RESPECT TO AWARDS, (B) EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER APPROVAL THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
PARMALAT SPA, COLLECCHIO | |||||||||||
Security | T7S73M107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | |||||||||
ISIN | IT0003826473 | Agenda | 705093019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 299494 DUE TO ADDITION OF-RESOLUTIONS O.3.6, O.3.7 AND SPLITTING OF RESOLUTIONS O.1 AND E.1 AND DELETION-OF RESOLUTION O.4.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISRE-GARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_195429.P-DF | Non-Voting | |||||||||
E.1.1 | AMENDMENTS TO ARTICLES 11 (BOARD OF DIRECTORS), 12 (REQUIREMENTS OF INDEPENDENT DIRECTORS) , 18 (COMMITTEES), 19 (DIRECTORS' EMOLUMENTS) AND 21 (INTERNAL AUDITORS) OF THE BYLAWS. RESOLUTIONS RELATED THERETO | Management | Against | Against | |||||||
E.1.2 | PROPOSAL TO AUTHORIZE THE LEGAL REPRESENTATIVES IN OFFICE AT ANY GIVEN TIME TO DISCHARGE THE FORMALITIES REQUIRED TO RECORD THESE RESOLUTIONS IN THE COMPANY REGISTER, WITH THE POWER TO INTRODUCE ANY NONSUBSTANTIVE AMENDMENTS, CHANGES OR ADDITIONS THAT MAY BE NECESSARY FOR THE ABOVEMENTIONED PURPOSE OR REQUESTED BY THE RELEVANT AUTHORITIES, INCLUDING UPON REGISTRATION, AND, IN GENERAL, TO TAKE ANY ACTION THAT MAY BE NECESSARY FOR THE FULL IMPLEMENTATION OF THE ABOVEMENTIONED RESOLUTIONS, WITH ANY AND ALL POWERS NECESSARY OR APPROPRIATE FOR SUCH PURPOSE, NONE EXCLUDED AND EXCEPTED | Management | Against | Against | |||||||
O.1.1 | TO APPROVE THE BALANCE SHEET, THE INCOME STATEMENT AND THE FINANCIAL EXPLANATORY NOTE AS OF 31 DECEMBER 2013 AND THE RELATED REPORT ON MANAGEMENT ACTIVITY | Management | Abstain | Against | |||||||
O.1.2 | TO PROPOSE PROFITS ALLOCATION. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.2 | TO APPROVE THE REWARDING POLICY. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF DIRECTO-RS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ-UIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | Non-Voting | |||||||||
O31.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF DIRECTORS: LIST PRESENTED BY "FIDELITY FUNDS", "GABELLI FUNDS LLC", "SETANTA ASSET MANAGEMENT LIMITED" AND "AMBER GLOBAL OPPORTUNITIES MASTER FUND LTD" REPRESENTING 2.969PCT OF COMPANY STOCK CAPITAL: UMBERTO MOSETTI, ANTONIO ARISTIDE MASTRANGELO, FRANCESCO DI CARLO AND CRISTINA PAGNI | Shareholder | For | Against | |||||||
O31.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF DIRECTORS: LIST PRESENTED BY SOFIL S.A.S.-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE S.A.S.: GABRIELLA CHERSICLA, ANTONIO LINO SALA, RICCARDO PEROTTA, PATRICE GASSENBACH, PAOLO FRANCESCO LAZZATI, LAURA GUALTIERI, ELENA VASCO, GINO MARIA CARLO SCARPELLINI, ANGELA GAMBA, NICOLO DUBINI AND FRANCESCO DORI | Shareholder | No Action | ||||||||
O.3.2 | TO STATE DIRECTORS' NUMBER | Management | Abstain | Against | |||||||
O.3.3 | TO STATE DIRECTORS' TERM OF OFFICE | Management | Abstain | Against | |||||||
O.3.4 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | Abstain | Against | |||||||
O.3.5 | TO STATE DIRECTORS' EMOLUMENT | Management | Abstain | Against | |||||||
O.3.6 | AMOUNT OF THE ADDITIONAL VARIABLE COMPENSATION TO THE DIRECTORS WHO SERVE ON BOARD COMMITTEES | Management | Abstain | Against | |||||||
O.3.7 | EFFECTIVENESS OF THE RESOLUTIONS ADOPTED BY THE ORDINARY SHAREHOLDERS REGARDING THE ELECTION OF THE BOARD OF DIRECTORS AND ITS COMPENSATION CONDITIONAL ON THE EFFECTIVENESS OF THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS' MEETING CONVENED IN EXTRAORDINARY SESSION (AND, CONSEQUENTLY, ON THE RECORDING THEREOF IN THE PARMA COMPANY REGISTER) | Management | Against | Against | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS-RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEET-ING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 O-F THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN. THA-NK YOU. | Non-Voting | |||||||||
O41.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF INTERNAL AUDITORS AND ITS CHAIRMAN: LIST PRESENTED BY "FIDELITY FUNDS", "GABELLI FUNDS LLC", "SETANTA ASSET MANAGEMENT LIMITED" AND "AMBER GLOBAL OPPORTUNITIES MASTER FUND LTD" REPRESENTING 2.969PCT OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITOR: MICHELE RUTIGLIANO, ALTERNATE AUDITOR: MARCO PEDRETTI | Shareholder | For | Against | |||||||
O41.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF INTERNAL AUDITORS AND ITS CHAIRMAN: LIST PRESENTED BY SOFIL S.A.S.-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE S.A.S.: EFFECTIVE AUDITORS: GIORGIO LOLI, ALESSANDRA STABILINI, NICOLA GIOVANNI IBERATI, ALTERNATE AUDITOR: SAVERIO BOZZOLAN AND BARBARA TADOLINI | Shareholder | Against | For | |||||||
O.4.2 | TO STATE INTERNAL AUDITORS' EMOLUMENT | Management | For | For | |||||||
CMMT | 02 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTIONS O41.1 and O41.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:-305455 PLEASE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR I-NSTRUCTIONS | Non-Voting | |||||||||
TEXAS INSTRUMENTS INCORPORATED | |||||||||||
Security | 882508104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXN | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US8825081040 | Agenda | 933927103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | |||||||
2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2014 STOCK PURCHASE PLAN. | Management | For | For | |||||||
5. | BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
THE AES CORPORATION | |||||||||||
Security | 00130H105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AES | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US00130H1059 | Agenda | 933928890 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANDRES GLUSKI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ZHANG GUO BAO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHARLES L. HARRINGTON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES H. MILLER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SVEN SANDSTROM | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
SUNTRUST BANKS, INC. | |||||||||||
Security | 867914103 | Meeting Type | Annual | ||||||||
Ticker Symbol | STI | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US8679141031 | Agenda | 933927052 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID H. HUGHES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONNA S. MOREA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE AN AMENDMENT TO THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Management | For | For | |||||||
4. | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Management | For | For | |||||||
5. | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
6. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||||
Security | 025537101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AEP | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US0255371017 | Agenda | 933929537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS K. AKINS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SANDRA BEACH LIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: OLIVER G. RICHARD III | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
COCA-COLA ENTERPRISES INC. | |||||||||||
Security | 19122T109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCE | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US19122T1097 | Agenda | 933929551 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAN BENNINK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN F. BROCK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: L. PHILLIP HUMANN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ORRIN H. INGRAM II | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS H. JOHNSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SUZANNE B. LABARGE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: VERONIQUE MORALI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANDREA L. SAIA | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GARRY WATTS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: CURTIS R. WELLING | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | For | For | |||||||
2. | TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE OFFICERS' COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
HANESBRANDS INC. | |||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HBI | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US4103451021 | Agenda | 933930617 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BOBBY J. GRIFFIN | For | For | ||||||||
2 | JAMES C. JOHNSON | For | For | ||||||||
3 | JESSICA T. MATHEWS | For | For | ||||||||
4 | ROBERT F. MORAN | For | For | ||||||||
5 | J. PATRICK MULCAHY | For | For | ||||||||
6 | RONALD L. NELSON | For | For | ||||||||
7 | RICHARD A. NOLL | For | For | ||||||||
8 | ANDREW J. SCHINDLER | For | For | ||||||||
9 | ANN E. ZIEGLER | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2014 FISCAL YEAR | Management | For | For | |||||||
CITIGROUP INC. | |||||||||||
Security | 172967424 | Meeting Type | Annual | ||||||||
Ticker Symbol | C | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US1729674242 | Agenda | 933933637 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Against | For | |||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | |||||||||||
Security | 693475105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNC | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US6934751057 | Agenda | 933934576 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For | |||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS OF BORROWERS AND EXPOSURE TO CLIMATE CHANGE RISK. | Shareholder | Against | For | |||||||
ROLLINS, INC. | |||||||||||
Security | 775711104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROL | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US7757111049 | Agenda | 933941278 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R. RANDALL ROLLINS | For | For | ||||||||
2 | HENRY B. TIPPIE | For | For | ||||||||
3 | JAMES B. WILLIAMS | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2014. | Management | For | For | |||||||
3. | TO HOLD A NONBINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BIO-RAD LABORATORIES, INC. | |||||||||||
Security | 090572207 | Meeting Type | Annual | ||||||||
Ticker Symbol | BIO | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US0905722072 | Agenda | 933960759 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: LOUIS DRAPEAU | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT M. MALCHIONE | Management | For | For | |||||||
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | |||||||
3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE BIO-RAD LABORATORIES, INC. 2007 INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER BY 600,000 AND AMEND THE PERFORMANCE CRITERIA INCLUDED THEREUNDER. | Management | For | For | |||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BANCO SANTANDER CHILE | |||||||||||
Security | 05965X109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BSAC | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US05965X1090 | Agenda | 933976954 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF 2013. | Management | For | For | |||||||
2. | APPROVE THE PAYMENT OF A DIVIDEND OF CH$ 1.40706372 PER SHARE OR 60% OF 2013 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A DIVIDEND, WHICH WILL BE PAID IN CHILE BEGINNING ON APRIL 23, 2014. THE REMAINING 40% OF 2013 NET INCOME ATTRIBUTABLE TO SHAREHOLDERS WILL BE SET RETAINED AS RESERVES. | Management | For | For | |||||||
3. | APPROVAL OF EXTERNAL AUDITORS. THE BANK HAS RECEIVED PROPOSALS FROM KPMG AND DELOITTE AUDITORES Y CONSULTORES LIMITADA AND THE BANK RECOMMENDS GOING FORWARD WITH DELOITTE AUDITORES Y CONSULTORES LIMITADA. THEREFORE, A VOTE FOR THIS RESOLUTION WILL BE A VOTE FOR DELOITTE AUDITORES Y CONSULTORES LIMITADA. | Management | For | For | |||||||
4. | APPROVAL OF LOCAL RATING AGENCIES. THE BANK RECEIVED PROPOSALS FROM FELLER RATE, FITCH RATING CHILE AND ICR AND THE BANK RECOMMENDS GOING FORWARD WITH FELLER AND FITCH. THEREFORE, A VOTE FOR THIS RESOLUTION WILL BE A VOTE FOR FELLER AND FITCH. | Management | For | For | |||||||
5A. | RE-ELECTION OF DIRECTOR: MAURICIO LARRAIN | Management | For | For | |||||||
5B. | RE-ELECTION OF DIRECTOR: CARLOS OLIVOS (INDEPENDENT) | Management | For | For | |||||||
5C. | RE-ELECTION OF DIRECTOR: OSCAR VON CHRISMAR | Management | For | For | |||||||
5D. | RE-ELECTION OF DIRECTOR: VITTORIO CORBO | Management | For | For | |||||||
5E. | RE-ELECTION OF DIRECTOR: VICTOR ARBULU | Management | For | For | |||||||
5F. | RE-ELECTION OF DIRECTOR: MARCO COLODRO (INDEPENDENT) | Management | For | For | |||||||
5G. | RE-ELECTION OF DIRECTOR: ROBERTO MENDEZ | Management | For | For | |||||||
5H. | RE-ELECTION OF DIRECTOR: LUCIA SANTA CRUZ | Management | For | For | |||||||
5I. | RE-ELECTION OF DIRECTOR: LISANDRO SERRANO (INDEPENDENT) | Management | For | For | |||||||
5J. | RE-ELECTION OF DIRECTOR: ROBERTO ZAHLER | Management | For | For | |||||||
5K. | RE-ELECTION OF DIRECTOR: JUAN PEDRO SANTA MARIA | Management | For | For | |||||||
5L. | ELECTION OF DIRECTOR: ALFREDO ERGAS (INDEPENDENT) | Management | For | For | |||||||
6.1 | ELECTION OF ALTERNATE DIRECTOR: RAIMUNDO MONGE | Management | For | For | |||||||
7. | APPROVE THE BOARD OF DIRECTORS' 2014 REMUNERATION. THE PROPOSAL HAS NO MATERIAL OR SIGNIFICANT CHANGE TO THE AMOUNT APPROVED IN 2013. | Management | For | For | |||||||
8. | APPROVAL OF THE AUDIT COMMITTEE'S 2014 BUDGET AND REMUNERATION FOR ITS MEMBERS. THE PROPOSAL IS TO MAINTAIN THE REMUNERATION SCHEME APPROVED IN THE ANNUAL SHAREHOLDER MEETING OF 2013. | Management | For | For | |||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US1912161007 | Agenda | 933928256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US3696041033 | Agenda | 933932534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION | Management | Abstain | Against | |||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE | Shareholder | Against | For | |||||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES | Shareholder | Against | For | |||||||
C6 | SELL THE COMPANY | Shareholder | Against | For | |||||||
TEXTRON INC. | |||||||||||
Security | 883203101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXT | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US8832031012 | Agenda | 933935097 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KATHLEEN M. BADER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES T. CONWAY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: IVOR J. EVANS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PAUL E. GAGNE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DAIN M. HANCOCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JAMES L. ZIEMER | Management | For | For | |||||||
2. | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
NEWMONT MINING CORPORATION | |||||||||||
Security | 651639106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEM | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US6516391066 | Agenda | 933935225 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: N. DOYLE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: J. NELSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: D.C. ROTH | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING POLITICAL SPENDING DISCLOSURE. | Shareholder | Against | For | |||||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security | 263534109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DD | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US2635341090 | Agenda | 933935338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | |||||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | ON POLITICAL SPENDING | Shareholder | Against | For | |||||||
5. | ON HERBICIDE USE | Shareholder | Against | For | |||||||
6. | ON PLANT CLOSURE | Shareholder | Against | For | |||||||
7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | For | |||||||
EATON CORPORATION PLC | |||||||||||
Security | G29183103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETN | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | IE00B8KQN827 | Agenda | 933937243 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | |||||||
2. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | AUTHORIZING THE COMPANY OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | |||||||
HEINEKEN NV, AMSTERDAM | |||||||||||
Security | N39427211 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | |||||||||
ISIN | NL0000009165 | Agenda | 705038075 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 293642 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 1b. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
1.a | Report for the financial year 2013 | Non-Voting | |||||||||
1.b | Implementation of the remuneration policy for the Executive Board | Non-Voting | |||||||||
1.c | Adoption of the financial statements for the financial year 2013 | Management | For | For | |||||||
1.d | Decision on the appropriation of the balance of the income statement in accordance with Article 12 paragraph 7 of the Company's Articles of Association: It is proposed that a dividend over the fiscal year 2013 will be declared at EUR 0.89 gross per share of which EUR 0.36 was paid as interim dividend on 3 September 2013. the final dividend of EUR 0.53 per share will be made payable on 8 may 2014 | Management | For | For | |||||||
1.e | Discharge of the members of the Executive Board | Management | For | For | |||||||
1.f | Discharge of the members of the Supervisory Board | Management | For | For | |||||||
2.a | Authorisation of the Executive Board to acquire own shares | Management | For | For | |||||||
2.b | Authorisation of the Executive Board to issue (rights to) shares | Management | For | For | |||||||
2.c | Authorisation of the Executive Board to restrict or exclude shareholders' pre-emptive rights | Management | Against | Against | |||||||
3 | Long-term variable award plan: replacement of the Organic Gross Profit beia Growth performance measure by Organic Revenue Growth performance measure going forward | Management | For | For | |||||||
4 | Appointment External Auditor: it is proposed that the general meeting assigns Deloitte Accountants B V as the auditors responsible for auditing the financial accounts for the three year period, starting with the financial year 2015. KPMG Accountants N.V. has agreed that the current appointment with Heineken N V will not extend beyond the financial year 2014 | Management | For | For | |||||||
5.a | Re-appointment of Mrs. A.M. Fentener van Vlissingen as member of the Supervisory Board | Management | For | For | |||||||
5.b | Re-appointment of Mr. J.A. Fernandez Carbajal as member of the Supervisory Board | Management | For | For | |||||||
5.c | Re-appointment of Mr. J.G. Astaburuaga Sanjines as member of the Supervisory Board | Management | For | For | |||||||
5.d | Appointment of Mr. J.M. Huet as member of the Supervisory Board | Management | For | For | |||||||
NEWMARKET CORPORATION | |||||||||||
Security | 651587107 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEU | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US6515871076 | Agenda | 933930592 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: PHYLLIS L. COTHRAN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MARK M. GAMBILL | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRUCE C. GOTTWALD | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: THOMAS E. GOTTWALD | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PATRICK D. HANLEY | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JAMES E. ROGERS | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CHARLES B. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE NEWMARKET CORPORATION 2014 INCENTIVE COMPENSATION AND STOCK PLAN. | Management | For | For | |||||||
INTERACTIVE BROKERS GROUP, INC. | |||||||||||
Security | 45841N107 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBKR | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US45841N1072 | Agenda | 933932267 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: THOMAS PETERFFY | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: EARL H. NEMSER | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: PAUL J. BRODY | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MILAN GALIK | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: LAWRENCE E. HARRIS | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: HANS R. STOLL | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: WAYNE WAGNER | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: RICHARD GATES | Management | For | For | |||||||
2. | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP. | Management | For | For | |||||||
JANUS CAPITAL GROUP INC. | |||||||||||
Security | 47102X105 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNS | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US47102X1054 | Agenda | 933932700 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: G. ANDREW COX | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EUGENE FLOOD, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J. RICHARD FREDERICKS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DEBORAH R. GATZEK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SEIJI INAGAKI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GLENN S. SCHAFER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD M. WEIL | Management | For | For | |||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | |||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US4781601046 | Agenda | 933933548 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | |||||||
PFIZER INC. | |||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US7170811035 | Agenda | 933933738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | For | |||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | Against | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
DIEBOLD, INCORPORATED | |||||||||||
Security | 253651103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DBD | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US2536511031 | Agenda | 933934653 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PATRICK W. ALLENDER | For | For | ||||||||
2 | ROBERTO ARTAVIA | For | For | ||||||||
3 | BRUCE L. BYRNES | For | For | ||||||||
4 | PHILLIP R. COX | For | For | ||||||||
5 | RICHARD L. CRANDALL | For | For | ||||||||
6 | GALE S. FITZGERALD | For | For | ||||||||
7 | GARY G. GREENFIELD | For | For | ||||||||
8 | ANDREAS W. MATTES | For | For | ||||||||
9 | ROBERT S. PRATHER, JR. | For | For | ||||||||
10 | RAJESH K. SOIN | For | For | ||||||||
11 | HENRY D.G. WALLACE | For | For | ||||||||
12 | ALAN J. WEBER | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4 | TO APPROVE THE DIEBOLD, INCORPORATED 2014 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
5 | TO APPROVE THE DIEBOLD, INCORPORATED AMENDED AND RESTATED 1991 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | Abstain | Against | |||||||
T. ROWE PRICE GROUP, INC. | |||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TROW | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US74144T1088 | Agenda | 933936330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: MARK S. BARTLETT | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | For | For | |||||||
2) | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3) | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
WEIS MARKETS, INC. | |||||||||||
Security | 948849104 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMK | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US9488491047 | Agenda | 933936708 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT F. WEIS | For | For | ||||||||
2 | JONATHAN H. WEIS | For | For | ||||||||
3 | HAROLD G. GRABER | For | For | ||||||||
4 | EDWARD J. LAUTH III | For | For | ||||||||
5 | GERRALD B. SILVERMAN | For | For | ||||||||
6 | GLENN D. STEELE, JR. | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | |||||||
3. | PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
LOCKHEED MARTIN CORPORATION | |||||||||||
Security | 539830109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LMT | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5398301094 | Agenda | 933939778 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DANIEL F. AKERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROSALIND G. BREWER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID B. BURRITT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES M. LOY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH W. RALSTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ANNE STEVENS | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") | Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO AMEND THE 2011 INCENTIVE PERFORMANCE AWARD PLAN TO AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL SHARES | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL - ADOPT A POLICY REQUIRING SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF EQUITY COMPENSATION UNTIL RETIREMENT | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL - AMEND THE CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE INCENTIVE COMPENSATION | Shareholder | Against | For | |||||||
SENSIENT TECHNOLOGIES CORPORATION | |||||||||||
Security | 81725T100 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | SXT | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US81725T1007 | Agenda | 933942698 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES R HENDERSON | For | For | ||||||||
2 | JAMES E HYMAN | Withheld | Against | ||||||||
3 | STEPHEN E LOUKAS | Withheld | Against | ||||||||
4 | WILLIAM E REDMOND, JR. | For | For | ||||||||
5 | MGT NOM HANK BROWN | Withheld | Against | ||||||||
6 | MGT NOM E H CICHURSKI | Withheld | Against | ||||||||
7 | MGT NOM F M CLYDESDALE | Withheld | Against | ||||||||
8 | MGT NOM P MANNING | For | For | ||||||||
9 | MGT NOM E R WEDRAL | Withheld | Against | ||||||||
2. | THE COMPANY'S PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | THE COMPANY'S PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES CORPORATION INCENTIVE COMPENSATION PLAN FOR ELECTED CORPORATE OFFICERS. | Management | For | For | |||||||
4. | THE COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2014. | Management | For | For | |||||||
SEARS CANADA INC. | |||||||||||
Security | 81234D109 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | SEARF | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | CA81234D1096 | Agenda | 933948878 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | DOUGLAS CAMPBELL | For | For | ||||||||
2 | WILLIAM C. CROWLEY | For | For | ||||||||
3 | TIMOTHY FLEMMING | For | For | ||||||||
4 | WILLIAM R. HARKER | For | For | ||||||||
5 | R. RAJA KHANNA | For | For | ||||||||
6 | JAMES MCBURNEY | For | For | ||||||||
7 | DEBORAH E. ROSATI | For | For | ||||||||
8 | DANITA STEVENSON | For | For | ||||||||
9 | S. JEFFREY STOLLENWERCK | For | For | ||||||||
10 | H. RONALD WEISSMAN | For | For | ||||||||
02 | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP AS THE CORPORATION'S AUDITORS, AND AUTHORIZING THE BOARD OF DIRECTORS OF THE CORPORATION TO SET THE AUDITORS' REMUNERATION; | Management | For | For | |||||||
03 | PASSING A SPECIAL RESOLUTION AUTHORIZING AN AMENDMENT TO THE ARTICLES OF AMALGAMATION OF THE CORPORATION, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR; | Management | For | For | |||||||
04 | PASSING AN ORDINARY RESOLUTION AUTHORIZING AN AMENDMENT TO BY-LAW NO. 1, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | |||||||
FIDELITY SOUTHERN CORPORATION | |||||||||||
Security | 316394105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LION | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US3163941053 | Agenda | 933952257 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAMES B. MILLER, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MAJOR GENERAL (RET) DAVID R. BOCKEL | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: WM. MILLARD CHOATE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: DONALD A. HARP, JR. | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: KEVIN S. KING | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM C. LANKFORD, JR. | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: H. PALMER PROCTOR, JR. | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: W. CLYDE SHEPHERD III | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: RANKIN M. SMITH, JR. | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US00206R1023 | Agenda | 933930807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | |||||||
5. | POLITICAL REPORT. | Shareholder | Against | For | |||||||
6. | LOBBYING REPORT. | Shareholder | Against | For | |||||||
7. | WRITTEN CONSENT. | Shareholder | Against | For | |||||||
GRACO INC. | |||||||||||
Security | 384109104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GGG | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3841091040 | Agenda | 933931289 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PATRICK J. MCHALE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LEE R. MITAU | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARTHA A. MORFITT | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
ABBOTT LABORATORIES | |||||||||||
Security | 002824100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABT | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US0028241000 | Agenda | 933934641 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R.J. ALPERN | For | For | ||||||||
2 | R.S. AUSTIN | For | For | ||||||||
3 | S.E. BLOUNT | For | For | ||||||||
4 | W.J. FARRELL | For | For | ||||||||
5 | E.M. LIDDY | For | For | ||||||||
6 | N. MCKINSTRY | For | For | ||||||||
7 | P.N. NOVAKOVIC | For | For | ||||||||
8 | W.A. OSBORN | For | For | ||||||||
9 | S.C. SCOTT III | For | For | ||||||||
10 | G.F. TILTON | For | For | ||||||||
11 | M.D. WHITE | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION | Shareholder | Against | For | |||||||
KELLOGG COMPANY | |||||||||||
Security | 487836108 | Meeting Type | Annual | ||||||||
Ticker Symbol | K | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US4878361082 | Agenda | 933934805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN BRYANT | For | For | ||||||||
2 | STEPHANIE A. BURNS | For | For | ||||||||
3 | LA J. MONTGOMERY TABRON | For | For | ||||||||
4 | ROGELIO REBOLLEDO | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING A HUMAN RIGHTS REPORT. | Shareholder | Against | For | |||||||
6. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE. | Shareholder | Against | For | |||||||
GATX CORPORATION | |||||||||||
Security | 361448103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GMT | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3614481030 | Agenda | 933937510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JAMES B. REAM | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. RITCHIE | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: PAUL G. YOVOVICH | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
ALLEGHANY CORPORATION | |||||||||||
Security | 017175100 | Meeting Type | Annual | ||||||||
Ticker Symbol | Y | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US0171751003 | Agenda | 933941280 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: REX D. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: IAN H. CHIPPENDALE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WESTON M. HICKS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JEFFERSON W. KIRBY | Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | Management | For | For | |||||||
3. | SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION. | Management | Abstain | Against | |||||||
FERRO CORPORATION | |||||||||||
Security | 315405100 | Meeting Type | Annual | ||||||||
Ticker Symbol | FOE | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3154051003 | Agenda | 933958615 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD J. HIPPLE | For | For | ||||||||
2 | GREGORY E. HYLAND | For | For | ||||||||
3 | WILLIAM B. LAWRENCE | For | For | ||||||||
2. | APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | Against | Against | |||||||
3. | APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND THE COMPANY'S ELEVENTH AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING. | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
6. | IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL. | Management | For | For | |||||||
GENUINE PARTS COMPANY | |||||||||||
Security | 372460105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GPC | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US3724601055 | Agenda | 933928725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DR. MARY B. BULLOCK | For | For | ||||||||
2 | PAUL D. DONAHUE | For | For | ||||||||
3 | JEAN DOUVILLE | For | For | ||||||||
4 | GARY P. FAYARD | For | For | ||||||||
5 | THOMAS C. GALLAGHER | For | For | ||||||||
6 | GEORGE C. "JACK" GUYNN | For | For | ||||||||
7 | JOHN R. HOLDER | For | For | ||||||||
8 | JOHN D. JOHNS | For | For | ||||||||
9 | MICHAEL M.E. JOHNS, M.D | For | For | ||||||||
10 | R.C. LOUDERMILK, JR. | For | For | ||||||||
11 | WENDY B. NEEDHAM | For | For | ||||||||
12 | JERRY W. NIX | For | For | ||||||||
13 | GARY W. ROLLINS | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
THE BOEING COMPANY | |||||||||||
Security | 097023105 | Meeting Type | Annual | ||||||||
Ticker Symbol | BA | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US0970231058 | Agenda | 933932368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | |||||||
2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOEING COMPANY 2003 INCENTIVE STOCK PLAN. | Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
5. | REPORT TO DISCLOSE LOBBYING. | Shareholder | Against | For | |||||||
6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
7. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
HONEYWELL INTERNATIONAL INC. | |||||||||||
Security | 438516106 | Meeting Type | Annual | ||||||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US4385161066 | Agenda | 933934526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | |||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||
FORTUNE BRANDS HOME & SECURITY, INC. | |||||||||||
Security | 34964C106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FBHS | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US34964C1062 | Agenda | 933934792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.D. DAVID MACKAY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: NORMAN H. WESLEY | Management | For | For | |||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
UNITED TECHNOLOGIES CORPORATION | |||||||||||
Security | 913017109 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTX | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US9130171096 | Agenda | 933936378 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | |||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014 | Management | For | For | |||||||
3. | APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS | Management | Against | Against | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
CRANE CO. | |||||||||||
Security | 224399105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CR | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US2243991054 | Agenda | 933937344 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: E. THAYER BIGELOW | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MAX H. MITCHELL | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
DANONE SA, PARIS | |||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | FR0000120644 | Agenda | 704995806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend at Euros 1.45 per share | Management | For | For | |||||||
O.4 | Option for payment of the dividend in shares | Management | For | For | |||||||
O.5 | Renewal of term of Mr. Bruno BONNELL as board member | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Bernard HOURS as board member | Management | For | For | |||||||
O.7 | Renewal of term of Mrs. Isabelle SEILLIER as board member | Management | For | For | |||||||
O.8 | Renewal of term of Mr. Jean-Michel SEVERINO as board member | Management | For | For | |||||||
O.9 | Appointment of Mrs. Gaelle OLIVIER as board member | Management | For | For | |||||||
O.10 | Appointment of Mr. Lionel ZINSOU-DERLIN as board member | Management | For | For | |||||||
O.11 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code | Management | For | For | |||||||
O.12 | Approval of the agreements pursuant to the provisions of articles L.225-38 et seq. of the commercial code entered into by the company with the JP Morgan group | Management | For | For | |||||||
O.13 | Approval of the executive officer employment agreement between Mr. Bernard HOURS and Danone trading B.V. and consequential amendments to the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS in the event of termination of his duties as corporate officer | Management | For | For | |||||||
O.14 | Approval of the renewal of the agreements and commitments pursuant to articles L.225-38 and L.225-42-1 of the commercial code relating to Mr. Bernard HOURS made by the company and Danone trading B.V | Management | For | For | |||||||
O.15 | Reviewing the elements of compensation owed or paid to Mr. Franck RIBOUD, CEO for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.16 | Reviewing the elements of compensation owed or paid to Mr. Emmanuel FABER, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.17 | Reviewing the elements of compensation owed or paid to Mr. Bernard HOURS, deputy chief executive officer, for the financial year ended on December 31, 2013 | Management | For | For | |||||||
O.18 | Authorization to be granted to the board of directors to purchase, keep or transfer shares of the company | Management | For | For | |||||||
E.19 | Authorization granted to the board of directors to allocate existing shares of the company or shares to be issued with the cancellation of shareholders' preferential subscription rights | Management | Against | Against | |||||||
E.20 | Amendment to the bylaws regarding the appointment of directors representing employees within the board of directors | Management | For | For | |||||||
E.21 | Powers to carry out all legal formalities | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0303/201403031400473. | Non-Voting | |||||||||
CORNING INCORPORATED | |||||||||||
Security | 219350105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLW | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US2193501051 | Agenda | 933931215 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHANIE A. BURNS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES B. FLAWS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DEBORAH A. HENRETTA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KEVIN J. MARTIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DEBORAH D. RIEMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: HANSEL E. TOOKES II | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARK S. WRIGHTON | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE ADOPTION OF THE 2014 VARIABLE COMPENSATION PLAN. | Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
THE HERSHEY COMPANY | |||||||||||
Security | 427866108 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSY | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US4278661081 | Agenda | 933934831 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | P.M. ARWAY | For | For | ||||||||
2 | J.P. BILBREY | For | For | ||||||||
3 | R.F. CAVANAUGH | For | For | ||||||||
4 | C.A. DAVIS | For | For | ||||||||
5 | M.K. HABEN | For | For | ||||||||
6 | R.M. MALCOLM | For | For | ||||||||
7 | J.M. MEAD | For | For | ||||||||
8 | J.E. NEVELS | For | For | ||||||||
9 | A.J. PALMER | For | For | ||||||||
10 | T.J. RIDGE | For | For | ||||||||
11 | D.L. SHEDLARZ | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
3. | APPROVE, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBM | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US4592001014 | Agenda | 933935237 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D.N. FARR | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: V.M. ROMETTY | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | Abstain | Against | |||||||
4. | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE (PAGE 73) | Management | For | For | |||||||
5. | ADOPTION OF THE IBM 2014 EMPLOYEES STOCK PURCHASE PLAN (PAGE 76) | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 78) | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 79) | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY (PAGE 80) | Shareholder | Against | For | |||||||
PACCAR INC | |||||||||||
Security | 693718108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCAR | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US6937181088 | Agenda | 933936328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: MARK A. SCHULZ | Management | For | For | |||||||
2. | RESTRICTED STOCK AND DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | Against | For | |||||||
WELLS FARGO & COMPANY | |||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US9497461015 | Agenda | 933937089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | |||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | |||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | |||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | |||||||
AGL RESOURCES INC. | |||||||||||
Security | 001204106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GAS | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0012041069 | Agenda | 933938500 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SANDRA N. BANE | For | For | ||||||||
2 | THOMAS D. BELL, JR. | For | For | ||||||||
3 | NORMAN R. BOBINS | For | For | ||||||||
4 | CHARLES R. CRISP | For | For | ||||||||
5 | BRENDA J. GAINES | For | For | ||||||||
6 | ARTHUR E. JOHNSON | For | For | ||||||||
7 | WYCK A. KNOX, JR. | For | For | ||||||||
8 | DENNIS M. LOVE | For | For | ||||||||
9 | DEAN R. O'HARE | For | For | ||||||||
10 | ARMANDO J. OLIVERA | For | For | ||||||||
11 | JOHN E. RAU | For | For | ||||||||
12 | JAMES A. RUBRIGHT | For | For | ||||||||
13 | JOHN W. SOMERHALDER II | For | For | ||||||||
14 | BETTINA M. WHYTE | For | For | ||||||||
15 | HENRY C. WOLF | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING GENDER IDENTITY. | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shareholder | Against | For | |||||||
SUNCOR ENERGY INC. | |||||||||||
Security | 867224107 | Meeting Type | Annual | ||||||||
Ticker Symbol | SU | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | CA8672241079 | Agenda | 933950188 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | MEL E. BENSON | For | For | ||||||||
2 | DOMINIC D'ALESSANDRO | For | For | ||||||||
3 | W. DOUGLAS FORD | For | For | ||||||||
4 | JOHN D. GASS | For | For | ||||||||
5 | PAUL HASELDONCKX | For | For | ||||||||
6 | JOHN R. HUFF | For | For | ||||||||
7 | JACQUES LAMARRE | For | For | ||||||||
8 | MAUREEN MCCAW | For | For | ||||||||
9 | MICHAEL W. O'BRIEN | For | For | ||||||||
10 | JAMES W. SIMPSON | For | For | ||||||||
11 | EIRA M. THOMAS | For | For | ||||||||
12 | STEVEN W. WILLIAMS | For | For | ||||||||
13 | MICHAEL M. WILSON | For | For | ||||||||
02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | Management | For | For | |||||||
03 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | |||||||
FMC CORPORATION | |||||||||||
Security | 302491303 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMC | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US3024913036 | Agenda | 933951469 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: K'LYNNE JOHNSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM H. POWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
GRUPO TELEVISA, S.A.B. | |||||||||||
Security | 40049J206 | Meeting Type | Annual | ||||||||
Ticker Symbol | TV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US40049J2069 | Agenda | 934002041 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
L1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management | For | For | |||||||
L2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | For | For | |||||||
D1 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED AT THIS MEETING PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS. | Management | No Action | ||||||||
D2 | APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | No Action | ||||||||
AB1 | PRESENTATION AND, IN ITS CASE, APPROVAL OF THE REPORTS REFERRED TO IN ARTICLE 28, PARAGRAPH IV OF THE SECURITIES MARKET LAW, INCLUDING THE FINANCIAL STATEMENTS FOR THE YEAR ENDED ON DECEMBER 31, 2013 AND RESOLUTIONS REGARDING THE ACTIONS TAKEN BY THE BOARD OF DIRECTORS, THE COMMITTEES AND THE CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Management | No Action | ||||||||
AB2 | PRESENTATION OF THE REPORT REGARDING CERTAIN FISCAL OBLIGATIONS OF THE COMPANY, PURSUANT TO THE APPLICABLE LEGISLATION. | Management | No Action | ||||||||
AB3 | RESOLUTION REGARDING THE ALLOCATION OF FINAL RESULTS FOR THE YEAR ENDED ON DECEMBER 31, 2013. | Management | No Action | ||||||||
AB4 | RESOLUTION REGARDING (I) THE AMOUNT THAT MAY BE ALLOCATED TO THE REPURCHASE OF SHARES OF THE COMPANY PURSUANT TO ARTICLE 56, PARAGRAPH IV OF THE SECURITIES MARKET LAW; (II) THE REPORT ON THE POLICIES AND RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY, REGARDING THE ACQUISITION AND SALE OF SUCH SHARES; AND (III) THE REPORT ON THE LONG TERM RETENTION PLAN OF THE COMPANY. | Management | No Action | ||||||||
AB5 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE BOARD OF DIRECTORS, THE SECRETARY AND OFFICERS OF THE COMPANY. | Management | No Action | ||||||||
AB6 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE MEMBERS THAT SHALL CONFORM THE EXECUTIVE COMMITTEE. | Management | No Action | ||||||||
AB7 | APPOINTMENT AND/OR RATIFICATION, AS THE CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE. | Management | No Action | ||||||||
AB8 | COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AS WELL AS TO THE SECRETARY. | Management | No Action | ||||||||
AB9 | APPOINTMENT OF DELEGATES WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED AT THIS MEETING. | Management | No Action | ||||||||
ANHEUSER-BUSCH INBEV SA, BRUXELLES | |||||||||||
Security | B6399C107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | BE0003793107 | Agenda | 705080947 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
A.1 | Deciding that all outstanding subscription rights granted to Directors (including former Directors) of the Company and certain executives (including former executives) will be automatically converted into stock options, so that, upon exercise, existing shares instead of new shares will be delivered, with effect on 1 May 2014; accordingly, acknowledging that all subscription rights outstanding on 1 May 2014 will become without object, with effect on the same date; confirming that the terms and conditions of such replacement stock options will be identical to those of such subscription rights, including regarding the exercise price and the exercise conditions and periods, except to the extent strictly needed to take into account that existing shares instead of new shares will be delivered; deciding that such replacement CONTD | Management | No Action | ||||||||
CONT | CONTD stock options will continue to grant their holders a right of early-exercise in the event contemplated by Article 501, second indent, of the-Companies Code (i.e., in relation to certain capital increases), in the same-manner as the subscription rights did | Non-Voting | |||||||||
A.2.a | Special report by the Board of Directors on the authorised capital, drawn up-in accordance with Article 604 of the Companies Code | Non-Voting | |||||||||
A.2.b | Cancelling the unused portion of the existing authorised capital, granting a renewed authorisation to the Board of Directors to increase the capital in accordance with Article 6 of the articles of association, in one or more transactions, by the issuance of a number of shares, or financial instruments giving right to a | Management | No Action | ||||||||
number of shares, which will represent not more than 3% of the shares issued as at 30 April 2014, and modifying Article 6 of the articles of association accordingly. Such authorisation is granted for a period of five years as from the date of publication of this modification to the articles of association in the Belgian State Gazette (Moniteur Belge /Belgisch Staatsblad) | |||||||||||
B.1.a | Renewing, for a period of five years as from 30 April 2014, the authorisation to the Board of Directors to purchase the Company's own shares up to maximum 20 per cent of the issued shares for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price in the last twenty trading days of the shares on Euronext Brussels preceding the acquisition. The previous authorization expired on 28 April 2014 | Management | No Action | ||||||||
B.1.b | Replacing Article 10 of the articles of association by the following text: "Article 10.-ACQUISITION AND DISPOSAL OF OWN SHARES The company may, without any prior authorisation of the Shareholders' Meeting, in accordance with article 620 of the Companies Code and under the conditions provided for by law, acquire, on or outside the stock exchange, its own shares up to a maximum of 20% of the issued shares of the company for a unitary price which will not be lower than one euro (EUR 1,-) and not higher than 20 % above the highest closing price on Euronext Brussels in the last twenty trading days preceding the acquisition. The company may, without any prior authorisation of the Shareholders' Meeting, in accordance with article 622, section 2, 1 of the Companies Code, dispose, on or outside the stock exchange, of the shares CONTD | Management | No Action | ||||||||
CONT | CONTD of the company which were acquired by the company under the conditions-determined by the Board of Directors. The authorisations set forth in the-preceding paragraphs also extend to acquisitions and disposals of shares of-the company by direct subsidiaries of the company made in accordance with-article 627 of the Companies Code. The authorisations set forth in this-article were granted for a period of five (5) years as from the extraordinary-shareholders' meeting of thirty April two thousand and fourteen | Non-Voting | |||||||||
C.1 | Management report by the Board of Directors on the accounting year ended on-31 December 2013 | Non-Voting | |||||||||
C.2 | Report by the statutory auditor on the accounting year ended on 31 December-2013 | Non-Voting | |||||||||
C.3 | Communication of the consolidated annual accounts relating to the accounting-year ended on 31 December 2013, as well as the management report by the Board-of Directors and the report by the statutory auditor on the consolidated-annual accounts | Non-Voting | |||||||||
C.4 | Approving the statutory annual accounts relating to the accounting year ended on 31 December 2013, including the following allocation of the result: (as specified) On a per share basis, this represents a gross dividend for 2013 of EUR 2.05 giving right to a dividend net of Belgian withholding tax of EUR 1.5375 per share (in case of 25% Belgian withholding tax) and of EUR 2.05 per share (in case of exemption from Belgian withholding tax). Taking into account the gross interim dividend of EUR 0.60 per share paid in November 2013, a balance gross amount of EUR 1.45 will be payable as from 8 May 2014, i.e. a balance dividend net of Belgian withholding tax of EUR 1.0875 per share (in case of 25% Belgian withholding tax) and of EUR 1.45 per share (in case of exemption from Belgian withholding tax). The actual gross CONTD | Management | No Action | ||||||||
CONT | CONTD dividend amount (and, subsequently, the balance amount) may fluctuate-depending on possible changes in the number of own shares held by the Company-on the dividend payment date | Non-Voting | |||||||||
C.5 | Granting discharge to the Directors for the performance of their duties during the accounting year ended on 31 December 2013 | Management | No Action | ||||||||
C.6 | Granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2013 | Management | No Action | ||||||||
C.7.a | Renewing the appointment as independent director of Mr. Kees Storm, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2014. The Company's Corporate Governance Charter provides that the term of office of directors shall end immediately after the annual shareholders' meeting following their 70th birthday, except as provided by the Board of Directors in special cases. The Board considers that an exception to such age limit is justified for Mr. Storm considering the key role that he has played and continues to play as independent director. Mr. Storm complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company's Corporate Governance Charter, except for the requirement CONTD | Management | No Action | ||||||||
CONT | CONTD not to have been a non-executive director of the company for more than-three successive terms (Article 526ter, par. 1, 2). Except when legally-required to apply the definition of Article 526ter, par. 1, 2, the Board- proposes to consider that Mr. Storm continues to qualify as independent-director. The Board is of the opinion that the quality and independence of- the contribution of Mr. Storm to the functioning of the Board has not been-influenced by the length of his tenure. Mr. Storm has acquired a superior- | Non-Voting | |||||||||
understanding of the Company's business, its underlying strategy and specific-culture, in particular in his capacity of chairman of the Board, and in light-of his particular experience, reputation and background it is in the-Company's best interests to renew him as an independent director for an-additional term CONTD | |||||||||||
CONT | CONTD of one year. Moreover, Mr. Storm expressly stated and the Board is of-the opinion that he does not have any relationship with any company which-could compromise his independence | Non-Voting | |||||||||
C.7.b | Renewing the appointment as independent director of Mr. Mark Winkelman, for a period of 1 year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2014. Mr. Winkelman complies with the functional, family and financial criteria of independence as provided for in Article 526ter of the Companies Code and in the Company's Corporate Governance Charter, except for the requirement not to have been a non-executive director of the company for more than three successive terms (Article 526ter, par. 1, 2). Except when legally required to apply the definition of Article 526ter, par. 1, 2, the Board proposes to consider that Mr. Winkelman continues to qualify as independent director. The Board is of the opinion that the quality and independence of the contribution of Mr. Winkelman to the CONTD | Management | No Action | ||||||||
CONT | CONTD functioning of the Board has not been influenced by the length of his-tenure. Mr. Winkelman has acquired a superior understanding of the Company's-business, its underlying strategy and specific culture, and in light of his-particular experience, reputation and background it is in the Company's best-interests to renew him as an independent director for an additional term of-one year. Moreover, Mr. Winkelman expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could- compromise his independence | Non-Voting | |||||||||
C.7.c | Renewing the appointment as director of Mr. Alexandre Van Damme, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management | No Action | ||||||||
C.7.d | Renewing the appointment as director of Mr. Gregoire de Spoelberch, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management | No Action | ||||||||
C.7.e | Renewing the appointment as director of Mr. Carlos Alberto da Veiga Sicupira, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management | No Action | ||||||||
C.7.f | Renewing the appointment as director of Mr. Marcel Herrmann Telles, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017 | Management | No Action | ||||||||
C.7.g | Acknowledging the end of mandate as director of Mr. Jorge Paulo Lemann and appointing as director Mr. Paulo Lemann as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Paulo Lemann, a Brazilian citizen, graduated from Faculdade Candido Mendes in Rio de Janeiro, Brazil with a B.A. in Economics. Mr. Lemann interned at PriceWaterhouse in 1989 and was employed as an Analyst at Andersen Consulting from 1990 to 1991. From 1992 to 1995, he performed equity analysis while at Banco Marka (Rio de Janeiro). Mr. Lemann performed equity analysis for Dynamo Asset Management (Rio de Janeiro) from 1995 to 1996. From 1997 to 2004, he started the hedge fund investment effort at Tinicum Inc., a New York based investment office that advised the CONTD | Management | No Action | ||||||||
CONT | CONTD Synergy Fund of Funds where he served as Portfolio Manager. In May-2005, Mr. Lemann founded Pollux Capital and is currently the Portfolio-Manager. Mr. Lemann is a board member of Lojas Americanas, the Lemann- Foundation and Ambev | Non-Voting | |||||||||
C.7.h | Acknowledging the end of mandate as director of Mr. Roberto Moses Thompson Motta and appointing as director Mr. Alexandre Behring as his successor, for a period of four years ending after the shareholders meeting which will be asked to approve the accounts for the year 2017. Mr. Behring, a Brazilian citizen, received a BS in Electric Engineering from Pontificia Universidade Catolica in Rio de Janeiro and an MBA from Harvard Graduate School of Business, having graduated as a Baker Scholar and a Loeb Scholar. He is a co-founder and the Managing Partner of 3G Capital, a global investment firm with offices in New York and Rio de Janeiro, since 2004. Mr. Behring serves on Burger King's Board as Chairman since October 2010, following Burger King's acquisition by 3G Capital, and has become Chairman of H.J. Heinz, following the CONTD | Management | No Action | ||||||||
CONT | CONTD closing of such company's acquisition by Berkshire Hathaway and 3G-Capital in June 2013. Additionally, Mr. Behring served as a Director, and-member of the Compensation and Operations Committees of the Board of CSX- Corporation, a leading U.S. rail-based transportation company, from 2008 to-2011. Previously, Mr. Behring spent approximately 10 years at GP Investments,-one of Latin America's premier private-equity firms, including eight years as-a partner and member of the firm's Investment Committee. He served for seven-years, from 1998 through 2004, as a Director and CEO of Latin America's-largest railroad, ALL (America Latina Logistica). Mr. Behring was a-co-founder and partner in Modus OSI Technologies, a technology firm with-offices in Florida and Sao Paulo, from 1989 to 1993 | Non-Voting | |||||||||
C.7.i | Appointing as independent director Mr. Elio Leoni Sceti, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mr Leoni Sceti is an Italian citizen, living in the UK. He graduated Magma Cum Laude in Economics from LUISS in Rome, where he passed the Dottore Commercialista post graduate bar exam. Mr. Sceti is currently CEO of Iglo Group, a European food business whose brands are Birds Eye, Findus (in Italy) and Iglo. He has over 20 years' experience in the FMCG and media sectors. He served as CEO of EMI Music from 2008 to 2010. Prior to EMI, Mr. Sceti had an international career in marketing and held senior leadership roles at Procter & Gamble and Reckitt Benckiser. Mr. Sceti is also a private investor in technology start-ups, and is currently CONTD | Management | No Action | ||||||||
CONT | CONTD Chairman of Zeebox Ltd, Chairman of LSG holdings, and a Counsellor at-One Young World. Mr. Elio Leoni Sceti complies with the functional, family-and financial criteria of independence as provided for in Article 526ter of- the Companies Code and in the Company's Corporate Governance Charter.-Moreover, Mr. Elio Leoni Sceti expressly stated and the Board is of the-opinion that he does not have any relationship with any company which could- compromise his independence | Non-Voting | |||||||||
C.7.j | Appointing as director Mrs. Maria Asuncion Aramburuzabala Larregui, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mrs. Aramburuzabala was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Mrs. Aramburuzabala is a citizen of Mexico and holds a degree in Accounting from ITAM (Instituto Tecnologico Autonomo de Mexico). She has served as CEO of Tresalia Capital since 1996. She is also on the Boards of KIO Networks, Abilia, Red Universalia, Grupo Modelo, Grupo Financiero Banamex, Banco Nacional de Mexico, non-executive Director of Fresnillo plc, Medica Sur, Latin America Conservation Council, Calidad de Vida, Progreso y Desarrollo para la Ciudad de Mexico and an Advisory Board member CONTD | Management | No Action | ||||||||
CONT | CONTD of the Instituto Tecnologico Autonomo de Mexico, School of Business | Non-Voting | |||||||||
C.7.k | Appointing as director Mr. Valentin Diez Morodo, for a period of four years ending after the shareholders' meeting which will be asked to approve the accounts for the year 2017. Mr. Diez was proposed for appointment as director in accordance with the terms of the combination of ABI with Grupo Modelo. Born in 1940, Mr. Valentin Diez has exceeded the age limit of 70 years for directors as set forth in the Company's Corporate Governance Charter. The Board considers however that an exception to this age limit is justified for Mr. Diez considering the key | Management | No Action | ||||||||
role that he has played and continues to play within Grupo Modelo as well as his exceptional business experience and reputation, amongst others in the beer sector and industry at large. Mr. Diez is a citizen of Mexico and holds a degree in Business Administration from the CONTD | |||||||||||
CONT | CONTD Universidad Iberoamericana and participated in postgraduate courses at-the University of Michigan. He is currently President of Grupo Nevadi-International, Chairman of the Consejo Empresarial Mexicano de Comercio- Exterior, Inversion y Tecnologia, AC (COMCE) and Chairman of that-organization's Mexico- Spain Bilateral Committee. He is a member of the Board-of Directors of Grupo Modelo, Vice President of Kimberly Clark de Mexico and- Grupo Aeromexico. He is member of the Board of Grupo Financiero Banamex,-Acciones y Valores Banamex, Grupo Dine, Mexichem, OHL Mexico, Zara Mexico,-Telefonica Moviles Mexico, Banco Nacional de Comercio Exterior, S.N.C.- (Bancomext), ProMexico and the Instituto de Empresa, Madrid. He is member of-the Consejo Mexicano de Hombres de Negocios and Chairman of the Instituto-Mexicano para la CONTD | Non-Voting | |||||||||
CONT | CONTD Competitividad, IMCO. He is Chairman of the Assembly of Associates of-the Universidad Iberoamericana, and Founder and Chairman of the Diez Morodo-Foundation, which encourages social, sporting, educational and philanthropic- causes. Mr. Diez is also a member of the Board of the Museo Nacional de las-Artes, MUNAL in Mexico and member of the International Trustees of the Museo-del Prado in Madrid, Spain | Non-Voting | |||||||||
C.8.a | Approving the remuneration report for the financial year 2013 as set out in the 2013 annual report, including the executive remuneration policy. The 2013 annual report and remuneration report containing the executive remuneration policy can be reviewed as indicated at the end of this notice | Management | No Action | ||||||||
C.8.b | Deciding to grant and, pursuant to Article 554, indent 7, of the Companies Code, to expressly approve the grant of 15,000 stock options to each of the current Directors of the Company, being all non-executive Directors, for the performance of their mandate during the financial year 2013. However, the number of stock options amounts to 20,000 for the Chairman of the Audit Committee and to 30,000 for the Chairman of the Board of Directors. The main features of these stock options can be summarised as follows: each stock option confers the right to purchase one existing ordinary share of the Company, with the same rights (including dividend rights) as the other existing shares. Each stock option is granted for no consideration. Its exercise price equals the closing price of the Company share on Euronext Brussels on 29 April CONTD | Management | No Action | ||||||||
CONT | CONTD 2014. All stock options have a term of ten years as from their granting-and become exercisable five years after their granting. At the end of the ten-year term, the stock options that have not been exercised will automatically- become null and void | Non-Voting | |||||||||
D.1 | Granting powers to Mr. Benoit Loore, VP Corporate Governance, with power to substitute and without prejudice to other delegations of powers to the extent applicable, for (i) the implementation of resolution A.1 regarding the change in relation to outstanding subscription rights, (ii) the restatements of the articles of association as a result of all changes referred to above, the signing of the restated articles of association and their filings with the clerk's office of the Commercial Court of Brussels, and (iii) any other filings and publication formalities in relation to the above resolutions | Management | No Action | ||||||||
DAVIDE CAMPARI - MILANO SPA, MILANO | |||||||||||
Security | T24091117 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0003849244 | Agenda | 705091685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199413.PDF | Non-Voting | |||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2013 AND RESOLUTIONS RELATED THERE TO | Management | For | For | |||||||
2 | TO APPROVE THE REWARDING REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
3 | TO APPROVE THE STOCK OPTION PLAN AS PER ARTICLE 114-BIS OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
4 | TO AUTHORIZE THE PURCHASE AND/OR DISPOSAL OF OWN SHARES | Management | For | For | |||||||
TECO ENERGY, INC. | |||||||||||
Security | 872375100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TE | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US8723751009 | Agenda | 933927331 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: EVELYN V. FOLLIT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN B. RAMIL | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TOM L. RANKIN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PAUL L. WHITING | Management | For | For | |||||||
2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE COMPANY'S ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
5 | APPROVAL OF PERFORMANCE CRITERIA UNDER THE COMPANY'S 2010 EQUITY INCENTIVE PLAN, AS AMENDED. | Management | For | For | |||||||
6 | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | |||||||
MARATHON OIL CORPORATION | |||||||||||
Security | 565849106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRO | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US5658491064 | Agenda | 933933764 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PIERRE BRONDEAU | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEE M. TILLMAN | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL SEEKING A REPORT REGARDING THE COMPANY'S LOBBYING ACTIVITIES, POLICIES AND PROCEDURES. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL SEEKING A REPORT REGARDING THE COMPANY'S METHANE EMISSIONS. | Shareholder | Against | For | |||||||
BORGWARNER INC. | |||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US0997241064 | Agenda | 933941773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | |||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | Against | For | |||||||
MARATHON PETROLEUM CORPORATION | |||||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MPC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US56585A1025 | Agenda | 933943208 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN A. DAVIS | For | For | ||||||||
2 | GARY R. HEMINGER | For | For | ||||||||
3 | JOHN W. SNOW | For | For | ||||||||
4 | JOHN P. SURMA | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S 2014 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL SEEKING A REPORT ON CORPORATE LOBBYING EXPENDITURES, POLICIES AND PROCEDURES. | Shareholder | Against | For | |||||||
EMC CORPORATION | |||||||||||
Security | 268648102 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US2686481027 | Agenda | 933944159 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | |||||||
5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | |||||||
CANADIAN OIL SANDS LIMITED | |||||||||||
Security | 13643E105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COSWF | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | CA13643E1051 | Agenda | 933948208 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | RE-APPOINTING PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE CORPORATION. | Management | For | For | |||||||
02 | DIRECTOR | Management | |||||||||
1 | IAN A. BOURNE | For | For | ||||||||
2 | GERALD W. GRANDEY | For | For | ||||||||
3 | ARTHUR N. KORPACH | For | For | ||||||||
4 | RYAN M. KUBIK | For | For | ||||||||
5 | DONALD J. LOWRY | For | For | ||||||||
6 | SARAH E. RAISS | For | For | ||||||||
7 | JOHN K. READ | For | For | ||||||||
8 | BRANT G. SANGSTER | For | For | ||||||||
9 | C.E. (CHUCK) SHULTZ | For | For | ||||||||
10 | WESLEY R. TWISS | For | For | ||||||||
11 | JOHN B. ZAOZIRNY | For | For | ||||||||
03 | TO ACCEPT THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR. | Management | For | For | |||||||
MCGRAW HILL FINANCIAL, INC. | |||||||||||
Security | 580645109 | Meeting Type | Annual | ||||||||
Ticker Symbol | MHFI | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US5806451093 | Agenda | 933950239 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT P. MCGRAW | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DOUGLAS L. PETERSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SIR MICHAEL RAKE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KURT L. SCHMOKE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SIDNEY TAUREL | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RICHARD E. THORNBURGH | Management | For | For | |||||||
2. | VOTE TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | VOTE TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
ABB LTD | |||||||||||
Security | 000375204 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABB | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US0003752047 | Agenda | 933974099 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
2.1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2013 | Management | For | For | |||||||
2.2 | CONSULTATIVE VOTE ON THE 2013 REMUNERATION REPORT | Management | For | For | |||||||
3. | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | |||||||
4. | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | Management | For | For | |||||||
5. | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION | Management | For | For | |||||||
6. | REVISION OF THE ARTICLES OF INCORPORATION | Management | For | For | |||||||
7.1 | ELECT ROGER AGNELLI AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.2 | ELECT MATTI ALAHUHTA AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.3 | ELECT LOUIS R. HUGHES AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.4 | ELECT MICHEL DE ROSEN AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.5 | ELECT MICHAEL TRESCHOW AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.6 | ELECT JACOB WALLENBERG AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.7 | ELECT YING YEH AS MEMBER TO THE BOARD OF DIRECTOR | Management | For | For | |||||||
7.8 | ELECT HUBERTUS VON GRUNBERG AS MEMBER AND CHAIRMAN OF THE BOARD | Management | For | For | |||||||
8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | Management | For | For | |||||||
8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL TRESCHOW | Management | For | For | |||||||
8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: YING YEH | Management | For | For | |||||||
9. | ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER | Management | For | For | |||||||
10. | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG | Management | For | For | |||||||
ROLLS-ROYCE HOLDINGS PLC, LONDON | |||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB00B63H8491 | Agenda | 705053104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the strategic report, the directors' report and the audited financial statements for the year ended 31 December 2013 | Management | For | For | |||||||
2 | To approve the directors' remuneration policy (effective from the conclusion of the meeting) | Management | For | For | |||||||
3 | To approve the directors' remuneration report for the year ended 31 December 2013 | Management | For | For | |||||||
4 | To elect Lee Hsien Yang as a director of the Company | Management | For | For | |||||||
5 | To elect Warren East CBE as a director of the Company | Management | For | For | |||||||
6 | To re-elect Ian Davis as a director of the Company | Management | For | For | |||||||
7 | To re-elect John Rishton as a director of the Company | Management | For | For | |||||||
8 | To re-elect Dame Helen Alexander as a director of the Company | Management | For | For | |||||||
9 | To re-elect Lewis Booth CBE as a director of the Company | Management | For | For | |||||||
10 | To re-elect Sir Frank Chapman as a director of the Company | Management | For | For | |||||||
11 | To re-elect James Guyette as a director of the Company | Management | For | For | |||||||
12 | To re-elect John McAdam as a director of the Company | Management | For | For | |||||||
13 | To re-elect Mark Morris as a director of the Company | Management | For | For | |||||||
14 | To re-elect John Neill CBE as a director of the Company | Management | For | For | |||||||
15 | To re-elect Colin Smith CBE as a director of the Company | Management | For | For | |||||||
16 | To re-elect Jasmin Staiblin as a director of the Company | Management | For | For | |||||||
17 | To appoint KPMG LLP as the Company's auditor | Management | For | For | |||||||
18 | To authorise the directors to determine the auditor's remuneration | Management | For | For | |||||||
19 | To authorise payment to shareholders | Management | For | For | |||||||
20 | To authorise political donations and political expenditure | Management | For | For | |||||||
21 | To approve the Rolls-Royce plc Performance Share Plan (PSP) | Management | For | For | |||||||
22 | To approve the Rolls-Royce plc Deferred Share Bonus Plan | Management | For | For | |||||||
23 | To approve the maximum aggregate remuneration payable to non-executive directors | Management | For | For | |||||||
24 | To authorise the directors to allot shares (s.551) | Management | For | For | |||||||
25 | To disapply pre-emption rights (s.561) | Management | Against | Against | |||||||
26 | To authorise the Company to purchase its own ordinary shares | Management | For | For | |||||||
DUKE ENERGY CORPORATION | |||||||||||
Security | 26441C204 | Meeting Type | Annual | ||||||||
Ticker Symbol | DUK | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26441C2044 | Agenda | 933932926 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | G. ALEX BERNHARDT, SR. | For | For | ||||||||
2 | MICHAEL G. BROWNING | For | For | ||||||||
3 | HARRIS E. DELOACH, JR. | For | For | ||||||||
4 | DANIEL R. DIMICCO | For | For | ||||||||
5 | JOHN H. FORSGREN | For | For | ||||||||
6 | LYNN J. GOOD | For | For | ||||||||
7 | ANN M. GRAY | For | For | ||||||||
8 | JAMES H. HANCE, JR. | For | For | ||||||||
9 | JOHN T. HERRON | For | For | ||||||||
10 | JAMES B. HYLER, JR. | For | For | ||||||||
11 | WILLIAM E. KENNARD | For | For | ||||||||
12 | E. MARIE MCKEE | For | For | ||||||||
13 | E. JAMES REINSCH | For | For | ||||||||
14 | JAMES T. RHODES | For | For | ||||||||
15 | CARLOS A. SALADRIGAS | For | For | ||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE AMENDMENT TO DUKE ENERGY CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE | Shareholder | Against | For | |||||||
ST. JUDE MEDICAL, INC. | |||||||||||
Security | 790849103 | Meeting Type | Annual | ||||||||
Ticker Symbol | STJ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US7908491035 | Agenda | 933934487 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD R. DEVENUTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WENDY L. YARNO | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE ST. JUDE MEDICAL, INC. MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
4. | TO APPROVE AMENDMENTS TO OUR ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | |||||||
5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
TRACTOR SUPPLY COMPANY | |||||||||||
Security | 892356106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TSCO | Meeting Date | 01-May-2014 | ||||||||
ISIN | US8923561067 | Agenda | 933935275 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CYNTHIA T. JAMISON | For | For | ||||||||
2 | JOHNSTON C. ADAMS | For | For | ||||||||
3 | PETER D. BEWLEY | For | For | ||||||||
4 | JACK C. BINGLEMAN | For | For | ||||||||
5 | RICHARD W. FROST | For | For | ||||||||
6 | GEORGE MACKENZIE | For | For | ||||||||
7 | EDNA K. MORRIS | For | For | ||||||||
8 | GREGORY A. SANDFORT | For | For | ||||||||
9 | MARK J. WEIKEL | For | For | ||||||||
2. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM TWO HUNDRED MILLION (200,000,000) TO FOUR HUNDRED MILLION (400,000,000) | Management | For | For | |||||||
3. | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2009 STOCK INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE | Management | For | For | |||||||
4. | TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014 | Management | For | For | |||||||
5. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
NORTHEAST UTILITIES | |||||||||||
Security | 664397106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NU | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6643971061 | Agenda | 933936695 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD H. BOOTH | For | For | ||||||||
2 | JOHN S. CLARKESON | For | For | ||||||||
3 | COTTON M. CLEVELAND | For | For | ||||||||
4 | SANFORD CLOUD, JR. | For | For | ||||||||
5 | JAMES S. DISTASIO | For | For | ||||||||
6 | FRANCIS A. DOYLE | For | For | ||||||||
7 | CHARLES K. GIFFORD | For | For | ||||||||
8 | PAUL A. LA CAMERA | For | For | ||||||||
9 | KENNETH R. LEIBLER | For | For | ||||||||
10 | THOMAS J. MAY | For | For | ||||||||
11 | WILLIAM C. VAN FAASEN | For | For | ||||||||
12 | FREDERICA M. WILLIAMS | For | For | ||||||||
13 | DENNIS R. WRAASE | For | For | ||||||||
2. | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT, IS HEREBY APPROVED." | Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
DTE ENERGY COMPANY | |||||||||||
Security | 233331107 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTE | Meeting Date | 01-May-2014 | ||||||||
ISIN | US2333311072 | Agenda | 933940846 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GERARD M. ANDERSON | For | For | ||||||||
2 | LILLIAN BAUDER | For | For | ||||||||
3 | DAVID A. BRANDON | For | For | ||||||||
4 | W. FRANK FOUNTAIN, JR. | For | For | ||||||||
5 | CHARLES G. MCCLURE, JR. | For | For | ||||||||
6 | GAIL J. MCGOVERN | For | For | ||||||||
7 | MARK A. MURRAY | For | For | ||||||||
8 | JAMES B. NICHOLSON | For | For | ||||||||
9 | CHARLES W. PRYOR, JR. | For | For | ||||||||
10 | JOSUE ROBLES, JR. | For | For | ||||||||
11 | RUTH G. SHAW | For | For | ||||||||
12 | DAVID A. THOMAS | For | For | ||||||||
13 | JAMES H. VANDENBERGHE | For | For | ||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO AMEND AND RESTATE THE LONG TERM INCENTIVE PLAN | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. | |||||||||||
Security | 85590A401 | Meeting Type | Annual | ||||||||
Ticker Symbol | HOT | Meeting Date | 01-May-2014 | ||||||||
ISIN | US85590A4013 | Agenda | 933941622 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: FRITS VAN PAASSCHEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BRUCE W. DUNCAN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ADAM M. ARON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS E. CLARKE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LIZANNE GALBREATH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC HIPPEAU | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN R. QUAZZO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
MUELLER INDUSTRIES, INC. | |||||||||||
Security | 624756102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MLI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6247561029 | Agenda | 933946090 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY L. CHRISTOPHER | For | For | ||||||||
2 | PAUL J. FLAHERTY | For | For | ||||||||
3 | GENNARO J. FULVIO | For | For | ||||||||
4 | GARY S. GLADSTEIN | For | For | ||||||||
5 | SCOTT J. GOLDMAN | For | For | ||||||||
6 | TERRY HERMANSON | For | For | ||||||||
2 | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | TO APPROVE ADOPTION OF THE COMPANY'S 2014 INCENTIVE PLAN. | Management | For | For | |||||||
ARCHER-DANIELS-MIDLAND COMPANY | |||||||||||
Security | 039483102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADM | Meeting Date | 01-May-2014 | ||||||||
ISIN | US0394831020 | Agenda | 933952295 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A.L. BOECKMANN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: M.H. CARTER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: T.K. CREWS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: P. DUFOUR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: D.E. FELSINGER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: A. MACIEL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: P.J. MOORE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: T.F. O'NEILL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: F. SANCHEZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: D. SHIH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: K.R. WESTBROOK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: P.A. WOERTZ | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
MEAD JOHNSON NUTRITION COMPANY | |||||||||||
Security | 582839106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MJN | Meeting Date | 01-May-2014 | ||||||||
ISIN | US5828391061 | Agenda | 933953766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD B. BERNICK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES M. CORNELIUS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEPHEN W. GOLSBY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICHAEL GROBSTEIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PETER G. RATCLIFFE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D. | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
ALCOA INC. | |||||||||||
Security | 013817101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AA | Meeting Date | 02-May-2014 | ||||||||
ISIN | US0138171014 | Agenda | 933932572 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MARTIN S. SORRELL | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN SIGNIFICANT STOCK). | Shareholder | Against | For | |||||||
DANA HOLDING CORP | |||||||||||
Security | 235825205 | Meeting Type | Annual | ||||||||
Ticker Symbol | DAN | Meeting Date | 02-May-2014 | ||||||||
ISIN | US2358252052 | Agenda | 933936304 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VIRGINIA A. KAMSKY | For | For | ||||||||
2 | TERRENCE J. KEATING | For | For | ||||||||
3 | R. BRUCE MCDONALD | For | For | ||||||||
4 | JOSEPH C. MUSCARI | For | For | ||||||||
5 | MARK A. SCHULZ | For | For | ||||||||
6 | KEITH E. WANDELL | For | For | ||||||||
7 | ROGER J. WOOD | For | For | ||||||||
2. | APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
CURTISS-WRIGHT CORPORATION | |||||||||||
Security | 231561101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CW | Meeting Date | 02-May-2014 | ||||||||
ISIN | US2315611010 | Agenda | 933940935 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID C. ADAMS | For | For | ||||||||
2 | MARTIN R. BENANTE | For | For | ||||||||
3 | DEAN M. FLATT | For | For | ||||||||
4 | S. MARCE FULLER | For | For | ||||||||
5 | ALLEN A. KOZINSKI | For | For | ||||||||
6 | JOHN R. MYERS | For | For | ||||||||
7 | JOHN B. NATHMAN | For | For | ||||||||
8 | ROBERT J. RIVET | For | For | ||||||||
9 | WILLIAM W. SIHLER | For | For | ||||||||
10 | ALBERT E. SMITH | For | For | ||||||||
11 | STUART W. THORN | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | TO APPROVE THE COMPANY'S 2014 OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||
4. | AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | ||||||||
ISIN | US6745991058 | Agenda | 933956724 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | |||||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | |||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | |||||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | |||||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | |||||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For | |||||||
ELI LILLY AND COMPANY | |||||||||||
Security | 532457108 | Meeting Type | Annual | ||||||||
Ticker Symbol | LLY | Meeting Date | 05-May-2014 | ||||||||
ISIN | US5324571083 | Agenda | 933931227 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: K. N. HORN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: W. G. KAELIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
TOOTSIE ROLL INDUSTRIES, INC. | |||||||||||
Security | 890516107 | Meeting Type | Annual | ||||||||
Ticker Symbol | TR | Meeting Date | 05-May-2014 | ||||||||
ISIN | US8905161076 | Agenda | 933950760 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MELVIN J. GORDON | For | For | ||||||||
2 | ELLEN R. GORDON | For | For | ||||||||
3 | LANA JANE LEWIS-BRENT | For | For | ||||||||
4 | BARRE A. SEIBERT | For | For | ||||||||
5 | RICHARD P. BERGEMAN | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TRINITY INDUSTRIES, INC. | |||||||||||
Security | 896522109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRN | Meeting Date | 05-May-2014 | ||||||||
ISIN | US8965221091 | Agenda | 933958259 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN L. ADAMS | For | For | ||||||||
2 | RHYS J. BEST | For | For | ||||||||
3 | DAVID W. BIEGLER | For | For | ||||||||
4 | LELDON E. ECHOLS | For | For | ||||||||
5 | RONALD J. GAFFORD | For | For | ||||||||
6 | ADRIAN LAJOUS | For | For | ||||||||
7 | CHARLES W. MATTHEWS | For | For | ||||||||
8 | DOUGLAS L. ROCK | For | For | ||||||||
9 | DUNIA A. SHIVE | For | For | ||||||||
10 | TIMOTHY R. WALLACE | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | |||||||||||
Security | G0464B107 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGII | Meeting Date | 06-May-2014 | ||||||||
ISIN | BMG0464B1072 | Agenda | 933938144 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: H. BERRY CASH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN R. POWER, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARK E. WATSON III | Management | For | For | |||||||
2. | TO APPROVE THE ARGO GROUP INTERNATIONAL HOLDINGS, LTD. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO CONSIDER AND APPROVE THE RECOMMENDATION OF THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||
KRAFT FOODS GROUP, INC. | |||||||||||
Security | 50076Q106 | Meeting Type | Annual | ||||||||
Ticker Symbol | KRFT | Meeting Date | 06-May-2014 | ||||||||
ISIN | US50076Q1067 | Agenda | 933938170 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: L. KEVIN COX | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL: CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL: APPLICATION OF CORPORATE VALUES IN POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL: NON- RECYCLABLE BRAND PACKAGING REPORT. | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY REPORT. | Shareholder | Against | For | |||||||
8. | SHAREHOLDER PROPOSAL: PROPOSAL REGARDING CATTLE DEHORNING. | Shareholder | Against | For | |||||||
9. | SHAREHOLDER PROPOSAL: LAUDATORY RESOLUTION SUPPORTING KRAFT'S ANIMAL WELFARE ACTIONS. | Management | For | For | |||||||
BAXTER INTERNATIONAL INC. | |||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAX | Meeting Date | 06-May-2014 | ||||||||
ISIN | US0718131099 | Agenda | 933939487 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | |||||||
O'REILLY AUTOMOTIVE, INC. | |||||||||||
Security | 67103H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORLY | Meeting Date | 06-May-2014 | ||||||||
ISIN | US67103H1077 | Agenda | 933940834 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | For | For | |||||||
2. | TO AMEND THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY'S SUBSIDIARY O'REILLY AUTOMOTIVE STORES, INC. | Management | For | For | |||||||
3. | ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK". | Shareholder | Against | For | |||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BMY | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1101221083 | Agenda | 933943462 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | SIMPLE MAJORITY VOTE. | Shareholder | For | ||||||||
XYLEM INC. | |||||||||||
Security | 98419M100 | Meeting Type | Annual | ||||||||
Ticker Symbol | XYL | Meeting Date | 06-May-2014 | ||||||||
ISIN | US98419M1009 | Agenda | 933943981 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEN E. JAKOBSSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JEROME A. PERIBERE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE 2011 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
5. | THE APPROVAL OF THE PERFORMANCE- BASED PROVISIONS OF THE XYLEM ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS. | Management | For | For | |||||||
6. | PROPOSED AMENDMENT TO OUR ARTICLES OF INCORPORATION TO ALLOW SHAREOWNERS TO CALL A SPECIAL MEETING. | Management | For | For | |||||||
7. | TO VOTE ON A SHAREOWNER PROPOSAL TITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK". | Shareholder | Against | For | |||||||
GREAT PLAINS ENERGY INCORPORATED | |||||||||||
Security | 391164100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GXP | Meeting Date | 06-May-2014 | ||||||||
ISIN | US3911641005 | Agenda | 933944337 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TERRY BASSHAM | For | For | ||||||||
2 | DAVID L. BODDE | For | For | ||||||||
3 | RANDALL C. FERGUSON, JR | For | For | ||||||||
4 | GARY D. FORSEE | For | For | ||||||||
5 | THOMAS D. HYDE | For | For | ||||||||
6 | JAMES A. MITCHELL | For | For | ||||||||
7 | ANN D. MURTLOW | For | For | ||||||||
8 | JOHN J. SHERMAN | For | For | ||||||||
9 | LINDA H. TALBOTT | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
AVON PRODUCTS, INC. | |||||||||||
Security | 054303102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AVP | Meeting Date | 06-May-2014 | ||||||||
ISIN | US0543031027 | Agenda | 933945884 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DOUGLAS R. CONANT | For | For | ||||||||
2 | W. DON CORNWELL | For | For | ||||||||
3 | V. ANN HAILEY | For | For | ||||||||
4 | NANCY KILLEFER | For | For | ||||||||
5 | MARIA ELENA LAGOMASINO | For | For | ||||||||
6 | SARA MATHEW | For | For | ||||||||
7 | SHERI MCCOY | For | For | ||||||||
8 | CHARLES H. NOSKI | For | For | ||||||||
9 | GARY M. RODKIN | For | For | ||||||||
10 | PAULA STERN | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING PROHIBITION OF ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE OF CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL CARE PRODUCTS. | Shareholder | Against | For | |||||||
SEARS HOLDINGS CORPORATION | |||||||||||
Security | 812350106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHLD | Meeting Date | 06-May-2014 | ||||||||
ISIN | US8123501061 | Agenda | 933946432 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CESAR L. ALVAREZ | For | For | ||||||||
2 | PAUL G. DEPODESTA | For | For | ||||||||
3 | WILLIAM C. KUNKLER, III | For | For | ||||||||
4 | EDWARD S. LAMPERT | For | For | ||||||||
5 | STEVEN T. MNUCHIN | For | For | ||||||||
6 | ANN N. REESE | For | For | ||||||||
7 | THOMAS J. TISCH | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL CONCERNING ANNUAL REPORTING ON ENVIRONMENTAL GOALS AND SUSTAINABILITY POLICY. | Shareholder | Against | For | |||||||
CINCINNATI BELL INC. | |||||||||||
Security | 171871106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBB | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1718711062 | Agenda | 933946507 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THEODORE H. SCHELL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALAN R. SCHRIBER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
CINCINNATI BELL INC. | |||||||||||
Security | 171871403 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBBPRB | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1718714033 | Agenda | 933946507 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THEODORE H. SCHELL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALAN R. SCHRIBER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
ZIMMER HOLDINGS, INC. | |||||||||||
Security | 98956P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZMH | Meeting Date | 06-May-2014 | ||||||||
ISIN | US98956P1021 | Agenda | 933947600 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BETSY J. BERNARD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GAIL K. BOUDREAUX | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID C. DVORAK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
DRESSER-RAND GROUP INC. | |||||||||||
Security | 261608103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DRC | Meeting Date | 06-May-2014 | ||||||||
ISIN | US2616081038 | Agenda | 933948284 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: VINCENT R. VOLPE JR. | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RITA V. FOLEY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: LOUIS A. RASPINO | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PHILIP R. ROTH | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: STEPHEN A. SNIDER | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL L. UNDERWOOD | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JOSEPH C. WINKLER III | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADOPT AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BCE INC. | |||||||||||
Security | 05534B760 | Meeting Type | Annual | ||||||||
Ticker Symbol | BCE | Meeting Date | 06-May-2014 | ||||||||
ISIN | CA05534B7604 | Agenda | 933948361 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | B.K. ALLEN | For | For | ||||||||
2 | A. BÉRARD | For | For | ||||||||
3 | R.A. BRENNEMAN | For | For | ||||||||
4 | S. BROCHU | For | For | ||||||||
5 | R.E. BROWN | For | For | ||||||||
6 | G.A. COPE | For | For | ||||||||
7 | D.F. DENISON | For | For | ||||||||
8 | I. GREENBERG | For | For | ||||||||
9 | T.C. O'NEILL | For | For | ||||||||
10 | J. PRENTICE | For | For | ||||||||
11 | R.C. SIMMONDS | For | For | ||||||||
