UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund:
Rice Hall James Micro Cap Portfolio
Rice Hall James Small Cap Portfolio
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
A10 NETWORKS, INC.
Security ID: 002121101
Ticker: ATEN
Meeting Date: 26-Apr-23
Meeting Type: Annual
1 | Elect Tor R. Braham | Issuer | For | Voted - Withheld |
2 | Elect Peter Y. Chung | Issuer | For | Voted - Withheld |
3 | Elect Eric B. Singer | Issuer | For | Voted - Withheld |
4 | Elect Dhrupad Trivedi | Issuer | For | Voted - For |
5 | Elect Dana Wolf | Issuer | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
7 | Ratification of Auditor | Issuer | For | Voted - For |
8 | Approval of the 2023 Stock Incentive Plan | Issuer | For | Voted - Against |
ABSOLUTE SOFTWARE CORPORATION
Security ID: 00386B109
Ticker: ABST
Meeting Date: 07-Dec-22
Meeting Type: Annual
1 | Board Size | Issuer | For | Voted - For |
2.1 | Elect Daniel P. Ryan | Issuer | For | Voted - For |
2.2 | Elect R. Lynn Atchison | Issuer | For | Voted - For |
2.3 | Elect Andre Mintz | Issuer | For | Voted - For |
2.4 | Elect Gregory Monahan | Issuer | For | Voted - For |
2.5 | Elect Salvatore Visca | Issuer | For | Voted - For |
2.6 | Elect Gerhard Watzinger | Issuer | For | Voted - For |
2.7 | Elect Christy Wyatt | Issuer | For | Voted - For |
3 | Appointment of Auditor and Authority to Set Fees | Issuer | For | Voted - For |
ACCURAY INCORPORATED
Security ID: 004397105
Ticker: ARAY
Meeting Date: 10-Nov-22
Meeting Type: Annual
1 | Elect Anne B. Le Grand | Issuer | For | Voted - For |
2 | Elect Joseph E. Whitters | Issuer | For | Voted - For |
3 | Amendment to the 2016 Equity Incentive Plan | Issuer | For | Voted - For |
4 | Amendment to the 2007 Employee Stock Purchase Plan | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
6 | Ratification of Auditor | Issuer | For | Voted - For |
ADTRAN HOLDINGS, INC.
Security ID: 00486H105
Ticker: ADTN
Meeting Date: 10-May-23
Meeting Type: Annual
1 | Elect Thomas R. Stanton | Issuer | For | Voted - For |
1
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Elect Johanna Hey | Issuer | For | Voted - For |
3 | Elect H. Fenwick Huss | Issuer | For | Voted - Against |
4 | Elect Gregory J. McCray | Issuer | For | Voted - For |
5 | Elect Balan Nair | Issuer | For | Voted - Against |
6 | Elect Brian Protiva | Issuer | For | Voted - For |
7 | Elect Jacqueline H. Rice | Issuer | For | Voted - Against |
8 | Elect Nikos Theodosopoulos | Issuer | For | Voted - For |
9 | Elect Kathryn A. Walker | Issuer | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
11 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
12 | Ratification of Auditor | Issuer | For | Voted - Against |
AERSALE CORPORATION
Security ID: 00810F106
Ticker: ASLE
Meeting Date: 09-Jun-23
Meeting Type: Annual
1 | Elect Nicolas Finazzo | Issuer | For | Voted - For |
2 | Elect Robert B. Nichols | Issuer | For | Voted - For |
3 | Elect Jonathan Seiffer | Issuer | For | Voted - Against |
4 | Elect Peter Nolan | Issuer | For | Voted - For |
5 | Elect Richard J. Townsend | Issuer | For | Voted - Against |
6 | Elect C. Robert Kehler | Issuer | For | Voted - For |
7 | Elect Judith A. Fedder | Issuer | For | Voted - For |
8 | Elect Andrew C. Levy | Issuer | For | Voted - For |
9 | Amendment to the 2020 Equity Incentive Plan | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
ALAMO GROUP INC.
Security ID: 011311107
Ticker: ALG
Meeting Date: 04-May-23
Meeting Type: Annual
1 | Elect Roderick R. Baty | Issuer | For | Voted - Against |
2 | Elect Robert P. Bauer | Issuer | For | Voted - For |
3 | Elect Eric P. Etchart | Issuer | For | Voted - Against |
4 | Elect Nina C. Grooms | Issuer | For | Voted - For |
5 | Elect Tracy C Jokinen | Issuer | For | Voted - For |
6 | Elect Jeffery A. Leonard | Issuer | For | Voted - For |
7 | Elect Richard W. Parod | Issuer | For | Voted - For |
8 | Elect Lorie L. Tekorius | Issuer | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Issuer | For | Voted - For |
2
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALLIED MOTION TECHNOLOGIES INC.
Security ID: 019330109
Ticker: AMOT
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Robert B. Engel | Issuer | For | Voted - For |
2 | Elect Richard D. Federico | Issuer | For | Voted - For |
3 | Elect Steven C. Finch | Issuer | For | Voted - For |
4 | Elect James J. Tanous | Issuer | For | Voted - Against |
5 | Elect Nicole R. Tzetzo | Issuer | For | Voted - For |
6 | Elect Richard S. Warzala | Issuer | For | Voted - For |
7 | Elect Michael R. Winter | Issuer | For | Voted - Against |
8 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
9 | Ratification of Auditor | Issuer | For | Voted - For |
AMERICAN VANGUARD CORPORATION
Security ID: 030371108
Ticker: AVD
Meeting Date: 07-Jun-23
Meeting Type: Annual
1 | Elect Marisol Angelini | Issuer | For | Voted - For |
2 | Elect Scott D. Baskin | Issuer | For | Voted - For |
3 | Elect Mark R. Bassett | Issuer | For | Voted - For |
4 | Elect Debra F. Edwards | Issuer | For | Voted - For |
5 | Elect Morton D. Erlich | Issuer | For | Voted - Against |
6 | Elect Patrick E. Gottschalk | Issuer | For | Voted - For |
7 | Elect Emer Gunter | Issuer | For | Voted - Against |
8 | Elect Keith M. Rosenbloom | Issuer | For | Voted - For |
9 | Elect Eric G. Wintemute | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
AXCELIS TECHNOLOGIES, INC.
Security ID: 054540208
Ticker: ACLS
Meeting Date: 11-May-23
Meeting Type: Annual
1.1 | Elect CHIU Tzu-Yin | Issuer | For | Voted - Withheld |
1.2 | Elect Joseph P. Keithley | Issuer | For | Voted - For |
1.3 | Elect John T. Kurtzweil | Issuer | For | Voted - For |
1.4 | Elect Russell J. Low | Issuer | For | Voted - For |
1.5 | Elect Mary G. Puma | Issuer | For | Voted - Withheld |
1.6 | Elect Jeanne Quirk | Issuer | For | Voted - For |
1.7 | Elect Thomas M. St. Dennis | Issuer | For | Voted - For |
1.8 | Elect Jorge Titinger | Issuer | For | Voted - For |
1.9 | Elect Dipti Vachani | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
CAMBIUM NETWORKS CORPORATION
Security ID: G17766109
Ticker: CMBM
Meeting Date: 06-Jun-23
Meeting Type: Annual
1 | Elect Atul Bhatnagar | Issuer | For | Voted - For |
2 | Elect Alexander Slusky | Issuer | For | Voted - Withheld |
3 | Ratification of Auditor | Issuer | For | Voted - For |
CBIZ, INC.
Security ID: 124805102
Ticker: CBZ
Meeting Date: 10-May-23
Meeting Type: Annual
1 | Elect Richard T. Marabito | Issuer | For | Voted - For |
2 | Elect Rodney A. Young | Issuer | For | Voted - For |
3 | Elect Benaree Pratt Wiley | Issuer | For | Voted - Withheld |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
7 | Amendment to the 2019 Omnibus Incentive Plan | Issuer | For | Voted - For |
CERUS CORPORATION
Security ID: 157085101
Ticker: CERS
Meeting Date: 07-Jun-23
Meeting Type: Annual
1.1 | Elect William M. Greenman | Issuer | For | Voted - For |
1.2 | Elect Ann Lucena | Issuer | For | Voted - Withheld |
1.3 | Elect Timothy L. Moore | Issuer | For | Voted - Withheld |
2 | Amendment to the 2008 Equity Incentive Plan | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
CHUY'S HOLDINGS, INC.
Security ID: 171604101
Ticker: CHUY
Meeting Date: 28-Jul-22
Meeting Type: Annual
1.1 | Elect Saed Mohseni | Issuer | For | Voted - For |
1.2 | Elect Ira Zecher | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CLEAN ENERGY FUELS CORP.
Security ID: 184499101
Ticker: CLNE
Meeting Date: 18-May-23
Meeting Type: Annual
1.1 | Elect Lizabeth A. Ardisana | Issuer | For | Voted - For |
1.2 | Elect Karine Boissy-Rousseau | Issuer | For | Voted - For |
1.3 | Elect Andrew J. Littlefair | Issuer | For | Voted - For |
1.4 | Elect James C. Miller III | Issuer | For | Voted - For |
1.5 | Elect Lorraine Paskett | Issuer | For | Voted - Withheld |
1.6 | Elect Stephen A. Scully | Issuer | For | Voted - Withheld |
1.7 | Elect Kenneth M. Socha | Issuer | For | Voted - For |
1.8 | Elect Vincent C. Taormina | Issuer | For | Voted - Withheld |
1.9 | Elect Parker A. Weil | Issuer | For | Voted - For |
1.10 | Elect Laurent Wolffsheim | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
CONSTRUCTION PARTNERS, INC.
Security ID: 21044C107
Ticker: ROAD
Meeting Date: 23-Feb-23
Meeting Type: Annual
1 | Elect Craig Jennings | Issuer | For | Voted - For |
2 | Elect Mark R. Matteson | Issuer | For | Voted - Withheld |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Amendment to Articles to Limit Liability of Certain Officers | Issuer | For | Voted - Against |
CRA INTERNATIONAL, INC.
Security ID: 12618T105
Ticker: CRAI
Meeting Date: 19-Jul-22
Meeting Type: Annual
1 | Elect Paul A. Maleh | Issuer | For | Voted - For |
2 | Elect Thomas A. Avery | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - For |
DMC GLOBAL INC.
