| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
Horizon Kinetics Holding Corp [ SLGDD ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 248,576(1) | D | |
| Common Stock | 8,216,437(2) | I | Horizon Common Inc. |
| Common Stock | 6,900(3) | I | Kinetics Institutional Partners LP |
| Common Stock | 5,810(3) | I | Kinetics Partners LP |
| Common Stock | 951(3) | I | Horizon Kinetics Asset Management LLC |
| Common Stock | 3 | I | Spouse |
| Common Stock | 823,863(4) | I | FRMO Inc. |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (SLGDD). Of the shares reported all but 116 shares are not currently available for trading. |
| 2. 8,214,337 of the 8,216,437 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (SLGDD), are not currently available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion over shares of the Issuer. He disclaims beneficial ownership over the remaining shares. |
| 3. Mr. Stahl exercises discretion over shares of the issuer and disclaims beneficial ownership except to the extent of his pecuniary interest. |
| 4. The shares were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc. (SLGDD) and are not currently available for trading. Mr. Stahl owns approximately 16% of the shares reported and exercises discretion over shares of the Issuer. He disclaims beneficial ownership over the remaining shares. |
| /s/ Jay Kesslen, attorney-in-fact | 08/12/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