12 | C. TAYLOR | For | For | ||||||||
13 | P.R. WEISS | For | For | ||||||||
02 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | |||||||
03 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2014 MANAGEMENT PROXY CIRCULAR DATED MARCH 6, 2014 DELIVERED IN ADVANCE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE. | Management | For | For | |||||||
4A | PROPOSAL NO. 1 RISK MANAGEMENT COMMITTEE. | Shareholder | Against | For | |||||||
4B | PROPOSAL NO. 2 TOTAL EXECUTIVE COMPENSATION GROSS PAY CAP AT $5,000,000. | Shareholder | Against | For | |||||||
BOSTON SCIENTIFIC CORPORATION | |||||||||||
Security | 101137107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BSX | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1011371077 | Agenda | 933950277 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NELDA J. CONNORS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL F. MAHONEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ERNEST MARIO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETE M. NICHOLAS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: UWE E. REINHARDT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID J. ROUX | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | |||||||
2. | TO CONSIDER AND VOTE UPON AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP PLAN. | Management | Against | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
5. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL SUBMITTED BY THE PEOPLE FOR THE ETHICAL TREATMENT OF ANIMALS CONCERNING ACCOUNTABILITY IN ANIMAL EXPERIMENTATION. | Shareholder | Against | For | |||||||
PLUM CREEK TIMBER COMPANY, INC. | |||||||||||
Security | 729251108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCL | Meeting Date | 06-May-2014 | ||||||||
ISIN | US7292511083 | Agenda | 933952548 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: RICK R. HOLLEY | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: ROBIN JOSEPHS | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: SARA GROOTWASSINK LEWIS | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: JOHN G. MCDONALD | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: ROBERT B. MCLEOD | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: JOHN F. MORGAN SR. | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: LAWRENCE A. SELZER | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: STEPHEN C. TOBIAS | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: MARTIN A. WHITE | Management | For | For | |||||||
2 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3 | TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
DANAHER CORPORATION | |||||||||||
Security | 235851102 | Meeting Type | Annual | ||||||||
Ticker Symbol | DHR | Meeting Date | 06-May-2014 | ||||||||
ISIN | US2358511028 | Agenda | 933967513 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | Against | For | |||||||
5. | TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT A POLICY REQUIRING THE CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT. | Shareholder | Against | For | |||||||
LADBROKES PLC, HARROW | |||||||||||
Security | G5337D107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | GB00B0ZSH635 | Agenda | 705053368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive and adopt the report and accounts for 2013 | Management | For | For | |||||||
2 | To declare a final dividend | Management | For | For | |||||||
3 | To appoint D R Martin as a director | Management | For | For | |||||||
4 | To re-appoint P Erskine as a director | Management | For | For | |||||||
5 | To re-appoint R I Glynn as a director | Management | For | For | |||||||
6 | To re-appoint I A Bull as a director | Management | For | For | |||||||
7 | To re-appoint S Bailey as a director | Management | For | For | |||||||
8 | To re-appoint C M Hodgson as a director | Management | For | For | |||||||
9 | To re-appoint J M Kelly as a director | Management | For | For | |||||||
10 | To re-appoint R Moross as a director | Management | For | For | |||||||
11 | To re-appoint D M Shapland as a director | Management | For | For | |||||||
12 | To appoint PricewaterhouseCoopers LLP as auditor | Management | For | For | |||||||
13 | To authorise the directors to agree the auditor's remuneration | Management | For | For | |||||||
14 | To approve the remuneration policy | Management | For | For | |||||||
15 | To approve the remuneration report | Management | For | For | |||||||
16 | To authorise political donations and expenditure | Management | For | For | |||||||
17 | To authorise the Company to purchase its own shares | Management | For | For | |||||||
18 | To authorise the directors to allot shares | Management | For | For | |||||||
19 | To disapply section 561(1) of the Companies Act 2006 | Management | Against | Against | |||||||
20 | To authorise the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days | Management | For | For | |||||||
SWEDISH MATCH AB, STOCKHOLM | |||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | SE0000310336 | Agenda | 705103353 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282426 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: SVEN UNGER | Non-Voting | |||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, THE CONSOLIDATED F-INANCIAL STATEMENTS AND THE AUDITORS' REPORT ON THE CONSOLIDATED FINANCIAL STA-TEMENTS FOR 2013, THE AUDITORS' OPINION REGARDING COMPLIANCE WITH THE PRINCIPL-ES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS THE BOAR-D OF | Non-Voting | |||||||||
DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND MOTIVATED STAT-EMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE BOARD OF DIRECTOR-S' REPORT ON ITS WORK AND THE WORK AND FUNCTION OF THE AUDIT COMMITTEE | |||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND IN THE AMOUNT OF 7.30 SEK PER SHARE TO BE PAID TO THE SHARE-HOLDERS AND THAT THE REMAINING PROFITS ARE CARRIED FORWARD. THE PROPOSED RECORD DAY FOR THE RIGHT TO RECEIVE A CASH DIVIDEND IS MAY 12, 2014. PAYMENT THROUGH EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE ON MAY 15, 2014 | Management | No Action | ||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT | Management | No Action | ||||||||
10.A | RESOLUTION REGARDING THE REDUCTION OF THE SHARE CAPITAL BY WAY OF A RECALL OF REPURCHASED SHARES, AND THE TRANSFER OF THE REDUCED AMOUNT TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES TO REDUCE THE COMPANY'S SHARE CAPITAL OF 2,892,441 SEK BY MEANS OF WITHDRAWAL OF 1,500,000 SHARES IN THE COMPANY. THE SHARES IN THE COMPANY PROPOSED FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE COMPANY IN ACCORDANCE WITH AUTHORIZATION GRANTED BY THE GENERAL MEETING. THE BOARD OF DIRECTORS FURTHER PROPOSES THAT THE REDUCED AMOUNT BE ALLOCATED TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING | Management | No Action | ||||||||
10.B | RESOLUTION REGARDING A BONUS ISSUE | Management | No Action | ||||||||
11 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF SHARES IN THE COMPANY | Management | No Action | ||||||||
12 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT. IN CONNECTION THERETO, PRESENTATION OF THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
13 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: THE BOARD OF DIRECTORS IS PROPOSED TO CONSIST OF SEVEN MEMBERS AND NO DEPUTIES | Management | No Action | ||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||
15 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE- ELECTION: ANDREW CRIPPS, KAREN GUERRA, CONNY KARLSSON, WENCHE ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS AND JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | RESOLUTION REGARDING THE NUMBER OF AUDITOR: THE NUMBER OF AUDITORS IS PROPOSED TO BE ONE AND NO DEPUTY AUDITOR | Management | No Action | ||||||||
17 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | ||||||||
18 | ELECTION OF AUDITOR: THE AUDITOR COMPANY KPMG AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2014 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2015 | Management | No Action | ||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | GB00B24CGK77 | Agenda | 705110257 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | Management | For | For | |||||||
2 | THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | |||||||
3 | THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | |||||||
4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | Management | For | For | |||||||
5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | |||||||
13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | Management | For | For | |||||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | |||||||
15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||
16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH CONTD | Management | For | For | |||||||
CONT | CONTD PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION,-THE TERMS 'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION-CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE- MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | Non-Voting | |||||||||
17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF | Management | For | For | |||||||
NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES CONTD | |||||||||||
CONT | CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO-SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT-SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES-UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Non-Voting | |||||||||
18 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL CONTD | Management | For | For | |||||||
CONT | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY- SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO-AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED-(AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY-ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-CONTD | Non-Voting | |||||||||
CONT | CONTD NOT EXPIRED | Non-Voting | |||||||||
19 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | Management | For | For | |||||||
CONT | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE-MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES;-C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE- EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE-THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE-ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR-EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE-A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL- ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I)-CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD,-TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH-CONTD | Non-Voting | |||||||||
CONT | CONTD THE PROVISIONS OF THE 2006 ACT | Non-Voting | |||||||||
20 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | |||||||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||||||
Security | 30219G108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESRX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US30219G1085 | Agenda | 933941139 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PHILLIPS 66 | |||||||||||
Security | 718546104 | Meeting Type | Annual | ||||||||
Ticker Symbol | PSX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7185461040 | Agenda | 933944010 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GLENN F. TILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | GREENHOUSE GAS REDUCTION GOALS. | Shareholder | Against | For | |||||||
PEPSICO, INC. | |||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | |||||||
HOSPIRA, INC. | |||||||||||
Security | 441060100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSP | Meeting Date | 07-May-2014 | ||||||||
ISIN | US4410601003 | Agenda | 933945911 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: IRVING W. BAILEY, II | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: F. MICHAEL BALL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CONNIE R. CURRAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DENNIS M. FENTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JACQUE J. SOKOLOV | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARK F. WHEELER | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2014. | Management | For | For | |||||||
4. | TO APPROVE THE AMENDMENTS TO THE 2004 LONG-TERM STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | SHAREHOLDER PROPOSAL - WRITTEN CONSENT. | Shareholder | Against | For | |||||||
AQUA AMERICA, INC. | |||||||||||
Security | 03836W103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WTR | Meeting Date | 07-May-2014 | ||||||||
ISIN | US03836W1036 | Agenda | 933945947 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NICHOLAS DEBENEDICTIS | For | For | ||||||||
2 | MICHAEL L. BROWNE | For | For | ||||||||
3 | RICHARD H. GLANTON | For | For | ||||||||
4 | LON R. GREENBERG | For | For | ||||||||
5 | WILLIAM P. HANKOWSKY | For | For | ||||||||
6 | WENDELL F. HOLLAND | For | For | ||||||||
7 | ELLEN T. RUFF | For | For | ||||||||
8 | ANDREW J. SORDONI III | For | For | ||||||||
2. | TO CONSIDER AND TAKE ACTION ON THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | TO CONSIDER AND TAKE AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | TO CONSIDER AND TAKE ACTION ON THE APPROVAL OF THE AMENDED AQUA AMERICA, INC. 2009 OMNIBUS COMPENSATION PLAN. | Management | For | For | |||||||
5. | TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A COMPREHENSIVE POLICY ARTICULATING THE COMPANY'S RESPECT FOR AND COMMITMENT TO THE HUMAN RIGHT TO WATER, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
6. | TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A POLICY IN WHICH THE BOARD'S CHAIRMAN IS AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7181721090 | Agenda | 933946444 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KALPANA MORPARIA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT B. POLET | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL 1 - LOBBYING | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING | Shareholder | Against | For | |||||||
TALISMAN ENERGY INC. | |||||||||||
Security | 87425E103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TLM | Meeting Date | 07-May-2014 | ||||||||
ISIN | CA87425E1034 | Agenda | 933946456 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | CHRISTIANE BERGEVIN | For | For | ||||||||
2 | DONALD J. CARTY | For | For | ||||||||
3 | JONATHAN CHRISTODORO | For | For | ||||||||
4 | THOMAS W. EBBERN | For | For | ||||||||
5 | HAROLD N. KVISLE | For | For | ||||||||
6 | BRIAN M. LEVITT | For | For | ||||||||
7 | SAMUEL J. MERKSAMER | For | For | ||||||||
8 | LISA A. STEWART | For | For | ||||||||
9 | HENRY W. SYKES | For | For | ||||||||
10 | PETER W. TOMSETT | For | For | ||||||||
11 | MICHAEL T. WAITES | For | For | ||||||||
12 | CHARLES R. WILLIAMSON | For | For | ||||||||
13 | CHARLES M. WINOGRAD | For | For | ||||||||
02 | REAPPOINTMENT OF ERNST & YOUNG, LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. | Management | For | For | |||||||
03 | A RESOLUTION CONFIRMING BY-LAW 2 OF THE COMPANY. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | |||||||
04 | A RESOLUTION RECONFIRMING THE COMPANY'S SHAREHOLDER RIGHTS PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | |||||||
05 | A RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | |||||||
06 | THE SHAREHOLDER PROPOSAL. PLEASE READ THE PROPOSAL IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | For | |||||||
BANK OF AMERICA CORPORATION | |||||||||||
Security | 060505104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAC | Meeting Date | 07-May-2014 | ||||||||
ISIN | US0605051046 | Agenda | 933948070 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: CLAYTON S. ROSE | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
2. | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY). | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF AMENDMENT TO THE SERIES T PREFERRED STOCK. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL - PROXY ACCESS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL - LOBBYING REPORT. | Shareholder | Against | For | |||||||
GLAXOSMITHKLINE PLC | |||||||||||
Security | 37733W105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GSK | Meeting Date | 07-May-2014 | ||||||||
ISIN | US37733W1053 | Agenda | 933948335 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO RECEIVE THE 2013 ANNUAL REPORT | Management | For | For | |||||||
2. | TO APPROVE THE ANNUAL REMUNERATION REPORT | Management | For | For | |||||||
3. | TO APPROVE THE REMUNERATION POLICY | Management | For | For | |||||||
4. | TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For | |||||||
5. | TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR | Management | For | For | |||||||
6. | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | |||||||
7. | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | Management | For | For | |||||||
8. | TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR | Management | For | For | |||||||
9. | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | Management | For | For | |||||||
10. | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | |||||||
11. | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management | For | For | |||||||
12. | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Management | For | For | |||||||
13. | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Management | For | For | |||||||
14. | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | |||||||
15. | TO RE-ELECT TOM DE SWAAN AS A DIRECTOR | Management | For | For | |||||||
16. | TO RE-ELECT JING ULRICH AS A DIRECTOR | Management | For | For | |||||||
17. | TO RE-ELECT HANS WIJERS AS A DIRECTOR | Management | For | For | |||||||
18. | TO RE-APPOINT AUDITORS | Management | For | For | |||||||
19. | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | |||||||
20. | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | |||||||
21. | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | |||||||
22. | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | Against | Against | |||||||
23. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | |||||||
24. | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | |||||||
25. | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) | Management | For | For | |||||||
EXELIS, INC | |||||||||||
Security | 30162A108 | Meeting Type | Annual | ||||||||
Ticker Symbol | XLS | Meeting Date | 07-May-2014 | ||||||||
ISIN | US30162A1088 | Agenda | 933949325 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL J. KERN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARK L. REUSS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS STARTING IN 2015. | Management | For | For | |||||||
4. | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For | |||||||
5. | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | Abstain | Against | |||||||
THE DUN & BRADSTREET CORPORATION | |||||||||||
Security | 26483E100 | Meeting Type | Annual | ||||||||
Ticker Symbol | DNB | Meeting Date | 07-May-2014 | ||||||||
ISIN | US26483E1001 | Agenda | 933949844 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT P. CARRIGAN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES N. FERNANDEZ | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAUL R. GARCIA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS J. MANNING | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JUDITH A. REINSDORF | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION (SAY ON PAY). | Management | Abstain | Against | |||||||
4. | VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For | |||||||
KEMPER CORPORATION | |||||||||||
Security | 488401100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KMPR | Meeting Date | 07-May-2014 | ||||||||
ISIN | US4884011002 | Agenda | 933950164 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAMES E. ANNABLE | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DOUGLAS G. GEOGA | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JULIE M. HOWARD | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ROBERT J. JOYCE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WAYNE KAUTH | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: CHRISTOPHER B. SAROFIM | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: DONALD G. SOUTHWELL | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: DAVID P. STORCH | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: RICHARD C. VIE | Management | For | For | |||||||
2. | ADVISORY VOTE ON RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2014. | Management | For | For | |||||||
3. | VOTE ON APPROVAL OF THE MATERIAL TERMS OF THE EXECUTIVE PERFORMANCE PLAN. | Management | For | For | |||||||
4. | ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
DOMINION RESOURCES, INC. | |||||||||||
Security | 25746U109 | Meeting Type | Annual | ||||||||
Ticker Symbol | D | Meeting Date | 07-May-2014 | ||||||||
ISIN | US25746U1097 | Agenda | 933952055 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PETER W. BROWN, M.D. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: HELEN E. DRAGAS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN W. HARRIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARK J. KINGTON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DAVID A. WOLLARD | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN | Management | Abstain | Against | |||||||
5. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | |||||||
6. | REPORT ON FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE | Shareholder | Against | For | |||||||
7. | REPORT ON METHANE EMISSIONS | Shareholder | Against | For | |||||||
8. | REPORT ON LOBBYING | Shareholder | Against | For | |||||||
9. | REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE IMPACTS OF BIOMASS | Shareholder | Against | For | |||||||
10. | ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS | Shareholder | Against | For | |||||||
HESS CORPORATION | |||||||||||
Security | 42809H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HES | Meeting Date | 07-May-2014 | ||||||||
ISIN | US42809H1077 | Agenda | 933952788 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: J.H. MULLIN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: R.N. WILSON | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4A. | ELIMINATION OF 80% SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. | Management | For | For | |||||||
4B. | ELIMINATION OF TWO-THIRDS SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
5. | ELIMINATION OF PROVISIONS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION CONCERNING $3.50 CUMULATIVE CONVERTIBLE PREFERRED STOCK. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL RECOMMENDING A REPORT REGARDING CARBON ASSET RISK. | Shareholder | Against | For | |||||||
QUAKER CHEMICAL CORPORATION | |||||||||||
Security | 747316107 | Meeting Type | Annual | ||||||||
Ticker Symbol | KWR | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7473161070 | Agenda | 933956471 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL F. BARRY | For | For | ||||||||
2 | ROBERT E. CHAPPELL | For | For | ||||||||
3 | ROBERT H. ROCK | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
CONSOL ENERGY INC. | |||||||||||
Security | 20854P109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US20854P1093 | Agenda | 933958526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. BRETT HARVEY | For | For | ||||||||
2 | NICHOLAS J. DEIULIIS | For | For | ||||||||
3 | PHILIP W. BAXTER | For | For | ||||||||
4 | JAMES E. ALTMEYER, SR. | For | For | ||||||||
5 | ALVIN R. CARPENTER | For | For | ||||||||
6 | WILLIAM E. DAVIS | For | For | ||||||||
7 | RAJ K. GUPTA | For | For | ||||||||
8 | DAVID C. HARDESTY, JR. | For | For | ||||||||
9 | MAUREEN E. LALLY-GREEN | For | For | ||||||||
10 | JOHN T. MILLS | For | For | ||||||||
11 | WILLIAM P. POWELL | For | For | ||||||||
12 | JOSEPH T. WILLIAMS | For | For | ||||||||
2 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Management | For | For | |||||||
3 | APPROVAL OF COMPENSATION PAID IN 2013 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. | Management | For | For | |||||||
4 | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
5 | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. | Shareholder | Against | For | |||||||
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
TENARIS, S.A. | |||||||||||
Security | 88031M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TS | Meeting Date | 07-May-2014 | ||||||||
ISIN | US88031M1099 | Agenda | 933959744 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | For | |||||||
2. | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
3. | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013. | Management | For | For | |||||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
6. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
7. | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES. | Management | For | For | |||||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS. | Management | For | For | |||||||
OCH-ZIFF CAP MGMT GROUP LLC | |||||||||||
Security | 67551U105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OZM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US67551U1051 | Agenda | 933969644 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOEL M. FRANK | For | For | ||||||||
2 | ALLAN S. BUFFERD | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TENARIS, S.A. | |||||||||||
Security | 88031M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TS | Meeting Date | 07-May-2014 | ||||||||
ISIN | US88031M1099 | Agenda | 934001607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | For | |||||||
2. | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
3. | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013. | Management | For | For | |||||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013. | Management | For | For | |||||||
6. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
7. | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES. | Management | For | For | |||||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS. | Management | For | For | |||||||
JARDINE MATHESON HOLDINGS LTD, HAMILTON | |||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507361001 | Agenda | 705118203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS AND APPROVE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT ADAM KESWICK AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT MARK GREENBERG AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
5 | RE-ELECT RICHARD LEE AS DIRECTOR | Management | For | For | |||||||
6 | APPROVE PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND AUTHORISE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
7 | APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | Against | Against | |||||||
8 | AUTHORISE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
CMMT | 15 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705152560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS AND DECLARE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT DAVID HSU AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT GEORGE KOO AS DIRECTOR | Management | For | For | |||||||
5 | APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |||||||
7 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
8 | AUTHORISE PURCHASE OF SHARES IN PARENT COMPANY, JARDINE MATHESON HOLDINGS LTD | Management | For | For | |||||||
CMMT | 25 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESO-LUTION 6 AND CHANGE IN MEETING TIME FROM 09:00 TO 11:00. IF YOU HAVE ALREADY S-ENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
ENI SPA, ROMA | |||||||||||
Security | T3643A145 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | IT0003132476 | Agenda | 705186573 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 303662 DUE TO RECEIPT OF S-LATES FOR DIRECTOR AND AUDITOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETI-NG WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.- THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199411.P-DF | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE BOARD OF DIRECTORS DOES NOT MAKE ANY RECOMMENDATIONS OF R-ESOLUTION 4. THANK YOU | Non-Voting | |||||||||
O.1 | FINANCIAL STATEMENTS AT 31/12/2013. ANY ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL STATEMENTS AT 31/12/2013. BOARD OF DIRECTORS, BOARD OF AUDITORS AND INDEPENDENT AUDITORS REPORT | Management | For | For | |||||||
O.2 | TO ALLOCATE THE NET PROFIT FOR THE PERIOD OF 4,409,777,928.34 EURO, OF WHICH 2,417,239,554.69 EURO REMAINS FOLLOWING THE DISTRIBUTION OF THE 2013 INTERIM DIVIDEND OF 0.55 EURO PER SHARE, RESOLVED BY THE BOARD OF DIRECTORS ON SEPTEMBER 19, 2013, AS SPECIFIED | Management | For | For | |||||||
O.3 | AUTHORIZATION TO BUY AND SELL OWN SHARES. ANY ADJOURNMENT THEREOF | Management | For | For | |||||||
E.4 | AMENDMENT OF ART. 17 OF THE STATUTE AND INSERTION OF NEW ART. 17-BIS | Management | For | For | |||||||
E.5 | AMENDMENT OF ART. 16 OF THE STATUTE | Management | For | For | |||||||
O.6 | DETERMINATION OF DIRECTORS NUMBER | Management | For | For | |||||||
O.7 | DETERMINATION OF DIRECTORS DURATION | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS, THERE-IS ONLY ONE SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUC-TIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED T-O VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU. | Non-Voting | |||||||||
O.8.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: LISTS FILED BY THE ITALIAN MINISTRY OF ECONOMY AND FINANCE: TO APPOINT DIRECTORS: 1. EMMA MARCEGAGLIA (PRESIDENT), 2. CLAUDIO DESCALZI, 3.ANDREA GEMMA, 4.LUIGI ZINGALES, 5.DIVA MORIANI, 6. FABRIZIO PAGANI | Shareholder | |||||||||
O.8.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: LISTS FILED BY THE ITALIAN AND FOREIGN INSTITUTIONAL INVESTORS: 1. LORENZI ALESSANDRO, 2. LITVACK KARINA, 3.GUINDANI PIETRO | Shareholder | For | Against | |||||||
O.9 | APPOINTMENT OF THE BOARD OF DIRECTORS CHAIRMAN | Management | For | For | |||||||
O.10 | DETERMINATION OF THE BOARD OF DIRECTORS AND CHAIRMAN EMOLUMENTS | Management | For | For | |||||||
O.11 | RESOLUTIONS IN CONFORMITY WITH LAW 9 AUGUST 2013 N.98 | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS-RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEET-ING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 O-F THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN. THA-NK YOU. | Non-Voting | |||||||||
O12.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: LISTS FILED BY THE ITALIAN MINISTRY OF ECONOMY AND FINANCE: COLLEGIO SINDACALE: EFFECTIVE AUDITORS: 1. MARCO SERACINI, 2. ALBERTO FALINI, 3. PAOLA CAMAGNI. ALTERNATE AUDITORS: 1.STEFANIA BETTONI 2. MASSIMILIANO GALLI | Shareholder | Abstain | Against | |||||||
O12.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: LISTS FILED BY THE ITALIAN AND FOREIGN INSTITUTIONAL INVESTORS: EFFECTIVE AUDITORS:1. CARATOZZOLO MATTEO, 2. LACCHINI MARCO. ALTERNATE AUDITORS: 1.LONARDO MAURO, 2. VITALI PIERA | Shareholder | For | Against | |||||||
O.13 | APPOINTMENT OF THE BOARD OF AUDITORS CHAIRMAN | Management | For | For | |||||||
O.14 | DETERMINATION OF THE BOARD OF AUDITORS CHAIRMAN AND REGULAR AUDITORS EMOLUMENTS | Management | For | For | |||||||
O.15 | DETERMINATION OF THE MEDAL OF PRESENCE OF THE JUDGE OF THE NATIONAL AUDIT OFFICE CONTROLLING THE FINANCIAL MANAGEMENT | Management | For | For | |||||||
O.16 | LONG-TERM 2014-2016 CASH INCENTIVE PLAN | Management | For | For | |||||||
O.17 | REPORT CONCERNING REMUNERATION POLICIES | Management | For | For | |||||||
CMMT | 22 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION O12.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 320874 PLE-ASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. T-HANK YOU. | Non-Voting | |||||||||
REPUBLIC SERVICES, INC. | |||||||||||
Security | 760759100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RSG | Meeting Date | 08-May-2014 | ||||||||
ISIN | US7607591002 | Agenda | 933944832 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES W. CROWNOVER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TOMAGO COLLINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD W. SLAGER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALLAN C. SORENSEN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOHN M. TRANI | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | |||||||
FORD MOTOR COMPANY | |||||||||||
Security | 345370860 | Meeting Type | Annual | ||||||||
Ticker Symbol | F | Meeting Date | 08-May-2014 | ||||||||
ISIN | US3453708600 | Agenda | 933946026 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN G. BUTLER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EDSEL B. FORD II | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD A. GEPHARDT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES P. HACKETT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN C. LECHLEITER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ELLEN R. MARRAM | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ALAN MULALLY | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: HOMER A. NEAL | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: GERALD L. SHAHEEN | Management | For | For | |||||||
1P. | ELECTION OF DIRECTOR: JOHN L. THORNTON | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE 2014 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | |||||||
5. | RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. | Shareholder | Against | For | |||||||
6. | RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | Shareholder | Against | For | |||||||
SOUTHWEST GAS CORPORATION | |||||||||||
Security | 844895102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWX | Meeting Date | 08-May-2014 | ||||||||
ISIN | US8448951025 | Agenda | 933946230 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. BOUGHNER | For | For | ||||||||
2 | JOSE A. CARDENAS | For | For | ||||||||
3 | THOMAS E. CHESTNUT | For | For | ||||||||
4 | STEPHEN C. COMER | For | For | ||||||||
5 | LEROY C. HANNEMAN, JR. | For | For | ||||||||
6 | MICHAEL O. MAFFIE | For | For | ||||||||
7 | ANNE L. MARIUCCI | For | For | ||||||||
8 | MICHAEL J. MELARKEY | For | For | ||||||||
9 | JEFFREY W. SHAW | For | For | ||||||||
10 | A. RANDALL THOMAN | For | For | ||||||||
11 | THOMAS A. THOMAS | For | For | ||||||||
12 | TERRENCE L. WRIGHT | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO REAPPROVE AND AMEND THE MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
CVS CAREMARK CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US1266501006 | Agenda | 933947953 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||||||
2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PEABODY ENERGY CORPORATION | |||||||||||
Security | 704549104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BTU | Meeting Date | 08-May-2014 | ||||||||
ISIN | US7045491047 | Agenda | 933949363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY H. BOYCE | For | For | ||||||||
2 | WILLIAM A. COLEY | For | For | ||||||||
3 | WILLIAM E. JAMES | For | For | ||||||||
4 | ROBERT B. KARN III | For | For | ||||||||
5 | HENRY E. LENTZ | For | For | ||||||||
6 | ROBERT A. MALONE | For | For | ||||||||
7 | WILLIAM C. RUSNACK | For | For | ||||||||
8 | MICHAEL W. SUTHERLIN | For | For | ||||||||
9 | JOHN F. TURNER | For | For | ||||||||
10 | SANDRA A. VAN TREASE | For | For | ||||||||
11 | ALAN H. WASHKOWITZ | For | For | ||||||||
12 | HEATHER A. WILSON | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
TENET HEALTHCARE CORPORATION | |||||||||||
Security | 88033G407 | Meeting Type | Annual | ||||||||
Ticker Symbol | THC | Meeting Date | 08-May-2014 | ||||||||
ISIN | US88033G4073 | Agenda | 933953019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN ELLIS "JEB" BUSH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TREVOR FETTER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BRENDA J. GAINES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KAREN M. GARRISON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: J. ROBERT KERREY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD R. PETTINGILL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO APPROVE THE FIFTH AMENDED AND RESTATED TENET HEALTHCARE 2008 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
RYMAN HOSPITALITY PROPERTIES, INC. | |||||||||||
Security | 78377T107 | Meeting Type | Annual | ||||||||
Ticker Symbol | RHP | Meeting Date | 08-May-2014 | ||||||||
ISIN | US78377T1079 | Agenda | 933955900 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL J. BENDER | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: E.K. GAYLORD II | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: D. RALPH HORN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ELLEN LEVINE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: COLIN V. REED | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
GRAHAM HOLDINGS COMPANY | |||||||||||
Security | 384637104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GHC | Meeting Date | 08-May-2014 | ||||||||
ISIN | US3846371041 | Agenda | 933956154 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CHRISTOPHER C. DAVIS | For | For | ||||||||
2 | THOMAS S. GAYNER | For | For | ||||||||
3 | ANNE M. MULCAHY | For | For | ||||||||
4 | LARRY D. THOMPSON | For | For | ||||||||
TELUS CORPORATION | |||||||||||
Security | 87971M103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TU | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA87971M1032 | Agenda | 933963628 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | R.H. (DICK) AUCHINLECK | For | For | ||||||||
2 | A. CHARLES BAILLIE | For | For | ||||||||
3 | MICHELINE BOUCHARD | For | For | ||||||||
4 | R. JOHN BUTLER | For | For | ||||||||
5 | RAYMOND CHAN | For | For | ||||||||
6 | STOCKWELL DAY | For | For | ||||||||
7 | DARREN ENTWISTLE | For | For | ||||||||
8 | RUSTON E.T. GOEPEL | For | For | ||||||||
9 | MARY JO HADDAD | For | For | ||||||||
10 | JOHN S. LACEY | For | For | ||||||||
11 | WILLIAM A. MACKINNON | For | For | ||||||||
12 | JOHN MANLEY | For | For | ||||||||
13 | JOE NATALE | For | For | ||||||||
14 | DONALD WOODLEY | For | For | ||||||||
02 | APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
03 | ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||||||
ABBVIE INC. | |||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABBV | Meeting Date | 09-May-2014 | ||||||||
ISIN | US00287Y1091 | Agenda | 933942725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. ALPERN | For | For | ||||||||
2 | EDWARD M. LIDDY | For | For | ||||||||
3 | FREDERICK H. WADDELL | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
ACTAVIS PLC | |||||||||||
Security | G0083B108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACT | Meeting Date | 09-May-2014 | ||||||||
ISIN | IE00BD1NQJ95 | Agenda | 933949565 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES H. BLOEM | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TAMAR D. HOWSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN A. KING | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CATHERINE M. KLEMA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JIRI MICHAL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANDREW L. TURNER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY TO ISSUE A SUSTAINABILITY REPORT. | Shareholder | Against | For | |||||||
ROCKWOOD HOLDINGS, INC. | |||||||||||
Security | 774415103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROC | Meeting Date | 09-May-2014 | ||||||||
ISIN | US7744151033 | Agenda | 933954807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOUG MAINE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AMBASSADOR ALEJANDRO WOLFF | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE AMENDED AND RESTATED 2009 ROCKWOOD HOLDINGS, INC. STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | TO APPROVE THE AMENDED AND RESTATED 2009 ROCKWOOD HOLDINGS, INC. SHORT-TERM INCENTIVE PLAN. | Management | For | For | |||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164600 | Agenda | 705194330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND OF THE GROUP-ANNUAL REPORT AND THE GROUP AUDITORS REPORT | Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE | Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN MEMBERS | Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
18.a | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | ||||||||
18.b | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIKS INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | ||||||||
20.a | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | ||||||||
20.b | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 | Management | No Action | ||||||||
ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | |||||||||||
20.c | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | ||||||||
20.d | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT MANAGEMENT DOES NOT GIVE A RECOMMENDATIONS OR CO-MMENT ON SHAREHOLDER PROPOSALS 20.A TO 20.D. THANK YOU. | Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 18 A AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164626 | Agenda | 705216009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282778 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 20.A TO 20.D. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON SHAREHOLDER PROPOSALS:-20.A TO 20.D. THANK YOU. | Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD | Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND OF THE GROUP AN-NUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE AND THAT THE RECORD DATE SHALL BE ON THURSDAY 15 MAY 2014 | Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER | Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SEVEN MEMBERS | Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR | Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL, FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Management | No Action | ||||||||
18.A | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK | Management | No Action | ||||||||
18.B | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIK'S INVESTMENTS IN UNLISTED COMPANIES | Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Management | No Action | ||||||||
20.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING | Management | No Action | ||||||||
20.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE | Management | No Action | ||||||||
20.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION | Management | No Action | ||||||||
20.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON | Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | |||||||||
AMERICAN EXPRESS COMPANY | |||||||||||
Security | 025816109 | Meeting Type | Annual | ||||||||
Ticker Symbol | AXP | Meeting Date | 12-May-2014 | ||||||||
ISIN | US0258161092 | Agenda | 933945872 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: URSULA BURNS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KENNETH CHENAULT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ANNE LAUVERGEON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THEODORE LEONSIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD LEVIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD MCGINN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SAMUEL PALMISANO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEVEN REINEMUND | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: ROBERT WALTER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: RONALD WILLIAMS | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL RELATING TO ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATING TO REPORT ON PRIVACY, DATA SECURITY AND GOVERNMENT REQUESTS. | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL RELATING TO ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | |||||||
DREAM UNLIMITED CORP. | |||||||||||
Security | 26153M200 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | DRUNF | Meeting Date | 12-May-2014 | ||||||||
ISIN | CA26153M2004 | Agenda | 933946723 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | NED GOODMAN | For | For | ||||||||
2 | MICHAEL J. COOPER | For | For | ||||||||
3 | JOANNE FERSTMAN | For | For | ||||||||
4 | RICHARD N. GATEMAN | For | For | ||||||||
5 | JANE GAVAN | For | For | ||||||||
6 | JENNIFER LEE KOSS | For | For | ||||||||
7 | VINCENZA SERA | For | For | ||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR. | Management | For | For | |||||||
03 | BE IT RESOLVED AS A SPECIAL RESOLUTION THAT THE NUMBER OF DIRECTORS OF DREAM UNLIMITED CORP. FROM TIME TO TIME MAY BE DETERMINED, WITHIN THE MINIMUM AND MAXIMUM SET OUT IN DREAM UNLIMITED CORP.'S ARTICLES OF AMALGAMATION, BY A RESOLUTION OF THE DIRECTORS, SUBJECT TO THE LIMITATIONS SET OUT IN THE BUSINESS CORPORATIONS ACT (ONTARIO). | Management | For | For | |||||||
AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||
Security | 026874784 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIG | Meeting Date | 12-May-2014 | ||||||||
ISIN | US0268747849 | Agenda | 933956217 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | For | For | |||||||
2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. | Management | Against | Against | |||||||
4. | TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. | Management | Against | Against | |||||||
5. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
INTERNATIONAL PAPER COMPANY | |||||||||||
Security | 460146103 | Meeting Type | Annual | ||||||||
Ticker Symbol | IP | Meeting Date | 12-May-2014 | ||||||||
ISIN | US4601461035 | Agenda | 933972362 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID J. BRONCZEK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AHMET C. DORDUNCU | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STACEY J. MOBLEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN F. TURNER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM G. WALTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Management | For | For | |||||||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3 | RE-APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE INTERNATIONAL PAPER COMPANY AMENDED AND RESTATED 2009 INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||
4 | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCUSSED UNDER THE HEADING "COMPENSATION DISCUSSION & ANALYSIS" | Management | Abstain | Against | |||||||
5 | SHAREOWNER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
UIL HOLDINGS CORPORATION | |||||||||||
Security | 902748102 | Meeting Type | Annual | ||||||||
Ticker Symbol | UIL | Meeting Date | 13-May-2014 | ||||||||
ISIN | US9027481020 | Agenda | 933942701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THELMA R. ALBRIGHT | For | For | ||||||||
2 | ARNOLD L. CHASE | For | For | ||||||||
3 | BETSY HENLEY-COHN | For | For | ||||||||
4 | SUEDEEN G. KELLY | For | For | ||||||||
5 | JOHN L. LAHEY | For | For | ||||||||
6 | DANIEL J. MIGLIO | For | For | ||||||||
7 | WILLIAM F. MURDY | For | For | ||||||||
8 | WILLIAM B. PLUMMER | For | For | ||||||||
9 | DONALD R. SHASSIAN | For | For | ||||||||
10 | JAMES P. TORGERSON | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF UIL HOLDINGS CORPORATION. | Management | For | For | |||||||
POPULAR, INC. | |||||||||||
Security | 733174700 | Meeting Type | Annual | ||||||||
Ticker Symbol | BPOP | Meeting Date | 13-May-2014 | ||||||||
ISIN | PR7331747001 | Agenda | 933943450 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF CLASS III DIRECTOR FOR A THREE-YEAR TERM: MARIA LUISA FERRE | Management | For | For | |||||||
1B) | ELECTION OF CLASS III DIRECTOR FOR A THREE-YEAR TERM: C. KIM GOODWIN | Management | For | For | |||||||
1C) | ELECTION OF CLASS III DIRECTOR FOR A THREE-YEAR TERM: WILLIAM J. TEUBER JR. | Management | For | For | |||||||
1D) | ELECTION OF CLASS II DIRECTOR FOR A TWO-YEAR TERM: JOHN W. DIERCKSEN | Management | For | For | |||||||
2) | TO APPROVE AN ADVISORY VOTE OF THE CORPORATION'S EXECUTIVE COMPENSATION PROGRAM. | Management | Abstain | Against | |||||||
3) | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2014. | Management | For | For | |||||||
WASTE MANAGEMENT, INC. | |||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||
Ticker Symbol | WM | Meeting Date | 13-May-2014 | ||||||||
ISIN | US94106L1098 | Agenda | 933944476 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: VICTORIA M. HOLT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
CONOCOPHILLIPS | |||||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | ||||||||
ISIN | US20825C1045 | Agenda | 933946305 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | |||||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | |||||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For | |||||||
EBAY INC. | |||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||
Ticker Symbol | EBAY | Meeting Date | 13-May-2014 | ||||||||
ISIN | US2786421030 | Agenda | 933949919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | FRED D. ANDERSON | For | For | ||||||||
2 | EDWARD W. BARNHOLT | For | For | ||||||||
3 | SCOTT D. COOK | For | For | ||||||||
4 | JOHN J. DONAHOE | For | For | ||||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN. | Management | For | For | |||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5 | TO CONSIDER A STOCKHOLDER PROPOSAL SUBMITTED BY JOHN CHEVEDDEN REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | |||||||
6 | PROPOSAL WITHDRAWN | Shareholder | Against | For | |||||||
LOEWS CORPORATION | |||||||||||
Security | 540424108 | Meeting Type | Annual | ||||||||
Ticker Symbol | L | Meeting Date | 13-May-2014 | ||||||||
ISIN | US5404241086 | Agenda | 933951433 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LAWRENCE S. BACOW | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANN E. BERMAN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOSEPH L. BOWER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHARLES M. DIKER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JACOB A. FRENKEL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL J. FRIBOURG | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WALTER L. HARRIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KEN MILLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ANDREW H. TISCH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JONATHAN M. TISCH | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: ANTHONY WELTERS | Management | For | For | |||||||
2. | APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
SCRIPPS NETWORKS INTERACTIVE, INC. | |||||||||||
Security | 811065101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SNI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US8110651010 | Agenda | 933951572 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JARL MOHN | For | For | ||||||||
2 | NICHOLAS B. PAUMGARTEN | For | For | ||||||||
3 | JEFFREY SAGANSKY | For | For | ||||||||
4 | RONALD W. TYSOE | For | For | ||||||||
MORGAN STANLEY | |||||||||||
Security | 617446448 | Meeting Type | Annual | ||||||||
Ticker Symbol | MS | Meeting Date | 13-May-2014 | ||||||||
ISIN | US6174464486 | Agenda | 933952497 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: MASAAKI TANAKA | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For | |||||||
3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | Shareholder | Against | For | |||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||
Ticker Symbol | APC | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0325111070 | Agenda | 933952651 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES W. GOODYEAR | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL - REPORT ON CLIMATE CHANGE RISK. | Shareholder | Against | For | |||||||
WRIGHT MEDICAL GROUP, INC. | |||||||||||
Security | 98235T107 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMGI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US98235T1079 | Agenda | 933954023 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GARY D. BLACKFORD | For | For | ||||||||
2 | MARTIN J. EMERSON | For | For | ||||||||
3 | LAWRENCE W. HAMILTON | For | For | ||||||||
4 | RONALD K. LABRUM | For | For | ||||||||
5 | JOHN L. MICLOT | For | For | ||||||||
6 | ROBERT J. PALMISANO | For | For | ||||||||
7 | AMY S. PAUL | For | For | ||||||||
8 | ROBERT J. QUILLINAN | For | For | ||||||||
9 | DAVID D. STEVENS | For | For | ||||||||
10 | DOUGLAS G. WATSON | For | For | ||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
LEUCADIA NATIONAL CORPORATION | |||||||||||
Security | 527288104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LUK | Meeting Date | 13-May-2014 | ||||||||
ISIN | US5272881047 | Agenda | 933955962 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LINDA L. ADAMANY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCISCO L. BORGES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: W. PATRICK CAMPBELL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD B. HANDLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROBERT E. JOYAL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JEFFREY C. KEIL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL T. O'KANE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STUART H. REESE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSEPH S. STEINBERG | Management | For | For | |||||||
2. | APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | Against | |||||||
3. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | |||||||||||
Security | 459506101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IFF | Meeting Date | 13-May-2014 | ||||||||
ISIN | US4595061015 | Agenda | 933956572 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DR. LINDA BUCK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J. MICHAEL COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ANDREAS FIBIG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTINA GOLD | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DALE F. MORRISON | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DOUGLAS D. TOUGH | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013. | Management | Abstain | Against | |||||||
ALBEMARLE CORPORATION | |||||||||||
Security | 012653101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALB | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0126531013 | Agenda | 933958184 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM H. HERNANDEZ | For | For | ||||||||
2 | LUTHER C. KISSAM IV | For | For | ||||||||
3 | JOSEPH M. MAHADY | For | For | ||||||||
4 | JIM W. NOKES | For | For | ||||||||
5 | JAMES J. O'BRIEN | For | For | ||||||||
6 | BARRY W. PERRY | For | For | ||||||||
7 | JOHN SHERMAN JR. | For | For | ||||||||
8 | GERALD A. STEINER | For | For | ||||||||
9 | HARRIETT TEE TAGGART | For | For | ||||||||
10 | ANNE MARIE WHITTEMORE | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ZOETIS INC. | |||||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZTS | Meeting Date | 13-May-2014 | ||||||||
ISIN | US98978V1035 | Agenda | 933959504 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | |||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | |||||||
5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
GRIFFIN LAND & NURSERIES, INC. | |||||||||||
Security | 398231100 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | GRIF | Meeting Date | 13-May-2014 | ||||||||
ISIN | US3982311009 | Agenda | 933995992 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | CHRISTOPHER P. HALEY | For | For | ||||||||
2 | WALTER M. SCHENKER | For | For | ||||||||
02 | THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
03 | THE COMPANY'S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXCUTIVE OFFICERS. | Management | Abstain | For | |||||||
04 | GAMCO'S PROPOSAL REQUESTING THE BOARD TAKE THE NECESSARY STEPS TO ENABLE THE COMPANY TO QUALIFY AS A REAL ESTATE INVESTMENT TRUST ("REIT") OR A MASTER LIMITED PARTNERSHIP ("MLP") IN ORDER TO PURSUE THE CONVERSION OF THE COMPANY INTO A REIT OR MLP. | Management | For | For | |||||||
BNP PARIBAS SA, PARIS | |||||||||||
Security | F1058Q238 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | FR0000131104 | Agenda | 705027604 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | 11 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2014/0312/201403121400612.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL: http://www.journal-officiel.gouv.fr//pdf/2014/0- 411/201404111401069.pdf, CHANGE IN RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND-MODIFICATION TO THE TEXT OF RESOLUTION O.13. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31th, 2013 and dividend distribution | Management | For | For | |||||||
O.4 | Special report of the statutory auditors on the agreements and commitments pursuant to articles l.225-38 et seq. Of the commercial code | Management | For | For | |||||||
O.5 | Authorization granted to BNP Paribas to repurchase its own shares | Management | For | For | |||||||
O.6 | Renewal of term of Mr. Jean-Francois Lepetit as board member | Management | For | For | |||||||
O.7 | Renewal of term of Mr. Baudouin Prot as board member | Management | For | For | |||||||
O.8 | Renewal of term of Mrs. Fields Wicker-Miurin as board member | Management | For | For | |||||||
O.9 | Ratification of the cooptation of Mrs. Monique Cohen as board member and renewal of her term | Management | For | For | |||||||
O.10 | Appointment of Mrs. Daniela Schwarzer as board member | Management | For | For | |||||||
O.11 | Advisory vote on the compensation owed or paid to Mr. Baudouin Prot, chairman of the board of directors for the 2013 financial year - recommendation referred to in to paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | |||||||
O.12 | Advisory vote on the compensation owed or paid to Mr. Jean-Laurent Bonnafe, CEO, for the 2013 financial year - recommendation referred to in to paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | |||||||
O.13 | Advisory vote on the compensation owed or paid to Mr. Georges Chodron de Courcel, Mr. Philippe Bordenave and Mr. Francois Villeroy de Galhau, managing directors for the 2013 financial year - recommendation referred to in paragraph 24.3 of the code AFEP-MEDEF | Management | For | For | |||||||
O.14 | Advisory vote on the total amount of compensation of any kind paid to executive officers and certain categories of staff during the 2013 financial year-article l.511-73 of the monetary and financial code | Management | For | For | |||||||
O.15 | Setting the limitation on the variable part of the compensation of executive officers and certain categories of staff-article l.511-78 of the monetary and financial code | Management | For | For | |||||||
E.16 | Issuance of common shares and securities giving access to capital or entitling to debt securities while maintaining preferential subscription rights | Management | For | For | |||||||
E.17 | Issuance of common shares and securities giving access to capital or entitling to debt securities with the cancellation of preferential subscription rights | Management | Against | Against | |||||||
E.18 | Issuance of common shares and securities giving access to capital with the cancellation of preferential subscription rights, in consideration for stocks contributed within the framework of public exchange offers | Management | Against | Against | |||||||
E.19 | Issuance of common shares or securities giving access to capital with the cancellation of preferential subscription rights, in consideration for stock contribution up to 10% of capital | Management | Against | Against | |||||||
E.20 | Overall limitation on issuance authorizations with the cancellation of preferential subscription rights | Management | Against | Against | |||||||
E.21 | Capital increase by incorporation of reserves or profits, share or contribution premiums | Management | For | For | |||||||
E.22 | Overall limitation on issuance authorizations with or without preferential subscription rights | Management | Against | Against | |||||||
E.23 | Authorization to be granted to the board of directors to carry out transactions reserved for members of the company savings plan of BNP Paribas group which may take the form of capital increases and/or sales of reserved stocks | Management | For | For | |||||||
E.24 | Authorization to be granted to the board of directors to reduce capital by cancellation of shares | Management | For | For | |||||||
E.25 | Powers to carry out all legal formalities | Management | For | For | |||||||
STATOIL ASA, STAVANGER | |||||||||||
Security | R8413J103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | NO0010096985 | Agenda | 705233803 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AMENDMENT TO MID 258962 DUE TO CHANGE IN DIRECTORS' N-AME IN RESOLUTION 12.L. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DIS-REGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENE-FICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARI-LY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PRO-XY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER-THE MEETING. | Non-Voting | |||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE BOARD OF DIRECTORS RECOMMENDS THE GENERAL MEETING TO VOTE-AGAINST THE SHAREHOLDER PROPOSALS: 7, 8 AND 19 | Non-Voting | |||||||||
3 | ELECTION OF CHAIR FOR THE MEETING: OLAUG SVARVA | Management | No Action | ||||||||
4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | No Action | ||||||||
5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | No Action | ||||||||
6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A TOTAL DIVIDEND OF NOK 7.00 PER SHARE FOR 2013. THE DIVIDEND ACCRUES TO THE SHAREHOLDERS AS OF 14 MAY 2014, WITH EXPECTED DIVIDEND PAYMENT ON 28 MAY 2014 | Management | No Action | ||||||||
7 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA | Shareholder | No Action | ||||||||
8 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC | Shareholder | No Action | ||||||||
9 | REPORT ON CORPORATE GOVERNANCE | Management | No Action | ||||||||
10 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management | No Action | ||||||||
11 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 | Management | No Action | ||||||||
12.A | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) | Management | No Action | ||||||||
12.B | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | No Action | ||||||||
12.C | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) | Management | No Action | ||||||||
12.D | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) | Management | No Action | ||||||||
12.E | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) | Management | No Action | ||||||||
12.F | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) | Management | No Action | ||||||||
12.G | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) | Management | No Action | ||||||||
12.H | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) | Management | No Action | ||||||||
12.I | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) | Management | No Action | ||||||||
12.J | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) | Management | No Action | ||||||||
12.K | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | No Action | ||||||||
12.L | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KJERSTI KLEVEN (NEW MEMBER) | Management | No Action | ||||||||
12.1 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) | Management | No Action | ||||||||
12.2 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) | Management | No Action | ||||||||
12.3 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) | Management | No Action | ||||||||
12.4 | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) | Management | No Action | ||||||||
13 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Management | No Action | ||||||||
14.A | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) | Management | No Action | ||||||||
14.B | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) | Management | No Action | ||||||||
14.C | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) | Management | No Action | ||||||||
14.D | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | No Action | ||||||||
15 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | Management | No Action | ||||||||
16 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 | Management | No Action | ||||||||
17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | Management | No Action | ||||||||
18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | No Action | ||||||||
19 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES | Shareholder | No Action | ||||||||
TENNECO INC. | |||||||||||
Security | 880349105 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEN | Meeting Date | 14-May-2014 | ||||||||
ISIN | US8803491054 | Agenda | 933953920 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | |||||||
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | Abstain | Against | |||||||
ALTRIA GROUP, INC. | |||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MO | Meeting Date | 14-May-2014 | ||||||||
ISIN | US02209S1033 | Agenda | 933956801 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY- ENNIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - PREPARATION OF HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES | Shareholder | Against | For | |||||||
MINERALS TECHNOLOGIES INC. | |||||||||||
Security | 603158106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTX | Meeting Date | 14-May-2014 | ||||||||
ISIN | US6031581068 | Agenda | 933958413 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DUANE R. DUNHAM | For | For | ||||||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
LABORATORY CORP. OF AMERICA HOLDINGS | |||||||||||
Security | 50540R409 | Meeting Type | Annual | ||||||||
Ticker Symbol | LH | Meeting Date | 14-May-2014 | ||||||||
ISIN | US50540R4092 | Agenda | 933960494 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: KERRII B. ANDERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID P. KING | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER M. NEUPERT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ADAM H. SCHECHTER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | Management | For | For | |||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
STATE STREET CORPORATION | |||||||||||
Security | 857477103 | Meeting Type | Annual | ||||||||
Ticker Symbol | STT | Meeting Date | 14-May-2014 | ||||||||
ISIN | US8574771031 | Agenda | 933965468 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: J. ALMEIDA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: P. COYM | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R. SKATES | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: T. WILSON | Management | For | For | |||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
UNILEVER N.V. | |||||||||||
Security | 904784709 | Meeting Type | Annual | ||||||||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9047847093 | Agenda | 933971916 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | |||||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | |||||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | |||||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | |||||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | |||||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | |||||||
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | |||||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | |||||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | |||||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For | |||||||
DEAN FOODS COMPANY | |||||||||||
Security | 242370203 | Meeting Type | Annual | ||||||||
Ticker Symbol | DF | Meeting Date | 14-May-2014 | ||||||||
ISIN | US2423702032 | Agenda | 933980559 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: TOM C. DAVIS | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: JOHN R. MUSE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: GREGG A. TANNER | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: JIM L. TURNER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: ROBERT T. WISEMAN | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE AND ADOPT AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION DECREASING THE TOTAL NUMBER OF AUTHORIZED SHARES OF OUR CAPITAL STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED VESTING OF EQUITY AWARDS IN CONNECTION WITH A CHANGE IN CONTROL OF OUR COMPANY. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL RELATED TO THE REPORTING OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL RELATED TO WATER STEWARDSHIP IN THE AGRICULTURAL SUPPLY CHAIN. | Shareholder | Against | For | |||||||
HERTZ GLOBAL HOLDINGS, INC. | |||||||||||
Security | 42805T105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HTZ | Meeting Date | 14-May-2014 | ||||||||
ISIN | US42805T1051 | Agenda | 933992655 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL J. DURHAM | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MARK P. FRISSORA | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: HENRY C. WOLF | Management | For | For | |||||||
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | |||||||
4. | APPROVAL OF A POTENTIAL AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS TO SELECT THE RATIO OF THE REVERSE STOCK SPLIT AS SET FORTH IN THE AMENDMENT | Management | For | For | |||||||
5. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014 | Management | For | For | |||||||
STATOIL ASA | |||||||||||
Security | 85771P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | STO | Meeting Date | 14-May-2014 | ||||||||
ISIN | US85771P1021 | Agenda | 933994546 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
3 | ELECTION OF CHAIR FOR THE MEETING | Management | For | For | |||||||
4 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | For | |||||||
5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | |||||||
6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | For | |||||||
7 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA | Shareholder | Abstain | Against | |||||||
8 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC | Shareholder | Abstain | Against | |||||||
9 | REPORT ON CORPORATE GOVERNANCE | Management | For | For | |||||||
10 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | Management | For | For | |||||||
11 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 | Management | For | For | |||||||
12 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | For | |||||||
12A | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) | Management | For | For | |||||||
12B | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) | Management | For | For | |||||||
12C | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) | Management | For | For | |||||||
12D | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) | Management | For | For | |||||||
12E | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) | Management | For | For | |||||||
12F | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) | Management | For | For | |||||||
12G | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) | Management | For | For | |||||||
12H | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) | Management | For | For | |||||||
12I | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) | Management | For | For | |||||||
12J | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) | Management | For | For | |||||||
12K | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | For | |||||||
12L | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE (NEW ELECTION, FORMER 4. DEPUTY MEMBER) | Management | For | For | |||||||
12M | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) | Management | For | For | |||||||
12N | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) | Management | For | For | |||||||
12O | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) | Management | For | For | |||||||
12P | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) | Management | For | For | |||||||
13 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | Management | For | For | |||||||
14 | NOMINATION COMMITTEE'S JOINT PROPOSAL | Management | For | For | |||||||
14A | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) | Management | For | For | |||||||
14B | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) | Management | For | For | |||||||
14C | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) | Management | For | For | |||||||
14D | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) | Management | For | For | |||||||
15 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | Management | For | For | |||||||
16 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 | Management | For | For | |||||||
17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES | Management | For | For | |||||||
18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | Management | For | For | |||||||
19 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES | Shareholder | Abstain | Abstain | |||||||
UNILEVER N.V. | |||||||||||
Security | 904784709 | Meeting Type | Annual | ||||||||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9047847093 | Agenda | 933996463 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | |||||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | |||||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | |||||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | |||||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | |||||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | |||||||
9. | TO RE-APPOINT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
12. | TO RE-APPOINT DR B E GROTE AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
13. | TO RE-APPOINT MS M MA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
14. | TO RE-APPOINT MS H NYASULU AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
16. | TO RE-APPOINT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
17. | TO RE-APPOINT MR K J STORM AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
19. | TO RE-APPOINT MR P S WALSH AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
20. | TO APPOINT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR. | Management | For | For | |||||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | |||||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | |||||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | |||||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 705232419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT: THE DISPOSAL BY THE COMPANY OF ITS 100% SHAREHOLDING IN CMC (THE "DISPOSAL"), AS DESCRIBED IN THE CIRCULAR TO SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH THIS NOTICE FORMS PART (THE "CIRCULAR") AS A CLASS 1 TRANSACTION ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE HOLDING LIMITED AND GP HOLDING SAS IS HEREBY APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY AND THAT EACH AND ANY OF THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS AND CONDITIONS AND CONTD | Management | For | For | |||||||
CONT | CONTD TO MAKE SUCH NON-MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND-EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AND OF ANY DOCUMENTS AND-ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS HE OR SHE THINKS NECESSARY OR-DESIRABLE | Non-Voting | |||||||||
INTEGRYS ENERGY GROUP, INC. | |||||||||||
Security | 45822P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US45822P1057 | Agenda | 933937421 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM J. BRODSKY | For | For | ||||||||
2 | ALBERT J. BUDNEY, JR. | For | For | ||||||||
3 | ELLEN CARNAHAN | For | For | ||||||||
4 | MICHELLE L. COLLINS | For | For | ||||||||
5 | K.M. HASSELBLAD-PASCALE | For | For | ||||||||
6 | JOHN W. HIGGINS | For | For | ||||||||
7 | PAUL W. JONES | For | For | ||||||||
8 | HOLLY KELLER KOEPPEL | For | For | ||||||||
9 | MICHAEL E. LAVIN | For | For | ||||||||
10 | WILLIAM F. PROTZ, JR. | For | For | ||||||||
11 | CHARLES A. SCHROCK | For | For | ||||||||
2. | THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | THE APPROVAL OF THE INTEGRYS ENERGY GROUP 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
4. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES FOR 2014. | Management | For | For | |||||||
WESTAR ENERGY, INC. | |||||||||||
Security | 95709T100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WR | Meeting Date | 15-May-2014 | ||||||||
ISIN | US95709T1007 | Agenda | 933944933 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MOLLIE H. CARTER | For | For | ||||||||
2 | JERRY B. FARLEY | For | For | ||||||||
3 | MARK A. RUELLE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
DR PEPPER SNAPPLE GROUP,INC. | |||||||||||
Security | 26138E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DPS | Meeting Date | 15-May-2014 | ||||||||
ISIN | US26138E1091 | Agenda | 933947547 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN L. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RONALD G. ROGERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WAYNE R. SANDERS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JACK L. STAHL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LARRY D. YOUNG | Management | For | For | |||||||
2. | TO RATIFY DELOITTE & TOUCHE LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS WITH RESPECT TO 2013, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION, IS HEREBY APPROVED. | Management | Abstain | Against | |||||||
4. | TO VOTE ON STOCKHOLDER PROPOSAL REGARDING COMPREHENSIVE RECYCLING STRATEGY FOR BEVERAGE CONTAINERS. | Shareholder | Against | For | |||||||
5. | TO APPROVE AMENDMENT TO PERFORMANCE-BASED CRITERIA UNDER 2009 STOCK PLAN AND APPROVE SUCH CRITERIA UNDER SECTION 162(M) OF INTERNAL REVENUE CODE FOR FUTURE AWARDS. | Management | For | For | |||||||
THE DOW CHEMICAL COMPANY | |||||||||||
Security | 260543103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DOW | Meeting Date | 15-May-2014 | ||||||||
ISIN | US2605431038 | Agenda | 933951786 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION. | Shareholder | Against | For | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244105 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWAV | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9662441057 | Agenda | 933952459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
OGE ENERGY CORP. | |||||||||||
Security | 670837103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OGE | Meeting Date | 15-May-2014 | ||||||||
ISIN | US6708371033 | Agenda | 933954403 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES H. BRANDI | For | For | ||||||||
2 | WAYNE H. BRUNETTI | For | For | ||||||||
3 | LUKE R. CORBETT | For | For | ||||||||
4 | PETER B. DELANEY | For | For | ||||||||
5 | JOHN D. GROENDYKE | For | For | ||||||||
6 | KIRK HUMPHREYS | For | For | ||||||||
7 | ROBERT KELLEY | For | For | ||||||||
8 | ROBERT O. LORENZ | For | For | ||||||||
9 | JUDY R. MCREYNOLDS | For | For | ||||||||
10 | SHEILA G. TALTON | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
MARSH & MCLENNAN COMPANIES, INC. | |||||||||||
Security | 571748102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MMC | Meeting Date | 15-May-2014 | ||||||||
ISIN | US5717481023 | Agenda | 933954629 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: OSCAR FANJUL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DANIEL S. GLASER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. EDWARD HANWAY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LORD LANG OF MONKTON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ELAINE LA ROCHE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STEVEN A. MILLS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRUCE P. NOLOP | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARC D. OKEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MORTON O. SCHAPIRO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ADELE SIMMONS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: LLOYD M. YATES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
2. | ADVISORY (NONBINDING) VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
RAYONIER INC. | |||||||||||
Security | 754907103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RYN | Meeting Date | 15-May-2014 | ||||||||
ISIN | US7549071030 | Agenda | 933955063 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: PAUL G. BOYNTON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: C. DAVID BROWN, II | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN E. BUSH | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: MARK E. GAUMOND | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: THOMAS I. MORGAN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DAVID W. OSKIN | Management | For | For | |||||||
2 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY | Management | For | For | |||||||
4 | APPROVAL OF A SHAREHOLDER PROPOSAL ASKING THE BOARD TO ADOPT A POLICY AND AMEND THE BYLAWS AS NECESSARY TO REQUIRE THE CHAIR OF THE BOARD OF DIRECTORS TO BE AN INDEPENDENT MEMBER OF THE BOARD | Shareholder | Against | For | |||||||
5 | APPROVAL OF A SHAREHOLDER PROPOSAL ASKING THE BOARD TO PROVIDE A REPORT TO SHAREHOLDERS THAT DESCRIBES HOW THE COMPANY MANAGES RISKS AND COSTS RELATED TO EFFLUENT DISCHARGE AT ITS JESUP, GEORGIA SPECIALTY FIBER MILL | Shareholder | Against | For | |||||||
THE MOSAIC COMPANY | |||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOS | Meeting Date | 15-May-2014 | ||||||||
ISIN | US61945C1036 | Agenda | 933958019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF AN AMENDMENT TO MOSAIC'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
2A. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: DENISE C. JOHNSON | Management | For | For | |||||||
2B. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: NANCY E. COOPER (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2C. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2D. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2E. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
3. | APPROVAL OF THE MOSAIC COMPANY 2014 STOCK AND INCENTIVE PLAN, AS RECOMMENDED BY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT OUR FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2014 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2014. | Management | For | For | |||||||
5. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Management | Abstain | Against | |||||||
PNM RESOURCES, INC. | |||||||||||
Security | 69349H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNM | Meeting Date | 15-May-2014 | ||||||||
ISIN | US69349H1077 | Agenda | 933960571 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ADELMO E. ARCHULETA | For | For | ||||||||
2 | PATRICIA K. COLLAWN | For | For | ||||||||
3 | E. RENAE CONLEY | For | For | ||||||||
4 | ALAN J. FOHRER | For | For | ||||||||
5 | MAUREEN T. MULLARKEY | For | For | ||||||||
6 | ROBERT R. NORDHAUS | For | For | ||||||||
7 | DONALD K. SCHWANZ | For | For | ||||||||
8 | BRUCE W. WILKINSON | For | For | ||||||||
9 | JOAN B. WOODARD | For | For | ||||||||
2. | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | APPROVE PNM RESOURCES, INC.'S 2014 PERFORMANCE EQUITY PLAN. | Management | Against | Against | |||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
DEUTSCHE TELEKOM AG | |||||||||||
Security | 251566105 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTEGY | Meeting Date | 15-May-2014 | ||||||||
ISIN | US2515661054 | Agenda | 933992833 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
2. | RESOLUTION ON THE APPROPRIATION OF NET INCOME. | Management | For | For | |||||||
3. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | |||||||
4. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR. | Management | For | For | |||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2014 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2014 FINANCIAL YEAR. | Management | For | For | |||||||
6. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | For | |||||||
7. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | For | |||||||
8. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | For | |||||||
9. | ELECTION OF A SUPERVISORY BOARD MEMBER. | Management | For | For | |||||||
10. | AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS, AND/OR PARTICIPATING BONDS, CANCELATION OF THE CONTINGENT CAPITAL CREATION OF NEW CONTINGENT CAPITAL (CONTINGENT CAPITAL 2014). | Management | Against | Against | |||||||
J.C. PENNEY COMPANY, INC. | |||||||||||
Security | 708160106 | Meeting Type | Annual | ||||||||
Ticker Symbol | JCP | Meeting Date | 16-May-2014 | ||||||||
ISIN | US7081601061 | Agenda | 933954162 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: COLLEEN C. BARRETT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KENT B. FOSTER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LEONARD H. ROBERTS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: R. GERALD TURNER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARY BETH WEST | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | TO APPROVE THE 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | TO APPROVE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED. | Management | Against | Against | |||||||
5. | TO APPROVE THE AMENDED RIGHTS AGREEMENT IN ORDER TO PROTECT THE TAX BENEFITS OF THE COMPANY'S NET OPERATING LOSS CARRY FORWARDS. | Management | Against | Against | |||||||
6. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
WYNN RESORTS, LIMITED | |||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||
Ticker Symbol | WYNN | Meeting Date | 16-May-2014 | ||||||||
ISIN | US9831341071 | Agenda | 933958970 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. MILLER | For | For | ||||||||
2 | D. BOONE WAYSON | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE WYNN RESORTS, LIMITED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
5. | TO RATIFY, ON AN ADVISORY BASIS, THE DIRECTOR QUALIFICATION BYLAW AMENDMENT. | Management | Against | Against | |||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
THE GOLDMAN SACHS GROUP, INC. | |||||||||||
Security | 38141G104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GS | Meeting Date | 16-May-2014 | ||||||||
ISIN | US38141G1040 | Agenda | 933961078 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Abstain | Against | |||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS | Shareholder | Against | For | |||||||
CAMERON INTERNATIONAL CORPORATION | |||||||||||
Security | 13342B105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAM | Meeting Date | 16-May-2014 | ||||||||
ISIN | US13342B1052 | Agenda | 933961674 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
OCEANEERING INTERNATIONAL, INC. | |||||||||||
Security | 675232102 | Meeting Type | Annual | ||||||||
Ticker Symbol | OII | Meeting Date | 16-May-2014 | ||||||||
ISIN | US6752321025 | Agenda | 933978100 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | T. JAY COLLINS | For | For | ||||||||
2 | D. MICHAEL HUGHES | For | For | ||||||||
2. | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 183,000,000 TO 363,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 180,000,000 TO 360,000,000. | Management | For | For | |||||||
3. | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
MACY'S INC. | |||||||||||
Security | 55616P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | M | Meeting Date | 16-May-2014 | ||||||||
ISIN | US55616P1049 | Agenda | 933983125 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||
2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MACY'S AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
TOTAL S.A. | |||||||||||
Security | 89151E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TOT | Meeting Date | 16-May-2014 | ||||||||
ISIN | US89151E1091 | Agenda | 933988707 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
O1 | APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FISCAL YEAR. | Management | For | For | |||||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. | Management | For | For | |||||||
O4 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. | Management | For | For | |||||||
O5 | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR. | Management | For | For | |||||||
O6 | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE-ROQUETTE AS A DIRECTOR. | Management | For | For | |||||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS, JR AS A DIRECTOR. | Management | For | For | |||||||
O8 | RENEWAL OF THE APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR. | Management | For | For | |||||||
O9 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Management | For | For | |||||||
E10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY SECURITIES PROVIDING ACCESS TO THE COMPANY'S SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS. | Management | For | For | |||||||
E11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | Against | Against | |||||||
E12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN THE EVENT OF SURPLUS DEMAND IN CASE OF SHARE CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | Against | Against | |||||||
E13 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED TO REMUNERATE IN- KIND CONTRIBUTIONS. | Management | Against | Against | |||||||
E14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES. | Management | Against | Against | |||||||
E15 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL RESERVED FOR CATEGORIES OF BENEFICIARIES IN A TRANSACTION RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | Against | Against | |||||||
E16 | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AS WELL AS TO EXECUTIVE DIRECTORS OF THE COMPANY OR OTHER COMPANIES OF THE GROUP, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED IN FAVOR OF THE BENEFICIARIES OF SUCH SHARE ALLOCATIONS. | Management | Against | Against | |||||||
E17 | AMENDMENT OF ARTICLE 11 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO DETERMINE THE APPOINTMENT PROCEDURES OF THE DIRECTOR(S) REPRESENTING EMPLOYEES PURSUANT TO THE FRENCH LAW OF JUNE 14, 2013, ON THE PROTECTION OF EMPLOYMENT AND TO INTEGRATE TECHNICAL CHANGES CONCERNING CERTAIN PROVISIONS REGARDING THE DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | For | For | |||||||
E18 | AMENDMENT OF ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD AT 70 YEARS. | Management | For | For | |||||||
E19 | AMENDMENT OF ARTICLE 15 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE PRESIDENT AT 67 YEARS. | Management | For | For | |||||||
E20 | AMENDMENT OF ARTICLE 17 OF THE COMPANY'S ARTICLES OF ASSOCIATION FOR HARMONIZATION PURPOSES WITH THE FRENCH ORDER OF DECEMBER 9, 2010, IMPLEMENTING INTO FRENCH LEGISLATION THE EUROPEAN DIRECTIVE REGARDING THE RIGHT OF SHAREHOLDERS TO BE REPRESENTED AT SHAREHOLDERS' MEETINGS BY ANY PERSON OF THEIR CHOICE. | Management | For | For | |||||||
O21 | CIRCULATION OF A QUARTERLY NEWSLETTER BY THE EMPLOYEE DIRECTORS AND THE DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | Against | For | |||||||
O22 | COMPONENTS OF THE COMPENSATION OF EXECUTIVE DIRECTORS AND EMPLOYEES LINKED TO INDUSTRIAL SAFETY INDICATORS. | Management | Against | For | |||||||
E23 | EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND). | Management | Against | For | |||||||
E24 | INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL THE BOARD'S COMMITTEES). | Management | Against | For | |||||||
E25 | DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR A DISTRIBUTION OF ATTENDANCE FEES BASED ON THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD MEETINGS). | Management | Against | For | |||||||
TRANSOCEAN, LTD. | |||||||||||
Security | H8817H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RIG | Meeting Date | 16-May-2014 | ||||||||
ISIN | CH0048265513 | Agenda | 933991526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD | Management | For | For | |||||||
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | For | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | For | |||||||
4 | DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVES OF US$3.00 PER OUTSTANDING SHARE | Management | For | For | |||||||
5 | AUTHORIZED SHARE CAPITAL | Management | For | For | |||||||
6 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF BOARD OF DIRECTORS TO 11 FROM 14 | Management | For | For | |||||||
7A | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS REGARDING ELECTIONS AND RELATED MATTERS | Management | For | For | |||||||
7B | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: BINDING SHAREHOLDER RATIFICATION OF THE COMPENSATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7C | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING AN EXECUTIVE MANAGEMENT TEAM POSITION DURING A COMPENSATION PERIOD FOR WHICH SHAREHOLDER RATIFICATION HAS ALREADY BEEN GRANTED | Management | For | For | |||||||
7D | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: GENERAL PRINCIPLES AND TERMS APPLICABLE TO THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7E | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: MAXIMUM TERM AND TERMINATION NOTICE PERIOD OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM AND NON-COMPETITION AGREEMENTS WITH MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7F | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE MANDATES OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7G | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: LOANS AND POST- RETIREMENT BENEFITS BEYOND OCCUPATIONAL PENSIONS | Management | For | For | |||||||
8 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING THE APPLICABLE VOTE STANDARD FOR ELECTIONS OF DIRECTORS, THE CHAIRMAN AND THE MEMBERS OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
9 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING SHAREHOLDER AGENDA ITEM REQUESTS PURSUANT TO SWISS LAW | Management | For | For | |||||||
10A | REELECTION OF DIRECTOR: IAN C. STRACHAN | Management | For | For | |||||||
10B | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | |||||||
10C | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | |||||||
10D | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | For | |||||||
10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | For | |||||||
10F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | |||||||
10G | REELECTION OF DIRECTOR: SAMUEL MERKSAMER | Management | For | For | |||||||
10H | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | |||||||
10I | REELECTION OF DIRECTOR: STEVEN L. NEWMAN | Management | For | For | |||||||
10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | For | |||||||
10K | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | |||||||
11 | ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
12A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | For | |||||||
12B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | For | |||||||
12C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | For | |||||||
12D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | For | |||||||