Security ID: 23291C103
Ticker: BOOM
Meeting Date: 10-May-23
Meeting Type: Annual
1.1 | Elect David C. Aldous | Issuer | For | Voted - For |
1.2 | Elect Richard P. Graff | Issuer | For | Voted - Withheld |
5
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.3 | Elect Robert A. Cohen | Issuer | For | Voted - For |
1.4 | Elect Ruth I. Dreessen | Issuer | For | Voted - For |
1.5 | Elect Michael A. Kelly | Issuer | For | Voted - For |
1.6 | Elect Clifton Peter Rose | Issuer | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Amendment to Allow Exculpation of Officers | Issuer | For | Voted - Against |
5 | Ratification of Auditor | Issuer | For | Voted - Against |
DOCGO INC.
Security ID: 256086109
Ticker: DCGO
Meeting Date: 20-Jun-23
Meeting Type: Annual
1.1 | Elect Vina M. Leite | Issuer | For | Voted - For |
1.2 | Elect James M. Travers | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
DOUGLAS DYNAMICS, INC.
Security ID: 25960R105
Ticker: PLOW
Meeting Date: 25-Apr-23
Meeting Type: Annual
1 | Elect Joher Akolawala | Issuer | For | Voted - For |
2 | Elect James L. Janik | Issuer | For | Voted - Withheld |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
5 | Ratification of Auditor | Issuer | For | Voted - For |
DUCOMMUN INCORPORATED
Security ID: 264147109
Ticker: DCO
Meeting Date: 26-Apr-23
Meeting Type: Annual
1.1 | Elect Richard A. Baldridge | Issuer | For | Voted - For |
1.2 | Elect Stephen G. Oswald | Issuer | For | Voted - For |
1.3 | Elect Samara A. Strycker | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
E.L.F. BEAUTY, INC.
Security ID: 26856L103
Ticker: ELF
Meeting Date: 25-Aug-22
Meeting Type: Annual
1.1 | Elect Tarang P. Amin | Issuer | For | Voted - For |
6
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Tiffany F. Daniele | Issuer | For | Voted - For |
1.3 | Elect Lori Keith | Issuer | For | Voted - For |
1.4 | Elect Beth M. Pritchard | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
ENERGY RECOVERY, INC.
Security ID: 29270J100
Ticker: ERII
Meeting Date: 08-Jun-23
Meeting Type: Annual
1.1 | Elect Alexander J. Buehler | Issuer | For | Voted - Withheld |
1.2 | Elect Joan K. Chow | Issuer | For | Voted - For |
1.3 | Elect Arve Hanstveit | Issuer | For | Voted - Withheld |
1.4 | Elect Robert Y.L. Mao | Issuer | For | Voted - For |
1.5 | Elect Pamela Tondreau | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
EXPONENT, INC.
Security ID: 30214U102
Ticker: EXPO
Meeting Date: 08-Jun-23
Meeting Type: Annual
1 | Elect George H. Brown | Issuer | For | Voted - For |
2 | Elect Catherine Ford Corrigan | Issuer | For | Voted - For |
3 | Elect Paul R. Johnston | Issuer | For | Voted - Against |
4 | Elect Carol Lindstrom | Issuer | For | Voted - Against |
5 | Elect Karen A. Richardson | Issuer | For | Voted - For |
6 | Elect Debra L. Zumwalt | Issuer | For | Voted - For |
7 | Ratification of Auditor | Issuer | For | Voted - Against |
8 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
9 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
FUNKO, INC.
Security ID: 361008105
Ticker: FNKO
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect Diane Irvine | Issuer | For | Voted - Withheld |
1.2 | Elect Sarah Kirshbaum Levy | Issuer | For | Voted - For |
1.3 | Elect Jesse Jacobs | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Amendment to Articles Regarding the Interested Stockholder Definition | Issuer | For | Voted - For |
4 | Amendment to Articles Regarding the Exculpation of Officers from Breaches of Fiduciary Duty | Issuer | For | Voted - Against |
7
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
GREEN BRICK PARTNERS, INC.
Security ID: 392709101
Ticker: GRBK
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect Elizabeth K. Blake | Issuer | For | Voted - Withheld |
1.2 | Elect Harry Brandler | Issuer | For | Voted - For |
1.3 | Elect James R. Brickman | Issuer | For | Voted - For |
1.4 | Elect David Einhorn | Issuer | For | Voted - Withheld |
1.5 | Elect Kathleen Olsen | Issuer | For | Voted - For |
1.6 | Elect Richard S. Press | Issuer | For | Voted - For |
1.7 | Elect Lila Manassa Murphy | Issuer | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - For |
GUARANTY BANCSHARES, INC.
Security ID: 400764106
Ticker: GNTY
Meeting Date: 17-May-23
Meeting Type: Annual
1 | Elect Tyson T. Abston | Issuer | For | Voted - For |
2 | Elect Richard W. Baker | Issuer | For | Voted - Against |
3 | Elect Jeffrey W. Brown | Issuer | For | Voted - For |
4 | Elect James M. Nolan Jr. | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
7 | Ratification of Auditor | Issuer | For | Voted - For |
HARMONIC INC.
Security ID: 413160102
Ticker: HLIT
Meeting Date: 23-Jun-23
Meeting Type: Annual
1 | Elect Patrick J. Harshman | Issuer | For | Voted - For |
2 | Elect Patrick T. Gallagher | Issuer | For | Voted - Against |
3 | Elect Deborah L. Clifford | Issuer | For | Voted - For |
4 | Elect Sophia Kim | Issuer | For | Voted - For |
5 | Elect David A. Krall | Issuer | For | Voted - For |
6 | Elect Mitzi Reaugh | Issuer | For | Voted - For |
7 | Elect Susan Swenson | Issuer | For | Voted - Against |
8 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
9 | Amendment to the 2002 Employee Stock Purchase Plan | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
8
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HAYNES INTERNATIONAL, INC.
Security ID: 420877201
Ticker: HAYN
Meeting Date: 22-Feb-23
Meeting Type: Annual
1 | Elect Donald C. Campion | Issuer | For | Voted - For |
2 | Elect Robert H. Getz | Issuer | For | Voted - For |
3 | Elect Dawne S. Hickton | Issuer | For | Voted - For |
4 | Elect Michael L. Shor | Issuer | For | Voted - For |
5 | Elect Larry O. Spencer | Issuer | For | Voted - Against |
6 | Ratification of Auditor | Issuer | For | Voted - Against |
7 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
8 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
HEALTHCARE SERVICES GROUP, INC.
Security ID: 421906108
Ticker: HCSG
Meeting Date: 30-May-23
Meeting Type: Annual
1 | Elect Diane S. Casey | Issuer | For | Voted - Withheld |
2 | Elect Daniela Castagnino | Issuer | For | Voted - For |
3 | Elect Robert L. Frome | Issuer | For | Voted - For |
4 | Elect Laura Grant | Issuer | For | Voted - For |
5 | Elect John J. McFadden | Issuer | For | Voted - For |
6 | Elect Dino D. Ottaviano | Issuer | For | Voted - For |
7 | Elect Kurt Simmons, Jr. | Issuer | For | Voted - For |
8 | Elect Jude Visconto | Issuer | For | Voted - Withheld |
9 | Elect Theodore Wahl | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - Against |
11 | Amendment to the 2020 Omnibus Incentive Plan | Issuer | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
13 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
HESKA CORPORATION
Security ID: 42805E306
Ticker: HSKA
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Robert L. Antin | Issuer | For | Voted - For |
2 | Elect Stephen L. Davis | Issuer | For | Voted - Withheld |
3 | Elect Mark F. Furlong | Issuer | For | Voted - For |
4 | Elect Joachim A. Hasenmaier | Issuer | For | Voted - For |
5 | Elect Scott W. Humphrey | Issuer | For | Voted - Withheld |
6 | Elect Sharon J. Maples | Issuer | For | Voted - For |
7 | Elect David E. Sveen | Issuer | For | Voted - For |
8 | Elect Kevin S. Wilson | Issuer | For | Voted - For |
9 | Ratification of Auditor | Issuer | For | Voted - For |
9
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Amendment to the Equity Incentive Plan | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
Meeting Date: 07-Jun-23
Meeting Type: Special
1 | Merger/Acquisition | Issuer | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Issuer | For | Voted - Against |
3 | Right to Adjourn Meeting | Issuer | For | Voted - For |
HURON CONSULTING GROUP INC.
Security ID: 447462102
Ticker: HURN
Meeting Date: 15-May-23
Meeting Type: Annual
1.1 | Elect James H. Roth | Issuer | For | Voted - For |
1.2 | Elect C. Mark Hussey | Issuer | For | Voted - For |
1.3 | Elect H. Eugene Lockhart | Issuer | For | Voted - For |
1.4 | Elect Joy Brown | Issuer | For | Voted - For |
2 | Repeal of Classified Board | Issuer | For | Voted - For |
3 | Amendment to the 2012 Omnibus Incentive Plan | Issuer | For | Voted - Against |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
6 | Ratification of Auditor | Issuer | For | Voted - Against |
IRADIMED CORPORATION
Security ID: 46266A109
Ticker: IRMD
Meeting Date: 15-Jun-23
Meeting Type: Annual
1.1 | Elect Roger Susi | Issuer | For | Voted - For |
1.2 | Elect Monty Allen | Issuer | For | Voted - Withheld |
1.3 | Elect Anthony Vuoto | Issuer | For | Voted - For |
1.4 | Elect Hilda Scharen-Guivel | Issuer | For | Voted - For |
1.5 | Elect James B. Hawkins | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
5 | Approval of the 2023 Equity Incentive Plan | Issuer | For | Voted - For |
6 | Amendment to Articles to Limit the Liability of Certain Officers | Issuer | For | Voted - Against |
JOHNSON OUTDOORS INC.
Security ID: 479167108
Ticker: JOUT
Meeting Date: 01-Mar-23
Meeting Type: Annual
1.1 | Elect Paul G. Alexander | Issuer | For | Voted - Withheld |
1.2 | Elect John M. Fahey, Jr. | Issuer | For | Voted - Withheld |
10
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
5 | Approval of the 2023 Non-Employee Director Stock Ownership Plan | Issuer | For | Voted - For |
LEMAITRE VASCULAR, INC.
