UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
DWS Climate Change Fund, DWS Health Care Fund and DWS Small Cap Value Fund
Each a Series of DWS Securities Trust
Investment Company Act file number 811-2021
DWS Securities Trust
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)
John Millette
Secretary
One Beacon Street
Boston, MA 02108-3106
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 05/31
DWS Climate Change Fund
DWS Health Care Fund
Date of fiscal year end: 07/31
DWS Small Cap Value Fund
Date of reporting period: 7/1/08-6/30/09
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-02021 Reporting Period: 07/01/2008 - 06/30/2009 DWS Securities Trust ========================== A DWS HEALTH CARE FUND =========================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: FEB 25, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.J. Alpern For For Management 1.2 Elect Director R.S. Austin For For Management 1.3 Elect Director W.M. Daley For For Management 1.4 Elect Director W.J. Farrell For For Management 1.5 Elect Director H.L. Fuller For For Management 1.6 Elect Director W.A. Osborn For For Management 1.7 Elect Director D.A.L. Owen For For Management 1.8 Elect Director W.A. Reynolds For For Management 1.9 Elect Director R.S. Roberts For For Management 1.10 Elect Director S.C. Scott, III For For Management 1.11 Elect Director W.D. Smithburg For For Management 1.12 Elect Director G.F. Tilton For For Management 1.13 Elect Director M.D. White For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Approve Nonqualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management 5 Report on Animal Testing Against Against Shareholder 6 Adopt Principles for Health Care Reform Against Against Shareholder 7 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- ACORDA THERAPEUTICS, INC Ticker: ACOR Security ID: 00484M106 Meeting Date: JUN 22, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry Greene For For Management 1.2 Elect Director Ian Smith For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AETNA INC. Ticker: AET Security ID: 00817Y108 Meeting Date: MAY 29, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Frank M. Clark For For Management 2 Elect Director Betsy Z. Cohen For For Management 3 Elect Director Molly J. Coye, M.D. For For Management 4 Elect Director Roger N. Farah For For Management 5 Elect Director Barbara Hackman Franklin For For Management 6 Elect Director Jeffrey E. Garten For For Management 7 Elect Director Earl G. Graves For For Management 8 Elect Director Gerald Greenwald For For Management 9 Elect Director Ellen M. Hancock For For Management 10 Elect Director Richard J. Harrington For For Management 11 Elect Director Edward J. Ludwig For For Management 12 Elect Director Joseph P. Newhouse For For Management 13 Elect Director Ronald A. Williams For For Management 14 Ratify Auditors For For Management 15 Provide for Cumulative Voting Against Against Shareholder 16 Adopt a Policy to Elect a Retired Against Against Shareholder Management Employee - -------------------------------------------------------------------------------- ALCON INC. Ticker: ACL Security ID: H01301102 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: MAR 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 APPROVAL OF THE 2008 ANNUAL REPORT AND For Did Not Vote Management ACCOUNTS OF ALCON, INC.AND THE 2008 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC.AND SUBSIDIARIES 2 APPROPRIATION OF AVAILABLE EARNINGS AND For Did Not Vote Management PROPOSED DIVIDEND TOSHAREHOLDERS FOR THE FINANCIAL YEAR 2008 3 DISCHARGE OF THE MEMBERS OF THE BOARD For Did Not Vote Management OF DIRECTORS FOR THEFINANCIAL YEAR 2008 4 ELECTION OF KPMG AG, ZUG, AS GROUP AND For Did Not Vote Management PARENT COMPANY AUDITORS 5 ELECTION OF OBT AG, ZURICH, AS SPECIAL For Did Not Vote Management AUDITORS 6 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management KEVIN BUEHLER 7 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management PAUL BULCKE 8 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management JOAN MILLER, M.D. 9 ELECTION TO THE BOARD OF DIRECTORS: For Did Not Vote Management HERMANN WIRZ 10 APPROVAL OF SHARE CANCELLATION For Did Not Vote Management 11 EDITORIAL AMENDMENTS TO THE ARTICLES OF For Did Not Vote Management ASSOCIATION - -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Bell For For Management 1.2 Elect Director Max Link For For Management 1.3 Elect Director Joseph A. Madri For For Management 1.4 Elect Director Larry L. Mathis For For Management 1.5 Elect Director R. Douglas Norby For For Management 1.6 Elect Director Alvin S. Parven For For Management 1.7 Elect Director Ruedi E. Waeger For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ALLERGAN, INC. Ticker: AGN Security ID: 018490102 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert W. Boyer For For Management 1.2 Elect Director Robert A. Ingram For For Management 1.3 Elect Director David E.I. Pyott For For Management 1.4 Elect Director Russell T. Ray For For Management 2 Ratify Auditors For For Management 3 Report on Animal Testing Against Against Shareholder - -------------------------------------------------------------------------------- ALLOS THERAPEUTICS, INC. Ticker: ALTH Security ID: 019777101 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: APR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen J. Hoffman For For Management 1.2 Elect Director Paul L. Berns For For Management 1.3 Elect Director Michael D. Casey For For Management 1.4 Elect Director Stewart Hen For For Management 1.5 Elect Director Jeffrey R. Latts For For Management 1.6 Elect Director Jonathan S. Leff For For Management 1.7 Elect Director Timothy P. Lynch For For Management 1.8 Elect Director David M. Stout For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. Ticker: MDRX Security ID: 01988P108 Meeting Date: OCT 6, 2008 Meeting Type: Annual Record Date: AUG 15, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Amend Articles of Incorporation For For Management Required to Consummate