13 | ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
14 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | For | |||||||
15 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
16 | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. | Management | For | For | |||||||
TRANSOCEAN, LTD. | |||||||||||
Security | H8817H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RIG | Meeting Date | 16-May-2014 | ||||||||
ISIN | CH0048265513 | Agenda | 934010567 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD | Management | For | For | |||||||
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2013 | Management | For | For | |||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | For | |||||||
4 | DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVES OF US$3.00 PER OUTSTANDING SHARE | Management | For | For | |||||||
5 | AUTHORIZED SHARE CAPITAL | Management | For | For | |||||||
6 | REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF BOARD OF DIRECTORS TO 11 FROM 14 | Management | For | For | |||||||
7A | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS REGARDING ELECTIONS AND RELATED MATTERS | Management | For | For | |||||||
7B | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: BINDING SHAREHOLDER RATIFICATION OF THE COMPENSATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7C | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING AN EXECUTIVE MANAGEMENT TEAM POSITION DURING A COMPENSATION PERIOD FOR WHICH SHAREHOLDER RATIFICATION HAS ALREADY BEEN GRANTED | Management | For | For | |||||||
7D | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: GENERAL PRINCIPLES AND TERMS APPLICABLE TO THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7E | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: MAXIMUM TERM AND TERMINATION NOTICE PERIOD OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM AND NON-COMPETITION AGREEMENTS WITH MEMBERS OF THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7F | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE MANDATES OF MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM | Management | For | For | |||||||
7G | AMENDMENTS TO ARTICLES OF ASSOCIATION TO IMPLEMENT THE MINDER ORDINANCE: LOANS AND POST- RETIREMENT BENEFITS BEYOND OCCUPATIONAL PENSIONS | Management | For | For | |||||||
8 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING THE APPLICABLE VOTE STANDARD FOR ELECTIONS OF DIRECTORS, THE CHAIRMAN AND THE MEMBERS OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||
9 | AMENDMENT OF ARTICLES OF ASSOCIATION REGARDING SHAREHOLDER AGENDA ITEM REQUESTS PURSUANT TO SWISS LAW | Management | For | For | |||||||
10A | REELECTION OF DIRECTOR: IAN C. STRACHAN | Management | For | For | |||||||
10B | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | |||||||
10C | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | |||||||
10D | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | For | For | |||||||
10E | REELECTION OF DIRECTOR: CHAD DEATON | Management | For | For | |||||||
10F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | For | For | |||||||
10G | REELECTION OF DIRECTOR: SAMUEL MERKSAMER | Management | For | For | |||||||
10H | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | |||||||
10I | REELECTION OF DIRECTOR: STEVEN L. NEWMAN | Management | For | For | |||||||
10J | REELECTION OF DIRECTOR: TAN EK KIA | Management | For | For | |||||||
10K | ELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | For | For | |||||||
11 | ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
12A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | For | For | |||||||
12B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | For | For | |||||||
12C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | For | For | |||||||
12D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | For | For | |||||||
13 | ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
14 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | For | For | |||||||
15 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
16 | REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. | Management | For | For | |||||||
KINDER MORGAN, INC. | |||||||||||
Security | 49456B101 | Meeting Type | Annual | ||||||||
Ticker Symbol | KMI | Meeting Date | 19-May-2014 | ||||||||
ISIN | US49456B1017 | Agenda | 933968793 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD D. KINDER | For | For | ||||||||
2 | STEVEN J. KEAN | For | For | ||||||||
3 | ANTHONY W. HALL, JR. | For | For | ||||||||
4 | DEBORAH A. MACDONALD | For | For | ||||||||
5 | MICHAEL J. MILLER | For | For | ||||||||
6 | MICHAEL C. MORGAN | For | For | ||||||||
7 | FAYEZ SAROFIM | For | For | ||||||||
8 | C. PARK SHAPER | For | For | ||||||||
9 | JOEL V. STAFF | For | For | ||||||||
10 | JOHN M. STOKES | For | For | ||||||||
11 | ROBERT F. VAGT | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE. | Shareholder | Against | For | |||||||
4. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS AND PIPELINE MAINTENANCE. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | |||||||
ITT CORPORATION | |||||||||||
Security | 450911201 | Meeting Type | Annual | ||||||||
Ticker Symbol | ITT | Meeting Date | 20-May-2014 | ||||||||
ISIN | US4509112011 | Agenda | 933953742 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ORLANDO D. ASHFORD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: G. PETER D. ALOIA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DONALD DEFOSSET, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHRISTINA A. GOLD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: REBECCA A. MCDONALD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD P. LAVIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DONALD J. STEBBINS | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2014 FISCAL YEAR | Management | For | For | |||||||
3. | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For | |||||||
FIRSTENERGY CORP. | |||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FE | Meeting Date | 20-May-2014 | ||||||||
ISIN | US3379321074 | Agenda | 933954376 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAUL T. ADDISON | For | For | ||||||||
2 | ANTHONY J. ALEXANDER | For | For | ||||||||
3 | MICHAEL J. ANDERSON | For | For | ||||||||
4 | WILLIAM T. COTTLE | For | For | ||||||||
5 | ROBERT B. HEISLER, JR. | For | For | ||||||||
6 | JULIA L. JOHNSON | For | For | ||||||||
7 | TED J. KLEISNER | For | For | ||||||||
8 | DONALD T. MISHEFF | For | For | ||||||||
9 | ERNEST J. NOVAK, JR. | For | For | ||||||||
10 | CHRISTOPHER D. PAPPAS | For | For | ||||||||
11 | CATHERINE A. REIN | For | For | ||||||||
12 | LUIS A. REYES | For | For | ||||||||
13 | GEORGE M. SMART | For | For | ||||||||
14 | WES M. TAYLOR | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A SPECIFIC PERFORMANCE POLICY | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS | Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL: VESTING OF EQUITY AWARD POLICY | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL: DIRECTOR ELECTION MAJORITY VOTE STANDARD | Shareholder | Against | For | |||||||
UNITED STATES CELLULAR CORPORATION | |||||||||||
Security | 911684108 | Meeting Type | Annual | ||||||||
Ticker Symbol | USM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US9116841084 | Agenda | 933960634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. SAMUEL CROWLEY | For | For | ||||||||
2. | RATIFY ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933967094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933967107 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
W. R. BERKLEY CORPORATION | |||||||||||
Security | 084423102 | Meeting Type | Annual | ||||||||
Ticker Symbol | WRB | Meeting Date | 20-May-2014 | ||||||||
ISIN | US0844231029 | Agenda | 933967676 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GEORGE G. DALY | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JACK H. NUSBAUM | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MARK L. SHAPIRO | Management | For | For | |||||||
2 | TO APPROVE THE W. R. BERKLEY CORPORATION 2014 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
3 | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON- PAY" VOTE. | Management | Abstain | Against | |||||||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US46625H1005 | Agenda | 933970089 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | |||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
4. | LOBBYING REPORT - REQUIRE ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | |||||||
5. | SPECIAL SHAREOWNER MEETINGS - REDUCE THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS | Shareholder | Against | For | |||||||
6. | CUMULATIVE VOTING - REQUIRE CUMULATIVE VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE | Shareholder | Against | For | |||||||
DENBURY RESOURCES INC. | |||||||||||
Security | 247916208 | Meeting Type | Annual | ||||||||
Ticker Symbol | DNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | US2479162081 | Agenda | 933970370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WIELAND F. WETTSTEIN | For | For | ||||||||
2 | MICHAEL L. BEATTY | For | For | ||||||||
3 | MICHAEL B. DECKER | For | For | ||||||||
4 | JOHN P. DIELWART | For | For | ||||||||
5 | RONALD G. GREENE | For | For | ||||||||
6 | GREGORY L. MCMICHAEL | For | For | ||||||||
7 | KEVIN O. MEYERS | For | For | ||||||||
8 | PHIL RYKHOEK | For | For | ||||||||
9 | RANDY STEIN | For | For | ||||||||
10 | LAURA A. SUGG | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933971853 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933971865 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
NATIONAL PRESTO INDUSTRIES, INC. | |||||||||||
Security | 637215104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NPK | Meeting Date | 20-May-2014 | ||||||||
ISIN | US6372151042 | Agenda | 933980941 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RANDY F. LIEBLE | For | For | ||||||||
2 | JOSEPH G. STIENESSEN | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | 780259206 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDSA | Meeting Date | 20-May-2014 | ||||||||
ISIN | US7802592060 | Agenda | 933990699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | |||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY | Management | For | For | |||||||
3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT | Management | For | For | |||||||
4. | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5. | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6. | RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN | Management | For | For | |||||||
7. | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT | Management | For | For | |||||||
8. | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY | Management | For | For | |||||||
9. | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY | Management | For | For | |||||||
10. | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE | Management | For | For | |||||||
11. | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA | Management | For | For | |||||||
12. | RE-APPOINTMENT OF DIRECTOR: SIR NIGEL SHEINWALD | Management | For | For | |||||||
13. | RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||
14. | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS | Management | For | For | |||||||
15. | RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM | Management | For | For | |||||||
16. | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
17. | REMUNERATION OF AUDITORS | Management | For | For | |||||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
21. | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | Abstain | Against | |||||||
22. | APPROVAL OF DEFERRED BONUS PLAN | Management | For | For | |||||||
23. | APPROVAL OF RESTRICTED SHARE PLAN | Management | Abstain | Against | |||||||
24. | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For | |||||||
MONDELEZ INTERNATIONAL, INC. | |||||||||||
Security | 609207105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDLZ | Meeting Date | 21-May-2014 | ||||||||
ISIN | US6092071058 | Agenda | 933952360 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVE MONDELEZ INTERNATIONAL, INC. AMENDED AND RESTATED 2005 PERFORMANCE INCENTIVE PLAN | Management | For | For | |||||||
4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING | Shareholder | Against | For | |||||||
ONEOK, INC. | |||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OKE | Meeting Date | 21-May-2014 | ||||||||
ISIN | US6826801036 | Agenda | 933966078 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JULIE H. EDWARDS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM L. FORD | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN W. GIBSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BERT H. MACKIE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STEVEN J. MALCOLM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JIM W. MOGG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PATTYE L. MOORE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GARY D. PARKER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: TERRY K. SPENCER | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS. | Shareholder | Against | For | |||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||||||
Security | 416515104 | Meeting Type | Annual | ||||||||
Ticker Symbol | HIG | Meeting Date | 21-May-2014 | ||||||||
ISIN | US4165151048 | Agenda | 933968200 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TREVOR FETTER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LIAM E. MCGEE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS A. RENYI | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JULIE G. RICHARDSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: VIRGINIA P. RUESTERHOLZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | MANAGEMENT PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO APPROVE THE COMPANY'S 2014 INCENTIVE STOCK PLAN. | Management | For | For | |||||||
5. | MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE ANNUAL EXECUTIVE BONUS PROGRAM. | Management | For | For | |||||||
HALLIBURTON COMPANY | |||||||||||
Security | 406216101 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAL | Meeting Date | 21-May-2014 | ||||||||
ISIN | US4062161017 | Agenda | 933970786 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | |||||||
2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For | |||||||
SEVEN & I HOLDINGS CO.,LTD. | |||||||||||
Security | J7165H108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | JP3422950000 | Agenda | 705232560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.4 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.5 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock-Linked Compensation Type Stock Options for Executive Officers of the Company, as well as Directors and Executive Officers of the Company's subsidiaries | Management | For | For | |||||||
NEXTERA ENERGY, INC. | |||||||||||
Security | 65339F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEE | Meeting Date | 22-May-2014 | ||||||||
ISIN | US65339F1012 | Agenda | 933956611 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES L. CAMAREN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES OF INCORPORATION AND BYLAWS. | Shareholder | Against | For | |||||||
INTEL CORPORATION | |||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4581401001 | Agenda | 933962854 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
THE HOME DEPOT, INC. | |||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4370761029 | Agenda | 933970382 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For | |||||||
FLOWSERVE CORPORATION | |||||||||||
Security | 34354P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2014 | ||||||||
ISIN | US34354P1057 | Agenda | 933972716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GAYLA J. DELLY | For | For | ||||||||
2 | RICK J. MILLS | For | For | ||||||||
3 | CHARLES M. RAMPACEK | For | For | ||||||||
4 | WILLIAM C. RUSNACK | For | For | ||||||||
5 | JOHN R. FRIEDERY | For | For | ||||||||
6 | JOE E. HARLAN | For | For | ||||||||
7 | LEIF E. DARNER | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT CONFIDENTIAL VOTING IN UNCONTESTED PROXY SOLICITATIONS. | Shareholder | Against | For | |||||||
CBS CORPORATION | |||||||||||
Security | 124857103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBSA | Meeting Date | 22-May-2014 | ||||||||
ISIN | US1248571036 | Agenda | 933975433 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID R. ANDELMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSEPH A. CALIFANO, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM S. COHEN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LEONARD GOLDBERG | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LINDA M. GRIEGO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ARNOLD KOPELSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LESLIE MOONVES | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DOUG MORRIS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SHARI REDSTONE | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SUMNER M. REDSTONE | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF ADVISORY RESOLUTION ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE 2014 PROXY STATEMENT. | Management | Abstain | Against | |||||||
CABLEVISION SYSTEMS CORPORATION | |||||||||||
Security | 12686C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US12686C1099 | Agenda | 933976334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH J. LHOTA | For | For | ||||||||
2 | THOMAS V. REIFENHEISER | For | For | ||||||||
3 | JOHN R. RYAN | For | For | ||||||||
4 | VINCENT TESE | For | For | ||||||||
5 | LEONARD TOW | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL OF CABLEVISION SYSTEMS CORPORATION AMENDED AND RESTATED 2006 EMPLOYEE STOCK PLAN. | Management | For | For | |||||||
4. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL TO ADOPT A RECAPITALIZATION PLAN. | Shareholder | For | Against | |||||||
TELEPHONE AND DATA SYSTEMS, INC. | |||||||||||
Security | 879433829 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | TDS | Meeting Date | 22-May-2014 | ||||||||
ISIN | US8794338298 | Agenda | 933995221 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | PHILIP T. BLAZEK | For | For | ||||||||
2 | WALTER M. SCHENKER | For | For | ||||||||
02 | COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
03 | COMPANY'S PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER SUCH PLAN. | Management | Against | For | |||||||
04 | COMPANY'S PROPOSAL TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | For | |||||||
PETROCHINA COMPANY LIMITED | |||||||||||
Security | 71646E100 | Meeting Type | Annual | ||||||||
Ticker Symbol | PTR | Meeting Date | 22-May-2014 | ||||||||
ISIN | US71646E1001 | Agenda | 934004134 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2013. | Management | For | For | |||||||
2. | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2013. | Management | For | For | |||||||
3. | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2013. | Management | For | For | |||||||
4. | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2013 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
5. | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2014. | Management | For | For | |||||||
6. | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2014 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management | For | For | |||||||
7A. | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU JIPING AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7B. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIAO YONGYUAN AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7C. | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG DONGJIN AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7D. | TO CONSIDER AND APPROVE THE ELECTION OF MR. YU BAOCAI AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7E. | TO CONSIDER AND APPROVE THE ELECTION OF MR. SHEN DIANCHENG AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7F. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU YUEZHEN AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7G. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONGBIN AS THE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7H. | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHEN ZHIWU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
7I. | TO CONSIDER AND APPROVE THE ELECTION OF MR. RICHARD H. MATZKE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
8A. | TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG LIXIN AS SUPERVISOR OF THE COMPANY. | Management | For | For | |||||||
8B. | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO JINPING AS SUPERVISOR OF THE COMPANY. | Management | For | For | |||||||
8C. | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI QINGYI AS SUPERVISOR OF THE COMPANY. | Management | For | For | |||||||
8D. | TO CONSIDER AND APPROVE THE ELECTION OF MR. JIA YIMIN AS SUPERVISOR OF THE COMPANY. | Management | For | For | |||||||
8E. | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG FENGSHAN AS SUPERVISOR OF THE COMPANY. | Management | For | For | |||||||
S9. | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE. | Management | For | For | |||||||
O10 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIN BOQIANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | Management | For | For | |||||||
DEUTSCHE BANK AG | |||||||||||
Security | D18190898 | Meeting Type | Annual | ||||||||
Ticker Symbol | DB | Meeting Date | 22-May-2014 | ||||||||
ISIN | DE0005140008 | Agenda | 934007712 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
2. | APPROPRIATION OF DISTRIBUTABLE PROFIT | Management | For | For | |||||||
3. | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
4. | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
5. | ELECTION OF THE AUDITOR FOR THE 2014 FINANCIAL YEAR, INTERIM ACCOUNTS | Management | For | For | |||||||
6. | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO § 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS | Management | Against | Against | |||||||
7. | AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO § 71 (1) NO. 8 STOCK CORPORATION ACT | Management | For | For | |||||||
8. | INCREASE IN THE LIMIT FOR VARIABLE COMPENSATION COMPONENTS FOR THE MANAGEMENT BOARD MEMBERS | Management | For | For | |||||||
9. | INCREASE IN THE LIMIT FOR VARIABLE COMPENSATION COMPONENTS FOR EMPLOYEES ETC | Management | For | For | |||||||
10. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION REGARDING SUPERVISORY BOARD COMPENSATION | Management | For | For | |||||||
11. | NEW AUTHORIZED CAPITAL WITH POSSIBILITY OF EXCLUDING SHAREHOLDERS' PRE-EMPTIVE RIGHTS, AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | Against | Against | |||||||
12. | AUTHORIZATION FOR PARTICIPATORY NOTES WITH WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, OTHER AT1 INSTRUMENTS, BONDS WITH WARRANTS AND CONVERTIBLE BONDS, CONDITIONAL CAPITAL AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
13. | AUTHORIZATION FOR PARTICIPATORY NOTES AND OTHER AT1 INSTRUMENTS | Management | For | For | |||||||
14. | APPROVAL OF A DOMINATION AGREEMENT WITH DEUTSCHE IMMOBILIEN LEASING GMBH | Management | For | For | |||||||
15. | APPROVAL OF A DOMINATION AGREEMENT WITH DEUTSCHE BANK (EUROPE) GMBH | Management | For | For | |||||||
CMA | COUNTERMOTION A | Management | Abstain | ||||||||
CMB | COUNTERMOTION B | Management | Abstain | ||||||||
DEUTSCHE BANK AG | |||||||||||
Security | D18190898 | Meeting Type | Annual | ||||||||
Ticker Symbol | DB | Meeting Date | 22-May-2014 | ||||||||
ISIN | DE0005140008 | Agenda | 934021180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
2. | APPROPRIATION OF DISTRIBUTABLE PROFIT | Management | For | For | |||||||
3. | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE MANAGEMENT BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
4. | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
5. | ELECTION OF THE AUDITOR FOR THE 2014 FINANCIAL YEAR, INTERIM ACCOUNTS | Management | For | For | |||||||
6. | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO § 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE-EMPTIVE RIGHTS | Management | Against | Against | |||||||
7. | AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO § 71 (1) NO. 8 STOCK CORPORATION ACT | Management | For | For | |||||||
8. | INCREASE IN THE LIMIT FOR VARIABLE COMPENSATION COMPONENTS FOR THE MANAGEMENT BOARD MEMBERS | Management | For | For | |||||||
9. | INCREASE IN THE LIMIT FOR VARIABLE COMPENSATION COMPONENTS FOR EMPLOYEES ETC | Management | For | For | |||||||
10. | AMENDMENTS TO THE ARTICLES OF ASSOCIATION REGARDING SUPERVISORY BOARD COMPENSATION | Management | For | For | |||||||
11. | NEW AUTHORIZED CAPITAL WITH POSSIBILITY OF EXCLUDING SHAREHOLDERS' PRE-EMPTIVE RIGHTS, AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | Against | Against | |||||||
12. | AUTHORIZATION FOR PARTICIPATORY NOTES WITH WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, OTHER AT1 INSTRUMENTS, BONDS WITH WARRANTS AND CONVERTIBLE BONDS, CONDITIONAL CAPITAL AND AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | |||||||
13. | AUTHORIZATION FOR PARTICIPATORY NOTES AND OTHER AT1 INSTRUMENTS | Management | For | For | |||||||
14. | APPROVAL OF A DOMINATION AGREEMENT WITH DEUTSCHE IMMOBILIEN LEASING GMBH | Management | For | For | |||||||
15. | APPROVAL OF A DOMINATION AGREEMENT WITH DEUTSCHE BANK (EUROPE) GMBH | Management | For | For | |||||||
CMA | COUNTERMOTION A | Management | Abstain | ||||||||
CMB | COUNTERMOTION B | Management | Abstain | ||||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330905 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTION "1". ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. TH- ANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | TO RECEIVE THE BOARD OF DIRECTORS' REPORTS (RAPPORT DE GESTION) AND THE REPORT-S OF THE EXTERNAL AUDITOR ON (I) THE ANNUAL ACCOUNTS OF MILLICOM FOR THE FINAN-CIAL YEAR ENDED DECEMBER 31, 2013 AND (II) THE CONSOLIDATED ACCOUNTS FOR THE F- INANCIAL YEAR ENDED DECEMBER 31, 2013 | Non-Voting | |||||||||
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2013. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 405,883,131. OF THIS AMOUNT, AN AGGREGATE OF APPROXIMATELY USD 264 MILLION CORRESPONDING TO A GROSS DIVIDEND AMOUNT OF USD 2.64 PER SHARE IS PROPOSED TO BE DISTRIBUTED AS A DIVIDEND AND THE BALANCE IS PROPOSED TO BE CARRIED FORWARD AS RETAINED EARNINGS | Management | For | For | |||||||
5 | DISCHARGE OF ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6 | SETTING THE NUMBER OF DIRECTORS AT NINE (9) | Management | For | For | |||||||
7 | RE-ELECTION OF Ms. MIA BRUNELL LIVFORS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT AGM TO TAKE PLACE IN 2015 (THE "2015 AGM") | Management | For | For | |||||||
8 | RE-ELECTION OF MR. PAUL DONOVAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
9 | RE-ELECTION OF MR. ALEJANDRO SANTO DOMINGO AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
10 | RE-ELECTION OF MR. LORENZO GRABAU AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
11 | RE-ELECTION OF MR. ARIEL ECKSTEIN AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
12 | ELECTION OF Ms. CRISTINA STENBECK AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015AGM | Management | For | For | |||||||
13 | ELECTION OF DAME AMELIA FAWCETT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
14 | ELECTION OF MR. DOMINIQUE LAFONT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
15 | ELECTION OF MR. TOMAS ELIASSON AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
16 | ELECTION OF Ms. CRISTINA STENBECK AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
17 | APPROVAL OF THE DIRECTORS' FEE-BASED COMPENSATION, AMOUNTING TO SEK 4,599,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,750,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM | Management | For | For | |||||||
18 | RE-ELECTION OF ERNST & YOUNG S.A R.L., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
19 | APPROVAL OF THE EXTERNAL AUDITOR'S COMPENSATION | Management | For | For | |||||||
20 | APPROVAL OF A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE | Management | For | For | |||||||
21 | SHARE REPURCHASE PLAN A) AUTHORISATION OF THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN MAY 27, 2014 AND THE DAY OF THE 2015 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOM SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORIZED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE 1915 LAW AND IN ACCORDANCE WITH THE OBJECTIVES, CONDITIONS, AND RESTRICTIONS AS PROVIDED BY THE EUROPEAN COMMISSION REGULATION NO. 2273/2003 OF 22 DECEMBER 2003 (THE "SHARE REPURCHASE PLAN") BY USING ITS AVAILABLE CASH RESERVES IN AN AMOUNT NOT EXCEEDING THE LOWER OF (I) TEN PERCENT (10%) OF MILLICOM'S OUTSTANDING SHARE CAPITAL AS OF THE DATE OF THE AGM (I.E., APPROXIMATING A MAXIMUM OF 9,984,370 SHARES CORRESPONDING TO USD 14,976,555 IN NOMINAL VALUE) OR (II) THE THEN AVAILABLE AMOUNT OF MILLICOM'S DISTRIBUTABLE RESERVES ON A PARENT COMPANY BASIS, IN THE OPEN MARKET ON OTC US, NASDAQ OMX STOCKHOLM OR ANY OTHER RECOGNISED ALTERNATIVE TRADING PLATFORM, AT AN ACQUISITION PRICE WHICH MAY NOT BE LESS THAN SEK 50 PER SHARE NOR EXCEED THE HIGHER OF (X) THE PUBLISHED BID THAT IS THE HIGHEST CURRENT INDEPENDENT PUBLISHED BID ON A GIVEN DATE OR (Y) THE LAST INDEPENDENT TRANSACTION PRICE QUOTED OR REPORTED IN THE CONSOLIDATED SYSTEM ON THE SAME DATE, REGARDLESS OF THE MARKET OR EXCHANGE INVOLVED, PROVIDED, HOWEVER, THAT WHEN SHARES ARE REPURCHASED ON THE NASDAQ OMX STOCKHOLM, THE PRICE SHALL BE WITHIN THE REGISTERED INTERVAL FOR THE SHARE PRICE PREVAILING AT ANY TIME (THE SO CALLED SPREAD), THAT IS, THE INTERVAL BETWEEN THE HIGHEST BUYING RATE AND THE LOWEST SELLING RATE. B) TO APPROVE THE BOARD OF DIRECTORS' PROPOSAL TO GIVE JOINT AUTHORITY TO MILLICOM'S CHIEF EXECUTIVE OFFICER AND THE CHAIRMAN OF THE BOARD OF DIRECTORS TO (I) DECIDE, WITHIN THE LIMITS OF THE AUTHORIZATION SET OUT IN (A) ABOVE, THE TIMING AND CONDITIONS | Management | For | For | |||||||
OF ANY MILLICOM SHARE REPURCHASE PLAN ACCORDING TO MARKET CONDITIONS AND (II) GIVE MANDATE ON BEHALF OF MILLICOM TO ONE OR MORE DESIGNATED BROKER-DEALERS TO IMPLEMENT A SHARE REPURCHASE PLAN. C) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, IN THE EVENT THE SHARE REPURCHASE PLAN IS DONE THROUGH A SUBSIDIARY OR A THIRD PARTY, TO PURCHASE THE BOUGHT BACK MILLICOM SHARES FROM SUCH SUBSIDIARY OR THIRD PARTY. D) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO PAY FOR THE BOUGHT BACK MILLICOM SHARES USING EITHER DISTRIBUTABLE RESERVES OR FUNDS FROM ITS SHARE PREMIUM ACCOUNT. E) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO (I) TRANSFER ALL OR PART OF THE PURCHASED MILLICOM SHARES TO EMPLOYEES OF THE MILLICOM GROUP IN CONNECTION WITH ANY EXISTING OR FUTURE MILLICOM LONG-TERM INCENTIVE PLAN, AND/OR (II) USE THE PURCHASED SHARES AS CONSIDERATION FOR MERGER AND ACQUISITION PURPOSES, INCLUDING JOINT VENTURES AND THE BUY-OUT OF MINORITY INTERESTS IN MILLICOM SUBSIDIARIES, AS THE CASE MAY BE, IN ACCORDANCE WITH THE LIMITS SET OUT IN ARTICLES 49-2, 49-3, 49-4, 49-5 AND 49-6 OF THE 1915 LAW. F) TO FURTHER GRANT ALL POWERS TO THE BOARD OF DIRECTORS WITH THE OPTION OF SUB-DELEGATION TO IMPLEMENT THE ABOVE AUTHORIZATION, CONCLUDE ALL AGREEMENTS, CARRY OUT ALL FORMALITIES AND MAKE ALL DECLARATIONS WITH REGARD TO ALL AUTHORITIES AND, GENERALLY, DO ALL THAT IS NECESSARY FOR THE EXECUTION OF ANY DECISIONS MADE IN CONNECTION WITH THIS AUTHORIZATION | |||||||||||
22 | APPROVAL OF THE GUIDELINES FOR REMUNERATION TO SENIOR MANAGEMENT | Management | For | For | |||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265747 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330903 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTIONS "1 AND 3". ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ARTICLE 5 OF MILLICOM'S ARTICLES OF ASSOCIATION TO ISSUE NEW SHARES UP TO A SHARE CAPITAL OF USD 199,999,800 DIVIDED INTO 133,333,200 SHARES WITH A PAR VALUE OF USD 1.50 PER SHARE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF PUBLICATION OF THE NOTARIAL DEED DOCUMENTING THE AUTHORIZATION | Management | For | For | |||||||
3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN-ACCORDANCE WITH ARTICLE 32- 3 (5) OF THE LAW OF 10 AUGUST 1915, AS AMENDED, INT-ER ALIA ON THE REASONS WHY THE BOARD OF DIRECTORS SHALL BE AUTHORIZED (UNDER T-HE LIMITS SET OUT | Non-Voting | |||||||||
HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION-RIGHT OF THE SHAREHOLDERS WHEN ISSUING NEW SHARES UNDER THE AUTHORIZED CAPITAL- AND TO APPROVE THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER (LIMITED A-S SET OUT HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF-THE SHAREHOLDERS WHEN DOING SO. THE POWER OF THE BOARD OF DIRECTORS TO REMOVE-OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS WHEN ISSUING-NEW SHARES UNDER THE AUTHORIZED CAPITAL SHALL BE CAPPED TO A MAXIMUM OF NEW S-HARES REPRESENTING 20% OF THE THEN OUTSTANDING SHARES (INCLUDING SHARES HELD I-N TREASURY BY THE COMPANY ITSELF) | |||||||||||
4 | TO CHANGE THE DATE AT WHICH THE COMPANY'S ANNUAL GENERAL MEETING SHALL BE HELD TO 15 MAY EACH YEAR AND TO AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES ACCORDINGLY | Management | For | For | |||||||
MERCK & CO., INC. | |||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRK | Meeting Date | 27-May-2014 | ||||||||
ISIN | US58933Y1055 | Agenda | 933975180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS. | Shareholder | Against | For | |||||||
THE TRAVELERS COMPANIES, INC. | |||||||||||
Security | 89417E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRV | Meeting Date | 27-May-2014 | ||||||||
ISIN | US89417E1091 | Agenda | 933978299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: WILLIAM J. KANE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVE THE TRAVELERS COMPANIES, INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS | Shareholder | Against | For | |||||||
ORANGE | |||||||||||
Security | 684060106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORAN | Meeting Date | 27-May-2014 | ||||||||
ISIN | US6840601065 | Agenda | 934009348 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
O1 | APPROVAL OF THE NON-CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
O3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | For | |||||||
O4 | AGREEMENT REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE - COMPENSATION OF MR. BERNARD DUFAU | Management | For | For | |||||||
O5 | RENEWAL OF THE TERM OF OFFICE OF MR. STEPHANE RICHARD | Management | For | For | |||||||
O6 | ELECTION OF MR. PATRICE BRUNET AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | For | For | |||||||
O7 | ELECTION OF MR. JEAN-LUC BURGAIN AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS | Management | For | For | |||||||
O8 | ATTENDANCE FEES PAID TO THE BOARD OF DIRECTORS | Management | For | For | |||||||
O9 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||
O10 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE | Management | For | For | |||||||
O11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY | Management | For | For | |||||||
E12 | AMENDMENT TO POINT 1 OF ARTICLE 15 OF THE BYLAWS, BOARD MEETINGS | Management | For | For | |||||||
E13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES | Management | For | For | |||||||
E14 | POWERS FOR FORMALITIES | Management | For | For | |||||||
TELEKOM AUSTRIA AG, WIEN | |||||||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2014 | |||||||||
ISIN | AT0000720008 | Agenda | 705235275 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | |||||||||
2 | ALLOCATION OF NET PROFITS | Management | No Action | ||||||||
3 | DISCHARGE OF BOD | Management | No Action | ||||||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | No Action | ||||||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | No Action | ||||||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | No Action | ||||||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | |||||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | No Action | ||||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
FIDELITY NAT'L INFORMATION SERVICES,INC. | |||||||||||
Security | 31620M106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FIS | Meeting Date | 28-May-2014 | ||||||||
ISIN | US31620M1062 | Agenda | 933967791 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID K. HUNT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD N. MASSEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LESLIE M. MUMA | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES B. STALLINGS, JR. | Management | For | For | |||||||
2. | ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION SERVICES, INC. EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE ELIMINATION OF THE SUPERMAJORITY VOTING REQUIREMENT IN ARTICLE IV OF THE CORPORATION'S ARTICLES OF INCORPORATION. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
EXXON MOBIL CORPORATION | |||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||
Ticker Symbol | XOM | Meeting Date | 28-May-2014 | ||||||||
ISIN | US30231G1022 | Agenda | 933975154 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | M.J. BOSKIN | For | For | ||||||||
2 | P. BRABECK-LETMATHE | For | For | ||||||||
3 | U.M. BURNS | For | For | ||||||||
4 | L.R. FAULKNER | For | For | ||||||||
5 | J.S. FISHMAN | For | For | ||||||||
6 | H.H. FORE | For | For | ||||||||
7 | K.C. FRAZIER | For | For | ||||||||
8 | W.W. GEORGE | For | For | ||||||||
9 | S.J. PALMISANO | For | For | ||||||||
10 | S.S REINEMUND | For | For | ||||||||
11 | R.W. TILLERSON | For | For | ||||||||
12 | W.C. WELDON | For | For | ||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | MAJORITY VOTE FOR DIRECTORS | Shareholder | Against | For | |||||||
5. | LIMIT DIRECTORSHIPS | Shareholder | Against | For | |||||||
6. | AMENDMENT OF EEO POLICY | Shareholder | Against | For | |||||||
7. | REPORT ON LOBBYING | Shareholder | Against | For | |||||||
8. | GREENHOUSE GAS EMISSIONS GOALS | Shareholder | Against | For | |||||||
CHEVRON CORPORATION | |||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVX | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1667641005 | Agenda | 933978011 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: A.P. GAST | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: E. HERNANDEZ, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: C.W. MOORMAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: C. WARE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | CHARITABLE CONTRIBUTIONS DISCLOSURE | Shareholder | Against | For | |||||||
5. | LOBBYING DISCLOSURE | Shareholder | Against | For | |||||||
6. | SHALE ENERGY OPERATIONS | Shareholder | Against | For | |||||||
7. | INDEPENDENT CHAIRMAN | Shareholder | Against | For | |||||||
8. | SPECIAL MEETINGS | Shareholder | Against | For | |||||||
9. | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |||||||
10. | COUNTRY SELECTION GUIDELINES | Shareholder | Against | For | |||||||
SEARS HOMETOWN AND OUTLET STORES, INC. | |||||||||||
Security | 812362101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHOS | Meeting Date | 28-May-2014 | ||||||||
ISIN | US8123621018 | Agenda | 933980838 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | E.J. BIRD | For | For | ||||||||
2 | JEFFREY FLUG | For | For | ||||||||
3 | JAMES F. GOOCH | For | For | ||||||||
4 | WILLIAM R. HARKER | For | For | ||||||||
5 | W. BRUCE JOHNSON | For | For | ||||||||
6 | JOSEPHINE LINDEN | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | For | For | |||||||
HENRY SCHEIN, INC. | |||||||||||
Security | 806407102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSIC | Meeting Date | 28-May-2014 | ||||||||
ISIN | US8064071025 | Agenda | 933983315 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STANLEY M. BERGMAN | For | For | ||||||||
2 | GERALD A. BENJAMIN | For | For | ||||||||
3 | JAMES P. BRESLAWSKI | For | For | ||||||||
4 | MARK E. MLOTEK | For | For | ||||||||
5 | STEVEN PALADINO | For | For | ||||||||
6 | BARRY J. ALPERIN | For | For | ||||||||
7 | PAUL BRONS | For | For | ||||||||
8 | DONALD J. KABAT | For | For | ||||||||
9 | PHILIP A. LASKAWY | For | For | ||||||||
10 | KARYN MASHIMA | For | For | ||||||||
11 | NORMAN S. MATTHEWS | For | For | ||||||||
12 | CAROL RAPHAEL | For | For | ||||||||
13 | E.D. REKOW, DDS, PHD | For | For | ||||||||
14 | BRADLEY T. SHEARES, PHD | For | For | ||||||||
15 | LOUIS W. SULLIVAN, MD | For | For | ||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2013 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014. | Management | For | For | |||||||
CENTURYLINK, INC. | |||||||||||
Security | 156700106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1567001060 | Agenda | 933986068 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VIRGINIA BOULET | For | For | ||||||||
2 | PETER C. BROWN | For | For | ||||||||
3 | RICHARD A. GEPHARDT | For | For | ||||||||
4 | W. BRUCE HANKS | For | For | ||||||||
5 | GREGORY J. MCCRAY | For | For | ||||||||
6 | C.G. MELVILLE, JR. | For | For | ||||||||
7 | FRED R. NICHOLS | For | For | ||||||||
8 | WILLIAM A. OWENS | For | For | ||||||||
9 | HARVEY P. PERRY | For | For | ||||||||
10 | GLEN F. POST, III | For | For | ||||||||
11 | MICHAEL J. ROBERTS | For | For | ||||||||
12 | LAURIE A. SIEGEL | For | For | ||||||||
13 | JOSEPH R. ZIMMEL | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. | Management | For | For | |||||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Shareholder | Against | For | |||||||
EL PASO ELECTRIC COMPANY | |||||||||||
Security | 283677854 | Meeting Type | Annual | ||||||||
Ticker Symbol | EE | Meeting Date | 29-May-2014 | ||||||||
ISIN | US2836778546 | Agenda | 933984874 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CATHERINE A. ALLEN | For | For | ||||||||
2 | EDWARD ESCUDERO | For | For | ||||||||
3 | MICHAEL K. PARKS | For | For | ||||||||
4 | ERIC B. SIEGEL | For | For | ||||||||
2. | APPROVAL OF EL PASO ELECTRIC COMPANY'S AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
3. | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
RAYTHEON COMPANY | |||||||||||
Security | 755111507 | Meeting Type | Annual | ||||||||
Ticker Symbol | RTN | Meeting Date | 29-May-2014 | ||||||||
ISIN | US7551115071 | Agenda | 934000984 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: VERNON E. CLARK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS A. KENNEDY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RONALD L. SKATES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | Management | For | For | |||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
4 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT | Management | For | For | |||||||
5 | SHAREHOLDER PROPOSAL REGARDING POLITICAL EXPENDITURES | Shareholder | Against | For | |||||||
6 | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
TELEFONICA, S.A. | |||||||||||
Security | 879382208 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEF | Meeting Date | 29-May-2014 | ||||||||
ISIN | US8793822086 | Agenda | 934020087 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | EXAMINATION AND APPROVAL, IF APPLICABLE, OF INDIVIDUAL ANNUAL ACCOUNTS, CONSOLIDATED FINANCIAL STATEMENTS & MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS CONSOLIDATED GROUP OF COMPANIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | Management | For | For | |||||||
2. | RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | SHAREHOLDER COMPENSATION BY MEANS OF A SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS MAY BE DETERMINED PURSUANT TO THE TERMS AND CONDITION OF THE RESOLUTION, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | Management | For | For | |||||||
4. | DELEGATION TO DIRECTORS OF POWER TO ISSUE DEBENTURES, BONDS, NOTES & OTHER FIXED-INCOME SECURITIES AND HYBRID INSTRUMENTS, INCLUDING PREFERRED SHARES, BE THEY SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE, ALL AS MORE FULLY DESCRIBED IN THE MATERIAL | Management | For | For | |||||||
5. | AUTHORIZATION FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES DIRECTLY OR THROUGH COMPANIES OF THE GROUP. | Management | For | For | |||||||
6. | APPROVAL OF A LONG-TERM INCENTIVE PLAN CONSISTING OF THE DELIVERY OF SHARES OF TELEFONICA, S.A. FOR THE EXECUTIVES OF THE TELEFONICA GROUP. | Management | For | For | |||||||
7. | APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES OF THE TELEFONICA GROUP. | Management | For | For | |||||||
8. | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND IMPLEMENT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. | Management | For | For | |||||||
9. | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS. | Management | For | For | |||||||
AETNA INC. | |||||||||||
Security | 00817Y108 | Meeting Type | Annual | ||||||||
Ticker Symbol | AET | Meeting Date | 30-May-2014 | ||||||||
ISIN | US00817Y1082 | Agenda | 933980650 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: FERNANDO AGUIRRE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARK T. BERTOLINI | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JEFFREY E. GARTEN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: EDWARD J. LUDWIG | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | Management | For | For | |||||||
2. | APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | TO APPROVE AMENDMENTS TO AETNA'S ARTICLES OF INCORPORATION AND BY- LAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS | Management | For | For | |||||||
4. | TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES OF INCORPORATION TO PROVIDE HOLDERS OF AT LEAST 25% OF THE VOTING POWER OF ALL OUTSTANDING SHARES THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS | Management | For | For | |||||||
5. | APPROVAL OF THE PROPOSED AMENDMENT TO THE AMENDED AETNA INC. 2010 STOCK INCENTIVE PLAN | Management | For | For | |||||||
6. | APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | Management | Abstain | Against | |||||||
7A. | SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR | Shareholder | Against | For | |||||||
7B. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS - BOARD OVERSIGHT | Shareholder | Against | For | |||||||
7C. | SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTION DISCLOSURE | Shareholder | Against | For | |||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNH | Meeting Date | 02-Jun-2014 | ||||||||
ISIN | US91324P1021 | Agenda | 933993455 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING CUMULATIVE VOTING, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | |||||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | |||||||
MASTERCARD INCORPORATED | |||||||||||
Security | 57636Q104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MA | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US57636Q1040 | Agenda | 933987351 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
DEVON ENERGY CORPORATION | |||||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US25179M1036 | Agenda | 933987375 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BARBARA M. BAUMANN | For | For | ||||||||
2 | JOHN E. BETHANCOURT | For | For | ||||||||
3 | ROBERT H. HENRY | For | For | ||||||||
4 | JOHN A. HILL | For | For | ||||||||
5 | MICHAEL M. KANOVSKY | For | For | ||||||||
6 | ROBERT A. MOSBACHER, JR | For | For | ||||||||
7 | J. LARRY NICHOLS | For | For | ||||||||
8 | DUANE C. RADTKE | For | For | ||||||||
9 | MARY P. RICCIARDELLO | For | For | ||||||||
10 | JOHN RICHELS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | Shareholder | Against | For | |||||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | Shareholder | Against | For | |||||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | For | |||||||
LAS VEGAS SANDS CORP. | |||||||||||
Security | 517834107 | Meeting Type | Annual | ||||||||
Ticker Symbol | LVS | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US5178341070 | Agenda | 933999661 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CHARLES D. FORMAN | For | For | ||||||||
2 | GEORGE JAMIESON | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014 | Management | For | For | |||||||
3. | TO APPROVE THE EXTENSION OF THE TERM OF THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
MGM RESORTS INTERNATIONAL | |||||||||||
Security | 552953101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGM | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US5529531015 | Agenda | 933995396 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT H. BALDWIN | For | For | ||||||||
2 | WILLIAM A. BIBLE | For | For | ||||||||
3 | BURTON M. COHEN | For | For | ||||||||
4 | MARY CHRIS GAY | For | For | ||||||||
5 | WILLIAM W. GROUNDS | For | For | ||||||||
6 | ALEXIS M. HERMAN | For | For | ||||||||
7 | ROLAND HERNANDEZ | For | For | ||||||||
8 | ANTHONY MANDEKIC | For | For | ||||||||
9 | ROSE MCKINNEY JAMES | For | For | ||||||||
10 | JAMES J. MURREN | For | For | ||||||||
11 | GREGORY M. SPIERKEL | For | For | ||||||||
12 | DANIEL J. TAYLOR | For | For | ||||||||
2 | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4 | TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED 2005 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
INGERSOLL-RAND PLC | |||||||||||
Security | G47791101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IR | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | IE00B6330302 | Agenda | 933997516 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN BRUTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JARED L. COHON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GARY D. FORSEE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL W. LAMACH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: THEODORE E. MARTIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN P. SURMA | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
4. | APPROVAL OF THE RENEWAL OF THE DIRECTORS' EXISTING AUTHORITY TO ISSUE SHARES. | Management | For | For | |||||||
5. | APPROVAL OF THE RENEWAL OF THE DIRECTORS' EXISTING AUTHORITY TO ISSUE SHARES FOR THE CASH WITHOUT FIRST OFFERING SHARES TO EXISTING SHAREHOLDERS. (SPECIAL RESOLUTION) | Management | Against | Against | |||||||
6. | DETERMINATION OF THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For | |||||||
TIME WARNER CABLE INC | |||||||||||
Security | 88732J207 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWC | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US88732J2078 | Agenda | 934011610 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. CASTRO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT D. MARCUS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES. | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
WAL-MART STORES, INC. | |||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | US9311421039 | Agenda | 933993479 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | REQUEST FOR INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | |||||||
5. | REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY | Shareholder | Against | For | |||||||
6. | REQUEST FOR ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | |||||||
DUNDEE CORPORATION | |||||||||||
Security | 264901109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DDEJF | Meeting Date | 09-Jun-2014 | ||||||||
ISIN | CA2649011095 | Agenda | 934014022 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR. | Management | For | For | |||||||
02 | DIRECTOR | Management | |||||||||
1 | NORMAND BEAUCHAMP | For | For | ||||||||
2 | MICHAEL COOPER | For | For | ||||||||
3 | DANIEL GOODMAN | For | For | ||||||||
4 | DAVID GOODMAN | For | For | ||||||||
5 | JONATHAN C. GOODMAN | For | For | ||||||||
6 | MARK GOODMAN | For | For | ||||||||
7 | NED GOODMAN | For | For | ||||||||
8 | HAROLD (SONNY) GORDON | For | For | ||||||||
9 | ELLIS JACOB | For | For | ||||||||
10 | DR. FREDERICK H. LOWY | For | For | ||||||||
11 | GARTH A. C. MACRAE | For | For | ||||||||
12 | ROBERT MCLEISH | For | For | ||||||||
13 | A. MURRAY SINCLAIR | For | For | ||||||||
14 | JEREMY SOAMES | For | For | ||||||||
15 | K. BARRY SPARKS | For | For | ||||||||
GENERAL MOTORS COMPANY | |||||||||||
Security | 37045V100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GM | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US37045V1008 | Agenda | 934003409 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
5. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | For | For | |||||||
6. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||
7. | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
AMC NETWORKS INC | |||||||||||
Security | 00164V103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMCX | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US00164V1035 | Agenda | 934008233 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NEIL M. ASHE | For | For | ||||||||
2 | JONATHAN F. MILLER | For | For | ||||||||
3 | ALAN D. SCHWARTZ | For | For | ||||||||
4 | LEONARD TOW | For | For | ||||||||
5 | CARL E. VOGEL | For | For | ||||||||
6 | ROBERT C. WRIGHT | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014 | Management | For | For | |||||||
THE PEP BOYS - MANNY, MOE & JACK | |||||||||||
Security | 713278109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PBY | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US7132781094 | Agenda | 934000148 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANE SCACCETTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN T. SWEETWOOD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: M. SHAN ATKINS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT H. HOTZ | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NICK WHITE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. ODELL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT ROSENBLATT | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANDREA M. WEISS | Management | For | For | |||||||
2. | AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | THE RE-APPROVAL OF OUR ANNUAL INCENTIVE BONUS PLAN... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
5. | THE AMENDMENT AND RESTATEMENT OF OUR STOCK INCENTIVE PLAN TO EXTEND ITS TERM THROUGH DECEMBER 31, 2019 AND TO PROVIDE AN ADDITIONAL 2,000,000 SHARES AVAILABLE FOR AWARD ISSUANCES THEREUNDER | Management | For | For | |||||||
ALLEGION PLC | |||||||||||
Security | G0176J109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALLE | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | IE00BFRT3W74 | Agenda | 934003043 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. CHESSER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CARLA CICO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID D. PETRATIS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DEAN I. SCHAFFER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARTIN E. WELCH III | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | ADVISORY VOTE ON WHETHER AN ADVISORY SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZE THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. | Management | For | For | |||||||
CATERPILLAR INC. | |||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAT | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US1491231015 | Agenda | 934004805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DANIEL M. DICKINSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JUAN GALLARDO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JESSE J. GREENE, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER A. MAGOWAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVE THE CATERPILLAR INC. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | APPROVE THE CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL CORPORATE STANDARDS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL - SALES TO SUDAN. | Shareholder | Against | For | |||||||
8. | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. | Shareholder | Against | For | |||||||
TIME WARNER INC. | |||||||||||
Security | 887317303 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWX | Meeting Date | 13-Jun-2014 | ||||||||
ISIN | US8873173038 | Agenda | 933995891 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KENNETH J. NOVACK | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934000299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | Management | Abstain | ||||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934033363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | Management | Abstain | ||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US35671D8570 | Agenda | 933999180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||
3 | ALAN R. BUCKWALTER, III | For | For | ||||||||
4 | ROBERT A. DAY | For | For | ||||||||
5 | JAMES C. FLORES | For | For | ||||||||
6 | GERALD J. FORD | For | For | ||||||||
7 | THOMAS A. FRY, III | For | For | ||||||||
8 | H. DEVON GRAHAM, JR. | For | For | ||||||||
9 | LYDIA H. KENNARD | For | For | ||||||||
10 | CHARLES C. KRULAK | For | For | ||||||||
11 | BOBBY LEE LACKEY | For | For | ||||||||
12 | JON C. MADONNA | For | For | ||||||||
13 | DUSTAN E. MCCOY | For | For | ||||||||
14 | JAMES R. MOFFETT | For | For | ||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||
16 | FRANCES FRAGOS TOWNSEND | For | For | ||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4 | APPROVAL OF THE FREEPORT-MCMORAN COPPER & GOLD INC. ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||
ACTAVIS PLC | |||||||||||
Security | G0083B108 | Meeting Type | Special | ||||||||
Ticker Symbol | ACT | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | IE00BD1NQJ95 | Agenda | 934017446 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVING THE ISSUANCE OF ORDINARY SHARES PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 17, 2014, AMONG ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES, INC. (FOREST), TANGO US HOLDINGS INC., TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB 2 LLC (THE ACTAVIS SHARE ISSUANCE PROPOSAL). | Management | For | For | |||||||
2 | APPROVING ANY MOTION TO ADJOURN THE ACTAVIS EXTRAORDINARY GENERAL MEETING (THE ACTAVIS EGM), OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE ISSUANCE PROPOSAL. | Management | For | For | |||||||
NTT DOCOMO,INC. | |||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | |||||||||
ISIN | JP3165650007 | Agenda | 705328258 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
VIVENDI SA, PARIS | |||||||||||
Security | F97982106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | FR0000127771 | Agenda | 705255405 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | 30 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVA-ILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0505/201405051401- 583.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RE-SOLUTION O.7 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.f- r//pdf/2014/0530/201405301402624.pdf.IF YOU HAVE ALREADY SENT IN YOUR VOTES, P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE | Management | For | For | |||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.9 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.10 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.11 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.12 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
E.13 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | |||||||
E.14 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF ALLOTMENT OF NEW SHARES | Management | For | For | |||||||
E.15 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.16 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.17 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED BY EMPLOYEES | Management | For | For | |||||||
E.18 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | |||||||
TORAY INDUSTRIES,INC. | |||||||||||
Security | J89494116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3621000003 | Agenda | 705343527 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | |||||||
3.17 | Appoint a Director | Management | For | For | |||||||
3.18 | Appoint a Director | Management | For | For | |||||||
3.19 | Appoint a Director | Management | For | For | |||||||
3.20 | Appoint a Director | Management | For | For | |||||||
3.21 | Appoint a Director | Management | For | For | |||||||
3.22 | Appoint a Director | Management | For | For | |||||||
3.23 | Appoint a Director | Management | For | For | |||||||
3.24 | Appoint a Director | Management | For | For | |||||||
3.25 | Appoint a Director | Management | For | For | |||||||
3.26 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | |||||||
YAKULT HONSHA CO.,LTD. | |||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3931600005 | Agenda | 705353605 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
1.10 | Appoint a Director | Management | For | For | |||||||
1.11 | Appoint a Director | Management | For | For | |||||||
1.12 | Appoint a Director | Management | For | For | |||||||
1.13 | Appoint a Director | Management | For | For | |||||||
1.14 | Appoint a Director | Management | For | For | |||||||
1.15 | Appoint a Director | Management | For | For | |||||||
SLM CORPORATION | |||||||||||
Security | 78442P106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLM | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US78442P1066 | Agenda | 934011797 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL G. CHILD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSEPH A. DEPAULO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CARTER WARREN FRANKE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EARL A. GOODE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RONALD F. HUNT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARIANNE KELER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JED H. PITCHER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK C. PULEO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RAYMOND J. QUINLAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. STRONG | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF SLM CORPORATION'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS SLM CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF AN AMENDMENT TO THE LIMITED LIABILITY COMPANY AGREEMENT OF NAVIENT, LLC TO ELIMINATE THE PROVISION REQUIRING SLM CORPORATION STOCKHOLDERS TO APPROVE CERTAIN ACTIONS. | Management | For | For | |||||||
5. | APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF SLM CORPORATION, AS AMENDED, TO ELIMINATE CUMULATIVE VOTING. | Management | Against | Against | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | For | ||||||||
7. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF LOBBYING EXPENDITURES AND CONTRIBUTIONS. | Shareholder | Against | For | |||||||
YAHOO! INC. | |||||||||||
Security | 984332106 | Meeting Type | Annual | ||||||||
Ticker Symbol | YHOO | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US9843321061 | Agenda | 934015365 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID FILO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MAX R. LEVCHIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. MCINERNEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S BYLAWS TO PROVIDE SHAREHOLDERS WITH THE RIGHT TO CALL SPECIAL MEETINGS. | Management | For | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL REGARDING LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
8. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
NISSIN FOODS HOLDINGS CO.,LTD. | |||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3675600005 | Agenda | 705347107 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors | Management | For | For |
ProxyEdge
Meeting Date Range: 07/01/2013 - 06/30/2014
The Gabelli Focus Five Fund
Investment Company Report | |||||||||||
D.E. MASTER BLENDERS 1753 N.V., UTRECHT | |||||||||||
Security | N2563N109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 31-Jul-2013 | |||||||||
ISIN | NL0010157558 | Agenda | 704624279 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Opening of the general meeting | Non-Voting | |||||||||
2 | Explanation of the recommended public offer by Oak Leaf B.V. (the offeror), a-company ultimately controlled by a Joh. A. Benckiser Led Investor Group, for-all issued and outstanding ordinary shares in the capital. of D.E Master-Blenders 1753 N. V. (the offer ) | Non-Voting | |||||||||
3 | Conditional amendment of the articles of association as per the settlement date, being the date that the transfer of the shares pursuant to the offer takes place against payment of the offer price for the shares (the settlement date) | Management | For | For | |||||||
4.a | It is proposed to appoint B. Becht as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.b | It is proposed to appoint P. Harf as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.c | It is proposed to (re)appoint O. Goudet as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment is made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.d | It is proposed to appoint A. Van Damme as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV will be declared final and unconditional | Management | For | For | |||||||
4.e | It is proposed to appoint B. Trott as non- executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.f | It is proposed to appoint A. Santo Domingo as non-executive member of the board where all details as laid down in article 2:158 paragraph 5, section 2: 142 paragraph 3 of the Dutch civil code are available for the general meeting of shareholders. The appointment will be made under the condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
4.g | It is proposed to appoint M. Cup as executive member of the board under condition that the public offer made by Oak Leaf BV is declared final and unconditional | Management | For | For | |||||||
5.a | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr J. Bennink in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.b | Conditional acceptance of resignation and granting of full and final discharge from liability for Mr N.R. Sorensen-Valdez in connection with his conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.c | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs M.M.M. Corrales in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.d | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs G.J.M. Picaud in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
5.e | Conditional acceptance of resignation and granting of full and final discharge from liability for Mrs S.E. Taylor in connection with her conditional resignation of the board of directors as per the settlement date | Management | For | For | |||||||
6.a | Conditional granting of full and final discharge from liability for Mr A. Illy, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | |||||||
6.b | Conditional granting of full and final discharge from liability for Mr R. Zwartendijk, in connection with his functioning as non-executive director until the date of this extraordinary general meeting of shareholders, effective as from the settlement date | Management | For | For | |||||||
7.a | Granting of full and final discharge from liability for Mr C.J.A. Van Lede in connection with his functioning as non-executive director until the date of his resignation, being February 27, 2013 | Management | For | For | |||||||
7.b | Granting of full and final discharge from liability for Mr M.J. Herkemij in connection with his functioning as executive director until the date of his resignation, being December 31, 2012 | Management | For | For | |||||||
8 | Conditional triangular legal merger with Oak Sub B.V. (as acquiring company) and new Oak B.V. (as group company of the acquiring company) in accordance with the merger proposals as drawn up by the boards of directors of the merging companies, subject to the conditions that (i) the offer is declared unconditional, (ii) the acceptance level immediately after the post- closing acceptance period is at least 80 percent but less than 95 percent of all shares in the share capital of the company on a fully diluted basis and (iii) the offeror resolves to pursue the post- closing merger and liquidation | Management | For | For | |||||||
9 | Any other business | Non-Voting | |||||||||
10 | Closing of the general meeting | Non-Voting | |||||||||
REALD INC. | |||||||||||
Security | 75604L105 | Meeting Type | Annual | ||||||||
Ticker Symbol | RLD | Meeting Date | 08-Aug-2013 | ||||||||
ISIN | US75604L1052 | Agenda | 933852407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL V. LEWIS | For | For | ||||||||
2 | P. GORDON HODGE | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
THE J. M. SMUCKER COMPANY | |||||||||||
Security | 832696405 | Meeting Type | Annual | ||||||||
Ticker Symbol | SJM | Meeting Date | 14-Aug-2013 | ||||||||
ISIN | US8326964058 | Agenda | 933854273 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT B. HEISLER, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED TO BE ISSUED. | Management | For | For | |||||||
5. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||
KENNAMETAL INC. | |||||||||||
Security | 489170100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KMT | Meeting Date | 22-Oct-2013 | ||||||||
ISIN | US4891701009 | Agenda | 933878285 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | DIRECTOR | Management | |||||||||
1 | CARLOS M. CARDOSO | For | For | ||||||||
2 | WILLIAM J. HARVEY | For | For | ||||||||
3 | CINDY L. DAVIS | For | For | ||||||||
II | RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
III | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
IV | APPROVAL OF THE AMENDED AND RESTATED KENNAMETAL INC. STOCK AND INCENTIVE PLAN OF 2010. | Management | Against | Against | |||||||
THE HILLSHIRE BRANDS COMPANY | |||||||||||
Security | 432589109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSH | Meeting Date | 24-Oct-2013 | ||||||||
ISIN | US4325891095 | Agenda | 933876673 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TODD A. BECKER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ELLEN L. BROTHERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SEAN M. CONNOLLY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CRAIG P. OMTVEDT | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SIR IAN PROSSER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JONATHAN P. WARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES D. WHITE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TYCO INTERNATIONAL LTD. | |||||||||||
Security | H89128104 | Meeting Type | Annual �� | ||||||||
Ticker Symbol | TYC | Meeting Date | 05-Mar-2014 | ||||||||
ISIN | CH0100383485 | Agenda | 933916491 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
3A. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | |||||||
3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | For | |||||||
3C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | |||||||
3D. | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Management | For | For | |||||||
3E. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | |||||||
3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | For | |||||||
3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | For | |||||||
3H. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | |||||||
3I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | |||||||
3J. | ELECTION OF DIRECTOR: SANDRA S. WIJNBERG | Management | For | For | |||||||
3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
4. | TO ELECT EDWARD D. BREEN AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5B. | TO ELECT SANDRA S. WIJNBERG AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5C. | TO ELECT R. DAVID YOST AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
6A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
6B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 26, 2014 | Management | For | For | |||||||
6C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE INDEPENDENT PROXY | Management | For | For | |||||||
8. | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2013 RESULTS | Management | For | For | |||||||
9. | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS | Management | For | For | |||||||
10. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
THE ADT CORPORATION | |||||||||||
Security | 00101J106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADT | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US00101J1060 | Agenda | 933918142 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS COLLIGAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD DALY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY DONAHUE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT DUTKOWSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRUCE GORDON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NAREN GURSAHANEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIDGETTE HELLER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF ADT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
TWENTY-FIRST CENTURY FOX, INC. | |||||||||||
Security | 90130A200 | Meeting Type | Special | ||||||||
Ticker Symbol | FOX | Meeting Date | 21-Mar-2014 | ||||||||
ISIN | US90130A2006 | Agenda | 933920894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE COMPANY MAKING A REQUEST FOR REMOVAL OF ITS FULL FOREIGN LISTING FROM THE AUSTRALIAN SECURITIES EXCHANGE. | Management | For | For | |||||||
2. | CITIZENSHIP CERTIFICATION - PLEASE MARK "YES" IF THE STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK "NO" IF SUCH STOCK IS OWNED OF RECORD OR BENEFICIALLY BY A NON-U.S. STOCKHOLDER. (PLEASE REFER TO APPENDIX A OF THE PROXY STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM 2, YOU WILL BE DEEMED TO BE A NON-U.S. STOCKHOLDER AND THE SHARES WILL BE SUBJECT TO THE SUSPENSION OF VOTING RIGHTS UNLESS YOU ARE A STOCKHOLDER OF RECORD AS OF THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | ||||||||
THE COCA-COLA COMPANY | |||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KO | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US1912161007 | Agenda | 933928256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD M. DALEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE COCA-COLA COMPANY 2014 EQUITY PLAN | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||
5. | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
LEXICON PHARMACEUTICALS, INC. | |||||||||||
Security | 528872104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LXRX | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5288721047 | Agenda | 933928270 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SAMUEL L. BARKER, PH.D. | For | For | ||||||||
2 | CHRISTOPHER J. SOBECKI | For | For | ||||||||
3 | JUDITH L. SWAIN, M.D. | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | RATIFICATION AND APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
ROWAN COMPANIES PLC | |||||||||||
Security | G7665A101 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDC | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | GB00B6SLMV12 | Agenda | 933935314 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | AN ORDINARY RESOLUTION TO ELECT THOMAS P. BURKE AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
2. | AN ORDINARY RESOLUTION TO ELECT WILLIAM T. FOX III AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
3. | AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM HEARNE AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
4. | AN ORDINARY RESOLUTION TO ELECT LORD MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
5. | AN ORDINARY RESOLUTION TO ELECT JOHN J. QUICKE AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
6. | AN ORDINARY RESOLUTION TO ELECT W. MATT RALLS AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
7. | AN ORDINARY RESOLUTION TO ELECT TORE I. SANDVOLD AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
8. | AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
9. | AN ORDINARY RESOLUTION TO RE-APPOINT DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | |||||||
10. | AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | For | |||||||
11. | AN ORDINARY RESOLUTION OF A BINDING VOTE TO APPROVE ROWAN COMPANIES PLC'S DIRECTORS' REMUNERATION POLICY (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
12. | AN ORDINARY RESOLUTION OF A NON- BINDING ADVISORY VOTE TO APPROVE ROWAN COMPANIES PLC'S U.K. STATUTORY IMPLEMENTATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2013 (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
13. | AN ORDINARY RESOLUTION OF A NON- BINDING ADVISORY VOTE TO APPROVE ROWAN COMPANIES PLC'S NAMED EXECUTIVE OFFICER COMPENSATION AS REPORTED IN THIS PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO COMPANIES SUBJECT TO SEC REPORTING REQUIREMENTS UNDER THE SECURITIES AND EXCHANGE ACT OF 1934, AS AMENDED). | Management | Abstain | Against | |||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
�� | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
CABOT OIL & GAS CORPORATION | |||||||||||
Security | 127097103 | Meeting Type | Annual | ||||||||
Ticker Symbol | COG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US1270971039 | Agenda | 933938699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAN O. DINGES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES R. GIBBS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT L. KEISER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: W. MATT RALLS | Management | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2014 FISCAL YEAR. | Management | For | For | |||||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY. | Management | For | For | |||||||
5 | TO APPROVE THE CABOT OIL & GAS CORPORATION 2014 INCENTIVE PLAN. | Management | For | For | |||||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
CAPITAL ONE FINANCIAL CORPORATION | |||||||||||
Security | 14040H105 | Meeting Type | Annual | ||||||||
Ticker Symbol | COF | Meeting Date | 01-May-2014 | ||||||||
ISIN | US14040H1059 | Agenda | 933942648 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, III | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
4. | ADVISORY APPROVAL OF CAPITAL ONE'S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
5A. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
5B. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. | Management | For | For | |||||||
5C. | APPROVAL OF AMENDMENTS TO CAPITAL ONE'S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. | Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
GUIDANCE SOFTWARE, INC. | |||||||||||
Security | 401692108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GUID | Meeting Date | 01-May-2014 | ||||||||
ISIN | US4016921086 | Agenda | 933944616 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHAWN MCCREIGHT | For | For | ||||||||
2 | VICTOR LIMONGELLI | For | For | ||||||||
3 | JEFF LAWRENCE | For | For | ||||||||
4 | KATHLEEN O'NEIL | For | For | ||||||||
5 | CHRISTOPHER POOLE | For | For | ||||||||
6 | STEPHEN RICHARDS | For | For | ||||||||
7 | ROBERT VAN SCHOONENBERG | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||||||
Security | 30219G108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESRX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US30219G1085 | Agenda | 933941139 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GARY G. BENANAV | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MURPHY USA INC. | |||||||||||
Security | 626755102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MUSA | Meeting Date | 07-May-2014 | ||||||||
ISIN | US6267551025 | Agenda | 933948424 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C.P. DEMING | For | For | ||||||||
2 | T.M. GATTLE, JR. | For | For | ||||||||
3 | J.T. TAYLOR | For | For | ||||||||
2. | APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS | Management | Abstain | Against | |||||||
3. | TO DETERMINE THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES, ON AN ADVISORY, NON-BINDING BASIS | Management | Abstain | Against | |||||||
4. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 LONG- TERM INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 | Management | For | For | |||||||
5. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 ANNUAL INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 | Management | For | For | |||||||
6. | RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
HUNTSMAN CORPORATION | |||||||||||
Security | 447011107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HUN | Meeting Date | 08-May-2014 | ||||||||
ISIN | US4470111075 | Agenda | 933952118 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JON M. HUNTSMAN | For | For | ||||||||
2 | DR. PATRICK T. HARKER | For | For | ||||||||
3 | DR. MARY C. BECKERLE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE HUNTSMAN STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CERTIFICATE OF INCORPORATION OF HUNTSMAN CORPORATION. | Management | For | For | |||||||
CHEMTURA CORPORATION | |||||||||||
Security | 163893209 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHMT | Meeting Date | 08-May-2014 | ||||||||
ISIN | US1638932095 | Agenda | 933968642 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JAMES W. CROWNOVER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT A. DOVER | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JONATHAN F. FOSTER | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CRAIG A. ROGERSON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | For | |||||||
2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3 | APPROVAL OF THE CHEMTURA CORPORATION SENIOR EXECUTIVE BONUS PLAN. | Management | For | For | |||||||
4 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
BIOSCRIP, INC. | |||||||||||
Security | 09069N108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BIOS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US09069N1081 | Agenda | 933969707 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD M. SMITH | For | For | ||||||||
2 | CHARLOTTE W. COLLINS | For | For | ||||||||
3 | SAMUEL P. FRIEDER | For | For | ||||||||
4 | MYRON Z. HOLUBIAK | For | For | ||||||||
5 | DAVID R. HUBERS | For | For | ||||||||
6 | YON Y. JORDEN | For | For | ||||||||
7 | TRICIA H. NGUYEN | For | For | ||||||||
8 | RICHARD L. ROBBINS | For | For | ||||||||
9 | STUART A. SAMUELS | For | For | ||||||||
10 | GORDON H. WOODWARD | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | APPROVAL OF AMENDMENTS TO THE BIOSCRIP, INC. 2008 EQUITY INCENTIVE PLAN AND RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SPECIFIED THEREIN. | Management | Against | Against | |||||||
CIT GROUP INC. | |||||||||||
Security | 125581801 | Meeting Type | Annual | ||||||||
Ticker Symbol | CIT | Meeting Date | 13-May-2014 | ||||||||
ISIN | US1255818015 | Agenda | 933960470 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN A. THAIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ELLEN R. ALEMANY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MICHAEL J. EMBLER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM M. FREEMAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: R. BRAD OATES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GERALD ROSENFELD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN R. RYAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: SHEILA A. STAMPS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: PETER J. TOBIN | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND EXTERNAL AUDITORS FOR 2014. | Management | For | For | |||||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE COMPENSATION OF CIT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
STATE STREET CORPORATION | |||||||||||
Security | 857477103 | Meeting Type | Annual | ||||||||
Ticker Symbol | STT | Meeting Date | 14-May-2014 | ||||||||
ISIN | US8574771031 | Agenda | 933965468 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: J. ALMEIDA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: K. BURNES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: P. COYM | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: R. SKATES | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: G. SUMME | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: T. WILSON | Management | For | For | |||||||
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
TREDEGAR CORPORATION | |||||||||||
Security | 894650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8946501009 | Agenda | 933976245 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE A. NEWBILL (2017) | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KENNETH R. NEWSOME (2017) | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GREGORY A. PRATT (2017) | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CARL E. TACK, III (2017) | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: R. GREGORY WILLIAMS (2015) | Management | For | For | |||||||
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
CAMERON INTERNATIONAL CORPORATION | |||||||||||
Security | 13342B105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAM | Meeting Date | 16-May-2014 | ||||||||
ISIN | US13342B1052 | Agenda | 933961674 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MACY'S INC. | |||||||||||
Security | 55616P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | M | Meeting Date | 16-May-2014 | ||||||||
ISIN | US55616P1049 | Agenda | 933983125 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||
2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MACY'S AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
AMERICAN TOWER CORPORATION | |||||||||||
Security | 03027X100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMT | Meeting Date | 20-May-2014 | ||||||||
ISIN | US03027X1000 | Agenda | 933965735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD M. DYKES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BLUCORA INC | |||||||||||
Security | 095229100 | Meeting Type | Annual | ||||||||
Ticker Symbol | BCOR | Meeting Date | 21-May-2014 | ||||||||
ISIN | US0952291005 | Agenda | 933994255 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ELIZABETH HUEBNER | For | For | ||||||||
2 | ANDREW SNYDER | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
GNC HOLDINGS INC. | |||||||||||
Security | 36191G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | GNC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US36191G1076 | Agenda | 933961876 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY P. BERGER | For | For | ||||||||
2 | ALAN D. FELDMAN | For | For | ||||||||
3 | JOSEPH M. FORTUNATO | For | For | ||||||||
4 | MICHAEL F. HINES | For | For | ||||||||
5 | AMY B. LANE | For | For | ||||||||
6 | PHILIP E. MALLOTT | For | For | ||||||||
7 | ROBERT F. MORAN | For | For | ||||||||
8 | C. SCOTT O'HARA | For | For | ||||||||
9 | RICHARD J. WALLACE | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR | Management | For | For | |||||||
3 | THE APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN THE PROXY MATERIALS | Management | Abstain | Against | |||||||
CABLEVISION SYSTEMS CORPORATION | |||||||||||
Security | 12686C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US12686C1099 | Agenda | 933976334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH J. LHOTA | For | For | ||||||||
2 | THOMAS V. REIFENHEISER | For | For | ||||||||
3 | JOHN R. RYAN | For | For | ||||||||
4 | VINCENT TESE | For | For | ||||||||
5 | LEONARD TOW | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL OF CABLEVISION SYSTEMS CORPORATION AMENDED AND RESTATED 2006 EMPLOYEE STOCK PLAN. | Management | For | For | |||||||
4. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL TO ADOPT A RECAPITALIZATION PLAN. | Shareholder | For | Against | |||||||
INTERNAP NETWORK SERVICES CORPORATION | |||||||||||
Security | 45885A300 | Meeting Type | Annual | ||||||||
Ticker Symbol | INAP | Meeting Date | 30-May-2014 | ||||||||
ISIN | US45885A3005 | Agenda | 933987919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL C. STANZIONE | For | For | ||||||||
2 | DEBORA J. WILSON | For | For | ||||||||
2. | TO APPROVE THE INTERNAP NETWORK SERVICES CORPORATION 2014 STOCK INCENTIVE PLAN. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
GENERAL MOTORS COMPANY | |||||||||||
Security | 37045V100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GM | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US37045V1008 | Agenda | 934003409 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARY T. BARRA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
5. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | For | For | |||||||
6. | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | For | For | |||||||
7. | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
8. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934000299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | Management | Abstain | ||||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934033363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. | Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. | Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. | Management | Abstain | ||||||||
THE BON-TON STORES, INC. | |||||||||||
Security | 09776J101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BONT | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US09776J1016 | Agenda | 934011723 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LUCINDA M. BAIER | For | For | ||||||||
2 | PHILIP M. BROWNE | For | For | ||||||||
3 | MICHAEL L. GLEIM | For | For | ||||||||
4 | TIM GRUMBACHER | For | For | ||||||||
5 | BRENDAN L. HOFFMAN | For | For | ||||||||
6 | TODD C. MCCARTY | For | For | ||||||||
7 | JEFFREY B. SHERMAN | For | For | ||||||||
8 | STEVEN B. SILVERSTEIN | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
VIVENDI SA, PARIS | |||||||||||
Security | F97982106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | FR0000127771 | Agenda | 705255405 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | |||||||||
CMMT | 30 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVA-ILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0505/201405051401- 583.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RE-SOLUTION O.7 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.f- r//pdf/2014/0530/201405301402624.pdf.IF YOU HAVE ALREADY SENT IN YOUR VOTES, P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | |||||||||
O.1 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE | Management | For | For | |||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR | Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.9 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.10 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.11 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER | Management | For | For | |||||||
O.12 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||
E.13 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | |||||||
E.14 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF ALLOTMENT OF NEW SHARES | Management | For | For | |||||||
E.15 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.16 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | |||||||
E.17 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED BY EMPLOYEES | Management | For | For | |||||||
E.18 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | |||||||
QUINPARIO ACQUISITION CORP. | |||||||||||
Security | 74874R108 | Meeting Type | Special | ||||||||
Ticker Symbol | QPAC | Meeting Date | 30-Jun-2014 | ||||||||
ISIN | US74874R1086 | Agenda | 934050004 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO CONSIDER AND VOTE UPON THE BUSINESS COMBINATION PROPOSAL ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
02 | TO CONSIDER AND ACT UPON PROPOSAL 2 ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
03 | TO CONSIDER AND ACT UPON PROPOSAL 3 ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | |||||||
04 | TO CONSIDER AND ACT UPON PROPOSAL 4 ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | |||||||
05 | TO CONSIDER AND ACT UPON PROPOSAL 5 ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
06 | DIRECTOR | Management | |||||||||
1 | EDGAR G. HOTARD | For | For | ||||||||
2 | JEFFRY N. QUINN | For | For | ||||||||
3 | DAVID C. WESTGATE | For | For | ||||||||
07 | TO APPROVE THE NASDAQ PROPOSAL ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
08 | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE JASON INDUSTRIES, INC. 2014 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||
09 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE BUSINESS COMBINATION- RELATED COMPENSATION PROPOSAL ....(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Abstain | Against | |||||||
10 | TO CONSIDER AND VOTE UPON THE ADJOURNMENT PROPOSAL ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
A | IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS PLEASE CHECK THIS BOX. MARK "FOR" = YES AND "AGAINST" OR "ABSTAIN" = NO. | Management | Abstain | ||||||||
B | I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP", WITH ANY OTHER STOCKHOLDER IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION. MARK "FOR" = YES AND "AGAINST" OR "ABSTAIN" = NO. | Management | Abstain |
ProxyEdge
Meeting Date Range: 07/01/2013 - 06/30/2014
The Gabelli Small Cap Growth Fund
Investment Company Report | |||||||||||
PIER 1 IMPORTS, INC. | |||||||||||
Security | 720279108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PIR | Meeting Date | 02-Jul-2013 | ||||||||
ISIN | US7202791080 | Agenda | 933827810 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: CHERYL A. BACHELDER | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN H. BURGOYNE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: ALEXANDER W. SMITH | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: CECE SMITH | Management | For | For | |||||||
2. | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF PIER 1 IMPORTS' NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION IN THE PROXY STATEMENT UNDER THE CAPTION "EXECUTIVE COMPENSATION." | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE AUDIT COMMITTEE'S ENGAGEMENT OF ERNST & YOUNG LLP AS PIER 1 IMPORTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
AZZ INCORPORATED | |||||||||||
Security | 002474104 | Meeting Type | Annual | ||||||||
Ticker Symbol | AZZ | Meeting Date | 09-Jul-2013 | ||||||||
ISIN | US0024741045 | Agenda | 933844638 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID H. DINGUS | For | For | ||||||||
2 | DANA L. PERRY | For | For | ||||||||
3 | DANIEL E. BERCE | For | For | ||||||||
4 | MARTIN C. BOWEN | For | For | ||||||||
5 | SAM ROSEN | For | For | ||||||||
6 | KEVERN R. JOYCE | For | For | ||||||||
7 | DR. H KIRK DOWNEY | For | For | ||||||||
8 | DANIEL R. FEEHAN | For | For | ||||||||
9 | PETER A. HEGEDUS | For | For | ||||||||
2. | APPROVAL OF AN AMENDMENT TO AZZ'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AZZ COMMON STOCK FOR ISSUANCE FROM 50,000,000 TO 100,000,000. | Management | For | For | |||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF AZZ'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING FEBRUARY 28, 2014. | Management | For | For | |||||||