Security ID: 525558201
Ticker: LMAT
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Bridget A. Ross | Issuer | For | Voted - Withheld |
2 | Elect John A. Roush | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - For |
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Security ID: 535219109
Ticker: LIND
Meeting Date: 01-Jun-23
Meeting Type: Annual
1.1 | Elect L. Dyson Dryden | Issuer | For | Voted - Withheld |
1.2 | Elect John M. Fahey, Jr. | Issuer | For | Voted - Withheld |
1.3 | Elect Catherine B. Reynolds | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Ratification of Auditor | Issuer | For | Voted - For |
LIQUIDITY SERVICES, INC.
Security ID: 53635B107
Ticker: LQDT
Meeting Date: 23-Feb-23
Meeting Type: Annual
1 | Elect Phillip A. Clough | Issuer | For | Voted - Withheld |
2 | Elect George H. Ellis | Issuer | For | Voted - For |
3 | Elect Jaime Mateus-Tique | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Amendment to Allow Exculpation of Officers | Issuer | For | Voted - Against |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
7 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
LIVE OAK BANCSHARES, INC.
Security ID: 53803X105
Ticker: LOB
Meeting Date: 16-May-23
Meeting Type: Annual
1.1 | Elect Tonya W. Bradford | Issuer | For | Voted - For |
1.2 | Elect William H. Cameron | Issuer | For | Voted - Withheld |
1.3 | Elect Casey S. Crawford | Issuer | For | Voted - For |
11
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Diane B. Glossman | Issuer | For | Voted - Withheld |
1.5 | Elect Glen F. Hoffsis | Issuer | For | Voted - Withheld |
1.6 | Elect David G. Lucht | Issuer | For | Voted - Withheld |
1.7 | Elect James S. Mahan III | Issuer | For | Voted - For |
1.8 | Elect Miltom E. Petty | Issuer | For | Voted - Withheld |
1.9 | Elect Neil L. Underwood | Issuer | For | Voted - For |
1.10 | Elect Yousef A. Valine | Issuer | For | Voted - For |
1.11 | Elect William L. Williams III | Issuer | For | Voted - For |
2 | Amendment to the 2015 Omnibus Stock Incnetive Plan | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - For |
LUNA INNOVATIONS INCORPORATED
Security ID: 550351100
Ticker: LUNA
Meeting Date: 24-May-23
Meeting Type: Annual
1 | Elect Warren B. Phelps III | Issuer | For | Voted - For |
2 | Elect Mary Beth Vitale | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
4 | Approval of the 2023 Equity Incentive Plan | Issuer | For | Voted - For |
5 | Ratification of Auditor | Issuer | For | Voted - For |
MAGNACHIP SEMICONDUCTOR CORPORATION
Security ID: 55933J203
Ticker: MX
Meeting Date: 18-May-23
Meeting Type: Annual
1.1 | Elect Melvin L. Keating | Issuer | For | Voted - For |
1.2 | Elect Young-Joon Kim | Issuer | For | Voted - For |
1.3 | Elect Ilbok Lee | Issuer | For | Voted - For |
1.4 | Elect Camillo Martino | Issuer | For | Voted - For |
1.5 | Elect Gary Tanner | Issuer | For | Voted - For |
1.6 | Elect Kyo-Hwa Chung | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Amendment to the 2020 Equity and Incentive Compensation Plan | Issuer | For | Voted - For |
MATIV HOLDINGS, INC.
Security ID: 808541106
Ticker: MATV
Meeting Date: 20-Apr-23
Meeting Type: Annual
1 | Elect William M. Cook | Issuer | For | Voted - For |
2 | Elect Jeffrey J. Keenan | Issuer | For | Voted - For |
3 | Elect Marco Levi | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
12
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
MESA LABORATORIES, INC.
Security ID: 59064R109
Ticker: MLAB
Meeting Date: 26-Aug-22
Meeting Type: Annual
1.1 | Elect Jennifer S. Alltoft | Issuer | For | Voted - For |
1.2 | Elect Shannon M. Hall | Issuer | For | Voted - For |
1.3 | Elect Shiraz Ladiwala | Issuer | For | Voted - For |
1.4 | Elect Gary M. Owens | Issuer | For | Voted - For |
1.5 | Elect John B. Schmieder | Issuer | For | Voted - Withheld |
1.6 | Elect John J. Sullivan | Issuer | For | Voted - For |
1.7 | Elect Tony Tripeny | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Ratification of Auditor | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
MODEL N, INC.
Security ID: 607525102
Ticker: MODN
Meeting Date: 16-Feb-23
Meeting Type: Annual
1.1 | Elect Tim Adams | Issuer | For | Voted - Withheld |
1.2 | Elect Manisha Shetty Gulati | Issuer | For | Voted - Withheld |
1.3 | Elect Scott Reese | Issuer | For | Voted - Withheld |
2 | Amendment to the 2021 Equity Incentive Plan | Issuer | For | Voted - Against |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
MODIVCARE INC.
Security ID: 60783X104
Ticker: MODV
Meeting Date: 13-Jun-23
Meeting Type: Annual
1 | Repeal of Classified Board | Issuer | For | Voted - For |
2 | Elect David A. Coulter | Issuer | For | Voted - For |
3 | Elect Leslie V. Norwalk | Issuer | For | Voted - Against |
4 | Elect Rahul Samant | Issuer | For | Voted - For |
5 | Elect L. Heath Sampson | Issuer | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
7 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
8 | Ratification of Auditor | Issuer | For | Voted - For |
13
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MONTROSE ENVIRONMENTAL GROUP, INC.
Security ID: 615111101
Ticker: MEG
Meeting Date: 09-May-23
Meeting Type: Annual
1 | Elect Peter M. Graham | Issuer | For | Voted - For |
2 | Elect Richard E. Perlman | Issuer | For | Voted - Withheld |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
MYR GROUP INC.
Security ID: 55405W104
Ticker: MYRG
Meeting Date: 20-Apr-23
Meeting Type: Annual
1 | Elect Kenneth M. Hartwick | Issuer | For | Voted - Against |
2 | Elect Jennifer E. Lowry | Issuer | For | Voted - For |
3 | Elect Richard S. Swartz | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
6 | Repeal of Classified Board | Issuer | For | Voted - For |
7 | Ratification of Auditor | Issuer | For | Voted - For |
NLIGHT, INC.
Security ID: 65487K100
Ticker: LASR
Meeting Date: 08-Jun-23
Meeting Type: Annual
1.1 | Elect Bandel L. Carano | Issuer | For | Voted - For |
1.2 | Elect Raymond A. Link | Issuer | For | Voted - Withheld |
1.3 | Elect Geoffrey A. Moore | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
PERFICIENT, INC.
Security ID: 71375U101
Ticker: PRFT
Meeting Date: 07-Jun-23
Meeting Type: Annual
1 | Elect Romil Bahl | Issuer | For | Voted - For |
2 | Elect Jeffrey S. Davis | Issuer | For | Voted - For |
3 | Elect Ralph C. Derrickson | Issuer | For | Voted - Against |
4 | Elect Jill A. Jones | Issuer | For | Voted - For |
5 | Elect David S. Lundeen | Issuer | For | Voted - Against |
6 | Elect Brian L. Matthews | Issuer | For | Voted - Against |
7 | Elect Nancy C. Pechloff | Issuer | For | Voted - For |
8 | Elect Gary M. Wimberly | Issuer | For | Voted - For |
14
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
10 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
11 | Amendment to the 2012 Long Term Incentive Plan | Issuer | For | Voted - For |
12 | Amendment to Articles to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Issuer | For | Voted - Against |
13 | Ratification of Auditor | Issuer | For | Voted - For |
QUEST RESOURCE HOLDING CORPORATION
Security ID: 74836W203
Ticker: QRHC
Meeting Date: 29-Jun-23
Meeting Type: Annual
1.1 | Elect Stephen A. Nolan | Issuer | For | Voted - For |
1.2 | Elect Audrey P. Dunning | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Amendment to the 2012 Incentive Compensation Plan | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - For |
QUINSTREET, INC.
Security ID: 74874Q100
Ticker: QNST
Meeting Date: 31-Oct-22
Meeting Type: Annual
1 | Elect Stuart M. Huizinga | Issuer | For | Voted - For |
2 | Elect David J. Pauldine | Issuer | For | Voted - For |
3 | Elect James Simons | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
RADIANT LOGISTICS, INC.
Security ID: 75025X100
Ticker: RLGT
Meeting Date: 23-May-23
Meeting Type: Annual
1 | Elect Bohn H. Crain | Issuer | For | Voted - For |
2 | Elect Richard P. Palmieri | Issuer | For | Voted - Against |
3 | Elect Michael Gould | Issuer | For | Voted - Against |
4 | Elect Kristin Toth Smith | Issuer | For | Voted - For |
5 | Ratification of Auditor | Issuer | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
SEMLER SCIENTIFIC, INC.
Security ID: 81684M104
Ticker: SMLR
Meeting Date: 20-Oct-22
Meeting Type: Annual
1 | Elect Wayne T. Pan | Issuer | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
15
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratification of Auditor | Issuer | For | Voted - For |
SILICON MOTION TECHNOLOGY CORPORATION
Security ID: 82706C108
Ticker: SIMO
Meeting Date: 31-Aug-22
Meeting Type: Special
1 | Merger with MaxLinear, Inc. | Issuer | For | Voted - For |
2 | Right to Adjourn Meeting | Issuer | For | Voted - For |
Meeting Date: 28-Sep-22
Meeting Type: Annual
1 | Election of Directors (Slate) | Issuer | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Issuer | For | Voted - Against |
SIMULATIONS PLUS, INC.
Security ID: 829214105
Ticker: SLP
Meeting Date: 09-Feb-23
Meeting Type: Annual
1.1 | Elect Walter S. Woltosz | Issuer | For | Voted - For |
1.2 | Elect John K. Paglia | Issuer | For | Voted - For |
1.3 | Elect Daniel L. Weiner | Issuer | For | Voted - For |
1.4 | Elect Lisa LaVange | Issuer | For | Voted - For |
1.5 | Elect Sharlene Evans | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Amendment to the 2021 Equity Incentive Plan | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
STERLING INFRASTRUCTURE, INC.