the Merger Agreement 3 Amend Articles of Incorporation and For For Management Bylaws to Make Additional Changes 4.1 Elect Director Glen Tullman For For Management 4.2 Elect Director M. Fazle Husain For For Management 5 Ratify Auditors For For Management 6 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- AMGEN, INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David Baltimore For For Management 2 Elect Director Frank J. Biondi, Jr. For For Management 3 Elect Director Francois de Carbonnel For For Management 4 Elect Director Jerry D. Choate For For Management 5 Elect Director Vance D. Coffman For For Management 6 Elect Director Frederick W. Gluck For For Management 7 Elect Director Frank C. Herringer For For Management 8 Elect Director Gilbert S. Omenn For For Management 9 Elect Director Judith C. Pelham For For Management 10 Elect Director J. Paul Reason For For Management 11 Elect Director Leonard D. Schaeffer For For Management 12 Elect Director Kevin W. Sharer For For Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For For Management 15 Reduce Supermajority Vote Requirement For For Management 16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 17 Reincorporate in Another State [from Against Against Shareholder Delaware to North Dakota ] - -------------------------------------------------------------------------------- APPLIED BIOSYSTEMS INC. Ticker: ABI Security ID: 038149100 Meeting Date: OCT 28, 2008 Meeting Type: Special Record Date: SEP 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- ASTELLAS PHARMA INC. (FRMLY. YAMANOUCHI PHARMACEUTICAL CO. LTD.) Ticker: 4503 Security ID: J03393105 Meeting Date: JUN 23, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 60 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3.1 Elect Director For For Management 3.2 Elect Director For For Management 3.3 Elect Director For For Management 3.4 Elect Director For For Management 3.5 Elect Director For For Management 4 Approve Annual Bonus Payment to For For Management Directors 5 Approve Deep Discount Stock Option Plan For For Management - -------------------------------------------------------------------------------- BARR PHARMACEUTICALS INC Ticker: BRL Security ID: 068306109 Meeting Date: NOV 21, 2008 Meeting Type: Special Record Date: OCT 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter E. Boomer For For Management 1.2 Elect Director James R. Gavin III For For Management 1.3 Elect Director Peter S. Hellman For For Management 1.4 Elect Director K. J. Storm For For Management 2 Ratify Auditors For For Management 3 Report on Animal Testing Against Against Shareholder - -------------------------------------------------------------------------------- BECKMAN COULTER, INC. Ticker: BEC Security ID: 075811109 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter B. Dervan For For Management 1.2 Elect Director Scott Garrett For For Management 1.3 Elect Director Susan Nowakowski For For Management 1.4 Elect Director Glenn S. Schafer For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management - -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: FEB 3, 2009 Meeting Type: Annual Record Date: DEC 12, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire M. Fraser-Liggett For For Management 1.2 Elect Director Edward J. Ludwig For For Management 1.3 Elect Director Willard J. Overlock, Jr. For For Management 1.4 Elect Director Bertram L. Scott For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Amend Bylaws -- Call Special Meetings Against For Shareholder 7 Provide for Cumulative Voting Against Against Shareholder - -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 3, 2009 Meeting Type: Proxy Contest Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) 1.1 Elect Director Lawrence C. Best For Did Not Vote Management 1.2 Elect Director Alan B. Glassberg For Did Not Vote Management 1.3 Elect Director Robert W. Pangia For Did Not Vote Management 1.4 Elect Director William D. Young For Did Not Vote Management 2 Ratify Auditors For Did Not Vote Management 3 Adopt Majority Voting for Uncontested For Did Not Vote Management Election of Directors 4 Fix Size of Board at 13 and Remove the Against Did Not Vote Shareholder Board's Ability to Change the Size of the Board 5 Reincorporate in Another State [North Against Did Not Vote Shareholder Dakota] # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) 1.1 Elect Director Alexander J. Denner For For Shareholder 1.2 Elect Director Richard C. Mulligan For For Shareholder 1.3 Elect Director Thomas F. Deuel For Withhold Shareholder 1.4 Elect Director David Sidransky For Withhold Shareholder 2 Fix Size of Board at 13 and Remove the For For Shareholder Board's Ability to Change the Size of the Board 3 Reincorporate in Another State [North For Against Shareholder Dakota] 4 Ratify Auditors For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors - -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean-Jacques Bienaime For For Management 1.2 Elect Director Michael Grey For For Management 1.3 Elect Director Elaine J. Heron, Ph.D. For For Management 1.4 Elect Director Joseph Klein, III For For Management 1.5 Elect Director Pierre Lapalme For For Management 1.6 Elect Director V. Bryan Lawlis, Ph.D. For For Management 1.7 Elect Director Alan J. Lewis, Ph.D. For For Management 1.8 Elect Director Richard A. Meier For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB CO. Ticker: BMY Security ID: 110122108 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: MAR 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director L. Andreotti For For Management 2 Elect Director L. B. Campbell For For Management 3 Elect Director J. M. Cornelius For For Management 4 Elect Director L. J. Freeh For For Management 5 Elect Director L. H. Glimcher For For Management 6 Elect Director M. Grobstein For For Management 7 Elect Director L. Johansson For For Management 8 Elect Director A. J. Lacy For For Management 9 Elect Director V. L. Sato For For Management 10 Elect Director T. D. West, Jr. For For Management 11 Elect Director R. S. Williams