BIO-REFERENCE LABORATORIES, INC. | |||||||||||
Security | 09057G602 | Meeting Type | Annual | ||||||||
Ticker Symbol | BRLI | Meeting Date | 11-Jul-2013 | ||||||||
ISIN | US09057G6026 | Agenda | 933839168 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARC D. GRODMAN, M.D. | For | For | ||||||||
2 | HOWARD DUBINETT | For | For | ||||||||
2. | RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S THREE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT RELATING TO THE 2013 ANNUAL MEETING OF STOCKHOLDERS. | Management | Abstain | Against | |||||||
CAVCO INDUSTRIES, INC. | |||||||||||
Security | 149568107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVCO | Meeting Date | 11-Jul-2013 | ||||||||
ISIN | US1495681074 | Agenda | 933853310 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | DAVID A. GREENBLATT | For | For | ||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR FISCAL 2014. | Management | For | For | |||||||
03 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
04 | TO APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 2,031,193 SHARES OF OUR COMMON STOCK IN CONSIDERATION FOR 50% OF THE OUTSTANDING SHARES OF FLEETWOOD HOMES, INC. HELD BY THIRD AVENUE VALUE FUND AND WHITMAN HIGH CONVICTION FUND PURSUANT TO THE STOCK PURCHASE AGREEMENT, DATED JUNE 14, 2013, BY AND AMONG THE COMPANY, THIRD AVENUE VALUE FUND AND WHITMAN HIGH CONVICTION FUND. | Management | For | For | |||||||
WILLAMETTE VALLEY VINEYARDS, INC. | |||||||||||
Security | 969136100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WVVI | Meeting Date | 14-Jul-2013 | ||||||||
ISIN | US9691361003 | Agenda | 933840894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES W. BERNAU | For | For | ||||||||
2 | JAMES L. ELLIS | For | For | ||||||||
3 | THOMAS M. BRIAN | For | For | ||||||||
4 | SEAN M. CARY | For | For | ||||||||
5 | DELNA L. JONES | For | For | ||||||||
6 | BETTY M. O'BRIEN | For | For | ||||||||
7 | CRAIG SMITH | For | For | ||||||||
8 | STAN G. TUREL | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
GARDNER DENVER, INC. | |||||||||||
Security | 365558105 | Meeting Type | Special | ||||||||
Ticker Symbol | GDI | Meeting Date | 16-Jul-2013 | ||||||||
ISIN | US3655581052 | Agenda | 933850112 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 7, 2013, BY AND AMONG GARDNER DENVER, INC., RENAISSANCE PARENT CORP., AND RENAISSANCE ACQUISITION CORP., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3. | TO APPROVE, BY NONBINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY GARDNER DENVER TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
PRIMUS TELECOMMUNICATIONS GROUP, INC. | |||||||||||
Security | 741929301 | Meeting Type | Special | ||||||||
Ticker Symbol | PTGI | Meeting Date | 17-Jul-2013 | ||||||||
ISIN | US7419293011 | Agenda | 933851556 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | SALE PROPOSAL: TO APPROVE THE SALE OF OUR NORTH AMERICA RETAIL TELECOMMUNICATIONS OPERATIONS IN THE UNITED STATES AND CANADA, AS CONTEMPLATED BY THE EQUITY PURCHASE AGREEMENT BY AND AMONG PRIMUS TELECOMMUNICATIONS GROUP, INCORPORATED (PTGI) AND CERTAIN OF ITS SUBSIDIARIES AND PTUS, INC. AND PTCAN, INC., DATED AS OF MAY 10, 2013 AND DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
2 | TRANSACTION-RELATED COMPENSATION ARRANGEMENTS PROPOSAL: TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE PAYMENT OF CERTAIN COMPENSATION TO THE NAMED EXECUTIVE OFFICERS OF PTGI IN CONNECTION WITH THE SALE TRANSACTION, AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
MODINE MANUFACTURING COMPANY | |||||||||||
Security | 607828100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOD | Meeting Date | 18-Jul-2013 | ||||||||
ISIN | US6078281002 | Agenda | 933849842 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS A. BURKE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES P. COOLEY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARY L. PETROVICH | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
SYNERON MEDICAL LTD. | |||||||||||
Security | M87245102 | Meeting Type | Consent | ||||||||
Ticker Symbol | ELOS | Meeting Date | 18-Jul-2013 | ||||||||
ISIN | IL0010909351 | Agenda | 933851835 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE AND RATIFY THE RE- APPOINTMENT OF KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2013 FISCAL YEAR AND FOR AN ADDITIONAL PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | For | |||||||
2. | TO RE-ELECT MS. YAFFA KRINDEL AS A CLASS II DIRECTOR TO HOLD OFFICE UNTIL THE END OF THE THIRD ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY TO BE HELD AFTER THE MEETING OR UNTIL HER SUCCESSOR HAS BEEN DULY ELECTED. | Management | For | For | |||||||
3A. | TO RE-ELECT DR. MICHAEL ANGHEL AS THE COMPANY'S EXTERNAL DIRECTOR FOR THREE-YEAR TERMS, EFFECTIVE AS OF NOVEMBER 7, 2013, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAEL COMPANIES LAW. | Management | For | For | |||||||
3B. | TO RE-ELECT MR. DAN SUESSKIND AS THE COMPANY'S EXTERNAL DIRECTOR FOR THREE-YEAR TERMS, EFFECTIVE AS OF NOVEMBER 7, 2013, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAEL COMPANIES LAW. | Management | For | For | |||||||
3C. | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE TRANSACTIONS UNDERLYING PROPOSAL 3 (OTHER THAN A PERSONAL INTEREST NOT ARISING OUT OF YOUR ASSOCIATION WITH A CONTROLLING SHAREHOLDER)? (PLEASE NOTE: IF YOU DO NOT MARK EITHER YES OR NO YOUR SHARES WILL NOT BE VOTED FOR THIS PROPOSAL). | Management | For | For | |||||||
4. | TO APPROVE A COMPENSATION POLICY REGARDING THE TERMS OF SERVICE AND EMPLOYMENT OF THE DIRECTORS AND OFFICERS OF THE COMPANY, IN ACCORDANCE WITH THE PROVISIONS OF THE ISRAEL COMPANIES LAW. | Management | For | For | |||||||
4B. | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE TRANSACTIONS UNDERLYING PROPOSAL 4? (PLEASE NOTE: IF YOU DO NOT MARK EITHER YES OR NO YOUR SHARES WILL NOT BE VOTED FOR THIS PROPOSAL). | Management | For | For | |||||||
5. | TO APPROVE COMPENSATION TO DR. SHIMON ECKHOUSE FOR HIS SERVICE AS CHIEF EXECUTIVE OFFICER. | Management | Against | Against | |||||||
5B. | ARE YOU A CONTROLLING SHAREHOLDER OF THE COMPANY OR DO YOU HAVE A PERSONAL INTEREST IN THE TRANSACTIONS UNDERLYING PROPOSAL 5? (PLEASE NOTE: IF YOU DO NOT MARK EITHER YES OR NO YOUR SHARES WILL NOT BE VOTED FOR THIS PROPOSAL). | Management | Against | Against | |||||||
6. | TO APPROVE COMPENSATION TO MR. DAVID SCHLACHET FOR HIS SERVICE AS CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | Against | Against | |||||||
7. | TO APPROVE COMPENSATION TO MR. DAVID SCHLACHET FOR HIS PRIOR SERVICE AS INTERIM CHIEF FINANCIAL OFFICER FOR A FOUR-MONTH PERIOD BEGINNING IN AUGUST 2012. | Management | For | For | |||||||
8. | TO APPROVE UPDATED COMPENSATION TO DIRECTORS OF THE COMPANY. | Management | Against | Against | |||||||
9. | TO APPROVE A GRANT OF OPTIONS TO ACQUIRE SHARES OF SYNERON BEAUTY LTD., A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO EACH OF MR. DAVID SCHLACHET AND DR. MICHAEL ANGHEL, BOTH OF WHOM SERVE ON THE BOARD OF DIRECTORS OF THE COMPANY AND OF SYNERON BEAUTY LTD. | Management | Against | Against | |||||||
DOMINION DIAMOND CORPORATION | |||||||||||
Security | 257287102 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | DDC | Meeting Date | 19-Jul-2013 | ||||||||
ISIN | CA2572871028 | Agenda | 933850085 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | GRAHAM G. CLOW | For | For | ||||||||
2 | ROBERT A. GANNICOTT | For | For | ||||||||
3 | NOEL HARWERTH | For | For | ||||||||
4 | DANIEL JARVIS | For | For | ||||||||
5 | CHUCK STRAHL | For | For | ||||||||
6 | TOM KENNY | For | For | ||||||||
7 | OLLIE OLIVEIRA | For | For | ||||||||
02 | FOR THE RE-APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. | Management | For | For | |||||||
03 | IN RESPECT OF THE APPROVAL OF THE AMENDED AND RESTATED 2010 RESTRICTED SHARE UNIT PLAN, THE RESERVATION OF UP TO 600,000 COMMON SHARES OF THE CORPORATION FOR ISSUANCE UNDER SUCH PLAN, AND ALL RELATED MATTERS, ALL AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | |||||||
COLUMBUS MCKINNON CORPORATION | |||||||||||
Security | 199333105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMCO | Meeting Date | 22-Jul-2013 | ||||||||
ISIN | US1993331057 | Agenda | 933847519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ERNEST R. VEREBELYI | For | For | ||||||||
2 | TIMOTHY T. TEVENS | For | For | ||||||||
3 | RICHARD H. FLEMING | For | For | ||||||||
4 | STEPHEN RABINOWITZ | For | For | ||||||||
5 | LINDA A. GOODSPEED | For | For | ||||||||
6 | NICHOLAS T. PINCHUK | For | For | ||||||||
7 | LIAM G. MCCARTHY | For | For | ||||||||
8 | STEPHANIE K. KUSHNER | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
LEGG MASON, INC. | |||||||||||
Security | 524901105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LM | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US5249011058 | Agenda | 933847329 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENNIS M. KASS | For | For | ||||||||
2 | JOHN V. MURPHY | For | For | ||||||||
3 | JOHN H. MYERS | For | For | ||||||||
4 | NELSON PELTZ | For | For | ||||||||
5 | W. ALLEN REED | For | For | ||||||||
6 | JOSEPH A. SULLIVAN | For | For | ||||||||
2. | AMENDMENT TO THE LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | Management | For | For | |||||||
CNH GLOBAL N.V. | |||||||||||
Security | N20935206 | Meeting Type | Special | ||||||||
Ticker Symbol | CNH | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | NL0000298933 | Agenda | 933847723 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO RESOLVE UPON THE LEGAL MERGER ("MERGER") BETWEEN THE COMPANY AND FI CBM HOLDINGS N.V. ("DUTCHCO"). | Management | For | For | |||||||
PARK ELECTROCHEMICAL CORP. | |||||||||||
Security | 700416209 | Meeting Type | Annual | ||||||||
Ticker Symbol | PKE | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US7004162092 | Agenda | 933852104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DALE BLANCHFIELD | For | For | ||||||||
2 | EMILY J. GROEHL | For | For | ||||||||
3 | PETER MAURER | For | For | ||||||||
4 | BRIAN E. SHORE | For | For | ||||||||
5 | STEVEN T. WARSHAW | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE 2013 FISCAL YEAR COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 2, 2014. | Management | For | For | |||||||
CNH GLOBAL N.V. | |||||||||||
Security | N20935206 | Meeting Type | Special | ||||||||
Ticker Symbol | CNH | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | NL0000298933 | Agenda | 933854095 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | THE PROPOSAL TO RESOLVE UPON THE LEGAL MERGER ("MERGER") BETWEEN THE COMPANY AND FI CBM HOLDINGS N.V. ("DUTCHCO"). | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 704624407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Sir Richard Lapthorne CBE | Management | For | For | |||||||
4 | To re-elect Simon Ball | Management | For | For | |||||||
5 | To re-elect Nick Cooper | Management | For | For | |||||||
6 | To re-elect Mark Hamlin | Management | For | For | |||||||
7 | To re-elect Tim Pennington | Management | For | For | |||||||
8 | To re-elect Alison Platt | Management | For | For | |||||||
9 | To re-elect Tony Rice | Management | For | For | |||||||
10 | To re-elect Ian Tyler | Management | For | For | |||||||
11 | To appoint the Auditor | Management | For | For | |||||||
12 | To authorise the Directors to set the remuneration of the Auditor | Management | For | For | |||||||
13 | To declare a final dividend | Management | For | For | |||||||
14 | To give authority to allot shares | Management | For | For | |||||||
15 | To disapply pre-emption rights | Management | Against | Against | |||||||
16 | To authorise the purchase of its own shares by the Company | Management | For | For | |||||||
17 | To authorise the Company to call a general meeting of shareholders on not less than 14 clear days notice | Management | For | For | |||||||
ITO EN,LTD. | |||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | JP3143000002 | Agenda | 704637086 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
STERIS CORPORATION | |||||||||||
Security | 859152100 | Meeting Type | Annual | ||||||||
Ticker Symbol | STE | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US8591521005 | Agenda | 933846024 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD C. BREEDEN | For | For | ||||||||
2 | CYNTHIA L. FELDMANN | For | For | ||||||||
3 | JACQUELINE B. KOSECOFF | For | For | ||||||||
4 | DAVID B. LEWIS | For | For | ||||||||
5 | KEVIN M. MCMULLEN | For | For | ||||||||
6 | WALTER M ROSEBROUGH, JR | For | For | ||||||||
7 | MOHSEN M. SOHI | For | For | ||||||||
8 | JOHN P. WAREHAM | For | For | ||||||||
9 | LOYAL W. WILSON | For | For | ||||||||
10 | MICHAEL B. WOOD | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
LEUCADIA NATIONAL CORPORATION | |||||||||||
Security | 527288104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LUK | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US5272881047 | Agenda | 933852320 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT D. BEYER | For | For | ||||||||
2 | W. PATRICK CAMPBELL | For | For | ||||||||
3 | BRIAN P. FRIEDMAN | For | For | ||||||||
4 | RICHARD B. HANDLER | For | For | ||||||||
5 | ROBERT E. JOYAL | For | For | ||||||||
6 | JEFFREY C. KEIL | For | For | ||||||||
7 | MICHAEL T. O'KANE | For | For | ||||||||
8 | STUART H. REESE | For | For | ||||||||
9 | JOSEPH S. STEINBERG | For | For | ||||||||
2. | A NON-BINDING, ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2013. | Management | For | For | |||||||
4. | APPROVAL OF THE 2003 INCENTIVE COMPENSATION PLAN AS AMENDED AND RESTATED. | Management | For | For | |||||||
5. | APPROVAL OF THE 1999 DIRECTORS' STOCK COMPENSATION PLAN AS AMENDED AND RESTATED. | Management | For | For | |||||||
6. | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY BE PRESENTED TO THE MEETING OR ANY ADJOURNMENT OF THE MEETING. | Management | For | For | |||||||
KEMET CORPORATION | |||||||||||
Security | 488360207 | Meeting Type | Annual | ||||||||
Ticker Symbol | KEM | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US4883602074 | Agenda | 933853295 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JACOB KOTZUBEI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT G. PAUL | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
BROWN-FORMAN CORPORATION | |||||||||||
Security | 115637100 | Meeting Type | Annual | ||||||||
Ticker Symbol | BFA | Meeting Date | 25-Jul-2013 | ||||||||
ISIN | US1156371007 | Agenda | 933854336 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: JOAN C. LORDI AMBLE | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: PATRICK BOUSQUET-CHAVANNE | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: GEO. GARVIN BROWN IV | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MARTIN S. BROWN, JR. | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: BRUCE L. BYRNES | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: JOHN D. COOK | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: SANDRA A. FRAZIER | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: DACE BROWN STUBBS | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: JAMES S. WELCH, JR. | Management | For | For | |||||||
2 | APPROVAL OF THE BROWN-FORMAN 2013 OMNIBUS COMPENSATION PLAN | Management | For | For | |||||||
ROCK FIELD CO.,LTD. | |||||||||||
Security | J65275109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Jul-2013 | |||||||||
ISIN | JP3984200000 | Agenda | 704641326 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
LIN TV CORP. | |||||||||||
Security | 532774106 | Meeting Type | Special | ||||||||
Ticker Symbol | TVL | Meeting Date | 30-Jul-2013 | ||||||||
ISIN | US5327741063 | Agenda | 933855794 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 12, 2013, BY AND BETWEEN LIN TV CORP. AND LIN MEDIA LLC (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AND TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, INCLUDING THE MERGER, ON THE TERMS SET FORTH IN THE MERGER AGREEMENT. | Management | For | For | |||||||
ELECTRONIC ARTS INC. | |||||||||||
Security | 285512109 | Meeting Type | Annual | ||||||||
Ticker Symbol | EA | Meeting Date | 31-Jul-2013 | ||||||||
ISIN | US2855121099 | Agenda | 933848941 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: JAY C. HOAG | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: LAWRENCE F. PROBST III | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: LUIS A. UBINAS | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: DENISE F. WARREN | Management | For | For | |||||||
2 | APPROVAL OF AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
3 | APPROVAL OF AN AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
TIVO INC. | |||||||||||
Security | 888706108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TIVO | Meeting Date | 31-Jul-2013 | ||||||||
ISIN | US8887061088 | Agenda | 933851760 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: WILLIAM CELLA | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: JEFFREY HINSON | Management | For | For | |||||||
2 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2014. | Management | For | For | |||||||
3 | TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SAY-ON-PAY"). | Management | Abstain | Against | |||||||
PLANTRONICS, INC. | |||||||||||
Security | 727493108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PLT | Meeting Date | 01-Aug-2013 | ||||||||
ISIN | US7274931085 | Agenda | 933848977 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MARV TSEU | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: KEN KANNAPPAN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRIAN DEXHEIMER | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ROBERT HAGERTY | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: GREGG HAMMANN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JOHN HART | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MARSHALL MOHR | Management | For | For | |||||||
2. | APPROVE AMENDMENTS TO THE 2003 STOCK PLAN INCLUDING, AMONG OTHER THINGS, AN INCREASE OF 1,000,000 SHARES OF COMMON STOCK ISSUABLE THEREUNDER AND LIMITATIONS ON THE NUMBER OF SHARES THAT MAY BE AWARDED ANNUALLY TO PLANTRONICS, INC.'S INDEPENDENT DIRECTORS. | Management | Against | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS, INC. FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF PLANTRONICS, INC.'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
HAWKINS, INC. | |||||||||||
Security | 420261109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HWKN | Meeting Date | 01-Aug-2013 | ||||||||
ISIN | US4202611095 | Agenda | 933852041 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: JOHN S. MCKEON | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: PATRICK H. HAWKINS | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: JAMES A. FAULCONBRIDGE | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: DUANE M. JERGENSON | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: MARY J. SCHUMACHER | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: DARYL I. SKAAR | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: JAMES T. THOMPSON | Management | For | For | |||||||
8. | ELECTION OF DIRECTOR: JEFFREY L. WRIGHT | Management | For | For | |||||||
9. | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY") | Management | Abstain | Against | |||||||
FISHER COMMUNICATIONS, INC. | |||||||||||
Security | 337756209 | Meeting Type | Special | ||||||||
Ticker Symbol | FSCI | Meeting Date | 06-Aug-2013 | ||||||||
ISIN | US3377562091 | Agenda | 933854475 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 11, 2013, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG FISHER COMMUNICATIONS, INC., SINCLAIR BROADCAST GROUP, INC. AND SINCLAIR TELEVISION OF SEATTLE, INC. | Management | For | For | |||||||
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION DISCLOSED IN THE PROXY STATEMENT THAT MAY BE PAYABLE TO FISHER COMMUNICATIONS, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER. | Management | For | For | |||||||
MONRO MUFFLER BRAKE, INC. | |||||||||||
Security | 610236101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MNRO | Meeting Date | 06-Aug-2013 | ||||||||
ISIN | US6102361010 | Agenda | 933856873 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FREDERICK M. DANZIGER | For | For | ||||||||
2 | ROBERT G. GROSS | For | For | ||||||||
3 | STEPHEN C. MCCLUSKI | For | For | ||||||||
4 | ROBERT E. MELLOR | For | For | ||||||||
5 | PETER J. SOLOMON | For | For | ||||||||
2. | TO APPROVE AN AMENDMENT TO THE MONRO MUFFLER BRAKE, INC. 2007 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN. | Management | Against | Against | |||||||
3. | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 29, 2014. | Management | For | For | |||||||
AIRGAS, INC. | |||||||||||
Security | 009363102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ARG | Meeting Date | 06-Aug-2013 | ||||||||
ISIN | US0093631028 | Agenda | 933856974 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN P. CLANCEY | For | For | ||||||||
2 | RICHARD C. ILL | For | For | ||||||||
3 | TED B. MILLER, JR. | For | For | ||||||||
2. | APPROVAL OF THE AIRGAS EXECUTIVE BONUS PLAN. | Management | For | For | |||||||
3. | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | A STOCKHOLDER PROPOSAL REGARDING OUR CLASSIFIED BOARD OF DIRECTORS. | Shareholder | Against | For | |||||||
QUANTUM CORPORATION | |||||||||||
Security | 747906204 | Meeting Type | Annual | ||||||||
Ticker Symbol | QTM | Meeting Date | 07-Aug-2013 | ||||||||
ISIN | US7479062041 | Agenda | 933851861 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAUL R. AUVIL III | For | For | ||||||||
2 | PHILIP BLACK | For | For | ||||||||
3 | MICHAEL A. BROWN | For | For | ||||||||
4 | LOUIS DINARDO | For | For | ||||||||
5 | JON W. GACEK | For | For | ||||||||
6 | DAVID A. KRALL | For | For | ||||||||
7 | GREGG J. POWERS | For | For | ||||||||
8 | DAVID E. ROBERSON | For | For | ||||||||
9 | JEFFREY C. SMITH | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
3. | PROPOSAL TO ADOPT A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ALERE INC. | |||||||||||
Security | 01449J105 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | ALR | Meeting Date | 07-Aug-2013 | ||||||||
ISIN | US01449J1051 | Agenda | 933852750 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HAKAN BJORKLUND | For | For | ||||||||
2 | STEPHEN P. MACMILLAN | For | For | ||||||||
3 | BRIAN A. MARKISON | For | For | ||||||||
4 | T.F. WILSON MCKILLOP | For | For | ||||||||
2. | APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2010 STOCK OPTION AND INCENTIVE PLAN BY 2,000,000 FROM 5,153,663 TO 7,153,663. | Management | Against | Against | |||||||
3. | APPROVAL OF THE GRANTING OF OPTIONS UNDER OUR 2010 STOCK OPTION AND INCENTIVE PLAN TO CERTAIN EXECUTIVE OFFICERS; PROVIDED THAT, EVEN IF THIS PROPOSAL IS APPROVED BY OUR STOCKHOLDERS, WE DO NOT INTEND TO IMPLEMENT THIS PROPOSAL UNLESS PROPOSAL 2 IS ALSO APPROVED. | Management | Against | Against | |||||||
4. | APPROVAL OF AN INCREASE TO THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE ALERE INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY 1,000,000 FROM 3,000,000 TO 4,000,000. | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
6. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PRECISION CASTPARTS CORP. | |||||||||||
Security | 740189105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCP | Meeting Date | 13-Aug-2013 | ||||||||
ISIN | US7401891053 | Agenda | 933850922 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK DONEGAN | For | For | ||||||||
2 | DANIEL J. MURPHY | For | For | ||||||||
3 | VERNON E. OECHSLE | For | For | ||||||||
4 | ULRICH SCHMIDT | For | For | ||||||||
5 | RICHARD L. WAMBOLD | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RE-APPROVAL AND AMENDMENT OF 2001 STOCK INCENTIVE PLAN TO INCREASE NUMBER OF AUTHORIZED SHARES. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | For | |||||||
STEWART ENTERPRISES, INC. | |||||||||||
Security | 860370105 | Meeting Type | Special | ||||||||
Ticker Symbol | STEI | Meeting Date | 13-Aug-2013 | ||||||||
ISIN | US8603701058 | Agenda | 933859413 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 28, 2013, BY AND AMONG SERVICE CORPORATION INTERNATIONAL, RIO ACQUISITION CORP. AND STEWART ENTERPRISES, INC. ("STEWART") (AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME). | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO STEWART'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For | |||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT. | Management | For | For | |||||||
THE J. M. SMUCKER COMPANY | |||||||||||
Security | 832696405 | Meeting Type | Annual | ||||||||
Ticker Symbol | SJM | Meeting Date | 14-Aug-2013 | ||||||||
ISIN | US8326964058 | Agenda | 933854273 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT B. HEISLER, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED TO BE ISSUED. | Management | For | For | |||||||
5. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||
CHINA AUTOMOTIVE SYSTEMS, INC. | |||||||||||
Security | 16936R105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAAS | Meeting Date | 20-Aug-2013 | ||||||||
ISIN | US16936R1059 | Agenda | 933856619 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HANLIN CHEN | For | For | ||||||||
2 | QIZHOU WU | For | For | ||||||||
3 | ARTHUR WONG | For | For | ||||||||
4 | GUANGXUN XU | For | For | ||||||||
5 | ROBERT TUNG | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED COMPANY (TO BE RENAMED AS PRICEWATERHOUSECOOPERS ZHONG TIAN LLP) AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
3. | TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING THE COMPANY'S NAMED EXECUTIVE COMPENSATION PROGRAM. | Management | Abstain | Against | |||||||
DAKTRONICS, INC. | |||||||||||
Security | 234264109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DAKT | Meeting Date | 21-Aug-2013 | ||||||||
ISIN | US2342641097 | Agenda | 933856099 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES B. MORGAN | For | For | ||||||||
2 | JOHN L. MULLIGAN | For | For | ||||||||
3 | BRUCE W. TOBIN | For | For | ||||||||
2. | TO APPROVE THE AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
5. | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against | |||||||
LA-Z-BOY INCORPORATED | |||||||||||
Security | 505336107 | Meeting Type | Annual | ||||||||
Ticker Symbol | LZB | Meeting Date | 21-Aug-2013 | ||||||||
ISIN | US5053361078 | Agenda | 933856570 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KURT L. DARROW | For | For | ||||||||
2 | JOHN H. FOSS | For | For | ||||||||
3 | RICHARD M. GABRYS | For | For | ||||||||
4 | JANET L. GURWITCH | For | For | ||||||||
5 | DAVID K. HEHL | For | For | ||||||||
6 | EDWIN J. HOLMAN | For | For | ||||||||
7 | JANET E. KERR | For | For | ||||||||
8 | MICHAEL T. LAWTON | For | For | ||||||||
9 | H. GEORGE LEVY, MD | For | For | ||||||||
10 | W. ALAN MCCOLLOUGH | For | For | ||||||||
11 | DR. NIDO R. QUBEIN | For | For | ||||||||
2. | BOARD'S PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | BOARD'S PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
LIFE TECHNOLOGIES CORPORATION | |||||||||||
Security | 53217V109 | Meeting Type | Special | ||||||||
Ticker Symbol | LIFE | Meeting Date | 21-Aug-2013 | ||||||||
ISIN | US53217V1098 | Agenda | 933860973 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 14, 2013 (THE "MERGER AGREEMENT"), BY AND AMONG LIFE TECHNOLOGIES CORPORATION (THE "COMPANY"), THERMO FISHER SCIENTIFIC INC., AND POLPIS MERGER SUB CO. | Management | For | For | |||||||
02 | TO CONSIDER AND VOTE ON A NON- BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER. | Management | Abstain | Against | |||||||
03 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
MET-PRO CORPORATION | |||||||||||
Security | 590876306 | Meeting Type | Special | ||||||||
Ticker Symbol | MPR | Meeting Date | 26-Aug-2013 | ||||||||
ISIN | US5908763064 | Agenda | 933862814 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED APRIL 21, 2013 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG CECO ENVIRONMENTAL CORP., MUSTANG ACQUISITION INC., A WHOLLY-OWNED SUBSIDIARY OF CECO, MUSTANG ACQUISITION II INC., A SEPARATE WHOLLY- OWNED SUBSIDIARY OF CECO, AND MET- PRO CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE MERGER-RELATED COMPENSATION THAT MAY BECOME PAYABLE TO MET-PRO'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE MET-PRO SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO, AMONG OTHER REASONS, SOLICIT ADDITIONAL PROXIES. | Management | For | For | |||||||
MARTHA STEWART LIVING OMNIMEDIA, INC. | |||||||||||
Security | 573083102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSO | Meeting Date | 27-Aug-2013 | ||||||||
ISIN | US5730831022 | Agenda | 933858649 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARTHA STEWART | For | For | ||||||||
2 | ARLEN KANTARIAN | For | For | ||||||||
3 | WILLIAM ROSKIN | For | For | ||||||||
4 | MARGARET SMYTH | For | For | ||||||||
5 | DANIEL DIENST | For | For | ||||||||
6 | PIERRE DEVILLEMEJANE | For | For | ||||||||
2. | TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS THAT MAY APPLY TO PERFORMANCE-BASED AWARDS UNDER THE MARTHA STEWART LIVING OMNIMEDIA, INC. OMNIBUS STOCK AND OPTION COMPENSATION PLAN. | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
OPKO HEALTH, INC. | |||||||||||
Security | 68375N103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OPK | Meeting Date | 28-Aug-2013 | ||||||||
ISIN | US68375N1037 | Agenda | 933862181 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | PHILLIP FROST, M.D. | For | For | ||||||||
2 | JANE H. HSIAO, PH.D. | For | For | ||||||||
3 | STEVEN D. RUBIN | For | For | ||||||||
4 | ROBERT A. BARON | For | For | ||||||||
5 | THOMAS E. BEIER | For | For | ||||||||
6 | DMITRY KOLOSOV | For | For | ||||||||
7 | RICHARD A. LERNER, M.D. | For | For | ||||||||
8 | JOHN A. PAGANELLI | For | For | ||||||||
9 | R.C. PFENNIGER, JR. | For | For | ||||||||
10 | A. LIN-TSING YU, MD PHD | For | For | ||||||||
2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE OPKO HEALTH, INC. 2007 EQUITY INCENTIVE PLAN (THE "2007 PLAN") TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF OPKO ("OPKO COMMON STOCK") AUTHORIZED FOR ISSUANCE PURSUANT TO THE 2007 PLAN FROM 35 MILLION SHARES TO 55 MILLION SHARES OF OPKO COMMON STOCK. | Management | Against | Against | |||||||
3 | PROPOSAL TO APPROVE AN AMENDMENT TO OPKO'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF THE OPKO COMMON STOCK THAT OPKO MAY ISSUE FROM 500 MILLION SHARES TO 750 MILLION SHARES. | Management | For | For | |||||||
4 | TO APPROVE THE ISSUANCE OF SHARES OF OPKO COMMON STOCK & OTHER SECURITIES EXERCISABLE FOR SHARES OF OPKO COMMON STOCK TO THE STOCKHOLDERS OF PROLOR BIOTECH, INC. ("PROLOR"), A NEVADA CORPORATION, IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, AMONG PROLOR, OPKO AND POM ACQUISITION, INC. ("POM"). | Management | For | For | |||||||
5 | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE OPKO ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSALS. | Management | For | For | |||||||
CAPSTONE TURBINE CORPORATION | |||||||||||
Security | 14067D102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPST | Meeting Date | 29-Aug-2013 | ||||||||
ISIN | US14067D1028 | Agenda | 933858740 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GARY D. SIMON | For | For | ||||||||
2 | RICHARD K. ATKINSON | For | For | ||||||||
3 | JOHN V. JAGGERS | For | For | ||||||||
4 | DARREN R. JAMISON | For | For | ||||||||
5 | NOAM LOTAN | For | For | ||||||||
6 | GARY J. MAYO | For | For | ||||||||
7 | ELIOT G. PROTSCH | For | For | ||||||||
8 | HOLLY A. VAN DEURSEN | For | For | ||||||||
9 | DARRELL J. WILK | For | For | ||||||||
2. | RE-APPROVE THE PERFORMANCE CRITERIA UNDER THE COMPANY'S EXECUTIVE PERFORMANCE INCENTIVE PLAN | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | Management | For | For | |||||||
COPEINCA ASA | |||||||||||
Security | R15888119 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 02-Sep-2013 | |||||||||
ISIN | NO0010352412 | Agenda | 704696965 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | |||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | |||||||||
1 | Election of a person to chair the Extraordinary General Meeting | Management | No Action | ||||||||
2 | Approval of the Notice and Agenda of the Extraordinary General Meeting | Management | No Action | ||||||||
3 | Election of one person to co-sign the Minutes | Management | No Action | ||||||||
4 | Election of a new Board of Directors: The proposed new composition of the Board of Directors of the Company will be provided ahead of the general meeting. The resolution to elect a new Board of Directors will be made subject to Grand Success Investment (Singapore) Private Limited having consummated the voluntary offer, and thus being the owner of more than 90% of the outstanding shares in the Company | Management | No Action | ||||||||
5 | Determination of remuneration to resigning members of the Board of Directors: It is proposed that the Extraordinary General Meeting approves the remuneration of the resigning Directors based on actual service time since the last Annual General Meeting and in accordance with the resolution made on 12 April 2013 by the Ordinary General Meeting regarding the remuneration of the Board of Directors | Management | No Action | ||||||||
CMMT | PLEASE BE AWARE THAT SHAREHOLDERS WHO HAVE ACCEPTED THE RECENT TENDER OFFER, W-ILL NOT BE ABLE TO VOTE FOR THE SHARES AT THE MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
VITASOY INTERNATIONAL HOLDINGS LTD | |||||||||||
Security | Y93794108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 05-Sep-2013 | |||||||||
ISIN | HK0345001611 | Agenda | 704662534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0719/LTN20130719163.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0719/LTN20130719153.pdf | Non-Voting | |||||||||
1 | To receive and adopt the audited Financial Statements and the Reports of the Directors and Auditors for the year ended 31st March, 2013 | Management | For | For | |||||||
2 | To declare a Final Dividend | Management | For | For | |||||||
3Ai | To re-elect Mr. Winston Yau-lai LO as an Executive Director | Management | For | For | |||||||
3Aii | To re-elect Mr. Valiant Kin-piu CHEUNG as an Independent Non-executive Director | Management | For | For | |||||||
3Aiii | To re-elect Ms. Myrna Mo-ching LO as a Non- executive Director | Management | For | For | |||||||
3B | To fix the remuneration of the Directors | Management | For | For | |||||||
4 | To appoint Auditors and authorise the Directors to fix their remuneration | Management | For | For | |||||||
5A | To grant an unconditional mandate to the Directors to issue, allot and deal with additional shares of the Company | Management | For | For | |||||||
5B | To grant an unconditional mandate to the Directors to repurchase shares of the Company | Management | For | For | |||||||
5C | To add the nominal value of the shares repurchased pursuant to Resolution 5B to the nominal value of the shares available pursuant to Resolution 5A | Management | For | For | |||||||
5D | To approve the grant of options to Mr. Winston Yau-lai LO under the 2012 Share Option Scheme | Management | For | For | |||||||
PATTERSON COMPANIES, INC. | |||||||||||
Security | 703395103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PDCO | Meeting Date | 09-Sep-2013 | ||||||||
ISIN | US7033951036 | Agenda | 933864452 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. BUCK | For | For | ||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 26, 2014. | Management | For | For | |||||||
ANNIES, INC. | |||||||||||
Security | 03600T104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BNNY | Meeting Date | 10-Sep-2013 | ||||||||
ISIN | US03600T1043 | Agenda | 933861127 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | MOLLY F. ASHBY | For | For | ||||||||
2 | JOHN M. FORAKER | For | For | ||||||||
3 | JULIE D. KLAPSTEIN | For | For | ||||||||
4 | LAWRENCE S. PEIROS | For | For | ||||||||
5 | BETTINA M. WHYTE | For | For | ||||||||
6 | BILLIE IDA WILLIAMSON | For | For | ||||||||
7 | BETTINA M. WHYTE | For | For | ||||||||
8 | BILLIE IDA WILLIAMSON | For | For | ||||||||
4. | TO ADOPT AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE VARIOUS PROVISIONS RELATED TO SOLERA CAPITAL, LLC AND ITS AFFILIATES THAT ARE NOW INAPPLICABLE. | Management | For | For | |||||||
5. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS ANNIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF ANNIE'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
BARNES & NOBLE, INC. | |||||||||||
Security | 067774109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BKS | Meeting Date | 10-Sep-2013 | ||||||||
ISIN | US0677741094 | Agenda | 933863943 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | LEONARD RIGGIO | For | For | ||||||||
2 | DAVID G. GOLDEN | For | For | ||||||||
3 | DAVID A. WILSON | For | For | ||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 3, 2014. | Management | For | For | |||||||
NATHAN'S FAMOUS, INC. | |||||||||||
Security | 632347100 | Meeting Type | Annual | ||||||||
Ticker Symbol | NATH | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | US6323471002 | Agenda | 933861848 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. EIDE | For | For | ||||||||
2 | ERIC GATOFF | For | For | ||||||||
3 | BRIAN S. GENSON | For | For | ||||||||
4 | BARRY LEISTNER | For | For | ||||||||
5 | HOWARD M. LORBER | For | For | ||||||||
6 | WAYNE NORBITZ | For | For | ||||||||
7 | A.F. PETROCELLI | For | For | ||||||||
8 | CHARLES RAICH | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS AUDITORS FOR FISCAL 2014. | Management | For | For | |||||||
METHODE ELECTRONICS, INC. | |||||||||||
Security | 591520200 | Meeting Type | Annual | ||||||||
Ticker Symbol | MEI | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | US5915202007 | Agenda | 933862054 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: WALTER J. ASPATORE | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: WARREN L. BATTS | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: J. EDWARD COLGATE | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: DARREN M. DAWSON | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: DONALD W. DUDA | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: STEPHEN F. GATES | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: PAUL G. SHELTON | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF | Management | For | For | |||||||
2 | THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 3, 2014. | Management | For | For | |||||||
3 | THE ADVISORY APPROVAL OF METHODE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
STRATASYS LTD | |||||||||||
Security | M85548101 | Meeting Type | Special | ||||||||
Ticker Symbol | SSYS | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | IL0011267213 | Agenda | 933869298 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE A COMPENSATION POLICY FOR THE COMPANY'S EXECUTIVE OFFICERS AND DIRECTORS, IN ACCORDANCE WITH THE REQUIREMENTS OF THE ISRAELI COMPANIES LAW, 5759-1999. | Management | For | For | |||||||
CASEY'S GENERAL STORES, INC. | |||||||||||
Security | 147528103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CASY | Meeting Date | 13-Sep-2013 | ||||||||
ISIN | US1475281036 | Agenda | 933864616 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHNNY DANOS | For | For | ||||||||
2 | H. LYNN HORAK | For | For | ||||||||
3 | JEFFREY M. LAMBERTI | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||||||||||
Security | 874054109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TTWO | Meeting Date | 18-Sep-2013 | ||||||||
ISIN | US8740541094 | Agenda | 933863462 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STRAUSS ZELNICK | For | For | ||||||||
2 | ROBERT A. BOWMAN | For | For | ||||||||
3 | SUNGHWAN CHO | For | For | ||||||||
4 | MICHAEL DORNEMANN | For | For | ||||||||
5 | BRETT ICAHN | For | For | ||||||||
6 | J. MOSES | For | For | ||||||||
7 | JAMES L. NELSON | For | For | ||||||||
8 | MICHAEL SHERESKY | For | For | ||||||||
2. | APPROVAL OF THE AMENDMENT TO THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | |||||||
JOHN WILEY & SONS, INC. | |||||||||||
Security | 968223305 | Meeting Type | Annual | ||||||||
Ticker Symbol | JWB | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US9682233054 | Agenda | 933864870 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LINDA KATEHI | For | For | ||||||||
2 | MATTHEW S. KISSNER | For | For | ||||||||
3 | EDUARDO MENASCE | For | For | ||||||||
4 | WILLIAM J. PESCE | For | For | ||||||||
5 | STEPHEN M. SMITH | For | For | ||||||||
6 | JESSE WILEY | For | For | ||||||||
7 | PETER BOOTH WILEY | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
VALUE LINE, INC. | |||||||||||
Security | 920437100 | Meeting Type | Annual | ||||||||
Ticker Symbol | VALU | Meeting Date | 19-Sep-2013 | ||||||||
ISIN | US9204371002 | Agenda | 933872334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | H.A. BRECHER | For | For | ||||||||
2 | S.R. ANASTASIO | For | For | ||||||||
3 | M. BERNSTEIN | For | For | ||||||||
4 | W. REED | For | For | ||||||||
5 | A. FIORE | For | For | ||||||||
6 | S. DAVIS | For | For | ||||||||
7 | G.J. MUENZER | For | For | ||||||||
NORTH ATLANTIC DRILLING LIMITED | |||||||||||
Security | G6613P111 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-Sep-2013 | |||||||||
ISIN | BMG6613P1115 | Agenda | 704707112 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To set the maximum number of Directors to be not more than eight | Management | No Action | ||||||||
2 | To resolve that vacancies in the number of Directors be designated casual vacancies and that the Board of Directors be authorized to fill such casual vacancies as and when it deems fit | Management | No Action | ||||||||
3 | To re-elect John Fredriksen as a Director of the Company | Management | No Action | ||||||||
4 | To re-elect Kate Blankenship as a Director of the Company | Management | No Action | ||||||||
5 | To re-elect Paul M. Leand, Jr., as a Director of the Company | Management | No Action | ||||||||
6 | To re-elect Cecilie Fredriksen as a Director of the Company | Management | No Action | ||||||||
7 | To elect Harald Thorstein as a Director of the Company | Management | No Action | ||||||||
8 | To elect Georgina E. Sousa as a Director of the Company | Management | No Action | ||||||||
9 | To amend the Company's Bye-laws Nos. 60, 96, 100, 117, 118, 119, 120 and 125 as discussed in the proxy statement | Management | No Action | ||||||||
10 | To re-appoint PricewaterhouseCoopers AS auditors and to authorize the Directors to determine their remuneration | Management | No Action | ||||||||
11 | To approve remuneration of the Company's Board of Directors of a total amount of fees not to exceed USD 400,000.00 for the year ended December 31, 2013 | Management | No Action | ||||||||
CENTURY ALUMINUM COMPANY | |||||||||||
Security | 156431108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CENX | Meeting Date | 23-Sep-2013 | ||||||||
ISIN | US1564311082 | Agenda | 933864630 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JARL BERNTZEN | For | For | ||||||||
2 | MICHAEL BLESS | For | For | ||||||||
3 | DANIEL GOLDBERG | For | For | ||||||||
4 | PETER JONES | For | For | ||||||||
5 | ANDREW MICHELMORE | For | For | ||||||||
6 | JOHN O'BRIEN | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE ON AN ADVISORY BASIS, A RESOLUTION ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
SKYLINE CORPORATION | |||||||||||
Security | 830830105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SKY | Meeting Date | 23-Sep-2013 | ||||||||
ISIN | US8308301055 | Agenda | 933867282 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ARTHUR J. DECIO | For | For | ||||||||
2 | JOHN C. FIRTH | For | For | ||||||||
3 | JERRY HAMMES | For | For | ||||||||
4 | WILLIAM H. LAWSON | For | For | ||||||||
5 | DAVID T. LINK | For | For | ||||||||
6 | ANDREW J. MCKENNA | For | For | ||||||||
7 | BRUCE G. PAGE | For | For | ||||||||
8 | SAMUEL S. THOMPSON | For | For | ||||||||
2. | THE RATIFICATION OF CROWE HORWATH LLP AS SKYLINE'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING MAY 31, 2014. | Management | For | For | |||||||
3. | RESOLVED, THE SHAREHOLDERS APPROVE THE COMPENSATION AWARDED TO SKYLINE'S NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2013 AS DISCLOSED IN THE EXECUTIVE COMPENSATION DISCUSSION, INCLUDING COMPENSATION TABLES AND NARRATIVE DISCUSSION IS HEREBY APPROVED. | Management | Abstain | Against | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244105 | Meeting Type | Special | ||||||||
Ticker Symbol | WWAV | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US9662441057 | Agenda | 933871510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE CONVERSION, ON A ONE-FOR-ONE BASIS, OF ALL ISSUED AND OUTSTANDING SHARES OF WHITEWAVE CLASS B COMMON STOCK INTO SHARES OF WHITEWAVE CLASS A COMMON STOCK. | Management | For | For | |||||||
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244204 | Meeting Type | Special | ||||||||
Ticker Symbol | WWAVB | Meeting Date | 24-Sep-2013 | ||||||||
ISIN | US9662442048 | Agenda | 933871510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE CONVERSION, ON A ONE-FOR-ONE BASIS, OF ALL ISSUED AND OUTSTANDING SHARES OF WHITEWAVE CLASS B COMMON STOCK INTO SHARES OF WHITEWAVE CLASS A COMMON STOCK. | Management | For | For | |||||||
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |||||||
BELO CORP. | |||||||||||
Security | 080555105 | Meeting Type | Special | ||||||||
Ticker Symbol | BLC | Meeting Date | 25-Sep-2013 | ||||||||
ISIN | US0805551050 | Agenda | 933869262 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 12, 2013, BY AND AMONG THE COMPANY, GANNETT CO., INC. AND DELTA ACQUISITION CORP. | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY (NON- BINDING) BASIS, OF THE COMPENSATION THAT MAY BE PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF THE COMPANY IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE, IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
VIMPELCOM LTD. | |||||||||||
Security | 92719A106 | Meeting Type | Special | ||||||||
Ticker Symbol | VIP | Meeting Date | 25-Sep-2013 | ||||||||
ISIN | US92719A1060 | Agenda | 933870669 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT AMENDED AND RESTATED BYE- LAWS OF THE COMPANY. | Management | Against | Against | |||||||
STERLING BANCORP | |||||||||||
Security | 859158107 | Meeting Type | Annual | ||||||||
Ticker Symbol | STL | Meeting Date | 26-Sep-2013 | ||||||||
ISIN | US8591581074 | Agenda | 933868018 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 3, 2013, BY AND BETWEEN STERLING BANCORP AND PROVIDENT NEW YORK BANCORP | Management | For | For | |||||||
2. | APPROVAL OF THE ADJOURNMENT OF THE STERLING ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE STERLING MERGER PROPOSAL | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF STERLING MAY RECEIVE IN CONNECTION WITH THE MERGER PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH STERLING | Management | For | For | |||||||
4. | DIRECTOR | Management | |||||||||
1 | ROBERT ABRAMS | For | For | ||||||||
2 | JOSEPH M. ADAMKO | For | For | ||||||||
3 | LOUIS J. CAPPELLI | For | For | ||||||||
4 | FERNANDO FERRER | For | For | ||||||||
5 | ALLAN F. HERSHFIELD | For | For | ||||||||
6 | HENRY J. HUMPHREYS | For | For | ||||||||
7 | JAMES B. KLEIN | For | For | ||||||||
8 | ROBERT W. LAZAR | For | For | ||||||||
9 | CAROLYN JOY LEE | For | For | ||||||||
10 | JOHN C. MILLMAN | For | For | ||||||||
11 | EUGENE T. ROSSIDES | For | For | ||||||||
5. | ADVISORY APPROVAL OF THE COMPENSATION OF STERLING'S NAMED EXECUTIVE OFFICERS | Management | For | For | |||||||
6. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS STERLING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | For | |||||||
7. | APPROVAL OF THE PROPOSED 2013 EQUITY INCENTIVE PLAN | Management | For | For | |||||||
WONDER AUTO TECHNOLOGY INC. | |||||||||||
Security | 978166106 | Meeting Type | Special | ||||||||
Ticker Symbol | Meeting Date | 30-Sep-2013 | |||||||||
ISIN | US9781661064 | Agenda | 933878665 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE SALE (THE "STOCK SALE") OF 118.593656 ORDINARY SHARES, REPRESENTING AN APPROXIMATE 48.35% OWNERSHIP INTEREST, OF WATG'S WHOLLY OWNED SUBSIDIARY WONDER AUTO LIMITED ("WAL") TO IDEAL TREASURE LIMITED (THE "BUYER") AS CONTEMPLATED BY THE STOCK PURCHASE AGREEMENT, DATED AUGUST 6, 2013, BY AND BETWEEN WATG AND THE BUYER. | Management | For | For | |||||||
2. | APPROVE & ADOPT A PLAN OF LIQUIDATION & DISSOLUTION ("PLAN OF LIQUIDATION") PROVIDING FOR THE COMPLETE LIQUIDATION & DISSOLUTION OF WATG, INCLUDING (A) THE PAYMENT OR REASONABLE PROVISION TO PAY ALL KNOWN OR UNKNOWN CLAIMS & OBLIGATIONS OF WATG, (B) THE DISTRIBUTION OF 126.683580 ORDINARY SHARES & (C) THE DISTRIBUTION OF THE REMAINDER OF THE ASSETS OF THE COMPANY. | Management | For | For | |||||||
3. | TO ADJOURN THE SPECIAL MEETING. IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ESTABLISH A QUORUM OR TO APPROVE THE STOCK SALE OR THE PLAN OF LIQUIDATION. | Management | For | For | |||||||
TRANS-LUX CORPORATION | |||||||||||
Security | 893247106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TNLX | Meeting Date | 02-Oct-2013 | ||||||||
ISIN | US8932471068 | Agenda | 933872930 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
1B | APPROVE THE ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | |||||||
2A | APPROVE THE GRANT OF WARRANTS TO GEORGE SCHIELE. | Management | For | For | |||||||
2B | APPROVE THE GRANT OF WARRANTS SALVATORE ZIZZA. | Management | For | For | |||||||
2C | APPROVE THE GRANT OF WARRANTS TO JEAN FIRSTENBERG. | Management | For | For | |||||||
3A | AMEND CERTIFICATE OF INCORPORATION TO GRANT BOARD THE DISCRETION TO EFFECT REVERSE STOCK SPLIT FOLLOWED BY A FORWARD STOCK SPLIT. | Management | For | For | |||||||
3B | APPROVE THE AMENDMENTS TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GRANTING OUR BOARD THE DISCRETION TO REDUCE THE COMPANY'S COMMON STOCK; IMPLEMENTATION OF PROPOSAL NO. 3(B) IS CONDITIONED UPON THE APPROVAL OF PROPOSAL NO. 3(A); IF PROPOSAL NO. 3(A) IS NOT APPROVED, THEN PROPOSAL NO. 3(B) WILL NOT BE IMPLEMENTED. | Management | For | For | |||||||
4A | ELECTION OF JEAN FIRSTENBERG TO SERVE AS A DIRECTOR FOR A THREE-YEAR TERM, UNTIL HER SUCCESSOR SHALL BE ELECTED AND SHALL HAVE QUALIFIED. | Management | For | For | |||||||
4B | ELECTION OF ALAN K. GREENE TO SERVE AS A DIRECTOR FOR A THREE-YEAR TERM. | Management | For | For | |||||||
4C | ELECTION OF ALBERTO SHAIO TO SERVE AS A DIRECTOR FOR A THREE-YEAR TERM. | Management | For | For | |||||||
5 | RATIFY THE RETENTION OF BDO USA, LLP, AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
THE MOSAIC COMPANY | |||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOS | Meeting Date | 03-Oct-2013 | ||||||||
ISIN | US61945C1036 | Agenda | 933867749 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TIMOTHY S. GITZEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. GRABER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EMERY N. KOENIG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT ITS FINANCIAL STATEMENTS AS OF AND FOR THE SEVEN-MONTH PERIOD ENDING DECEMBER 31, 2013 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2013. | Management | For | For | |||||||
3. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
NEOGEN CORPORATION | |||||||||||
Security | 640491106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEOG | Meeting Date | 03-Oct-2013 | ||||||||
ISIN | US6404911066 | Agenda | 933873108 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM T. BOEHM, PH.D. | For | For | ||||||||
2 | JACK C. PARNELL | For | For | ||||||||
3 | CLAYTON K. YEUTTER PH.D | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF EXECUTIVES. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
STRATTEC SECURITY CORPORATION | |||||||||||
Security | 863111100 | Meeting Type | Annual | ||||||||
Ticker Symbol | STRT | Meeting Date | 08-Oct-2013 | ||||||||
ISIN | US8631111007 | Agenda | 933877194 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FRANK J. KREJCI | For | For | ||||||||
2. | TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
AAR CORP. | |||||||||||
Security | 000361105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIR | Meeting Date | 09-Oct-2013 | ||||||||
ISIN | US0003611052 | Agenda | 933870897 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NORMAN R. BOBINS | For | For | ||||||||
2 | RONALD R. FOGLEMAN | For | For | ||||||||
3 | JAMES E. GOODWIN | For | For | ||||||||
4 | MARC J. WALFISH | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE AAR CORP. 2013 STOCK PLAN. | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2014. | Management | For | For | |||||||
TEXAS INDUSTRIES, INC. | |||||||||||
Security | 882491103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXI | Meeting Date | 16-Oct-2013 | ||||||||
ISIN | US8824911031 | Agenda | 933873677 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MEL G. BREKHUS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EUGENIO CLARIOND | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SAM COATS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SEAN P. FOLEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BERNARD LANIGAN, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS R. RANSDELL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: THOMAS L. RYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RONALD G. STEINHART | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DOROTHY C. WEAVER | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVE THE TEXAS INDUSTRIES, INC. MASTER PERFORMANCE- BASED INCENTIVE PLAN. | Management | For | For | |||||||
THE L.S. STARRETT COMPANY | |||||||||||
Security | 855668109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SCX | Meeting Date | 16-Oct-2013 | ||||||||
ISIN | US8556681091 | Agenda | 933879338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD B. KENNEDY | Withheld | Against | ||||||||
2 | TERRY A. PIPER | Withheld | Against | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3. | A STOCKHOLDER PROPOSAL THAT THE COMPANY'S BOARD REDEEM THE RIGHTS ISSUED PURSUANT TO THE COMPANY'S RIGHTS AGREEMENT. | Shareholder | For | Against | |||||||
THE MARCUS CORPORATION | |||||||||||
Security | 566330106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCS | Meeting Date | 17-Oct-2013 | ||||||||
ISIN | US5663301068 | Agenda | 933874338 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN H. MARCUS | For | For | ||||||||
2 | DIANE MARCUS GERSHOWITZ | For | For | ||||||||
3 | DANIEL F. MCKEITHAN, JR | For | For | ||||||||
4 | ALLAN H. SELIG | For | For | ||||||||
5 | TIMOTHY E. HOEKSEMA | For | For | ||||||||
6 | BRUCE J. OLSON | For | For | ||||||||
7 | PHILIP L. MILSTEIN | For | For | ||||||||
8 | BRONSON J. HAASE | For | For | ||||||||
9 | JAMES D. ERICSON | For | For | ||||||||
10 | GREGORY S. MARCUS | For | For | ||||||||
11 | BRIAN J. STARK | For | For | ||||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
TWIN DISC, INCORPORATED | |||||||||||
Security | 901476101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWIN | Meeting Date | 18-Oct-2013 | ||||||||
ISIN | US9014761012 | Agenda | 933879352 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN H. BATTEN | For | For | ||||||||
2 | HAROLD M. STRATTON II | For | For | ||||||||
3 | MICHAEL C. SMILEY | For | For | ||||||||
2. | ADVISE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
MERCURY SYSTEMS, INC. | |||||||||||
Security | 589378108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRCY | Meeting Date | 22-Oct-2013 | ||||||||
ISIN | US5893781089 | Agenda | 933875099 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES K. BASS | For | For | ||||||||
2 | MICHAEL A. DANIELS | For | For | ||||||||
2. | TO APPROVE OUR AMENDED AND RESTATED EXECUTIVE BONUS PLAN. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
ANGIODYNAMICS, INC. | |||||||||||
Security | 03475V101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ANGO | Meeting Date | 22-Oct-2013 | ||||||||
ISIN | US03475V1017 | Agenda | 933876178 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY G. GOLD | For | For | ||||||||
2 | KEVIN J. GOULD | For | For | ||||||||
3 | DENNIS S. METENY | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ANGIODYNAMICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2014. | Management | For | For | |||||||
3. | SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
REGIS CORPORATION | |||||||||||
Security | 758932107 | Meeting Type | Annual | ||||||||
Ticker Symbol | RGS | Meeting Date | 22-Oct-2013 | ||||||||
ISIN | US7589321071 | Agenda | 933876990 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL G. BELTZMAN | For | For | ||||||||
2 | JAMES P. FOGARTY | For | For | ||||||||
3 | DAVID J. GRISSEN | For | For | ||||||||
4 | DANIEL J. HANRAHAN | For | For | ||||||||
5 | MARK S. LIGHT | For | For | ||||||||
6 | MICHAEL J. MERRIMAN | For | For | ||||||||
7 | STEPHEN E. WATSON | For | For | ||||||||
8 | DAVID P. WILLIAMS | For | For | ||||||||
2. | APPROVAL OF THE AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Management | For | For | |||||||
3. | APPROVAL OF AN AMENDMENT OF THE COMPANY'S 2004 LONG-TERM INCENTIVE PLAN TO EXTEND ITS TERM THROUGH MAY 26, 2024. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (A "SAY-ON- PAY VOTE"). | Management | Abstain | Against | |||||||
KENNAMETAL INC. | |||||||||||
Security | 489170100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KMT | Meeting Date | 22-Oct-2013 | ||||||||
ISIN | US4891701009 | Agenda | 933878285 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | DIRECTOR | Management | |||||||||
1 | CARLOS M. CARDOSO | For | For | ||||||||
2 | WILLIAM J. HARVEY | For | For | ||||||||
3 | CINDY L. DAVIS | For | For | ||||||||
II | RATIFICATION OF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
III | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
IV | APPROVAL OF THE AMENDED AND RESTATED KENNAMETAL INC. STOCK AND INCENTIVE PLAN OF 2010. | Management | Against | Against | |||||||
LEAP WIRELESS INTERNATIONAL, INC. | |||||||||||
Security | 521863308 | Meeting Type | Special | ||||||||
Ticker Symbol | LEAP | Meeting Date | 30-Oct-2013 | ||||||||
ISIN | US5218633080 | Agenda | 933880470 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 12, 2013 (AS AMENDED FROM TIME TO TIME), BY AND AMONG LEAP WIRELESS INTERNATIONAL, INC. ("LEAP"), AT&T INC., MARINER ACQUISITION SUB INC., A WHOLLY-OWNED SUBSIDIARY OF AT&T INC., AND LASER, INC., THE STOCKHOLDERS REPRESENTATIVE. | Management | For | For | |||||||
02 | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LEAPS NAMED EXECUTIVE OFFICERS BY LEAP THAT IS BASED ON OR THAT OTHERWISE RELATES TO THE MERGER. | Management | For | For | |||||||
03 | TO APPROVE ONE OR MORE ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
TECHNE CORPORATION | |||||||||||
Security | 878377100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TECH | Meeting Date | 31-Oct-2013 | ||||||||
ISIN | US8783771004 | Agenda | 933879299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: CHARLES R. KUMMETH | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT V. BAUMGARTNER | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ROGER C. LUCAS PHD | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: HOWARD V. O'CONNELL | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: RANDOLPH C STEER MD PHD | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: CHARLES A. DINARELLO MD | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: KAREN A. HOLBROOK, PHD | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JOHN L. HIGGINS | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: ROELAND NUSSE PHD | Management | For | For | |||||||
2. | TO SET THE NUMBER OF DIRECTORS AT NINE. | Management | For | For | |||||||
3. | AN ADVISORY NON-BINDING VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
MEREDITH CORPORATION | |||||||||||
Security | 589433101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDP | Meeting Date | 06-Nov-2013 | ||||||||
ISIN | US5894331017 | Agenda | 933880292 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN M. LACY | For | For | ||||||||
2 | D.M. MEREDITH FRAZIER | For | For | ||||||||
3 | DR. MARY SUE COLEMAN | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THIS PROXY STATEMENT | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2014 | Management | For | For | |||||||
ELIZABETH ARDEN, INC. | |||||||||||
Security | 28660G106 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDEN | Meeting Date | 06-Nov-2013 | ||||||||
ISIN | US28660G1067 | Agenda | 933885494 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: A. SALMAN AMIN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: E. SCOTT BEATTIE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRED BERENS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAURA J. CLARK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD C.W. MAURAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: WILLIAM M. TATHAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: J.W. NEVIL THOMAS | Management | For | For | |||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014 | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING THE USE OF ANIMALS IN PRODUCT TESTING | Shareholder | Against | For | |||||||
RTI SURGICAL, INC. | |||||||||||
Security | 74975N105 | Meeting Type | Special | ||||||||
Ticker Symbol | RTIX | Meeting Date | 07-Nov-2013 | ||||||||
ISIN | US74975N1054 | Agenda | 933882878 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE, UNDER APPLICABLE NASDAQ LISTING RULES, THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK UPON CONVERSION OF THE SERIES A CONVERTIBLE PREFERRED STOCK IN EXCESS OF 19.99% OF THE COMPANY'S COMMON STOCK OUTSTANDING PRIOR TO SUCH ISSUANCE. | Management | For | For | |||||||
2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO CONSTITUTE A QUORUM OR TO APPROVE THE FOREGOING PROPOSAL. | Management | For | For | |||||||
MEDIA GENERAL, INC. | |||||||||||
Security | 584404107 | Meeting Type | Special | ||||||||
Ticker Symbol | MEG | Meeting Date | 07-Nov-2013 | ||||||||
ISIN | US5844041070 | Agenda | 933885189 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE ISSUANCE OF THE SHARES OF MEDIA GENERAL COMMON STOCK IN CONNECTION WITH THE COMBINATION OF NEW YOUNG BROADCASTING HOLDING CO., INC. AND MEDIA GENERAL AND THE RECLASSIFICATION OF MEDIA GENERAL'S SHARES OF CLASS A AND CLASS B COMMON STOCK. | Management | For | For | |||||||
2A. | APPROVAL OF AN AMENDMENT TO MEDIA GENERAL'S ARTICLES OF INCORPORATION TO CLARIFY THAT ONLY HOLDERS OF CLASS B COMMON STOCK ARE ENTITLED TO VOTE ON THE RECLASSIFICATION. | Management | For | For | |||||||
2B. | APPROVAL OF AN AMENDMENT TO MEDIA GENERAL'S ARTICLES OF INCORPORATION TO CLARIFY THE PERMISSIBILITY OF ISSUING SHARES OF NON-VOTING COMMON STOCK. | Management | For | For | |||||||
CRACKER BARREL OLD COUNTRY STORE INC | |||||||||||
Security | 22410J106 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | CBRL | Meeting Date | 13-Nov-2013 | ||||||||
ISIN | US22410J1060 | Agenda | 933884163 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS H. BARR | For | For | ||||||||
2 | JAMES W. BRADFORD | For | For | ||||||||
3 | SANDRA B. COCHRAN | For | For | ||||||||
4 | GLENN A. DAVENPORT | For | For | ||||||||
5 | RICHARD J. DOBKIN | For | For | ||||||||
6 | NORMAN E. JOHNSON | For | For | ||||||||
7 | WILLIAM W. MCCARTEN | For | For | ||||||||
8 | COLEMAN H. PETERSON | For | For | ||||||||
9 | ANDREA M. WEISS | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT THAT ACCOMPANIES THIS NOTICE. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
4. | TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL SUPPORTING CERTAIN ANIMAL WELFARE POLICIES OF THE COMPANY. | Management | For | For | |||||||
5. | AN ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY AFFILIATES OF BIGLARI HOLDINGS REQUESTING THAT THE BOARD DECLARE AND THE COMPANY PAY A SPECIAL CASH DIVIDEND OF $20.00 PER SHARE TO ALL SHAREHOLDERS. | Shareholder | For | Against | |||||||
CORINTHIAN COLLEGES, INC. | |||||||||||
Security | 218868107 | Meeting Type | Annual | ||||||||
Ticker Symbol | COCO | Meeting Date | 13-Nov-2013 | ||||||||
ISIN | US2188681074 | Agenda | 933884276 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAUL R. ST. PIERRE | For | For | ||||||||
2 | LINDA AREY SKLADANY | For | For | ||||||||
3 | ROBERT LEE | For | For | ||||||||
4 | JACK D. MASSIMINO | For | For | ||||||||
5 | TERRY O. HARTSHORN | For | For | ||||||||
6 | TIMOTHY J. SULLIVAN | For | For | ||||||||
7 | SHARON P. ROBINSON | For | For | ||||||||
8 | HANK ADLER | For | For | ||||||||
9 | JOHN M. DIONISIO | For | For | ||||||||
10 | ALICE T. KANE | For | For | ||||||||
11 | MARC H. MORIAL | For | For | ||||||||
2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CORINTHIAN COLLEGES, INC. 2003 PERFORMANCE AWARD PLAN, WHICH AUTHORIZES THE ISSUANCE OF ADDITIONAL SHARES UNDER SUCH PLAN AND CERTAIN OTHER AMENDMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Against | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
4. | APPROVAL, BY A NONBINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ROCHESTER MEDICAL CORPORATION | |||||||||||
Security | 771497104 | Meeting Type | Special | ||||||||
Ticker Symbol | ROCM | Meeting Date | 13-Nov-2013 | ||||||||
ISIN | US7714971048 | Agenda | 933887486 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 3, 2013, BY AND AMONG C. R. BARD, INC., STARNORTH ACQUISITION CORP. AND ROCHESTER MEDICAL CORPORATION. | Management | For | For | |||||||
2. | A PROPOSAL TO APPROVE, ON A NON- BINDING ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF ROCHESTER MEDICAL CORPORATION IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | For | For | |||||||
3. | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT. | Management | For | For | |||||||
ZYGO CORPORATION | |||||||||||
Security | 989855101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZIGO | Meeting Date | 13-Nov-2013 | ||||||||
ISIN | US9898551018 | Agenda | 933891031 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN D. FANTONE | For | For | ||||||||
2 | SAMUEL H. FULLER | For | For | ||||||||
3 | MICHAEL A. KAUFMAN | For | For | ||||||||
4 | SEYMOUR E. LIEBMAN | For | For | ||||||||
5 | CAROL P. WALLACE | For | For | ||||||||
6 | GARY K. WILLIS | For | For | ||||||||
2. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING ZYGO'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
SWS GROUP INC. | |||||||||||
Security | 78503N107 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWS | Meeting Date | 14-Nov-2013 | ||||||||
ISIN | US78503N1072 | Agenda | 933881701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT A. BUCHHOLZ | For | For | ||||||||
2 | BRODIE L. COBB | For | For | ||||||||
3 | J. TAYLOR CRANDALL | For | For | ||||||||
4 | CHRISTIE S. FLANAGAN | For | For | ||||||||
5 | GERALD J. FORD | For | For | ||||||||
6 | LARRY A. JOBE | For | For | ||||||||
7 | TYREE B. MILLER | For | For | ||||||||
8 | DR. MIKE MOSES | For | For | ||||||||
9 | JAMES H. ROSS | For | For | ||||||||
10 | JOEL T. WILLIAMS III | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
CADIZ INC. | |||||||||||
Security | 127537207 | Meeting Type | Annual | ||||||||
Ticker Symbol | CDZI | Meeting Date | 14-Nov-2013 | ||||||||
ISIN | US1275372076 | Agenda | 933886713 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH BRACKPOOL | For | For | ||||||||
2 | STEPHEN E. COURTER | For | For | ||||||||
3 | GEOFFREY GRANT | For | For | ||||||||
4 | WINSTON HICKOX | For | For | ||||||||
5 | MURRAY H. HUTCHISON | For | For | ||||||||
6 | RAYMOND J. PACINI | For | For | ||||||||
7 | BRYANT R. RILEY | For | For | ||||||||
8 | TIMOTHY J. SHAHEEN | For | For | ||||||||
9 | SCOTT S. SLATER | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | APPROVAL OF THE 2013 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | APPROVAL OF THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK UPON CONVERSION OF OUTSTANDING CONVERTIBLE NOTES IN EXCESS OF THE 19.99% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK OUTSTANDING AS OF THE DATE THE CONVERTIBLE NOTES WERE ISSUED. | Management | For | For | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. | Management | Abstain | Against | |||||||
THE HAIN CELESTIAL GROUP, INC. | |||||||||||
Security | 405217100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAIN | Meeting Date | 19-Nov-2013 | ||||||||
ISIN | US4052171000 | Agenda | 933885002 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | IRWIN D. SIMON | For | For | ||||||||
2 | RICHARD C. BERKE | For | For | ||||||||
3 | JACK FUTTERMAN | For | For | ||||||||
4 | MARINA HAHN | For | For | ||||||||
5 | ANDREW R. HEYER | For | For | ||||||||
6 | ROGER MELTZER | For | For | ||||||||
7 | SCOTT M. O'NEIL | For | For | ||||||||
8 | LAWRENCE S. ZILAVY | For | For | ||||||||
2 | TO VOTE, ON AN ADVISORY BASIS, FOR THE COMPENSATION AWARDED TO THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30, 2013, AS SET FORTH IN THIS PROXY STATEMENT. | Management | Abstain | Against | |||||||
3 | TO APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED 2002 LONG TERM INCENTIVE AND STOCK AWARD PLAN. | Management | Against | Against | |||||||
4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
THE MADISON SQUARE GARDEN COMPANY | |||||||||||
Security | 55826P100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSG | Meeting Date | 21-Nov-2013 | ||||||||
ISIN | US55826P1003 | Agenda | 933885583 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD D. PARSONS | For | For | ||||||||
2 | ALAN D. SCHWARTZ | For | For | ||||||||
3 | VINCENT TESE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
DONALDSON COMPANY, INC. | |||||||||||
Security | 257651109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DCI | Meeting Date | 22-Nov-2013 | ||||||||
ISIN | US2576511099 | Agenda | 933885420 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL J. HOFFMAN | For | For | ||||||||
2 | WILLARD D. OBERTON | For | For | ||||||||
3 | JOHN P. WIEHOFF | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DONALDSON COMPANY, INC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
ORITANI FINANCIAL CORP | |||||||||||
Security | 68633D103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORIT | Meeting Date | 26-Nov-2013 | ||||||||
ISIN | US68633D1037 | Agenda | 933887169 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | NICHOLAS ANTONACCIO | For | For | ||||||||
2 | KEVIN J. LYNCH | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3 | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE EXECUTIVE COMPENSATION DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4 | TO RE-APPROVE THE EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
LYNAS CORPORATION LTD, SYDNEY | |||||||||||
Security | Q5683J103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Nov-2013 | |||||||||
ISIN | AU000000LYC6 | Agenda | 704823788 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | |||||||||
1 | Adoption of the Remuneration Report | Management | For | For | |||||||
2 | Confirmation of Appointment of Mr Eric Noyrez as a Director | Management | For | For | |||||||
3 | Re-election of Mr Nicholas Curtis as a Director | Management | For | For | |||||||
4 | Issue of Performance Rights for the benefit of an Executive Director - Mr Eric Noyrez | Management | For | For | |||||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | |||||||||||
Security | 413086109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAR | Meeting Date | 04-Dec-2013 | ||||||||
ISIN | US4130861093 | Agenda | 933888894 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN W. DIERCKSEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DR. JIREN LIU | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDWARD H. MEYER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DINESH C. PALIWAL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: KENNETH M. REISS | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HELLENE S. RUNTAGH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: FRANK S. SKLARSKY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: GARY G. STEEL | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP FOR FISCAL 2014. | Management | For | For | |||||||
3. | TO APPROVE AN AMENDMENT TO THE 2012 STOCK OPTION AND INCENTIVE PLAN. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS BONUS PLAN. | Management | For | For | |||||||
5. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | |||||||
FARMER BROS. CO. | |||||||||||
Security | 307675108 | Meeting Type | Annual | ||||||||
Ticker Symbol | FARM | Meeting Date | 05-Dec-2013 | ||||||||
ISIN | US3076751086 | Agenda | 933894520 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL H. KEOWN | For | For | ||||||||
2 | CHARLES F. MARCY | For | For | ||||||||
3 | CHRISTOPHER P. MOTTERN | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE PROPOSED FARMER BROS. CO. AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
COLLECTORS UNIVERSE, INC. | |||||||||||
Security | 19421R200 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLCT | Meeting Date | 09-Dec-2013 | ||||||||
ISIN | US19421R2004 | Agenda | 933890750 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | A. CLINTON ALLEN | For | For | ||||||||
2 | ROBERT G. DEUSTER | For | For | ||||||||
3 | DEBORAH A. FARRINGTON | For | For | ||||||||
4 | DAVID G. HALL | For | For | ||||||||
5 | JOSEPH R. MARTIN | For | For | ||||||||
6 | A.J. "BERT" MOYER | For | For | ||||||||
7 | VAN D. SIMMONS | For | For | ||||||||
8 | BRUCE A. STEVENS | For | For | ||||||||
2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2013 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | |||||||
LORAL SPACE & COMMUNICATIONS INC. | |||||||||||
Security | 543881106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LORL | Meeting Date | 09-Dec-2013 | ||||||||
ISIN | US5438811060 | Agenda | 933893996 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ARTHUR L. SIMON | For | For | ||||||||
2 | JOHN P. STENBIT | For | For | ||||||||
2. | ACTING UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | For | |||||||
3. | ACTING UPON A PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
WD-40 COMPANY | |||||||||||
Security | 929236107 | Meeting Type | Annual | ||||||||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2013 | ||||||||
ISIN | US9292361071 | Agenda | 933890306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | G.H. BATEMAN | For | For | ||||||||
2 | P.D. BEWLEY | For | For | ||||||||
3 | R.A. COLLATO | For | For | ||||||||
4 | M.L. CRIVELLO | For | For | ||||||||
5 | L.A. LANG | For | For | ||||||||
6 | G.O. RIDGE | For | For | ||||||||
7 | G.A. SANDFORT | For | For | ||||||||
8 | N.E. SCHMALE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
STANDEX INTERNATIONAL CORPORATION | |||||||||||
Security | 854231107 | Meeting Type | Annual | ||||||||
Ticker Symbol | SXI | Meeting Date | 10-Dec-2013 | ||||||||
ISIN | US8542311076 | Agenda | 933890798 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM R. FENOGLIO | For | For | ||||||||
2 | THOMAS J. HANSEN | For | For | ||||||||
3 | H. NICHOLAS MULLER, III | For | For | ||||||||
2. | TO CONDUCT AN ADVISORY VOTE ON THE TOTAL COMPENSATION PAID TO THE EXECUTIVES OF THE COMPANY. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For | |||||||
THOR INDUSTRIES, INC. | |||||||||||
Security | 885160101 | Meeting Type | Annual | ||||||||
Ticker Symbol | THO | Meeting Date | 10-Dec-2013 | ||||||||
ISIN | US8851601018 | Agenda | 933894556 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER B. ORTHWEIN | For | For | ||||||||
2 | JAMES L. ZIEMER | For | For | ||||||||
3 | ROBERT W. MARTIN | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
OIL-DRI CORPORATION OF AMERICA | |||||||||||
Security | 677864100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ODC | Meeting Date | 10-Dec-2013 | ||||||||
ISIN | US6778641000 | Agenda | 933894582 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. STEVEN COLE | For | For | ||||||||
2 | DANIEL S. JAFFEE | For | For | ||||||||
3 | RICHARD M. JAFFEE | For | For | ||||||||
4 | JOSEPH C. MILLER | For | For | ||||||||
5 | MICHAEL A. NEMEROFF | For | For | ||||||||
6 | ALLAN H. SELIG | For | For | ||||||||
7 | PAUL E. SUCKOW | For | For | ||||||||
8 | LAWRENCE E. WASHOW | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
ARCA CONTINENTAL SAB DE CV, MEXICO | |||||||||||
Security | P0448R103 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Dec-2013 | |||||||||
ISIN | MX01AC100006 | Agenda | 704854581 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | Proposal and, if deemed appropriate, approval of the declaration and payment of a cash dividend, in domestic currency, for the amount of MXN 1.50 for each one of the shares in circulation, resolutions in this regard | Management | For | For | |||||||
II | Appointment of delegates | Management | For | For | |||||||
III | Reading and, if deemed appropriate, approval of the general meeting minutes | Management | For | For | |||||||
A. SCHULMAN, INC. | |||||||||||
Security | 808194104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHLM | Meeting Date | 12-Dec-2013 | ||||||||
ISIN | US8081941044 | Agenda | 933891233 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: EUGENE R. ALLSPACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GREGORY T. BARMORE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DAVID G. BIRNEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD R. CURD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOSEPH M. GINGO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MICHAEL A. MCMANUS, JR. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LEE D. MEYER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DR. IRVIN D. REID | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN B. YASINSKY | Management | For | For | |||||||
2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS A. SCHULMAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE PROPOSAL REGARDING A. SCHULMAN'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
ARTHROCARE CORPORATION | |||||||||||
Security | 043136100 | Meeting Type | Special | ||||||||
Ticker Symbol | ARTC | Meeting Date | 12-Dec-2013 | ||||||||
ISIN | US0431361007 | Agenda | 933891358 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION AMENDING THE CERTIFICATE OF DESIGNATIONS OF THE SERIES A 3.00% CONVERTIBLE PREFERRED STOCK TO PERMIT THE SIZE OF THE BOARD OF DIRECTORS OF THE COMPANY TO BE INCREASED TO A MAXIMUM OF NINE PERSONS. | Management | For | For | |||||||
2. | FOR THE ELECTION OF FABIANA LACERCA- ALLEN AS A MEMBER OF THE BOARD TO SERVE UNTIL THE NEXT ANNUAL MEETING OR UNTIL HIS OR HER SUCCESSOR IS DULY QUALIFIED AND ELECTED. | Management | For | For | |||||||
VILLAGE SUPER MARKET, INC. | |||||||||||
Security | 927107409 | Meeting Type | Annual | ||||||||
Ticker Symbol | VLGEA | Meeting Date | 13-Dec-2013 | ||||||||
ISIN | US9271074091 | Agenda | 933890419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES SUMAS | For | For | ||||||||
2 | ROBERT SUMAS | For | For | ||||||||
3 | WILLIAM SUMAS | For | For | ||||||||
4 | JOHN P. SUMAS | For | For | ||||||||
5 | KEVIN BEGLEY | For | For | ||||||||
6 | NICHOLAS SUMAS | For | For | ||||||||
7 | JOHN J. SUMAS | For | For | ||||||||
8 | STEVEN CRYSTAL | For | For | ||||||||
9 | DAVID C. JUDGE | For | For | ||||||||
10 | PETER R. LAVOY | For | For | ||||||||
11 | STEPHEN F. ROONEY | For | For | ||||||||
2. | RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
1-800-FLOWERS.COM, INC. | |||||||||||
Security | 68243Q106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FLWS | Meeting Date | 13-Dec-2013 | ||||||||
ISIN | US68243Q1067 | Agenda | 933890724 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EUGENE DEMARK | For | For | ||||||||
2 | LEONARD ELMORE | For | For | ||||||||
MAKO SURGICAL CORP | |||||||||||
Security | 560879108 | Meeting Type | Special | ||||||||
Ticker Symbol | MAKO | Meeting Date | 13-Dec-2013 | ||||||||
ISIN | US5608791084 | Agenda | 933899241 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED AS OF SEPTEMBER 25, 2013, BY AND AMONG STRYKER CORPORATION, A MICHIGAN CORPORATION ("STRYKER"), LAUDERDALE MERGER CORPORATION, A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF STRYKER, AND MAKO SURGICAL CORP. (THE "COMPANY"). | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL FINANCIAL OFFICER AND THREE MOST HIGHLY COMPENSATED EXECUTIVE OFFICERS OTHER THAN THE PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
IDT CORPORATION | |||||||||||
Security | 448947507 | Meeting Type | Annual | ||||||||
Ticker Symbol | IDT | Meeting Date | 16-Dec-2013 | ||||||||
ISIN | US4489475073 | Agenda | 933894532 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL CHENKIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ERIC F. COSENTINO | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: HOWARD S. JONAS | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: BILL PEREIRA | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: JUDAH SCHORR | Management | For | For | |||||||
2. | TO APPROVE AN AMENDMENT TO THE IDT CORPORATION 2005 STOCK OPTION AND INCENTIVE PLAN, AS AMENDED AND RESTATED, THAT WILL DECREASE THE NON-EMPLOYEE DIRECTOR ANNUAL GRANT TO 4,000 SHARES OF RESTRICTED CLASS B COMMON STOCK FOR BOARD AND COMMITTEE SERVICE. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
COPART, INC. | |||||||||||
Security | 217204106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPRT | Meeting Date | 16-Dec-2013 | ||||||||
ISIN | US2172041061 | Agenda | 933899873 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIS J. JOHNSON | For | For | ||||||||
2 | A. JAYSON ADAIR | For | For | ||||||||
3 | MATT BLUNT | For | For | ||||||||
4 | STEVEN D. COHAN | For | For | ||||||||
5 | DANIEL J. ENGLANDER | For | For | ||||||||
6 | JAMES E. MEEKS | For | For | ||||||||
7 | VINCENT W. MITZ | For | For | ||||||||
8 | THOMAS N. TRYFOROS | For | For | ||||||||
2. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 EQUITY INCENTIVE PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER. | Management | Against | Against | |||||||
3. | TO APPROVE THE GRANT OF AN OPTION TO ACQUIRE 2,000,000 AND 1,500,000 SHARES OF OUR COMMON STOCK TO EACH OF A. JAYSON ADAIR, OUR CHIEF EXECUTIVE OFFICER, AND VINCENT W. MITZ, OUR PRESIDENT, RESPECTIVELY, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT, SUCH GRANTS TO BE MADE IN LIEU OF ANY CASH SALARY OR BONUS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | |||||||
4. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION FOR THE YEAR ENDED JULY 31, 2013 (SAY ON PAY VOTE). | Management | Abstain | Against | |||||||
5. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
MGP INGREDIENTS INC | |||||||||||
Security | 55303J106 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | MGPI | Meeting Date | 17-Dec-2013 | ||||||||
ISIN | US55303J1060 | Agenda | 933858637 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | JOHN P. BRIDENDALL | For | For | ||||||||
2 | M. JEANNINE STRANDJORD | Withheld | Against | ||||||||
3 | CLOUD L. CRAY, JR. | For | For | ||||||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | |||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
04 | TO APPROVE THE PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO PROVIDE FOR CONFIDENTIAL VOTING. | Management | Against | Against | |||||||
05 | TO APPROVE THE PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO DE- STAGGER THE BOARD AND PERMIT ANY DIRECTOR TO BE REMOVED WITH OR WITHOUT CAUSE. | Management | Against | Against | |||||||
06 | TO APPROVE THE PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO PROVIDE A RIGHT FOR STOCKHOLDERS HOLDING 10% OR MORE OF THE OUTSTANDING COMMON STOCK OR OUTSTANDING PREFERRED STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Management | Against | Against | |||||||
07 | CRAY GROUP'S PROPOSAL TO AMEND THE BYLAWS TO REQUIRE THAT ANY VACANCIES ON THE BOARD BE FILLED ONLY BY THE STOCKHOLDERS AND NOT BY THE BOARD. | Management | Against | Against | |||||||
08 | TO APPROVE THE REPEAL OF ANY PROVISION OF OR AMENDMENTS TO THE BYLAWS ADOPTED BY THE BOARD WITHOUT THE APPROVAL OF A MAJORITY OF THE SHARES OF COMMON STOCK AND PREFERRED STOCK VOTING THEREON AFTER APRIL 3, 2013 AND ON OR BEFORE THE DATE OF THE ANNUAL MEETING. | Management | For | For | |||||||
WINNEBAGO INDUSTRIES, INC. | |||||||||||
Security | 974637100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WGO | Meeting Date | 17-Dec-2013 | ||||||||
ISIN | US9746371007 | Agenda | 933889834 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT M. CHIUSANO | For | For | ||||||||
2 | JERRY N. CURRIE | For | For | ||||||||
3 | LAWRENCE A. ERICKSON | For | For | ||||||||
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION, (THE "SAY ON PAY" VOTE). | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE 2014 OMNIBUS EQUITY, PERFORMANCE AWARD, AND INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR OUR FISCAL YEAR 2014. | Management | For | For | |||||||
TIGER MEDIA, INC. | |||||||||||
Security | G88685105 | Meeting Type | Annual | ||||||||
Ticker Symbol | IDI | Meeting Date | 17-Dec-2013 | ||||||||
ISIN | KYG886851057 | Agenda | 933900929 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ELECT MR. ROBERT FRIED AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
2. | TO ELECT MR. CHI-CHUAN (FRANK) CHEN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
3. | TO ELECT MR. YUNAN (JEFFREY) REN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
4. | TO ELECT MR. STEVEN D. RUBIN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
5. | TO ELECT MR. PETER W.H. TAN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||
6. | TO AMEND THE COMPANY'S AMENDED AND RESTATED 2008 SHARE INCENTIVE PLAN (THE "2008 PLAN") BY INCREASING THE NUMBER OF AUTHORIZED ORDINARY SHARES AVAILABLE FOR GRANT UNDER THE 2008 PLAN FROM 4,500,000 ORDINARY SHARES TO 6,000,000 ORDINARY SHARES. | Management | Against | Against | |||||||
UNITED NATURAL FOODS, INC. | |||||||||||
Security | 911163103 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNFI | Meeting Date | 18-Dec-2013 | ||||||||
ISIN | US9111631035 | Agenda | 933892805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF CLASS II DIRECTOR: GAIL A. GRAHAM (TO SERVE UNTIL THE 2016 ANNUAL MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4 AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING OF STOCKHOLDERS) | Management | For | For | |||||||
1B. | ELECTION OF CLASS II DIRECTOR: ANN TORRE BATES (TO SERVE UNTIL THE 2016 ANNUAL MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4 AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING OF STOCKHOLDERS) | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 2, 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD. | Management | For | For | |||||||
5. | APPROVAL OF AMENDMENTS TO OUR BYLAWS TO DECLASSIFY THE BOARD. | Management | For | For | |||||||
6. | A SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING. | Shareholder | Against | For | |||||||
7. | A SHAREHOLDER PROPOSAL REGARDING LIMITATIONS ON ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
GYRODYNE COMPANY OF AMERICA, INC. | |||||||||||
Security | 403820103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GYRO | Meeting Date | 27-Dec-2013 | ||||||||
ISIN | US4038201038 | Agenda | 933906995 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD J. MACKLIN | For | For | ||||||||
2 | PHILIP F. PALMEDO | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THIS PROXY STATEMENT | Management | Abstain | Against | |||||||
3. | TO DETERMINE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
4. | TO RATIFY THE ENGAGEMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP (SUCCESSOR TO HOLTZ RUBENSTEIN REMINICK LLP) AS INDEPENDENT ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE 2013 FISCAL YEAR | Management | For | For | |||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | |||||||||||
Security | G8878S103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Dec-2013 | |||||||||
ISIN | KYG8878S1030 | Agenda | 704883102 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1206/LTN20131206201.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1206/LTN20131206191.pdf | Non-Voting | |||||||||
1 | To approve, ratify, confirm and authorise (i) the TZCI Supply Agreement (as defined in the circular of the Company dated 6 December 2013 (the "Circular")) and the transactions contemplated thereunder; (ii) the annual caps in relation to the TZCI Supply Agreement; and (iii) any one director of the Company for and on behalf of the Company to execute all such other documents, instruments and agreements and make any amendments to the TZCI Supply Agreement and any other documents and to do all such acts or things deemed by him/them to be incidental to, ancillary to or in connection with the matters contemplated under the TZCI Supply Agreement | Management | For | For | |||||||
2 | To approve, ratify, confirm and authorise (i) the TFS Supply Agreement (as defined in the Circular) and the transactions contemplated thereunder; (ii) the annual caps in relation to the TFS Supply Agreement; and (iii) any one director of the Company for and on behalf of the Company to execute all such other documents, instruments and agreements and make any amendments to the TFS Supply Agreement and any other documents and to do all such acts or things deemed by him/them to be incidental to, ancillary to or in connection with the matters contemplated under the TFS Supply Agreement | Management | For | For | |||||||
CMMT | 09 DEC 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
ACUITY BRANDS, INC. | |||||||||||
Security | 00508Y102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AYI | Meeting Date | 07-Jan-2014 | ||||||||
ISIN | US00508Y1029 | Agenda | 933898770 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GORDON D. HARNETT | For | For | ||||||||
2 | ROBERT F. MCCULLOUGH | For | For | ||||||||
3 | DOMINIC J. PILEGGI | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
ZEP INC | |||||||||||
Security | 98944B108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZEP | Meeting Date | 07-Jan-2014 | ||||||||
ISIN | US98944B1089 | Agenda | 933901399 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN K. MORGAN | For | For | ||||||||
2 | JOSEPH SQUICCIARINO | For | For | ||||||||
3 | TIMOTHY T. TEVENS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVE AN AMENDMENT TO THE ZEP INC. 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
THE GREENBRIER COMPANIES, INC. | |||||||||||
Security | 393657101 | Meeting Type | Annual | ||||||||
Ticker Symbol | GBX | Meeting Date | 08-Jan-2014 | ||||||||
ISIN | US3936571013 | Agenda | 933901375 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GRAEME A. JACK | For | For | ||||||||
2 | VICTORIA MCMANUS | For | For | ||||||||
3 | WENDY L. TERAMOTO | For | For | ||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE GREENBRIER COMPANIES, INC. UMBRELLA PERFORMANCE-BASED PLAN FOR EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. | Management | For | For | |||||||
MOOG INC. | |||||||||||
Security | 615394202 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOGA | Meeting Date | 08-Jan-2014 | ||||||||
ISIN | US6153942023 | Agenda | 933909725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KRAIG H. KAYSER | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2014 FISCAL YEAR | Management | For | For | |||||||
MOOG INC. | |||||||||||
Security | 615394301 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOGB | Meeting Date | 08-Jan-2014 | ||||||||
ISIN | US6153943013 | Agenda | 933909737 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN R. SCANNELL | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR THE 2014 FISCAL YEAR | Management | For | For | |||||||
CANTEL MEDICAL CORP. | |||||||||||
Security | 138098108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMN | Meeting Date | 09-Jan-2014 | ||||||||
ISIN | US1380981084 | Agenda | 933905741 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CHARLES M. DIKER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN E. BERMAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOSEPH M. COHEN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARK N. DIKER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GEORGE L. FOTIADES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ALAN J. HIRSCHFIELD | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ANDREW A. KRAKAUER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PETER J. PRONOVOST | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BRUCE SLOVIN | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014 | Management | For | For | |||||||
DIAMOND FOODS, INC. | |||||||||||
Security | 252603105 | Meeting Type | Annual | ||||||||
Ticker Symbol | DMND | Meeting Date | 14-Jan-2014 | ||||||||
ISIN | US2526031057 | Agenda | 933906212 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. ZOLLARS | For | For | ||||||||
2 | EDWARD A. BLECHSCHMIDT | For | For | ||||||||
3 | R. DEAN HOLLIS | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDED JULY 31, 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CALLON PETROLEUM COMPANY | |||||||||||
Security | 13123X102 | Meeting Type | Special | ||||||||
Ticker Symbol | CPE | Meeting Date | 15-Jan-2014 | ||||||||
ISIN | US13123X1028 | Agenda | 933910879 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO AMEND ARTICLE FOUR OF THE COMPANY'S CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY FROM 60 MILLION SHARES TO 110 MILLION SHARES. | Management | For | For | |||||||
STRAIGHT PATH COMMUNICATIONS, INC | |||||||||||
Security | 862578101 | Meeting Type | Annual | ||||||||
Ticker Symbol | STRP | Meeting Date | 16-Jan-2014 | ||||||||
ISIN | US8625781013 | Agenda | 933905640 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: DAVIDI JONAS | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: K. CHRIS TODD | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: WILLIAM F. WELD | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: FRED S. ZEIDMAN | Management | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF ZWICK AND BANYAI PLLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CAPITOL FEDERAL FINANCIAL INC | |||||||||||
Security | 14057J101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CFFN | Meeting Date | 21-Jan-2014 | ||||||||
ISIN | US14057J1016 | Agenda | 933909852 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | DIRECTOR | Management | |||||||||
1 | JEFFREY M. JOHNSON | For | For | ||||||||
2 | MICHAEL T. MCCOY, M.D. | For | For | ||||||||
3 | MARILYN S. WARD | For | For | ||||||||
II | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
III | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