Security ID: 859241101
Ticker: STRL
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Roger A. Cregg | Issuer | For | Voted - For |
2 | Elect Joseph Cutillo | Issuer | For | Voted - For |
3 | Elect Julie A. Dill | Issuer | For | Voted - For |
4 | Elect Dana C. O'Brien | Issuer | For | Voted - For |
5 | Elect Charles R. Patton | Issuer | For | Voted - Against |
6 | Elect Thomas M. White | Issuer | For | Voted - Against |
7 | Elect Dwayne A. Wilson | Issuer | For | Voted - Against |
8 | Increase in Authorized Common Stock | Issuer | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Issuer | For | Voted - Against |
16
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SURMODICS, INC.
Security ID: 868873100
Ticker: SRDX
Meeting Date: 09-Feb-23
Meeting Type: Annual
1.1 | Elect Susan E. Knight | Issuer | For | Voted - For |
1.2 | Elect Jose H. Bedoya | Issuer | For | Voted - Withheld |
2 | Change in Board Size | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - Against |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
6 | Amendment to the 2019 Equity Incentive Plan | Issuer | For | Voted - For |
TACTILE SYSTEMS TECHNOLOGY, INC.
Security ID: 87357P100
Ticker: TCMD
Meeting Date: 08-May-23
Meeting Type: Annual
1.1 | Elect Valerie Asbury | Issuer | For | Voted - For |
1.2 | Elect William W. Burke | Issuer | For | Voted - Withheld |
1.3 | Elect Sheri Dodd | Issuer | For | Voted - Withheld |
1.4 | Elect Raymond Huggenberger | Issuer | For | Voted - For |
1.5 | Elect Daniel Reuvers | Issuer | For | Voted - For |
1.6 | Elect Brent Shafer | Issuer | For | Voted - For |
1.7 | Elect Carmen Volkart | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
THE PENNANT GROUP, INC.
Security ID: 70805E109
Ticker: PNTG
Meeting Date: 25-May-23
Meeting Type: Annual
1 | Elect Christopher R. Christensen | Issuer | For | Voted - For |
2 | Elect John G. Nackel | Issuer | For | Voted - For |
3 | Elect Brent J. Guerisoli | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
THE SHYFT GROUP, INC.
Security ID: 825698103
Ticker: SHYF
Meeting Date: 17-May-23
Meeting Type: Annual
1.1 | Elect Michael Dinkins | Issuer | For | Voted - For |
1.2 | Elect Angela K Freeman | Issuer | For | Voted - For |
1.3 | Elect Pamela L. Kermisch | Issuer | For | Voted - For |
17
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Mark B. Rourke | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
5 | Amendment to the 2016 Incentive plan | Issuer | For | Voted - For |
THRYV HOLDINGS, INC.
Security ID: 886029206
Ticker: THRY
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect John Slater | Issuer | For | Voted - Withheld |
1.2 | Elect Joseph A. Walsh | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
TRICO BANCSHARES
Security ID: 896095106
Ticker: TCBK
Meeting Date: 18-May-23
Meeting Type: Annual
1.1 | Elect Kirsten E. Garen | Issuer | For | Voted - For |
1.2 | Elect Cory W. Giese | Issuer | For | Voted - For |
1.3 | Elect John S. A. Hasbrook | Issuer | For | Voted - Withheld |
1.4 | Elect Margaret L. Kane | Issuer | For | Voted - For |
1.5 | Elect Michael W. Koehnen | Issuer | For | Voted - For |
1.6 | Elect Anthony L. Leggio | Issuer | For | Voted - For |
1.7 | Elect Martin A. Mariani | Issuer | For | Voted - For |
1.8 | Elect Thomas C. McGraw | Issuer | For | Voted - For |
1.9 | Elect Jon Y. Nakamura | Issuer | For | Voted - For |
1.10 | Elect Richard P. Smith | Issuer | For | Voted - For |
1.11 | Elect Kimberley H. Vogel | Issuer | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - For |
U.S. PHYSICAL THERAPY, INC.
Security ID: 90337L108
Ticker: USPH
Meeting Date: 16-May-23
Meeting Type: Annual
1.1 | Elect Edward L. Kuntz | Issuer | For | Voted - Withheld |
1.2 | Elect Christopher J. Reading | Issuer | For | Voted - For |
1.3 | Elect Bernard A. Harris, Jr. | Issuer | For | Voted - For |
1.4 | Elect Kathleen A. Gilmartin | Issuer | For | Voted - For |
1.5 | Elect Reginald E. Swanson | Issuer | For | Voted - For |
1.6 | Elect Clayton K. Trier | Issuer | For | Voted - For |
1.7 | Elect Anne B. Motsenbocker | Issuer | For | Voted - For |
18
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.8 | Elect Nancy J. Ham | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - For |
UFP TECHNOLOGIES, INC.
Security ID: 902673102
Ticker: UFPT
Meeting Date: 07-Jun-23
Meeting Type: Annual
1.1 | Elect R. Jeffrey Bailly | Issuer | For | Voted - For |
1.2 | Elect Thomas Oberdorf | Issuer | For | Voted - For |
1.3 | Elect Marc Kozin | Issuer | For | Voted - Withheld |
1.4 | Elect Daniel C. Croteau | Issuer | For | Voted - Withheld |
1.5 | Elect Cynthia L. Feldmann | Issuer | For | Voted - Withheld |
1.6 | Elect Joseph John Hassett | Issuer | For | Voted - For |
1.7 | Elect Symeria Hudson | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Amendment to Articles Regarding Officer Exculpation And Other Technical Changes | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - For |
UNIFI, INC.
Security ID: 904677200
Ticker: UFI
Meeting Date: 02-Nov-22
Meeting Type: Annual
1 | Elect Emma S. Battle | Issuer | For | Voted - For |
2 | Elect Francis S. Blake | Issuer | For | Voted - For |
3 | Elect Albert P. Carey | Issuer | For | Voted - For |
4 | Elect Archibald Cox, Jr. | Issuer | For | Voted - For |
5 | Elect Edmund M. Ingle | Issuer | For | Voted - For |
6 | Elect Kenneth G. Langone | Issuer | For | Voted - For |
7 | Elect Suzanne M. Present | Issuer | For | Voted - For |
8 | Elect Rhonda L. Ramlo | Issuer | For | Voted - For |
9 | Elect Eva T. Zlotnicka | Issuer | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
11 | Ratification of Auditor | Issuer | For | Voted - For |
UTAH MEDICAL PRODUCTS, INC.
Security ID: 917488108
Ticker: UTMD
Meeting Date: 05-May-23
Meeting Type: Annual
1 | Elect Ernst G. Hoyer | Issuer | For | Voted - Withheld |
2 | Elect James H. Beeson | Issuer | For | Voted - Withheld |
3 | Approval of the 2023 Employees' and Directors' Incentive Plan | Issuer | For | Voted - For |
19
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
VICOR CORPORATION
Security ID: 925815102
Ticker: VICR
Meeting Date: 23-Jun-23
Meeting Type: Annual
1 | Elect Samuel J. Anderson | Issuer | For | Voted - For |
2 | Elect M. Michael Ansour | Issuer | For | Voted - For |
3 | Elect Jason L. Carlson | Issuer | For | Voted - Withheld |
4 | Elect Philip D. Davies | Issuer | For | Voted - For |
5 | Elect Andrew T. D'Amico | Issuer | For | Voted - For |
6 | Elect Estia J. Eichten | Issuer | For | Voted - Withheld |
7 | Elect Zmira Lavie | Issuer | For | Voted - For |
8 | Elect Michael S. McNamara | Issuer | For | Voted - For |
9 | Elect James F. Schmidt | Issuer | For | Voted - Withheld |
10 | Elect John Shen | Issuer | For | Voted - For |
11 | Elect Claudio Tuozzolo | Issuer | For | Voted - For |
12 | Elect Patrizio Vinciarelli | Issuer | For | Voted - For |
13 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
14 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
VISHAY PRECISION GROUP, INC.
Security ID: 92835K103
Ticker: VPG
Meeting Date: 24-May-23
Meeting Type: Annual
1.1 | Elect Janet M. Clarke | Issuer | For | Voted - For |
1.2 | Elect Wesley Cummins | Issuer | For | Voted - Withheld |
1.3 | Elect Sejal Shah Gulati | Issuer | For | Voted - For |
1.4 | Elect Bruce Lerner | Issuer | For | Voted - For |
1.5 | Elect Saul V. Reibstein | Issuer | For | Voted - Withheld |
1.6 | Elect Ziv Shoshani | Issuer | For | Voted - For |
1.7 | Elect Timothy V. Talbert | Issuer | For | Voted - Withheld |
1.8 | Elect Marc Zandman | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
5 | Amendment to Articles Limiting the Liability of Certain Officers | Issuer | For | Voted - Against |
20
Rice Hall James Micro Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
XPEL, INC.
Security ID: 98379L100
Ticker: XPEL
Meeting Date: 24-May-23
Meeting Type: Annual
1.1 | Elect Ryan L. Pape | Issuer | For | Voted - For |
1.2 | Elect Mark E. Adams | Issuer | For | Voted - For |
1.3 | Elect Stacy L. Bogart | Issuer | For | Voted - Withheld |
1.4 | Elect Richard K. Crumly | Issuer | For | Voted - Withheld |
1.5 | Elect Michael Klonne | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Amendment to the 2020 Equity Incentive Plan | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
XPONENTIAL FITNESS, INC.
Security ID: 98422X101
Ticker: XPOF
Meeting Date: 10-May-23
Meeting Type: Annual
1 | Elect Chelsea Grayson | Issuer | For | Voted - Withheld |
2 | Elect Jair Clarke | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
ZUMIEZ INC.
Security ID: 989817101
Ticker: ZUMZ
Meeting Date: 31-May-23
Meeting Type: Annual
1 | Elect Thomas D. Campion | Issuer | For | Voted - Against |
2 | Elect Liliana Gil Valletta | Issuer | For | Voted - Against |
3 | Elect Carmen R. Bauza | Issuer | For | Voted - Against |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
6 | Approval of the 2023 Equity Incentive Plan | Issuer | For | Voted - For |
7 | Approval of the 2023 Employee Stock Purchase Plan | Issuer | For | Voted - For |
8 | Ratification of Auditor | Issuer | For | Voted - For |
ZUORA, INC.