For For Management 12 Ratify Auditors For For Management 13 Increase Disclosure of Executive Against Against Shareholder Compensation 14 Reduce Supermajority Vote Requirement Against For Shareholder 15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 16 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- C. R. BARD, INC. Ticker: BCR Security ID: 067383109 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc C. Breslawsky For For Management 1.2 Elect Director Herbert L. Henkel For For Management 1.3 Elect Director Tommy G. Thompson For For Management 1.4 Elect Director Timothy M. Ring For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: JUN 23, 2009 Meeting Type: Special Record Date: MAY 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Exchange Program For Against Management - -------------------------------------------------------------------------------- CARDIOME PHARMA CORP. Ticker: COM Security ID: 14159U202 Meeting Date: JUN 15, 2009 Meeting Type: Annual Record Date: MAY 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Rieder For For Management 1.2 Elect Director Jackie M. Clegg For For Management 1.3 Elect Director Peter W. Roberts For For Management 1.4 Elect Director Harold H. Shlevin For For Management 1.5 Elect Director Richard M. Glickman For For Management 1.6 Elect Director Douglas G. Janzen For For Management 1.7 Elect Director William L. Hunter For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration - -------------------------------------------------------------------------------- CELERA CORPORATION Ticker: CRA Security ID: 15100E106 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: APR 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jean-Luc Belingard For For Management 2 Elect Director Peter Barton Hutt For For Management 3 Elect Director Gail K. Naughton For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CELGENE CORP. Ticker: CELG Security ID: 151020104 Meeting Date: JUN 17, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sol J. Barer For For Management 1.2 Elect Director Robert J. Hugin For For Management 1.3 Elect Director Michael D. Casey For For Management 1.4 Elect Director Rodman L. Drake For For Management 1.5 Elect Director A. Hull Hayes, Jr. For For Management 1.6 Elect Director Gilla Kaplan For For Management 1.7 Elect Director James J. Loughlin For For Management 1.8 Elect Director Ernest Mario For For Management 1.9 Elect Director Walter L. Robb For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Require a Majority Vote for the Against Against Shareholder Election of Directors - -------------------------------------------------------------------------------- CEPHEID Ticker: CPHD Security ID: 15670R107 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: MAR 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Bishop For For Management 1.2 Elect Director Thomas D. Brown For For Management 1.3 Elect Director Dean O. Morton For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CERNER CORPORATION Ticker: CERN Security ID: 156782104 Meeting Date: MAY 22, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clifford W Illig For For Management 1.2 Elect Director William B Neaves, Ph.D. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CHARLES RIVER LABORATORIES INTERNATIONAL, INC. Ticker: CRL Security ID: 159864107 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Foster For For Management 1.2 Elect Director Nancy T. Chang For For Management 1.3 Elect Director Stephen D. Chubb For For Management 1.4 Elect Director Deborah T. Kochevar For For Management 1.5 Elect Director George E. Massaro For For Management 1.6 Elect Director George M. Milne, Jr. For For Management 1.7 Elect Director C. Richard Reese For For Management 1.8 Elect Director Douglas E. Rogers For For Management 1.9 Elect Director Samuel O. Thier For For Management 1.10 Elect Director William H. Waltrip For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- COVANCE INC. Ticker: CVD Security ID: 222816100 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Barchi For For Management 1.2 Elect Director Sandra L. Helton For For Management 1.3 Elect Director Joseph C. Scodari For For Management 2 Ratify Auditors For For Management 3 Report on Animal Welfare Act Violations Against Against Shareholder - -------------------------------------------------------------------------------- COVIDIEN LTD. Ticker: COV Security ID: G2552X108 Meeting Date: MAR 18, 2009 Meeting Type: Annual Record Date: JAN 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Craig Arnold as Director For For Management 1b Elect Robert H. Brust as Director For For Management 1c Elect John M. Connors, Jr. as Director For For Management 1d Elect Christopher J. Coughlin as For For Management Director 1e Elect Timothy M. Donahue as Director For For Management 1f Elect Kathy J. Herbert as Director For For Management 1g Elect Randall J. Hogan, III as For For Management Director 1h Elect Richard J. Meelia as Director For For Management 1i Elect Dennis H. Reilley as Director For For Management 1j Elect Tadataka Yamada as Director For For Management 1k Elect Joseph A. Zaccagnino as Director For For Management 2 Approve Amended and Restated 2007 Stock For For Management and Incentive Plan 3 Approve Auditors and Authorize Board to For For Management Fix Their Remuneration - -------------------------------------------------------------------------------- COVIDIEN LTD. Ticker: COV Security ID: G2552X108 Meeting Date: MAY 28, 2009 Meeting Type: Court Record Date: APR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reincorporation from Bermuda to For For Management Ireland through Scheme of Arrangement 2 Approve the Creation of Distributable For For Management Reserves of Covidien plc 3 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- CVS CAREMARK CORP Ticker: CVS Security ID: 126650100 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edwin M. Banks For For Management 1.2 Elect Director C. David Brown II For For Management 1.3 Elect Director David W. Dorman For For Management 