DAWSON GEOPHYSICAL COMPANY | |||||||||||
Security | 239359102 | Meeting Type | Annual | ||||||||
Ticker Symbol | DWSN | Meeting Date | 21-Jan-2014 | ||||||||
ISIN | US2393591027 | Agenda | 933910615 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CRAIG W. COOPER | For | For | ||||||||
2 | GARY M. HOOVER PH.D. | For | For | ||||||||
3 | STEPHEN C. JUMPER | For | For | ||||||||
4 | TED R. NORTH | For | For | ||||||||
5 | TIM C. THOMPSON | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT OF THE COMPANY FOR THE 2014 ANNUAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | Abstain | Against | |||||||
MERIDIAN BIOSCIENCE, INC. | |||||||||||
Security | 589584101 | Meeting Type | Annual | ||||||||
Ticker Symbol | VIVO | Meeting Date | 22-Jan-2014 | ||||||||
ISIN | US5895841014 | Agenda | 933907632 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES M. ANDERSON | For | For | ||||||||
2 | JOHN A. KRAEUTLER | For | For | ||||||||
3 | WILLIAM J. MOTTO | For | For | ||||||||
4 | DAVID C. PHILLIPS | For | For | ||||||||
5 | ROBERT J. READY | For | For | ||||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS MERIDIAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
WOODWARD, INC. | |||||||||||
Security | 980745103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWD | Meeting Date | 22-Jan-2014 | ||||||||
ISIN | US9807451037 | Agenda | 933909092 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARY L. PETROVICH | For | For | ||||||||
2 | LARRY E. RITTENBERG | For | For | ||||||||
3 | PAUL DONOVAN | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
3. | PROPOSAL REGARDING THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
D.R. HORTON, INC. | |||||||||||
Security | 23331A109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DHI | Meeting Date | 23-Jan-2014 | ||||||||
ISIN | US23331A1097 | Agenda | 933910564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DONALD R. HORTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BARBARA K. ALLEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BRADLEY S. ANDERSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL W. HEWATT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONALD J. TOMNITZ | Management | For | For | |||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
LINDSAY CORPORATION | |||||||||||
Security | 535555106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNN | Meeting Date | 27-Jan-2014 | ||||||||
ISIN | US5355551061 | Agenda | 933909814 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL N. CHRISTODOLOU | For | For | ||||||||
2 | W. THOMAS JAGODINSKI | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For | |||||||
3. | NON-BINDING VOTE ON RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MANAGEMENT INCENTIVE UMBRELLA PLAN. | Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Special | ||||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS | Management | For | For | |||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | |||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS | Management | For | For | |||||||
MUELLER WATER PRODUCTS, INC. | |||||||||||
Security | 624758108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MWA | Meeting Date | 29-Jan-2014 | ||||||||
ISIN | US6247581084 | Agenda | 933907012 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHIRLEY C. FRANKLIN | For | For | ||||||||
2 | THOMAS J. HANSEN | For | For | ||||||||
3 | GREGORY E. HYLAND | For | For | ||||||||
4 | JERRY W. KOLB | For | For | ||||||||
5 | JOSEPH B. LEONARD | For | For | ||||||||
6 | MARK J. O'BRIEN | For | For | ||||||||
7 | BERNARD G. RETHORE | For | For | ||||||||
8 | NEIL A. SPRINGER | For | For | ||||||||
9 | LYDIA W. THOMAS | For | For | ||||||||
10 | MICHAEL T. TOKARZ | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
CRAZY WOMAN CREEK BANCORP INCORPORATED | |||||||||||
Security | 225233105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRZY | Meeting Date | 29-Jan-2014 | ||||||||
ISIN | US2252331051 | Agenda | 933911819 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD REIMANN | Withheld | Against | ||||||||
2 | SANDRA K. TODD | Withheld | Against | ||||||||
3 | PAUL M. BRUNKHORST | Withheld | Against | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ANDERSON ZURMUEHLEN, CPA AS INDEPENDENT AUDITORS OF CRAZY WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. | Management | For | For | |||||||
SALLY BEAUTY HOLDINGS, INC. | |||||||||||
Security | 79546E104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBH | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US79546E1047 | Agenda | 933907238 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO AMEND THE CORPORATION'S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS (THE "DECLASSIFICATION AMENDMENT") AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | JOHN R. GOLLIHER | For | For | ||||||||
2 | EDWARD W. RABIN | For | For | ||||||||
3 | GARY G. WINTERHALTER | For | For | ||||||||
3. | APPROVAL OF THE COMPENSATION OF THE CORPORATION'S EXECUTIVE OFFICERS INCLUDING THE CORPORATION'S COMPENSATION PRACTICES AND PRINCIPLES AND THEIR IMPLEMENTATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
THE LACLEDE GROUP, INC. | |||||||||||
Security | 505597104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LG | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US5055971049 | Agenda | 933908266 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EDWARD L. GLOTZBACH | For | For | ||||||||
2 | W. STEPHEN MARITZ | For | For | ||||||||
3 | JOHN P. STUPP, JR. | For | For | ||||||||
2. | ADVISORY APPROVAL OF RESOLUTION TO APPROVE COMPENSATION OF NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
POST HOLDINGS, INC. | |||||||||||
Security | 737446104 | Meeting Type | Annual | ||||||||
Ticker Symbol | POST | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US7374461041 | Agenda | 933909105 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID R. BANKS | For | For | ||||||||
2 | TERENCE E. BLOCK | For | For | ||||||||
3 | ROBERT E. GROTE | For | For | ||||||||
2. | APPROVAL OF INCREASES IN THE NUMBER OF SHARES OF OUR COMMON STOCK ISSUABLE UPON CONVERSION OF OUR 3.75% SERIES B CUMULATIVE PERPETUAL CONVERTIBLE PREFERRED STOCK. | Management | For | For | |||||||
3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PENFORD CORPORATION | |||||||||||
Security | 707051108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PENX | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US7070511081 | Agenda | 933909484 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EVAN BEHRENS | For | For | ||||||||
2 | WILLIAM E. BUCHHOLZ | For | For | ||||||||
3 | JOHN C. HUNTER III | For | For | ||||||||
4 | JAMES E. WARJONE | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | TO GIVE AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
GRIFFON CORPORATION | |||||||||||
Security | 398433102 | Meeting Type | Annual | ||||||||
Ticker Symbol | GFF | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US3984331021 | Agenda | 933909509 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | REAR ADM R.G. HARRISON | For | For | ||||||||
2 | RONALD J. KRAMER | For | For | ||||||||
3 | GEN V. EUGENE RENUART | For | For | ||||||||
4 | MARTIN S. SUSSMAN | For | For | ||||||||
2. | APPROVAL OF THE RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE AMENDED AND RESTATED GRIFFON CORPORATION 2011 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
ASHLAND INC. | |||||||||||
Security | 044209104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASH | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US0442091049 | Agenda | 933909802 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF CLASS I DIRECTOR: STEPHEN F. KIRK | Management | For | For | |||||||
1.2 | ELECTION OF CLASS I DIRECTOR: JAMES J. O'BRIEN | Management | For | For | |||||||
1.3 | ELECTION OF CLASS I DIRECTOR: BARRY W. PERRY | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
3. | A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | Management | Abstain | Against | |||||||
4. | A PROPOSED AMENDMENT TO ASHLAND'S THIRD RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR THE PHASED-IN DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
THE SCOTTS MIRACLE-GRO CO. | |||||||||||
Security | 810186106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SMG | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US8101861065 | Agenda | 933909840 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES HAGEDORN | For | For | ||||||||
2 | JAMES F. MCCANN | For | For | ||||||||
3 | NANCY G. MISTRETTA | For | For | ||||||||
4 | STEPHANIE M. SHERN | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE SCOTTS COMPANY LLC AMENDED AND RESTATED EXECUTIVE INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Special | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 933910499 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 INCENTIVE PLAN. | Management | Against | Against | |||||||
2. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE PLAN. | Management | Against | Against | |||||||
MULTIMEDIA GAMES HOLDING COMPANY, INC. | |||||||||||
Security | 625453105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGAM | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US6254531055 | Agenda | 933915805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN J. GREATHOUSE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEPHEN P. IVES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: NEIL E. JENKINS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. MAPLES, SR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JUSTIN A. ORLANDO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PATRICK J. RAMSEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: ROBERT D. REPASS | Management | For | For | |||||||
2. | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
ROCKWELL AUTOMATION, INC. | |||||||||||
Security | 773903109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US7739031091 | Agenda | 933910653 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
A. | DIRECTOR | Management | |||||||||
1 | STEVEN R. KALMANSON | For | For | ||||||||
2 | JAMES P. KEANE | For | For | ||||||||
3 | DONALD R. PARFET | For | For | ||||||||
B. | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
C. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
D. | SHAREHOLDER PROPOSAL REQUESTING MAJORITY VOTING IN ELECTIONS OF DIRECTORS. | Shareholder | For | ||||||||
SEVCON, INC. | |||||||||||
Security | 81783K108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SEV | Meeting Date | 04-Feb-2014 | ||||||||
ISIN | US81783K1088 | Agenda | 933914752 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GLENN J. ANGIOLILLO | For | For | ||||||||
2 | MATTHEW BOYLE | For | For | ||||||||
3 | WILLIAM J. KETELHUT | For | For | ||||||||
4 | PAUL O. STUMP | For | For | ||||||||
2. | TO APPROVE AMENDMENTS TO THE COMPANY'S 1996 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
4. | TO APPROVE THE FISCAL 2013 COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | For | For | |||||||
ESCO TECHNOLOGIES INC. | |||||||||||
Security | 296315104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ESE | Meeting Date | 05-Feb-2014 | ||||||||
ISIN | US2963151046 | Agenda | 933908610 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | L.W. SOLLEY* | For | For | ||||||||
2 | J.D. WOODS* | For | For | ||||||||
3 | G.E. MUENSTER# | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014 | Management | For | For | |||||||
3. | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT | Management | Abstain | Against | |||||||
4. | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING AS SET FORTH IN THE COMPANY'S PROXY STATEMENT, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | Against | For | |||||||
KEY TECHNOLOGY, INC. | |||||||||||
Security | 493143101 | Meeting Type | Annual | ||||||||
Ticker Symbol | KTEC | Meeting Date | 05-Feb-2014 | ||||||||
ISIN | US4931431013 | Agenda | 933913356 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN J. EHREN* | For | For | ||||||||
2 | RICHARD LAWRENCE* | For | For | ||||||||
3 | FRANK L.A. ZWERTS# | For | For | ||||||||
2. | PROPOSAL TO CONSIDER ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO AMEND THE COMPANY'S 2010 EQUITY INCENTIVE PLAN TO AUTHORIZE ADDITIONAL SHARES. | Management | For | For | |||||||
4. | PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
BEAZER HOMES USA, INC. | |||||||||||
Security | 07556Q881 | Meeting Type | Annual | ||||||||
Ticker Symbol | BZH | Meeting Date | 06-Feb-2014 | ||||||||
ISIN | US07556Q8814 | Agenda | 933910792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ELIZABETH S. ACTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LAURENT ALPERT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BRIAN C. BEAZER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER G. LEEMPUTTE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALLAN P. MERRILL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NORMA A. PROVENCIO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LARRY T. SOLARI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: STEPHEN P. ZELNAK, JR. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
3. | APPROVAL OF AN ADVISORY PROPOSAL REGARDING THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY" PROPOSAL). | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE BEAZER HOMES USA, INC. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
EMULEX CORPORATION | |||||||||||
Security | 292475209 | Meeting Type | Annual | ||||||||
Ticker Symbol | ELX | Meeting Date | 06-Feb-2014 | ||||||||
ISIN | US2924752098 | Agenda | 933911059 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY W. BENCK | For | For | ||||||||
2 | GREGORY S. CLARK | For | For | ||||||||
3 | GARY J. DAICHENDT | For | For | ||||||||
4 | BRUCE C. EDWARDS | For | For | ||||||||
5 | PAUL F. FOLINO | For | For | ||||||||
6 | EUGENE J. FRANTZ | For | For | ||||||||
7 | BEATRIZ V. INFANTE | For | For | ||||||||
8 | JOHN A. KELLEY | For | For | ||||||||
9 | RAHUL N. MERCHANT | For | For | ||||||||
10 | NERSI NAZARI | For | For | ||||||||
11 | DEAN A. YOOST | For | For | ||||||||
2. | RATIFICATION AND APPROVAL OF THE AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
3. | RATIFICATION AND APPROVAL OF AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS EMULEX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
INGLES MARKETS, INCORPORATED | |||||||||||
Security | 457030104 | Meeting Type | Annual | ||||||||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2014 | ||||||||
ISIN | US4570301048 | Agenda | 933912328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FRED D. AYERS | For | For | ||||||||
2 | JOHN O. POLLARD | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Abstain | Against | |||||||
MWI VETERINARY SUPPLY, INC. | |||||||||||
Security | 55402X105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MWIV | Meeting Date | 12-Feb-2014 | ||||||||
ISIN | US55402X1054 | Agenda | 933912304 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH E. ALESSI | For | For | ||||||||
2 | BRUCE C. BRUCKMANN | For | For | ||||||||
3 | JAMES F. CLEARY, JR. | For | For | ||||||||
4 | A. CRAIG OLSON | For | For | ||||||||
5 | ROBERT N. REBHOLTZ, JR. | For | For | ||||||||
6 | WILLIAM J. ROBISON | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
J & J SNACK FOODS CORP. | |||||||||||
Security | 466032109 | Meeting Type | Annual | ||||||||
Ticker Symbol | JJSF | Meeting Date | 18-Feb-2014 | ||||||||
ISIN | US4660321096 | Agenda | 933913801 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VINCENT MELCHIORRE | For | For | ||||||||
2. | ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS. | Management | Abstain | Against | |||||||
UNIVERSAL TECHNICAL INSTITUTE, INC. | |||||||||||
Security | 913915104 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTI | Meeting Date | 19-Feb-2014 | ||||||||
ISIN | US9139151040 | Agenda | 933914334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | DAVID A. BLASZKIEWICZ | For | For | ||||||||
2 | CONRAD A. CONRAD | For | For | ||||||||
3 | KIMBERLY J. MCWATERS | For | For | ||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR-ENDED SEPTEMBER 30, 2014. | Management | For | For | |||||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
STERLING BANCORP | |||||||||||
Security | 85917A100 | Meeting Type | Annual | ||||||||
Ticker Symbol | STL | Meeting Date | 20-Feb-2014 | ||||||||
ISIN | US85917A1007 | Agenda | 933915374 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT ABRAMS | For | For | ||||||||
2 | JAMES B. KLEIN | For | For | ||||||||
3 | JOHN C. MILLMAN | For | For | ||||||||
4 | RICHARD O'TOOLE | For | For | ||||||||
5 | BURT STEINBERG | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (SAY-ON-PAY) | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE 2014 STOCK INCENTIVE PLAN | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014 | Management | For | For | |||||||
LANDAUER, INC. | |||||||||||
Security | 51476K103 | Meeting Type | Annual | ||||||||
Ticker Symbol | LDR | Meeting Date | 20-Feb-2014 | ||||||||
ISIN | US51476K1034 | Agenda | 933915437 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. CRONIN | For | For | ||||||||
2 | WILLIAM G. DEMPSEY | For | For | ||||||||
3 | WILLIAM E. SAXELBY | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
MATTHEWS INTERNATIONAL CORPORATION | |||||||||||
Security | 577128101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MATW | Meeting Date | 20-Feb-2014 | ||||||||
ISIN | US5771281012 | Agenda | 933917695 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN D. TURNER* | For | For | ||||||||
2 | GREGORY S. BABE# | For | For | ||||||||
2. | TO APPROVE THE ADOPTION OF THE 2014 DIRECTOR FEE PLAN. | Management | Against | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
4. | TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
GREIF INC. | |||||||||||
Security | 397624206 | Meeting Type | Annual | ||||||||
Ticker Symbol | GEFB | Meeting Date | 24-Feb-2014 | ||||||||
ISIN | US3976242061 | Agenda | 933915502 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | DIRECTOR | Management | |||||||||
1 | VICKI L. AVRIL | For | For | ||||||||
2 | BRUCE A. EDWARDS | For | For | ||||||||
3 | MARK A. EMKES | For | For | ||||||||
4 | JOHN F. FINN | For | For | ||||||||
5 | DAVID B. FISCHER | For | For | ||||||||
6 | MICHAEL J. GASSER | For | For | ||||||||
7 | DANIEL J. GUNSETT | For | For | ||||||||
8 | JUDITH D. HOOK | For | For | ||||||||
9 | JOHN W. MCNAMARA | For | For | ||||||||
10 | PATRICK J. NORTON | For | For | ||||||||
II | PROPOSAL TO AMEND A MATERIAL TERM OF THE AMENDED AND RESTATED LONG TERM INCENTIVE COMPENSATION PLAN AND TO REAFFIRM THE LONG TERM INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
III | ADVISORY VOTE - RESOLUTION TO APPROVE THE COMPENSATION, AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION AND COMPENSATION TABLES, AS WELL AS THE OTHER NARRATIVE EXECUTIVE COMPENSATION DISCLOSURES, CONTAINED IN THE DEFINITIVE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS, OF THE NAMED EXECUTIVE OFFICERS IDENTIFIED IN SUCH PROXY STATEMENT. | Management | Abstain | Against | |||||||
HAYNES INTERNATIONAL, INC. | |||||||||||
Security | 420877201 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAYN | Meeting Date | 24-Feb-2014 | ||||||||
ISIN | US4208772016 | Agenda | 933918130 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ELECTION OF DIRECTOR: DONALD C. CAMPION | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: MARK M. COMERFORD | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: JOHN C. COREY | Management | For | For | |||||||
4. | ELECTION OF DIRECTOR: ROBERT H. GETZ | Management | For | For | |||||||
5. | ELECTION OF DIRECTOR: TIMOTHY J. MCCARTHY | Management | For | For | |||||||
6. | ELECTION OF DIRECTOR: MICHAEL L. SHOR | Management | For | For | |||||||
7. | ELECTION OF DIRECTOR: WILLIAM P. WALL | Management | For | For | |||||||
8. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS HAYNES' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014 | Management | For | For | |||||||
9. | ON THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED UNDER "EXECUTIVE COMPENSATION" IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
NORDSON | |||||||||||
Security | 655663102 | Meeting Type | Annual | ||||||||
Ticker Symbol | NDSN | Meeting Date | 25-Feb-2014 | ||||||||
ISIN | US6556631025 | Agenda | 933916441 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH P. KEITHLEY | For | For | ||||||||
2 | MICHAEL J. MERRIMAN, JR | For | For | ||||||||
3 | MARY G. PUMA | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
NOBILITY HOMES, INC. | |||||||||||
Security | 654892108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NOBH | Meeting Date | 28-Feb-2014 | ||||||||
ISIN | US6548921088 | Agenda | 933921822 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TERRY E. TREXLER | For | For | ||||||||
2 | THOMAS W. TREXLER | For | For | ||||||||
3 | RICHARD C. BARBERIE | For | For | ||||||||
4 | ROBERT P. HOLLIDAY | For | For | ||||||||
5 | ROBERT P. SALTSMAN | For | For | ||||||||
2. | TO DETERMINE WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL OCCUR FOR EVERY 1, 2 OR 3 YEARS. | Management | Abstain | Against | |||||||
3. | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR FISCAL YEAR 2013. | Management | Abstain | Against | |||||||
THE ST. JOE COMPANY | |||||||||||
Security | 790148100 | Meeting Type | Special | ||||||||
Ticker Symbol | JOE | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | US7901481009 | Agenda | 933920541 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVAL OF THE SALE BY THE ST. JOE COMPANY OF APPROXIMATELY 382,834 ACRES OF LAND LOCATED IN NORTHWEST FLORIDA, ALONG WITH CERTAIN OTHER ASSETS AND INVENTORY AND RIGHTS UNDER CERTAIN CONTINUING LEASES AND CONTRACTS, PURSUANT TO THE PURCHASE AND SALE AGREEMENT BY AND BETWEEN ST. JOE AND AGRESERVES INC., DATED NOVEMBER 6, 2013. | Management | For | For | |||||||
2 | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE TRANSACTION PROPOSAL. | Management | For | For | |||||||
TYCO INTERNATIONAL LTD. | |||||||||||
Security | H89128104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TYC | Meeting Date | 05-Mar-2014 | ||||||||
ISIN | CH0100383485 | Agenda | 933916491 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 27, 2013 | Management | For | For | |||||||
3A. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | |||||||
3B. | ELECTION OF DIRECTOR: HERMAN E. BULLS | Management | For | For | |||||||
3C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | |||||||
3D. | ELECTION OF DIRECTOR: FRANK M. DRENDEL | Management | For | For | |||||||
3E. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | |||||||
3F. | ELECTION OF DIRECTOR: RAJIV L. GUPTA | Management | For | For | |||||||
3G. | ELECTION OF DIRECTOR: GEORGE OLIVER | Management | For | For | |||||||
3H. | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For | |||||||
3I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | |||||||
3J. | ELECTION OF DIRECTOR: SANDRA S. WIJNBERG | Management | For | For | |||||||
3K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | |||||||
4. | TO ELECT EDWARD D. BREEN AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
5A. | TO ELECT RAJIV L. GUPTA AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5B. | TO ELECT SANDRA S. WIJNBERG AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
5C. | TO ELECT R. DAVID YOST AS MEMBER OF THE COMPENSATION AND HUMAN RESOURCES COMMITTEE | Management | For | For | |||||||
6A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
6B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 26, 2014 | Management | For | For | |||||||
6C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7. | TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE INDEPENDENT PROXY | Management | For | For | |||||||
8. | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2013 RESULTS | Management | For | For | |||||||
9. | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS | Management | For | For | |||||||
10. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
GREEN MOUNTAIN COFFEE ROASTERS, INC. | |||||||||||
Security | 393122106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GMCR | Meeting Date | 06-Mar-2014 | ||||||||
ISIN | US3931221069 | Agenda | 933916504 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | DIRECTOR | Management | |||||||||
1 | JOHN D. HAYES | For | For | ||||||||
2 | A.D. DAVID MACKAY | For | For | ||||||||
3 | MICHAEL J. MARDY | For | For | ||||||||
4 | DAVID E. MORAN | For | For | ||||||||
II | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION AS DISCLOSED IN THESE MATERIALS | Management | Abstain | Against | |||||||
III | TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO KEURIG GREEN MOUNTAIN, INC. | Management | For | For | |||||||
IV | TO APPROVE THE GREEN MOUNTAIN COFFEE ROASTERS, INC. 2014 OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||
V | TO APPROVE THE GREEN MOUNTAIN COFFEE ROASTERS, INC. 2014 AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN | Management | For | For | |||||||
VI | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014 | Management | For | For | |||||||
CERES, INC. | |||||||||||
Security | 156773103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CERE | Meeting Date | 07-Mar-2014 | ||||||||
ISIN | US1567731039 | Agenda | 933920301 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD FLAVELL | For | For | ||||||||
2 | RICHARD HAMILTON | For | For | ||||||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO CERES, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 490,000,000 TO 240,000,000. | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CERES, INC.'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | Management | For | For | |||||||
NAVISTAR INTERNATIONAL CORPORATION | |||||||||||
Security | 63934E108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NAV | Meeting Date | 10-Mar-2014 | ||||||||
ISIN | US63934E1082 | Agenda | 933918041 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TROY A. CLARKE | For | For | ||||||||
2 | JOHN D. CORRENTI | For | For | ||||||||
3 | MICHAEL N. HAMMES | For | For | ||||||||
4 | VINCENT J. INTRIERI | For | For | ||||||||
5 | JAMES H. KEYES | For | For | ||||||||
6 | GENERAL S.A. MCCHRYSTAL | For | For | ||||||||
7 | SAMUEL J. MERKSAMER | For | For | ||||||||
8 | MARK H. RACHESKY | For | For | ||||||||
9 | MICHAEL F. SIRIGNANO | For | For | ||||||||
2. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS REDEEM THE RIGHTS ISSUED PURSUANT TO THE RIGHTS AGREEMENT DATED JUNE 19, 2012. | Shareholder | For | Against | |||||||
HOVNANIAN ENTERPRISES, INC. | |||||||||||
Security | 442487203 | Meeting Type | Annual | ||||||||
Ticker Symbol | HOV | Meeting Date | 11-Mar-2014 | ||||||||
ISIN | US4424872038 | Agenda | 933917594 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ARA K. HOVNANIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOSEPH A. MARENGI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: VINCENT PAGANO JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: J. LARRY SORSBY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEPHEN D. WEINROTH | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3. | APPROVAL OF THE 2012 HOVNANIAN ENTERPRISES, INC. AMENDED AND RESTATED STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED HOVNANIAN ENTERPRISES, INC. SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN. | Management | For | For | |||||||
5. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
TOLL BROTHERS, INC. | |||||||||||
Security | 889478103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TOL | Meeting Date | 12-Mar-2014 | ||||||||
ISIN | US8894781033 | Agenda | 933922519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT I. TOLL | For | For | ||||||||
2 | BRUCE E. TOLL | For | For | ||||||||
3 | DOUGLAS C. YEARLEY, JR. | For | For | ||||||||
4 | ROBERT S. BLANK | For | For | ||||||||
5 | EDWARD G. BOEHNE | For | For | ||||||||
6 | RICHARD J. BRAEMER | For | For | ||||||||
7 | CHRISTINE N. GARVEY | For | For | ||||||||
8 | CARL B. MARBACH | For | For | ||||||||
9 | STEPHEN A. NOVICK | For | For | ||||||||
10 | PAUL E. SHAPIRO | For | For | ||||||||
2. | THE RATIFICATION OF THE RE- APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | THE APPROVAL, IN AN ADVISORY AND NON- BINDING VOTE, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Management | Abstain | Against | |||||||
4. | THE APPROVAL OF THE TOLL BROTHERS, INC. STOCK INCENTIVE PLAN FOR EMPLOYEES (2014). | Management | For | For | |||||||
BASSETT FURNITURE INDUSTRIES, INC. | |||||||||||
Security | 070203104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BSET | Meeting Date | 12-Mar-2014 | ||||||||
ISIN | US0702031040 | Agenda | 933922987 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER W. BROWN, M.D. | For | For | ||||||||
2 | KRISTINA CASHMAN | For | For | ||||||||
3 | PAUL FULTON | For | For | ||||||||
4 | HOWARD H. HAWORTH | For | For | ||||||||
5 | GEORGE W. HENDERSON III | For | For | ||||||||
6 | J. WALTER MCDOWELL | For | For | ||||||||
7 | DALE C. POND | For | For | ||||||||
8 | ROBERT H. SPILMAN, JR. | For | For | ||||||||
9 | WILLIAM C. WAMPLER, JR. | For | For | ||||||||
10 | WILLIAM C. WARDEN, JR. | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | |||||||
3. | PROPOSAL TO CONSIDER AND ACT ON AN ADVISORY VOTE REGARDING THE APPROVAL OF COMPENSATION PAID TO CERTAIN EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
NATIONAL FUEL GAS COMPANY | |||||||||||
Security | 636180101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NFG | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US6361801011 | Agenda | 933918104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD W. JIBSON | For | For | ||||||||
2 | JEFFREY W. SHAW | For | For | ||||||||
3 | RONALD J. TANSKI | For | For | ||||||||
2. | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||
THE ADT CORPORATION | |||||||||||
Security | 00101J106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ADT | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US00101J1060 | Agenda | 933918142 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS COLLIGAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD DALY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY DONAHUE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT DUTKOWSKY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRUCE GORDON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NAREN GURSAHANEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIDGETTE HELLER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF ADT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ROFIN-SINAR TECHNOLOGIES INC. | |||||||||||
Security | 775043102 | Meeting Type | Annual | ||||||||
Ticker Symbol | RSTI | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US7750431022 | Agenda | 933921771 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER WIRTH | For | For | ||||||||
2 | STEPHEN D. FANTONE | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE & TOUCHE LLP. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CHOFU SEISAKUSHO CO.,LTD. | |||||||||||
Security | J06384101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-Mar-2014 | |||||||||
ISIN | JP3527800001 | Agenda | 704982607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
THE COOPER COMPANIES, INC. | |||||||||||
Security | 216648402 | Meeting Type | Annual | ||||||||
Ticker Symbol | COO | Meeting Date | 17-Mar-2014 | ||||||||
ISIN | US2166484020 | Agenda | 933920325 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: A. THOMAS BENDER | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: JODY S. LINDELL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: GARY S. PETERSMEYER | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: STEVEN ROSENBERG | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: ROBERT S. WEISS | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. | Management | For | For | |||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014 | Management | For | For | |||||||
03 | AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
THE TORO COMPANY | |||||||||||
Security | 891092108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TTC | Meeting Date | 18-Mar-2014 | ||||||||
ISIN | US8910921084 | Agenda | 933920274 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY M. ETTINGER | For | For | ||||||||
2 | KATHERINE J. HARLESS | For | For | ||||||||
3 | MICHAEL J. HOFFMAN | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
OMNOVA SOLUTIONS INC. | |||||||||||
Security | 682129101 | Meeting Type | Annual | ||||||||
Ticker Symbol | OMN | Meeting Date | 19-Mar-2014 | ||||||||
ISIN | US6821291019 | Agenda | 933919271 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL J. MERRIMAN | For | For | ||||||||
2 | WILLIAM R. SEELBACH | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014 | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
GENCORP INC. | |||||||||||
Security | 368682100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GY | Meeting Date | 20-Mar-2014 | ||||||||
ISIN | US3686821006 | Agenda | 933920705 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | THOMAS A. CORCORAN | For | For | ||||||||
2 | JAMES R. HENDERSON | For | For | ||||||||
3 | WARREN G. LICHTENSTEIN | For | For | ||||||||
4 | DAVID A. LORBER | For | For | ||||||||
5 | MERRILL A. MCPEAK | For | For | ||||||||
6 | JAMES H. PERRY | For | For | ||||||||
7 | SCOTT J. SEYMOUR | For | For | ||||||||
8 | MARTIN TURCHIN | For | For | ||||||||
2 | TO CONSIDER AND APPROVE THE REINCORPORATION OF THE COMPANY FROM THE STATE OF OHIO TO THE STATE OF DELAWARE. | Management | For | For | |||||||
3 | TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For | |||||||
MATERIAL SCIENCES CORPORATION | |||||||||||
Security | 576674105 | Meeting Type | Special | ||||||||
Ticker Symbol | MASC | Meeting Date | 20-Mar-2014 | ||||||||
ISIN | US5766741053 | Agenda | 933926074 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF JANUARY 8, 2014, BY AND AMONG MATERIAL SCIENCES CORPORATION ("MSC"), ZINK ACQUISITION HOLDINGS INC. AND ZINK ACQUISITION MERGER SUB INC., AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OR ON BEHALF OF MSC'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING, IF NECESSARY OR APPROPRIATE, FOR THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
VESTAS WIND SYSTEMS A/S, RANDERS | |||||||||||
Security | K9773J128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Mar-2014 | |||||||||
ISIN | DK0010268606 | Agenda | 704985641 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL- FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO- REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO- MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE- MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR-AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | |||||||||
CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "4.a TO 4.h AND 6". THANK YOU. | Non-Voting | |||||||||
1 | The Board of Directors' report | Non-Voting | |||||||||
2 | Presentation and adoption of the annual report | Management | No Action | ||||||||
3 | Resolution for the allocation of the result of the year | Management | No Action | ||||||||
4.a | Election of member to the Board of Director: Re- election of Bert Nordberg | Management | No Action | ||||||||
4.b | Election of member to the Board of Director: Re- election of Carsten Bjerg | Management | No Action | ||||||||
4.c | Election of member to the Board of Director: Re- election of Eija Pitkanen | Management | No Action | ||||||||
4.d | Election of member to the Board of Director: Re- election of Henrik Andersen | Management | No Action | ||||||||
4.e | Election of member to the Board of Director: Re- election of Henry Stenson | Management | No Action | ||||||||
4.f | Election of member to the Board of Director: Re- election of Jorn Ankaer Thomsen | Management | No Action | ||||||||
4.g | Election of member to the Board of Director: Re- election of Lars Josefsson | Management | No Action | ||||||||
4.h | Election of member to the Board of Director: Election of Lykke Friis | Management | No Action | ||||||||
5.1 | Adoption of the remuneration of the Board of Director: Final approval of the remuneration of the Board of Directors for 2013 | Management | No Action | ||||||||
5.2 | Adoption of the remuneration of the Board of Director: Approval of the level of remuneration of the Board of Directors for 2014 | Management | No Action | ||||||||
6 | Re-appointment of PricewaterhouseCoopers Statsautoriseret Revisionspartnerselskab as the company's auditor | Management | No Action | ||||||||
7.1 | Articles of association article 6(2-3) and article 11 (rewording/amendment as a consequence of the changes to the Danish Companies Act) | Management | No Action | ||||||||
7.2 | Articles of association, new article 5(4) and amendment to article 5(3) (annual report in English) | Management | No Action | ||||||||
7.3 | Articles of association article 3 (renewal of the authorisations to increase the company's share capital) | Management | No Action | ||||||||
7.4 | Authorisation to acquire treasury shares | Management | No Action | ||||||||
7.5.a | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Articles of association, new article 5(3) (accounting details in the notice convening annual general meetings) | Shareholder | No Action | ||||||||
7.5.b | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: The company's financial reports and company announcements must be available in Danish on the company's website for at least five years | Shareholder | No Action | ||||||||
7.5.c | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: No more than two or three menu items must be required on the website to view the company's financial reports. The Investor website must be easily accessible and in Danish | Shareholder | No Action | ||||||||
7.5.d | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Refreshments provided in connection with annual general meetings must reasonably match the outlook for the coming year | Shareholder | No Action | ||||||||
8 | Authorisation of the chairman of the general meeting | Management | No Action | ||||||||
CLARCOR INC. | |||||||||||
Security | 179895107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLC | Meeting Date | 25-Mar-2014 | ||||||||
ISIN | US1798951075 | Agenda | 933926202 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK A. EMKES | For | For | ||||||||
2 | ROBERT H. JENKINS | For | For | ||||||||
3 | PHILIP R. LOCHNER, JR. | For | For | ||||||||
2. | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE 2014 CLARCOR INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | VOTE REGARDING THE SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shareholder | Against | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | |||||||
SAMICK MUSICAL INSTRUMENTS CO. LTD, EUMSEONG | |||||||||||
Security | Y7469K107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Mar-2014 | |||||||||
ISIN | KR7002450005 | Agenda | 705003236 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approval of financial statements | Management | For | For | |||||||
2 | Election of directors: I Hyeong Guk, I Gang Rok, Bak Seong Bae | Management | For | For | |||||||
3 | Election of auditor: Bak Gwang Jo | Management | For | For | |||||||
4 | Approval of remuneration for director | Management | For | For | |||||||
5 | Approval of remuneration for auditor | Management | For | For | |||||||
KB HOME | |||||||||||
Security | 48666K109 | Meeting Type | Annual | ||||||||
Ticker Symbol | KBH | Meeting Date | 03-Apr-2014 | ||||||||
ISIN | US48666K1097 | Agenda | 933924816 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DR. THOMAS W. GILLIGAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH M. JASTROW, II | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT L. JOHNSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MELISSA LORA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JEFFREY T. MEZGER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LUIS G. NOGALES | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL M. WOOD | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVE THE KB HOME 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS KB HOME'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For | |||||||
A.O. SMITH CORPORATION | |||||||||||
Security | 831865209 | Meeting Type | Annual | ||||||||
Ticker Symbol | AOS | Meeting Date | 07-Apr-2014 | ||||||||
ISIN | US8318652091 | Agenda | 933929638 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GLOSTER B. CURRENT, JR. | For | For | ||||||||
2 | WILLIAM P. GREUBEL | For | For | ||||||||
3 | IDELLE K. WOLF | For | For | ||||||||
4 | GENE C. WULF | For | For | ||||||||
2. | PROPOSAL TO APPROVE, BY NONBINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | |||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705011485 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Special resolution, that the proposed transfer of the company's equity share listing on the official list of the United Kingdom listing authority and on the main market of the London Stock Exchange PLC from the premium listing segment to the standard listing shares segment be and is hereby approved and the directors of the company be and are hereby authorised to cause such transfer of listing to be effected and to do and or procure to be done all such acts or things as they may consider necessary or desirable in connection therewith | Management | For | For | |||||||
CMMT | 13 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 02 APR 2014 TO 04 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | |||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | |||||||||||
Security | G57848106 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-Apr-2014 | |||||||||
ISIN | BMG578481068 | Agenda | 705023101 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Proposed transfer of the company's listing segment from premium to standard on the London stock exchange | Management | For | For | |||||||
MODUSLINK GLOBAL SOLUTIONS, INC. | |||||||||||
Security | 60786L107 | Meeting Type | Annual | ||||||||
Ticker Symbol | MLNK | Meeting Date | 08-Apr-2014 | ||||||||
ISIN | US60786L1070 | Agenda | 933891182 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ANTHONY BERGAMO | For | For | ||||||||
2. | TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
IDEX CORPORATION | |||||||||||
Security | 45167R104 | Meeting Type | Annual | ||||||||
Ticker Symbol | IEX | Meeting Date | 08-Apr-2014 | ||||||||
ISIN | US45167R1041 | Agenda | 933930516 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRADLEY J. BELL | For | For | ||||||||
2 | GREGORY F. MILZCIK | For | For | ||||||||
3 | ANDREW K. SILVERNAIL | For | For | ||||||||
2. | TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
ARCA CONTINENTAL SAB DE CV, MEXICO | |||||||||||
Security | P0448R103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 09-Apr-2014 | |||||||||
ISIN | MX01AC100006 | Agenda | 705040690 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
I | Presentation and, if applicable approval of the I. Report of the chief executive officer in accordance with article 44, subsection xi, of the securities market law, accompanied by the independent auditors report in connection with the operations and results for the fiscal year ended the December 31, 2013, as well as of the board of directors opinion of the content of such report, II. Report of the board of directors in accordance with article 172, subsection b, of the general corporation's law as well as the report of the activities and operations in which the board of directors intervened in accordance with the securities market law, III. Annual report of the president of the audit committee of the company and corporate practices committee. Lecture in accordance of the tax compliance | Management | For | For | |||||||
II | Proposal in connection to the application results from the income account for the fiscal year 2013 | Management | For | For | |||||||
III | Proposal to approve the maximum amount that may be used by the company to repurchase own shares | Management | For | For | |||||||
IV | Appointment of the members of the board of directors of the company once qualified as independent pursuant to article 26 of the securities market law and the determination of their corresponding compensation. Resolutions thereof and election of secretaries | Management | For | For | |||||||
V | Compensation of different committees of the board of directors of the company as well as appointment of the presidents of the audit committee and the corporate practices committee of the company | Management | For | For | |||||||
VI | Designation of delegates | Management | For | For | |||||||
VII | Lecture and approval the act of the meeting | Management | For | For | |||||||
LENNAR CORPORATION | |||||||||||
Security | 526057302 | Meeting Type | Annual | ||||||||
Ticker Symbol | LENB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | US5260573028 | Agenda | 933925856 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | IRVING BOLOTIN | For | For | ||||||||
2 | STEVEN L. GERARD | For | For | ||||||||
3 | THERON I. "TIG" GILLIAM | For | For | ||||||||
4 | SHERRILL W. HUDSON | For | For | ||||||||
5 | R. KIRK LANDON | For | For | ||||||||
6 | SIDNEY LAPIDUS | For | For | ||||||||
7 | STUART A. MILLER | For | For | ||||||||
8 | TERI P. MCCLURE | For | For | ||||||||
9 | JEFFREY SONNENFELD | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
LENNAR CORPORATION | |||||||||||
Security | 526057104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LEN | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | US5260571048 | Agenda | 933925856 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | IRVING BOLOTIN | For | For | ||||||||
2 | STEVEN L. GERARD | For | For | ||||||||
3 | THERON I. "TIG" GILLIAM | For | For | ||||||||
4 | SHERRILL W. HUDSON | For | For | ||||||||
5 | R. KIRK LANDON | For | For | ||||||||
6 | SIDNEY LAPIDUS | For | For | ||||||||
7 | STUART A. MILLER | For | For | ||||||||
8 | TERI P. MCCLURE | For | For | ||||||||
9 | JEFFREY SONNENFELD | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
H.B. FULLER COMPANY | |||||||||||
Security | 359694106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FUL | Meeting Date | 10-Apr-2014 | ||||||||
ISIN | US3596941068 | Agenda | 933926187 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. MICHAEL LOSH | For | For | ||||||||
2 | LEE R. MITAU | For | For | ||||||||
3 | R. WILLIAM VAN SANT | For | For | ||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS H.B. FULLER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2014. | Management | For | For | |||||||
STRAUMANN HOLDING AG, BASEL | |||||||||||
Security | H8300N119 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Apr-2014 | |||||||||
ISIN | CH0012280076 | Agenda | 705026094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1.1 | Approval of the 2013 annual report, the 2013 annual financial statements and the 2013 consolidated financial statements | Management | No Action | ||||||||
1.2 | Approval of the 2013 compensation report | Management | No Action | ||||||||
2 | Vote on the appropriation of available earnings : Dividends of CHF 3.75 per Share | Management | No Action | ||||||||
3 | Discharge of the board of directors | Management | No Action | ||||||||
4 | Amendment of the articles of association | Management | No Action | ||||||||
5.1 | Elections to the board of directors for a one-year term of office: Re-election of Gilbert Achermann as member and chairman | Management | No Action | ||||||||
5.2 | Elections to the board of directors for a one-year term of office: Re-election of Stefan Meister | Management | No Action | ||||||||
5.3 | Elections to the board of directors for a one-year term of office: Re-election of Ulrich Looser | Management | No Action | ||||||||
5.4 | Elections to the board of directors for a one-year term of office: Re-election of Dr. Beat Luethi | Management | No Action | ||||||||
5.5 | Elections to the board of directors for a one-year term of office: Re-election of Dr. Sebastian Burckhardt | Management | No Action | ||||||||
5.6 | Elections to the board of directors for a one-year term of office: Re-election of Roland Hess | Management | No Action | ||||||||
5.7 | Elections to the board of directors for a one-year term of office: Re-election of Dr. H.C. Thomas Straumann | Management | No Action | ||||||||
6.1 | Elections to the compensation committee for a one-year term of office: Stefan Meister | Management | No Action | ||||||||
6.2 | Elections to the compensation committee for a one-year term of office: Ulrich Looser | Management | No Action | ||||||||
6.3 | Elections to the compensation committee for a one-year term of office: Dr. Beat Luethi | Management | No Action | ||||||||
7 | Approval of the total amount of the maximum compensation of the board of directors for its next term of office | Management | No Action | ||||||||
8.1 | Approval of the total amount of the maximum fixed compensation of the executive management for the period from April 1, 2014 to March 31, 2015 | Management | No Action | ||||||||
8.2 | Approval of the variable long-term compensation components of the executive management for the current business year | Management | No Action | ||||||||
9 | Election of Neovius Schlager and partner as independent voting representative for a one-year term of office | Management | No Action | ||||||||
10 | Election of Ernst and Young AG as external auditors for a one-year term of office | Management | No Action | ||||||||
11 | Ad-hoc | Management | No Action | ||||||||
CMMT | 18 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
OTTER TAIL CORPORATION | |||||||||||
Security | 689648103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OTTR | Meeting Date | 14-Apr-2014 | ||||||||
ISIN | US6896481032 | Agenda | 933926240 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN D. ERICKSON | For | For | ||||||||
2 | NATHAN I. PARTAIN | For | For | ||||||||
3 | JAMES B. STAKE | For | For | ||||||||
2. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PROVIDED TO THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO ADOPT THE 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | Management | For | For | |||||||
GAM HOLDING AG, ZUERICH | |||||||||||
Security | H2878E106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Apr-2014 | |||||||||
ISIN | CH0102659627 | Agenda | 705058887 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 297336 DUE TO ADDITION OF-RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRA- DE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||
1 | Approval of annual report, parent company's and consolidated financial statements for the year 2013, notice of the reports of the Statutory Auditors | Management | No Action | ||||||||
2 | Appropriation of retained earnings and of capital contribution reserve : Dividends of CHF 0.65 per share | Management | No Action | ||||||||
3 | Discharge of the members of the Board of Directors and the Group Management Board | Management | No Action | ||||||||
4 | Capital reduction by cancellation of shares and related amendment to the Articles of Incorporation: Article 3.1 and 3.2 of the Articles of Incorporation | Management | No Action | ||||||||
5.1 | Re-election of Mr Johannes A. de Gier, and election as Chairman of the Board of Directors | Management | No Action | ||||||||
5.2 | Re-election of Mr Daniel Daeniker to the Board of Directors | Management | No Action | ||||||||
5.3 | Re-election of Mr Dieter A. Enkelmann to the Board of Directors | Management | No Action | ||||||||
5.4 | Re-election of Mr Diego du Monceau to the Board of Directors | Management | No Action | ||||||||
5.5 | Re-election of Mr Hugh Scott-Barrett to the Board of Directors | Management | No Action | ||||||||
5.6 | Re-election of Ms Tanja Weiher to the Board of Directors | Management | No Action | ||||||||
6.1 | Election of Mr Dieter A. Enkelmann to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
6.2 | Election of Mr Daniel Daeniker to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
6.3 | Election of Mr Diego du Monceau to the Compensation Committee of the Board of Directors | Management | No Action | ||||||||
7 | Appointment of the Statutory Auditors: KPMG AG, Zurich | Management | No Action | ||||||||
8 | Election of the Independent Proxy: Mr Tobias Rohner, attorney-at-law, Bill Isenegger Ackermann AG, Witikonerstrasse 61, 8032 Zurich | Management | No Action | ||||||||
9 | Additional and/or counter-proposals | Management | No Action | ||||||||
CMMT | 25 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AM-OUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 298618 PLEASE DO NOT REV-OTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRUCTIONS. | Non-Voting | |||||||||
M&T BANK CORPORATION | |||||||||||
Security | 55261F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTB | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US55261F1049 | Agenda | 933931479 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRENT D. BAIRD | For | For | ||||||||
2 | C. ANGELA BONTEMPO | For | For | ||||||||
3 | ROBERT T. BRADY | For | For | ||||||||
4 | T.J. CUNNINGHAM III | For | For | ||||||||
5 | MARK J. CZARNECKI | For | For | ||||||||
6 | GARY N. GEISEL | For | For | ||||||||
7 | JOHN D. HAWKE, JR. | For | For | ||||||||
8 | PATRICK W.E. HODGSON | For | For | ||||||||
9 | RICHARD G. KING | For | For | ||||||||
10 | JORGE G. PEREIRA | For | For | ||||||||
11 | MELINDA R. RICH | For | For | ||||||||
12 | ROBERT E. SADLER, JR. | For | For | ||||||||
13 | HERBERT L. WASHINGTON | For | For | ||||||||
14 | ROBERT G. WILMERS | For | For | ||||||||
2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
KAMAN CORPORATION | |||||||||||
Security | 483548103 | Meeting Type | Annual | ||||||||
Ticker Symbol | KAMN | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US4835481031 | Agenda | 933927189 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | BRIAN E. BARENTS | For | For | ||||||||
2 | GEORGE E. MINNICH | For | For | ||||||||
3 | THOMAS W. RABAUT | For | For | ||||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
FIRSTMERIT CORPORATION | |||||||||||
Security | 337915102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FMER | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US3379151026 | Agenda | 933928939 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LIZABETH A. ARDISANA | For | For | ||||||||
2 | STEVEN H. BAER | For | For | ||||||||
3 | KAREN S. BELDEN | For | For | ||||||||
4 | R. CARY BLAIR | For | For | ||||||||
5 | JOHN C. BLICKLE | For | For | ||||||||
6 | ROBERT W. BRIGGS | For | For | ||||||||
7 | RICHARD COLELLA | For | For | ||||||||
8 | ROBERT S. CUBBIN | For | For | ||||||||
9 | GINA D. FRANCE | For | For | ||||||||
10 | PAUL G. GREIG | For | For | ||||||||
11 | TERRY L. HAINES | For | For | ||||||||
12 | J.M. HOCHSCHWENDER | For | For | ||||||||
13 | CLIFFORD J. ISROFF | For | For | ||||||||
14 | PHILIP A. LLOYD II | For | For | ||||||||
15 | RUSS M. STROBEL | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF FIRSTMERIT'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
WADDELL & REED FINANCIAL, INC. | |||||||||||
Security | 930059100 | Meeting Type | Annual �� | ||||||||
Ticker Symbol | WDR | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US9300591008 | Agenda | 933934564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHARILYN S. GASAWAY | For | For | ||||||||
2 | ALAN W. KOSLOFF | For | For | ||||||||
3 | JERRY W. WALTON | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED, TO (A) INCREASE THE ANNUAL INDIVIDUAL LIMITS WITH RESPECT TO AWARDS, (B) EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2019, AND (C) RESUBMIT FOR STOCKHOLDER APPROVAL THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
SONOCO PRODUCTS COMPANY | |||||||||||
Security | 835495102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SON | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US8354951027 | Agenda | 933937231 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | H.A. COCKRELL | For | For | ||||||||
2 | B.J. MCGARVIE | For | For | ||||||||
3 | J.M. MICALI | For | For | ||||||||
4 | L.W. NEWTON | For | For | ||||||||
5 | M.D. OKEN | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
EMBRAER S.A. | |||||||||||
Security | 29082A107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ERJ | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US29082A1079 | Agenda | 933957360 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | RECEIVE MANAGEMENT ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
2. | DECIDE ON THE ALLOCATION OF NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 AND THE DISTRIBUTION OF DIVIDENDS | Management | For | For | |||||||
3. | ELECT THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For | |||||||
4. | FIX THE AGGREGATE ANNUAL COMPENSATION OF THE COMPANY'S MANAGERS AND THE MEMBERS OF THE COMMITTEES OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
5. | FIX THE REMUNERATION OF THE MEMBERS OF THE FISCAL COUNCIL | Management | For | For | |||||||
YOOX S.P.A., ZOLA PREDOSA | |||||||||||
Security | T9846S106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | |||||||||
ISIN | IT0003540470 | Agenda | 705043684 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
O.1 | The financial statements of YOOX S.p.A. for the year ended 31 December 2013; Directors' Report; Report of the Board of Statutory Auditors pursuant to article 153 of Legislative Decree 58/1998 and the Independent Auditors' Report. Proposal for the allocation of income. Presentation of the consolidated financial statements for the year ended 31 December 2013. Presentation of the Sustainability Report. Related and consequent resolutions | Management | For | For | |||||||
O.2 | Remuneration Report pursuant to Art. 123-ter of Legislative Decree 58/1998 | Management | For | For | |||||||
O.3 | Stock Option Plan comprising ordinary shares of YOOX S.p.A. reserved, as a result of the lapse of 10,946 options corresponding to 569,192 shares of the previous 2009 - 2014 Stock Option Plan, exclusively for employees of YOOX S.p.A. and its subsidiaries; Related and consequent resolutions | Management | For | For | |||||||
O.4 | Authorisation to buy and sell treasury shares, pursuant to the combined provisions of articles 2357 and 2357-ter of the Italian Civil Code, and article 132 of Legislative Decree 58/1998 and the relevant implementing provisions; related and consequent resolutions | Management | For | For | |||||||
E.1 | Proposal to increase share capital, through payment in cash in one or more tranches, by a maximum of Euro 5,000.00 to be allocated to the share capital by issuing 500,000 new shares with no nominal value, excluding option rights pursuant to art. 2441, paragraph 8 of the Italian Civil Code, to be offered in subscription - as a result of the lapse of 10,946 options corresponding to 569,192 shares of the previous 2009 - 2014 Stock Option Plan - exclusively to the employees of YOOX S.p.A., and its subsidiaries as the beneficiaries of the Stock Option Plan; resulting amendment to art. 5 of the Company's articles of association; Related and consequent resolutions | Management | For | For | |||||||
CMMT | 20 MAR 2014: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLIC-KING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101-/NPS_197548.PDF | Non-Voting | |||||||||
PARMALAT SPA, COLLECCHIO | |||||||||||
Security | T7S73M107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 17-Apr-2014 | |||||||||
ISIN | IT0003826473 | Agenda | 705093019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 299494 DUE TO ADDITION OF-RESOLUTIONS O.3.6, O.3.7 AND SPLITTING OF RESOLUTIONS O.1 AND E.1 AND DELETION-OF RESOLUTION O.4.2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISRE-GARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_195429.P-DF | Non-Voting | |||||||||
E.1.1 | AMENDMENTS TO ARTICLES 11 (BOARD OF DIRECTORS), 12 (REQUIREMENTS OF INDEPENDENT DIRECTORS) , 18 (COMMITTEES), 19 (DIRECTORS' EMOLUMENTS) AND 21 (INTERNAL AUDITORS) OF THE BYLAWS. RESOLUTIONS RELATED THERETO | Management | Against | Against | |||||||
E.1.2 | PROPOSAL TO AUTHORIZE THE LEGAL REPRESENTATIVES IN OFFICE AT ANY GIVEN TIME TO DISCHARGE THE FORMALITIES REQUIRED TO RECORD THESE RESOLUTIONS IN THE COMPANY REGISTER, WITH THE POWER TO INTRODUCE ANY NONSUBSTANTIVE AMENDMENTS, CHANGES OR ADDITIONS THAT MAY BE NECESSARY FOR THE ABOVEMENTIONED PURPOSE OR REQUESTED BY THE RELEVANT AUTHORITIES, INCLUDING UPON REGISTRATION, AND, IN GENERAL, TO TAKE ANY ACTION THAT MAY BE NECESSARY FOR THE FULL IMPLEMENTATION OF THE ABOVEMENTIONED RESOLUTIONS, WITH ANY AND ALL POWERS NECESSARY OR APPROPRIATE FOR SUCH PURPOSE, NONE EXCLUDED AND EXCEPTED | Management | Against | Against | |||||||
O.1.1 | TO APPROVE THE BALANCE SHEET, THE INCOME STATEMENT AND THE FINANCIAL EXPLANATORY NOTE AS OF 31 DECEMBER 2013 AND THE RELATED REPORT ON MANAGEMENT ACTIVITY | Management | Abstain | Against | |||||||
O.1.2 | TO PROPOSE PROFITS ALLOCATION. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.2 | TO APPROVE THE REWARDING POLICY. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF DIRECTO-RS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ-UIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | Non-Voting | |||||||||
O31.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF DIRECTORS: LIST PRESENTED BY "FIDELITY FUNDS", "GABELLI FUNDS LLC", "SETANTA ASSET MANAGEMENT LIMITED" AND "AMBER GLOBAL OPPORTUNITIES MASTER FUND LTD" REPRESENTING 2.969PCT OF COMPANY STOCK CAPITAL: UMBERTO MOSETTI, ANTONIO ARISTIDE MASTRANGELO, FRANCESCO DI CARLO AND CRISTINA PAGNI | Shareholder | For | Against | |||||||
O31.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF DIRECTORS: LIST PRESENTED BY SOFIL S.A.S.-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE S.A.S.: GABRIELLA CHERSICLA, ANTONIO LINO SALA, RICCARDO PEROTTA, PATRICE GASSENBACH, PAOLO FRANCESCO LAZZATI, LAURA GUALTIERI, ELENA VASCO, GINO MARIA CARLO SCARPELLINI, ANGELA GAMBA, NICOLO DUBINI AND FRANCESCO DORI | Shareholder | No Action | ||||||||
O.3.2 | TO STATE DIRECTORS' NUMBER | Management | Abstain | Against | |||||||
O.3.3 | TO STATE DIRECTORS' TERM OF OFFICE | Management | Abstain | Against | |||||||
O.3.4 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | Abstain | Against | |||||||
O.3.5 | TO STATE DIRECTORS' EMOLUMENT | Management | Abstain | Against | |||||||
O.3.6 | AMOUNT OF THE ADDITIONAL VARIABLE COMPENSATION TO THE DIRECTORS WHO SERVE ON BOARD COMMITTEES | Management | Abstain | Against | |||||||
O.3.7 | EFFECTIVENESS OF THE RESOLUTIONS ADOPTED BY THE ORDINARY SHAREHOLDERS REGARDING THE ELECTION OF THE BOARD OF DIRECTORS AND ITS COMPENSATION CONDITIONAL ON THE EFFECTIVENESS OF THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS' MEETING CONVENED IN EXTRAORDINARY SESSION (AND, CONSEQUENTLY, ON THE RECORDING THEREOF IN THE PARMA COMPANY REGISTER) | Management | Against | Against | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS-RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEET-ING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 O-F THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN. THA-NK YOU. | Non-Voting | |||||||||
O41.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF INTERNAL AUDITORS AND ITS CHAIRMAN: LIST PRESENTED BY "FIDELITY FUNDS", "GABELLI FUNDS LLC", "SETANTA ASSET MANAGEMENT LIMITED" AND "AMBER GLOBAL OPPORTUNITIES MASTER FUND LTD" REPRESENTING 2.969PCT OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITOR: MICHELE RUTIGLIANO, ALTERNATE AUDITOR: MARCO PEDRETTI | Shareholder | For | Against | |||||||
O41.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: ELECTION OF INTERNAL AUDITORS AND ITS CHAIRMAN: LIST PRESENTED BY SOFIL S.A.S.-SOCIETE POUR LE FINANCEMENT DE L'INDUSTRIE LATIERE S.A.S.: EFFECTIVE AUDITORS: GIORGIO LOLI, ALESSANDRA STABILINI, NICOLA GIOVANNI IBERATI, ALTERNATE AUDITOR: SAVERIO BOZZOLAN AND BARBARA TADOLINI | Shareholder | Against | For | |||||||
O.4.2 | TO STATE INTERNAL AUDITORS' EMOLUMENT | Management | For | For | |||||||
CMMT | 02 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTIONS O41.1 and O41.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:-305455 PLEASE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR I-NSTRUCTIONS | Non-Voting | |||||||||
INNOVATIVE SOLUTIONS AND SUPPORT, INC. | |||||||||||
Security | 45769N105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ISSC | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US45769N1054 | Agenda | 933922266 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GLEN R. BRESSNER | For | For | ||||||||
2 | ROBERT MITTELSTAEDT, JR | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | Management | For | For | |||||||
PATTERSON-UTI ENERGY, INC. | |||||||||||
Security | 703481101 | Meeting Type | Annual | ||||||||
Ticker Symbol | PTEN | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US7034811015 | Agenda | 933928117 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK S. SIEGEL | For | For | ||||||||
2 | KENNETH N. BERNS | For | For | ||||||||
3 | CHARLES O. BUCKNER | For | For | ||||||||
4 | MICHAEL W. CONLON | For | For | ||||||||
5 | CURTIS W. HUFF | For | For | ||||||||
6 | TERRY H. HUNT | For | For | ||||||||
7 | CLOYCE A. TALBOTT | For | For | ||||||||
2. | APPROVAL OF THE PATTERSON-UTI ENERGY, INC. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON PATTERSON-UTI'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
GENTING SINGAPORE PLC | |||||||||||
Security | G3825Q102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Apr-2014 | |||||||||
ISIN | GB0043620292 | Agenda | 705086343 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To approve the payment of Directors' fees of SGD 835,500 (2012: SGD 594,000) for the financial year ended 31 December 2013 | Management | For | For | |||||||
2 | To re-elect the following person as Directors of the Company pursuant to Article 16.6 of the Articles of Association of the Company: Tan Sri Lim Kok Thay | Management | For | For | |||||||
3 | To re-elect the following person as Directors of the Company pursuant to Article 16.6 of the Articles of Association of the Company: Mr Koh Seow Chuan | Management | For | For | |||||||
4 | To re-appoint PricewaterhouseCoopers LLP, Singapore as Auditor of the Company and to authorise the Directors to fix their Remuneration | Management | For | For | |||||||
5 | To declare a final tax exempt (one-tier) dividend of SGD 0.01 per ordinary share for the financial year ended 31 December 2013 | Management | For | For | |||||||
6 | Proposed Share Issue Mandate | Management | For | For | |||||||
7 | Proposed Renewal of the General Mandate for Interested Person Transactions | Management | For | For | |||||||
8 | Proposed Renewal of Share Buy-Back Mandate | Management | For | For | |||||||
9 | Proposed Amendment to the Company's Articles of Association | Management | For | For | |||||||
CYTEC INDUSTRIES INC. | |||||||||||
Security | 232820100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CYT | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US2328201007 | Agenda | 933930605 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SHANE D. FLEMING | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RAYMOND P. SHARPE | Management | For | For | |||||||
2. | RATIFICATION OF KPMG LLP AS THE COMPANY'S AUDITORS FOR 2014. | Management | For | For | |||||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
FEDERAL SIGNAL CORPORATION | |||||||||||
Security | 313855108 | Meeting Type | Annual | ||||||||
Ticker Symbol | FSS | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US3138551086 | Agenda | 933930693 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | JAMES E. GOODWIN | For | For | ||||||||
2 | PAUL W. JONES | For | For | ||||||||
3 | BONNIE C. LIND | For | For | ||||||||
4 | DENNIS J. MARTIN | For | For | ||||||||
5 | RICHARD R. MUDGE | For | For | ||||||||
6 | WILLIAM F. OWENS | For | For | ||||||||
7 | BRENDA L. REICHELDERFER | For | For | ||||||||
8 | JOHN L. WORKMAN | For | For | ||||||||
2 | APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3 | RATIFY DELOITTE & TOUCHE LLP AS FEDERAL SIGNAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
SHENANDOAH TELECOMMUNICATIONS COMPANY | |||||||||||
Security | 82312B106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHEN | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US82312B1061 | Agenda | 933930895 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DOUGLAS C. ARTHUR | For | For | ||||||||
2 | TRACY FITZSIMMONS | For | For | ||||||||
3 | JOHN W. FLORA | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO CONSIDER AND APPROVE, IN A NON- BINDING VOTE, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE COMPANY'S 2014 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
STRYKER CORPORATION | |||||||||||
Security | 863667101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SYK | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US8636671013 | Agenda | 933932546 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: HOWARD E. COX, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SRIKANT M. DATAR, PH.D. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALLAN C. GOLSTON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM U. PARFET | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RONDA E. STRYKER | Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
CEPHEID | |||||||||||
Security | 15670R107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPHD | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US15670R1077 | Agenda | 933935061 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROBERT J. EASTON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: HOLLINGS C. RENTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GLENN D. STEELE, JR. | Management | For | For | |||||||
2. | TO APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000. | Management | For | For | |||||||
3. | TO AMEND CEPHEID'S 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF CEPHEID'S COMMON STOCK RESERVED FOR ISSUANCE BY 3,300,000 SHARES AND TO INCREASE THE PRE-DETERMINED AMOUNT OF STOCK OPTION EQUIVALENTS GRANTED TO OUR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5. | TO APPROVE A NON-BINDING RESOLUTION ON CEPHEID'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
THE RYLAND GROUP, INC. | |||||||||||
Security | 783764103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RYL | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US7837641031 | Agenda | 933936354 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM L. JEWS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: NED MANSOUR | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT E. MELLOR | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: NORMAN J. METCALFE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LARRY T. NICHOLSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS W. TOOMEY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT G. VAN SCHOONENBERG | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION PROGRAM FOR RYLAND'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
MARINE PRODUCTS CORPORATION | |||||||||||
Security | 568427108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MPX | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US5684271084 | Agenda | 933941103 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R. RANDALL ROLLINS | For | For | ||||||||
2 | HENRY B. TIPPIE | For | For | ||||||||
3 | JAMES B. WILLIAMS | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
3. | TO APPROVE THE PROPOSED 2014 STOCK INCENTIVE PLAN | Management | For | For | |||||||
4. | TO HOLD A NONBINDING VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
5. | TO HOLD A NONBINDING VOTE REGARDING THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
ROLLINS, INC. | |||||||||||
Security | 775711104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROL | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US7757111049 | Agenda | 933941278 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R. RANDALL ROLLINS | For | For | ||||||||
2 | HENRY B. TIPPIE | For | For | ||||||||
3 | JAMES B. WILLIAMS | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2014. | Management | For | For | |||||||
3. | TO HOLD A NONBINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
RPC, INC. | |||||||||||
Security | 749660106 | Meeting Type | Annual | ||||||||
Ticker Symbol | RES | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US7496601060 | Agenda | 933942840 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R. RANDALL ROLLINS | For | For | ||||||||
2 | HENRY B. TIPPIE | For | For | ||||||||
3 | JAMES B. WILLIAMS | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
3. | TO APPROVE THE PROPOSED 2014 STOCK INCENTIVE PLAN | Management | For | For | |||||||
4. | TO HOLD A NONBINDING VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
5. | TO VOTE ON THE STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY ISSUE A SUSTAINABILITY REPORT | Shareholder | Against | For | |||||||
CHURCHILL DOWNS INCORPORATED | |||||||||||
Security | 171484108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHDN | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US1714841087 | Agenda | 933947674 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. FEALY | Withheld | Against | ||||||||
2 | DANIEL P. HARRINGTON | Withheld | Against | ||||||||
2. | PROPOSAL TO AMEND THE CHURCHILL DOWNS INCORPORATED 2007 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 1.8 MILLION SHARES. | Management | Against | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BIO-RAD LABORATORIES, INC. | |||||||||||
Security | 090572207 | Meeting Type | Annual | ||||||||
Ticker Symbol | BIO | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US0905722072 | Agenda | 933960759 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: LOUIS DRAPEAU | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT M. MALCHIONE | Management | For | For | |||||||
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | |||||||
3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE BIO-RAD LABORATORIES, INC. 2007 INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER BY 600,000 AND AMEND THE PERFORMANCE CRITERIA INCLUDED THEREUNDER. | Management | For | For | |||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TENNANT COMPANY | |||||||||||
Security | 880345103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TNC | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US8803451033 | Agenda | 933928686 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CAROL S. EICHER | For | For | ||||||||
2 | DAVID MATHIESON | For | For | ||||||||
3 | DONAL L. MULLIGAN | For | For | ||||||||
4 | STEPHEN G. SHANK | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
NCR CORPORATION | |||||||||||
Security | 62886E108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NCR | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US62886E1082 | Agenda | 933930629 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD L. CLEMMER | For | For | ||||||||
2 | KURT P. KUEHN | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE DIRECTORS' PROPOSAL TO AMEND THE CHARTER OF THE COMPANY TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS OF THE COMPANY AND PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS ELECTED AT OR AFTER THE COMPANY'S 2015 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | For | |||||||
AEGION CORPORATION | |||||||||||
Security | 00770F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | AEGN | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US00770F1049 | Agenda | 933933675 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. JOSEPH BURGESS | For | For | ||||||||
2 | STEPHEN P. CORTINOVIS | For | For | ||||||||
3 | STEPHANIE A. CUSKLEY | For | For | ||||||||
4 | CHARLES R. GORDON | For | For | ||||||||
5 | JUANITA H. HINSHAW | For | For | ||||||||
6 | M. RICHARD SMITH | For | For | ||||||||
7 | ALFRED L. WOODS | For | For | ||||||||
8 | PHILLIP D. WRIGHT | For | For | ||||||||
2 | TO APPROVE AN ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
TEXTRON INC. | |||||||||||
Security | 883203101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TXT | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US8832031012 | Agenda | 933935097 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KATHLEEN M. BADER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES T. CONWAY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: IVOR J. EVANS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PAUL E. GAGNE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DAIN M. HANCOCK | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JAMES L. ZIEMER | Management | For | For | |||||||
2. | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | |||||||
WOLVERINE WORLD WIDE, INC. | |||||||||||
Security | 978097103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWW | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US9780971035 | Agenda | 933938827 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM K. GERBER | For | For | ||||||||
2 | BLAKE W. KRUEGER | For | For | ||||||||
3 | NICHOLAS T. LONG | For | For | ||||||||
4 | MICHAEL A. VOLKEMA | For | For | ||||||||
2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | AN ADVISORY RESOLUTION APPROVING COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
CRACKER BARREL OLD COUNTRY STORE INC | |||||||||||
Security | 22410J106 | Meeting Type | Contested-Special | ||||||||
Ticker Symbol | CBRL | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US22410J1060 | Agenda | 933945389 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY BIGLARI CAPITAL REQUESTING THE BOARD TO IMMEDIATELY PURSUE ALL POTENTIAL EXTRAORDINARY TRANSACTIONS, INCLUDING THE SALE OF THE COMPANY. | Management | Against | For | |||||||
2. | ADVISORY VOTE REGARDING A PROPOSAL PUBLICLY MADE BY BIGLARI CAPITAL REQUESTING THE BOARD TO TAKE ANY ACTION NECESSARY TO AMEND THE TENNESSEE BUSINESS CORPORATION ACT TO PERMIT BIGLARI CAPITAL TO ENGAGE IN AN EXTRAORDINARY TRANSACTION WITH THE COMPANY. | Management | Against | For | |||||||
DOVER MOTORSPORTS, INC. | |||||||||||
Security | 260174107 | Meeting Type | Annual | ||||||||
Ticker Symbol | DVD | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US2601741075 | Agenda | 933958754 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENIS MCGLYNN | For | For | ||||||||
2 | JEFFREY W. ROLLINS | For | For | ||||||||
3 | TIMOTHY R. HORNE | For | For | ||||||||
2. | APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
DOVER DOWNS GAMING & ENTERTAINMENT, INC. | |||||||||||
Security | 260095104 | Meeting Type | Annual | ||||||||
Ticker Symbol | DDE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US2600951048 | Agenda | 933958766 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENIS MCGLYNN | For | For | ||||||||
2 | JEFFREY W. ROLLINS | For | For | ||||||||
3 | TIMOTHY R. HORNE | For | For | ||||||||
LEXICON PHARMACEUTICALS, INC. | |||||||||||
Security | 528872104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LXRX | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5288721047 | Agenda | 933928270 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SAMUEL L. BARKER, PH.D. | For | For | ||||||||
2 | CHRISTOPHER J. SOBECKI | For | For | ||||||||
3 | JUDITH L. SWAIN, M.D. | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | RATIFICATION AND APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
POLARIS INDUSTRIES INC. | |||||||||||
Security | 731068102 | Meeting Type | Annual | ||||||||
Ticker Symbol | PII | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US7310681025 | Agenda | 933930439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEVIN M. FARR | For | For | ||||||||
2 | GARY E. HENDRICKSON | For | For | ||||||||
3 | R.M. (MARK) SCHRECK | For | For | ||||||||
4 | WILLIAM G. VAN DYKE | For | For | ||||||||
2. | APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
NEWMARKET CORPORATION | |||||||||||
Security | 651587107 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEU | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US6515871076 | Agenda | 933930592 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: PHYLLIS L. COTHRAN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MARK M. GAMBILL | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRUCE C. GOTTWALD | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: THOMAS E. GOTTWALD | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PATRICK D. HANLEY | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JAMES E. ROGERS | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CHARLES B. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE NEWMARKET CORPORATION 2014 INCENTIVE COMPENSATION AND STOCK PLAN. | Management | For | For | |||||||
NORTHWESTERN CORPORATION | |||||||||||
Security | 668074305 | Meeting Type | Annual | ||||||||
Ticker Symbol | NWE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US6680743050 | Agenda | 933931431 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN P. ADIK | For | For | ||||||||
2 | DOROTHY M. BRADLEY | For | For | ||||||||
3 | E. LINN DRAPER JR. | For | For | ||||||||
4 | DANA J. DYKHOUSE | For | For | ||||||||
5 | JULIA L. JOHNSON | For | For | ||||||||
6 | PHILIP L. MASLOWE | For | For | ||||||||
7 | DENTON LOUIS PEOPLES | For | For | ||||||||
8 | ROBERT C. ROWE | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF EQUITY COMPENSATION PLAN. | Management | For | For | |||||||
4. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
ASTEC INDUSTRIES, INC. | |||||||||||
Security | 046224101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASTE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US0462241011 | Agenda | 933932344 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM D. GEHL | For | For | ||||||||
2 | WILLIAM G. DOREY | For | For | ||||||||
3 | CHARLES F. POTTS | For | For | ||||||||
2. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
JANUS CAPITAL GROUP INC. | |||||||||||
Security | 47102X105 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNS | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US47102X1054 | Agenda | 933932700 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: TIMOTHY K. ARMOUR | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: G. ANDREW COX | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: EUGENE FLOOD, JR. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: J. RICHARD FREDERICKS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DEBORAH R. GATZEK | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SEIJI INAGAKI | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LAWRENCE E. KOCHARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GLENN S. SCHAFER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD M. WEIL | Management | For | For | |||||||
2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | |||||||
DIEBOLD, INCORPORATED | |||||||||||
Security | 253651103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DBD | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US2536511031 | Agenda | 933934653 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PATRICK W. ALLENDER | For | For | ||||||||
2 | ROBERTO ARTAVIA | For | For | ||||||||
3 | BRUCE L. BYRNES | For | For | ||||||||
4 | PHILLIP R. COX | For | For | ||||||||
5 | RICHARD L. CRANDALL | For | For | ||||||||
6 | GALE S. FITZGERALD | For | For | ||||||||
7 | GARY G. GREENFIELD | For | For | ||||||||
8 | ANDREAS W. MATTES | For | For | ||||||||
9 | ROBERT S. PRATHER, JR. | For | For | ||||||||
10 | RAJESH K. SOIN | For | For | ||||||||
11 | HENRY D.G. WALLACE | For | For | ||||||||
12 | ALAN J. WEBER | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4 | TO APPROVE THE DIEBOLD, INCORPORATED 2014 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
5 | TO APPROVE THE DIEBOLD, INCORPORATED AMENDED AND RESTATED 1991 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | Abstain | Against | |||||||
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. | |||||||||||
Security | 808541106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWM | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US8085411069 | Agenda | 933935011 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CLAIRE L. ARNOLD | For | For | ||||||||
2 | HEINRICH FISCHER | For | For | ||||||||
2. | APPROVE THE COMPANY'S ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
MEDIA GENERAL, INC. | |||||||||||
Security | 584404107 | Meeting Type | Annual | ||||||||
Ticker Symbol | MEG | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5844041070 | Agenda | 933935340 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. STEWART BRYAN III | For | For | ||||||||
2 | DIANA F. CANTOR | For | For | ||||||||
3 | H.C. CHARLES DIAO | For | For | ||||||||
4 | DENNIS J. FITZSIMONS | For | For | ||||||||
5 | SOOHYUNG KIM | For | For | ||||||||
6 | GEORGE L. MAHONEY | For | For | ||||||||
7 | MARSHALL N. MORTON | For | For | ||||||||
8 | WYNDHAM ROBERTSON | For | For | ||||||||
9 | HOWARD L. SCHROTT | For | For | ||||||||
10 | KEVIN T. SHEA | For | For | ||||||||
11 | THOMAS J. SULLIVAN | For | For | ||||||||
2. | THE PROPOSED AMENDMENTS TO THE 1995 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
3. | RATIFICATION OF DELOITTE & TOUCHE, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | THE BOARD'S ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
OLIN CORPORATION | |||||||||||
Security | 680665205 | Meeting Type | Annual | ||||||||
Ticker Symbol | OLN | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US6806652052 | Agenda | 933936291 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GRAY G. BENOIST | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: RICHARD M. ROMPALA | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOSEPH D. RUPP | Management | For | For | |||||||
2. | APPROVAL OF THE 2014 LONG TERM INCENTIVE PLAN AND PERFORMANCE MEASURES PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | Against | Against | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING DISCLOSURE OF LOBBYING AND POLITICAL SPENDING. | Shareholder | Against | For | |||||||
T. ROWE PRICE GROUP, INC. | |||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TROW | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US74144T1088 | Agenda | 933936330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A) | ELECTION OF DIRECTOR: MARK S. BARTLETT | Management | For | For | |||||||
1B) | ELECTION OF DIRECTOR: EDWARD C. BERNARD | Management | For | For | |||||||
1C) | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For | |||||||
1D) | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | Management | For | For | |||||||
1E) | ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III | Management | For | For | |||||||
1F) | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | Management | For | For | |||||||
1G) | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | For | For | |||||||
1H) | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | |||||||
1I) | ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | Management | For | For | |||||||
1J) | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | Management | For | For | |||||||
1K) | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | Management | For | For | |||||||
1L) | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | Management | For | For | |||||||
2) | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3) | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
WEIS MARKETS, INC. | |||||||||||
Security | 948849104 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMK | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US9488491047 | Agenda | 933936708 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT F. WEIS | For | For | ||||||||
2 | JONATHAN H. WEIS | For | For | ||||||||
3 | HAROLD G. GRABER | For | For | ||||||||
4 | EDWARD J. LAUTH III | For | For | ||||||||
5 | GERRALD B. SILVERMAN | For | For | ||||||||
6 | GLENN D. STEELE, JR. | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For | |||||||
3. | PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
SENSIENT TECHNOLOGIES CORPORATION | |||||||||||
Security | 81725T100 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | SXT | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US81725T1007 | Agenda | 933942698 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES R HENDERSON | For | For | ||||||||
2 | JAMES E HYMAN | Withheld | Against | ||||||||
3 | STEPHEN E LOUKAS | Withheld | Against | ||||||||
4 | WILLIAM E REDMOND, JR. | For | For | ||||||||
5 | MGT NOM HANK BROWN | Withheld | Against | ||||||||
6 | MGT NOM E H CICHURSKI | Withheld | Against | ||||||||
7 | MGT NOM F M CLYDESDALE | Withheld | Against | ||||||||
8 | MGT NOM P MANNING | For | For | ||||||||
9 | MGT NOM E R WEDRAL | Withheld | Against | ||||||||
2. | THE COMPANY'S PROPOSAL TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | THE COMPANY'S PROPOSAL TO APPROVE THE SENSIENT TECHNOLOGIES CORPORATION INCENTIVE COMPENSATION PLAN FOR ELECTED CORPORATE OFFICERS. | Management | For | For | |||||||
4. | THE COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2014. | Management | For | For | |||||||
THE GORMAN-RUPP COMPANY | |||||||||||
Security | 383082104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GRC | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US3830821043 | Agenda | 933942965 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES C. GORMAN | For | For | ||||||||
2 | JEFFREY S. GORMAN | For | For | ||||||||
3 | M. ANN HARLAN | For | For | ||||||||
4 | THOMAS E. HOAGLIN | For | For | ||||||||
5 | CHRISTOPHER H. LAKE | For | For | ||||||||
6 | KENNETH R. REYNOLDS | For | For | ||||||||
7 | RICK R. TAYLOR | For | For | ||||||||
8 | W. WAYNE WALSTON | For | For | ||||||||
2. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY DURING THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
LINCOLN ELECTRIC HOLDINGS, INC. | |||||||||||
Security | 533900106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LECO | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US5339001068 | Agenda | 933944236 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID H. GUNNING | For | For | ||||||||
2 | G. RUSSELL LINCOLN | For | For | ||||||||
3 | CHRISTOPHER L. MAPES | For | For | ||||||||
4 | PHILLIP J. MASON | For | For | ||||||||
5 | HELLENE S. RUNTAGH | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY OUR BOARD OF DIRECTORS. | Management | For | For | |||||||
CROWN HOLDINGS, INC. | |||||||||||
Security | 228368106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCK | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US2283681060 | Agenda | 933949402 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JENNE K. BRITELL | For | For | ||||||||
2 | JOHN W. CONWAY | For | For | ||||||||
3 | ARNOLD W. DONALD | For | For | ||||||||
4 | WILLIAM G. LITTLE | For | For | ||||||||
5 | HANS J. LOLIGER | For | For | ||||||||
6 | JAMES H. MILLER | For | For | ||||||||
7 | JOSEF M. MULLER | For | For | ||||||||
8 | THOMAS A. RALPH | For | For | ||||||||
9 | CAESAR F. SWEITZER | For | For | ||||||||
10 | JIM L. TURNER | For | For | ||||||||
11 | WILLIAM S. URKIEL | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | TO CONSIDER AND ACT UPON A SHAREHOLDER'S PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, WHICH PROPOSAL THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES. | Shareholder | Against | For | |||||||
5. | TO CONSIDER AND ACT UPON A SHAREHOLDER'S PROPOSAL REGARDING EXECUTIVE RETIREMENT BENEFITS, WHICH PROPOSAL THE BOARD OF DIRECTORS UNANIMOUSLY OPPOSES. | Shareholder | Against | For | |||||||
FIDELITY SOUTHERN CORPORATION | |||||||||||
Security | 316394105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LION | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US3163941053 | Agenda | 933952257 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAMES B. MILLER, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MAJOR GENERAL (RET) DAVID R. BOCKEL | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: WM. MILLARD CHOATE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: DONALD A. HARP, JR. | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: KEVIN S. KING | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: WILLIAM C. LANKFORD, JR. | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: H. PALMER PROCTOR, JR. | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: W. CLYDE SHEPHERD III | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: RANKIN M. SMITH, JR. | Management | For | For | |||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BOYD GAMING CORPORATION | |||||||||||
Security | 103304101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BYD | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US1033041013 | Agenda | 933956813 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. BOUGHNER | For | For | ||||||||
2 | WILLIAM R. BOYD | For | For | ||||||||
3 | WILLIAM S. BOYD | For | For | ||||||||
4 | RICHARD E. FLAHERTY | For | For | ||||||||
5 | THOMAS V. GIRARDI | For | For | ||||||||
6 | MARIANNE BOYD JOHNSON | For | For | ||||||||
7 | BILLY G. MCCOY | For | For | ||||||||
8 | KEITH E. SMITH | For | For | ||||||||
9 | CHRISTINE J. SPADAFOR | For | For | ||||||||
10 | PETER M. THOMAS | For | For | ||||||||
11 | VERONICA J. WILSON | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BIGLARI HOLDINGS INC. | |||||||||||
Security | 08986R101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BH | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US08986R1014 | Agenda | 933965785 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SARDAR BIGLARI | For | For | ||||||||
2 | PHILIP L. COOLEY | For | For | ||||||||
3 | KENNETH R. COOPER | For | For | ||||||||
4 | WILLIAM L. JOHNSON | For | For | ||||||||
5 | JAMES P. MASTRIAN | For | For | ||||||||
6 | RUTH J. PERSON | For | For | ||||||||
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE CORPORATION'S EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE PROXY MATERIALS. | Management | Abstain | Against | |||||||
4. | NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF HOLDING FUTURE SHAREHOLDER ADVISORY VOTES ON THE CORPORATION'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
LITTELFUSE, INC. | |||||||||||
Security | 537008104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LFUS | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US5370081045 | Agenda | 933931140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | T.J. CHUNG | For | For | ||||||||
2 | CARY T. FU | For | For | ||||||||
3 | ANTHONY GRILLO | For | For | ||||||||
4 | GORDON HUNTER | For | For | ||||||||
5 | JOHN E. MAJOR | For | For | ||||||||
6 | WILLIAM P. NOGLOWS | For | For | ||||||||