Security ID: 98983V106
Ticker: ZUO
Meeting Date: 27-Jun-23
Meeting Type: Annual
1.1 | Elect Omar P. Abbosh | Issuer | For | Voted - For |
1.2 | Elect Sarah R. Bond | Issuer | For | Voted - Withheld |
1.3 | Elect Jason Pressman | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
21
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
A10 NETWORKS, INC.
Security ID: 002121101
Ticker: ATEN
Meeting Date: 26-Apr-23
Meeting Type: Annual
1 | Elect Tor R. Braham | Issuer | For | Voted - Withheld |
2 | Elect Peter Y. Chung | Issuer | For | Voted - Withheld |
3 | Elect Eric B. Singer | Issuer | For | Voted - Withheld |
4 | Elect Dhrupad Trivedi | Issuer | For | Voted - For |
5 | Elect Dana Wolf | Issuer | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
7 | Ratification of Auditor | Issuer | For | Voted - For |
8 | Approval of the 2023 Stock Incentive Plan | Issuer | For | Voted - Against |
ALBANY INTERNATIONAL CORP.
Security ID: 012348108
Ticker: AIN
Meeting Date: 12-May-23
Meeting Type: Annual
1 | Elect Erland E. Kailbourne | Issuer | For | Voted - For |
2 | Elect John R. Scannell | Issuer | For | Voted - For |
3 | Elect Katharine L. Plourde | Issuer | For | Voted - For |
4 | Elect A. William Higgins | Issuer | For | Voted - For |
5 | Elect Kenneth W. Krueger | Issuer | For | Voted - For |
6 | Elect Mark J. Murphy | Issuer | For | Voted - For |
7 | Elect J.Michael McQuade | Issuer | For | Voted - For |
8 | Elect Christina M. Alvord | Issuer | For | Voted - For |
9 | Elect Russell E. Toney | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
12 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
13 | Approval of the 2023 Long Term Incentive Plan | Issuer | For | Voted - For |
14 | Elimination of Dual Class Stock | Issuer | For | Voted - For |
API GROUP CORPORATION
Security ID: 00187Y100
Ticker: APG
Meeting Date: 15-Jun-23
Meeting Type: Annual
1 | Elect Martin E. Franklin | Issuer | For | Voted - Against |
2 | Elect James E. Lillie | Issuer | For | Voted - Against |
3 | Elect Ian G.H. Ashken | Issuer | For | Voted - Against |
4 | Elect Russell A. Becker | Issuer | For | Voted - For |
5 | Elect David S. Blitzer | Issuer | For | Voted - For |
6 | Elect Paula D. Loop | Issuer | For | Voted - For |
7 | Elect Anthony E. Malkin | Issuer | For | Voted - Against |
8 | Elect Thomas V. Milroy | Issuer | For | Voted - For |
22
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Elect Cyrus D. Walker | Issuer | For | Voted - Against |
10 | Elect Carrie A. Wheeler | Issuer | For | Voted - For |
11 | Ratification of Auditor | Issuer | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
AXCELIS TECHNOLOGIES, INC.
Security ID: 054540208
Ticker: ACLS
Meeting Date: 11-May-23
Meeting Type: Annual
1.1 | Elect CHIU Tzu-Yin | Issuer | For | Voted - Withheld |
1.2 | Elect Joseph P. Keithley | Issuer | For | Voted - For |
1.3 | Elect John T. Kurtzweil | Issuer | For | Voted - For |
1.4 | Elect Russell J. Low | Issuer | For | Voted - For |
1.5 | Elect Mary G. Puma | Issuer | For | Voted - Withheld |
1.6 | Elect Jeanne Quirk | Issuer | For | Voted - For |
1.7 | Elect Thomas M. St. Dennis | Issuer | For | Voted - For |
1.8 | Elect Jorge Titinger | Issuer | For | Voted - For |
1.9 | Elect Dipti Vachani | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
AZENTA, INC.
Security ID: 114340102
Ticker: AZTA
Meeting Date: 31-Jan-23
Meeting Type: Annual
1.1 | Elect Frank E. Casal | Issuer | For | Voted - For |
1.2 | Elect Robyn C. Davis | Issuer | For | Voted - For |
1.3 | Elect Joseph R. Martin | Issuer | For | Voted - For |
1.4 | Elect Erica J. McLaughlin | Issuer | For | Voted - For |
1.5 | Elect Tina S. Nova | Issuer | For | Voted - For |
1.6 | Elect Krishna G. Palepu | Issuer | For | Voted - For |
1.7 | Elect Dorothy E. Puhy | Issuer | For | Voted - For |
1.8 | Elect Michael Rosenblatt | Issuer | For | Voted - For |
1.9 | Elect Stephen S. Schwartz | Issuer | For | Voted - For |
1.10 | Elect Ellen M. Zane | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
BOWLERO CORP.
Security ID: 10258P102
Ticker: BOWL
Meeting Date: 14-Dec-22
Meeting Type: Annual
1.1 | Elect Michael J. Angelakis | Issuer | For | Voted - Withheld |
1.2 | Elect Robert J. Bass | Issuer | For | Voted - Withheld |
23
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.3 | Elect Sandeep Lakhmi Mathrani | Issuer | For | Voted - Withheld |
1.4 | Elect Brett I. Parker | Issuer | For | Voted - Withheld |
1.5 | Elect Alberto Perlman | Issuer | For | Voted - For |
1.6 | Elect Thomas F. Shannon | Issuer | For | Voted - Withheld |
1.7 | Elect Rachael A. Wagner | Issuer | For | Voted - Withheld |
1.8 | Elect Michelle D. Wilson | Issuer | For | Voted - Withheld |
1.9 | Elect John A. Young | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
CHUY'S HOLDINGS, INC.
Security ID: 171604101
Ticker: CHUY
Meeting Date: 28-Jul-22
Meeting Type: Annual
1.1 | Elect Saed Mohseni | Issuer | For | Voted - For |
1.2 | Elect Ira Zecher | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
CLEAN ENERGY FUELS CORP.
Security ID: 184499101
Ticker: CLNE
Meeting Date: 18-May-23
Meeting Type: Annual
1.1 | Elect Lizabeth A. Ardisana | Issuer | For | Voted - For |
1.2 | Elect Karine Boissy-Rousseau | Issuer | For | Voted - For |
1.3 | Elect Andrew J. Littlefair | Issuer | For | Voted - For |
1.4 | Elect James C. Miller III | Issuer | For | Voted - For |
1.5 | Elect Lorraine Paskett | Issuer | For | Voted - Withheld |
1.6 | Elect Stephen A. Scully | Issuer | For | Voted - Withheld |
1.7 | Elect Kenneth M. Socha | Issuer | For | Voted - For |
1.8 | Elect Vincent C. Taormina | Issuer | For | Voted - Withheld |
1.9 | Elect Parker A. Weil | Issuer | For | Voted - For |
1.10 | Elect Laurent Wolffsheim | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
COLUMBIA BANKING SYSTEM, INC.
Security ID: 197236102
Ticker: COLB
Meeting Date: 18-May-23
Meeting Type: Annual
1 | Elect Cort L. O'Haver | Issuer | For | Voted - Against |
2 | Elect Craig D. Eerkes | Issuer | For | Voted - For |
3 | Elect Mark A. Finkelstein | Issuer | For | Voted - For |
4 | Elect Eric Forrest | Issuer | For | Voted - For |
5 | Elect Peggy Y. Fowler | Issuer | For | Voted - Against |
24
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Elect Randal Lund | Issuer | For | Voted - For |
7 | Elect Luis F. Machuca | Issuer | For | Voted - For |
8 | Elect S. Mae Fujita Numata | Issuer | For | Voted - For |
9 | Elect Maria Pope | Issuer | For | Voted - For |
10 | Elect John F. Schultz | Issuer | For | Voted - For |
11 | Elect Elizabeth W. Seaton | Issuer | For | Voted - For |
12 | Elect Clint E. Stein | Issuer | For | Voted - For |
13 | Elect Hilliard C. Terry, III | Issuer | For | Voted - For |
14 | Elect Anddria Varnado | Issuer | For | Voted - For |
15 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
16 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
17 | Ratification of Auditor | Issuer | For | Voted - Against |
CONSTRUCTION PARTNERS, INC.
Security ID: 21044C107
Ticker: ROAD
Meeting Date: 23-Feb-23
Meeting Type: Annual
1 | Elect Craig Jennings | Issuer | For | Voted - For |
2 | Elect Mark R. Matteson | Issuer | For | Voted - Withheld |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Amendment to Articles to Limit Liability of Certain Officers | Issuer | For | Voted - Against |
DENBURY INC.
Security ID: 24790A101
Ticker: DEN
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Kevin O. Meyers | Issuer | For | Voted - Against |
2 | Elect Anthony M. Abate | Issuer | For | Voted - For |
3 | Elect Caroline G. Angoorly | Issuer | For | Voted - For |
4 | Elect James N. Chapman | Issuer | For | Voted - For |
5 | Elect Christian S. Kendall | Issuer | For | Voted - For |
6 | Elect Lynn A. Peterson | Issuer | For | Voted - Against |
7 | Elect Brett R. Wiggs | Issuer | For | Voted - For |
8 | Elect Cindy A. Yeilding | Issuer | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Issuer | For | Voted - For |
DOCGO INC.
Security ID: 256086109
Ticker: DCGO
Meeting Date: 20-Jun-23
Meeting Type: Annual
1.1 | Elect Vina M. Leite | Issuer | For | Voted - For |
1.2 | Elect James M. Travers | Issuer | For | Voted - For |
25
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratification of Auditor | Issuer | For | Voted - For |
ENCOMPASS HEALTH CORPORATION
Security ID: 29261A100
Ticker: EHC
Meeting Date: 04-May-23
Meeting Type: Annual
1 | Elect Greg D. Carmichael | Issuer | For | Voted - Against |
2 | Elect John W. Chidsey | Issuer | For | Voted - Against |
3 | Elect Donald L. Correll | Issuer | For | Voted - Against |
4 | Elect Joan E. Herman | Issuer | For | Voted - Against |
5 | Elect Leslye G. Katz | Issuer | For | Voted - Against |
6 | Elect Patricia A. Maryland | Issuer | For | Voted - Against |
7 | Elect Kevin J. O'Connor | Issuer | For | Voted - Against |
8 | Elect Christopher R. Reidy | Issuer | For | Voted - Against |
9 | Elect Nancy M. Schlichting | Issuer | For | Voted - Against |
10 | Elect Mark J. Tarr | Issuer | For | Voted - For |
11 | Elect Terrance Williams | Issuer | For | Voted - Against |
12 | Ratification of Auditor | Issuer | For | Voted - Against |
13 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
14 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
ENSIGN GROUP, INC.