1.4 Elect Director Kristen E. Gibney For For Management Williams 1.5 Elect Director Marian L. Heard For For Management 1.6 Elect Director William H. Joyce For For Management 1.7 Elect Director Jean-Pierre Million For For Management 1.8 Elect Director Terrence Murray For For Management 1.9 Elect Director C.A. Lance Piccolo For For Management 1.10 Elect Director Sheli Z. Rosenberg For For Management 1.11 Elect Director Thomas M. Ryan For For Management 1.12 Elect Director Richard J. Swift For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- ELI LILLY AND CO. Ticker: LLY Security ID: 532457108 Meeting Date: APR 20, 2009 Meeting Type: Annual Record Date: FEB 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Feldstein For For Management 1.2 Elect Director J. Erik Fyrwald For For Management 1.3 Elect Director Ellen R. Marram For For Management 1.4 Elect Director Douglas R. Oberhelman For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 7 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. Ticker: ESRX Security ID: 302182100 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary G. Benanav For For Management 1.2 Elect Director Frank J. Borelli For For Management 1.3 Elect Director Maura C. Breen For For Management 1.4 Elect Director Nicholas J. LaHowchic For For Management 1.5 Elect Director Thomas P. Mac Mahon For For Management 1.6 Elect Director Frank Mergenthaler For For Management 1.7 Elect Director Woodrow A Myers, Jr, MD For For Management 1.8 Elect Director John O. Parker, Jr. For For Management 1.9 Elect Director George Paz For For Management 1.10 Elect Director Samuel K. Skinner For For Management 1.11 Elect Director Seymour Sternberg For For Management 1.12 Elect Director Barrett A. Toan For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FOREST LABORATORIES, INC. Ticker: FRX Security ID: 345838106 Meeting Date: AUG 11, 2008 Meeting Type: Annual Record Date: JUN 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard Solomon For For Management 1.2 Elect Director L.S. Olanoff For For Management 1.3 Elect Director Nesli Basgoz For For Management 1.4 Elect Director William J. Candee, III For For Management 1.5 Elect Director George S. Cohan For For Management 1.6 Elect Director Dan L. Goldwasser For For Management 1.7 Elect Director Kenneth E. Goodman For For Management 1.8 Elect Director Lester B. Salans For For Management 2 Amend Articles of Incorporation For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: D2734Z107 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: APR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports for Fiscal 2008; Accept Financial Statements and Statutory Reports for Fiscal 2008 2 Approve Allocation of Income and For For Management Dividends of EUR 0.58 per Common Share and EUR 0.60 per Preference Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 - -------------------------------------------------------------------------------- GEN-PROBE, INC. Ticker: GPRO Security ID: 36866T103 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 19, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John W. Brown For For Management 2 Elect Director John C. Martin Ph.D. For For Management 3 Elect Director Henry L. Nordhoff For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management 6 Approve Increase in Size of Board For For Management - -------------------------------------------------------------------------------- GENMAB AS Ticker: Security ID: K3967W102 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Approve Financial Statements and For For Management Statutory Report; Approve Discharge of Directors 3 Approve Treatment of Net Loss For For Management 4 Reelect Hans Munch-Jensen as Director For For Management 5 Ratify PricewaterhouseCoopers For For Management Statsutoriseret Revisionsaktieselskab A/S as Auditor 6a Amend Articles Re: Remove Warrant For For Management Program Schedule B from Articles 6b Amend Articles Re: Change Adress of For For Management Company's Share Registrar 6c Amend Articles Re: Change Name of Stock For For Management Exchange to "NASDAQ OMX Copenhagen" 7 Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- GENZYME CORP. Ticker: GENZ Security ID: 372917104 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Douglas A. Berthiaume For For Management 2 Elect Director Gail K. Boudreaux For For Management 3 Elect Director Robert J. Carpenter For For Management 4 Elect Director Charles L. Cooney For For Management 5 Elect Director Victor J. Dzau For For Management 6 Elect Director Connie Mack III For For Management 7 Elect Director Richard F. Syron For For Management 8 Elect Director Henri A. Termeer For For Management 9 Amend Omnibus Stock Plan For For Management 10 Approve Qualified Employee Stock For For Management Purchase Plan 11 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Berg For For Management 1.2 Elect Director John F. Cogan For For Management 1.3 Elect Director Etienne F. Davignon For For Management 1.4 Elect Director James M. Denny For For Management 1.5 Elect Director Carla A. Hills For For Management 1.6 Elect Director John W. Madigan For For Management 1.7 Elect Director John C. Martin For For Management 1.8 Elect Director Gordon E. Moore For For Management 1.9 Elect Director Nicholas G. Moore For For Management 1.10 Elect Director Richard J. Whitley For For Management 1.11 Elect Director Gayle E. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- HOLOGIC, INC. Ticker: HOLX Security ID: 436440101 Meeting Date: MAR 4, 2009 Meeting Type: Annual Record Date: JAN 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Cumming For For Management 1.2 Elect Director Robert A. Cascella For For Management 1.3 Elect Director David R. LaVance Jr. For For Management 1.4 Elect Director Nancy L. Leaming For For Management 1.5 Elect Director Lawrence M. Levy For For Management 1.6 Elect Director Glenn P. Muir For For Management 1.7 Elect Director Elaine S. Ullian For For Management 1.8 Elect Director Sally W. Crawford For For Management 1.9 Elect Director Wayne Wilson For For Management 2 Approve Repricing of Options For Against Management 3 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- HUMAN GENOME SCIENCES, INC. Ticker: HGSI Security ID: 444903108 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Danzig For For Management 1.2 Elect Director Jurgen Drews, M.D. For For Management 1.3 Elect Director Maxine Gowen, Ph.D. For For Management 1.4 Elect Director Tuan Ha-Ngoc For For Management 1.5 Elect Director A.N. "Jerry" Karabelas, For For Management Ph.D. 1.6 Elect Director John L. LaMattina, Ph.D. For For Management 1.7 Elect Director Augustine Lawlor For For Management 1.8 Elect Director David P. Southwell For For Management 1.9 Elect Director H. Thomas Watkins For For Management 1.10 Elect Director Robert C. Young, M.D. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: SEP 9, 2008 Meeting Type: Special Record Date: JUL 28, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management - -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director A. Blaine Bowman For For Management 2 Elect Director Karin Eastham For For Management 3 Elect Director Jay T. Flatley For For Management 4 Elect Director William H. Rastetter, For For Management Ph.D. 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- INCYTE CORP. Ticker: INCY Security ID: 45337C102 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard U. De Schutter For For Management 1.2 Elect Director Barry M. Ariko For For Management 1.3 Elect Director Julian C. Baker For For Management 1.4 Elect Director Paul A. Brooke For For Management 1.5 Elect Director Paul A. Friedman, M.D. For For Management 1.6 Elect Director John F. Niblack, Ph.D. For For Management 1.7 Elect Director Roy A. Whitfield For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Non-Employee Director Stock For For Management Option Plan 4 Amend Qualified Employee Stock Purchase For For Management Plan 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- INVITROGEN CORP. Ticker: IVGN Security ID: 46185R100 Meeting Date: OCT 28, 2008 Meeting Type: Special Record Date: SEP 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Increase Authorized Common Stock For Against Management 3 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: FEB 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Sue Coleman For For Management 1.2 Elect Director James G. Cullen For For Management 1.3 Elect Director Michael M.E. Johns For For Management 1.4 Elect Director Arnold G. Langbo For For Management 1.5 Elect Director Susan L. Lindquist For For Management 1.6 Elect Director Leo F. Mullin For For Management 1.7 Elect Director Wiliam D. Perez For For Management 1.8 Elect Director Charles Prince For For Management 1.9 Elect Director David Satcher For For Management 1.10 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas P. Mac Mahon For For Management 2 Elect Director Kerrii B. Anderson For For Management 3 Elect Director Jean-Luc Belingard For For Management 4 Elect Director David P. King For For Management 5 Elect Director Wendy E. Lane For For Management 6 Elect Director Robert E. Mittelstaedt, For For Management Jr. 7 Elect Director Arthur H. Rubenstein For For Management 8 Elect Director M. Keith Weikel For For Management 9 Elect Director R. Sanders Williams For For Management 10 Ratify Auditors For For Management - -------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORP Ticker: LIFE Security ID: 53217V109 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald W. Grimm For For Management 1.2 Elect Director Gregory T. Lucier For For Management 1.3 Elect Director Per A. Peterson, Ph. D. For For Management 1.4 Elect Director William S. Shanahan For For Management 1.5 Elect Director Arnold J. Levine, Ph. D. For For Management 2 Ratify Auditors For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Omnibus Stock Plan For Against Management - -------------------------------------------------------------------------------- MASIMO CORP. Ticker: MASI Security ID: 574795100 Meeting Date: JUN 16, 2009 Meeting Type: Annual Record Date: APR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Cahill For For Management 1.2 Elect Director Robert Coleman For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 23, 2008 Meeting Type: Annual Record Date: MAY 30, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Andy D. Bryant For For Management 2 Elect Director Wayne A. Budd For For Management 3 Elect Director John H. Hammergren For For Management 4 Elect Director Alton F. Irby III For For Management 5 Elect Director M. Christine Jacobs For For Management 6 Elect Director Marie L. Knowles For For Management 7 Elect Director David M. Lawrence For For Management 8 Elect Director Edward A. Mueller For For Management 9 Elect Director James V. Napier For For Management 10 Elect Director Jane E. Shaw For For Management 11 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. Ticker: MHS Security ID: 58405U102 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles M. Lillis, Ph.D. For For Management 2 Elect Director William L. Roper, M.D. For For Management 3 Elect Director David D. Stevens For For Management 4 Ratify Auditors For For Management 5 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 21, 2008 Meeting Type: Annual Record Date: JUN 23, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Dzau For For Management 1.2 Elect Director William A. Hawkins For For Management 1.3 Elect Director Shirley A. Jackson For For Management 1.4 Elect Director Denise M. O'Leary For For Management 1.5 Elect Director Jean-Pierre Rosso For For Management 1.6 Elect Director Jack W. Schuler For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 589331107 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Leslie A. Brun For For Management 2 Elect Director Thomas R. Cech For For Management 3 Elect Director Richard T. Clark For For Management 4 Elect Director Thomas H. Glocer For For Management 5 Elect Director Steven F. Goldstone For For Management 6 Elect Director William B. Harrison, Jr. For For Management 7 Elect Director Harry R. Jacobson For For Management 