7 | RONALD L. SCHUBEL | For | For | ||||||||
2. | APPROVE AND RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | APPROVE THE LITTELFUSE, INC. ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
4. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
GRACO INC. | |||||||||||
Security | 384109104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GGG | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3841091040 | Agenda | 933931289 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PATRICK J. MCHALE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LEE R. MITAU | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARTHA A. MORFITT | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
ROWAN COMPANIES PLC | |||||||||||
Security | G7665A101 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDC | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | GB00B6SLMV12 | Agenda | 933935314 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | AN ORDINARY RESOLUTION TO ELECT THOMAS P. BURKE AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
2. | AN ORDINARY RESOLUTION TO ELECT WILLIAM T. FOX III AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
3. | AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM HEARNE AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
4. | AN ORDINARY RESOLUTION TO ELECT LORD MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
5. | AN ORDINARY RESOLUTION TO ELECT JOHN J. QUICKE AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
6. | AN ORDINARY RESOLUTION TO ELECT W. MATT RALLS AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
7. | AN ORDINARY RESOLUTION TO ELECT TORE I. SANDVOLD AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2015. | Management | For | For | |||||||
8. | AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
9. | AN ORDINARY RESOLUTION TO RE-APPOINT DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). | Management | For | For | |||||||
10. | AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | For | |||||||
11. | AN ORDINARY RESOLUTION OF A BINDING VOTE TO APPROVE ROWAN COMPANIES PLC'S DIRECTORS' REMUNERATION POLICY (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
12. | AN ORDINARY RESOLUTION OF A NON- BINDING ADVISORY VOTE TO APPROVE ROWAN COMPANIES PLC'S U.K. STATUTORY IMPLEMENTATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2013 (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
13. | AN ORDINARY RESOLUTION OF A NON- BINDING ADVISORY VOTE TO APPROVE ROWAN COMPANIES PLC'S NAMED EXECUTIVE OFFICER COMPENSATION AS REPORTED IN THIS PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO COMPANIES SUBJECT TO SEC REPORTING REQUIREMENTS UNDER THE SECURITIES AND EXCHANGE ACT OF 1934, AS AMENDED). | Management | Abstain | Against | |||||||
GATX CORPORATION | |||||||||||
Security | 361448103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GMT | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3614481030 | Agenda | 933937510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JAMES B. REAM | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. RITCHIE | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: PAUL G. YOVOVICH | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
WORLD WRESTLING ENTERTAINMENT, INC. | |||||||||||
Security | 98156Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWE | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US98156Q1085 | Agenda | 933937685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VINCENT K. MCMAHON | For | For | ||||||||
2 | STUART U. GOLDFARB | For | For | ||||||||
3 | PATRICIA A. GOTTESMAN | For | For | ||||||||
4 | DAVID KENIN | For | For | ||||||||
5 | JOSEPH H. PERKINS | For | For | ||||||||
6 | FRANK A. RIDDICK, III | For | For | ||||||||
7 | JEFFREY R. SPEED | For | For | ||||||||
2. | APPROVAL OF AMENDED AND RESTATED 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
ALLEGHANY CORPORATION | |||||||||||
Security | 017175100 | Meeting Type | Annual | ||||||||
Ticker Symbol | Y | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US0171751003 | Agenda | 933941280 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: REX D. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: IAN H. CHIPPENDALE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WESTON M. HICKS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JEFFERSON W. KIRBY | Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | Management | For | For | |||||||
3. | SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION. | Management | Abstain | Against | |||||||
LYDALL, INC. | |||||||||||
Security | 550819106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LDL | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US5508191062 | Agenda | 933941925 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DALE G. BARNHART | For | For | ||||||||
2 | KATHLEEN BURDETT | For | For | ||||||||
3 | W. LESLIE DUFFY | For | For | ||||||||
4 | MATTHEW T. FARRELL | For | For | ||||||||
5 | MARC T. GILES | For | For | ||||||||
6 | WILLIAM D. GURLEY | For | For | ||||||||
7 | SUZANNE HAMMETT | For | For | ||||||||
8 | S. CARL SODERSTROM, JR. | For | For | ||||||||
2 | HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3 | RATIFYING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
BADGER METER, INC. | |||||||||||
Security | 056525108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BMI | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US0565251081 | Agenda | 933945959 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD H. DIX | For | For | ||||||||
2 | THOMAS J. FISCHER | For | For | ||||||||
3 | GALE E. KLAPPA | For | For | ||||||||
4 | GAIL A. LIONE | For | For | ||||||||
5 | RICHARD A. MEEUSEN | For | For | ||||||||
6 | ANDREW J. POLICANO | For | For | ||||||||
7 | STEVEN J. SMITH | For | For | ||||||||
8 | TODD J. TESKE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
MYERS INDUSTRIES, INC. | |||||||||||
Security | 628464109 | Meeting Type | Annual | ||||||||
Ticker Symbol | MYE | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US6284641098 | Agenda | 933949793 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VINCENT C. BYRD | For | For | ||||||||
2 | SARAH R. COFFIN | For | For | ||||||||
3 | JOHN B. CROWE | For | For | ||||||||
4 | WILLIAM A. FOLEY | For | For | ||||||||
5 | ROBERT B. HEISLER, JR | For | For | ||||||||
6 | RICHARD P. JOHNSTON | For | For | ||||||||
7 | EDWARD W. KISSEL | For | For | ||||||||
8 | JOHN C. ORR | For | For | ||||||||
9 | ROBERT A. STEFANKO | For | For | ||||||||
10 | DANIEL R. LEE | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
3 | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
FERRO CORPORATION | |||||||||||
Security | 315405100 | Meeting Type | Annual | ||||||||
Ticker Symbol | FOE | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3154051003 | Agenda | 933958615 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD J. HIPPLE | For | For | ||||||||
2 | GREGORY E. HYLAND | For | For | ||||||||
3 | WILLIAM B. LAWRENCE | For | For | ||||||||
2. | APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND THE COMPANY'S AMENDED AND RESTATED CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | Against | Against | |||||||
3. | APPROVAL OF A CONDITIONAL PROPOSAL TO AMEND THE COMPANY'S ELEVENTH AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING. | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
6. | IF PROPERLY PRESENTED, A SHAREHOLDER PROPOSAL. | Management | For | For | |||||||
HARLEY-DAVIDSON, INC. | |||||||||||
Security | 412822108 | Meeting Type | Annual | ||||||||
Ticker Symbol | HOG | Meeting Date | 26-Apr-2014 | ||||||||
ISIN | US4128221086 | Agenda | 933934540 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BARRY K. ALLEN | For | For | ||||||||
2 | R. JOHN ANDERSON | For | For | ||||||||
3 | RICHARD I. BEATTIE | For | For | ||||||||
4 | MICHAEL J. CAVE | For | For | ||||||||
5 | GEORGE H. CONRADES | For | For | ||||||||
6 | DONALD A. JAMES | For | For | ||||||||
7 | SARA L. LEVINSON | For | For | ||||||||
8 | N. THOMAS LINEBARGER | For | For | ||||||||
9 | GEORGE L. MILES, JR. | For | For | ||||||||
10 | JAMES A. NORLING | For | For | ||||||||
11 | KEITH E. WANDELL | For | For | ||||||||
12 | JOCHEN ZEITZ | For | For | ||||||||
2. | APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 INCENTIVE STOCK PLAN. | Management | Against | Against | |||||||
3. | APPROVAL, BY ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING. | Shareholder | Against | For | |||||||
CRANE CO. | |||||||||||
Security | 224399105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CR | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US2243991054 | Agenda | 933937344 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: E. THAYER BIGELOW | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MAX H. MITCHELL | Management | For | For | |||||||
2. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
REGAL-BELOIT CORPORATION | |||||||||||
Security | 758750103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RBC | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US7587501039 | Agenda | 933956243 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. FISCHER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | |||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING JANUARY 3, 2015. | Management | For | For | |||||||
VINA CONCHA Y TORO S.A. | |||||||||||
Security | 927191106 | Meeting Type | Annual | ||||||||
Ticker Symbol | VCO | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US9271911060 | Agenda | 933981676 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORTS FROM THE OUTSIDE AUDITORS FOR THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2013. | Management | For | For | |||||||
2. | DISTRIBUTION OF PROFIT AND DIVIDEND POLICY. | Management | For | For | |||||||
3. | ELECTION OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
4. | TO DESIGNATE OUTSIDE AUDITORS AND RISK RATING AGENCIES FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
5. | TO ESTABLISH THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
6. | TO ESTABLISH THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO ARE MEMBERS OF THE COMMITTEE THAT IS REFERRED TO IN ARTICLE 50 BIS OF IN ARTICLE 50 BIS OF LAW 18,046 AND TO ESTABLISH THE EXPENSE BUDGET FOR THE FUNCTIONING OF THAT COMMITTEE DURING 2014. | Management | For | For | |||||||
7. | TO DETERMINE THE PERIODICAL IN WHICH THE CALL NOTICE FOR THE NEXT GENERAL MEETING OF SHAREHOLDERS WILL BE PUBLISHED. | Management | For | For | |||||||
8. | TO GIVE AN ACCOUNTING OF THE TRANSACTIONS CONDUCTED BY THE COMPANY THAT ARE COVERED BY ARTICLE 146, ET SEQ., OF LAW 18,046. | Management | For | For | |||||||
9. | OTHER MATTERS THAT ARE WITHIN THE AUTHORITY OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For | |||||||
IL SOLE 24 ORE SPA, MILANO | |||||||||||
Security | T52689105 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | IT0004269723 | Agenda | 705087369 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199417.PDF | Non-Voting | |||||||||
O.1 | Financial statements as of 31.12.2013 | Management | For | For | |||||||
O.2 | Appointment of 1 director | Management | For | For | |||||||
O.3 | Remuneration policy | Management | For | For | |||||||
E.1 | Proposal to amend artt. 15,21,22,34,39 of the company bylaws | Management | For | For | |||||||
CMMT | 01 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
IL SOLE 24 ORE SPA, MILANO | |||||||||||
Security | T52689105 | Meeting Type | Special General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | IT0004269723 | Agenda | 705119510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/AR_200510.PDF | Non-Voting | |||||||||
1 | REPORT CONCERNING THE FUND FOR EXPENSES TO FACE THE COMMON INTERESTS OF SPECIAL SHAREHOLDERS | Management | For | For | |||||||
2 | APPOINTMENT OF THE COMMON REPRESENTATIVE OF SPECIAL SHAREHOLDERS | Management | For | For | |||||||
BREMBO SPA, CURNO | |||||||||||
Security | T2204N108 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 29-Apr-2014 | |||||||||
ISIN | IT0001050910 | Agenda | 705138116 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 295413 DUE TO RECEIPT OF S-LATES FOR DIRECTORS AND INTERNAL AUDITORS UNDER RESOLUTION O.4.2 AND O.5.1. AL-L VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SE-COND CALL ON 30 APR 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_196984.P-DF | Non-Voting | |||||||||
O.1 | BREMBO S.P.A.'S BALANCE SHEET AS OF 31 DECEMBER 2013, TOGETHER WITH THE BOARD OF DIRECTORS' REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS' REPORTS AND THE STATEMENT OF THE APPOINTED MANAGER. NET INCOME ALLOCATION AND DIVIDEND DISTRIBUTION. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.2 | BREMBO'S GROUP CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2013, TOGETHER WITH BOARD OF DIRECTORS' REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS' REPORTS AND THE STATEMENT OF THE APPOINTED MANAGER | Management | For | For | |||||||
O.3 | AUTHORIZATION TO BUY AND DISPOSE OF OWN SHARES. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.4.1 | TO STATE THE NUMBER OF DIRECTORS AND THEIR TERM OF OFFICE | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTI-ONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO-VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU. | Non-Voting | |||||||||
O42.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT DIRECTORS, LIST PRESENTED BY THE MAJORITY SHAREHOLDER NUOVA FOURB SRL, REPRESENTING 53.522% OF COMPANY STOCK CAPITAL: ALBERTO BOMBASSEI, CRISTINA BOMBASSEI, MATTEO TIRABOSCHI, ANDREA ABBATI MARESCOTTI, UMBERTO NICODANO, BARBARA BORRA, GIANFELICE ROCCA, GIOVANNA CAVALLINI, GIANCARLO DALLERA, PASQUALE PISTORIO, GIOVANNA DOSSENA | Shareholder | For | Against | |||||||
O42.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT DIRECTORS, LIST PRESENTED BY A GROUPING OF ASSET MANAGEMENT COMPANIES AND INSTITUTIONAL INVESTORS, REPRESENTING 2.11% OF COMPANY STOCK CAPITAL: BIANCA MARIA MARTINELLI, PAOLA SCHWIZER | Shareholder | No Action | ||||||||
O.4.3 | TO APPOINT DIRECTORS' CHAIRMAN AND VICE-CHAIRMAN | Management | For | For | |||||||
O.4.4 | TO STATE DIRECTOR'S OVERALL EMOLUMENT FOR EACH YEAR OF THEIR OFFICE | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS-RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEET-ING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 O-F THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THAN-K YOU. | Non-Voting | |||||||||
O51.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATE AUDITORS, LIST PRESENTED BY THE MAJORITY SHAREHOLDER NUOVA FOURB SRL, REPRESENTING 53.522% OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITORS: SERGIO PIVATO, MILENA T. MOTTA, MARIO TAGLIAFERRI; ALTERNATE AUDITORS: MARCO SALVATORE, LAURA GUAZZONI | Shareholder | Against | For | |||||||
O51.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO APPOINT THREE EFFECTIVE AUDITORS AND TWO ALTERNATE AUDITORS, LIST PRESENTED BY A GROUPING OF ASSET MANAGEMENT COMPANIES AND INSTITUTIONAL INVESTORS, REPRESENTING 2.11% OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITOR: RAFFAELLA PAGANI; ALTERNATE AUDITOR: MYRIAM AMATO | Shareholder | Against | For | |||||||
O.5.2 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | For | For | |||||||
O.5.3 | TO STATE AUDITORS' OVERALL EMOLUMENT FOR EACH YEAR OF THEIR OFFICE | Management | For | For | |||||||
O.6 | ANALYSIS OF BREMBO S.P.A.'S REWARDING REPORT. RESOLUTIONS AS PER ART. 123- TER OF TUF | Management | For | For | |||||||
E.1 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE COMPANY STOCK CAPITAL, WITHOUT OPTION RIGHT, AS PER ARTICLES 2443 AND 2441, ITEM 4, SECOND SENTENCE, OF THE ITALIAN CIVIL CODE. AMENDMENT OF ART. 5 (STOCK CAPITAL) OF THE BYLAWS. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
MVC CAPITAL, INC. | |||||||||||
Security | 553829102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MVC | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US5538291023 | Agenda | 933931277 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EMILIO DOMINIANNI | For | For | ||||||||
2 | PHILLIP GOLDSTEIN | For | For | ||||||||
3 | GERALD HELLERMAN | For | For | ||||||||
4 | WARREN HOLTSBERG | For | For | ||||||||
5 | ROBERT KNAPP | For | For | ||||||||
6 | WILLIAM TAYLOR | For | For | ||||||||
7 | MICHAEL TOKARZ | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | For | |||||||
AMPCO-PITTSBURGH CORPORATION | |||||||||||
Security | 032037103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AP | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0320371034 | Agenda | 933936277 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES J. ABEL | For | For | ||||||||
2 | WILLIAM K. LIEBERMAN | For | For | ||||||||
3 | STEPHEN E. PAUL | For | For | ||||||||
4 | CARL H. PFORZHEIMER III | For | For | ||||||||
5 | MICHAEL I. GERMAN | For | For | ||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
PACCAR INC | |||||||||||
Security | 693718108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCAR | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US6937181088 | Agenda | 933936328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: MARK A. SCHULZ | Management | For | For | |||||||
2. | RESTRICTED STOCK AND DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | Against | For | |||||||
VALMONT INDUSTRIES, INC. | |||||||||||
Security | 920253101 | Meeting Type | Annual | ||||||||
Ticker Symbol | VMI | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US9202531011 | Agenda | 933937281 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MOGENS C. BAY | For | For | ||||||||
2 | WALTER SCOTT, JR. | For | For | ||||||||
3 | CLARK T. RANDT, JR. | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2014. | Management | For | For | |||||||
RTI SURGICAL, INC. | |||||||||||
Security | 74975N105 | Meeting Type | Annual | ||||||||
Ticker Symbol | RTIX | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US74975N1054 | Agenda | 933938257 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER F. GEAREN, M.D. | For | For | ||||||||
2 | ADRIAN J.R. SMITH | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY ON PAY VOTE"). | Management | Abstain | Against | |||||||
EARTHLINK HOLDINGS CORP. | |||||||||||
Security | 27033X101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ELNK | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | Agenda | 933938423 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SUSAN D. BOWICK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSEPH F. EAZOR | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DAVID A. KORETZ | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KATHY S. LANE | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: GARRY K. MCGUIRE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: R. GERARD SALEMME | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JULIE A. SHIMER, PH.D | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: M. WAYNE WISEHART | Management | For | For | |||||||
2. | THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | THE APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REVISE THE ADVANCE NOTICE REQUIREMENTS FOR SHAREHOLDER NOMINATIONS. | Management | Against | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5. | SUCH OTHER MATTER OR MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF. | Management | Abstain | Against | |||||||
TESORO CORPORATION | |||||||||||
Security | 881609101 | Meeting Type | Annual | ||||||||
Ticker Symbol | TSO | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US8816091016 | Agenda | 933941052 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: RODNEY F. CHASE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GREGORY J. GOFF | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID LILLEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARY PAT MCCARTHY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: J.W. NOKES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SUSAN TOMASKY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL E. WILEY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: PATRICK Y. YANG | Management | For | For | |||||||
2. | TO CONDUCT AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
BLACK HILLS CORPORATION | |||||||||||
Security | 092113109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BKH | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0921131092 | Agenda | 933946038 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID R. EMERY | For | For | ||||||||
2 | REBECCA B. ROBERTS | For | For | ||||||||
3 | WARREN L. ROBINSON | For | For | ||||||||
4 | JOHN B. VERING | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CAPITAL PROPERTIES, INC. | |||||||||||
Security | 140430109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPTP | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US1404301095 | Agenda | 933946646 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ALFRED J. CORSO | For | For | ||||||||
2 | ROBERT H. EDER | For | For | ||||||||
3 | HARRIS N. ROSEN | For | For | ||||||||
4 | CRAIG M. SCOTT | For | For | ||||||||
5 | TODD D. TURCOTTE | For | For | ||||||||
DAVIDE CAMPARI - MILANO SPA, MILANO | |||||||||||
Security | T24091117 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0003849244 | Agenda | 705091685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_199413.PDF | Non-Voting | |||||||||
1 | BALANCE SHEET AS OF 31 DECEMBER 2013 AND RESOLUTIONS RELATED THERE TO | Management | For | For | |||||||
2 | TO APPROVE THE REWARDING REPORT AS PER ARTICLE 123-TER OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
3 | TO APPROVE THE STOCK OPTION PLAN AS PER ARTICLE 114-BIS OF THE LEGISLATIVE DECREE NO 58/98 | Management | For | For | |||||||
4 | TO AUTHORIZE THE PURCHASE AND/OR DISPOSAL OF OWN SHARES | Management | For | For | |||||||
SORIN SPA, MILANO | |||||||||||
Security | T8782F102 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0003544431 | Agenda | 705092435 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
O.1 | Balance sheet as of 31 December 2013 and report on management's activity, resolutions related thereto | Management | For | For | |||||||
O.2 | Rewarding report as per art. 123-ter of TUF and art. 84-quater of Issuers Regulations, resolutions related thereto | Management | For | For | |||||||
O.3 | Proposal to approve a bonus issue as per 'Long Term Incentive 2014-2016' plan reserved to Directors and employees and/or Freelance of Sorin and its subsidiaries and granting of powers to the Board of Directors for its execution, resolutions related thereto | Management | For | For | |||||||
O.4 | Proposal to approve a plan about the purchase and disposal of own shares as per articles 2357 and 2357-ter of the Italian Civil Code, upon revoke of the previous granting of powers, resolutions related thereto | Management | For | For | |||||||
E.5 | To empower the Board of Directors, as per art. 2443 of the Italian Civil Code, to increase company's stock capital free of payment through the issue of new ordinary shares in one or more instalments, in favour of Sorin S.P.A's employees and/or its subsidiaries, as per art. 2349 of the Italian Civil Code, upon revoking previous resolutions. To amend art. 5 (stock capital) of the Bylaws. Resolutions related thereto | Management | For | For | |||||||
CMMT | 03 APR 2014: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLIC-KING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101-/AR_200195.PDF | Non-Voting | |||||||||
CMMT | 04 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF-RESOLUTIONS AND RECEIPT OF ITALIAN LANGUAGE AGENDA AND CHANGE IN MEETING TYPE-TO MIX. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
INTERPUMP GROUP SPA, SANT'ILARIO D'ENZA | |||||||||||
Security | T5513W107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | IT0001078911 | Agenda | 705142886 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 312146 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION O.4.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WI-LL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THAN-K YOU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_197808.P-DF | Non-Voting | |||||||||
O.1 | APPROVAL OF THE BALANCE SHEET AS OF 31 DECEMBER 2013, TOGETHER WITH BOARD OF DIRECTORS' REPORT ON MANAGEMENT ACTIVITY, INTERNAL AUDITORS' REPORT AND FURTHER DOCUMENTATION IN ACCORDANCE WITH CURRENT LAWS, PRESENTATION OF THE GROUP CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2013, WITH DOCUMENTATION IN ACCORDANCE WITH CURRENT LAWS, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.2 | NET PROFIT ALLOCATION, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.3 | REWARDING REPORT AS PER ARTICLE 123- TER OF THE LEGISLATIVE DECREE NO. 58/1998, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.4.1 | TO STATE DIRECTORS' NUMBER | Management | For | For | |||||||
O.4.2 | TO STATE DIRECTORS' TERM OF OFFICE | Management | For | For | |||||||
O.4.3 | THE BOARD DOES NOT MAKE ANY VOTE RECOMMENDATION: TO APPOINT DIRECTORS: LIST OF CANDIDATES PRESENTED BY IPG GROUP HOLDING S.R.L.: 1. FULVIO MONTIPO' 2. PAOLO MARINSEK 3. GIOVANNI TAMBURI 4. GIUSEPPE FERRERO 5. GIANCARLO MOCCHI 6. PAOLA TAGLIAVINI (INDEPENDENT CANDIDATE) 7. MARA ANNA RITA CAVERNI (INDEPENDENT CANDIDATE) 8. FRANCO GARILLI (INDEPENDENT CANDIDATE) 9. CARLO CONTI (INDEPENDENT CANDIDATE) | Management | For | For | |||||||
O.4.4 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | For | For | |||||||
O.5 | TO STATE DIRECTORS' EMOLUMENT FOR FINANCIAL YEAR 2014 AND THE TOTAL REWARDING AMOUNT FOR DIRECTORS WITH PARTICULAR OFFICES, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIO-NS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO V-OTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. | Non-Voting | |||||||||
O61.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATE AUDITORS, LIST PRESENTED BY THE MAJORITY SHAREHOLDER IPG GROUP HOLDING S.R.L. : EFFECTIVE AUDITORS 1. ALESSANDRA TRONCONI 2. PAOLO LUCA SCARIONI 3. ACHILLE DELMONTE. ALTERNATE AUDITORS 1. PIERPAOLO ANGELUCCI 2. SARA NUZZACI | Shareholder | For | Against | |||||||
O61.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THREE EFFECTIVE AND TWO ALTERNATE AUDITORS, LIST PRESENTED BY AMBER SOUTHERN EUROPEAN EQUITY LIMITED REPRESENTING ABOUT 2.01% OF COMPANY STOCK CAPITAL: EFFECTIVE AUDITORS 1. PIERLUIGI DE BIASI. ALTERNATE AUDITORS 1. ELISABETTA BANI | Shareholder | No Action | ||||||||
O.6.2 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | For | For | |||||||
O.6.3 | TO STATE AUDITORS' EMOLUMENT | Management | For | For | |||||||
O.7 | TO EMPOWER THE EXTERNAL AUDITORS FOR FINANCIAL YEARS 2014-2022, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
O.8 | TO AUTHORISE, AS PER ARTICLES 2357 AND 2357-TER OF THE ITALIAN CIVIL CODE, THE PURCHASE OF OWN SHARES AND THE SUBSEQUENT SELL OF SHARES, BOUGHT OR IN PORTFOLIO, UPON REVOKING, IN WHOLE OR IN PART, FOR THE PART EVENTUALLY UN-OPTED, THE AUTHORISATION APPROVED BY THE SHAREHOLDERS' MEETING OF 30 APRIL 2013, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
E.1 | TO EMPOWER THE BOARD OF DIRECTORS FOR A STOCK CAPITAL INCREASE, WITHOUT OPTION RIGHT, AS PER ARTICLES 2443 AND 2441, ITEM 4, FIRST AND SECOND PERIOD, OF THE ITALIAN CIVIL CODE, AMENDMENT OF ARTICLE 5 (STOCK CAPITAL) OF COMPANY'S BYLAWS, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
E.2 | PROPOSAL OF AMENDMENT OF ARTICLE 14 (BOARD OF DIRECTORS) OF COMPANY'S BYLAWS, RESOLUTIONS RELATED THERETO | Management | For | For | |||||||
SJW CORP. | |||||||||||
Security | 784305104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SJW | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US7843051043 | Agenda | 933939538 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | K. ARMSTRONG | For | For | ||||||||
2 | W.J. BISHOP | For | For | ||||||||
3 | M.L. CALI | For | For | ||||||||
4 | D.R. KING | For | For | ||||||||
5 | R.B. MOSKOVITZ | For | For | ||||||||
6 | G.E. MOSS | For | For | ||||||||
7 | W.R. ROTH | For | For | ||||||||
8 | R.A. VAN VALER | For | For | ||||||||
2. | APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
FIRST NIAGARA FINANCIAL GROUP, INC. | |||||||||||
Security | 33582V108 | Meeting Type | Annual | ||||||||
Ticker Symbol | FNFG | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US33582V1089 | Agenda | 933940896 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS E. BAKER | For | For | ||||||||
2 | JAMES R. BOLDT | For | For | ||||||||
3 | G. THOMAS BOWERS | For | For | ||||||||
4 | ROXANNE J. COADY | For | For | ||||||||
5 | GARY M. CROSBY | For | For | ||||||||
6 | CARL FLORIO | For | For | ||||||||
7 | CARLTON L. HIGHSMITH | For | For | ||||||||
8 | GEORGE M. PHILIP | For | For | ||||||||
9 | PETER B. ROBINSON | For | For | ||||||||
10 | NATHANIEL D. WOODSON | For | For | ||||||||
2. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS DESCRIBED IN THIS PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | AMENDMENT NUMBER TWO TO FIRST NIAGARA FINANCIAL GROUP, INC. 2012 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
4. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
BORGWARNER INC. | |||||||||||
Security | 099724106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BWA | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US0997241064 | Agenda | 933941773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JAN CARLSON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: VICKI L. SATO | Management | For | For | |||||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4 | APPROVAL OF BORGWARNER INC. 2014 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
6 | STOCKHOLDER PROPOSAL CONCERNING SIMPLE MAJORITY VOTING. | Shareholder | Against | For | |||||||
CIRCOR INTERNATIONAL, INC. | |||||||||||
Security | 17273K109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CIR | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US17273K1097 | Agenda | 933943347 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SCOTT A. BUCKHOUT | For | For | ||||||||
2 | JOHN (ANDY) O'DONNELL | For | For | ||||||||
2. | TO RATIFY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS' SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO CONSIDER AN ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | TO APPROVE THE COMPANY'S 2014 STOCK OPTION AND INCENTIVE PLAN INCLUDING THE PERFORMANCE COMPENSATION PARAMETERS SET FORTH THEREIN. | Management | For | For | |||||||
WINMARK CORPORATION | |||||||||||
Security | 974250102 | Meeting Type | Annual | ||||||||
Ticker Symbol | WINA | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US9742501029 | Agenda | 933952322 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | SET THE NUMBER OF DIRECTORS AT SEVEN (7). | Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | JOHN L. MORGAN | For | For | ||||||||
2 | LAWRENCE A. BARBETTA | For | For | ||||||||
3 | JENELE C. GRASSLE | For | For | ||||||||
4 | KIRK A. MACKENZIE | For | For | ||||||||
5 | PAUL C. REYELTS | For | For | ||||||||
6 | MARK L. WILSON | For | For | ||||||||
7 | STEVEN C. ZOLA | For | For | ||||||||
3. | AMEND THE 2010 STOCK OPTION PLAN TO (I) INCREASE THE SHARES AVAILABLE FROM 250,000 TO 500,000 AND (II) INCLUDE A PER ANNUM LIMITATION ON THE NUMBER OF OPTIONS GRANTED TO ANY ONE INDIVIDUAL. | Management | Against | Against | |||||||
4. | AMEND THE STOCK OPTION PLAN FOR NONEMPLOYEE DIRECTORS TO INCREASE THE SHARES AVAILABLE FROM 300,000 TO 350,000. | Management | Against | Against | |||||||
5. | RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
BARRICK GOLD CORPORATION | |||||||||||
Security | 067901108 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | ABX | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | CA0679011084 | Agenda | 933957459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | C.W.D. BIRCHALL | For | For | ||||||||
2 | G. CISNEROS | For | For | ||||||||
3 | N. GOODMAN | For | For | ||||||||
4 | J.B. HARVEY | For | For | ||||||||
5 | N.H.O. LOCKHART | For | For | ||||||||
6 | D. MOYO | For | For | ||||||||
7 | A. MUNK | For | For | ||||||||
8 | D. NAYLOR | For | For | ||||||||
9 | S.J. SHAPIRO | For | For | ||||||||
10 | J.C. SOKALSKY | For | For | ||||||||
11 | J.L. THORNTON | For | For | ||||||||
12 | E.L. THRASHER | For | For | ||||||||
02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Management | For | For | |||||||
04 | RESOLUTION CONFIRMING BY-LAW NO. 2 | Management | Against | Against | |||||||
MAGNETEK, INC. | |||||||||||
Security | 559424403 | Meeting Type | Annual | ||||||||
Ticker Symbol | MAG | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US5594244031 | Agenda | 933958021 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID A. BLOSS, SR. | For | For | ||||||||
2 | ALAN B. LEVINE | For | For | ||||||||
3 | PETER M. MCCORMICK | For | For | ||||||||
4 | MITCHELL I. QUAIN | For | For | ||||||||
5 | DAVID P. REILAND | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014 ENDING DECEMBER 28, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDMENT OF MAGNETEK'S RESTATED CERTIFICATE OF INCORPORATION TO DECREASE AUTHORIZED COMMON STOCK. | Management | For | For | |||||||
5. | APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
VASCULAR SOLUTIONS, INC. | |||||||||||
Security | 92231M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | VASC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US92231M1099 | Agenda | 933958223 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARTIN EMERSON | For | For | ||||||||
2 | JOHN ERB | For | For | ||||||||
3 | RICHARD KRAMP | For | For | ||||||||
4 | RICHARD NIGON | For | For | ||||||||
5 | PAUL O'CONNELL | For | For | ||||||||
6 | HOWARD ROOT | For | For | ||||||||
7 | JORGE SAUCEDO | For | For | ||||||||
2. | TO APPROVE THE VASCULAR SOLUTIONS, INC. 2014 QUALIFIED PERFORMANCE-BASED COMPENSATION PLAN. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF VASCULAR SOLUTIONS' NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, AND THE OTHER TABULAR AND NARRATIVE DISCLOSURE REGARDING SUCH COMPENSATION, SET FORTH IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Management | Abstain | Against | |||||||
4. | TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
STILLWATER MINING COMPANY | |||||||||||
Security | 86074Q102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US86074Q1022 | Agenda | 933958730 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRIAN SCHWEITZER | For | For | ||||||||
2 | MICHAEL MCMULLEN | For | For | ||||||||
3 | PATRICE E. MERRIN | For | For | ||||||||
4 | MICHAEL S. PARRETT | For | For | ||||||||
5 | CHARLES ENGLES | For | For | ||||||||
6 | GEORGE M. BEE | For | For | ||||||||
7 | GARY A. SUGAR | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
PROVIDENCE AND WORCESTER RAILROAD CO. | |||||||||||
Security | 743737108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PWX | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US7437371088 | Agenda | 933963135 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD ANDERSON | For | For | ||||||||
2 | ROBERT EDER | For | For | ||||||||
3 | ALFRED SMITH | For | For | ||||||||
2. | TO VOTE UPON AN ADVISORY (NON- BINDING) RESOLUTION TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
YAMANA GOLD INC. | |||||||||||
Security | 98462Y100 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | AUY | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | CA98462Y1007 | Agenda | 933966787 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | PETER MARRONE | For | For | ||||||||
2 | PATRICK J. MARS | For | For | ||||||||
3 | JOHN BEGEMAN | For | For | ||||||||
4 | ALEXANDER DAVIDSON | For | For | ||||||||
5 | RICHARD GRAFF | For | For | ||||||||
6 | NIGEL LEES | For | For | ||||||||
7 | CARL RENZONI | For | For | ||||||||
8 | DINO TITARO | For | For | ||||||||
02 | APPOINT THE AUDITORS - DELOITTE LLP SEE PAGE 7 OF OUR MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||||||
03 | RESOLUTION TO APPROVE THE NEW GENERAL BY-LAW NO. 1 SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||||||
04 | ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF OUR BOARD, YOU ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN OUR 2014 MANAGEMENT INFORMATION CIRCULAR. SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | |||||||
ITRON, INC. | |||||||||||
Security | 465741106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ITRI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US4657411066 | Agenda | 933932596 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JON E. ELIASSEN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: GARY E. PRUITT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: MICHAEL V. PULLI | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: CHARLES H. GAYLORD, JR. | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE THE ITRON, INC. AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
OWENS & MINOR, INC. | |||||||||||
Security | 690732102 | Meeting Type | Annual | ||||||||
Ticker Symbol | OMI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6907321029 | Agenda | 933935263 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STUART M. ESSIG | For | For | ||||||||
2 | JOHN W. GERDELMAN | For | For | ||||||||
3 | LEMUEL E. LEWIS | For | For | ||||||||
4 | MARTHA H. MARSH | For | For | ||||||||
5 | EDDIE N. MOORE, JR. | For | For | ||||||||
6 | JAMES E. ROGERS | For | For | ||||||||
7 | DAVID S. SIMMONS | For | For | ||||||||
8 | ROBERT C. SLEDD | For | For | ||||||||
9 | CRAIG R. SMITH | For | For | ||||||||
10 | ANNE MARIE WHITTEMORE | For | For | ||||||||
2. | VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
TRACTOR SUPPLY COMPANY | |||||||||||
Security | 892356106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TSCO | Meeting Date | 01-May-2014 | ||||||||
ISIN | US8923561067 | Agenda | 933935275 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CYNTHIA T. JAMISON | For | For | ||||||||
2 | JOHNSTON C. ADAMS | For | For | ||||||||
3 | PETER D. BEWLEY | For | For | ||||||||
4 | JACK C. BINGLEMAN | For | For | ||||||||
5 | RICHARD W. FROST | For | For | ||||||||
6 | GEORGE MACKENZIE | For | For | ||||||||
7 | EDNA K. MORRIS | For | For | ||||||||
8 | GREGORY A. SANDFORT | For | For | ||||||||
9 | MARK J. WEIKEL | For | For | ||||||||
2. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM TWO HUNDRED MILLION (200,000,000) TO FOUR HUNDRED MILLION (400,000,000) | Management | For | For | |||||||
3. | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2009 STOCK INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE | Management | For | For | |||||||
4. | TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014 | Management | For | For | |||||||
5. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
CHURCH & DWIGHT CO., INC. | |||||||||||
Security | 171340102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHD | Meeting Date | 01-May-2014 | ||||||||
ISIN | US1713401024 | Agenda | 933937318 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES R. CRAIGIE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT D. LEBLANC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JANET S. VERGIS | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
LOUISIANA-PACIFIC CORPORATION | |||||||||||
Security | 546347105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LPX | Meeting Date | 01-May-2014 | ||||||||
ISIN | US5463471053 | Agenda | 933937611 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: E. GARY COOK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KURT M. LANDGRAF | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN W. WEAVER | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS LP'S INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE ANNUAL CASH INCENTIVE AWARD PLAN. | Management | For | For | |||||||
GLOBAL POWER EQUIPMENT GROUP INC. | |||||||||||
Security | 37941P306 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLPW | Meeting Date | 01-May-2014 | ||||||||
ISIN | US37941P3064 | Agenda | 933940086 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LUIS MANUEL RAMIREZ | For | For | ||||||||
2 | CHARLES MACALUSO | For | For | ||||||||
3 | CARL BARTOLI | For | For | ||||||||
4 | TERENCE J. CRYAN | For | For | ||||||||
5 | MICHAEL E. SALVATI | For | For | ||||||||
6 | FRANK E. WILLIAMS, JR. | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | For | |||||||
GUIDANCE SOFTWARE, INC. | |||||||||||
Security | 401692108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GUID | Meeting Date | 01-May-2014 | ||||||||
ISIN | US4016921086 | Agenda | 933944616 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHAWN MCCREIGHT | For | For | ||||||||
2 | VICTOR LIMONGELLI | For | For | ||||||||
3 | JEFF LAWRENCE | For | For | ||||||||
4 | KATHLEEN O'NEIL | For | For | ||||||||
5 | CHRISTOPHER POOLE | For | For | ||||||||
6 | STEPHEN RICHARDS | For | For | ||||||||
7 | ROBERT VAN SCHOONENBERG | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MUELLER INDUSTRIES, INC. | |||||||||||
Security | 624756102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MLI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6247561029 | Agenda | 933946090 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY L. CHRISTOPHER | For | For | ||||||||
2 | PAUL J. FLAHERTY | For | For | ||||||||
3 | GENNARO J. FULVIO | For | For | ||||||||
4 | GARY S. GLADSTEIN | For | For | ||||||||
5 | SCOTT J. GOLDMAN | For | For | ||||||||
6 | TERRY HERMANSON | For | For | ||||||||
2 | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4 | TO APPROVE ADOPTION OF THE COMPANY'S 2014 INCENTIVE PLAN. | Management | For | For | |||||||
NORTEK, INC. | |||||||||||
Security | 656559309 | Meeting Type | Annual | ||||||||
Ticker Symbol | NTK | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6565593091 | Agenda | 933949731 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY C. BLOOMBERG | For | For | ||||||||
2 | JAMES B. HIRSHORN | For | For | ||||||||
3 | CHRIS A. MCWILTON | For | For | ||||||||
2. | THE APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
FRANKLIN ELECTRIC CO., INC. | |||||||||||
Security | 353514102 | Meeting Type | Annual | ||||||||
Ticker Symbol | FELE | Meeting Date | 02-May-2014 | ||||||||
ISIN | US3535141028 | Agenda | 933933524 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID T. BROWN | For | For | ||||||||
2 | DAVID A. ROBERTS | For | For | ||||||||
3 | THOMAS R. VERHAGE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
DANA HOLDING CORP | |||||||||||
Security | 235825205 | Meeting Type | Annual | ||||||||
Ticker Symbol | DAN | Meeting Date | 02-May-2014 | ||||||||
ISIN | US2358252052 | Agenda | 933936304 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | VIRGINIA A. KAMSKY | For | For | ||||||||
2 | TERRENCE J. KEATING | For | For | ||||||||
3 | R. BRUCE MCDONALD | For | For | ||||||||
4 | JOSEPH C. MUSCARI | For | For | ||||||||
5 | MARK A. SCHULZ | For | For | ||||||||
6 | KEITH E. WANDELL | For | For | ||||||||
7 | ROGER J. WOOD | For | For | ||||||||
2. | APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||||
Security | 70959W103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PAG | Meeting Date | 02-May-2014 | ||||||||
ISIN | US70959W1036 | Agenda | 933936570 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN D. BARR | For | For | ||||||||
2 | MICHAEL R. EISENSON | For | For | ||||||||
3 | ROBERT H. KURNICK, JR. | For | For | ||||||||
4 | WILLIAM J. LOVEJOY | For | For | ||||||||
5 | KIMBERLY J. MCWATERS | For | For | ||||||||
6 | YOSHIMI NAMBA | For | For | ||||||||
7 | LUCIO A. NOTO | For | For | ||||||||
8 | ROGER S. PENSKE | For | For | ||||||||
9 | GREG PENSKE | For | For | ||||||||
10 | SANDRA E. PIERCE | For | For | ||||||||
11 | RONALD G. STEINHART | For | For | ||||||||
12 | H. BRIAN THOMPSON | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TRANSACTION OF SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND ANY POSTPONEMENT OR ADJOURNMENT THEREOF. | Management | For | For | |||||||
CURTISS-WRIGHT CORPORATION | |||||||||||
Security | 231561101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CW | Meeting Date | 02-May-2014 | ||||||||
ISIN | US2315611010 | Agenda | 933940935 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID C. ADAMS | For | For | ||||||||
2 | MARTIN R. BENANTE | For | For | ||||||||
3 | DEAN M. FLATT | For | For | ||||||||
4 | S. MARCE FULLER | For | For | ||||||||
5 | ALLEN A. KOZINSKI | For | For | ||||||||
6 | JOHN R. MYERS | For | For | ||||||||
7 | JOHN B. NATHMAN | For | For | ||||||||
8 | ROBERT J. RIVET | For | For | ||||||||
9 | WILLIAM W. SIHLER | For | For | ||||||||
10 | ALBERT E. SMITH | For | For | ||||||||
11 | STUART W. THORN | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3. | TO APPROVE THE COMPANY'S 2014 OMNIBUS INCENTIVE PLAN | Management | For | For | |||||||
4. | AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |||||||
THE BRINK'S COMPANY | |||||||||||
Security | 109696104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BCO | Meeting Date | 02-May-2014 | ||||||||
ISIN | US1096961040 | Agenda | 933947941 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SUSAN E. DOCHERTY | For | For | ||||||||
2 | REGINALD D. HEDGEBETH | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | A SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | Shareholder | Against | For | |||||||
TELEFLEX INCORPORATED | |||||||||||
Security | 879369106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TFX | Meeting Date | 02-May-2014 | ||||||||
ISIN | US8793691069 | Agenda | 933955544 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE BABICH, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM R. COOK | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN K. KLASKO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BENSON F. SMITH | Management | For | For | |||||||
2. | APPROVAL OF THE TELEFLEX INCORPORATED 2014 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
THE YORK WATER COMPANY | |||||||||||
Security | 987184108 | Meeting Type | Annual | ||||||||
Ticker Symbol | YORW | Meeting Date | 05-May-2014 | ||||||||
ISIN | US9871841089 | Agenda | 933936342 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT P. NEWCOMER | For | For | ||||||||
2 | ERNEST J. WATERS | For | For | ||||||||
2. | APPOINT PARENTEBEARD LLC AS AUDITORS: TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS AUDITORS. | Management | For | For | |||||||
3. | SAY ON PAY: TO APPROVE, BY NON- BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | EMPLOYEES' STOCK PURCHASE PLAN: TO APPROVE THE YORK WATER COMPANY EMPLOYEES' STOCK PURCHASE PLAN, AS AMENDED OCTOBER 1, 2013. | Management | For | For | |||||||
THE E.W. SCRIPPS COMPANY | |||||||||||
Security | 811054402 | Meeting Type | Annual | ||||||||
Ticker Symbol | SSP | Meeting Date | 05-May-2014 | ||||||||
ISIN | US8110544025 | Agenda | 933945214 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: ROGER L. OGDEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: J. MARVIN QUIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | |||||||
TOOTSIE ROLL INDUSTRIES, INC. | |||||||||||
Security | 890516107 | Meeting Type | Annual | ||||||||
Ticker Symbol | TR | Meeting Date | 05-May-2014 | ||||||||
ISIN | US8905161076 | Agenda | 933950760 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MELVIN J. GORDON | For | For | ||||||||
2 | ELLEN R. GORDON | For | For | ||||||||
3 | LANA JANE LEWIS-BRENT | For | For | ||||||||
4 | BARRE A. SEIBERT | For | For | ||||||||
5 | RICHARD P. BERGEMAN | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
3. | APPROVAL OF NON-BINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MKS INSTRUMENTS, INC. | |||||||||||
Security | 55306N104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MKSI | Meeting Date | 05-May-2014 | ||||||||
ISIN | US55306N1046 | Agenda | 933954580 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN R. BERTUCCI | For | For | ||||||||
2 | ROBERT R. ANDERSON | For | For | ||||||||
3 | GREGORY R. BEECHER | For | For | ||||||||
2. | TO APPROVE THE COMPANY'S 2014 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4. | TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
TRINITY INDUSTRIES, INC. | |||||||||||
Security | 896522109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRN | Meeting Date | 05-May-2014 | ||||||||
ISIN | US8965221091 | Agenda | 933958259 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN L. ADAMS | For | For | ||||||||
2 | RHYS J. BEST | For | For | ||||||||
3 | DAVID W. BIEGLER | For | For | ||||||||
4 | LELDON E. ECHOLS | For | For | ||||||||
5 | RONALD J. GAFFORD | For | For | ||||||||
6 | ADRIAN LAJOUS | For | For | ||||||||
7 | CHARLES W. MATTHEWS | For | For | ||||||||
8 | DOUGLAS L. ROCK | For | For | ||||||||
9 | DUNIA A. SHIVE | For | For | ||||||||
10 | TIMOTHY R. WALLACE | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
LOOMIS AB, SOLNA | |||||||||||
Security | W5650X104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 06-May-2014 | |||||||||
ISIN | SE0002683557 | Agenda | 705152433 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON RESOLUTION 13.-STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. THANK YOU. | Non-Voting | |||||||||
1 | OPENING OF THE MEETING | Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | |||||||||
6 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | |||||||||
7 | THE PRESIDENT'S REPORT | Non-Voting | |||||||||
8 | PRESENTATION OF A) THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE- CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR'S REPORT, (B) THE-STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE GUIDELINES FOR- REMUNERATION TO MANAGEMENT APPLICABLE SINCE THE LAST AGM, AND THE BOARD'S-PROPOSAL FOR APPROPRIATION OF THE COMPANY'S PROFIT AND THE BOARD'S MOTIVATED- STATEMENT THEREON | Non-Voting | |||||||||
9.a | RESOLUTION REGARDING: ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER 31 DECEMBER 2013 | Management | No Action | ||||||||
9.b | RESOLUTION REGARDING: APPROPRIATION OF THE COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT A DIVIDEND OF SEK 5.00 PER SHARE BE DECLARED | Management | No Action | ||||||||
9.c | RESOLUTION REGARDING: RECORD DATE FOR DIVIDEND | Management | No Action | ||||||||
9.d | RESOLUTION REGARDING: DISCHARGE OF THE BOARD OF DIRECTORS AND THE PRESIDENTS FROM LIABILITY FOR THE FINANCIAL YEAR 2013 | Management | No Action | ||||||||
10 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NUMBER OF BOARD MEMBERS SHALL BE SIX, WITH NO DEPUTY MEMBERS | Management | No Action | ||||||||
11 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | No Action | ||||||||
12 | ELECTION OF BOARD MEMBERS AND AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE BOARD MEMBERS ALF GORANSSON, JAN SVENSSON, ULRIK SVENSSON, INGRID BONDE AND CECILIA DAUN WENNBORG AND NEW ELECTION OF JARL DAHLFORS FOR THE PERIOD UP TO AND INCLUDING THE AGM 2015, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. THE ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB, STOCKHOLM, WITH PATRIK ADOLFSSON, AUTHORIZED PUBLIC ACCOUNTANT, AS AUDITOR IN CHARGE, IS PROPOSED FOR RE-ELECTION FOR A PERIOD OF MANDATE OF ONE YEAR | Management | No Action | ||||||||
13 | ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: SHAREHOLDERS JOINTLY REPRESENTING APPROXIMATELY 31.94 PERCENT OF THE SHARES AND APPROXIMATELY 51.71 PERCENT OF THE VOTES IN THE COMPANY PROPOSE THE AGM TO ADOPT THE FOLLOWING RESOLUTION: JAN SVENSSON (INVESTMENT AB LATOUR ETC.), MIKAEL EKDAHL (MELKER SCHORLING AB), MARIANNE NILSSON (SWEDBANK ROBUR FONDER), JOHAN STRANDBERG (SEB FONDER) AND HENRIK DIDNER (DIDNER & GERGE FONDER) SHALL BE RE-ELECTED. JAN SVENSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | ||||||||
14 | DETERMINATION OF GUIDELINES FOR REMUNERATION TO MANAGEMENT | Management | No Action | ||||||||
15 | RESOLUTIONS REGARDING THE IMPLEMENTATION OF AN INCENTIVE SCHEME, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | No Action | ||||||||
16 | CLOSING OF THE MEETING | Non-Voting | |||||||||
THE MANITOWOC COMPANY, INC. | |||||||||||
Security | 563571108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTW | Meeting Date | 06-May-2014 | ||||||||
ISIN | US5635711089 | Agenda | 933936380 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DONALD M. CONDON | For | For | ||||||||
2 | KEITH D. NOSBUSCH | For | For | ||||||||
3 | GLEN E. TELLOCK | For | For | ||||||||
4 | ROBERT G. BOHN | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | |||||||||||
Security | G0464B107 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGII | Meeting Date | 06-May-2014 | ||||||||
ISIN | BMG0464B1072 | Agenda | 933938144 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: H. BERRY CASH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN R. POWER, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARK E. WATSON III | Management | For | For | |||||||
2. | TO APPROVE THE ARGO GROUP INTERNATIONAL HOLDINGS, LTD. 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO CONSIDER AND APPROVE THE RECOMMENDATION OF THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. | Management | For | For | |||||||
O'REILLY AUTOMOTIVE, INC. | |||||||||||
Security | 67103H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORLY | Meeting Date | 06-May-2014 | ||||||||
ISIN | US67103H1077 | Agenda | 933940834 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID O'REILLY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LARRY O'REILLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | For | For | |||||||
2. | TO AMEND THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY'S SUBSIDIARY O'REILLY AUTOMOTIVE STORES, INC. | Management | For | For | |||||||
3. | ADVISORY VOTE ON APPROVAL OF COMPENSATION OF EXECUTIVES. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK". | Shareholder | Against | For | |||||||
DUNKIN' BRANDS GROUP, INC | |||||||||||
Security | 265504100 | Meeting Type | Annual | ||||||||
Ticker Symbol | DNKN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US2655041000 | Agenda | 933941901 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | MICHAEL HINES | For | For | ||||||||
2 | JOSEPH UVA | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID BY DUNKIN' BRANDS TO ITS NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS DUNKIN' BRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR ENDED DECEMBER 27, 2014 | Management | For | For | |||||||
4. | TO APPROVE THE DUNKIN' BRANDS GROUP, INC. ANNUAL MANAGEMENT INCENTIVE PLAN | Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REQUESTING REPORT ON NANOMATERIALS | Shareholder | Against | For | |||||||
CONVERSANT, INC | |||||||||||
Security | 21249J105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNVR | Meeting Date | 06-May-2014 | ||||||||
ISIN | US21249J1051 | Agenda | 933943537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES R. ZARLEY | For | For | ||||||||
2 | DAVID S. BUZBY | For | For | ||||||||
3 | BRIAN SMITH | For | For | ||||||||
4 | JEFFREY F. RAYPORT | For | For | ||||||||
5 | JAMES R. PETERS | For | For | ||||||||
6 | JAMES A. CROUTHAMEL | For | For | ||||||||
7 | JOHN GIULIANI | For | For | ||||||||
2 | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
JOURNAL COMMUNICATIONS, INC. | |||||||||||
Security | 481130102 | Meeting Type | Annual | ||||||||
Ticker Symbol | JRN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US4811301021 | Agenda | 933944274 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN J. SMITH | For | For | ||||||||
2 | MARY ELLEN STANEK | For | For | ||||||||
3 | OWEN J. SULLIVAN | For | For | ||||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014 | Management | For | For | |||||||
GREAT PLAINS ENERGY INCORPORATED | |||||||||||
Security | 391164100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GXP | Meeting Date | 06-May-2014 | ||||||||
ISIN | US3911641005 | Agenda | 933944337 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TERRY BASSHAM | For | For | ||||||||
2 | DAVID L. BODDE | For | For | ||||||||
3 | RANDALL C. FERGUSON, JR | For | For | ||||||||
4 | GARY D. FORSEE | For | For | ||||||||
5 | THOMAS D. HYDE | For | For | ||||||||
6 | JAMES A. MITCHELL | For | For | ||||||||
7 | ANN D. MURTLOW | For | For | ||||||||
8 | JOHN J. SHERMAN | For | For | ||||||||
9 | LINDA H. TALBOTT | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
HICKORYTECH CORPORATION | |||||||||||
Security | 429060106 | Meeting Type | Annual | ||||||||
Ticker Symbol | HTCO | Meeting Date | 06-May-2014 | ||||||||
ISIN | US4290601065 | Agenda | 933946266 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT D. ALTON, JR. | For | For | ||||||||
2 | R. WYNN KEARNEY, JR. | For | For | ||||||||
3 | DALE E. PARKER | For | For | ||||||||
2. | APPROVAL OF AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO CHANGE OUR CORPORATE NAME TO ENVENTIS CORPORATION. | Management | For | For | |||||||
3. | APPROVAL OF AN AMENDMENT TO OUR COMPANY BY-LAWS TO ELIMINATE THE MAXIMUM AGE REQUIREMENT ASSOCIATED WITH DIRECTOR ELECTIONS. | Management | For | For | |||||||
4. | RATIFICATION OF MOSS ADAMS LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
CINCINNATI BELL INC. | |||||||||||
Security | 171871106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBB | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1718711062 | Agenda | 933946507 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THEODORE H. SCHELL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALAN R. SCHRIBER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
AUTONATION, INC. | |||||||||||
Security | 05329W102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US05329W1027 | Agenda | 933946660 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: MIKE JACKSON | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: ROBERT J. BROWN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: RICK L. BURDICK | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: DAVID B. EDELSON | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: ROBERT R. GRUSKY | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: MICHAEL E. MAROONE | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: CARLOS A. MIGOYA | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: G. MIKE MIKAN | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: ALISON H. ROSENTHAL | Management | For | For | |||||||
2 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
3 | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
4 | APPROVAL OF AUTONATION, INC. 2014 NON- EMPLOYEE DIRECTOR EQUITY PLAN | Management | For | For | |||||||
5 | ADOPTION OF STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | |||||||
6 | ADOPTION OF STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||
COTT CORPORATION | |||||||||||
Security | 22163N106 | Meeting Type | Annual | ||||||||
Ticker Symbol | COT | Meeting Date | 06-May-2014 | ||||||||
ISIN | CA22163N1069 | Agenda | 933946862 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARK BENADIBA | For | For | ||||||||
2 | GEORGE A. BURNETT | For | For | ||||||||
3 | JERRY FOWDEN | For | For | ||||||||
4 | DAVID T. GIBBONS | For | For | ||||||||
5 | STEPHEN H. HALPERIN | For | For | ||||||||
6 | BETTY JANE HESS | For | For | ||||||||
7 | GREGORY MONAHAN | For | For | ||||||||
8 | MARIO PILOZZI | For | For | ||||||||
9 | ANDREW PROZES | For | For | ||||||||
10 | ERIC ROSENFELD | For | For | ||||||||
11 | GRAHAM SAVAGE | For | For | ||||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF COTT CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVAL OF THE AMENDMENT TO COTT CORPORATION'S SECOND AMENDED AND RESTATED BY-LAWS. | Management | Against | Against | |||||||
ALLERGAN, INC. | |||||||||||
Security | 018490102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AGN �� | Meeting Date | 06-May-2014 | ||||||||
ISIN | US0184901025 | Agenda | 933947799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DAVID E.I. PYOTT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D. | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUSSELL T. RAY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: HENRI A. TERMEER | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVE THE AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO ACT BY WRITTEN CONSENT. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND CEO). | Shareholder | Against | For | |||||||
MSA SAFETY INCORPORATED | |||||||||||
Security | 553498106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSA | Meeting Date | 06-May-2014 | ||||||||
ISIN | US5534981064 | Agenda | 933953502 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DIANE M. PEARSE* | For | For | ||||||||
2 | L. EDWARD SHAW, JR.* | For | For | ||||||||
3 | WILLIAM M. LAMBERT* | For | For | ||||||||
4 | REBECCA B. ROBERTS# | For | For | ||||||||
3. | APPROVAL OF ADOPTION OF THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
4. | SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
5. | TO PROVIDE AN ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
THE MIDDLEBY CORPORATION | |||||||||||
Security | 596278101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MIDD | Meeting Date | 06-May-2014 | ||||||||
ISIN | US5962781010 | Agenda | 933954150 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: SELIM A. BASSOUL | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: SARAH PALISI CHAPIN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ROBERT B. LAMB | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JOHN R. MILLER III | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: GORDON O'BRIEN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PHILIP G. PUTNAM | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: SABIN C. STREETER | Management | For | For | |||||||
2 | APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Management | Abstain | Against | |||||||
3 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 47,500,000 TO 95,000,000. | Management | For | For | |||||||
4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | |||||||
SNYDER'S-LANCE, INC. | |||||||||||
Security | 833551104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNCE | Meeting Date | 06-May-2014 | ||||||||
ISIN | US8335511049 | Agenda | 933958590 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C. PETER CARLUCCI, JR. | For | For | ||||||||
2 | JAMES W. JOHNSTON | For | For | ||||||||
3 | W.J. PREZZANO | For | For | ||||||||
4 | PATRICIA A. WAREHIME | For | For | ||||||||
2. | HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVE THE SNYDER'S-LANCE, INC. 2014 DIRECTOR STOCK PLAN. | Management | For | For | |||||||
4. | APPROVE AN AMENDMENT TO BYLAWS TO CHANGE THE NUMBER OF MEMBERS OF OUR BOARD OF DIRECTORS TO A MINIMUM OF 7 AND A MAXIMUM OF 13. | Management | For | For | |||||||
5. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
NVR, INC. | |||||||||||
Security | 62944T105 | Meeting Type | Annual | ||||||||
Ticker Symbol | NVR | Meeting Date | 06-May-2014 | ||||||||
ISIN | US62944T1051 | Agenda | 933958716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: C.E. ANDREWS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT C. BUTLER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS D. ECKERT | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALFRED E. FESTA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ED GRIER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MEL MARTINEZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM A. MORAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DAVID A. PREISER | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: W. GRADY ROSIER | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: PAUL W. WHETSELL | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | ADOPTION OF THE NVR, INC. 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
QUIDEL CORPORATION | |||||||||||
Security | 74838J101 | Meeting Type | Annual | ||||||||
Ticker Symbol | QDEL | Meeting Date | 06-May-2014 | ||||||||
ISIN | US74838J1016 | Agenda | 933962905 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS D. BROWN | For | For | ||||||||
2 | DOUGLAS C. BRYANT | For | For | ||||||||
3 | KENNETH F. BUECHLER | For | For | ||||||||
4 | ROD F. DAMMEYER | For | For | ||||||||
5 | MARY LAKE POLAN | For | For | ||||||||
6 | MARK A. PULIDO | For | For | ||||||||
7 | JACK W. SCHULER | For | For | ||||||||
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE AMENDMENT OF THE QUIDEL CORPORATION AMENDED AND RESTATED 2010 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. | Management | Against | Against | |||||||
CHESAPEAKE UTILITIES CORPORATION | |||||||||||
Security | 165303108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPK | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1653031088 | Agenda | 933963779 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS J. BRESNAN | For | For | ||||||||
2 | JOSEPH E. MOORE | For | For | ||||||||
3 | DIANNA F. MORGAN | For | For | ||||||||
4 | JOHN R. SCHIMKAITIS | For | For | ||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | NON-BINDING ADVISORY VOTE TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
DANAHER CORPORATION | |||||||||||
Security | 235851102 | Meeting Type | Annual | ||||||||
Ticker Symbol | DHR | Meeting Date | 06-May-2014 | ||||||||
ISIN | US2358511028 | Agenda | 933967513 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | Shareholder | Against | For | |||||||
5. | TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ADOPT A POLICY REQUIRING THE CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT. | Shareholder | Against | For | |||||||
STONERIDGE, INC. | |||||||||||
Security | 86183P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SRI | Meeting Date | 06-May-2014 | ||||||||
ISIN | US86183P1021 | Agenda | 933975926 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN C. COREY | For | For | ||||||||
2 | JEFFREY P. DRAIME | For | For | ||||||||
3 | DOUGLAS C. JACOBS | For | For | ||||||||
4 | IRA C. KAPLAN | For | For | ||||||||
5 | KIM KORTH | For | For | ||||||||
6 | WILLIAM M. LASKY | For | For | ||||||||
7 | GEORGE S. MAYES, JR. | For | For | ||||||||
8 | PAUL J. SCHLATHER | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP. | Management | For | For | |||||||
3. | APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
HESKA CORPORATION | |||||||||||
Security | 42805E306 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSKA | Meeting Date | 06-May-2014 | ||||||||
ISIN | US42805E3062 | Agenda | 933978148 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT B. GRIEVE | For | For | ||||||||
2 | DAVID E. SVEEN | For | For | ||||||||
3 | KEVIN S. WILSON | For | For | ||||||||
2. | TO AMEND AND RESTATE OUR 1997 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN BY 130,000 TO BE USED FOR A PERFORMANCE-BASED STOCK GRANT TO OUR CHIEF EXECUTIVE OFFICER AND SO THAT SUCH GRANT AND OTHER GRANTS UNDER THE PLAN MAY BE TAX DEDUCTIBLE IN A WIDER VARIETY OF CIRCUMSTANCES. | Management | Against | Against | |||||||
3. | TO APPROVE AN AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN MASTER DOCUMENT SO THAT PAYMENTS MAY BE TAX DEDUCTIBLE IN A WIDER VARIETY OF CIRCUMSTANCES. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS HESKA CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | Management | For | For | |||||||
5. | TO OFFER APPROVAL OF OUR EXECUTIVE COMPENSATION IN A NON-BINDING ADVISORY VOTE. | Management | Abstain | Against | |||||||
6. | TO SUGGEST, IN AN ADVISORY VOTE, IF OUR PROXYHOLDERS SHOULD CONSIDER OTHER UNANTICIPATED BUSINESS THAT MAY BE IN THE INTEREST OF OUR STOCKHOLDERS, AND VOTE ACCORDINGLY IF SUCH BUSINESS PROPERLY COMES BEFORE THE 2014 ANNUAL MEETING. | Management | For | For | |||||||
LIN MEDIA LLC | |||||||||||
Security | 532771102 | Meeting Type | Annual | ||||||||
Ticker Symbol | LIN | Meeting Date | 06-May-2014 | ||||||||
ISIN | US5327711025 | Agenda | 933978693 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER S. BRODSKY | For | For | ||||||||
2 | DOUGLAS W. MCCORMICK | For | For | ||||||||
3 | MICHAEL A. PAUSIC | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN MEDIA LLC FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||
BBA AVIATION PLC, LONDON | |||||||||||
Security | G08932165 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | GB00B1FP8915 | Agenda | 705060161 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | To receive and adopt the 2013 Report and Accounts | Management | For | For | |||||||
2 | To declare a final dividend | Management | For | For | |||||||
3 | To elect Sir Nigel Rudd as a director | Management | For | For | |||||||
4 | To elect Wayne Edmunds as a director | Management | For | For | |||||||
5 | To re-elect Mark Hoad as a director | Management | For | For | |||||||
6 | To re-elect Susan Kilsby as a director | Management | For | For | |||||||
7 | To re-elect Nick Land as a director | Management | For | For | |||||||
8 | To re-elect Simon Pryce as a director | Management | For | For | |||||||
9 | To re-elect Peter Ratcliffe as a director | Management | For | For | |||||||
10 | To re-appoint Deloitte LLP as auditors | Management | For | For | |||||||
11 | To authorise the directors to fix the auditors' Remuneration | Management | For | For | |||||||
12 | To approve the Directors' Remuneration Report | Management | For | For | |||||||
13 | To approve the Directors' remuneration policy | Management | For | For | |||||||
14 | To approve the 2014 Savings Related Share Option Scheme | Management | For | For | |||||||
15 | To grant the directors authority to allot relevant securities | Management | For | For | |||||||
16 | To approve the disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | To authorise the Company to make market purchases of ordinary shares | Management | For | For | |||||||
18 | To approve notice period for certain general meetings | Management | For | For | |||||||
SWEDISH MATCH AB, STOCKHOLM | |||||||||||
Security | W92277115 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | SE0000310336 | Agenda | 705103353 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282426 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION 18. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||
1 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN OF THE MEETING: SVEN UNGER | Non-Voting | |||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS' REPORT, THE CONSOLIDATED F-INANCIAL STATEMENTS AND THE AUDITORS' REPORT ON THE CONSOLIDATED FINANCIAL STA-TEMENTS FOR 2013, THE AUDITORS' OPINION REGARDING COMPLIANCE WITH THE PRINCIPL-ES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT AS WELL AS THE BOAR-D OF | Non-Voting | |||||||||
DIRECTORS' PROPOSAL REGARDING THE ALLOCATION OF PROFIT AND MOTIVATED STAT-EMENT. IN CONNECTION THERETO, THE PRESIDENT'S SPEECH AND THE BOARD OF DIRECTOR-S' REPORT ON ITS WORK AND THE WORK AND FUNCTION OF THE AUDIT COMMITTEE | |||||||||||
7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||
8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND IN THE AMOUNT OF 7.30 SEK PER SHARE TO BE PAID TO THE SHARE-HOLDERS AND THAT THE REMAINING PROFITS ARE CARRIED FORWARD. THE PROPOSED RECORD DAY FOR THE RIGHT TO RECEIVE A CASH DIVIDEND IS MAY 12, 2014. PAYMENT THROUGH EUROCLEAR SWEDEN AB IS EXPECTED TO BE MADE ON MAY 15, 2014 | Management | No Action | ||||||||
9 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBERS AND THE PRESIDENT | Management | No Action | ||||||||
10.A | RESOLUTION REGARDING THE REDUCTION OF THE SHARE CAPITAL BY WAY OF A RECALL OF REPURCHASED SHARES, AND THE TRANSFER OF THE REDUCED AMOUNT TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES TO REDUCE THE COMPANY'S SHARE CAPITAL OF 2,892,441 SEK BY MEANS OF WITHDRAWAL OF 1,500,000 SHARES IN THE COMPANY. THE SHARES IN THE COMPANY PROPOSED FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE COMPANY IN ACCORDANCE WITH AUTHORIZATION GRANTED BY THE GENERAL MEETING. THE BOARD OF DIRECTORS FURTHER PROPOSES THAT THE REDUCED AMOUNT BE ALLOCATED TO A FUND TO BE USED PURSUANT TO A RESOLUTION ADOPTED BY THE GENERAL MEETING | Management | No Action | ||||||||
10.B | RESOLUTION REGARDING A BONUS ISSUE | Management | No Action | ||||||||
11 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF SHARES IN THE COMPANY | Management | No Action | ||||||||
12 | RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO MEMBERS OF THE EXECUTIVE MANAGEMENT. IN CONNECTION THERETO, PRESENTATION OF THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE | Management | No Action | ||||||||
13 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: THE BOARD OF DIRECTORS IS PROPOSED TO CONSIST OF SEVEN MEMBERS AND NO DEPUTIES | Management | No Action | ||||||||
14 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | ||||||||
15 | ELECTION OF MEMBERS OF THE BOARD, THE CHAIRMAN OF THE BOARD AND THE DEPUTY CHAIRMAN OF THE BOARD: THE FOLLOWING MEMBERS OF THE BOARD OF DIRECTORS ARE PROPOSED FOR RE- ELECTION: ANDREW CRIPPS, KAREN GUERRA, CONNY KARLSSON, WENCHE ROLFSEN, ROBERT F. SHARPE, MEG TIVEUS AND JOAKIM WESTH. CONNY KARLSSON IS PROPOSED TO BE RE-ELECTED AS CHAIRMAN OF THE BOARD AND ANDREW CRIPPS IS PROPOSED TO BE RE-ELECTED AS DEPUTY CHAIRMAN OF THE BOARD | Management | No Action | ||||||||
16 | RESOLUTION REGARDING THE NUMBER OF AUDITOR: THE NUMBER OF AUDITORS IS PROPOSED TO BE ONE AND NO DEPUTY AUDITOR | Management | No Action | ||||||||
17 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | ||||||||
18 | ELECTION OF AUDITOR: THE AUDITOR COMPANY KPMG AB IS PROPOSED TO BE RE-ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2014 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2015 | Management | No Action | ||||||||
MANDARIN ORIENTAL INTERNATIONAL LTD | |||||||||||
Security | G57848106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | BMG578481068 | Agenda | 705164628 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2013, AND TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
2 | TO RE-ELECT MARK GREENBERG AS A DIRECTOR | Management | For | For | |||||||
3 | TO RE-ELECT JULIAN HUI AS A DIRECTOR | Management | For | For | |||||||
4 | TO RE-ELECT SIMON KESWICK AS A DIRECTOR | Management | For | For | |||||||
5 | TO RE-ELECT DR RICHARD LEE AS A DIRECTOR | Management | For | For | |||||||
6 | TO RE-ELECT JAMES WATKINS AS A DIRECTOR | Management | For | For | |||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD16.7 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY CONTD | Management | For | For | |||||||
CONT | CONTD APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL-ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR-CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT-TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE-(FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES-OR | Non-Voting | |||||||||
OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER-ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR-OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO-(SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM-NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL CONTD | |||||||||||
CONT | CONTD ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE-REQUIREMENTS OF ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY-TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S EMPLOYEE SHARE- PURCHASE TRUST, SHALL NOT EXCEED USD2.5 MILLION, AND THE SAID APPROVAL SHALL-BE LIMITED ACCORDINGLY | Non-Voting | |||||||||
9 | THAT: (A) THE EXERCISE BY THE DIRECTORS OF ALL POWERS OF THE COMPANY TO PURCHASE ITS OWN SHARES, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REGULATIONS, DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; (B) THE AGGREGATE NOMINAL AMOUNT OF SHARES OF THE COMPANY WHICH THE COMPANY MAY PURCHASE CONTD | Management | For | For | |||||||
CONT | CONTD PURSUANT TO THE APPROVAL IN PARAGRAPH (A) OF THIS RESOLUTION SHALL BE-LESS THAN 15% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE-CAPITAL OF THE COMPANY AT THE DATE OF THIS MEETING, AND SUCH APPROVAL SHALL-BE LIMITED ACCORDINGLY; AND (C) THE APPROVAL IN PARAGRAPH (A) OF THIS-RESOLUTION SHALL, WHERE PERMITTED BY APPLICABLE LAWS AND REGULATIONS AND-SUBJECT TO THE LIMITATION IN PARAGRAPH (B) OF THIS RESOLUTION, EXTEND TO-PERMIT THE PURCHASE OF SHARES OF THE COMPANY (I) BY SUBSIDIARIES OF THE-COMPANY AND (II) PURSUANT TO THE TERMS OF PUT | Non-Voting | |||||||||
WARRANTS OR FINANCIAL-INSTRUMENTS HAVING SIMILAR EFFECT ('PUT WARRANTS') WHEREBY THE COMPANY CAN BE- REQUIRED TO PURCHASE ITS OWN SHARES, PROVIDED THAT WHERE PUT WARRANTS ARE-ISSUED OR OFFERED PURSUANT TO A RIGHTS CONTD | |||||||||||
CONT | CONTD ISSUE (AS DEFINED IN RESOLUTION 8 ABOVE) THE PRICE WHICH THE COMPANY- MAY PAY FOR SHARES PURCHASED ON EXERCISE OF PUT WARRANTS SHALL NOT EXCEED 15%-MORE THAN THE AVERAGE OF THE MARKET QUOTATIONS FOR THE SHARES FOR A PERIOD OF-NOT MORE THAN 30 NOR LESS THAN THE FIVE DEALING DAYS FALLING ONE DAY PRIOR TO-THE DATE OF ANY PUBLIC ANNOUNCEMENT BY THE COMPANY OF THE PROPOSED ISSUE OF- PUT WARRANTS | Non-Voting | |||||||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||||||||||
Security | 419870100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HE | Meeting Date | 07-May-2014 | ||||||||
ISIN | US4198701009 | Agenda | 933934716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PEGGY Y. FOWLER | For | For | ||||||||
2 | KEITH P. RUSSELL | For | For | ||||||||
3 | BARRY K. TANIGUCHI | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE COMPENSATION | Management | For | For | |||||||
3. | APPROVE THE 2010 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED (EIP) | Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
BRUNSWICK CORPORATION | |||||||||||
Security | 117043109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BC | Meeting Date | 07-May-2014 | ||||||||
ISIN | US1170431092 | Agenda | 933939728 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: NANCY E. COOPER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DUSTAN E. MCCOY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RALPH C. STAYER | Management | For | For | |||||||
2. | THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | Abstain | Against | |||||||
3. | THE APPROVAL OF THE BRUNSWICK CORPORATION 2014 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | THE RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
STANDARD PACIFIC CORP. | |||||||||||
Security | 85375C101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPF | Meeting Date | 07-May-2014 | ||||||||
ISIN | US85375C1018 | Agenda | 933946076 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRUCE A. CHOATE | For | For | ||||||||
2 | RONALD R. FOELL | For | For | ||||||||
3 | DOUGLAS C. JACOBS | For | For | ||||||||
4 | DAVID J. MATLIN | For | For | ||||||||
5 | JOHN R. PESHKIN | For | For | ||||||||
6 | PETER SCHOELS | For | For | ||||||||
7 | SCOTT D. STOWELL | For | For | ||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |||||||
4 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (COMMONLY REFERRED TO AS "SAY ON PAY"). | Management | Abstain | Against | |||||||
5 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE "SAY ON PAY" ADVISORY VOTES. | Management | Abstain | Against | |||||||
CLEAN ENERGY FUELS CORP. | |||||||||||
Security | 184499101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLNE | Meeting Date | 07-May-2014 | ||||||||
ISIN | US1844991018 | Agenda | 933947915 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ANDREW J. LITTLEFAIR | For | For | ||||||||
2 | WARREN I. MITCHELL | For | For | ||||||||
3 | JOHN S. HERRINGTON | For | For | ||||||||
4 | JAMES C. MILLER III | For | For | ||||||||
5 | JAMES E. O'CONNOR | For | For | ||||||||
6 | BOONE PICKENS | For | For | ||||||||
7 | STEPHEN A. SCULLY | For | For | ||||||||
8 | KENNETH M. SOCHA | For | For | ||||||||
9 | VINCENT C. TAORMINA | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK THAT THE COMPANY IS AUTHORIZED TO ISSUE FROM 149,000,000 TOTAL AUTHORIZED SHARES TO 224,000,000 TOTAL AUTHORIZED SHARES. | Management | For | For | |||||||
GENTIVA HEALTH SERVICES, INC. | |||||||||||
Security | 37247A102 | Meeting Type | Annual | ||||||||
Ticker Symbol | GTIV | Meeting Date | 07-May-2014 | ||||||||
ISIN | US37247A1025 | Agenda | 933948157 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ROBERT S. FORMAN, JR. | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: R. STEVEN HICKS | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: STUART OLSTEN | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: SHELDON M. RETCHIN | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: TONY STRANGE | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: RAYMOND S. TROUBH | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: RODNEY D. WINDLEY | Management | For | For | |||||||
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF COMPENSATION OF COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
MURPHY USA INC. | |||||||||||
Security | 626755102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MUSA | Meeting Date | 07-May-2014 | ||||||||
ISIN | US6267551025 | Agenda | 933948424 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C.P. DEMING | For | For | ||||||||
2 | T.M. GATTLE, JR. | For | For | ||||||||
3 | J.T. TAYLOR | For | For | ||||||||
2. | APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS | Management | Abstain | Against | |||||||
3. | TO DETERMINE THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES, ON AN ADVISORY, NON-BINDING BASIS | Management | Abstain | Against | |||||||
4. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 LONG- TERM INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 | Management | For | For | |||||||
5. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 ANNUAL INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 | Management | For | For | |||||||
6. | RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
EXELIS, INC | |||||||||||
Security | 30162A108 | Meeting Type | Annual | ||||||||
Ticker Symbol | XLS | Meeting Date | 07-May-2014 | ||||||||
ISIN | US30162A1088 | Agenda | 933949325 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PAUL J. KERN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MARK L. REUSS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS STARTING IN 2015. | Management | For | For | |||||||
4. | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL A SPECIAL MEETING. | Management | For | For | |||||||
5. | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | Abstain | Against | |||||||
PULTEGROUP, INC. | |||||||||||
Security | 745867101 | Meeting Type | Annual | ||||||||
Ticker Symbol | PHM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7458671010 | Agenda | 933950049 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRIAN P. ANDERSON | For | For | ||||||||
2 | BRYCE BLAIR | For | For | ||||||||
3 | RICHARD J. DUGAS, JR. | For | For | ||||||||
4 | THOMAS J. FOLLIARD | For | For | ||||||||
5 | CHERYL W. GRISE | For | For | ||||||||
6 | ANDRE J. HAWAUX | For | For | ||||||||
7 | DEBRA J. KELLY-ENNIS | For | For | ||||||||
8 | PATRICK J. O'LEARY | For | For | ||||||||
9 | JAMES J. POSTL | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY, VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
5. | A SHAREHOLDER PROPOSAL REGARDING THE USE OF PERFORMANCE-BASED OPTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
QUAKER CHEMICAL CORPORATION | |||||||||||
Security | 747316107 | Meeting Type | Annual | ||||||||
Ticker Symbol | KWR | Meeting Date | 07-May-2014 | ||||||||
ISIN | US7473161070 | Agenda | 933956471 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL F. BARRY | For | For | ||||||||
2 | ROBERT E. CHAPPELL | For | For | ||||||||
3 | ROBERT H. ROCK | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
UNITED RENTALS, INC. | |||||||||||
Security | 911363109 | Meeting Type | Annual | ||||||||
Ticker Symbol | URI | Meeting Date | 07-May-2014 | ||||||||
ISIN | US9113631090 | Agenda | 933958211 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JENNE K. BRITELL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BOBBY J. GRIFFIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. KNEELAND | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: BRIAN D. MCAULEY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN S. MCKINNEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JAMES H. OZANNE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JASON D. PAPASTAVROU | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: FILIPPO PASSERINI | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: DONALD C. ROOF | Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: KEITH WIMBUSH | Management | For | For | |||||||
2. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE 2014 ANNUAL INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||
3. | APPROVAL OF SECOND AMENDED AND RESTATED 2010 LONG TERM INCENTIVE PLAN | Management | For | For | |||||||
4. | RE-APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE SECOND AMENDED AND RESTATED 2010 LONG TERM INCENTIVE PLAN | Management | For | For | |||||||
5. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
6. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
CONSOL ENERGY INC. | |||||||||||
Security | 20854P109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US20854P1093 | Agenda | 933958526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | J. BRETT HARVEY | For | For | ||||||||
2 | NICHOLAS J. DEIULIIS | For | For | ||||||||
3 | PHILIP W. BAXTER | For | For | ||||||||
4 | JAMES E. ALTMEYER, SR. | For | For | ||||||||
5 | ALVIN R. CARPENTER | For | For | ||||||||
6 | WILLIAM E. DAVIS | For | For | ||||||||
7 | RAJ K. GUPTA | For | For | ||||||||
8 | DAVID C. HARDESTY, JR. | For | For | ||||||||
9 | MAUREEN E. LALLY-GREEN | For | For | ||||||||
10 | JOHN T. MILLS | For | For | ||||||||
11 | WILLIAM P. POWELL | For | For | ||||||||
12 | JOSEPH T. WILLIAMS | For | For | ||||||||
2 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. | Management | For | For | |||||||
3 | APPROVAL OF COMPENSATION PAID IN 2013 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. | Management | For | For | |||||||
4 | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
5 | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. | Shareholder | Against | For | |||||||
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | |||||||
MATERION CORPORATION | |||||||||||
Security | 576690101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTRN | Meeting Date | 07-May-2014 | ||||||||
ISIN | US5766901012 | Agenda | 933960545 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EDWARD F. CRAWFORD | For | For | ||||||||
2 | JOSEPH P. KEITHLEY | For | For | ||||||||
3 | N. MOHAN REDDY | For | For | ||||||||
4 | CRAIG S. SHULAR | For | For | ||||||||
2. | TO APPROVE THE MATERION CORPORATION 2006 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF MAY 7, 2014) | Management | For | For | |||||||
3. | TO APPROVE THE MATERION CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY PLAN (AS AMENDED AND RESTATED AS OF MAY 7, 2014) | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY | Management | For | For | |||||||
5. | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
6. | TO APPROVE AN AMENDMENT TO MATERION'S AMENDED AND RESTATED CODE OF REGULATIONS TO OPT OUT OF THE OHIO CONTROL SHARE ACQUISITION ACT. | Management | For | For | |||||||
7. | TO APPROVE AMENDMENTS TO MATERION'S AMENDED AND RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED CODE OF REGULATIONS TO DECLASSIFY THE BOARD OF DIRECTORS (IMPLEMENTATION OF THIS PROPOSAL 7 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 8) | Management | Against | Against | |||||||
8. | TO APPROVE AMENDMENTS TO MATERION'S AMENDED AND RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED CODE OF REGULATIONS TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS (IMPLEMENTATION OF THIS PROPOSAL 8 IS CONDITIONED UPON THE APPROVAL OF PROPOSAL 7) | Management | Against | Against | |||||||
FOSTER WHEELER AG | |||||||||||
Security | H27178104 | Meeting Type | Annual | ||||||||
Ticker Symbol | FWLT | Meeting Date | 07-May-2014 | ||||||||
ISIN | CH0018666781 | Agenda | 933965696 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: CLAYTON C. DALEY, JR. | Management | For | For | |||||||
1B. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: STEVEN J. DEMETRIOU | Management | For | For | |||||||
1C. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: EDWARD G. GALANTE | Management | For | For | |||||||
1D. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: JOHN M. MALCOLM | Management | For | For | |||||||
1E. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: J. KENT MASTERS | Management | For | For | |||||||
1F. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: STEPHANIE S. NEWBY | Management | For | For | |||||||
1G. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: HENRI PHILIPPE REICHSTUL | Management | For | For | |||||||
1H. | RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: MAUREEN B. TART-BEZER | Management | For | For | |||||||
2. | ELECTION OF STEVEN J. DEMETRIOU AS CHAIRMAN OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
3A. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS: CLAYTON C. DALEY, JR. | Management | For | For | |||||||
3B. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS: EDWARD G. GALANTE | Management | For | For | |||||||
3C. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS: HENRI PHILIPPE REICHSTUL | Management | For | For | |||||||
3D. | ELECTION OF THE COMPENSATION AND EXECUTIVE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS: MAUREEN B. TART-BEZER | Management | For | For | |||||||
4. | RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
5. | RATIFICATION (ON A NON-BINDING BASIS) OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
6. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |||||||
7. | ELECTION OF SANDRO TOBLER AS INDEPENDENT PROXY. | Management | For | For | |||||||
8. | APPROVAL OF OUR 2013 SWISS ANNUAL REPORT (INCLUDING THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITED STATUTORY FINANCIAL STATEMENTS OF FOSTER WHEELER AG FOR 2013). | Management | For | For | |||||||
9. | APPROVAL OF RELEASE FROM CAPITAL CONTRIBUTIONS RESERVES AND DISTRIBUTION OF DIVIDEND. | Management | For | For | |||||||
10. | GRANT OF DISCHARGE FROM LIABILITY TO FOSTER WHEELER AG'S BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FOR 2013. | Management | For | For | |||||||
11. | BY MARKING THE BOX TO THE RIGHT, I INSTRUCT THE INDEPENDENT PROXY (OR THE SUBSTITUTE PROXY APPOINTED BY THE BOARD OF DIRECTORS IF THE INDEPENDENT PROXY IS INCAPABLE OF ACTING) TO VOTE FOR OR AGAINST THE VOTING RECOMMENDATIONS OF THE BOARD OF DIRECTORS IN CASE OF NEW OR AMENDED PROPOSALS, AS WELL AS NEW AGENDA ITEMS ACCORDING TO ARTICLE 700 PARA 3 OF THE SWISS CODE OF OBLIGATIONS, OR TO ABSTAIN FROM SUCH NEW OR AMENDED PROPOSALS OR NEW AGENDA ITEMS. | Management | Abstain | Against | |||||||
TEJON RANCH CO. | |||||||||||
Security | 879080109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRC | Meeting Date | 07-May-2014 | ||||||||
ISIN | US8790801091 | Agenda | 933967664 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY S. BIELLI | For | For | ||||||||
2 | JOHN L. GOOLSBY | For | For | ||||||||
3 | NORMAN METCALFE | For | For | ||||||||
4 | KENT G. SNYDER | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
ENTEGRIS, INC. | |||||||||||
Security | 29362U104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ENTG | Meeting Date | 07-May-2014 | ||||||||
ISIN | US29362U1043 | Agenda | 933968971 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL A. BRADLEY | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: MARVIN D. BURKETT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: R. NICHOLAS BURNS | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: JAMES F. GENTILCORE | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: BERTRAND LOY | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: PAUL L.H. OLSON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: BRIAN F. SULLIVAN | Management | For | For | |||||||
2 | RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | Management | Abstain | Against | |||||||
OCH-ZIFF CAP MGMT GROUP LLC | |||||||||||
Security | 67551U105 | Meeting Type | Annual | ||||||||
Ticker Symbol | OZM | Meeting Date | 07-May-2014 | ||||||||
ISIN | US67551U1051 | Agenda | 933969644 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOEL M. FRANK | For | For | ||||||||
2 | ALLAN S. BUFFERD | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OCH-ZIFF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
DUCOMMUN INCORPORATED | |||||||||||
Security | 264147109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DCO | Meeting Date | 07-May-2014 | ||||||||
ISIN | US2641471097 | Agenda | 933972855 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD A. BALDRIDGE | For | For | ||||||||
2 | JOSEPH C. BERENATO | For | For | ||||||||
3 | ROBERT D. PAULSON | For | For | ||||||||
2. | ADVISORY RESOLUTION ON NAMED EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 08-May-2014 | |||||||||
ISIN | BMG507641022 | Agenda | 705152560 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS AND DECLARE FINAL DIVIDEND | Management | For | For | |||||||
2 | RE-ELECT DAVID HSU AS DIRECTOR | Management | For | For | |||||||
3 | RE-ELECT SIMON KESWICK AS DIRECTOR | Management | For | For | |||||||
4 | RE-ELECT GEORGE KOO AS DIRECTOR | Management | For | For | |||||||
5 | APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | |||||||
6 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Against | Against | |||||||
7 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | |||||||
8 | AUTHORISE PURCHASE OF SHARES IN PARENT COMPANY, JARDINE MATHESON HOLDINGS LTD | Management | For | For | |||||||
CMMT | 25 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESO-LUTION 6 AND CHANGE IN MEETING TIME FROM 09:00 TO 11:00. IF YOU HAVE ALREADY S-ENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
COVANTA HOLDING CORPORATION | |||||||||||
Security | 22282E102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVA | Meeting Date | 08-May-2014 | ||||||||
ISIN | US22282E1029 | Agenda | 933937368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID M. BARSE | For | For | ||||||||
2 | RONALD J. BROGLIO | For | For | ||||||||
3 | PETER C.B. BYNOE | For | For | ||||||||
4 | LINDA J. FISHER | For | For | ||||||||
5 | JOSEPH M. HOLSTEN | For | For | ||||||||
6 | ANTHONY J. ORLANDO | For | For | ||||||||
7 | WILLIAM C. PATE | For | For | ||||||||
8 | ROBERT S. SILBERMAN | For | For | ||||||||
9 | JEAN SMITH | For | For | ||||||||
10 | SAMUEL ZELL | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | TO APPROVE THE COVANTA HOLDING CORPORATION 2014 EQUITY AWARD PLAN. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF COVANTA HOLDING CORPORATION'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
REPUBLIC SERVICES, INC. | |||||||||||
Security | 760759100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RSG | Meeting Date | 08-May-2014 | ||||||||