Security ID: 29358P101
Ticker: ENSG
Meeting Date: 18-May-23
Meeting Type: Annual
1 | Elect Barry M. Smith | Issuer | For | Voted - Against |
2 | Elect Swati B. Abbott | Issuer | For | Voted - For |
3 | Elect Suzanne D. Snapper | Issuer | For | Voted - Against |
4 | Elect John Agwunobi | Issuer | For | Voted - For |
5 | Increase in Authorized Common Stock | Issuer | For | Voted - For |
6 | Amendment to Allow Exculpation of Officers | Issuer | For | Voted - Against |
7 | Ratification of Auditor | Issuer | For | Voted - Against |
8 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
9 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
EVOQUA WATER TECHNOLOGIES CORP.
Security ID: 30057T105
Ticker: AQUA
Meeting Date: 07-Feb-23
Meeting Type: Annual
1.1 | Elect Ronald C. Keating | Issuer | For | Voted - For |
1.2 | Elect Martin J. Lamb | Issuer | For | Voted - For |
1.3 | Elect Peter M. Wilver | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - For |
26
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 11-May-23
Meeting Type: Special
1 | Merger/Acquisition | Issuer | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Issuer | For | Voted - For |
3 | Right to Adjourn Meeting | Issuer | For | Voted - For |
FABRINET
Security ID: G3323L100
Ticker: FN
Meeting Date: 08-Dec-22
Meeting Type: Annual
1.1 | Elect Homa Bahrami | Issuer | For | Voted - For |
1.2 | Elect Darlene S. Knight | Issuer | For | Voted - For |
1.3 | Elect Rollance E. Olson | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
FIVE BELOW, INC.
Security ID: 33829M101
Ticker: FIVE
Meeting Date: 13-Jun-23
Meeting Type: Annual
1 | Elect Joel D. Anderson | Issuer | For | Voted - For |
2 | Elect Kathleen S. Barclay | Issuer | For | Voted - Against |
3 | Elect Thomas M. Ryan | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Amendment to Articles to Limit the Liability of Certain Officers | Issuer | For | Voted - Against |
7 | Amendment to Articles to Limit the Liability of Certain Directors | Issuer | For | Voted - For |
FOX FACTORY HOLDING CORP.
Security ID: 35138V102
Ticker: FOXF
Meeting Date: 05-May-23
Meeting Type: Annual
1 | Elect Elizabeth A. Fetter | Issuer | For | Voted - Withheld |
2 | Elect Dudley Mendenhall | Issuer | For | Voted - Withheld |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
5 | Exculpation of Officers | Issuer | For | Voted - Against |
6 | Remove Outdated Article Provisions | Issuer | For | Voted - For |
27
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
GATX CORPORATION
Security ID: 361448103
Ticker: GATX
Meeting Date: 28-Apr-23
Meeting Type: Annual
1 | Elect Diane M. Aigotti | Issuer | For | Voted - Against |
2 | Elect Anne L. Arvia | Issuer | For | Voted - For |
3 | Elect Robert C. Lyons | Issuer | For | Voted - For |
4 | Elect James B. Ream | Issuer | For | Voted - Against |
5 | Elect Adam L. Stanley | Issuer | For | Voted - Against |
6 | Elect David S. Sutherland | Issuer | For | Voted - For |
7 | Elect Stephen R. Wilson | Issuer | For | Voted - For |
8 | Elect Paul G. Yovovich | Issuer | For | Voted - Against |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Issuer | For | Voted - Against |
GRIFFON CORPORATION
Security ID: 398433102
Ticker: GFF
Meeting Date: 15-Mar-23
Meeting Type: Annual
1.1 | Elect Travis W. Cocke | Issuer | For | Voted - For |
1.2 | Elect H.C. Charles Diao | Issuer | For | Voted - For |
1.3 | Elect Louis J. Grabowsky | Issuer | For | Voted - For |
1.4 | Elect Lacy M. Johnson | Issuer | For | Voted - For |
1.5 | Elect James W. Sight | Issuer | For | Voted - For |
1.6 | Elect Samanta Hegedus Stewart | Issuer | For | Voted - Withheld |
1.7 | Elect Michelle L. Taylor | Issuer | For | Voted - For |
1.8 | Elect Cheryl L. Turnbull | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - For |
HAEMONETICS CORPORATION
Security ID: 405024100
Ticker: HAE
Meeting Date: 05-Aug-22
Meeting Type: Annual
1 | Elect Robert E. Abernathy | Issuer | For | Voted - For |
2 | Elect Catherine M. Burzik | Issuer | For | Voted - For |
3 | Elect Michael J. Coyle | Issuer | For | Voted - For |
4 | Elect Charles J. Dockendorff | Issuer | For | Voted - For |
5 | Elect Lloyd E. Johnson | Issuer | For | Voted - For |
6 | Elect Mark W. Kroll | Issuer | For | Voted - For |
7 | Elect Claire Pomeroy | Issuer | For | Voted - For |
8 | Elect Christopher A. Simon | Issuer | For | Voted - For |
28
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Elect Ellen M. Zane | Issuer | For | Voted - For |
10 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
11 | Ratification of Auditor | Issuer | For | Voted - Against |
HARMONY BIOSCIENCES HOLDINGS, INC.
Security ID: 413197104
Ticker: HRMY
Meeting Date: 25-May-23
Meeting Type: Annual
1.1 | Elect Antonio J. Gracias | Issuer | For | Voted - For |
1.2 | Elect Jack B. Nielsen | Issuer | For | Voted - Withheld |
1.3 | Elect Andreas Wicki | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
HELIX ENERGY SOLUTIONS GROUP, INC.
Security ID: 42330P107
Ticker: HLX
Meeting Date: 17-May-23
Meeting Type: Annual
1 | Elect Paula Harris | Issuer | For | Voted - For |
2 | Elect Amy H. Nelson | Issuer | For | Voted - For |
3 | Elect William L. Transier | Issuer | For | Voted - Withheld |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
HESKA CORPORATION
Security ID: 42805E306
Ticker: HSKA
Meeting Date: 03-May-23
Meeting Type: Annual
1 | Elect Robert L. Antin | Issuer | For | Voted - For |
2 | Elect Stephen L. Davis | Issuer | For | Voted - Withheld |
3 | Elect Mark F. Furlong | Issuer | For | Voted - For |
4 | Elect Joachim A. Hasenmaier | Issuer | For | Voted - For |
5 | Elect Scott W. Humphrey | Issuer | For | Voted - Withheld |
6 | Elect Sharon J. Maples | Issuer | For | Voted - For |
7 | Elect David E. Sveen | Issuer | For | Voted - For |
8 | Elect Kevin S. Wilson | Issuer | For | Voted - For |
9 | Ratification of Auditor | Issuer | For | Voted - For |
10 | Amendment to the Equity Incentive Plan | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
Meeting Date: 07-Jun-23
Meeting Type: Special
1 | Merger/Acquisition | Issuer | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Issuer | For | Voted - Against |
29
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Right to Adjourn Meeting | Issuer | For | Voted - For |
HUB GROUP, INC.
Security ID: 443320106
Ticker: HUBG
Meeting Date: 25-May-23
Meeting Type: Annual
1.1 | Elect David P. Yeager | Issuer | For | Voted - Withheld |
1.2 | Elect Phillip D Yeager | Issuer | For | Voted - For |
1.3 | Elect Peter B. McNitt | Issuer | For | Voted - For |
1.4 | Elect Mary H. Boosalis | Issuer | For | Voted - Withheld |
1.5 | Elect Lisa Dykstra | Issuer | For | Voted - For |
1.6 | Elect Michael E. Flannery | Issuer | For | Voted - For |
1.7 | Elect James C. Kenny | Issuer | For | Voted - For |
1.8 | Elect Jenell R. Ross | Issuer | For | Voted - For |
1.9 | Elect Martin P. Slark | Issuer | For | Voted - Withheld |
1.10 | Elect Gary Yablon | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Amendment to Articles to Update Exculpation Provisions | Issuer | For | Voted - Against |
ICF INTERNATIONAL, INC.
Security ID: 44925C103
Ticker: ICFI
Meeting Date: 01-Jun-23
Meeting Type: Annual
1 | Elect Marilyn Crouther | Issuer | For | Voted - Against |
2 | Elect Michael J. Van Handel | Issuer | For | Voted - Against |
3 | Elect Michelle A. Williams | Issuer | For | Voted - For |
4 | Amendment to the 2018 Omnibus Incentive Plan | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
7 | Amendment to Articles to Limit the Liability of Certain Officers | Issuer | For | Voted - Against |
8 | Ratification of Auditor | Issuer | For | Voted - Against |
LANTHEUS HOLDINGS, INC.
Security ID: 516544103
Ticker: LNTH
Meeting Date: 27-Apr-23
Meeting Type: Annual
1 | Elect Minnie Baylor-Henry | Issuer | For | Voted - For |
2 | Elect Heinz Mausli | Issuer | For | Voted - For |
3 | Elect Julie H. McHugh | Issuer | For | Voted - Against |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
5 | Approval of the 2023 Employee Stock Purchase Plan | Issuer | For | Voted - For |
30
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Ratification of Auditor | Issuer | For | Voted - For |
LIVE OAK BANCSHARES, INC.