8 Elect Director William N. Kelley For For Management 9 Elect Director Rochelle B. Lazarus For For Management 10 Elect Director Carlos E. Represas For For Management 11 Elect Director Thomas E. Shenk For For Management 12 Elect Director Anne M. Tatlock For For Management 13 Elect Director Samuel O. Thier For For Management 14 Elect Director Wendell P. Weeks For For Management 15 Elect Director Peter C. Wendell For For Management 16 Ratify Auditors For For Management 17 Fix Number of Directors For For Management 18 Amend Bylaws-- Call Special Meetings Against For Shareholder 19 Require Independent Lead Director Against Against Shareholder 20 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: APR 3, 2009 Meeting Type: Annual Record Date: MAR 13, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2008 3 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2008 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 7 Approve Affiliation Agreements with For For Management Subsidiary Litec-LLL GmbH 8.1 Elect Wolfgang Buechele to the For For Management Supervisory Board 8.2 Elect Hans-Juergen Leuchs to the For For Management Supervisory Board 9 Allow Electronic Distribution of For For Management Company Communications 10 Amend Articles Re: Participation of For For Management Merck KGaA on Profit/Loss of E. Merck 11 Approve Creation of EUR 57 Million Pool For For Management of Capital without Preemptive Rights - -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Francis A. Contino For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Michael A. Kelly For For Management 1.6 Elect Director Hans Ulrich Maerki For For Management 1.7 Elect Director George M. Milne For For Management 1.8 Elect Director Thomas P. Salice For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MYLAN INC. Ticker: MYL Security ID: 628530107 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Milan Puskar For For Management 1.2 Elect Director Robert J. Coury For For Management 1.3 Elect Director Wendy Cameron For For Management 1.4 Elect Director Neil Dimick For For Management 1.5 Elect Director Douglas J. Leech For For Management 1.6 Elect Director Joseph C. Maroon For For Management 1.7 Elect Director Rodney L. Piatt For For Management 1.8 Elect Director C.B. Todd For For Management 1.9 Elect Director Randall L. Vanderveen For For Management 2 Increase Authorized Common Stock For Against Management 3 Amend Omnibus Stock Plan For For Management 4 Adopt Majority Voting for Uncontested None For Management Election of Directors 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 24, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 2 per Share 4 Approve CHF 3 Million Reduction in For Did Not Vote Management Share Capital via Cancellation of Repurchased Shares 5.1 Amend Articles Re: Require Annual Against Did Not Vote Shareholder Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management 5.2 Amend Corporate Purpose Re: For Did Not Vote Management Sustainability 5.3 Amend Articles Re: Auditors For Did Not Vote Management 6.1 Retirement of Peter Burckhardt and None Did Not Vote Management William George as Directors (Non-Voting) 6.2.1 Reelect Srikant Datar as Director For Did Not Vote Management 6.2.2 Reelect Andreas von Planta as Director For Did Not Vote Management 6.2.3 Reelect Wendelin Wiedeking as Director For Did Not Vote Management 6.2.4 Reelect Rolf Zinkernagel as Director For Did Not Vote Management 6.3 Elect William Brody as Director For Did Not Vote Management 7 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management Auditors - -------------------------------------------------------------------------------- OSI PHARMACEUTICALS, INC. Ticker: OSIP Security ID: 671040103 Meeting Date: JUN 17, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Ingram For For Management 1.2 Elect Director Colin Goddard, Ph.D. For For Management 1.3 Elect Director Santo J. Costa For For Management 1.4 Elect Director Joseph Klein, III For For Management 1.5 Elect Director Kenneth B. Lee, Jr. For For Management 1.6 Elect Director Viren Mehta For For Management 1.7 Elect Director David W. Niemiec For For Management 1.8 Elect Director Herbert M. Pinedo, M.D., For For Management Ph.D. 1.9 Elect Director Katharine B. Stevenson For For Management 1.10 Elect Director John P. White For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2009 Meeting Type: Annual Record Date: FEB 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director Michael S. Brown For For Management 1.3 Elect Director M. Anthony Burns For For Management 1.4 Elect Director Robert N. Burt For For Management 1.5 Elect Director W. Don Cornwell For For Management 1.6 Elect Director William H. Gray, III For For Management 1.7 Elect Director Constance J. Horner For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Jeffrey B. Kindler For For Management 1.10 Elect Director George A. Lorch For For Management 1.11 Elect Director Dana G. Mead For For Management 1.12 Elect Director Suzanne Nora Johnson For For Management 1.13 Elect Director Stephen W. Sanger For For Management 1.14 Elect Director William C. Steere, Jr. For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Limit/Prohibit Executive Stock-Based Against Against Shareholder Awards 5 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 6 Provide for Cumulative Voting Against For Shareholder 7 Amend Bylaws -- Call Special Meetings Against For Shareholder - -------------------------------------------------------------------------------- PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. Ticker: PPDI Security ID: 717124101 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart Bondurant, M.D. For For Management 1.2 Elect Director Fredric N. Eshelman, For For Management Pharm.D. 1.3 Elect Director Frederick Frank For For Management 1.4 Elect Director General David L. Grange For For Management 1.5 Elect Director Catherine M. Klema For For Management 1.6 Elect Director Terry Magnuson, Ph.D. For For Management 1.7 Elect Director Ernest Mario, Ph.D. For For Management 1.8 Elect Director John