ISIN | US7607591002 | Agenda | 933944832 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JAMES W. CROWNOVER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TOMAGO COLLINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ANN E. DUNWOODY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WILLIAM J. FLYNN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD W. SLAGER | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ALLAN C. SORENSEN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOHN M. TRANI | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE INCENTIVE PLAN. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | |||||||
SOUTHWEST GAS CORPORATION | |||||||||||
Security | 844895102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWX | Meeting Date | 08-May-2014 | ||||||||
ISIN | US8448951025 | Agenda | 933946230 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. BOUGHNER | For | For | ||||||||
2 | JOSE A. CARDENAS | For | For | ||||||||
3 | THOMAS E. CHESTNUT | For | For | ||||||||
4 | STEPHEN C. COMER | For | For | ||||||||
5 | LEROY C. HANNEMAN, JR. | For | For | ||||||||
6 | MICHAEL O. MAFFIE | For | For | ||||||||
7 | ANNE L. MARIUCCI | For | For | ||||||||
8 | MICHAEL J. MELARKEY | For | For | ||||||||
9 | JEFFREY W. SHAW | For | For | ||||||||
10 | A. RANDALL THOMAN | For | For | ||||||||
11 | THOMAS A. THOMAS | For | For | ||||||||
12 | TERRENCE L. WRIGHT | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO REAPPROVE AND AMEND THE MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
COHEN & STEERS, INC. | |||||||||||
Security | 19247A100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US19247A1007 | Agenda | 933946583 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARTIN COHEN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT H. STEERS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PETER L. RHEIN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD P. SIMON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: EDMOND D. VILLANI | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: FRANK T. CONNOR | Management | For | For | |||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
CONNECTICUT WATER SERVICE, INC. | |||||||||||
Security | 207797101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTWS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US2077971016 | Agenda | 933947559 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARY ANN HANLEY | For | For | ||||||||
2 | RICHARD FORDE | For | For | ||||||||
2. | THE NON-BINDING ADVISORY RESOLUTION REGARDING APPROVAL FOR THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE CONNECTICUT WATER SERVICE, INC. 2014 PERFORMANCE STOCK PROGRAM. | Management | For | For | |||||||
4. | THE RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF PARENTEBEARD LLC, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
EXACTECH, INC. | |||||||||||
Security | 30064E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | EXAC | Meeting Date | 08-May-2014 | ||||||||
ISIN | US30064E1091 | Agenda | 933950758 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM PETTY, M.D.* | For | For | ||||||||
2 | RICHARD C. SMITH* | For | For | ||||||||
3 | W. ANDREW KRUSEN JR.# | For | For | ||||||||
2. | APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | Abstain | Against | |||||||
3. | APPROVE THE AMENDED AND RESTATED EXACTECH, INC. 2009 EXECUTIVE COMPENSATION PLAN | Management | Against | Against | |||||||
4. | RATIFY SELECTION OF MCGLADREY LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
HUNTSMAN CORPORATION | |||||||||||
Security | 447011107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HUN | Meeting Date | 08-May-2014 | ||||||||
ISIN | US4470111075 | Agenda | 933952118 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JON M. HUNTSMAN | For | For | ||||||||
2 | DR. PATRICK T. HARKER | For | For | ||||||||
3 | DR. MARY C. BECKERLE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE HUNTSMAN STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CERTIFICATE OF INCORPORATION OF HUNTSMAN CORPORATION. | Management | For | For | |||||||
RYMAN HOSPITALITY PROPERTIES, INC. | |||||||||||
Security | 78377T107 | Meeting Type | Annual | ||||||||
Ticker Symbol | RHP | Meeting Date | 08-May-2014 | ||||||||
ISIN | US78377T1079 | Agenda | 933955900 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL J. BENDER | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: E.K. GAYLORD II | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: D. RALPH HORN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ELLEN LEVINE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT S. PRATHER, JR. | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: COLIN V. REED | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
AMETEK INC. | |||||||||||
Security | 031100100 | Meeting Type | Annual | ||||||||
Ticker Symbol | AME | Meeting Date | 08-May-2014 | ||||||||
ISIN | US0311001004 | Agenda | 933960242 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ANTHONY J. CONTI | For | For | ||||||||
2 | FRANK S. HERMANCE | For | For | ||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, INC. EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
TURQUOISE HILL RESOURCES LTD. | |||||||||||
Security | 900435108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRQ | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA9004351081 | Agenda | 933966232 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | ROWENA ALBONES | For | For | ||||||||
2 | JILL GARDINER | For | For | ||||||||
3 | R. PETER GILLIN | For | For | ||||||||
4 | DAVID KLINGNER | For | For | ||||||||
5 | KAY PRIESTLY | For | For | ||||||||
6 | RUSSEL C. ROBERTSON | For | For | ||||||||
7 | JEFFERY D. TYGESEN | For | For | ||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
KINROSS GOLD CORPORATION | |||||||||||
Security | 496902404 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | KGC | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA4969024047 | Agenda | 933966799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | JOHN A. BROUGH | For | For | ||||||||
2 | JOHN K. CARRINGTON | For | For | ||||||||
3 | JOHN M.H. HUXLEY | For | For | ||||||||
4 | KENNETH C. IRVING | For | For | ||||||||
5 | JOHN A. KEYES | For | For | ||||||||
6 | JOHN A. MACKEN | For | For | ||||||||
7 | C. MCLEOD-SELTZER | For | For | ||||||||
8 | JOHN E. OLIVER | For | For | ||||||||
9 | UNA M. POWER | For | For | ||||||||
10 | TERENCE C.W. REID | For | For | ||||||||
11 | J. PAUL ROLLINSON | For | For | ||||||||
12 | RUTH G. WOODS | For | For | ||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
03 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING THE SHARE OPTION PLAN OF KINROSS TO (A) INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 21,166,667 TO 31,166,667 AND (B) TO ADD A PROVISION WHEREBY OPTIONHOLDERS CAN SURRENDER THEIR OPTIONS TO THE COMPANY IN EXCHANGE FOR THE "IN-THE- MONEY" VALUE IN THE FORM OF EITHER CASH OR SHARES, WITH A COMPANY OPTION TO DELIVER SHARES EVEN IF THE OPTIONHOLDER ELECTS TO RECEIVE CASH. | Management | For | For | |||||||
04 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING KINROSS' RESTRICTED SHARE PLAN TO (A) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE FROM 20,000,000 TO 35,000,000, (B) PERMIT EMPLOYEES | Management | For | For | |||||||
(EXCLUDING THE SENIOR LEADERSHIP TEAM) TO REQUEST THAT SETTLEMENT OF RSUS VESTING IN 2014 BE IN CASH INSTEAD OF SHARES AND (C) PERMIT EMPLOYEES TO ELECT TO SURRENDER VESTED RSUS IN SATISFACTION OF WITHHOLDING TAXES DUE ON VESTING. | |||||||||||
05 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |||||||
CHEMTURA CORPORATION | |||||||||||
Security | 163893209 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHMT | Meeting Date | 08-May-2014 | ||||||||
ISIN | US1638932095 | Agenda | 933968642 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ANNA C. CATALANO | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JAMES W. CROWNOVER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT A. DOVER | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JONATHAN F. FOSTER | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CRAIG A. ROGERSON | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | For | |||||||
2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3 | APPROVAL OF THE CHEMTURA CORPORATION SENIOR EXECUTIVE BONUS PLAN. | Management | For | For | |||||||
4 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
HUDSON VALLEY HOLDING CORP. | |||||||||||
Security | 444172100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HVB | Meeting Date | 08-May-2014 | ||||||||
ISIN | US4441721002 | Agenda | 933978023 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES J. LANDY | For | For | ||||||||
2 | STEPHEN R. BROWN | For | For | ||||||||
3 | JOHN P. CAHILL | For | For | ||||||||
4 | MARY-JANE FOSTER | For | For | ||||||||
5 | GREGORY F. HOLCOMBE | For | For | ||||||||
6 | ADAM W. IFSHIN | For | For | ||||||||
7 | MATTHEW A. LINDENBAUM | For | For | ||||||||
8 | JOSEPH A. SCHENK | For | For | ||||||||
9 | CRAIG S. THOMPSON | For | For | ||||||||
10 | WILLIAM E. WHISTON | For | For | ||||||||
2. | NON-BINDING ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
3. | RATIFY APPOINTMENT OF KPMG LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
ARTHROCARE CORPORATION | |||||||||||
Security | 043136100 | Meeting Type | Special | ||||||||
Ticker Symbol | ARTC | Meeting Date | 08-May-2014 | ||||||||
ISIN | US0431361007 | Agenda | 933979140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 2, 2014, BY AND AMONG THE ARTHROCARE CORPORATION, SMITH & NEPHEW, INC., A DELAWARE CORPORATION, ROSEBUD ACQUISITION CORPORATION, A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF SMITH & NEPHEW, INC. AND, SMITH & NEPHEW PLC, AN ENGLISH PUBLIC LIMITED COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||
2 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | |||||||
3 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE GOLDEN PARACHUTE COMPENSATION PAYABLE TO ARTHROCARE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
CYPRESS SEMICONDUCTOR CORPORATION | |||||||||||
Security | 232806109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CY | Meeting Date | 09-May-2014 | ||||||||
ISIN | US2328061096 | Agenda | 933944539 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | T.J. RODGERS | For | For | ||||||||
2 | W. STEVE ALBRECHT | For | For | ||||||||
3 | ERIC A. BENHAMOU | For | For | ||||||||
4 | JAMES R. LONG | For | For | ||||||||
5 | ROBERT Y.L. MAO | For | For | ||||||||
6 | J.D. SHERMAN | For | For | ||||||||
7 | WILBERT VAN DEN HOEK | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3 | ANNUAL ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
FURMANITE CORPORATION | |||||||||||
Security | 361086101 | Meeting Type | Annual | ||||||||
Ticker Symbol | FRM | Meeting Date | 09-May-2014 | ||||||||
ISIN | US3610861011 | Agenda | 933950328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CHARLES R. COX | For | For | ||||||||
2 | SANGWOO AHN | For | For | ||||||||
3 | KEVIN R. JOST | For | For | ||||||||
4 | RALPH PATITUCCI | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF UHY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
ROCKWOOD HOLDINGS, INC. | |||||||||||
Security | 774415103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROC | Meeting Date | 09-May-2014 | ||||||||
ISIN | US7744151033 | Agenda | 933954807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DOUG MAINE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AMBASSADOR ALEJANDRO WOLFF | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE AMENDED AND RESTATED 2009 ROCKWOOD HOLDINGS, INC. STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | TO APPROVE THE AMENDED AND RESTATED 2009 ROCKWOOD HOLDINGS, INC. SHORT-TERM INCENTIVE PLAN. | Management | For | For | |||||||
THE HONGKONG AND SHANGHAI HOTELS, LTD, HONG KONG | |||||||||||
Security | Y35518110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | HK0045000319 | Agenda | 705091003 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0401/LTN20140401979.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0401/LTN201404011025.pdf | Non-Voting | |||||||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.a | TO RE-ELECT MR. CLEMENT KING MAN KWOK AS DIRECTOR | Management | For | For | |||||||
3.b | TO RE-ELECT MR. WILLIAM ELKIN MOCATTA AS DIRECTOR | Management | For | For | |||||||
3.c | TO RE-ELECT MR. PIERRE ROGER BOPPE AS DIRECTOR | Management | For | For | |||||||
3.d | TO RE-ELECT DR. WILLIAM KWOK LUN FUNG AS DIRECTOR | Management | For | For | |||||||
3.e | TO RE-ELECT MR. ALAN PHILIP CLARK AS DIRECTOR | Management | For | For | |||||||
3.f | TO ELECT MR. ANDREW CLIFFORD WINAWER BRANDLER AS NEW DIRECTOR | Management | For | For | |||||||
4 | TO RE-APPOINT KPMG AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | For | For | |||||||
6 | TO GRANT A GENERAL MANDATE FOR SHARE REPURCHASE | Management | For | For | |||||||
7 | TO ADD SHARES REPURCHASED TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (5) | Management | For | For | |||||||
8 | TO DETERMINE THE ORDINARY REMUNERATION OF NON-EXECUTIVE DIRECTORS AND INDEPENDENT NON- EXECUTIVE DIRECTORS | Management | For | For | |||||||
9 | TO DELETE THE PROVISIONS OF THE FORMER MEMORANDUM OF ASSOCIATION AND AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLES 1, 2, 3, 5, 6, 7, 9, 15, 18, 20, 23, 25, 35, 44, 45, 46, 47, 49, 50, 51, 58, 68, 98, 112, 114, 120, 128, 130, 133, 134, 135, 142, 143, 142A, 144 | Management | For | For | |||||||
SL INDUSTRIES, INC. | |||||||||||
Security | 784413106 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLI | Meeting Date | 12-May-2014 | ||||||||
ISIN | US7844131067 | Agenda | 933978732 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | AVRUM GRAY | For | For | ||||||||
2 | GLEN M. KASSAN | For | For | ||||||||
3 | WARREN G. LICHTENSTEIN | For | For | ||||||||
4 | JAMES A. RISHER | For | For | ||||||||
5 | MARK E. SCHWARZ | For | For | ||||||||
2. | TO APPROVE AN AMENDMENT OF THE COMPANY'S 2008 INCENTIVE STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK, $0.20 PAR VALUE PER SHARE, SUBJECT THERETO FROM 450,000 SHARES TO 500,000 SHARES. | Management | For | For | |||||||
3. | TO APPROVE AN AMENDMENT OF THE COMPANY'S 2008 INCENTIVE STOCK PLAN TO PROVIDE FOR QUALIFYING PERFORMANCE-BASED LONG-TERM INCENTIVE AWARDS UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS THEREUNDER, AND TO MAKE CERTAIN OTHER TECHNICAL AND CLARIFYING AMENDMENTS. | Management | For | For | |||||||
4. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
ACCO BRANDS CORPORATION | |||||||||||
Security | 00081T108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ACCO | Meeting Date | 13-May-2014 | ||||||||
ISIN | US00081T1088 | Agenda | 933951596 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GEORGE V. BAYLY | For | For | ||||||||
2 | JAMES A. BUZZARD | For | For | ||||||||
3 | KATHLEEN S. DVORAK | For | For | ||||||||
4 | BORIS ELISMAN | For | For | ||||||||
5 | ROBERT H. JENKINS | For | For | ||||||||
6 | PRADEEP JOTWANI | For | For | ||||||||
7 | ROBERT J. KELLER | For | For | ||||||||
8 | THOMAS KROEGER | For | For | ||||||||
9 | MICHAEL NORKUS | For | For | ||||||||
10 | E. MARK RAJKOWSKI | For | For | ||||||||
11 | SHEILA G. TALTON | For | For | ||||||||
2 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | THE APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
THE TIMKEN COMPANY | |||||||||||
Security | 887389104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TKR | Meeting Date | 13-May-2014 | ||||||||
ISIN | US8873891043 | Agenda | 933951863 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PHILLIP R. COX | For | For | ||||||||
2 | DIANE C. CREEL | For | For | ||||||||
3 | RICHARD G. KYLE | For | For | ||||||||
4 | JOHN A. LUKE, JR. | For | For | ||||||||
5 | CHRISTOPHER L. MAPES | For | For | ||||||||
6 | JOSEPH W. RALSTON | For | For | ||||||||
7 | JOHN P. REILLY | For | For | ||||||||
8 | FRANK C. SULLIVAN | For | For | ||||||||
9 | JOHN M. TIMKEN, JR. | For | For | ||||||||
10 | WARD J. TIMKEN, JR. | For | For | ||||||||
11 | JACQUELINE F. WOODS | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY RESOLUTION REGARDING NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ADOPT A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | |||||||
LAWSON PRODUCTS, INC. | |||||||||||
Security | 520776105 | Meeting Type | Annual | ||||||||
Ticker Symbol | LAWS | Meeting Date | 13-May-2014 | ||||||||
ISIN | US5207761058 | Agenda | 933953893 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD B. PORT, M.D. | For | For | ||||||||
2 | WILMA J. SMELCER | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE AMENDED AND RESTATED 2009 EQUITY COMPENSATION PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP. | Management | For | For | |||||||
WRIGHT MEDICAL GROUP, INC. | |||||||||||
Security | 98235T107 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMGI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US98235T1079 | Agenda | 933954023 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GARY D. BLACKFORD | For | For | ||||||||
2 | MARTIN J. EMERSON | For | For | ||||||||
3 | LAWRENCE W. HAMILTON | For | For | ||||||||
4 | RONALD K. LABRUM | For | For | ||||||||
5 | JOHN L. MICLOT | For | For | ||||||||
6 | ROBERT J. PALMISANO | For | For | ||||||||
7 | AMY S. PAUL | For | For | ||||||||
8 | ROBERT J. QUILLINAN | For | For | ||||||||
9 | DAVID D. STEVENS | For | For | ||||||||
10 | DOUGLAS G. WATSON | For | For | ||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
ALBEMARLE CORPORATION | |||||||||||
Security | 012653101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALB | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0126531013 | Agenda | 933958184 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM H. HERNANDEZ | For | For | ||||||||
2 | LUTHER C. KISSAM IV | For | For | ||||||||
3 | JOSEPH M. MAHADY | For | For | ||||||||
4 | JIM W. NOKES | For | For | ||||||||
5 | JAMES J. O'BRIEN | For | For | ||||||||
6 | BARRY W. PERRY | For | For | ||||||||
7 | JOHN SHERMAN JR. | For | For | ||||||||
8 | GERALD A. STEINER | For | For | ||||||||
9 | HARRIETT TEE TAGGART | For | For | ||||||||
10 | ANNE MARIE WHITTEMORE | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ASTRONICS CORPORATION | |||||||||||
Security | 046433108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATRO | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0464331083 | Agenda | 933958728 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RAYMOND W. BOUSHIE | For | For | ||||||||
2 | ROBERT T. BRADY | For | For | ||||||||
3 | JOHN B. DRENNING | For | For | ||||||||
4 | PETER J. GUNDERMANN | For | For | ||||||||
5 | KEVIN T. KEANE | For | For | ||||||||
6 | ROBERT J. MCKENNA | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
ASTRONICS CORPORATION | |||||||||||
Security | 046433207 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATROB | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0464332073 | Agenda | 933958728 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RAYMOND W. BOUSHIE | For | For | ||||||||
2 | ROBERT T. BRADY | For | For | ||||||||
3 | JOHN B. DRENNING | For | For | ||||||||
4 | PETER J. GUNDERMANN | For | For | ||||||||
5 | KEVIN T. KEANE | For | For | ||||||||
6 | ROBERT J. MCKENNA | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
BEL FUSE INC. | |||||||||||
Security | 077347201 | Meeting Type | Annual | ||||||||
Ticker Symbol | BELFA | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0773472016 | Agenda | 933963452 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | AVI EDEN | Take No Action | |||||||||
2 | ROBERT H. SIMANDL | Take No Action | |||||||||
3 | NORMAN YEUNG | Take No Action | |||||||||
2 | WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION OF DELOITTE & TOUCHE LLP TO AUDIT THE BOOKS AND ACCOUNTS FOR 2014. | Management | Take No Action | ||||||||
3 | WITH RESPECT TO THE APPROVAL, ON AN ADVISORY BASIS, OF THE EXECUTIVE COMPENSATION OF BEL'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Take No Action | ||||||||
NUTRISYSTEM, INC. | |||||||||||
Security | 67069D108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NTRI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US67069D1081 | Agenda | 933973554 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT F. BERNSTOCK | For | For | ||||||||
2 | PAUL GUYARDO | For | For | ||||||||
3 | MICHAEL J. HAGAN | For | For | ||||||||
4 | JAY HERRATTI | For | For | ||||||||
5 | BRIAN P. TIERNEY | For | For | ||||||||
6 | ANDREA M. WEISS | For | For | ||||||||
7 | STEPHEN T. ZARRILLI | For | For | ||||||||
8 | DAWN M. ZIER | For | For | ||||||||
2. | RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVE NAMED EXECUTIVE OFFICERS COMPENSATION. | Management | Abstain | Against | |||||||
HANDY & HARMAN LTD | |||||||||||
Security | 410315105 | Meeting Type | Annual | ||||||||
Ticker Symbol | HNH | Meeting Date | 13-May-2014 | ||||||||
ISIN | US4103151050 | Agenda | 933978718 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: WARREN G. LICHTENSTEIN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT FRANKFURT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JACK L. HOWARD | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: GLEN M. KASSAN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: JOHN H. MCNAMARA, JR. | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PATRICK A. DEMARCO | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: GAREN W. SMITH | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JEFFREY A. SVOBODA | Management | For | For | |||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
PZENA INVESTMENT MANAGEMENT, INC. | |||||||||||
Security | 74731Q103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PZN | Meeting Date | 13-May-2014 | ||||||||
ISIN | US74731Q1031 | Agenda | 933983036 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD S. PZENA | For | For | ||||||||
2 | JOHN P. GOETZ | For | For | ||||||||
3 | WILLIAM L. LIPSEY | For | For | ||||||||
4 | STEVEN M. GALBRAITH | For | For | ||||||||
5 | JOEL M. GREENBLATT | For | For | ||||||||
6 | RICHARD P. MEYEROWICH | For | For | ||||||||
7 | CHARLES D. JOHNSTON | For | For | ||||||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
GRIFFIN LAND & NURSERIES, INC. | |||||||||||
Security | 398231100 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | GRIF | Meeting Date | 13-May-2014 | ||||||||
ISIN | US3982311009 | Agenda | 933995992 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | CHRISTOPHER P. HALEY | For | For | ||||||||
2 | WALTER M. SCHENKER | For | For | ||||||||
02 | THE COMPANY'S PROPOSAL TO RATIFY THE SELECTION OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2014. | Management | For | For | |||||||
03 | THE COMPANY'S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXCUTIVE OFFICERS. | Management | Abstain | For | |||||||
04 | GAMCO'S PROPOSAL REQUESTING THE BOARD TAKE THE NECESSARY STEPS TO ENABLE THE COMPANY TO QUALIFY AS A REAL ESTATE INVESTMENT TRUST ("REIT") OR A MASTER LIMITED PARTNERSHIP ("MLP") IN ORDER TO PURSUE THE CONVERSION OF THE COMPANY INTO A REIT OR MLP. | Management | For | For | |||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | |||||||||||
Security | G8878S103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | KYG8878S1030 | Agenda | 705134168 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0409/LTN20140409253.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0409/LTN20140409247.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
3.A | TO RE-ELECT MR. JUNICHIRO IDA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | |||||||
3.B | TO RE-ELECT MR. WEI YING-CHIAO AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | |||||||
3.C | TO RE-ELECT MR. TERUO NAGANO AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | |||||||
3.D | TO RE-ELECT MR. HSU SHIN-CHUN WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION | Management | For | For | |||||||
4 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
5 | TO CONSIDER AND APPROVE THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | For | For | |||||||
6 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |||||||
7 | TO CONSIDER AND APPROVE THAT THE AGGREGATE NOMINAL AMOUNT OF SHARES WHICH ARE REPURCHASED BY THE COMPANY SHALL BE ADDED TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES | Management | For | For | |||||||
TINGYI (CAYMAN ISLANDS) HOLDING CORP | |||||||||||
Security | G8878S103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | KYG8878S1030 | Agenda | 705182486 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0417/LTN20140417214.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0417/LTN20140417248.pdf | Non-Voting | |||||||||
1 | TO CONSIDER, CONFIRM, APPROVE AND RATIFY THE AGREEMENT (AS DEFINED AND MORE PARTICULARLY SET OUT IN THE NOTICE CONVENING THE EXTRAORDINARY GENERAL MEETING); AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS OR THINGS AND TO SIGN AND EXECUTE ALL SUCH OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL SUCH STEPS WHICH IN THE OPINION OF THE DIRECTOR OF THE COMPANY MAY BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | |||||||
BLACK EARTH FARMING LTD, JERSEY | |||||||||||
Security | G1311M114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||
ISIN | SE0001882291 | Agenda | 705190887 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ELECTION OF CHAIRMAN FOR THE MEETING: THE NOMINATION COMMITTEE (CONSISTING OF-ANDERS KRONBORG, ON BEHALF OF KINNEVIK NEW VENTURES AB (A SUBSIDIARY OF-INVESTMENT AB KINNEVIK), LEIF TORNVALL, ON BEHALF OF ALECTA, AND ANDERS-BORJESSON (CHAIRMAN OF THE NOMINATION COMMITTEE), ON BEHALF OF LUXOR CAPITAL-PROPOSES THAT PER NYBERG IS ELECTED AS CHAIRMAN FOR THE MEETING | Non-Voting | |||||||||
2 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting | |||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND SIGN THE MINUTES | Non-Voting | |||||||||
5 | RESOLUTION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||||||||
6 | PRESENTATION BY THE MANAGING DIRECTOR | Non-Voting | |||||||||
7 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AS WELL AS THE-CONSOLIDATED ANNUAL REPORT AND THE CONSOLIDATED AUDITOR'S REPORT | Non-Voting | |||||||||
8.a | RESOLUTION IN RESPECT OF THE ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | ||||||||
8.b | RESOLUTION IN RESPECT OF THE APPROPRIATION OF THE COMPANY'S RESULTS ACCORDING TO THE ADOPTED BALANCE SHEET | Management | No Action | ||||||||
9 | DETERMINATION OF THE NUMBER OF DIRECTORS AND AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF FIVE DIRECTORS WITHOUT DEPUTIES | Management | No Action | ||||||||
10 | DETERMINATION OF REMUNERATION TO THE DIRECTORS AND THE AUDITORS | Management | No Action | ||||||||
11 | ELECTION OF DIRECTORS AND AUDITORS: THE NOMINATION COMMITTEE PROPOSES, FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING, THE RE- ELECTION OF VIGO CARLUND, POUL SCHRODER, ANDERS KRONBORG AND CAMILLA OBERG AND THE ELECTION OF DMITRY ZAVGORODNIY. FURTHER, IT IS PROPOSED THAT THE MEETING SHALL RE- | Management | No Action | ||||||||
ELECT VIGO CARLUND AS CHAIRMAN OF THE BOARD AND THE NOMINATION COMMITTEE PROPOSES THAT PRICEWATERHOUSECOOPERS AB IS ELECTED AS AUDITOR OF THE COMPANY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | |||||||||||
12 | RESOLUTION TO APPOINT THE NOMINATION COMMITTEE | Management | No Action | ||||||||
13 | RESOLUTION REGARDING REMUNERATION PRINCIPLES FOR THE SENIOR MANAGEMENT | Management | No Action | ||||||||
14 | CLOSING OF THE MEETING | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR '-AGAINST' FOR RESOLUTIONS 8A TO 13, ABSTAIN IS NOT A VOTING OPTION ON THIS MEET-ING | Non-Voting | |||||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||
MERITAGE HOMES CORPORATION | |||||||||||
Security | 59001A102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTH | Meeting Date | 14-May-2014 | ||||||||
ISIN | US59001A1025 | Agenda | 933949440 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN J. HILTON | For | For | ||||||||
2 | RAYMOND OPPEL | For | For | ||||||||
3 | RICHARD T. BURKE, SR. | For | For | ||||||||
4 | DANA C. BRADFORD | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | APPROVE THE AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | Management | For | For | |||||||
5. | APPROVE AN AMENDMENT TO AND EXTENSION OF THE EXECUTIVE MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||
TENNECO INC. | |||||||||||
Security | 880349105 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEN | Meeting Date | 14-May-2014 | ||||||||
ISIN | US8803491054 | Agenda | 933953920 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: THOMAS C. FREYMAN | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: HARI N. NAIR | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: DAVID B. PRICE, JR. | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: PAUL T. STECKO | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | |||||||
2 | APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3 | APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY VOTE. | Management | Abstain | Against | |||||||
NUVASIVE, INC. | |||||||||||
Security | 670704105 | Meeting Type | Annual | ||||||||
Ticker Symbol | NUVA | Meeting Date | 14-May-2014 | ||||||||
ISIN | US6707041058 | Agenda | 933954453 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGORY T. LUCIER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: LESLIE V. NORWALK | Management | For | For | |||||||
2. | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | Abstain | Against | |||||||
3. | APPROVAL FOR THE COMPANY TO ADOPT THE NUVASIVE, INC. 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | APPROVAL FOR THE COMPANY TO ADOPT THE NUVASIVE, INC. 2014 EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
CYNOSURE INC. | |||||||||||
Security | 232577205 | Meeting Type | Annual | ||||||||
Ticker Symbol | CYNO | Meeting Date | 14-May-2014 | ||||||||
ISIN | US2325772059 | Agenda | 933954958 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. DAVIN | For | For | ||||||||
2 | MR. BIAGIONI | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY, NON- BINDING BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS CYNOSURE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
WATTS WATER TECHNOLOGIES, INC. | |||||||||||
Security | 942749102 | Meeting Type | Annual | ||||||||
Ticker Symbol | WTS | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9427491025 | Agenda | 933956318 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. AYERS | For | For | ||||||||
2 | BERNARD BAERT | For | For | ||||||||
3 | KENNETT F. BURNES | For | For | ||||||||
4 | RICHARD J. CATHCART | For | For | ||||||||
5 | W. CRAIG KISSEL | For | For | ||||||||
6 | JOHN K. MCGILLICUDDY | For | For | ||||||||
7 | JOSEPH T. NOONAN | For | For | ||||||||
8 | MERILEE RAINES | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
THE ST. JOE COMPANY | |||||||||||
Security | 790148100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JOE | Meeting Date | 14-May-2014 | ||||||||
ISIN | US7901481009 | Agenda | 933957194 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: CESAR L. ALVAREZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: BRUCE R. BERKOWITZ | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PARK BRADY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HOWARD S. FRANK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JEFFREY C. KEIL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STANLEY MARTIN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS P. MURPHY, JR. | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
MINERALS TECHNOLOGIES INC. | |||||||||||
Security | 603158106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MTX | Meeting Date | 14-May-2014 | ||||||||
ISIN | US6031581068 | Agenda | 933958413 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DUANE R. DUNHAM | For | For | ||||||||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
BLYTH, INC. | |||||||||||
Security | 09643P207 | Meeting Type | Annual | ||||||||
Ticker Symbol | BTH | Meeting Date | 14-May-2014 | ||||||||
ISIN | US09643P2074 | Agenda | 933960278 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JANE A. DIETZE | For | For | ||||||||
2 | ROBERT B. GOERGEN | For | For | ||||||||
3 | ROBERT B. GOERGEN, JR. | For | For | ||||||||
4 | NEAL I. GOLDMAN | For | For | ||||||||
5 | ANDREW GRAHAM | For | For | ||||||||
6 | BRETT M. JOHNSON | For | For | ||||||||
7 | ILAN KAUFTHAL | For | For | ||||||||
8 | JAMES M. MCTAGGART | For | For | ||||||||
9 | HOWARD E. ROSE | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE VISALUS, INC. 2012 OMNIBUS INCENTIVE PLAN PURSUANT TO INTERNAL REVENUE CODE 162(M). | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS. | Management | For | For | |||||||
UNITED-GUARDIAN, INC. | |||||||||||
Security | 910571108 | Meeting Type | Annual | ||||||||
Ticker Symbol | UG | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9105711082 | Agenda | 933975736 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT S. RUBINGER | For | For | ||||||||
2 | KENNETH H. GLOBUS | For | For | ||||||||
3 | LAWRENCE F. MAIETTA | For | For | ||||||||
4 | ARTHUR M. DRESNER | For | For | ||||||||
5 | ANDREW A. BOCCONE | For | For | ||||||||
6 | C.W. NOLAN, SR. | For | For | ||||||||
2. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
TYLER TECHNOLOGIES, INC. | |||||||||||
Security | 902252105 | Meeting Type | Annual | ||||||||
Ticker Symbol | TYL | Meeting Date | 14-May-2014 | ||||||||
ISIN | US9022521051 | Agenda | 933976308 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DONALD R. BRATTAIN | For | For | ||||||||
2 | GLENN A. CARTER | For | For | ||||||||
3 | BRENDA A. CLINE | For | For | ||||||||
4 | J. LUTHER KING, JR. | For | For | ||||||||
5 | JOHN S. MARR, JR. | For | For | ||||||||
6 | DUSTIN R. WOMBLE | For | For | ||||||||
7 | JOHN M. YEAMAN | For | For | ||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION FOR THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
DEAN FOODS COMPANY | |||||||||||
Security | 242370203 | Meeting Type | Annual | ||||||||
Ticker Symbol | DF | Meeting Date | 14-May-2014 | ||||||||
ISIN | US2423702032 | Agenda | 933980559 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: TOM C. DAVIS | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: JOHN R. MUSE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: GREGG A. TANNER | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: JIM L. TURNER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR FOR A 1-YEAR TERM: ROBERT T. WISEMAN | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE AND ADOPT AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION DECREASING THE TOTAL NUMBER OF AUTHORIZED SHARES OF OUR CAPITAL STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
5. | STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED VESTING OF EQUITY AWARDS IN CONNECTION WITH A CHANGE IN CONTROL OF OUR COMPANY. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL RELATED TO THE REPORTING OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |||||||
7. | STOCKHOLDER PROPOSAL RELATED TO WATER STEWARDSHIP IN THE AGRICULTURAL SUPPLY CHAIN. | Shareholder | Against | For | |||||||
MORGANS HOTEL GROUP CO. | |||||||||||
Security | 61748W108 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | MHGC | Meeting Date | 14-May-2014 | ||||||||
ISIN | US61748W1080 | Agenda | 933990346 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JASON T. KALISMAN | For | For | ||||||||
2 | JOHN J. DOUGHERTY | For | For | ||||||||
3 | MARTIN L. EDELMAN | For | For | ||||||||
4 | MAHMOOD J. KHIMJI | For | For | ||||||||
5 | JONATHAN A. LANGER | For | For | ||||||||
6 | ANDREA L. OLSHAN | For | For | ||||||||
7 | MICHAEL E. OLSHAN | For | For | ||||||||
8 | MICHELLE S. RUSSO | For | For | ||||||||
9 | DEREX WALKER | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | RECOMMEND TO BOARD THAT (1) IT BE PROHIBITED FROM AMENDING ITS STOCKHOLDER PROTECTION RIGHTS AGREEMENT, (2) IT REDEEMS THE EXISTING PLAN AND (3) ADOPTION OF ANY OTHER STOCKHOLDER RIGHTS PLAN OR OTHER FORM OF "POISON PILL" REQUIRES THE APPROVAL BY A MAJORITY OF STOCKHOLDERS AND SUCH PLAN EXPIRES WITHIN ONE YEAR UNLESS APPROVED BY A MAJORITY OF STOCKHOLDERS. | Shareholder | For | Against | |||||||
JUNGHEINRICH AG, HAMBURG | |||||||||||
Security | D37552102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | DE0006219934 | Agenda | 705108149 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU. | Non-Voting | ||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 24 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 APR 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||
1. | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2013 FINANC-IAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEME-NTS AND GROUP ANNUAL REPORT | Non-Voting | |||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE-PROFIT OF EUR 56,444,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDE-ND OF EUR 0.80 PER ORDINARY SHARE AND EUR 0.86 PER PREFERRED SHARE EUR 28,284,-000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EX-DIVIDEND AND PAYABLE DATE: M-AY 16, 2014 | Non-Voting | |||||||||
3. | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Non-Voting | |||||||||
4. | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Non-Voting | |||||||||
5. | APPOINTMENT OF AUDITORS FOR THE 2014 FINANCIAL YEAR: DELOITTE & TOUCHE GMBH, H-AMBURG | Non-Voting | |||||||||
6. | APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT THE CONTROL AND PROFIT T-RANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, JUNGHEINRICH LOG-ISTIKSYSTEME GMBH, SHALL BE APPROVED | Non-Voting | |||||||||
7. | ACQUISITION OF OWN SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE SHAR-ES OF THE COMPANY OF UP TO 10 PCT. OF THE SHARE CAPITAL AT PRICES NOT DEVIATIN-G MORE THAN 10 PCT. FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 14,-2019. THE BOARD OF MDS SHALL BE AUTHORIZED TO USE THE SHARES FOR MERGERS AND A- CQUISITIONS, TO RETIRE THE SHARES AND TO DISPOSE OF THE SHARES IN A MANNER OTH-ER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING IF THEY ARE SOLD AT A PRICE NO-T MATERIALLY BELOW THEIR MARKET PRICE | Non-Voting | |||||||||
8. | RESOLUTION ON THE ADJUSTMENT OF THE REMUNERATION FOR THE SUPERVISORY BOARD EAC-H MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE A FIXED ANNUAL REMUNERATION OF-EUR 20,000 PLUS A PROFIT RELATED VARIABLE REMUNERATION OF UP TO EUR 40,000 | Non-Voting | |||||||||
CHINA TONTINE WINES GROUP LTD | |||||||||||
Security | G215A4107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | BMG215A41075 | Agenda | 705123367 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407568.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0407/LTN20140407563.pdf | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||
1 | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS (THE "DIRECTORS") AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
2.a | TO RE-ELECT MR. WANG GUANGYUAN AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||
2.b | TO RE-ELECT MR. LAI CHI KEUNG, ALBERT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||
2.c | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | |||||||
3 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||
4 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH THE UNISSUED SHARES OF HKD 0.01 EACH IN THE SHARE CAPITAL OF THE COMPANY, THE AGGREGATE NOMINAL AMOUNT OF WHICH SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | For | For | |||||||
6 | TO ADD THE NOMINAL AMOUNT OF THE SHARES IN THE COMPANY PURCHASED BY THE COMPANY TO THE GENERAL MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 4 ABOVE | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 705232419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | THAT: THE DISPOSAL BY THE COMPANY OF ITS 100% SHAREHOLDING IN CMC (THE "DISPOSAL"), AS DESCRIBED IN THE CIRCULAR TO SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH THIS NOTICE FORMS PART (THE "CIRCULAR") AS A CLASS 1 TRANSACTION ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE HOLDING LIMITED AND GP HOLDING SAS IS HEREBY APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY AND THAT EACH AND ANY OF THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS AND CONDITIONS AND CONTD | Management | For | For | |||||||
CONT | CONTD TO MAKE SUCH NON-MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND-EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AND OF ANY DOCUMENTS AND-ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS HE OR SHE THINKS NECESSARY OR-DESIRABLE | Non-Voting | |||||||||
KEY ENERGY SERVICES, INC. | |||||||||||
Security | 492914106 | Meeting Type | Annual | ||||||||
Ticker Symbol | KEG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US4929141061 | Agenda | 933938839 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: WILLIAM D. FERTIG | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT K. REEVES | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARK H. ROSENBERG | Management | For | For | |||||||
2. | TO APPROVE THE ADOPTION OF THE KEY ENERGY SERVICES, INC. 2014 EQUITY AND CASH INCENTIVE PLAN. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
WESTAR ENERGY, INC. | |||||||||||
Security | 95709T100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WR | Meeting Date | 15-May-2014 | ||||||||
ISIN | US95709T1007 | Agenda | 933944933 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MOLLIE H. CARTER | For | For | ||||||||
2 | JERRY B. FARLEY | For | For | ||||||||
3 | MARK A. RUELLE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
SPROUTS FARMERS MARKET, INC. | |||||||||||
Security | 85208M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SFM | Meeting Date | 15-May-2014 | ||||||||
ISIN | US85208M1027 | Agenda | 933946280 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | TERRI FUNK GRAHAM | For | For | ||||||||
2 | GEORGE G. GOLLEHER | For | For | ||||||||
3 | STEVEN H. TOWNSEND | For | For | ||||||||
2. | TO VOTE ON A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS FOR FISCAL 2013 ("SAY-ON-PAY"). | Management | Abstain | Against | |||||||
3. | TO VOTE ON A NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES ("SAY-ON- FREQUENCY"). | Management | Abstain | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014. | Management | For | For | |||||||
DR PEPPER SNAPPLE GROUP,INC. | |||||||||||
Security | 26138E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | DPS | Meeting Date | 15-May-2014 | ||||||||
ISIN | US26138E1091 | Agenda | 933947547 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JOHN L. ADAMS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RONALD G. ROGERS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: WAYNE R. SANDERS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JACK L. STAHL | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LARRY D. YOUNG | Management | For | For | |||||||
2. | TO RATIFY DELOITTE & TOUCHE LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS WITH RESPECT TO 2013, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION, IS HEREBY APPROVED. | Management | Abstain | Against | |||||||
4. | TO VOTE ON STOCKHOLDER PROPOSAL REGARDING COMPREHENSIVE RECYCLING STRATEGY FOR BEVERAGE CONTAINERS. | Shareholder | Against | For | |||||||
5. | TO APPROVE AMENDMENT TO PERFORMANCE-BASED CRITERIA UNDER 2009 STOCK PLAN AND APPROVE SUCH CRITERIA UNDER SECTION 162(M) OF INTERNAL REVENUE CODE FOR FUTURE AWARDS. | Management | For | For | |||||||
ALIGN TECHNOLOGY, INC. | |||||||||||
Security | 016255101 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALGN | Meeting Date | 15-May-2014 | ||||||||
ISIN | US0162551016 | Agenda | 933952384 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JOSEPH LACOB | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: C. RAYMOND LARKIN, JR. | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: GEORGE J. MORROW | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: DR. DAVID C. NAGEL | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: THOMAS M. PRESCOTT | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: ANDREA L. SAIA | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: GREG J. SANTORA | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WARREN S. THALER | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
THE WHITEWAVE FOODS COMPANY | |||||||||||
Security | 966244105 | Meeting Type | Annual | ||||||||
Ticker Symbol | WWAV | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9662441057 | Agenda | 933952459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GREGG L. ENGLES | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE CONVERSION OF OUR CLASS B COMMON STOCK INTO CLASS A COMMON STOCK. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE AMENDMENTS TO OUR CHARTER PROMPTED BY THE COMPLETION OF OUR SEPARATION FROM DEAN FOODS COMPANY. | Management | For | For | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
THE MOSAIC COMPANY | |||||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOS | Meeting Date | 15-May-2014 | ||||||||
ISIN | US61945C1036 | Agenda | 933958019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | APPROVAL OF AN AMENDMENT TO MOSAIC'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
2A. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: DENISE C. JOHNSON | Management | For | For | |||||||
2B. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: NANCY E. COOPER (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2C. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2D. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
2E. | ELECTION OF A DIRECTOR FOR A TERM EXPIRING IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN 2017 IF PROPOSAL 1 IS REJECTED) | Management | For | For | |||||||
3. | APPROVAL OF THE MOSAIC COMPANY 2014 STOCK AND INCENTIVE PLAN, AS RECOMMENDED BY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT OUR FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2014 AND THE EFFECTIVENESS OF INTERNAL CONTROL OVER FINANCIAL REPORTING AS OF DECEMBER 31, 2014. | Management | For | For | |||||||
5. | A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON- PAY"). | Management | Abstain | Against | |||||||
THE CHARLES SCHWAB CORPORATION | |||||||||||
Security | 808513105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SCHW | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8085131055 | Agenda | 933958209 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: FRANK C. HERRINGER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: STEPHEN T. MCLIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROGER O. WALTHER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT N. WILSON | Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL REGARDING ACCELERATED VESTING UPON CHANGE IN CONTROL | Shareholder | Against | For | |||||||
PNM RESOURCES, INC. | |||||||||||
Security | 69349H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNM | Meeting Date | 15-May-2014 | ||||||||
ISIN | US69349H1077 | Agenda | 933960571 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ADELMO E. ARCHULETA | For | For | ||||||||
2 | PATRICIA K. COLLAWN | For | For | ||||||||
3 | E. RENAE CONLEY | For | For | ||||||||
4 | ALAN J. FOHRER | For | For | ||||||||
5 | MAUREEN T. MULLARKEY | For | For | ||||||||
6 | ROBERT R. NORDHAUS | For | For | ||||||||
7 | DONALD K. SCHWANZ | For | For | ||||||||
8 | BRUCE W. WILKINSON | For | For | ||||||||
9 | JOAN B. WOODARD | For | For | ||||||||
2. | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | APPROVE PNM RESOURCES, INC.'S 2014 PERFORMANCE EQUITY PLAN. | Management | Against | Against | |||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
TRANSACT TECHNOLOGIES INCORPORATED | |||||||||||
Security | 892918103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TACT | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8929181035 | Agenda | 933962169 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS R. SCHWARZ | For | For | ||||||||
2 | BART C. SHULDMAN | For | For | ||||||||
2 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4 | APPROVAL OF OUR 2014 EQUITY INCENTIVE PLAN. | Management | Against | Against | |||||||
CECO ENVIRONMENTAL CORP. | |||||||||||
Security | 125141101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CECE | Meeting Date | 15-May-2014 | ||||||||
ISIN | US1251411013 | Agenda | 933962195 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ARTHUR CAPE | For | For | ||||||||
2 | JASON DEZWIREK | For | For | ||||||||
3 | ERIC M. GOLDBERG | For | For | ||||||||
4 | JEFFREY LANG | For | For | ||||||||
5 | LYNN J. LYALL | For | For | ||||||||
6 | JONATHAN POLLACK | For | For | ||||||||
7 | SETH RUDIN | For | For | ||||||||
8 | DONALD A. WRIGHT | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
CALLON PETROLEUM COMPANY | |||||||||||
Security | 13123X102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPE | Meeting Date | 15-May-2014 | ||||||||
ISIN | US13123X1028 | Agenda | 933966585 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | ANTHONY J. NOCCHIERO | For | For | ||||||||
2 | MATTHEW REGIS BOB | For | For | ||||||||
3 | JAMES M. TRIMBLE | For | For | ||||||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
GENTEX CORPORATION | |||||||||||
Security | 371901109 | Meeting Type | Annual | ||||||||
Ticker Symbol | GNTX | Meeting Date | 15-May-2014 | ||||||||
ISIN | US3719011096 | Agenda | 933975902 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETE HOEKSTRA | For | For | ||||||||
2 | JAMES HOLLARS | For | For | ||||||||
3 | JOHN MULDER | For | For | ||||||||
4 | MARK NEWTON | For | For | ||||||||
5 | RICHARD SCHAUM | For | For | ||||||||
6 | FRED SOTOK | For | For | ||||||||
2. | TO CONSIDER A PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
5. | TO CONSIDER A PROPOSAL TO APPROVE THE EMPLOYEE STOCK OPTION PLAN. | Management | Against | Against | |||||||
6. | TO CONSIDER A PROPOSAL TO AMEND THE 2012 AMENDED AND RESTATED NONEMPLOYEE DIRECTOR STOCK OPTION PLAN. | Management | For | For | |||||||
TREDEGAR CORPORATION | |||||||||||
Security | 894650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8946501009 | Agenda | 933976245 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GEORGE A. NEWBILL (2017) | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KENNETH R. NEWSOME (2017) | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GREGORY A. PRATT (2017) | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CARL E. TACK, III (2017) | Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: R. GREGORY WILLIAMS (2015) | Management | For | For | |||||||
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
ZEBRA TECHNOLOGIES CORPORATION | |||||||||||
Security | 989207105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ZBRA | Meeting Date | 15-May-2014 | ||||||||
ISIN | US9892071054 | Agenda | 933978225 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | FRANK B. MODRUSON* | For | For | ||||||||
2 | ANDERS GUSTAFSSON# | For | For | ||||||||
3 | ANDREW K. LUDWICK# | For | For | ||||||||
4 | JANICE M. ROBERTS# | For | For | ||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | |||||||
STANDARD MOTOR PRODUCTS, INC. | |||||||||||
Security | 853666105 | Meeting Type | Annual | ||||||||
Ticker Symbol | SMP | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8536661056 | Agenda | 933980232 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAMELA FORBES LIEBERMAN | For | For | ||||||||
2 | JOSEPH W. MCDONNELL | For | For | ||||||||
3 | ALISA C. NORRIS | For | For | ||||||||
4 | ARTHUR S. SILLS | For | For | ||||||||
5 | LAWRENCE I. SILLS | For | For | ||||||||
6 | PETER J. SILLS | For | For | ||||||||
7 | FREDERICK D. STURDIVANT | For | For | ||||||||
8 | WILLIAM H. TURNER | For | For | ||||||||
9 | RICHARD S. WARD | For | For | ||||||||
10 | ROGER M. WIDMANN | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | APPROVAL OF NON-BINDING, ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
SWISHER HYGIENE INC. | |||||||||||
Security | 870808102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWSH | Meeting Date | 15-May-2014 | ||||||||
ISIN | US8708081026 | Agenda | 933990827 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | JOSEPH BURKE | For | For | ||||||||
2 | RICHARD L. HANDLEY | For | For | ||||||||
3 | HARRIS W. HUDSON | For | For | ||||||||
4 | WILLIAM M. PIERCE | For | For | ||||||||
5 | WILLIAM D. PRUITT | For | For | ||||||||
6 | DAVID PRUSSKY | For | For | ||||||||
02 | TO AMEND THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF THE COMPANY'S ISSUED AND OUTSTANDING COMMON STOCK AT A RATIO OF ONE-FOR-TEN (1:10). | Management | For | For | |||||||
03 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
04 | TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
GRAFTECH INTERNATIONAL LTD. | |||||||||||
Security | 384313102 | Meeting Type | Contested-Annual | ||||||||
Ticker Symbol | GTI | Meeting Date | 15-May-2014 | ||||||||
ISIN | US3843131026 | Agenda | 933992489 - Opposition | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | NATHAN MILIKOWSKY | Withheld | Against | ||||||||
2 | KAREN FINERMAN | For | For | ||||||||
3 | DAVID R. JARDINI | For | For | ||||||||
4 | MGT NOM: R W CARSON | Withheld | Against | ||||||||
5 | MGT NOM: T A DANJCZEK | Withheld | Against | ||||||||
6 | MGT NOM: J L HAWTHORNE | For | For | ||||||||
7 | MGT NOM: M C MORRIS | Withheld | Against | ||||||||
02 | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
03 | PROPOSAL TO APPROVE OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
05 | PROPOSAL TO ADOPT THE FOLLOWING RESOLUTION PERTAINING TO THE COMPANY'S BYLAWS: RESOLVED, THAT ANY PROVISION OF THE BYLAWS OF GRAFTECH INTERNATIONAL LTD. (THE "COMPANY") AS OF THE DATE OF EFFECTIVENESS OF THIS RESOLUTION THAT WAS NOT INCLUDED IN THE BYLAWS AS AMENDED EFFECTIVE SEPTEMBER 30, 2012 (AS PUBLICILY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 4, 2012), AND IS INCONSISTENT WITH OR DISADVANTAGEOUS TO NATHAN MILIKOWSKY OR TO THE ELECTION OF THE NOMINEES PROPOSED BY NATHAN MILIKOWSKY AT THE 2014 ANNUAL MEETING, BE AND HEREBY IS REPEALED | Management | Abstain | Against | |||||||
J.C. PENNEY COMPANY, INC. | |||||||||||
Security | 708160106 | Meeting Type | Annual | ||||||||
Ticker Symbol | JCP | Meeting Date | 16-May-2014 | ||||||||
ISIN | US7081601061 | Agenda | 933954162 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: COLLEEN C. BARRETT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: THOMAS J. ENGIBOUS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KENT B. FOSTER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LEONARD H. ROBERTS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: R. GERALD TURNER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARY BETH WEST | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | TO APPROVE THE 2014 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | TO APPROVE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED. | Management | Against | Against | |||||||
5. | TO APPROVE THE AMENDED RIGHTS AGREEMENT IN ORDER TO PROTECT THE TAX BENEFITS OF THE COMPANY'S NET OPERATING LOSS CARRY FORWARDS. | Management | Against | Against | |||||||
6. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
WYNN RESORTS, LIMITED | |||||||||||
Security | 983134107 | Meeting Type | Annual | ||||||||
Ticker Symbol | WYNN | Meeting Date | 16-May-2014 | ||||||||
ISIN | US9831341071 | Agenda | 933958970 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT J. MILLER | For | For | ||||||||
2 | D. BOONE WAYSON | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE WYNN RESORTS, LIMITED 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
5. | TO RATIFY, ON AN ADVISORY BASIS, THE DIRECTOR QUALIFICATION BYLAW AMENDMENT. | Management | Against | Against | |||||||
6. | TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For | |||||||
DISCOVERY COMMUNICATIONS, INC. | |||||||||||
Security | 25470F104 | Meeting Type | Annual | ||||||||
Ticker Symbol | DISCA | Meeting Date | 16-May-2014 | ||||||||
ISIN | US25470F1049 | Agenda | 933960418 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT R. BENNETT | For | For | ||||||||
2 | JOHN C. MALONE | For | For | ||||||||
3 | DAVID M. ZASLAV | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION DESCRIBED IN THESE PROXY MATERIALS. | Management | Abstain | Against | |||||||
ALBANY INTERNATIONAL CORP. | |||||||||||
Security | 012348108 | Meeting Type | Annual | ||||||||
Ticker Symbol | AIN | Meeting Date | 16-May-2014 | ||||||||
ISIN | US0123481089 | Agenda | 933962929 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN F. CASSIDY, JR. | For | For | ||||||||
2 | EDGAR G. HOTARD | For | For | ||||||||
3 | ERLAND E. KAILBOURNE | For | For | ||||||||
4 | JOSEPH G. MORONE | For | For | ||||||||
5 | KATHARINE L. PLOURDE | For | For | ||||||||
6 | JOHN R. SCANNELL | For | For | ||||||||
7 | CHRISTINE L. STANDISH | For | For | ||||||||
8 | JOHN C. STANDISH | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CMS ENERGY CORPORATION | |||||||||||
Security | 125896100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMS | Meeting Date | 16-May-2014 | ||||||||
ISIN | US1258961002 | Agenda | 933969923 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JON E. BARFIELD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KURT L. DARROW | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN E. EWING | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD M. GABRYS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM D. HARVEY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DAVID W. JOOS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN G. RUSSELL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KENNETH L. WAY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN B. YASINSKY | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). | Management | For | For | |||||||
4. | PROPOSAL TO APPROVE PERFORMANCE INCENTIVE STOCK PLAN. | Management | For | For | |||||||
5. | PROPOSAL TO APPROVE PERFORMANCE MEASURES IN INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | |||||||||||
Security | 18451C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CCO | Meeting Date | 16-May-2014 | ||||||||
ISIN | US18451C1099 | Agenda | 933970774 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS R. SHEPHERD | For | For | ||||||||
2 | CHRISTOPHER M. TEMPLE | For | For | ||||||||
3 | SCOTT R. WELLS | For | For | ||||||||
2. | APPROVAL OF THE ADVISORY (NON- BINDING) RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
OCEANEERING INTERNATIONAL, INC. | |||||||||||
Security | 675232102 | Meeting Type | Annual | ||||||||
Ticker Symbol | OII | Meeting Date | 16-May-2014 | ||||||||
ISIN | US6752321025 | Agenda | 933978100 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | T. JAY COLLINS | For | For | ||||||||
2 | D. MICHAEL HUGHES | For | For | ||||||||
2. | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 183,000,000 TO 363,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 180,000,000 TO 360,000,000. | Management | For | For | |||||||
3. | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
CORE MOLDING TECHNOLOGIES, INC. | |||||||||||
Security | 218683100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMT | Meeting Date | 16-May-2014 | ||||||||
ISIN | US2186831002 | Agenda | 933980826 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEVIN L. BARNETT | For | For | ||||||||
2 | THOMAS R. CELLITTI | For | For | ||||||||
3 | JAMES F. CROWLEY | For | For | ||||||||
4 | RALPH O. HELLMOLD | For | For | ||||||||
5 | MATTHEW E. JAUCHIUS | For | For | ||||||||
6 | JAMES L. SIMONTON | For | For | ||||||||
2 | AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
MACY'S INC. | |||||||||||
Security | 55616P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | M | Meeting Date | 16-May-2014 | ||||||||
ISIN | US55616P1049 | Agenda | 933983125 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | |||||||
2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF MACY'S AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
PAIN THERAPEUTICS, INC. | |||||||||||
Security | 69562K100 | Meeting Type | Annual | ||||||||
Ticker Symbol | PTIE | Meeting Date | 16-May-2014 | ||||||||
ISIN | US69562K1007 | Agenda | 933983834 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | R.Z. GUSSIN, PHD, M.D. | For | For | ||||||||
2 | SAIRA RAMASASTRY | For | For | ||||||||
2. | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
3. | APPROVE, BY NON-BINDING ADVISORY VOTE, THE 2013 EXECUTIVE COMPENSATION FOR THE COMPANY'S EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
GREATBATCH, INC. | |||||||||||
Security | 39153L106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GB | Meeting Date | 16-May-2014 | ||||||||
ISIN | US39153L1061 | Agenda | 933990233 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PAMELA G. BAILEY | For | For | ||||||||
2 | ANTHONY P. BIHL III | For | For | ||||||||
3 | JOSEPH W. DZIEDZIC | For | For | ||||||||
4 | THOMAS J. HOOK | For | For | ||||||||
5 | KEVIN C. MELIA | For | For | ||||||||
6 | DR. J.A. MILLER, JR. | For | For | ||||||||
7 | BILL R. SANFORD | For | For | ||||||||
8 | PETER H. SODERBERG | For | For | ||||||||
9 | WILLIAM B. SUMMERS, JR. | For | For | ||||||||
2. | APPROVE THE AMENDMENT TO THE GREATBATCH, INC. 2011 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2014. | Management | For | For | |||||||
4. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF GREATBATCH, INC.'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
M.D.C. HOLDINGS, INC. | |||||||||||
Security | 552676108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MDC | Meeting Date | 19-May-2014 | ||||||||
ISIN | US5526761086 | Agenda | 933962765 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID D. MANDARICH | For | For | ||||||||
2 | PARIS G. REECE III | For | For | ||||||||
3 | DAVID SIEGEL | For | For | ||||||||
2 | TO APPROVE AN ADVISORY PROPOSAL REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Management | Abstain | Against | |||||||
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
SIRIUS XM HOLDINGS INC. | |||||||||||
Security | 82968B103 | Meeting Type | Annual | ||||||||
Ticker Symbol | SIRI | Meeting Date | 19-May-2014 | ||||||||
ISIN | US82968B1035 | Agenda | 933965557 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOAN L. AMBLE | For | For | ||||||||
2 | ANTHONY J. BATES | For | For | ||||||||
3 | GEORGE W. BODENHEIMER | For | For | ||||||||
4 | DAVID J.A. FLOWERS | For | For | ||||||||
5 | EDDY W. HARTENSTEIN | For | For | ||||||||
6 | JAMES P. HOLDEN | For | For | ||||||||
7 | GREGORY B. MAFFEI | For | For | ||||||||
8 | EVAN D. MALONE | For | For | ||||||||
9 | JAMES E. MEYER | For | For | ||||||||
10 | JAMES F. MOONEY | For | For | ||||||||
11 | CARL E. VOGEL | For | For | ||||||||
12 | VANESSA A. WITTMAN | For | For | ||||||||
13 | DAVID M. ZASLAV | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
CHEMED CORPORATION | |||||||||||
Security | 16359R103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHE | Meeting Date | 19-May-2014 | ||||||||
ISIN | US16359R1032 | Agenda | 933973580 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: KEVIN J. MCNAMARA | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOEL F. GEMUNDER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: PATRICK P. GRACE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THOMAS C. HUTTON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WALTER L. KREBS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ANDREA R. LINDELL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS P. RICE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD E. SAUNDERS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GEORGE J. WALSH III | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: FRANK E. WOOD | Management | For | For | |||||||
2. | RATIFICATION OF AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
WATSCO, INC. | |||||||||||
Security | 942622101 | Meeting Type | Annual | ||||||||
Ticker Symbol | WSOB | Meeting Date | 19-May-2014 | ||||||||
ISIN | US9426221019 | Agenda | 933992554 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DENISE DICKINS | For | For | ||||||||
2 | PAUL F. MANLEY | For | For | ||||||||
3 | BOB L. MOSS | For | For | ||||||||
2. | TO APPROVE THE WATSCO, INC. 2014 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
PINNACLE ENTERTAINMENT, INC. | |||||||||||
Security | 723456109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNK | Meeting Date | 20-May-2014 | ||||||||
ISIN | US7234561097 | Agenda | 933960519 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: STEPHEN C. COMER | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: RICHARD J. GOEGLEIN | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: BRUCE A. LESLIE | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: JAMES L. MARTINEAU | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: DESIREE ROGERS | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: ANTHONY M. SANFILIPPO | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: JAYNIE M. STUDENMUND | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
MIDDLESEX WATER COMPANY | |||||||||||
Security | 596680108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSEX | Meeting Date | 20-May-2014 | ||||||||
ISIN | US5966801087 | Agenda | 933962931 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES F. COSGROVE, JR. | For | For | ||||||||
2 | JOHN R. MIDDLETON, M.D. | For | For | ||||||||
3 | JEFFRIES SHEIN | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO PROVIDE A NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
FLUSHING FINANCIAL CORPORATION | |||||||||||
Security | 343873105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FFIC | Meeting Date | 20-May-2014 | ||||||||
ISIN | US3438731057 | Agenda | 933965761 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MICHAEL J. HEGARTY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN J. MCCABE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DONNA M. O'BRIEN | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. RUSSO | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3. | APPROVAL OF THE COMPANY'S 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF APPOINTMENT OF GRANT THORNTON, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933967094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | Abstain | Against | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933967107 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
MARTHA STEWART LIVING OMNIMEDIA, INC. | |||||||||||
Security | 573083102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSO | Meeting Date | 20-May-2014 | ||||||||
ISIN | US5730831022 | Agenda | 933967498 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL W. DIENST | For | For | ||||||||
2 | MARTHA STEWART | For | For | ||||||||
3 | ARLEN KANTARIAN | For | For | ||||||||
4 | WILLIAM ROSKIN | For | For | ||||||||
5 | MARGARET M. SMYTH | For | For | ||||||||
6 | PIERRE DEVILLEMEJANE | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS TO BE CALLED BY STOCKHOLDERS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | CH0193880173 | Agenda | 933971853 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | |||||||
2. | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
3A. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | |||||||
3B. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | |||||||
3C. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | |||||||
3D. | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | |||||||
4. | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | |||||||
5. | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6. | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
7A. | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
7B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | |||||||
7C. | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||
8A. | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
8B. | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | |||||||
9. | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | |||||||
10. | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | |||||||
PENTAIR LTD. | |||||||||||
Security | H6169Q111 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | Agenda | 933971865 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | |||||||
2. | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
3. | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
NATIONAL PRESTO INDUSTRIES, INC. | |||||||||||
Security | 637215104 | Meeting Type | Annual | ||||||||
Ticker Symbol | NPK | Meeting Date | 20-May-2014 | ||||||||
ISIN | US6372151042 | Agenda | 933980941 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RANDY F. LIEBLE | For | For | ||||||||
2 | JOSEPH G. STIENESSEN | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS NATIONAL PRESTO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF NATIONAL PRESTO'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
RUSH ENTERPRISES, INC. | |||||||||||
Security | 781846308 | Meeting Type | Annual | ||||||||
Ticker Symbol | RUSHB | Meeting Date | 20-May-2014 | ||||||||
ISIN | US7818463082 | Agenda | 933989800 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1) | DIRECTOR | Management | |||||||||
1 | W.M. "RUSTY" RUSH | For | For | ||||||||
2 | W. MARVIN RUSH | For | For | ||||||||
3 | HAROLD D. MARSHALL | For | For | ||||||||
4 | THOMAS A. AKIN | For | For | ||||||||
5 | GERALD R. SZCZEPANSKI | For | For | ||||||||
6 | JAMES C. UNDERWOOD | For | For | ||||||||
7 | RAYMOND J. CHESS | For | For | ||||||||
2) | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |||||||
3) | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE RUSH ENTERPRISES, INC. 2007 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | |||||||
4) | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
BRUKER CORPORATION | |||||||||||
Security | 116794108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BRKR | Meeting Date | 20-May-2014 | ||||||||
ISIN | US1167941087 | Agenda | 933990055 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: STEPHEN W. FESIK | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
SPARTAN MOTORS, INC. | |||||||||||
Security | 846819100 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPAR | Meeting Date | 21-May-2014 | ||||||||
ISIN | US8468191007 | Agenda | 933968123 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD R. CURRENT | For | For | ||||||||
2 | HUGH W. SLOAN, JR. | For | For | ||||||||
3 | ANDREW M. ROOKE | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF BDO USA, LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
3. | PROPOSAL TO ADOPT ADVISORY (NON- BINDING) SHAREHOLDER RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
CAMBIUM LEARNING GROUP, INC | |||||||||||
Security | 13201A107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABCD | Meeting Date | 21-May-2014 | ||||||||
ISIN | US13201A1079 | Agenda | 933968995 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID BAINBRIDGE | For | For | ||||||||
2 | WALTER BUMPHUS | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY. | Management | For | For | |||||||
5. | RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
SALEM COMMUNICATIONS CORPORATION | |||||||||||
Security | 794093104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SALM | Meeting Date | 21-May-2014 | ||||||||
ISIN | US7940931048 | Agenda | 933969783 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: STUART W. EPPERSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: EDWARD G. ATSINGER III | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DAVID DAVENPORT | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROLAND S. HINZ | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES KEET LEWIS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD A. RIDDLE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JONATHAN VENVERLOH | Management | For | For | |||||||
FLOWERS FOODS, INC. | |||||||||||
Security | 343498101 | Meeting Type | Annual | ||||||||
Ticker Symbol | FLO | Meeting Date | 21-May-2014 | ||||||||
ISIN | US3434981011 | Agenda | 933969846 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BENJAMIN H. GRISWOLD IV | For | For | ||||||||
2 | MARGARET G. LEWIS | For | For | ||||||||
3 | ALLEN L. SHIVER | For | For | ||||||||
4 | C. MARTIN WOOD III | For | For | ||||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO AMEND OUR RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED BYLAWS TO PROVIDE THAT DIRECTORS WILL BE ELECTED BY A MAJORITY VOTE IN UNCONTESTED ELECTIONS. | Management | For | For | |||||||
4. | TO APPROVE THE 2014 OMNIBUS EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE FISCAL YEAR ENDING JANUARY 3, 2015. | Management | For | For | |||||||
GRAY TELEVISION, INC. | |||||||||||
Security | 389375205 | Meeting Type | Annual | ||||||||
Ticker Symbol | GTNA | Meeting Date | 21-May-2014 | ||||||||
ISIN | US3893752051 | Agenda | 933970419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HILTON H. HOWELL, JR | For | For | ||||||||
2 | WILLIAM E. MAYHER, III | For | For | ||||||||
3 | RICHARD L. BOGER | For | For | ||||||||
4 | T.L. ELDER | For | For | ||||||||
5 | ROBIN R. HOWELL | For | For | ||||||||
6 | HOWELL W. NEWTON | For | For | ||||||||
7 | HUGH E. NORTON | For | For | ||||||||
8 | HARRIETT J. ROBINSON | For | For | ||||||||
2. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF GRAY TELEVISION, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS GRAY TELEVISION, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
GRAY TELEVISION, INC. | |||||||||||
Security | 389375106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GTN | Meeting Date | 21-May-2014 | ||||||||
ISIN | US3893751061 | Agenda | 933970419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HILTON H. HOWELL, JR | For | For | ||||||||
2 | WILLIAM E. MAYHER, III | For | For | ||||||||
3 | RICHARD L. BOGER | For | For | ||||||||
4 | T.L. ELDER | For | For | ||||||||
5 | ROBIN R. HOWELL | For | For | ||||||||
6 | HOWELL W. NEWTON | For | For | ||||||||
7 | HUGH E. NORTON | For | For | ||||||||
8 | HARRIETT J. ROBINSON | For | For | ||||||||
2. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF GRAY TELEVISION, INC.'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS GRAY TELEVISION, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
MACQUARIE INFRASTRUCTURE CO. LLC | |||||||||||
Security | 55608B105 | Meeting Type | Annual | ||||||||
Ticker Symbol | MIC | Meeting Date | 21-May-2014 | ||||||||
ISIN | US55608B1052 | Agenda | 933970940 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NORMAN H. BROWN, JR. | For | For | ||||||||
2 | GEORGE W. CARMANY, III | For | For | ||||||||
3 | H.E. (JACK) LENTZ | For | For | ||||||||
4 | OUMA SANANIKONE | For | For | ||||||||
5 | WILLIAM H. WEBB | For | For | ||||||||
2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | THE APPROVAL OF THE 2014 INDEPENDENT DIRECTORS EQUITY PLAN. | Management | For | For | |||||||
INGREDION INC | |||||||||||
Security | 457187102 | Meeting Type | Annual | ||||||||
Ticker Symbol | INGR | Meeting Date | 21-May-2014 | ||||||||
ISIN | US4571871023 | Agenda | 933972449 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LUIS ARANGUREN- TRELLEZ | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID B. FISCHER | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAUL HANRAHAN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RHONDA L. JORDAN | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GREGORY B. KENNY | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: BARBARA A. KLEIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: DWAYNE A. WILSON | Management | For | For | |||||||
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" | Management | Abstain | Against | |||||||
3. | TO AMEND AND APPROVE THE INGREDION INCORPORATED STOCK INCENTIVE PLAN | Management | Against | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE COMPANY'S OPERATIONS IN 2014 | Management | For | For | |||||||
BLACKHAWK NETWORK HOLDINGS, INC. | |||||||||||
Security | 09238E104 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAWK | Meeting Date | 21-May-2014 | ||||||||
ISIN | US09238E1047 | Agenda | 933973009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DOUGLAS J. MACKENZIE | For | For | ||||||||
2 | LAWRENCE F. PROBST III | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY 3, 2015 | Management | For | For | |||||||
3 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (THE "SAY-ON-PAY" VOTE) AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO COMPENSATION DISCLOSURE RULES UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED | Management | Abstain | Against | |||||||
4 | TO CAST A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON- PAY VOTES | Management | Abstain | Against | |||||||
5 | TO APPROVE OUR 2013 EQUITY INCENTIVE AWARD PLAN | Management | For | For | |||||||
FIRST QUANTUM MINERALS LTD. | |||||||||||
Security | 335934105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FQVLF | Meeting Date | 21-May-2014 | ||||||||
ISIN | CA3359341052 | Agenda | 933976221 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | TO SET THE NUMBER OF DIRECTORS AT NINE (9). | Management | For | For | |||||||
02 | DIRECTOR | Management | |||||||||
1 | PHILIP K.R. PASCALL | For | For | ||||||||
2 | G. CLIVE NEWALL | For | For | ||||||||
3 | MARTIN ROWLEY | For | For | ||||||||
4 | PETER ST. GEORGE | For | For | ||||||||
5 | ANDREW ADAMS | For | For | ||||||||
6 | MICHAEL MARTINEAU | For | For | ||||||||
7 | PAUL BRUNNER | For | For | ||||||||
8 | MICHAEL HANLEY | For | For | ||||||||
9 | ROBERT HARDING | For | For | ||||||||
03 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UK) AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
04 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | |||||||
CTS CORPORATION | |||||||||||
Security | 126501105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTS | Meeting Date | 21-May-2014 | ||||||||
ISIN | US1265011056 | Agenda | 933976473 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | W.S. CATLOW | For | For | ||||||||
2 | L.J. CIANCIA | For | For | ||||||||
3 | T.G. CODY | For | For | ||||||||
4 | P.K. COLLAWN | For | For | ||||||||
5 | M.A. HENNING | For | For | ||||||||
6 | G. HUNTER | For | For | ||||||||
7 | D.M. MURPHY | For | For | ||||||||
8 | K. O'SULLIVAN | For | For | ||||||||
9 | R.A. PROFUSEK | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF CTS' NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS CTS' INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
4. | APPROVAL OF THE CTS CORPORATION 2014 PERFORMANCE AND INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
ROPER INDUSTRIES, INC. | |||||||||||
Security | 776696106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ROP | Meeting Date | 21-May-2014 | ||||||||
ISIN | US7766961061 | Agenda | 933995459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD F. WALLMAN | For | For | ||||||||
2 | CHRISTOPHER WRIGHT | For | For | ||||||||
2. | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||||
LAMAR ADVERTISING COMPANY | |||||||||||
Security | 512815101 | Meeting Type | Annual | ||||||||
Ticker Symbol | LAMR | Meeting Date | 21-May-2014 | ||||||||
ISIN | US5128151017 | Agenda | 933997439 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN MAXWELL HAMILTON | For | For | ||||||||
2 | JOHN E. KOERNER, III | For | For | ||||||||
3 | STEPHEN P. MUMBLOW | For | For | ||||||||
4 | THOMAS V. REIFENHEISER | For | For | ||||||||
5 | ANNA REILLY | For | For | ||||||||
6 | KEVIN P. REILLY, JR. | For | For | ||||||||
7 | WENDELL REILLY | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY AND NON- BINDING BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
IRISH CONTINENTAL GROUP PLC | |||||||||||
Security | G49406146 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | IE0033336516 | Agenda | 705237104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER, 2013 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND OF 67 EURO CENT PER ORDINARY SHARE IN ISSUE IMMEDIATELY PRIOR TO THE PASSING OF THIS RESOLUTION FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
3.a | RE-ELECTION OF DIRECTOR: JOHN B. MCGUCKIAN | Management | For | For | |||||||
3.b | RE-ELECTION OF DIRECTOR: EAMONN ROTHWELL | Management | For | For | |||||||
3.c | RE-ELECTION OF DIRECTOR: GARRY O'DEA | Management | For | For | |||||||
3.d | RE-ELECTION OF DIRECTOR: TONY KELLY | Management | For | For | |||||||
3.e | RE-ELECTION OF DIRECTOR: CATHERINE DUFFY | Management | For | For | |||||||
3.f | RE-ELECTION OF DIRECTOR: BRIAN O'KELLY | Management | For | For | |||||||
3.g | RE-ELECTION OF DIRECTOR: JOHN SHEEHAN | Management | For | For | |||||||
4 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS FOR THE YEAR ENDING 31 DECEMBER, 2014 | Management | For | For | |||||||
5 | TO RECEIVE AND CONSIDER THE REPORT OF THE REMUNERATION COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | |||||||
6 | AS AN ORDINARY RESOLUTION: "THAT THE BOARD (OR A COMMITTEE OF THE BOARD) BE AND IS HEREBY GRANTED THE AUTHORITY TO REDEEM AND CANCEL ALL OF THE ISSUED REDEEMABLE SHARES OF THE COMPANY IN ACCORDANCE WITH THE COMPANY'S ARTICLES OF ASSOCIATION, ON SUCH TERMS AND AT SUCH DATES AND TIMES AS, IN ITS ABSOLUTE DISCRETION, IT SEES FIT" | Management | For | For | |||||||
7 | AS A SPECIAL RESOLUTION: "THAT SUBJECT TO THE REDEMPTION AND CANCELLATION OF ALL OF THE ISSUED REDEEMABLE SHARES OF THE COMPANY AS AUTHORISED BY RESOLUTION 6 ABOVE, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY REPLACED WITH THE ARTICLES OF ASSOCIATION SET OUT AND MARKED IN THE PRINTED DOCUMENT PRODUCED TO THE MEETING AND | Management | For | For | |||||||
INITIALLED FOR THE PURPOSE OF IDENTIFICATION BY THE CHAIRMAN AND WHICH HAVE BEEN AVAILABLE FOR INSPECTION ON THE WEBSITE OF THE COMPANY AND AT THE REGISTERED OFFICE OF THE COMPANY SINCE THE DATE OF THE NOTICE OF THIS MEETING" | |||||||||||
8 | AS AN ORDINARY RESOLUTION: "THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES (WITHIN THE MEANING OF SECTION 20 OF THE COMPANIES (AMENDMENT) ACT, 1983) UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING 33.33% OF THE NOMINAL VALUE OF THE PRESENT ISSUED ORDINARY SHARE CAPITAL AND, THE PRESENT AUTHORISED BUT UNISSUED REDEEMABLE SHARE CAPITAL; PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES PURSUANT TO SUCH OFFER OR AGREEMENT, AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED" | Management | For | For | |||||||
9 | AS A SPECIAL RESOLUTION: "THAT THE DIRECTORS BE AND ARE HEREBY EMPOWERED PURSUANT TO SECTION 23 AND SECTION 24 (1) OF THE COMPANIES (AMENDMENT) ACT, 1983 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 23 OF THE SAID ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 8 IN THIS NOTICE OF AGM, AS IF SECTION 23(1) DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (1) THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH A RIGHTS ISSUE IN FAVOR OF SHAREHOLDERS WHERE THE EQUITY SECURITIES ARE OFFERED PROPORTIONALLY (OR AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBERS OF SHARES HELD BY SUCH SHAREHOLDERS (BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT TO DEAL WITH ISSUES ARISING, IN RESPECT OF OVERSEAS SHAREHOLDERS, CONTD | Management | For | For | |||||||
CONT | CONTD UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY-BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY, OR IN CONNECTION WITH FRACTIONAL- ENTITLEMENTS OR OTHERWISE); (2) THE ALLOTMENT OF EQUITY SECURITIES | Non-Voting | |||||||||
PURSUANT-TO ANY OF THE COMPANY'S SHARE OPTION SCHEMES FOR THE TIME BEING IN FORCE; AND-(3) THE ALLOTMENT (OTHERWISE THAN PURSUANT TO SUB- PARAGRAPHS (1) OR (2)-ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE OF FIVE PER CENT-OF THE AGGREGATE NOMINAL VALUE OF THE COMPANY'S ISSUED SHARE CAPITAL OF THE-COMPANY FOR THE TIME BEING; AND THE POWER SHALL EXPIRE AT THE CONCLUSION OF-THE NEXT AGM OF THE COMPANY OR (IF EARLIER) 21 AUGUST 2015, SAVE THAT THE-COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR-MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE- CONTD | |||||||||||
CONT | CONTD DIRECTORS MAY ALLOT EQUITY SECURITIES PURSUANT TO SUCH OFFER OR-AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED" | Non-Voting | |||||||||
10 | AS A SPECIAL RESOLUTION: "THAT SUBJECT TO AND FOR THE PURPOSES OF THE COMPANIES ACT, 1990, THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES BE AND ARE HEREBY GENERALLY AUTHORISED TO MAKE MARKET PURCHASES AND/OR OVERSEAS MARKET PURCHASES, AS DEFINED BY SECTION 212 OF THE COMPANIES ACT, 1990, OF SHARES OF ANY CLASS OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE, BUT SO THAT: (I) THE MAXIMUM NUMBER OF SHARES AUTHORISED TO BE PURCHASED UNDER THIS RESOLUTION SHALL BE SUCH NUMBER OF SHARES WHOSE AGGREGATE NOMINAL VALUE SHALL NOT EXCEED 15 PER CENT OF THE AGGREGATE NOMINAL VALUE OF THE PRESENT ISSUED SHARE CAPITAL OF THE COMPANY; (II) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR ANY SHARE IS AN AMOUNT EQUAL TO ITS NOMINAL VALUE; (III) THE MAXIMUM CONTD | Management | For | For | |||||||
CONT | CONTD PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR ANY SHARE SHALL NOT-EXCEED THE HIGHER OF: (A) THE PRICE OF THE LAST INDEPENDENT TRADE AND THE-HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUE WHERE THE PURCHASE IS-CARRIED OUT, AS STIPULATED BY ARTICLE 5(1) OF COMMISSION REGULATION (EC) (NO.- 2273/2003) OF 22 DECEMBER 2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE-2003/6/EC AS REGARDS EXEMPTIONS FOR BUY-BACK PROGRAMMES AND STABILISATION OF-FINANCIAL INSTRUMENTS; AND (B) 105% OF THE AVERAGE OF THE RELEVANT PRICE FOR- SUCH SHARES OF THE SAME CLASS FOR | Non-Voting | |||||||||
EACH OF THE FIVE BUSINESS DAYS IMMEDIATELY-PRECEDING THE DAY OF THE PURCHASE OF THE SHARES; (IV) FOR THE PURPOSE OF-SUB-PARAGRAPH (III)(B), "RELEVANT PRICE" MEANS, IN RESPECT OF THE PURCHASE OF-SHARES TRADED ON THE IRISH STOCK EXCHANGE LIMITED (ISE), THE OFFICIAL CONTD | |||||||||||
CONT | CONTD CLOSING PRICE OF SUCH SHARES AS PUBLISHED IN THE ISE DAILY OFFICIAL- LIST, OR IN RESPECT OF THE PURCHASE OF SHARES TRADED ON THE LONDON STOCK- EXCHANGE PLC (LSE), THE OFFICIAL CLOSING PRICE OF SUCH SHARES AS PUBLISHED IN-THE LSE DAILY OFFICIAL LIST, OR IF ON ANY BUSINESS DAY THERE SHALL BE NO-DEALING OF SHARES ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT, THE-RELEVANT PRICE SHALL BE DETERMINED BY THE SUCH OTHER METHOD AS THE DIRECTORS-SHALL DETERMINE, IN THEIR SOLE DISCRETION, TO BE FAIR AND REASONABLE; AND (V)-THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM-OF THE COMPANY OR (IF EARLIER) 21 NOVEMBER 2015 UNLESS PREVIOUSLY VARIED,-REVOKED OR RENEWED BY SPECIAL RESOLUTION IN ACCORDANCE WITH THE PROVISIONS OF-SECTION 215 OF THE COMPANIES ACT, 1990. THE COMPANY OR ANY SUBSIDIARY CONTD | Non-Voting | |||||||||
CONT | CONTD MAY BEFORE SUCH EXPIRY MAKE A CONTRACT FOR THE PURCHASE OF SHARES WHICH-WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED AFTER SUCH EXPIRY AND MAY MAKE A-PURCHASE OF SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HEREBY- CONFERRED HAD NOT EXPIRED" | Non-Voting | |||||||||
11 | AS A SPECIAL RESOLUTION: "THAT, FOR THE PURPOSES OF SECTION 209 OF THE COMPANIES ACT, 1990, THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY SHARE (AS DEFINED BY SECTION 209) FOR THE TIME BEING MAY BE RE-ISSUED OFF- MARKET SHALL BE AS FOLLOWS: (I) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) AT WHICH A TREASURY SHARE MAY BE RE-ISSUED OFF-MARKET SHALL BE AN AMOUNT EQUAL TO 120 PER CENT OF THE APPROPRIATE PRICE; (II) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) AT WHICH A TREASURY SHARE MAY BE RE- ISSUED OFF-MARKET SHALL BE THE NOMINAL VALUE OF THE SHARE WHERE SUCH A SHARE IS REQUIRED TO SATISFY AN OBLIGATION UNDER AN EMPLOYEE SHARE SCHEME (AS DEFINED BY THE LISTING RULES OF THE IRISH STOCK EXCHANGE LIMITED) OPERATED BY THE COMPANY, OR IN ALL OTHER CASES SHALL BE AN AMOUNT EQUAL TO 95 PER CENT OF THE APPROPRIATE PRICE (PROVIDED CONTD | Management | For | For | |||||||
CONT | CONTD ALWAYS THAT NO TREASURY SHARE SHALL BE ISSUED AT A PRICE LOWER THAN ITS-NOMINAL VALUE); (III) FOR THE PURPOSES OF SUB-PARAGRAPHS (I) AND (II), THE-EXPRESSION "APPROPRIATE PRICE" SHALL MEAN THE AVERAGE OF THE RELEVANT PRICE-FOR SHARES OF THE CLASS OF WHICH SUCH TREASURY SHARE IS TO BE RE-ISSUED FOR-THE FIVE BUSINESS DAYS BEFORE THE DAY ON WHICH THE TREASURY SHARE IS-RE- ISSUED OR IF ON ANY BUSINESS DAY THERE SHALL BE NO DEALING OF SHARES, THE-RELEVANT PRICE SHALL BE DETERMINED BY THE SUCH OTHER METHOD AS THE DIRECTORS-SHALL DETERMINE, IN THEIR SOLE DISCRETION, TO BE FAIR AND REASONABLE; (IV)-FOR THE PURPOSES OF THIS RESOLUTION "RELEVANT PRICE" SHALL HAVE THE SAME- MEANING AS IN RESOLUTION 10; AND (V) THE AUTHORITY HEREBY CONFERRED SHALL-EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR (IF EARLIER) 21-CONTD | Non-Voting | |||||||||
CONT | CONTD NOVEMBER 2015 UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED. THE COMPANY-OR ANY SUBSIDIARY MAY BEFORE SUCH EXPIRY MAKE A CONTRACT FOR THE RE-ISSUE OF- TREASURY SHARES WHICH WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED AFTER SUCH-EXPIRY AND MAY MAKE A RE- ISSUE OF TREASURY SHARES PURSUANT TO ANY SUCH-CONTRACT AS IF THE AUTHORITY HEREBY CONFERRED HAD NOT EXPIRED" | Non-Voting | |||||||||
12 | AS A SPECIAL RESOLUTION: "THAT, IN ACCORDANCE WITH THE SHAREHOLDERS' RIGHTS (DIRECTIVE 2007/36/EC) REGULATIONS 2009, A GENERAL MEETING OF THE COMPANY, OTHER THAN AN AGM OR A GENERAL MEETING FOR THE PASSING OF A SPECIAL RESOLUTION, MAY BE CALLED ON 14 CLEAR DAYS' NOTICE" | Management | For | For | |||||||
13 | AS AN ORDINARY RESOLUTION: "THAT THE REMUNERATION COMMITTEE OF THE BOARD BE AND ARE HEREBY AUTHORISED TO EXTEND PARTICIPATION IN THE IRISH CONTINENTAL GROUP PLC RESTRICTED SHARE PLAN (THE PLAN) TO EXECUTIVE DIRECTORS OF THE COMPANY WITH EFFECT FROM THE DATE OF THIS RESOLUTION, SUCH PLAN INCORPORATING THE PROVISIONS SET OUT IN THE PLAN SUMMARY ATTACHED AS THE APPENDIX TO THE CHAIRMAN'S LETTER TO THE SHAREHOLDERS OF THE COMPANY, (WHICH SUMMARY WAS ALSO PRODUCED TO THIS MEETING AND INITIALLED BY THE SECRETARY FOR THE PURPOSES OF IDENTIFICATION) AND THAT THE REMUNERATION COMMITTEE OF THE | Management | Abstain | Against | |||||||
BOARD BE AND ARE HEREBY AUTHORISED TO OPERATE SUCH PLAN AND TO GRANT AWARDS THEREUNDER AND TO EXECUTE SUCH DOCUMENTS AND DO ALL ACTS AND THINGS AS MAY BE NECESSARY OR DESIRABLE TO GIVE EFFECT TO THIS RESOLUTION" | |||||||||||
IRISH CONTINENTAL GROUP PLC | |||||||||||
Security | G49406146 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | IE0033336516 | Agenda | 705275394 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | SUB-DIVISION OF ICG UNITS | Management | Abstain | Against | |||||||
RIVERBED TECHNOLOGY, INC. | |||||||||||
Security | 768573107 | Meeting Type | Annual | ||||||||
Ticker Symbol | RVBD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US7685731074 | Agenda | 933959011 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MARK S. LEWIS | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
4. | TO APPROVE OUR 2014 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
GNC HOLDINGS INC. | |||||||||||
Security | 36191G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | GNC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US36191G1076 | Agenda | 933961876 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY P. BERGER | For | For | ||||||||
2 | ALAN D. FELDMAN | For | For | ||||||||
3 | JOSEPH M. FORTUNATO | For | For | ||||||||
4 | MICHAEL F. HINES | For | For | ||||||||
5 | AMY B. LANE | For | For | ||||||||
6 | PHILIP E. MALLOTT | For | For | ||||||||
7 | ROBERT F. MORAN | For | For | ||||||||
8 | C. SCOTT O'HARA | For | For | ||||||||
9 | RICHARD J. WALLACE | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR | Management | For | For | |||||||
3 | THE APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN THE PROXY MATERIALS | Management | Abstain | Against | |||||||
SEALED AIR CORPORATION | |||||||||||
Security | 81211K100 | Meeting Type | Annual | ||||||||
Ticker Symbol | SEE | Meeting Date | 22-May-2014 | ||||||||
ISIN | US81211K1007 | Agenda | 933965886 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | ELECTION OF HANK BROWN AS A DIRECTOR. | Management | For | For | |||||||
2 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | Management | For | For | |||||||
3 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | Management | For | For | |||||||
4 | ELECTION OF PATRICK DUFF AS A DIRECTOR. | Management | For | For | |||||||
5 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | Management | For | For | |||||||
6 | ELECTION OF KENNETH P. MANNING AS A DIRECTOR. | Management | For | For | |||||||
7 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | Management | For | For | |||||||
8 | ELECTION OF JEROME A. PERIBERE AS A DIRECTOR. | Management | For | For | |||||||
9 | ELECTION OF RICHARD L. WAMBOLD AS A DIRECTOR. | Management | For | For | |||||||
10 | ELECTION OF JERRY R. WHITAKER AS A DIRECTOR. | Management | For | For | |||||||
11 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||
12 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
13 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
L.B. FOSTER COMPANY | |||||||||||
Security | 350060109 | Meeting Type | Annual | ||||||||
Ticker Symbol | FSTR | Meeting Date | 22-May-2014 | ||||||||
ISIN | US3500601097 | Agenda | 933966066 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT P. BAUER | For | For | ||||||||
2 | LEE B. FOSTER II | For | For | ||||||||
3 | PETER MCILROY II | For | For | ||||||||
4 | G. THOMAS MCKANE | For | For | ||||||||
5 | DIANE B. OWEN | For | For | ||||||||
6 | WILLIAM H. RACKOFF | For | For | ||||||||
7 | SUZANNE B. ROWLAND | For | For | ||||||||
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013. | Management | Abstain | Against | |||||||
PRIVATEBANCORP, INC. | |||||||||||
Security | 742962103 | Meeting Type | Annual | ||||||||
Ticker Symbol | PVTB | Meeting Date | 22-May-2014 | ||||||||
ISIN | US7429621037 | Agenda | 933968604 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT F. COLEMAN | For | For | ||||||||
2 | JAMES M. GUYETTE | For | For | ||||||||
3 | RALPH B. MANDELL | For | For | ||||||||
4 | C. MAYBERRY MCKISSACK | For | For | ||||||||
5 | EDWARD W. RABIN | For | For | ||||||||
6 | LARRY D. RICHMAN | For | For | ||||||||
7 | COLLIN E. ROCHE | For | For | ||||||||
8 | WILLIAM R. RYBAK | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE 2013 EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | APPROVAL OF PRIVATEBANCORP, INC.'S AMENDED AND RESTATED 2011 INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |||||||
DREW INDUSTRIES INCORPORATED | |||||||||||
Security | 26168L205 | Meeting Type | Annual | ||||||||
Ticker Symbol | DW | Meeting Date | 22-May-2014 | ||||||||
ISIN | US26168L2051 | Agenda | 933969620 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EDWARD W. ROSE, III | For | For | ||||||||
2 | LEIGH J. ABRAMS | For | For | ||||||||
3 | JAMES F. GERO | For | For | ||||||||
4 | FREDERICK B. HEGI, JR. | For | For | ||||||||
5 | DAVID A. REED | For | For | ||||||||