Security ID: 53803X105
Ticker: LOB
Meeting Date: 16-May-23
Meeting Type: Annual
1.1 | Elect Tonya W. Bradford | Issuer | For | Voted - For |
1.2 | Elect William H. Cameron | Issuer | For | Voted - Withheld |
1.3 | Elect Casey S. Crawford | Issuer | For | Voted - For |
1.4 | Elect Diane B. Glossman | Issuer | For | Voted - Withheld |
1.5 | Elect Glen F. Hoffsis | Issuer | For | Voted - Withheld |
1.6 | Elect David G. Lucht | Issuer | For | Voted - Withheld |
1.7 | Elect James S. Mahan III | Issuer | For | Voted - For |
1.8 | Elect Miltom E. Petty | Issuer | For | Voted - Withheld |
1.9 | Elect Neil L. Underwood | Issuer | For | Voted - For |
1.10 | Elect Yousef A. Valine | Issuer | For | Voted - For |
1.11 | Elect William L. Williams III | Issuer | For | Voted - For |
2 | Amendment to the 2015 Omnibus Stock Incnetive Plan | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - For |
MATERION CORPORATION
Security ID: 576690101
Ticker: MTRN
Meeting Date: 17-May-23
Meeting Type: Annual
1.1 | Elect Vinod M. Khilnani | Issuer | For | Voted - Withheld |
1.2 | Elect Emily M. Liggett | Issuer | For | Voted - For |
1.3 | Elect Robert J. Phillippy | Issuer | For | Voted - For |
1.4 | Elect Patrick M. Prevost | Issuer | For | Voted - For |
1.5 | Elect N. Mohan Reddy | Issuer | For | Voted - For |
1.6 | Elect Craig S. Shular | Issuer | For | Voted - For |
1.7 | Elect Darlene J.S. Solomon | Issuer | For | Voted - For |
1.8 | Elect Robert B. Toth | Issuer | For | Voted - For |
1.9 | Elect Jugal K. Vijayvargiya | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - Against |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
MATIV HOLDINGS, INC.
Security ID: 808541106
Ticker: MATV
Meeting Date: 20-Apr-23
Meeting Type: Annual
1 | Elect William M. Cook | Issuer | For | Voted - For |
2 | Elect Jeffrey J. Keenan | Issuer | For | Voted - For |
3 | Elect Marco Levi | Issuer | For | Voted - For |
31
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
MATSON, INC.
Security ID: 57686G105
Ticker: MATX
Meeting Date: 27-Apr-23
Meeting Type: Annual
1.1 | Elect Meredith J. Ching | Issuer | For | Voted - For |
1.2 | Elect Matthew J. Cox | Issuer | For | Voted - For |
1.3 | Elect Thomas B. Fargo | Issuer | For | Voted - For |
1.4 | Elect Mark H. Fukunaga | Issuer | For | Voted - For |
1.5 | Elect Stanley M. Kuriyama | Issuer | For | Voted - For |
1.6 | Elect Constance H. Lau | Issuer | For | Voted - Withheld |
1.7 | Elect Jenai S. Wall | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
MODEL N, INC.
Security ID: 607525102
Ticker: MODN
Meeting Date: 16-Feb-23
Meeting Type: Annual
1.1 | Elect Tim Adams | Issuer | For | Voted - Withheld |
1.2 | Elect Manisha Shetty Gulati | Issuer | For | Voted - Withheld |
1.3 | Elect Scott Reese | Issuer | For | Voted - Withheld |
2 | Amendment to the 2021 Equity Incentive Plan | Issuer | For | Voted - Against |
3 | Ratification of Auditor | Issuer | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
MODIVCARE INC.
Security ID: 60783X104
Ticker: MODV
Meeting Date: 13-Jun-23
Meeting Type: Annual
1 | Repeal of Classified Board | Issuer | For | Voted - For |
2 | Elect David A. Coulter | Issuer | For | Voted - For |
3 | Elect Leslie V. Norwalk | Issuer | For | Voted - Against |
4 | Elect Rahul Samant | Issuer | For | Voted - For |
5 | Elect L. Heath Sampson | Issuer | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
7 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
8 | Ratification of Auditor | Issuer | For | Voted - For |
32
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MONRO INC.
Security ID: 610236101
Ticker: MNRO
Meeting Date: 16-Aug-22
Meeting Type: Annual
1.1 | Elect John L. Auerbach | Issuer | For | Voted - For |
1.2 | Elect Michael T. Broderick | Issuer | For | Voted - For |
1.3 | Elect Donald Glickman | Issuer | For | Voted - For |
1.4 | Elect Lindsay N. Hyde | Issuer | For | Voted - Withheld |
1.5 | Elect Leah C. Johnson | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - Against |
NICOLET BANKSHARES, INC.
Security ID: 65406E102
Ticker: NIC
Meeting Date: 15-May-23
Meeting Type: Annual
1 | Elect Marcia M. Anderson | Issuer | For | Voted - For |
2 | Elect Robert B. Atwell | Issuer | For | Voted - Withheld |
3 | Elect Hector Colon | Issuer | For | Voted - For |
4 | Elect Michael E. Daniels | Issuer | For | Voted - For |
5 | Elect Lynn D. Davis | Issuer | For | Voted - For |
6 | Elect John N. Dykema | Issuer | For | Voted - Withheld |
7 | Elect Christopher J. Ghidorzi | Issuer | For | Voted - Withheld |
8 | Elect Andrew F. Hetzel, Jr. | Issuer | For | Voted - For |
9 | Elect Brenda L. Johnson | Issuer | For | Voted - For |
10 | Elect Donald J. Long, Jr. | Issuer | For | Voted - Withheld |
11 | Elect Dustin J. McClone | Issuer | For | Voted - For |
12 | Elect Susan L. Merkatoris | Issuer | For | Voted - Withheld |
13 | Elect Oliver Pierce Smith | Issuer | For | Voted - For |
14 | Elect Glen E. Tellock | Issuer | For | Voted - For |
15 | Elect Robert J. Weyers | Issuer | For | Voted - For |
16 | Ratification of Auditor | Issuer | For | Voted - For |
17 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
OMNICELL, INC.
Security ID: 68213N109
Ticker: OMCL
Meeting Date: 23-May-23
Meeting Type: Annual
1 | Elect Joanne B. Bauer | Issuer | For | Voted - For |
2 | Elect Robin G. Seim | Issuer | For | Voted - Withheld |
3 | Elect Sara J. White | Issuer | For | Voted - Withheld |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
6 | Amendment to the 1997 Employee Stock Purchase Plan | Issuer | For | Voted - For |
33
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Amendment to the 2009 Equity Incentive Plan | Issuer | For | Voted - For |
8 | Ratification of Auditor | Issuer | For | Voted - For |
OSISKO GOLD ROYALTIES LTD
Security ID: 68827L101
Ticker: OR
Meeting Date: 07-Jun-23
Meeting Type: Annual
1.1 | Elect John R. Baird | Issuer | For | Voted - For |
1.2 | Elect Joanne S. Ferstman | Issuer | For | Voted - For |
1.3 | Elect Edith M. Hofmeister | Issuer | For | Voted - For |
1.4 | Elect W. Murray John | Issuer | For | Voted - For |
1.5 | Elect Robert Krcmarov | Issuer | For | Voted - For |
1.6 | Elect Pierre Labbe | Issuer | For | Voted - For |
1.7 | Elect Norman W. MacDonald | Issuer | For | Voted - For |
1.8 | Elect Candace J. MacGibbon | Issuer | For | Voted - For |
1.9 | Elect Sean Roosen | Issuer | For | Voted - Withheld |
1.10 | Elect Sandeep Singh | Issuer | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Issuer | For | Voted - For |
3 | Stock Option Plan Renewal | Issuer | For | Voted - For |
4 | Shareholder Rights Plan Renewal | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
PACIRA BIOSCIENCES, INC.
Security ID: 695127100
Ticker: PCRX
Meeting Date: 13-Jun-23
Meeting Type: Annual
1.1 | Elect Christopher Christie | Issuer | For | Voted - For |
1.2 | Elect Gary Pace | Issuer | For | Voted - Withheld |
1.3 | Elect David Stack | Issuer | For | Voted - For |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
4 | Amendment to the 2011 Stock Incentive Plan | Issuer | For | Voted - For |
PAPA JOHN'S INTERNATIONAL, INC.
Security ID: 698813102
Ticker: PZZA
Meeting Date: 25-Apr-23
Meeting Type: Annual
1 | Elect Christopher L. Coleman | Issuer | For | Voted - Against |
2 | Elect Laurette T. Koellner | Issuer | For | Voted - For |
3 | Elect Robert M. Lynch | Issuer | For | Voted - For |
4 | Elect Jocelyn C. Mangan | Issuer | For | Voted - For |
5 | Elect Sonya E. Medina | Issuer | For | Voted - For |
6 | Elect Shaquille O'Neal | Issuer | For | Voted - For |
7 | Elect Anthony M. Sanfilippo | Issuer | For | Voted - For |
8 | Ratification of Auditor | Issuer | For | Voted - For |
34
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
POWER INTEGRATIONS, INC.
Security ID: 739276103
Ticker: POWI
Meeting Date: 19-May-23
Meeting Type: Annual
1 | Elect Wendy Arienzo | Issuer | For | Voted - For |
2 | Elect Balu Balakrishnan | Issuer | For | Voted - For |
3 | Elect Nicholas E. Brathwaite | Issuer | For | Voted - For |
4 | Elect Anita Ganti | Issuer | For | Voted - For |
5 | Elect Nancy Gioia | Issuer | For | Voted - For |
6 | Elect Balakrishnan S. Iyer | Issuer | For | Voted - Withheld |
7 | Elect Ravi Vig | Issuer | For | Voted - For |
8 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
9 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
10 | Ratification of Auditor | Issuer | For | Voted - For |
POWERSCHOOL HOLDINGS, INC.