A. McNeill, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Other Business For Against Management - -------------------------------------------------------------------------------- QUALITY SYSTEMS, INC. Ticker: QSII Security ID: 747582104 Meeting Date: SEP 4, 2008 Meeting Type: Proxy Contest Record Date: JUL 18, 2008 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) 1.1 Elect Director George Bristol For For Management 1.2 Elect Director Patrick Cline For For Management 1.3 Elect Director Philip N. Kaplan For For Management 1.4 Elect Director Vincent J. Love For For Management 1.5 Elect Director Russell Pflueger For For Management 1.6 Elect Director Steven T. Plochocki For For Management 1.7 Elect Director Sheldon Razin For For Management 1.8 Elect Director Robert L. Smith For For Management 2 Ratify Auditors For For Management 3 Amend Bylaws to Replace Definition of Against For Shareholder Independent Director # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Card) 1.1 Elect Director Ahmed Hussein For Did Not Vote Shareholder 1.2 Elect Director Murray Brennan For Did Not Vote Shareholder 1.3 Elect Director Ibrahim Fawzy For Did Not Vote Shareholder 1.4 Elect Director Thomas R. DiBenedetto For Did Not Vote Shareholder 1.5 Elect Director Joseph D. Stilwell For Did Not Vote Shareholder 1.6 Elect Director Edwin Hoffman For Did Not Vote Shareholder 2 Ratify Auditors For Did Not Vote Management 3 Amend Bylaws to Replace Definition of For Did Not Vote Shareholder Independent Director - -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director Gail R. Wilensky For For Management 1.3 Elect Director John B. Ziegler For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 12, 2009 Meeting Type: Annual Record Date: APR 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Baker For For Management 1.2 Elect Director Michael S. Brown, M.D. For For Management 1.3 Elect Director Arthur F. Ryan For For Management 1.4 Elect Director George L. Sing For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- RESMED, INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 20, 2008 Meeting Type: Annual Record Date: SEP 24, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher G. Roberts For For Management 1.2 Elect Director John Wareham For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- RIGEL PHARMACEUTICALS, INC Ticker: RIGL Security ID: 766559603 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Gower For For Management 1.2 Elect Director Gary A. Lyons For For Management 1.3 Elect Director Donald G. Payan, M.D. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Ticker: SGP Security ID: 806605101 Meeting Date: MAY 18, 2009 Meeting Type: Annual Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Colligan For For Management 1.2 Elect Director Fred Hassan For For Management 1.3 Elect Director C. Robert Kidder For For Management 1.4 Elect Director Eugene R. McGrath For For Management 1.5 Elect Director Antonio M. Perez For For Management 1.6 Elect Director Patricia F. Russo For For Management 1.7 Elect Director Jack L. Stahl For For Management 1.8 Elect Director Craig B. Thompson For For Management 1.9 Elect Director Kathryn C. Turner For For Management 1.10 Elect Director Robert F.W. van Oordt For For Management 1.11 Elect Director Arthur F. Weinbach For For Management 2 Ratify Auditors For For Management 3 Provide for Cumulative Voting Against Against Shareholder 4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings - -------------------------------------------------------------------------------- SHIRE LTD Ticker: SHPGY Security ID: 82481R106 Meeting Date: SEP 24, 2008 Meeting Type: Annual Record Date: AUG 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 TO ELECT MR MATTHEW EMMENS AS A For For Management DIRECTOR OF THE COMPANY 2 TO ELECT MR ANGUS RUSSELL AS A DIRECTOR For For Management OF THE COMPANY 3 TO ELECT MR GRAHAM HETHERINGTON AS A For For Management DIRECTOR OF THE COMPANY 4 TO ELECT DR BARRY PRICE AS A DIRECTOR For For Management OF THE COMPANY 5 TO ELECT MR DAVID KAPPLER AS A DIRECTOR For For Management OF THE COMPANY 6 TO ELECT DR JEFFREY LEIDEN AS A For For Management DIRECTOR OF THE COMPANY 7 TO ELECT MR PATRICK LANGOIS AS A For For Management DIRECTOR OF THE COMPANY 8 TO ELECT MS KATE NEALON AS A DIRECTOR For For Management OF THE COMPANY 9 TO ELECT MR DAVID MOTT AS A DIRECTOR OF For For Management THE COMPANY 10 TO ELECT DR MICHAEL ROSENBLATT AS A For For Management DIRECTOR OF THE COMPANY 11 RATIFY AUDITORS For For Management 12 TO AUTHORISE THE AUDIT, COMPLIANCE AND For For Management RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. 13 TO RESOLVE THAT THE AUTHORITY TO ALLOT For For Management RELEVANT SECURITIES. 14 TO RESOLVE THAT, SUBJECT TO THE PASSING For For Management OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES. 15 TO RESOLVE THAT THE COMPANY BE AND IS For For Management HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED. 16 TO RESOLVE THAT THE NAME OF THE COMPANY For For Management BE CHANGED TO SHIRE PLC AND THAT THE REQUISITE CHANGES BE MADE TO THE COMPANY S MEMORANDUM AND ARTICLES OF ASSOCIATION. - -------------------------------------------------------------------------------- SHIRE PLC Ticker: SHPGY Security ID: 82481R106 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR For For Management THE YEAR ENDED DECEMBER 31, 2008. 2 TO APPROVE THE DIRECTORS REMUNERATION For For Management REPORT FOR THE YEAR ENDED DECEMBER 31, 2008. 3 TO RE-ELECT DR BARRY PRICE AS A For For Management DIRECTOR OF THE COMPANY. 4 TO RE-APPOINT DELOITTE LLP AS AUDITORS For For Management OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2010. 5 TO AUTHORIZE THE AUDIT, COMPLIANCE & For For Management RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS. 6 TO RESOLVE THAT THE AUTHORITY TO ALLOT For For Management RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE COMPANY'S ARTICLES OF ASSOCIATION BE RENEWED. 