6 | JOHN B. LOWE, JR. | For | For | ||||||||
7 | JASON D. LIPPERT | For | For | ||||||||
8 | BRENDAN J. DEELY | For | For | ||||||||
2. | TO APPROVE AN AMENDMENT TO THE DREW INDUSTRIES INCORPORATED EQUITY AWARD AND INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | Against | Against | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
FORTRESS INVESTMENT GROUP | |||||||||||
Security | 34958B106 | Meeting Type | Annual | ||||||||
Ticker Symbol | FIG | Meeting Date | 22-May-2014 | ||||||||
ISIN | US34958B1061 | Agenda | 933970130 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID B. BARRY | For | For | ||||||||
2 | RICHARD N. HAASS | For | For | ||||||||
3 | RANDAL A. NARDONE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FORTRESS INVESTMENT GROUP LLC FOR THE FISCAL YEAR 2014. | Management | For | For | |||||||
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
DENNY'S CORPORATION | |||||||||||
Security | 24869P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | DENN | Meeting Date | 22-May-2014 | ||||||||
ISIN | US24869P1049 | Agenda | 933970938 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: GREGG R. DEDRICK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSE M. GUTIERREZ | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GEORGE W. HAYWOOD | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT E. MARKS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN C. MILLER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LOUIS P. NEEB | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DONALD C. ROBINSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DEBRA SMITHART- OGLESBY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LAYSHA WARD | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: F. MARK WOLFINGER | Management | For | For | |||||||
2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY'S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | AN ADVISORY RESOLUTION TO APPROVE THE EXECUTIVE COMPENSATION OF THE COMPANY. | Management | Abstain | Against | |||||||
FLOWSERVE CORPORATION | |||||||||||
Security | 34354P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2014 | ||||||||
ISIN | US34354P1057 | Agenda | 933972716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | GAYLA J. DELLY | For | For | ||||||||
2 | RICK J. MILLS | For | For | ||||||||
3 | CHARLES M. RAMPACEK | For | For | ||||||||
4 | WILLIAM C. RUSNACK | For | For | ||||||||
5 | JOHN R. FRIEDERY | For | For | ||||||||
6 | JOE E. HARLAN | For | For | ||||||||
7 | LEIF E. DARNER | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
4. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO IMPLEMENT CONFIDENTIAL VOTING IN UNCONTESTED PROXY SOLICITATIONS. | Shareholder | Against | For | |||||||
ASCENT CAPITAL GROUP, INC. | |||||||||||
Security | 043632108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ASCMA | Meeting Date | 22-May-2014 | ||||||||
ISIN | US0436321089 | Agenda | 933973681 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM R. FITZGERALD | For | For | ||||||||
2 | MICHAEL J. POHL | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | THE SAY-ON-PAY PROPOSAL, TO APPROVE THE ADVISORY RESOLUTION ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
BOULDER BRANDS, INC. | |||||||||||
Security | 101405108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDBD | Meeting Date | 22-May-2014 | ||||||||
ISIN | US1014051080 | Agenda | 933975558 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BENJAMIN D. CHERESKIN | For | For | ||||||||
2 | GERALD J. LABER | For | For | ||||||||
3 | JAMES B. LEIGHTON | For | For | ||||||||
2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | |||||||
CABLEVISION SYSTEMS CORPORATION | |||||||||||
Security | 12686C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US12686C1099 | Agenda | 933976334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH J. LHOTA | For | For | ||||||||
2 | THOMAS V. REIFENHEISER | For | For | ||||||||
3 | JOHN R. RYAN | For | For | ||||||||
4 | VINCENT TESE | For | For | ||||||||
5 | LEONARD TOW | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
3. | APPROVAL OF CABLEVISION SYSTEMS CORPORATION AMENDED AND RESTATED 2006 EMPLOYEE STOCK PLAN. | Management | For | For | |||||||
4. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS REPORT. | Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL TO ADOPT A RECAPITALIZATION PLAN. | Shareholder | For | Against | |||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | |||||||||||
Security | 460690100 | Meeting Type | Annual | ||||||||
Ticker Symbol | IPG | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4606901001 | Agenda | 933978465 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JILL M. CONSIDINE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: H. JOHN GREENIAUS | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: WILLIAM T. KERR | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | APPROVAL OF AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
4. | APPROVAL OF THE INTERPUBLIC GROUP 2014 PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
5. | APPROVAL OF THE INTERPUBLIC GROUP EXECUTIVE PERFORMANCE (162(M)) PLAN. | Management | For | For | |||||||
EXCO RESOURCES, INC. | |||||||||||
Security | 269279402 | Meeting Type | Annual | ||||||||
Ticker Symbol | XCO | Meeting Date | 22-May-2014 | ||||||||
ISIN | US2692794025 | Agenda | 933981107 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JEFFREY D. BENJAMIN | For | For | ||||||||
2 | B. JAMES FORD | For | For | ||||||||
3 | SAMUEL A. MITCHELL | For | For | ||||||||
4 | T. BOONE PICKENS | For | For | ||||||||
5 | WILBUR L. ROSS, JR. | For | For | ||||||||
6 | JEFFREY S. SEROTA | For | For | ||||||||
7 | ROBERT L. STILLWELL | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
RAVEN INDUSTRIES, INC. | |||||||||||
Security | 754212108 | Meeting Type | Annual | ||||||||
Ticker Symbol | RAVN | Meeting Date | 22-May-2014 | ||||||||
ISIN | US7542121089 | Agenda | 933982868 - Management | ||||||||
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Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JASON M. ANDRINGA | For | For | ||||||||
2 | THOMAS S. EVERIST | For | For | ||||||||
3 | MARK E. GRIFFIN | For | For | ||||||||
4 | KEVIN T. KIRBY | For | For | ||||||||
5 | MARC E. LEBARON | For | For | ||||||||
6 | CYNTHIA H. MILLIGAN | For | For | ||||||||
7 | DANIEL A. RYKHUS | For | For | ||||||||
2. | TO APPROVE IN A NON-BINDING ADVISORY VOTE THE COMPENSATION OF OUR EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S CURRENT FISCAL YEAR. | Management | For | For | |||||||
MOCON, INC. | |||||||||||
Security | 607494101 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOCO | Meeting Date | 22-May-2014 | ||||||||
ISIN | US6074941013 | Agenda | 933987806 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. DEMOREST | For | For | ||||||||
2 | DONALD N. DEMORETT | For | For | ||||||||
3 | ROBERT F. GALLAGHER | For | For | ||||||||
4 | BRADLEY D. GOSKOWICZ | For | For | ||||||||
5 | DANIEL W. MAYER | For | For | ||||||||
6 | RICHARD A. PROULX | For | For | ||||||||
7 | TOM C. THOMAS | For | For | ||||||||
8 | DAVID J. WARD | For | For | ||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
ANIXTER INTERNATIONAL INC. | |||||||||||
Security | 035290105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AXE | Meeting Date | 22-May-2014 | ||||||||
ISIN | US0352901054 | Agenda | 933990017 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LORD JAMES BLYTH | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: FREDERIC F. BRACE | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. GRUBBS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: F. PHILIP HANDY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MELVYN N. KLEIN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: STUART M. SLOAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MATTHEW ZELL | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | APPROVAL OF THE COMPANY'S 2014 MANAGEMENT INCENTIVE PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
MGP INGREDIENTS INC | |||||||||||
Security | 55303J106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGPI | Meeting Date | 22-May-2014 | ||||||||
ISIN | US55303J1060 | Agenda | 934001481 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE AND ADOPT AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS (THE "BOARD"). | Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | JOHN BRIDENDALL | For | For | ||||||||
2 | CLOUD L. CRAY, JR. | For | For | ||||||||
3 | TERRENCE DUNN | For | For | ||||||||
4 | ANTHONY FOGLIO | For | For | ||||||||
5 | GEORGE PAGE, JR. | For | For | ||||||||
6 | DARYL SCHALLER | For | For | ||||||||
7 | KAREN SEABERG | For | For | ||||||||
8 | JEANNINE STRANDJORD | For | For | ||||||||
3.1 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT APPROVED BY THE STOCKHOLDERS): TERRENCE DUNN | Management | For | For | |||||||
3.2 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT APPROVED BY THE STOCKHOLDERS): ANTHONY FOGLIO | Management | For | For | |||||||
3.3 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT APPROVED BY THE STOCKHOLDERS): GEORGE PAGE, JR. | Management | For | For | |||||||
3.4 | ELECTION OF DIRECTOR (IF PROPOSAL 1 IS NOT APPROVED BY THE STOCKHOLDERS): KAREN SEABERG | Management | For | For | |||||||
4. | TO APPROVE AND ADOPT MGP INGREDIENTS, INC. 2014 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
5. | TO APPROVE AND ADOPT MGP INGREDIENTS, INC. 2014 NON-EMPLOYEE DIRECTOR EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
6. | TO APPROVE AND ADOPT MGP INGREDIENTS, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
7. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
8. | TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
9. | TO POSTPONE OR ADJOURN THE 2014 ANNUAL MEETING OF STOCKHOLDERS (THE "ANNUAL MEETING") FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN THE EVENT THAT, AT THE ANNUAL MEETING, THE AFFIRMATIVE VOTE IN FAVOR OF PROPOSAL 1 AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION IS LESS THAN A MAJORITY OF OUR OUTSTANDING SHARES OF COMMON STOCK ENTITLED TO VOTE AT THE ANNUAL MEETING. | Management | For | For | |||||||
KATY INDUSTRIES, INC. | |||||||||||
Security | 486026107 | Meeting Type | Annual | ||||||||
Ticker Symbol | KATY | Meeting Date | 22-May-2014 | ||||||||
ISIN | US4860261076 | Agenda | 934005085 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL B. CARROLL | For | For | ||||||||
2 | PAMELA CARROLL CRIGLER | For | For | ||||||||
3 | DAVID J. FELDMAN | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY. | Management | For | For | |||||||
HSN, INC | |||||||||||
Security | 404303109 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSNI | Meeting Date | 23-May-2014 | ||||||||
ISIN | US4043031099 | Agenda | 933968515 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM COSTELLO | For | For | ||||||||
2 | JAMES M. FOLLO | For | For | ||||||||
3 | MINDY GROSSMAN | For | For | ||||||||
4 | STEPHANIE KUGELMAN | For | For | ||||||||
5 | ARTHUR C. MARTINEZ | For | For | ||||||||
6 | THOMAS J. MCINERNEY | For | For | ||||||||
7 | JOHN B. (JAY) MORSE, JR | For | For | ||||||||
8 | MATTHEW E. RUBEL | For | For | ||||||||
9 | ANN SARNOFF | For | For | ||||||||
10 | COURTNEE ULRICH | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE PERFORMANCE GOALS CONTAINED IN THE SECOND AMENDED AND RESTATED 2008 STOCK AND ANNUAL INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
STEVEN MADDEN, LTD. | |||||||||||
Security | 556269108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SHOO | Meeting Date | 23-May-2014 | ||||||||
ISIN | US5562691080 | Agenda | 933976055 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EDWARD R ROSENFELD | For | For | ||||||||
2 | ROSE PEABODY LYNCH | For | For | ||||||||
3 | JOHN L MADDEN | For | For | ||||||||
4 | PETER MIGLIORINI | For | For | ||||||||
5 | RICHARD P RANDALL | For | For | ||||||||
6 | RAVI SACHDEV | For | For | ||||||||
7 | THOMAS H SCHWARTZ | For | For | ||||||||
8 | ROBERT SMITH | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY STATEMENT. | Management | Abstain | Against | |||||||
COOPER TIRE & RUBBER COMPANY | |||||||||||
Security | 216831107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTB | Meeting Date | 23-May-2014 | ||||||||
ISIN | US2168311072 | Agenda | 933976601 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROY V. ARMES | For | For | ||||||||
2 | THOMAS P. CAPO | For | For | ||||||||
3 | STEVEN M. CHAPMAN | For | For | ||||||||
4 | JOHN J. HOLLAND | For | For | ||||||||
5 | JOHN F. MEIER | For | For | ||||||||
6 | JOHN H. SHUEY | For | For | ||||||||
7 | RICHARD L. WAMBOLD | For | For | ||||||||
8 | ROBERT D. WELDING | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE COOPER TIRE & RUBBER COMPANY 2014 INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO | |||||||||||
Security | E54667113 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | ES0143416115 | Agenda | 705225717 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management | For | For | |||||||
2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORT | Management | For | For | |||||||
3 | APPROVAL OF MANAGEMENT OF THE BOARD OF DIRECTORS | Management | For | For | |||||||
4 | APPOINTMENT OF AUDITORS: ERNST YOUNG | Management | For | For | |||||||
5 | ALLOCATION OF RESULTS | Management | For | For | |||||||
6 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GM | Management | For | For | |||||||
7 | CONSULTIVE VOTE REGARDING ANNUAL REMUNERATION REPORT | Management | For | For | |||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 28 MAY 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||
CMMT | 23 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAME FOR RE-SOLUTION NO. 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330905 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTION "1". ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. TH- ANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | TO RECEIVE THE BOARD OF DIRECTORS' REPORTS (RAPPORT DE GESTION) AND THE REPORT-S OF THE EXTERNAL AUDITOR ON (I) THE ANNUAL ACCOUNTS OF MILLICOM FOR THE FINAN-CIAL YEAR ENDED DECEMBER 31, 2013 AND (II) THE CONSOLIDATED ACCOUNTS FOR THE F- INANCIAL YEAR ENDED DECEMBER 31, 2013 | Non-Voting | |||||||||
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2013. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 405,883,131. OF THIS AMOUNT, AN AGGREGATE OF APPROXIMATELY USD 264 MILLION CORRESPONDING TO A GROSS DIVIDEND AMOUNT OF USD 2.64 PER SHARE IS PROPOSED TO BE DISTRIBUTED AS A DIVIDEND AND THE BALANCE IS PROPOSED TO BE CARRIED FORWARD AS RETAINED EARNINGS | Management | For | For | |||||||
5 | DISCHARGE OF ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 | Management | For | For | |||||||
6 | SETTING THE NUMBER OF DIRECTORS AT NINE (9) | Management | For | For | |||||||
7 | RE-ELECTION OF Ms. MIA BRUNELL LIVFORS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT AGM TO TAKE PLACE IN 2015 (THE "2015 AGM") | Management | For | For | |||||||
8 | RE-ELECTION OF MR. PAUL DONOVAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
9 | RE-ELECTION OF MR. ALEJANDRO SANTO DOMINGO AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
10 | RE-ELECTION OF MR. LORENZO GRABAU AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
11 | RE-ELECTION OF MR. ARIEL ECKSTEIN AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
12 | ELECTION OF Ms. CRISTINA STENBECK AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015AGM | Management | For | For | |||||||
13 | ELECTION OF DAME AMELIA FAWCETT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
14 | ELECTION OF MR. DOMINIQUE LAFONT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
15 | ELECTION OF MR. TOMAS ELIASSON AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
16 | ELECTION OF Ms. CRISTINA STENBECK AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
17 | APPROVAL OF THE DIRECTORS' FEE-BASED COMPENSATION, AMOUNTING TO SEK 4,599,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,750,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM | Management | For | For | |||||||
18 | RE-ELECTION OF ERNST & YOUNG S.A R.L., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2015 AGM | Management | For | For | |||||||
19 | APPROVAL OF THE EXTERNAL AUDITOR'S COMPENSATION | Management | For | For | |||||||
20 | APPROVAL OF A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE | Management | For | For | |||||||
21 | SHARE REPURCHASE PLAN A) AUTHORISATION OF THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN MAY 27, 2014 AND THE DAY OF THE 2015 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOM SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORIZED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE 1915 LAW AND IN ACCORDANCE WITH THE OBJECTIVES, CONDITIONS, AND RESTRICTIONS AS PROVIDED BY THE EUROPEAN COMMISSION REGULATION NO. 2273/2003 OF 22 DECEMBER 2003 (THE "SHARE REPURCHASE PLAN") BY USING ITS AVAILABLE CASH RESERVES IN AN AMOUNT NOT EXCEEDING THE LOWER OF (I) TEN PERCENT (10%) OF MILLICOM'S OUTSTANDING SHARE CAPITAL AS OF THE DATE OF THE AGM (I.E., APPROXIMATING A MAXIMUM OF 9,984,370 SHARES CORRESPONDING TO USD 14,976,555 IN NOMINAL VALUE) OR (II) THE THEN AVAILABLE AMOUNT OF MILLICOM'S DISTRIBUTABLE RESERVES ON A PARENT COMPANY BASIS, IN THE OPEN MARKET ON OTC US, NASDAQ OMX STOCKHOLM OR ANY OTHER RECOGNISED ALTERNATIVE TRADING PLATFORM, AT AN ACQUISITION PRICE WHICH MAY NOT BE LESS THAN SEK 50 PER SHARE NOR EXCEED THE HIGHER OF (X) THE PUBLISHED BID THAT IS THE HIGHEST CURRENT INDEPENDENT PUBLISHED BID ON A GIVEN DATE OR (Y) THE LAST INDEPENDENT TRANSACTION PRICE QUOTED OR REPORTED IN THE CONSOLIDATED SYSTEM ON THE SAME DATE, REGARDLESS OF THE MARKET OR EXCHANGE INVOLVED, PROVIDED, HOWEVER, THAT WHEN SHARES ARE REPURCHASED ON THE NASDAQ OMX STOCKHOLM, THE PRICE SHALL BE WITHIN THE REGISTERED INTERVAL FOR THE SHARE PRICE PREVAILING AT ANY TIME (THE SO CALLED SPREAD), THAT IS, THE INTERVAL BETWEEN THE HIGHEST BUYING RATE AND THE LOWEST SELLING RATE. B) TO APPROVE THE BOARD OF DIRECTORS' PROPOSAL TO GIVE JOINT AUTHORITY TO MILLICOM'S CHIEF EXECUTIVE OFFICER AND THE CHAIRMAN OF THE BOARD OF DIRECTORS TO (I) DECIDE, WITHIN THE LIMITS OF THE AUTHORIZATION SET OUT IN (A) ABOVE, THE TIMING AND CONDITIONS | Management | For | For | |||||||
OF ANY MILLICOM SHARE REPURCHASE PLAN ACCORDING TO MARKET CONDITIONS AND (II) GIVE MANDATE ON BEHALF OF MILLICOM TO ONE OR MORE DESIGNATED BROKER-DEALERS TO IMPLEMENT A SHARE REPURCHASE PLAN. C) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, IN THE EVENT THE SHARE REPURCHASE PLAN IS DONE THROUGH A SUBSIDIARY OR A THIRD PARTY, TO PURCHASE THE BOUGHT BACK MILLICOM SHARES FROM SUCH SUBSIDIARY OR THIRD PARTY. D) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO PAY FOR THE BOUGHT BACK MILLICOM SHARES USING EITHER DISTRIBUTABLE RESERVES OR FUNDS FROM ITS SHARE PREMIUM ACCOUNT. E) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO (I) TRANSFER ALL OR PART OF THE PURCHASED MILLICOM SHARES TO EMPLOYEES OF THE MILLICOM GROUP IN CONNECTION WITH ANY EXISTING OR FUTURE MILLICOM LONG-TERM INCENTIVE PLAN, AND/OR (II) USE THE PURCHASED SHARES AS CONSIDERATION FOR MERGER AND ACQUISITION PURPOSES, INCLUDING JOINT VENTURES AND THE BUY-OUT OF MINORITY INTERESTS IN MILLICOM SUBSIDIARIES, AS THE CASE MAY BE, IN ACCORDANCE WITH THE LIMITS SET OUT IN ARTICLES 49-2, 49-3, 49-4, 49-5 AND 49-6 OF THE 1915 LAW. F) TO FURTHER GRANT ALL POWERS TO THE BOARD OF DIRECTORS WITH THE OPTION OF SUB-DELEGATION TO IMPLEMENT THE ABOVE AUTHORIZATION, CONCLUDE ALL AGREEMENTS, CARRY OUT ALL FORMALITIES AND MAKE ALL DECLARATIONS WITH REGARD TO ALL AUTHORITIES AND, GENERALLY, DO ALL THAT IS NECESSARY FOR THE EXECUTION OF ANY DECISIONS MADE IN CONNECTION WITH THIS AUTHORIZATION | |||||||||||
22 | APPROVAL OF THE GUIDELINES FOR REMUNERATION TO SENIOR MANAGEMENT | Management | For | For | |||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265747 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330903 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTIONS "1 AND 3". ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. | Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU | Management | For | For | |||||||
2 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ARTICLE 5 OF MILLICOM'S ARTICLES OF ASSOCIATION TO ISSUE NEW SHARES UP TO A SHARE CAPITAL OF USD 199,999,800 DIVIDED INTO 133,333,200 SHARES WITH A PAR VALUE OF USD 1.50 PER SHARE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF PUBLICATION OF THE NOTARIAL DEED DOCUMENTING THE AUTHORIZATION | Management | For | For | |||||||
3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN-ACCORDANCE WITH ARTICLE 32- 3 (5) OF THE LAW OF 10 AUGUST 1915, AS AMENDED, INT-ER ALIA ON THE REASONS WHY THE BOARD OF DIRECTORS SHALL BE AUTHORIZED (UNDER T-HE LIMITS SET OUT | Non-Voting | |||||||||
HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION-RIGHT OF THE SHAREHOLDERS WHEN ISSUING NEW SHARES UNDER THE AUTHORIZED CAPITAL- AND TO APPROVE THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER (LIMITED A-S SET OUT HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF-THE SHAREHOLDERS WHEN DOING SO. THE POWER OF THE BOARD OF DIRECTORS TO REMOVE-OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS WHEN ISSUING-NEW SHARES UNDER THE AUTHORIZED CAPITAL SHALL BE CAPPED TO A MAXIMUM OF NEW S-HARES REPRESENTING 20% OF THE THEN OUTSTANDING SHARES (INCLUDING SHARES HELD I-N TREASURY BY THE COMPANY ITSELF) | |||||||||||
4 | TO CHANGE THE DATE AT WHICH THE COMPANY'S ANNUAL GENERAL MEETING SHALL BE HELD TO 15 MAY EACH YEAR AND TO AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES ACCORDINGLY | Management | For | For | |||||||
STEEL EXCEL, INC. | |||||||||||
Security | 858122104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SXCL | Meeting Date | 27-May-2014 | ||||||||
ISIN | US8581221046 | Agenda | 933995699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | JACK L. HOWARD | For | For | ||||||||
2 | WARREN G. LICHTENSTEIN | For | For | ||||||||
3 | JOHN MUTCH | For | For | ||||||||
4 | JOHN J. QUICKE | For | For | ||||||||
5 | GARY W. ULLMAN | For | For | ||||||||
6 | ROBERT J. VALENTINE | For | For | ||||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4 | TO APPROVE, SUBJECT TO FINAL ACTION THAT MAY BE TAKEN BY THE BOARD AT ITS SOLE DISCRETION, AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO EFFECT A 1-FOR-500 REVERSE STOCK SPLIT OF THE COMPANY'S COMMON STOCK FOLLOWED BY A 500-FOR- 1 FORWARD STOCK SPLIT OF THE COMPANY'S COMMON STOCK. | Management | For | For | |||||||
FALCONSTOR SOFTWARE, INC. | |||||||||||
Security | 306137100 | Meeting Type | Annual | ||||||||
Ticker Symbol | FALC | Meeting Date | 28-May-2014 | ||||||||
ISIN | US3061371007 | Agenda | 933979203 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN R. FISCHER | For | For | ||||||||
2 | ELI OXENHORN | For | For | ||||||||
2. | TO APPROVE THE FOLLOWING NON- BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE STOCKHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCLOSURE AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE POTENTIAL ISSUANCE OF MORE THAN 19.99% OF THE COMPANY'S ISSUED AND OUTSTANDING COMMON STOCK. | Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
CARMIKE CINEMAS, INC. | |||||||||||
Security | 143436400 | Meeting Type | Annual | ||||||||
Ticker Symbol | CKEC | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1434364006 | Agenda | 933980408 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | ROLAND C. SMITH | For | For | ||||||||
2 | MARK R. BELL | For | For | ||||||||
3 | JEFFREY W. BERKMAN | For | For | ||||||||
4 | SEAN T. ERWIN | For | For | ||||||||
5 | JAMES A. FLEMING | For | For | ||||||||
6 | ALAN J. HIRSCHFIELD | For | For | ||||||||
7 | S. DAVID PASSMAN III | For | For | ||||||||
8 | PATRICIA A. WILSON | For | For | ||||||||
2. | APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM 35 MILLION TO 52.5 MILLION. | Management | For | For | |||||||
3. | APPROVE THE ADOPTION OF THE CARMIKE CINEMAS, INC. 2014 INCENTIVE STOCK PLAN. | Management | For | For | |||||||
4. | APPROVE THE ADOPTION OF THE CARMIKE CINEMAS, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
5. | RATIFICATION OF APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | Management | For | For | |||||||
6. | APPROVE ON AN ADVISORY BASIS, THE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
THE WENDY'S COMPANY | |||||||||||
Security | 95058W100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WEN | Meeting Date | 28-May-2014 | ||||||||
ISIN | US95058W1009 | Agenda | 933981501 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NELSON PELTZ | For | For | ||||||||
2 | PETER W. MAY | For | For | ||||||||
3 | EMIL J. BROLICK | For | For | ||||||||
4 | EDWARD P. GARDEN | For | For | ||||||||
5 | JANET HILL | For | For | ||||||||
6 | JOSEPH A. LEVATO | For | For | ||||||||
7 | J. RANDOLPH LEWIS | For | For | ||||||||
8 | PETER H. ROTHSCHILD | For | For | ||||||||
9 | DAVID E. SCHWAB II | For | For | ||||||||
10 | JACK G. WASSERMAN | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||
BELDEN INC. | |||||||||||
Security | 077454106 | Meeting Type | Annual | ||||||||
Ticker Symbol | BDC | Meeting Date | 28-May-2014 | ||||||||
ISIN | US0774541066 | Agenda | 933982856 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID ALDRICH | For | For | ||||||||
2 | LANCE C. BALK | For | For | ||||||||
3 | STEVEN W. BERGLUND | For | For | ||||||||
4 | JUDY L. BROWN | For | For | ||||||||
5 | BRYAN C. CRESSEY | For | For | ||||||||
6 | GLENN KALNASY | For | For | ||||||||
7 | GEORGE MINNICH | For | For | ||||||||
8 | JOHN M. MONTER | For | For | ||||||||
9 | JOHN S. STROUP | For | For | ||||||||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
HENRY SCHEIN, INC. | |||||||||||
Security | 806407102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HSIC | Meeting Date | 28-May-2014 | ||||||||
ISIN | US8064071025 | Agenda | 933983315 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STANLEY M. BERGMAN | For | For | ||||||||
2 | GERALD A. BENJAMIN | For | For | ||||||||
3 | JAMES P. BRESLAWSKI | For | For | ||||||||
4 | MARK E. MLOTEK | For | For | ||||||||
5 | STEVEN PALADINO | For | For | ||||||||
6 | BARRY J. ALPERIN | For | For | ||||||||
7 | PAUL BRONS | For | For | ||||||||
8 | DONALD J. KABAT | For | For | ||||||||
9 | PHILIP A. LASKAWY | For | For | ||||||||
10 | KARYN MASHIMA | For | For | ||||||||
11 | NORMAN S. MATTHEWS | For | For | ||||||||
12 | CAROL RAPHAEL | For | For | ||||||||
13 | E.D. REKOW, DDS, PHD | For | For | ||||||||
14 | BRADLEY T. SHEARES, PHD | For | For | ||||||||
15 | LOUIS W. SULLIVAN, MD | For | For | ||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2013 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014. | Management | For | For | |||||||
CONSOLIDATED WATER COMPANY LIMITED | |||||||||||
Security | G23773107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CWCO | Meeting Date | 28-May-2014 | ||||||||
ISIN | KYG237731073 | Agenda | 933987488 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | �� | ||||||||
1 | CARSON K. EBANKS | For | For | ||||||||
2 | RICHARD L. FINLAY | For | For | ||||||||
3 | CLARENCE B. FLOWERS, JR | For | For | ||||||||
4 | FREDERICK W. MCTAGGART | For | For | ||||||||
2. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE SELECTION OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014, AT THE REMUNERATION TO BE DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. | Management | For | For | |||||||
UNIVERSAL AMERICAN CORP | |||||||||||
Security | 91338E101 | Meeting Type | Annual | ||||||||
Ticker Symbol | UAM | Meeting Date | 28-May-2014 | ||||||||
ISIN | US91338E1010 | Agenda | 934000592 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: RICHARD A. BARASCH | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: SALLY W. CRAWFORD | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: MATTHEW W. ETHERIDGE | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MARK K. GORMLEY | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: MARK M. HARMELING | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: LINDA H. LAMEL | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: PATRICK J. MCLAUGHLIN | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: RICHARD C. PERRY | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: THOMAS A. SCULLY | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: ROBERT A. SPASS | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: SEAN M. TRAYNOR | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO HOLD A NON-BINDING, ADVISORY VOTE WITH RESPECT TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
GOGO INC. | |||||||||||
Security | 38046C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOGO | Meeting Date | 29-May-2014 | ||||||||
ISIN | US38046C1099 | Agenda | 933980511 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MICHAEL J. SMALL | For | For | ||||||||
2 | OAKLEIGH THORNE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
THE CHEESECAKE FACTORY INCORPORATED | |||||||||||
Security | 163072101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAKE | Meeting Date | 29-May-2014 | ||||||||
ISIN | US1630721017 | Agenda | 933981119 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A | ELECTION OF DIRECTOR: DAVID OVERTON | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: JEROME I. KRANSDORF | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: LAURENCE B. MINDEL | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: DAVID B. PITTAWAY | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: DOUGLAS L. SCHMICK | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: HERBERT SIMON | Management | For | For | |||||||
2 | TO APPROVE AN AMENDMENT TO THE 2010 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY 230,000 SHARES, FROM 6,550,000 SHARES TO 6,780,000 SHARES. | Management | Against | Against | |||||||
3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014, ENDING DECEMBER 30, 2014. | Management | For | For | |||||||
4 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
DEXCOM, INC. | |||||||||||
Security | 252131107 | Meeting Type | Annual | ||||||||
Ticker Symbol | DXCM | Meeting Date | 29-May-2014 | ||||||||
ISIN | US2521311074 | Agenda | 933981311 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ERIC TOPOL, M.D. | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
SUNEDISON, INC. | |||||||||||
Security | 86732Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SUNE | Meeting Date | 29-May-2014 | ||||||||
ISIN | US86732Y1091 | Agenda | 933983024 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: PETER BLACKMORE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AHMAD R. CHATILA | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARSHALL TURNER | Management | For | For | |||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | TO APPROVE A STOCK OPTION EXCHANGE FOR EMPLOYEES OF SUNEDISON WHO HAVE BECOME EMPLOYEES OF SUNEDISON SEMICONDUCTOR LIMITED IN CONNECTION WITH THE SEPARATION OF OUR SEMICONDUCTOR BUSINESS. | Management | For | For | |||||||
5. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. | Management | For | For | |||||||
6. | TO APPROVE THE ISSUANCE OF OUR COMMON STOCK UPON THE CONVERSION OF OUR 2018 CONVERTIBLE NOTES AND OUR 2021 CONVERTIBLE NOTES AND UPON THE EXERCISE OF RELATED WARRANTS. | Management | For | For | |||||||
7. | TO APPROVE THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Management | For | For | |||||||
EL PASO ELECTRIC COMPANY | |||||||||||
Security | 283677854 | Meeting Type | Annual | ||||||||
Ticker Symbol | EE | Meeting Date | 29-May-2014 | ||||||||
ISIN | US2836778546 | Agenda | 933984874 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CATHERINE A. ALLEN | For | For | ||||||||
2 | EDWARD ESCUDERO | For | For | ||||||||
3 | MICHAEL K. PARKS | For | For | ||||||||
4 | ERIC B. SIEGEL | For | For | ||||||||
2. | APPROVAL OF EL PASO ELECTRIC COMPANY'S AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | For | For | |||||||
3. | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
NEW ULM TELECOM INC | |||||||||||
Security | 649060100 | Meeting Type | Annual | ||||||||
Ticker Symbol | NULM | Meeting Date | 29-May-2014 | ||||||||
ISIN | US6490601001 | Agenda | 933986056 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: DUANE D. LAMBRECHT | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: COLLEEN R. SKILLINGS | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF OLSEN THIELEN & CO., LTD. AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
BEASLEY BROADCAST GROUP, INC. | |||||||||||
Security | 074014101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBGI | Meeting Date | 29-May-2014 | ||||||||
ISIN | US0740141017 | Agenda | 933987705 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | GEORGE G. BEASLEY | For | For | ||||||||
2 | BRUCE G. BEASLEY | For | For | ||||||||
3 | CAROLINE BEASLEY | For | For | ||||||||
4 | BRIAN E. BEASLEY | For | For | ||||||||
5 | JOE B. COX | For | For | ||||||||
6 | ALLEN B. SHAW | For | For | ||||||||
7 | MARK S. FOWLER | For | For | ||||||||
8 | HERBERT W. MCCORD | For | For | ||||||||
2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
INTERNAP NETWORK SERVICES CORPORATION | |||||||||||
Security | 45885A300 | Meeting Type | Annual | ||||||||
Ticker Symbol | INAP | Meeting Date | 30-May-2014 | ||||||||
ISIN | US45885A3005 | Agenda | 933987919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL C. STANZIONE | For | For | ||||||||
2 | DEBORA J. WILSON | For | For | ||||||||
2. | TO APPROVE THE INTERNAP NETWORK SERVICES CORPORATION 2014 STOCK INCENTIVE PLAN. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | For | |||||||
IMAX CORPORATION | |||||||||||
Security | 45245E109 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | IMAX | Meeting Date | 02-Jun-2014 | ||||||||
ISIN | CA45245E1097 | Agenda | 934002091 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | NEIL S. BRAUN | For | For | ||||||||
2 | ERIC A. DEMIRIAN | For | For | ||||||||
3 | RICHARD L. GELFOND | For | For | ||||||||
4 | GARTH M. GIRVAN | For | For | ||||||||
5 | DAVID W. LEEBRON | For | For | ||||||||
6 | MICHAEL LYNNE | For | For | ||||||||
7 | MICHAEL MACMILLAN | For | For | ||||||||
8 | I. MARTIN POMPADUR | For | For | ||||||||
9 | MARC A. UTAY | For | For | ||||||||
10 | BRADLEY J. WECHSLER | For | For | ||||||||
02 | IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. | Management | For | For | |||||||
03 | IN RESPECT OF THE CONFIRMATION OF CERTAIN AMENDMENTS TO BY-LAW NO. 1 OF THE COMPANY AS OUTLINED IN APPENDIX "A" TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. | Management | For | For | |||||||
CAREER EDUCATION CORPORATION | |||||||||||
Security | 141665109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CECO | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US1416651099 | Agenda | 933977968 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: LOUIS E. CALDERA | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID W. DEVONSHIRE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: GREGORY L. JACKSON | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: THOMAS B. LALLY | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: RONALD D. MCCRAY | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: SCOTT W. STEFFEY | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: LESLIE T. THORNTON | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
IPG PHOTONICS CORPORATION | |||||||||||
Security | 44980X109 | Meeting Type | Annual | ||||||||
Ticker Symbol | IPGP | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US44980X1090 | Agenda | 933990574 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | V.P. GAPONTSEV, PH.D. | For | For | ||||||||
2 | EUGENE SCHERBAKOV, PH.D | For | For | ||||||||
3 | IGOR SAMARTSEV | For | For | ||||||||
4 | ROBERT A. BLAIR | For | For | ||||||||
5 | MICHAEL C. CHILD | For | For | ||||||||
6 | HENRY E. GAUTHIER | For | For | ||||||||
7 | WILLIAM S. HURLEY | For | For | ||||||||
8 | ERIC MEURICE | For | For | ||||||||
9 | JOHN R. PEELER | For | For | ||||||||
10 | THOMAS J. SEIFERT | For | For | ||||||||
2. | TO APPROVE OUR EXECUTIVE COMPENSATION BY NON-BINDING ADVISORY VOTE. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS CORPORATION FOR 2014. | Management | For | For | |||||||
CALAMOS ASSET MANAGEMENT, INC. | |||||||||||
Security | 12811R104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CLMS | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | US12811R1041 | Agenda | 933993657 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: GARY D. BLACK | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: THOMAS F. EGGERS | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RICHARD W. GILBERT | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: KEITH M. SCHAPPERT | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER | Management | For | For | |||||||
2. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO AMEND OUR INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
THE BOSTON BEER COMPANY, INC. | |||||||||||
Security | 100557107 | Meeting Type | Annual | ||||||||
Ticker Symbol | SAM | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US1005571070 | Agenda | 933989735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID A. BURWICK | For | For | ||||||||
2 | PEARSON C. CUMMIN, III | For | For | ||||||||
3 | JEAN-MICHEL VALETTE | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR EXECUTIVE OFFICERS' COMPENSATION. | Management | Abstain | Against | |||||||
EDGEWATER TECHNOLOGY, INC. | |||||||||||
Security | 280358102 | Meeting Type | Annual | ||||||||
Ticker Symbol | EDGW | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US2803581022 | Agenda | 933990738 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHIRLEY SINGLETON | For | For | ||||||||
2 | WAYNE WILSON | For | For | ||||||||
3 | PAUL E. FLYNN | For | For | ||||||||
4 | PAUL GUZZI | For | For | ||||||||
5 | NANCY L. LEAMING | For | For | ||||||||
6 | MICHAEL R. LOEB | For | For | ||||||||
2. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For | |||||||
CST BRANDS, INC. | |||||||||||
Security | 12646R105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CST | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US12646R1059 | Agenda | 933992085 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ROGER G. BURTON | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: STEPHEN A. SMITH | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF KPMG, LLP AS CST BRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2013 OMNIBUS STOCK AND INCENTIVE PLAN ("AMENDED OMNIBUS PLAN"). | Management | For | For | |||||||
4. | TO APPROVE, BY ADVISORY VOTE, A RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PANDORA MEDIA, INC. | |||||||||||
Security | 698354107 | Meeting Type | Annual | ||||||||
Ticker Symbol | P | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US6983541078 | Agenda | 933993443 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER CHERNIN | For | For | ||||||||
2 | BRIAN MCANDREWS | For | For | ||||||||
3 | TIM WESTERGREN | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | |||||||
VITAMIN SHOPPE, INC. | |||||||||||
Security | 92849E101 | Meeting Type | Annual | ||||||||
Ticker Symbol | VSI | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US92849E1010 | Agenda | 933994039 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: B. MICHAEL BECKER | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CATHERINE E. BUGGELN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DEBORAH M. DERBY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID H. EDWAB | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RICHARD L. MARKEE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD L. PERKAL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KATHERINE SAVITT | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ANTHONY N. TRUESDALE | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
LAS VEGAS SANDS CORP. | |||||||||||
Security | 517834107 | Meeting Type | Annual | ||||||||
Ticker Symbol | LVS | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US5178341070 | Agenda | 933999661 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CHARLES D. FORMAN | For | For | ||||||||
2 | GEORGE JAMIESON | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014 | Management | For | For | |||||||
3. | TO APPROVE THE EXTENSION OF THE TERM OF THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Abstain | Against | |||||||
STARZ | |||||||||||
Security | 85571Q102 | Meeting Type | Annual | ||||||||
Ticker Symbol | STRZA | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US85571Q1022 | Agenda | 933986210 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | CHRISTOPHER P. ALBRECHT | For | For | ||||||||
2 | DANIEL E. SANCHEZ | For | For | ||||||||
3 | ROBERT S. WIESENTHAL | For | For | ||||||||
2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
SINCLAIR BROADCAST GROUP, INC. | |||||||||||
Security | 829226109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBGI | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US8292261091 | Agenda | 933989747 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID D. SMITH | For | For | ||||||||
2 | FREDERICK G. SMITH | For | For | ||||||||
3 | J. DUNCAN SMITH | For | For | ||||||||
4 | ROBERT E. SMITH | For | For | ||||||||
5 | LAWRENCE E. MCCANNA | For | For | ||||||||
6 | DANIEL C. KEITH | For | For | ||||||||
7 | MARTIN R. LEADER | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | NON-BINDING ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
CANTERBURY PARK HOLDING CORPORATION | |||||||||||
Security | 13811E101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPHC | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US13811E1010 | Agenda | 933994356 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PATRICK R. CRUZEN | For | For | ||||||||
2 | BURTON F. DAHLBERG | For | For | ||||||||
3 | CARIN J. OFFERMAN | For | For | ||||||||
4 | CURTIS A. SAMPSON | For | For | ||||||||
5 | RANDALL D. SAMPSON | For | For | ||||||||
6 | DALE H. SCHENIAN | For | For | ||||||||
ANIKA THERAPEUTICS, INC. | |||||||||||
Security | 035255108 | Meeting Type | Annual | ||||||||
Ticker Symbol | ANIK | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US0352551081 | Agenda | 933996374 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. STEVEN E. WHEELER | For | For | ||||||||
2 | DR. CHARLES H. SHERWOOD | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
ACTIVISION BLIZZARD, INC. | |||||||||||
Security | 00507V109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATVI | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US00507V1098 | Agenda | 933998001 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: ROBERT J. CORTI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: BRIAN G. KELLY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ROBERT A. KOTICK | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: BARRY MEYER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. MORGADO | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PETER NOLAN | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: RICHARD SARNOFF | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: ELAINE WYNN | Management | For | For | |||||||
2. | TO REQUEST APPROVAL OF A NEW INCENTIVE PLAN. | Management | Against | Against | |||||||
3A. | TO AMEND PROVISIONS RELATED TO THE COMPANY'S RELATIONSHIP WITH VIVENDI, S.A. | Management | For | For | |||||||
3B. | TO AMEND PROVISIONS RELATED TO THE ABILITY TO AMEND OUR CERTIFICATE OF INCORPORATION. | Management | For | For | |||||||
3C. | TO AMEND PROVISIONS RELATED TO THE ABILITY TO AMEND OUR BYLAWS. | Management | For | For | |||||||
4. | TO REQUEST ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
LIVE NATION ENTERTAINMENT, INC. | |||||||||||
Security | 538034109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LYV | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US5380341090 | Agenda | 934001431 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MARK CARLETON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JONATHAN DOLGEN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ARIEL EMANUEL | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT TED ENLOE, III | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: MARGARET "PEGGY" JOHNSON | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES S. KAHAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RANDALL T. MAYS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL RAPINO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MARK S. SHAPIRO | Management | For | For | |||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF LIVE NATION ENTERTAINMENT NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS LIVE NATION ENTERTAINMENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
BIG 5 SPORTING GOODS CORPORATION | |||||||||||
Security | 08915P101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BGFV | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US08915P1012 | Agenda | 934010199 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JENNIFER H. DUNBAR | For | For | ||||||||
2 | STEVEN G. MILLER | For | For | ||||||||
2. | APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | Management | For | For | |||||||
MASIMO CORPORATION | |||||||||||
Security | 574795100 | Meeting Type | Annual | ||||||||
Ticker Symbol | MASI | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US5747951003 | Agenda | 934015543 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF CLASS I DIRECTOR: DR. STEVEN J. BARKER | Management | For | For | |||||||
1.2 | ELECTION OF CLASS I DIRECTOR: MR. SANFORD FITCH | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
MEDALLION FINANCIAL CORP. | |||||||||||
Security | 583928106 | Meeting Type | Annual | ||||||||
Ticker Symbol | TAXI | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | US5839281061 | Agenda | 934006974 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HENRY L. AARON | For | For | ||||||||
2 | HENRY D. JACKSON | For | For | ||||||||
3 | ALVIN MURSTEIN | For | For | ||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF WEISERMAZARS LLP AS MEDALLION FINANCIAL CORP.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Abstain | Against | |||||||
NORDION INC. | |||||||||||
Security | 65563C105 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | NDZ | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | CA65563C1059 | Agenda | 934008156 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | THE SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX "B" TO THE CIRCULAR, APPROVING AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT TO EFFECT, AMONG OTHER THINGS, THE EFFECTIVE ACQUISITION BY THE PURCHASER OF ALL THE OUTSTANDING COMMON SHARES OF NORDION INC., ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. | Management | For | For | |||||||
02 | DIRECTOR | Management | |||||||||
1 | W. D. ANDERSON | For | For | ||||||||
2 | J. BROWN | For | For | ||||||||
3 | W. G. DEMPSEY | For | For | ||||||||
4 | S. MURPHY | For | For | ||||||||
5 | K. NEWPORT | For | For | ||||||||
6 | A. OLUKOTUN | For | For | ||||||||
7 | S. M. WEST | For | For | ||||||||
8 | J. WOODRUFF | For | For | ||||||||
03 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS, AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |||||||
PULSE ELECTRONICS CORP | |||||||||||
Security | 74586W205 | Meeting Type | Annual | ||||||||
Ticker Symbol | PULS | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | US74586W2052 | Agenda | 934016583 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN G. CRANE | For | For | ||||||||
2 | RALPH E. FAISON | For | For | ||||||||
3 | DAVID W. HEINZMANN | For | For | ||||||||
4 | JOHN E. MAJOR | For | For | ||||||||
5 | GARY E. SUTTON | For | For | ||||||||
6 | ROBERT E. SWITZ | For | For | ||||||||
7 | KAJ VAZALES | For | For | ||||||||
2. | RATIFY THE SELECTION OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |||||||
3. | APPROVE AN AMENDMENT OF THE 2012 OMNIBUS INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE TO ANY PERSON IN A CALENDAR YEAR UNDER SUCH PLAN | Management | For | For | |||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Abstain | Against | |||||||
LAYNE CHRISTENSEN COMPANY | |||||||||||
Security | 521050104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LAYN | Meeting Date | 06-Jun-2014 | ||||||||
ISIN | US5210501046 | Agenda | 934020784 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | DAVID A.B. BROWN | For | For | ||||||||
2 | J. SAMUEL BUTLER | For | For | ||||||||
3 | ROBERT R. GILMORE | For | For | ||||||||
4 | JOHN T. NESSER III | For | For | ||||||||
5 | NELSON OBUS | For | For | ||||||||
6 | RENE J. ROBICHAUD | For | For | ||||||||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
3 | PROPOSAL TO AMEND AND RESTATE THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK BY 30,000,000 SHARES AND DELETE OBSOLETE PROVISIONS. | Management | For | For | |||||||
4 | PROPOSAL TO AMEND THE COMPANY'S 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2006 EQUITY INCENTIVE PLAN, AUTHORIZE THE ISSUANCE OF A NEW FORM OF AWARD AND EXTEND THE EXPIRATION DATE OF THE 2006 EQUITY INCENTIVE PLAN TO JUNE 6, 2024. | Management | Against | Against | |||||||
5 | PROPOSAL TO RATIFY THE SELECTION OF THE ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
ICU MEDICAL, INC. | |||||||||||
Security | 44930G107 | Meeting Type | Annual | ||||||||
Ticker Symbol | ICUI | Meeting Date | 09-Jun-2014 | ||||||||
ISIN | US44930G1076 | Agenda | 934009362 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO PHASE OUT THE COMPANY'S CLASSIFIED BOARD OF DIRECTORS. | Management | For | For | |||||||
2. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO UPDATE IT AND INTEGRATE PRIOR AMENDMENTS INTO A SINGLE DOCUMENT. | Management | For | For | |||||||
3. | DIRECTOR | Management | |||||||||
1 | JOHN J. CONNORS | For | For | ||||||||
2 | JOSEPH R. SAUCEDO | For | For | ||||||||
4. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2011 STOCK INCENTIVE PLAN. | Management | Against | Against | |||||||
5. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS AUDITORS FOR THE COMPANY. | Management | For | For | |||||||
6. | TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON AN ADVISORY BASIS. | Management | Abstain | Against | |||||||
DIAMONDBACK ENERGY INC. | |||||||||||
Security | 25278X109 | Meeting Type | Annual | ||||||||
Ticker Symbol | FANG | Meeting Date | 09-Jun-2014 | ||||||||
ISIN | US25278X1090 | Agenda | 934013866 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN E. WEST | For | For | ||||||||
2 | MICHAEL P. CROSS | For | For | ||||||||
3 | TRAVIS D. STICE | For | For | ||||||||
4 | DAVID L. HOUSTON | For | For | ||||||||
5 | MARK L. PLAUMANN | For | For | ||||||||
2. | PROPOSAL TO APPROVE OUR 2014 EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
5. | PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITORS, GRANT THORNTON LLP, FOR FISCAL YEAR 2014. | Management | For | For | |||||||
HUNTER DOUGLAS NV | |||||||||||
Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2014 | |||||||||
ISIN | ANN4327C1220 | Agenda | 705323688 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIVIDEND DISTRIBUTION | Management | No Action | ||||||||
2 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING | Management | No Action | ||||||||
CMMT | 03 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||
HUNTER DOUGLAS NV | |||||||||||
Security | N4327C122 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Jun-2014 | |||||||||
ISIN | ANN4327C1220 | Agenda | 705323715 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | REPORT TO THE SHAREHOLDERS | Management | No Action | ||||||||
2 | CONFIRMATION 2013 ANNUAL ACCOUNTS | Management | No Action | ||||||||
3 | APPROVAL MANAGEMENT AND RELEASE OF THE DIRECTORS | Management | No Action | ||||||||
4 | DIVIDEND DECLARATION COMMON SHARES | Management | No Action | ||||||||
5 | ELECTION OF DIRECTORS AND SUBSTITUTE(S) PURSUANT TO ART.14-20 OF THE ARTICLES OF ASSOCIATION : H.F. VAN DEN HOVEN, J.T. SHERWIN, R. SONNENBERG, A. VAN TOOREN, AND F. WAGENER AS DIRECTORS, AND ELECT D.H. SONNENBERG AND M.H. SONNENBERG | Management | No Action | ||||||||
6 | APPOINTMENT OF AUDITORS : ERNST AND YOUNG | Management | No Action | ||||||||
7 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING | Management | No Action | ||||||||
CMMT | 03 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE-AND DIRECTOR AND AUDITOR NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | Non-Voting | |||||||||
BEST BUY CO., INC. | |||||||||||
Security | 086516101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBY | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US0865161014 | Agenda | 934000857 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: LISA M. CAPUTO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RUSSELL P. FRADIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KATHY J. HIGGINS VICTOR | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: HUBERT JOLY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: GERARD R. VITTECOQ | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. | Management | Against | Against | |||||||
GSE SYSTEMS, INC. | |||||||||||
Security | 36227K106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GVP | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US36227K1060 | Agenda | 934001948 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SHELDON L. GLASHOW | For | For | ||||||||
2 | ROGER L. HAGENGRUBER | For | For | ||||||||
2 | TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3 | TO RATIFY THE APPOINTMENT OF BDO USA LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
4 | TO APPROVE THE COMPANY'S 1995 LONG- TERM INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE MARCH 6, 2014). | Management | Against | Against | |||||||
KAR AUCTION SERVICES INC | |||||||||||
Security | 48238T109 | Meeting Type | Annual | ||||||||
Ticker Symbol | KAR | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US48238T1097 | Agenda | 934005059 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RYAN M. BIRTWELL | For | For | ||||||||
2 | BRIAN T. CLINGEN | For | For | ||||||||
3 | DONNA R. ECTON | For | For | ||||||||
4 | PETER R. FORMANEK | For | For | ||||||||
5 | JAMES P. HALLETT | For | For | ||||||||
6 | MARK E. HILL | For | For | ||||||||
7 | LYNN JOLLIFFE | For | For | ||||||||
8 | MICHAEL T. KESTNER | For | For | ||||||||
9 | JOHN P. LARSON | For | For | ||||||||
10 | STEPHEN E. SMITH | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE KAR AUCTION SERVICES, INC. 2009 OMNIBUS STOCK AND INCENTIVE PLAN. | Management | Against | Against | |||||||
4. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
AMC NETWORKS INC | |||||||||||
Security | 00164V103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMCX | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US00164V1035 | Agenda | 934008233 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | NEIL M. ASHE | For | For | ||||||||
2 | JONATHAN F. MILLER | For | For | ||||||||
3 | ALAN D. SCHWARTZ | For | For | ||||||||
4 | LEONARD TOW | For | For | ||||||||
5 | CARL E. VOGEL | For | For | ||||||||
6 | ROBERT C. WRIGHT | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014 | Management | For | For | |||||||
CADIZ INC. | |||||||||||
Security | 127537207 | Meeting Type | Annual | ||||||||
Ticker Symbol | CDZI | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US1275372076 | Agenda | 934013955 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH BRACKPOOL | For | For | ||||||||
2 | STEPHEN E. COURTER | For | For | ||||||||
3 | GEOFFREY GRANT | For | For | ||||||||
4 | WINSTON HICKOX | For | For | ||||||||
5 | MURRAY H. HUTCHISON | For | For | ||||||||
6 | RAYMOND J. PACINI | For | For | ||||||||
7 | BRYANT R. RILEY | For | For | ||||||||
8 | TIMOTHY J. SHAHEEN | For | For | ||||||||
9 | SCOTT S. SLATER | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||
3. | APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. | Management | Abstain | Against | |||||||
AARON'S INC. | |||||||||||
Security | 002535300 | Meeting Type | Annual | ||||||||
Ticker Symbol | AAN | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US0025353006 | Agenda | 934027360 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1) | AN AMENDMENT TO AARON'S BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS OF AARON'S | Management | For | For | |||||||
2) | DIRECTOR | Management | |||||||||
1 | RAY M. ROBINSON | For | For | ||||||||
2 | RONALD W. ALLEN | For | For | ||||||||
3 | BRIAN R. KAHN | For | For | ||||||||
3) | A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
FIREEYE, INC. | |||||||||||
Security | 31816Q101 | Meeting Type | Annual | ||||||||
Ticker Symbol | FEYE | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US31816Q1013 | Agenda | 933990889 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM M. COUGHRAN JR. | For | For | ||||||||
2 | GAURAV GARG | For | For | ||||||||
3 | PROMOD HAQUE | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
THE PEP BOYS - MANNY, MOE & JACK | |||||||||||
Security | 713278109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PBY | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US7132781094 | Agenda | 934000148 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: JANE SCACCETTI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOHN T. SWEETWOOD | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: M. SHAN ATKINS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT H. HOTZ | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NICK WHITE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL R. ODELL | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT ROSENBLATT | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ANDREA M. WEISS | Management | For | For | |||||||
2. | AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||
4. | THE RE-APPROVAL OF OUR ANNUAL INCENTIVE BONUS PLAN... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |||||||
5. | THE AMENDMENT AND RESTATEMENT OF OUR STOCK INCENTIVE PLAN TO EXTEND ITS TERM THROUGH DECEMBER 31, 2019 AND TO PROVIDE AN ADDITIONAL 2,000,000 SHARES AVAILABLE FOR AWARD ISSUANCES THEREUNDER | Management | For | For | |||||||
STIFEL FINANCIAL CORP. | |||||||||||
Security | 860630102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SF | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US8606301021 | Agenda | 934002902 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | BRUCE A. BEDA | For | For | ||||||||
2 | FREDRICK O. HANSER | For | For | ||||||||
3 | RONALD J. KRUSZEWSKI | For | For | ||||||||
4 | THOMAS P. MULROY | For | For | ||||||||
5 | THOMAS W. WEISEL | For | For | ||||||||
6 | KELVIN R. WESTBROOK | For | For | ||||||||
2. | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
STAMPS.COM INC. | |||||||||||
Security | 852857200 | Meeting Type | Annual | ||||||||
Ticker Symbol | STMP | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US8528572006 | Agenda | 934010175 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KENNETH MCBRIDE | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2014. | Management | For | For | |||||||
MCGRATH RENTCORP | |||||||||||
Security | 580589109 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGRC | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US5805891091 | Agenda | 934013880 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM J. DAWSON | For | For | ||||||||
2 | ELIZABETH A. FETTER | For | For | ||||||||
3 | ROBERT C. HOOD | For | For | ||||||||
4 | DENNIS C. KAKURES | For | For | ||||||||
5 | M. RICHARD SMITH | For | For | ||||||||
6 | DENNIS P. STRADFORD | For | For | ||||||||
7 | RONALD H. ZECH | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO HOLD A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
MENTOR GRAPHICS CORPORATION | |||||||||||
Security | 587200106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MENT | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | US5872001061 | Agenda | 934017927 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH L. BARNES | For | For | ||||||||
2 | SIR PETER L. BONFIELD | For | For | ||||||||
3 | GREGORY K. HINCKLEY | For | For | ||||||||
4 | J. DANIEL MCCRANIE | For | For | ||||||||
5 | PATRICK B. MCMANUS | For | For | ||||||||
6 | WALDEN C. RHINES | For | For | ||||||||
7 | DAVID S. SCHECHTER | For | For | ||||||||
8 | JEFFREY M. STAFEIL | For | For | ||||||||
2. | SHAREHOLDER ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1987 RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Shareholder | For | For | |||||||
4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN. | Management | Against | Against | |||||||
5. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER EACH OF THE PLANS. | Management | For | For | |||||||
6. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
CONSTELLIUM N.V. | |||||||||||
Security | N22035104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSTM | Meeting Date | 11-Jun-2014 | ||||||||
ISIN | NL0010489522 | Agenda | 934028564 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | 2013 ANNUAL REPORT IN THE ENGLISH LANGUAGE (AGENDA ITEM 2 (I)) | Management | For | For | |||||||
2. | ACCELERATION OF VESTING UNDER THE MANAGEMENT EQUITY PLAN (AGENDA ITEM 4 (II)) | Management | Abstain | Against | |||||||
3. | REMUNERATION OF NON-EXECUTIVE MEMBERS (AGENDA ITEM 4 (III)) | Management | For | For | |||||||
4. | SHARE INCREASE UNDER THE 2013 EQUITY INCENTIVE PLAN (AGENDA ITEM 4 (IV)) | Management | Abstain | Against | |||||||
5. | ADOPTION OF THE 2013 ANNUAL ACCOUNTS (AGENDA ITEM 5) | Management | For | For | |||||||
6. | RELEASE FROM LIABILITY EXECUTIVE BOARD MEMBER (AGENDA ITEM 7) | Management | For | For | |||||||
7. | RELEASE FROM LIABILITY NON-EXECUTIVE BOARD MEMBERS (AGENDA ITEM 8) | Management | For | For | |||||||
8. | AUTHORIZATION TO THE BOARD TO ALLOW THE COMPANY TO ACQUIRE ITS OWN SHARES (AGENDA ITEM 9) | Management | For | For | |||||||
9A. | ELECTION OF DIRECTOR: PHILIPPE GUILLEMOT (AGENDA ITEM 10 (I)) | Management | For | For | |||||||
9B. | ELECTION OF DIRECTOR: WERNER P. PASCHKE (AGENDA ITEM 10 (II)) | Management | For | For | |||||||
9C. | ELECTION OF DIRECTOR: MICHIEL BRANDJES (AGENDA ITEM 10 (III)) | Management | For | For | |||||||
9D. | ELECTION OF DIRECTOR: LORI A. WALKER (AGENDA ITEM 10 (IV)) | Management | For | For | |||||||
9E. | ELECTION OF DIRECTOR: PETER F. HARTMAN (AGENDA ITEM 10 (V)) | Management | For | For | |||||||
9F. | ELECTION OF DIRECTOR: JOHN ORMEROD (AGENDA ITEM 10 (VI)) | Management | For | For | |||||||
10. | APPOINTMENT OF PRICEWATERHOUSECOOPERS (AGENDA ITEM 11) | Management | For | For | |||||||
11. | CANCELLATION OF PREFERENCE SHARES (AGENDA ITEM 12) | Management | For | For | |||||||
12. | DELETION OF PREFERENCE SHARES FROM THE ARTICLES OF ASSOCIATION (AGENDA ITEM 13 (I)) | Management | For | For | |||||||
13. | ADDITION OF CASTING VOTE FOR CHAIRMAN OF THE BOARD IN THE ARTICLES OF ASSOCIATION (AGENDA ITEM 13 (II)) | Management | For | For | |||||||
14. | AUTHORIZATION TO THE BOARD TO MAKE DISTRIBUTIONS FROM ANY COMPANY RESERVE (AGENDA ITEM 13 (III)) | Management | For | For | |||||||
COMMUNICATIONS SYSTEMS INC. | |||||||||||
Security | 203900105 | Meeting Type | Annual | ||||||||
Ticker Symbol | JCS | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US2039001050 | Agenda | 933995118 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS BY ELIMINATING 3 CLASSES OF DIRECTORS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS ("PROPOSAL NO. 1") | Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | LUELLA G. GOLDBERG* | For | For | ||||||||
2 | ROGER H.D. LACEY* | For | For | ||||||||
3 | GERALD D. PINT* | For | For | ||||||||
4 | RICHARD A. PRIMUTH* | For | For | ||||||||
5 | CURTIS A. SAMPSON* | For | For | ||||||||
6 | RANDALL D. SAMPSON* | For | For | ||||||||
7 | LUELLA G. GOLDBERG# | For | For | ||||||||
8 | RANDALL D. SAMPSON# | For | For | ||||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014 | Management | For | For | |||||||
OPKO HEALTH, INC. | |||||||||||
Security | 68375N103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OPK | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US68375N1037 | Agenda | 933997100 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PHILLIP FROST, M.D. | For | For | ||||||||
2 | JANE H. HSIAO, PHD, MBA | For | For | ||||||||
3 | STEVEN D. RUBIN | For | For | ||||||||
4 | ROBERT A. BARON | For | For | ||||||||
5 | THOMAS E. BEIER | For | For | ||||||||
6 | DMITRY KOLOSOV | For | For | ||||||||
7 | RICHARD A. LERNER, M.D. | For | For | ||||||||
8 | JOHN A. PAGANELLI | For | For | ||||||||
9 | R.C. PFENNIGER, JR. | For | For | ||||||||
10 | A. LIN-TSING YU, MD PHD | For | For | ||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO NAMED EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON PAY"). | Management | Abstain | Against | |||||||
JARDEN CORPORATION | |||||||||||
Security | 471109108 | Meeting Type | Annual | ||||||||
Ticker Symbol | JAH | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US4711091086 | Agenda | 933999394 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD J. HECKMANN | For | For | ||||||||
2 | IRWIN D. SIMON | For | For | ||||||||
3 | WILLIAM J. GRANT | For | For | ||||||||
2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS JARDEN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | ADVISORY APPROVAL OF JARDEN CORPORATION'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
PENN NATIONAL GAMING, INC. | |||||||||||
Security | 707569109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PENN | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US7075691094 | Agenda | 934003435 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | PETER M. CARLINO | For | For | ||||||||
2 | HAROLD CRAMER | For | For | ||||||||
2. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 LONG-TERM INCENTIVE PLAN (THE "2008 PLAN") TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND TO APPROVE THE 2008 PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | Against | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECTIVE OFFICERS. | Management | Abstain | Against | |||||||
LIFEWAY FOODS, INC. | |||||||||||
Security | 531914109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LWAY | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US5319141090 | Agenda | 934005833 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LUDMILA SMOLYANSKY | For | For | ||||||||
2 | JULIE SMOLYANSKY | For | For | ||||||||
3 | POL SIKAR | For | For | ||||||||
4 | RENZO BERNARDI | For | For | ||||||||
5 | GUSTAVO CARLOS VALLE | For | For | ||||||||
6 | PAUL LEE | For | For | ||||||||
7 | JASON SCHER | For | For | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF PLANTE & MORAN, PLLC, AS INDEPENDENT AUDITORS FOR THE NEXT FISCAL YEAR. | Management | For | For | |||||||
PARK-OHIO HOLDINGS CORP. | |||||||||||
Security | 700666100 | Meeting Type | Annual | ||||||||
Ticker Symbol | PKOH | Meeting Date | 12-Jun-2014 | ||||||||
ISIN | US7006661000 | Agenda | 934011963 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | KEVIN R. GREENE | For | For | ||||||||
2 | A. MALACHI MIXON III | For | For | ||||||||
3 | DAN T. MOORE III | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |||||||
HC2 HLDGS INC. | |||||||||||
Security | 74443P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 12-Jun-2014 | |||||||||
ISIN | Agenda | 934015252 - Management | |||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | ROBERT M. PONS | For | For | ||||||||
2 | WAYNE BARR, JR. | For | For | ||||||||
3 | PHILIP FALCONE | For | For | ||||||||
02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K (ALSO KNOWN AS A "SAY ON PAY" VOTE). | Management | Abstain | Against | |||||||
03 | TO APPROVE THE HC2 HOLDINGS, INC. 2014 OMNIBUS EQUITY AWARD PLAN. | Management | Against | Against | |||||||
04 | TO APPROVE AN AMENDMENT OF OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (THE "CERTIFICATE OF INCORPORATION") TO RENOUNCE THE COMPANY'S EXPECTANCY REGARDING CERTAIN CORPORATE OPPORTUNITIES AND CLARIFY THE DUTY OF LOYALTY OF CERTAIN OVERLAP PERSONS REGARDING CORPORATE OPPORTUNITIES. | Management | Abstain | Against | |||||||
05 | TO APPROVE AN AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE RESTRICTION ON ISSUANCE OF NONVOTING EQUITY SECURITIES. | Management | Against | Against | |||||||
ATLANTIC TELE-NETWORK, INC. | |||||||||||
Security | 049079205 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATNI | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US0490792050 | Agenda | 933999306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARTIN L. BUDD | For | For | ||||||||
2 | MICHAEL T. FLYNN | For | For | ||||||||
3 | LIANE J. PELLETIER | For | For | ||||||||
4 | CORNELIUS B. PRIOR, JR. | For | For | ||||||||
5 | MICHAEL T. PRIOR | For | For | ||||||||
6 | CHARLES J. ROESSLEIN | For | For | ||||||||
2. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | For | For | |||||||
KRISPY KREME DOUGHNUTS, INC. | |||||||||||
Security | 501014104 | Meeting Type | Annual | ||||||||
Ticker Symbol | KKD | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US5010141043 | Agenda | 934003106 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | C. STEPHEN LYNN | For | For | ||||||||
2 | MICHAEL H. SUTTON | For | For | ||||||||
3 | LIZANNE THOMAS | For | For | ||||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2014 PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING FEBRUARY 1, 2015. | Management | For | For | |||||||
THE BON-TON STORES, INC. | |||||||||||
Security | 09776J101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BONT | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US09776J1016 | Agenda | 934011723 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | LUCINDA M. BAIER | For | For | ||||||||
2 | PHILIP M. BROWNE | For | For | ||||||||
3 | MICHAEL L. GLEIM | For | For | ||||||||
4 | TIM GRUMBACHER | For | For | ||||||||
5 | BRENDAN L. HOFFMAN | For | For | ||||||||
6 | TODD C. MCCARTY | For | For | ||||||||
7 | JEFFREY B. SHERMAN | For | For | ||||||||
8 | STEVEN B. SILVERSTEIN | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY, AS DISCLOSED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
GINKO INTERNATIONAL CO LTD | |||||||||||
Security | G39010106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 18-Jun-2014 | |||||||||
ISIN | KYG390101064 | Agenda | 705354796 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 284770 DUE TO RECEIPT OF D-IRECTOR AND SUPERVISOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK Y-OU. | Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PR-OPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT T-O SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT-IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWE-VER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR-DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK Y-OU | Non-Voting | |||||||||
A.1 | THE 2013 BUSINESS OPERATIONS | Non-Voting | |||||||||
A.2 | THE 2013 AUDITED REPORTS | Non-Voting | |||||||||
A.3 | THE STATUS OF THE LOCAL UNSECURED CONVERTIBLE CORPORATE BONDS | Non-Voting | |||||||||
B.1 | THE 2013 BUSINESS REPORTS AND FINANCIAL STATEMENTS | Management | For | For | |||||||
B.2 | THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6.6 PER SHARE | Management | For | For | |||||||
B.3 | THE REVISION TO THE PLAN OF UNSECURED CORPORATE BOND ISSUANCE | Management | For | For | |||||||
B.4 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | Management | For | For | |||||||
B.5.1 | THE ELECTION OF THE DIRECTOR: JING QIAN; ID / SHAREHOLDER NO: 49 | Management | For | For | |||||||
B.5.2 | THE ELECTION OF THE SUPERVISOR: HU, CHIH-KAI; ID / SHAREHOLDER NO: N12039XXXX | Management | For | For | |||||||
B.6 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | Management | For | For | |||||||
B.7 | OTHER ISSUES AND EXTRAORDINARY MOTIONS | Management | Abstain | For | |||||||
CUTERA, INC. | |||||||||||
Security | 232109108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CUTR | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US2321091082 | Agenda | 934007849 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID A. GOLLNICK | For | For | ||||||||
2 | KEVIN P. CONNORS | For | For | ||||||||
2. | RATIFICATION OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||
IAC/INTERACTIVECORP | |||||||||||
Security | 44919P508 | Meeting Type | Annual | ||||||||
Ticker Symbol | IACI | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US44919P5089 | Agenda | 934008790 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | EDGAR BRONFMAN, JR. | For | For | ||||||||
2 | CHELSEA CLINTON | For | For | ||||||||
3 | SONALI DE RYCKER | For | For | ||||||||
4 | BARRY DILLER | For | For | ||||||||
5 | MICHAEL D. EISNER | For | For | ||||||||
6 | VICTOR A. KAUFMAN | For | For | ||||||||
7 | DONALD R. KEOUGH | For | For | ||||||||
8 | BRYAN LOURD | For | For | ||||||||
9 | DAVID ROSENBLATT | For | For | ||||||||
10 | ALAN G. SPOON | For | For | ||||||||
11 | A. VON FURSTENBERG | For | For | ||||||||
12 | RICHARD F. ZANNINO | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | |||||||
3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MANNING & NAPIER INC. | |||||||||||
Security | 56382Q102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MN | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US56382Q1022 | Agenda | 934019820 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | DIRECTOR | Management | |||||||||
1 | WILLIAM MANNING | For | For | ||||||||
2 | PATRICK CUNNINGHAM | For | For | ||||||||
3 | RICHARD GOLDBERG | For | For | ||||||||
4 | BARBARA GOODSTEIN | For | For | ||||||||
5 | RICHARD M. HURWITZ | For | For | ||||||||
6 | EDWARD J. PETTINELLA | For | For | ||||||||
7 | ROBERT M. ZAK | For | For | ||||||||
2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3 | ADVISORY (NON-BINDING) VOTE APPROVING COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
ZYGO CORPORATION | |||||||||||
Security | 989855101 | Meeting Type | Special | ||||||||
Ticker Symbol | ZIGO | Meeting Date | 18-Jun-2014 | ||||||||
ISIN | US9898551018 | Agenda | 934030595 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 10, 2014 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG AMETEK, INC., AMETEK MATTERHORN, INC. AND ZYGO CORPORATION. | Management | For | For | |||||||
2 | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For | |||||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR ZYGO CORPORATION'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
GAMING & LEISURE PPTYS INC. | |||||||||||
Security | 36467J108 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLPI | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US36467J1088 | Agenda | 934005718 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH W. MARSHALL, III | For | For | ||||||||
2 | E. SCOTT URDANG | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||
3. | TO HOLD AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
4. | TO HOLD AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
MOVADO GROUP, INC. | |||||||||||
Security | 624580106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MOV | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US6245801062 | Agenda | 934011836 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MARGARET HAYES ADAME | For | For | ||||||||
2 | PETER A. BRIDGMAN | For | For | ||||||||
3 | RICHARD COTE | For | For | ||||||||
4 | ALEX GRINBERG | For | For | ||||||||
5 | EFRAIM GRINBERG | For | For | ||||||||
6 | ALAN H. HOWARD | For | For | ||||||||
7 | RICHARD ISSERMAN | For | For | ||||||||
8 | NATHAN LEVENTHAL | For | For | ||||||||
9 | MAURICE REZNIK | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | |||||||
3. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S EXECUTIVE PERFORMANCE PLAN, ORIGINALLY ESTABLISHED EFFECTIVE FEBRUARY 1, 2001 AND SUBSEQUENTLY AMENDED AND RESTATED EFFECTIVE FEBRUARY 1, 2014. | Management | For | For | |||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION". | Management | Abstain | Against | |||||||
ORTHOFIX INTERNATIONAL N.V. | |||||||||||
Security | N6748L102 | Meeting Type | Annual | ||||||||
Ticker Symbol | OFIX | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | ANN6748L1027 | Agenda | 934018397 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES F. HINRICHS | For | For | ||||||||
2 | GUY J. JORDAN | For | For | ||||||||
3 | ANTHONY F. MARTIN | For | For | ||||||||
4 | BRADLEY R. MASON | For | For | ||||||||
5 | RONALD A. MATRICARIA | For | For | ||||||||
6 | KATHLEEN T. REGAN | For | For | ||||||||
7 | MARIA SAINZ | For | For | ||||||||
8 | DAVEY S. SCOON | For | For | ||||||||
2. | APPROVAL OF THE CONSOLIDATED BALANCE SHEET AND CONSOLIDATED STATEMENT OF OPERATIONS AT AND FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013. | Management | For | For | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
4. | APPROVAL OF AN ADVISORY AND NON- BINDING RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
GLOBAL SOURCES LTD. | |||||||||||
Security | G39300101 | Meeting Type | Annual | ||||||||
Ticker Symbol | GSOL | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | BMG393001018 | Agenda | 934024136 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F. JONES | Management | For | For | |||||||
1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A. WATKINS | Management | For | For | |||||||
1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM HON PETER | Management | For | For | |||||||
2. | TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. | Management | For | For | |||||||
3. | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | For | For | |||||||
THE CENTRAL EUROPE AND RUSSIA FUND | |||||||||||
Security | 153436100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CEE | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US1534361001 | Agenda | 934031131 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | AMBASSADOR R.R. BURT | For | For | ||||||||
2 | DR. FRIEDBERT H. MALT | For | For | ||||||||
3 | MR. ROBERT H. WADSWORTH | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2014. | Management | For | For | |||||||
THE NEW GERMANY FUND | |||||||||||
Security | 644465106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GF | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US6444651060 | Agenda | 934031143 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | DR. WILHELM BENDER | For | For | ||||||||
2 | MR. RICHARD KARL GOELTZ | For | For | ||||||||
3 | MR. JOACHIM WAGNER | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
THE EUROPEAN EQUITY FUND | |||||||||||
Security | 298768102 | Meeting Type | Annual | ||||||||
Ticker Symbol | EEA | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | US2987681028 | Agenda | 934032791 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. RICHARD KARL GOELTZ | For | For | ||||||||
2 | DR. FRANZ WILHELM HOPP | For | For | ||||||||
3 | MR. C.H. STRENGER | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | TO APPROVE A CHANGE IN THE FUND'S INVESTMENT OBJECTIVE FROM SEEKING "LONG-TERM CAPITAL APPRECIATION THROUGH INVESTMENT PRIMARILY IN EQUITY OR EQUITY-LINKED SECURITIES OF ISSUERS DOMICILED IN COUNTRIES IN EUROPE THAT UTILIZE THE EURO CURRENCY" TO SEEKING "LONG-TERM CAPITAL APPRECIATION THROUGH INVESTMENT ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |||||||
GLOBAL SOURCES LTD. | |||||||||||
Security | G39300101 | Meeting Type | Annual | ||||||||
Ticker Symbol | GSOL | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | BMG393001018 | Agenda | 934048655 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | RE-ELECTION OF DIRECTOR: MR. DAVID F. JONES | Management | For | For | |||||||
1.2 | RE-ELECTION OF DIRECTOR: MR. JAMES A. WATKINS | Management | For | For | |||||||
1.3 | RE-ELECTION OF DIRECTOR: MR. YAM KAM HON PETER | Management | For | For | |||||||
2. | TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. | Management | For | For | |||||||
3. | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | For | For | |||||||
FORTINET INC. | |||||||||||
Security | 34959E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | FTNT | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | US34959E1091 | Agenda | 934002988 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL XIE | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: WILLIAM H. NEUKOM | Management | For | For | |||||||
02. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
03. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Abstain | Against | |||||||
PIER 1 IMPORTS, INC. | |||||||||||
Security | 720279108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PIR | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | US7202791080 | Agenda | 934012256 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: CHERYL A. BACHELDER | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: HAMISH A. DODDS | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: TERRY E. LONDON | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: MICHAEL A. PEEL | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: ANN M. SARDINI | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: ALEXANDER W. SMITH | Management | For | For | |||||||
2. | THE APPROVAL OF AN AMENDMENT OF THE PIER 1 IMPORTS, INC. STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE PLAN FOR TEN YEARS. | Management | For | For | |||||||
3. | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF PIER 1 IMPORTS' NAMED EXECUTIVE OFFICERS. ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | Abstain | Against | |||||||
4. | THE RATIFICATION OF THE AUDIT COMMITTEE'S ENGAGEMENT OF ERNST & YOUNG LLP AS PIER 1 IMPORTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | For | |||||||
SORL AUTO PARTS, INC. | |||||||||||
Security | 78461U101 | Meeting Type | Annual | ||||||||
Ticker Symbol | SORL | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | US78461U1016 | Agenda | 934014084 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | XIAO PING ZHANG | For | For | ||||||||
2 | XIAO FENG ZHANG | For | For | ||||||||
3 | SHUPING CHI | For | For | ||||||||
4 | LI MIN ZHANG | For | For | ||||||||
5 | ZHI ZHONG WANG | For | For | ||||||||
6 | YI GUANG HUO | For | For | ||||||||
7 | JIANG HUA FENG | For | For | ||||||||
2. | TO APPOINT MALONE BAILEY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | |||||||
ENERGY RECOVERY INC | |||||||||||
Security | 29270J100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ERII | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | US29270J1007 | Agenda | 934016482 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1A. | ELECTION OF DIRECTOR: MR. ROBERT YU LANG MAO | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: MR. THOMAS S. ROONEY, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MR. DOMINIQUE TREMPONT | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. | Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Abstain | Against | |||||||
VICOR CORPORATION | |||||||||||
Security | 925815102 | Meeting Type | Annual | ||||||||
Ticker Symbol | VICR | Meeting Date | 20-Jun-2014 | ||||||||
ISIN | US9258151029 | Agenda | 934016797 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | SAMUEL J. ANDERSON | For | For | ||||||||
2 | ESTIA J. EICHTEN | For | For | ||||||||
3 | BARRY KELLEHER | For | For | ||||||||
4 | DAVID T. RIDDIFORD | For | For | ||||||||
5 | JAMES A. SIMMS | For | For | ||||||||
6 | CLAUDIO TUOZZOLO | For | For | ||||||||
7 | PATRIZIO VINCIARELLI | For | For | ||||||||
8 | JASON L. CARLSON | For | For | ||||||||
9 | LIAM K. GRIFFIN | For | For | ||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
KIKKOMAN CORPORATION | |||||||||||
Security | J32620106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | JP3240400006 | Agenda | 705342929 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
YAKULT HONSHA CO.,LTD. | |||||||||||
Security | J95468120 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3931600005 | Agenda | 705353605 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
1.10 | Appoint a Director | Management | For | For | |||||||
1.11 | Appoint a Director | Management | For | For | |||||||
1.12 | Appoint a Director | Management | For | For | |||||||
1.13 | Appoint a Director | Management | For | For | |||||||
1.14 | Appoint a Director | Management | For | For | |||||||
1.15 | Appoint a Director | Management | For | For | |||||||
SOHGO SECURITY SERVICES CO.,LTD. | |||||||||||
Security | J7607Z104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3431900004 | Agenda | 705358718 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
CROWN MEDIA HOLDINGS, INC. | |||||||||||
Security | 228411104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRWN | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US2284111042 | Agenda | 934019503 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM J. ABBOTT | For | For | ||||||||
2 | DWIGHT C. ARN | For | For | ||||||||
3 | ROBERT C. BLOSS | For | For | ||||||||
4 | WILLIAM CELLA | For | For | ||||||||
5 | GLENN CURTIS | For | For | ||||||||
6 | STEPHEN DOYAL | For | For | ||||||||
7 | BRIAN E. GARDNER | For | For | ||||||||
8 | HERBERT A. GRANATH | For | For | ||||||||
9 | TIMOTHY GRIFFITH | For | For | ||||||||
10 | DONALD J. HALL JR. | For | For | ||||||||
11 | A. DRUE JENNINGS | For | For | ||||||||
12 | PETER A. LUND | For | For | ||||||||
13 | BRAD MOORE | For | For | ||||||||
14 | DEANNE R. STEDEM | For | For | ||||||||
2. | APPROVAL OF CHIEF EXECUTIVE OFFICER'S AND OTHER EXECUTIVE OFFICERS' PERFORMANCE BASED COMPENSATION FOR IRS SECTION 162(M) PURPOSES. | Management | For | For | |||||||
3. | TO CONDUCT AN ADVISORY VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
MOLYCORP, INC. | |||||||||||
Security | 608753109 | Meeting Type | Annual | ||||||||
Ticker Symbol | MCP | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US6087531090 | Agenda | 934019527 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | RUSSELL D. BALL | For | For | ||||||||
2 | CHARLES R. HENRY | For | For | ||||||||
3 | DR. MICHAEL SCHWARZKOPF | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF MOLYCORP, INC.'S NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
3. | TO APPROVE THE MOLYCORP, INC. AMENDED AND RESTATED 2010 EQUITY AND PERFORMANCE INCENTIVE PLAN. | Management | For | For | |||||||
4. | TO APPROVE AMENDMENTS TO MOLYCORP, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO DECLASSIFY THE BOARD OF DIRECTORS OF THE COMPANY. | Management | For | For | |||||||
5. | TO APPROVE AMENDMENTS TO MOLYCORP, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATED AND BYLAWS TO ADOPT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | |||||||
6. | TO APPROVE AN AMENDMENT TO MOLYCORP, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 350,000,000 TO 700,000,000. | Management | For | For | |||||||
GP STRATEGIES CORPORATION | |||||||||||
Security | 36225V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | GPX | Meeting Date | 25-Jun-2014 | ||||||||
ISIN | US36225V1044 | Agenda | 934021318 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HARVEY P. EISEN | For | For | ||||||||
2 | MARSHALL S. GELLER | For | For | ||||||||
3 | DANIEL M. FRIEDBERG | For | For | ||||||||
4 | SCOTT N. GREENBERG | For | For | ||||||||
5 | SUE W. KELLY | For | For | ||||||||
6 | RICHARD C. PFENNIGER | For | For | ||||||||
7 | A. MARVIN STRAIT | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Abstain | Against | |||||||
4. | ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Management | Abstain | Against | |||||||
NISSIN FOODS HOLDINGS CO.,LTD. | |||||||||||
Security | J58063124 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3675600005 | Agenda | 705347107 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Directors | Management | For | For | |||||||
BULL-DOG SAUCE CO.,LTD. | |||||||||||
Security | J04746103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3831200005 | Agenda | 705373140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
MAEZAWA KYUSO INDUSTRIES CO.,LTD. | |||||||||||
Security | J39466107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3860300007 | Agenda | 705377794 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
3 | Approve Continuance of Policy regarding Large- scale Purchases of Company Shares (Anti- Takeover Defense Measures) | Management | Against | Against | |||||||
UNIVERSAL ENTERTAINMENT CORPORATION | |||||||||||
Security | J94303104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3126130008 | Agenda | 705401773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
2.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
2.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
2.3 | Appoint a Corporate Auditor | Management | For | For | |||||||
3 | Approve Delegation of Authority to the Board of Directors to Determine Details of Share Acquisition Rights Issued as Stock Options for Employees | Management | Abstain | Against | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 934017155 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
3. | TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
4. | TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. | Management | For | For | |||||||
5. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For | |||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. | Management | Abstain | Against | |||||||
7. | THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES. | Management | Abstain | Against | |||||||
8. | TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). | Management | For | For | |||||||
9. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | |||||||
10. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). | Management | For | For | |||||||
11. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. | Management | For | For | |||||||
BBCN BANCORP INC | |||||||||||
Security | 073295107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BBCN | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | US0732951076 | Agenda | 934038200 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
01 | DIRECTOR | Management | |||||||||
1 | LOUIS M. COSSO | For | For | ||||||||
2 | JIN CHUL JHUNG | For | For | ||||||||
3 | KEVIN S. KIM | For | For | ||||||||
4 | PETER Y.S. KIM | For | For | ||||||||
5 | SANG HOON KIM | For | For | ||||||||
6 | CHUNG HYUN LEE | For | For | ||||||||
7 | DAVID P. MALONE | For | For | ||||||||
8 | SCOTT YOON-SUK WHANG | For | For | ||||||||
9 | DALE S. ZUEHLS | For | For | ||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
03 | NONBINDING ADVISORY STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. TO APPROVE, ON AN ADVISORY AND NON BINDING BASIS, THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE OFFICERS," AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
04 | NONBINDING ADVISORY STOCKHOLDER VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. TO APPROVE, ON AN ADVISORY AND NONBINDING BASIS, THE FREQUENCY OF FUTURE VOTES, AS DESCRIBED IN THE PROXY STATEMENT. | Management | Abstain | Against | |||||||
05 | MEETING ADJOURNMENT. TO ADJOURN THE MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE IN THE JUDGMENT OF THE BOARD OF DIRECTORS, TO PERMIT FURTHER SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MATTERS TO BE CONSIDERED BY THE SHAREHOLDERS AT THE MEETING. | Management | Abstain | Against | |||||||
MORINAGA MILK INDUSTRY CO.,LTD. | |||||||||||
Security | J46410114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3926800008 | Agenda | 705347587 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to:Expand Business Lines | Management | For | For | |||||||
3 | Appoint a Director | Management | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
MEIJI HOLDINGS CO.,LTD. | |||||||||||
Security | J41729104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||
ISIN | JP3918000005 | Agenda | 705351891 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
1.10 | Appoint a Director | Management | For | For | |||||||
2 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
ORIENT-EXPRESS HOTELS LTD. | |||||||||||
Security | G67743107 | Meeting Type | Annual | ||||||||
Ticker Symbol | OEH | Meeting Date | 30-Jun-2014 | ||||||||
ISIN | BMG677431071 | Agenda | 934016444 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | DIRECTOR | Management | |||||||||
1 | HARSHA V. AGADI | For | For | ||||||||
2 | JOHN D. CAMPBELL | For | For | ||||||||
3 | ROLAND A. HERNANDEZ | For | For | ||||||||
4 | MITCHELL C. HOCHBERG | For | For | ||||||||
5 | RUTH A. KENNEDY | For | For | ||||||||
6 | PRUDENCE M. LEITH | For | For | ||||||||
7 | JOHN M. SCOTT III | For | For | ||||||||
8 | H. ROELAND VOS | For | For | ||||||||
2. | CHANGE OF THE COMPANY'S LEGAL NAME FROM ORIENT-EXPRESS HOTELS LTD. TO BELMOND LTD. | Management | For | For | |||||||
3. | APPOINTMENT OF DELOITTE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX ACCOUNTING FIRM'S REMUNERATION. | Management | For | For | |||||||
TEXAS INDUSTRIES, INC. | |||||||||||
Security | 882491103 | Meeting Type | Special | ||||||||
Ticker Symbol | TXI | Meeting Date | 30-Jun-2014 | ||||||||
ISIN | US8824911031 | Agenda | 934041144 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 27, 2014, BY AND AMONG TXI, MARTIN MARIETTA MATERIALS, INC. AND PROJECT HOLDINGS, INC. | Management | For | For | |||||||
2. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER. | Management | For | For | |||||||
3. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF TXI IN CONNECTION WITH THE MERGER. | Management | Abstain | Against | |||||||
INTERXION HOLDING N V | |||||||||||
Security | N47279109 | Meeting Type | Annual | ||||||||
Ticker Symbol | INXN | Meeting Date | 30-Jun-2014 | ||||||||
ISIN | NL0009693779 | Agenda | 934043097 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||
1. | PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2013. | Management | For | For | |||||||
2. | PROPOSAL TO DISCHARGE THE MEMBERS OF OUR BOARD OF DIRECTORS FROM CERTAIN LIABILITIES FOR THE FINANCIAL YEAR 2013. | Management | For | For | |||||||
3A. | PROPOSAL TO APPOINT FRANK ESSER AS NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
3B. | PROPOSAL TO APPOINT MARK HERAGHTY AS NON-EXECUTIVE DIRECTOR. | Management | For | For | |||||||
4. | PROPOSAL TO AWARD RESTRICTED SHARES TO OUR NON-EXECUTIVE DIRECTORS AND TO INCREASE AUDIT COMMITTEE MEMBERSHIP COMPENSATION, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
5. | PROPOSAL TO AWARD PERFORMANCE SHARES TO OUR EXECUTIVE DIRECTOR, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||
6. | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. TO AUDIT OUR ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2014. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli Equity Series Funds, Inc. |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer | |
Date | 8/13/14 |
*Print the name and title of each signing officer under his or her signature.