Security ID: 73939C106
Ticker: PWSC
Meeting Date: 02-May-23
Meeting Type: Annual
1.1 | Elect David Armstrong | Issuer | For | Voted - For |
1.2 | Elect Hardeep Gulati | Issuer | For | Voted - For |
1.3 | Elect Betty Hung | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
PRIMO WATER CORPORATION
Security ID: 74167P108
Ticker: PRMW
Meeting Date: 31-May-23
Meeting Type: Annual
1 | Elect Britta Bomhard | Issuer | For | Voted - Withheld |
2 | Elect Susan E. Cates | Issuer | For | Voted - For |
3 | Elect Eric J. Foss | Issuer | For | Voted - For |
4 | Elect Jerry Fowden | Issuer | For | Voted - Withheld |
5 | Elect Thomas Harrington | Issuer | For | Voted - For |
6 | Elect Derek R. Lewis | Issuer | For | Voted - For |
7 | Elect Lori Tauber Marcus | Issuer | For | Voted - For |
8 | Elect Billy D. Prim | Issuer | For | Voted - For |
9 | Elect Archana Singh | Issuer | For | Voted - For |
10 | Elect Steven P. Stanbrook | Issuer | For | Voted - For |
11 | Ratification of Auditor | Issuer | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
13 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
14 | Approval of Amended and Restated Bylaws | Issuer | For | Voted - For |
35
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
PROGRESS SOFTWARE CORPORATION
Security ID: 743312100
Ticker: PRGS
Meeting Date: 11-May-23
Meeting Type: Annual
1.1 | Elect Paul Dacier | Issuer | For | Voted - Withheld |
1.2 | Elect John R. Egan | Issuer | For | Voted - Withheld |
1.3 | Elect Rainer Gawlick | Issuer | For | Voted - For |
1.4 | Elect Yogesh Gupta | Issuer | For | Voted - For |
1.5 | Elect Charles F. Kane | Issuer | For | Voted - For |
1.6 | Elect Samskriti Y. King | Issuer | For | Voted - For |
1.7 | Elect David A. Krall | Issuer | For | Voted - For |
1.8 | Elect Angela T. Tucci | Issuer | For | Voted - For |
1.9 | Elect Vivian M. Vitale | Issuer | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
3 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
4 | Amendment to the 1991 Employee Stock Purchase Plan | Issuer | For | Voted - For |
5 | Ratification of Auditor | Issuer | For | Voted - Against |
PROGYNY, INC.
Security ID: 74340E103
Ticker: PGNY
Meeting Date: 24-May-23
Meeting Type: Annual
1 | Elect Lloyd Dean | Issuer | For | Voted - Withheld |
2 | Elect Kevin Gordon | Issuer | For | Voted - Withheld |
3 | Elect Cheryl Scott | Issuer | For | Voted - Withheld |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
RAMBUS INC.
Security ID: 750917106
Ticker: RMBS
Meeting Date: 27-Apr-23
Meeting Type: Annual
1 | Elect Emiko Higashi | Issuer | For | Voted - Against |
2 | Elect Steven Laub | Issuer | For | Voted - For |
3 | Elect Eric B. Stang | Issuer | For | Voted - For |
4 | Ratification of Auditor | Issuer | For | Voted - Against |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
6 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
7 | Amendment to the 2015 Equity Incentive Plan | Issuer | For | Voted - For |
8 | Amendment to Allow Exculpation of Officers | Issuer | For | Voted - Against |
36
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SKYLINE CHAMPION CORPORATION
Security ID: 830830105
Ticker: SKY
Meeting Date: 26-Jul-22
Meeting Type: Annual
1 | Elect Keith Anderson | Issuer | For | Voted - For |
2 | Elect Michael Berman | Issuer | For | Voted - For |
3 | Elect Timothy J. Bernlohr | Issuer | For | Voted - For |
4 | Elect Eddie Capel | Issuer | For | Voted - For |
5 | Elect Michael A. Kaufman | Issuer | For | Voted - Withheld |
6 | Elect Erin Mulligan Nelson | Issuer | For | Voted - For |
7 | Elect Nikul Patel | Issuer | For | Voted - For |
8 | Elect Gary E. Robinette | Issuer | For | Voted - For |
9 | Elect Mark Yost | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
STAAR SURGICAL COMPANY
Security ID: 852312305
Ticker: STAA
Meeting Date: 15-Jun-23
Meeting Type: Annual
1.1 | Elect Stephen C. Farrell | Issuer | For | Voted - Withheld |
1.2 | Elect Thomas G. Frinzi | Issuer | For | Voted - For |
1.3 | Elect Gilbert H. Kliman | Issuer | For | Voted - For |
1.4 | Elect Aimee S. Weisner | Issuer | For | Voted - Withheld |
1.5 | Elect Elizabeth Yeu-Lin | Issuer | For | Voted - For |
1.6 | Elect K. Peony Yu | Issuer | For | Voted - For |
2 | Amendment to the Omnibus Equity Incentive Plan | Issuer | For | Voted - For |
3 | Ratification of Auditor | Issuer | For | Voted - Against |
4 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
5 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
TETRA TECH, INC.
Security ID: 88162G103
Ticker: TTEK
Meeting Date: 28-Feb-23
Meeting Type: Annual
1 | Elect Dan L. Batrack | Issuer | For | Voted - For |
2 | Elect Gary R. Birkenbeuel | Issuer | For | Voted - For |
3 | Elect Prashant Gandhi | Issuer | For | Voted - Against |
4 | Elect Joanne M. Maguire | Issuer | For | Voted - For |
5 | Elect Christiana Obiaya | Issuer | For | Voted - Against |
6 | Elect Kimberly E. Ritrievi | Issuer | For | Voted - Against |
7 | Elect J. Kenneth Thompson | Issuer | For | Voted – For |
8 | Elect Kirsten M. Volpi | Issuer | For | Voted – For |
37
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
11 | Ratification of Auditor | Issuer | For | Voted - For |
TOPGOLF CALLAWAY BRANDS CORP.
Security ID: 131193104
Ticker: MODG
Meeting Date: 06-Jun-23
Meeting Type: Annual
1 | Elect Oliver G. Brewer III | Issuer | For | Voted - For |
2 | Elect Erik J. Anderson | Issuer | For | Voted - For |
3 | Elect Laura J. Flanagan | Issuer | For | Voted - For |
4 | Elect Russell L. Fleischer | Issuer | For | Voted - For |
5 | Elect Bavan M. Holloway | Issuer | For | Voted - For |
6 | Elect John F. Lundgren | Issuer | For | Voted - Against |
7 | Elect Scott M. Marimow | Issuer | For | Voted - For |
8 | Elect Adebayo O. Ogunlesi | Issuer | For | Voted - Against |
9 | Elect Varsha Rao | Issuer | For | Voted - For |
10 | Elect Linda B. Segre | Issuer | For | Voted - For |
11 | Elect Anthony S. Thornley | Issuer | For | Voted - For |
12 | Elect C. Matthew Turney | Issuer | For | Voted - For |
13 | Ratification of Auditor | Issuer | For | Voted - Against |
14 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
15 | Frequency of Advisory Vote on Executive Compensation | Issuer | 1 Year | Voted - 1 Year |
V2X, INC.
Security ID: 92242T101
Ticker: VVX
Meeting Date: 04-May-23
Meeting Type: Annual
1 | Elect John Boyington, Jr. | Issuer | For | Voted - For |
2 | Elect Melvin F. Parker | Issuer | For | Voted - Against |
3 | Elect Stephen L. Waechter | Issuer | For | Voted - Against |
4 | Ratification of Auditor | Issuer | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
VIAVI SOLUTIONS INC.
Security ID: 925550105
Ticker: VIAV
Meeting Date: 09-Nov-22
Meeting Type: Annual
1 | Elect Richard E. Belluzzo | Issuer | For | Voted - For |
2 | Elect Keith L. Barnes | Issuer | For | Voted - For |
3 | Elect Laura Black | Issuer | For | Voted - For |
4 | Elect Tor R. Braham | Issuer | For | Voted - For |
5 | Elect Timothy Campos | Issuer | For | Voted – For |
38
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Elect Donald A. Colvin | Issuer | For | Voted - For |
7 | Elect Masood A. Jabbar | Issuer | For | Voted - For |
8 | Elect Oleg Khaykin | Issuer | For | Voted - For |
9 | Elect Joanne Soloman | Issuer | For | Voted - For |
10 | Ratification of Auditor | Issuer | For | Voted - For |
11 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
VICOR CORPORATION
Security ID: 925815102
Ticker: VICR
Meeting Date: 23-Jun-23
Meeting Type: Annual
1 | Elect Samuel J. Anderson | Issuer | For | Voted - For |
2 | Elect M. Michael Ansour | Issuer | For | Voted - For |
3 | Elect Jason L. Carlson | Issuer | For | Voted - Withheld |
4 | Elect Philip D. Davies | Issuer | For | Voted - For |
5 | Elect Andrew T. D'Amico | Issuer | For | Voted - For |
6 | Elect Estia J. Eichten | Issuer | For | Voted - Withheld |
7 | Elect Zmira Lavie | Issuer | For | Voted - For |
8 | Elect Michael S. McNamara | Issuer | For | Voted - For |
9 | Elect James F. Schmidt | Issuer | For | Voted - Withheld |
10 | Elect John Shen | Issuer | For | Voted - For |
11 | Elect Claudio Tuozzolo | Issuer | For | Voted - For |
12 | Elect Patrizio Vinciarelli | Issuer | For | Voted - For |
13 | Advisory Vote on Executive Compensation | Issuer | For | Voted - For |
14 | Frequency of Advisory Vote on Executive Compensation | Issuer | For | Voted - 1 Year |
WNS (HOLDINGS) LIMITED
Security ID: 92932M101
Ticker: WNS
Meeting Date: 22-Sep-22
Meeting Type: Annual
1 | Accounts and Reports | Issuer | For | Voted - For |
2 | Appointment of Auditor | Issuer | For | Voted - For |
3 | Authority to Set Auditor's Fees | Issuer | For | Voted - For |
4 | Elect Timothy L. Main | Issuer | For | Voted - For |
5 | Elect Thi Nhuoc Lan Tu | Issuer | For | Voted - For |
6 | Elect Mario P. Vitale | Issuer | For | Voted - For |
7 | Elect Gareth Williams | Issuer | For | Voted - For |
8 | Directors' Fees | Issuer | For | Voted - For |
9 | Amendment to the 2016 Incentive Award Plan | Issuer | For | Voted – For |
39
Rice Hall James Small Cap Portfolio | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ZUORA, INC..
Security ID: 98983V106
Ticker: ZUO
Meeting Date: 27-Jun-23
Meeting Type: Annual
1.1 | Elect Omar P. Abbosh | Issuer | For | Voted - For |
1.2 | Elect Sarah R. Bond | Issuer | For | Voted - Withheld |
1.3 | Elect Jason Pressman | Issuer | For | Voted - Withheld |
2 | Ratification of Auditor | Issuer | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Issuer | For | Voted - Against |
40
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 23, 2023
41