7 TO RESOLVE THAT, SUBJECT TO THE PASSING For For Management OF THE PREVIOUS RESOLUTION, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 8 TO RESOLVE THAT THE COMPANY BE AND IS For For Management HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. - -------------------------------------------------------------------------------- STRYKER CORP. Ticker: SYK Security ID: 863667101 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: MAR 2, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Brown For For Management 1.2 Elect Director Howard E. Cox. Jr. For For Management 1.3 Elect Director Donald M. Engelman For For Management 1.4 Elect Director Louise L. Francesconi For For Management 1.5 Elect Director Howard L. Lance For For Management 1.6 Elect Director Stephen P. MacMillan For For Management 1.7 Elect Director William U. Parfet For For Management 1.8 Elect Director Ronda E. Stryker For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Judy C. Lewent For For Management 1.2 Elect Director Peter J. Manning For For Management 1.3 Elect Director Jim P. Manzi For For Management 1.4 Elect Director Elaine S. Ullian For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- TRIZETTO GROUP, INC., THE Ticker: TZIX Security ID: 896882107 Meeting Date: JUL 14, 2008 Meeting Type: Special Record Date: MAY 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORP. Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: APR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ray Kurzweil For For Management 1.2 Elect Director Martine Rothblatt, Ph.D. For For Management 1.3 Elect Director Louis Sullivan, M.D. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 2, 2009 Meeting Type: Annual Record Date: APR 3, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William C. Ballard, Jr. For For Management 2 Elect Director Richard T. Burke For For Management 3 Elect Director Robert J. Darretta For For Management 4 Elect Director Stephen J. Hemsley For For Management 5 Elect Director Michele J. Hooper For For Management 6 Elect Director Douglas W. Leatherdale For For Management 7 Elect Director Glenn M. Renwick For For Management 8 Elect Director Kenneth I. Shine, M.D. For For Management 9 Elect Director Gail R. Wilensky, Ph.D. For For Management 10 Ratify Auditors For For Management 11 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INC. Ticker: VRTX Security ID: 92532F100 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: MAR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger W. Brimblecombe For For Management 1.2 Elect Director Bruce I. Sachs For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- WRIGHT MEDICAL GROUP Ticker: WMGI Security ID: 98235T107 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary D. Blackford For For Management 1.2 Elect Director Martin J. Emerson For For Management 1.3 Elect Director Lawrence W. Hamilton For For Management 1.4 Elect Director Gary D. Henley For For Management 1.5 Elect Director John L. Miclot For For Management 1.6 Elect Director Amy S. Paul For For Management 1.7 Elect Director Robert J. Quillinan For For Management 1.8 Elect Director David D. Stevens For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- XENOPORT, INC. Ticker: XNPT Security ID: 98411C100 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine J. Friedman For For Management 1.2 Elect Director Per G. H. Lofberg For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ZIMMER HOLDINGS INC Ticker: ZMH Security ID: 98956P102 Meeting Date: MAY 4, 2009 Meeting Type: Annual Record Date: MAR 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Betsy J. Bernard For For Management 2 Elect Director Marc N. Casper For For Management 3 Elect Director David C. Dvorak For For Management 4 Elect Director Robert A. Hagemann For For Management 5 Elect Director Arthur J. Higgins For For Management 6 Elect Director Cecil B. Pickett For For Management 7 Elect Director Augustus A. White, III For For Management 8 Ratify Auditors For For Management 9 Approve Omnibus Stock Plan For For Management 10 Amend Non-Employee Director Omnibus For For Management Stock Plan 11 Amend Deferred Compensation Plan For For Management ======================== C DWS SMALL CAP VALUE FUND ========================= ANCHOR BANCORP WISCONSIN, INC. Ticker: ABCW Security ID: 032839102 Meeting Date: JUL 22, 2008 Meeting Type: Annual Record Date: JUN 6, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Bergstrom For For Management 1.2 Elect Director Donald D. Parker For For Management 1.3 Elect Director James D. Smessaert For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U106 Meeting Date: AUG 5, 2008 Meeting Type: Annual Record Date: JUN 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claudine B. Malone For For Management 1.2 Elect Director Frank C. Puleo For For Management 1.3 Elect Director Carl Spielvogel For For Management 2 Ratify Auditors For For Management 3 Authorize Company to Sell Shares Below For For Management Net Asset Value - -------------------------------------------------------------------------------- BOB EVANS FARMS, INC. Ticker: BOBE Security ID: 096761101 Meeting Date: SEP 8, 2008 Meeting Type: Annual Record Date: JUL 10, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Cheryl L. Krueger For For Management 2 Elect Director G. Robert Lucas, II For For Management 3 Elect Director Eileen A. Mallesch For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- COLUMBUS MCKINNON CORP. Ticker: CMCO Security ID: 199333105 Meeting Date: JUL 28, 2008 Meeting Type: Annual Record Date: JUN 6, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Tevens For For Management 1.2 Elect Director Richard H. Fleming For For Management 1.3 Elect Director Ernest R. Verebelyi For For Management 1.4 Elect Director Wallace W. Creek For For Management 1.5 Elect Director Stephen Rabinowitz For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Nicholas T. Pinchuk For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CSS INDUSTRIES, INC. Ticker: CSS Security ID: 125906107 Meeting Date: JUL 31, 2008 Meeting Type: Annual Record Date: JUN 4, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott A. Beaumont For For Management 1.2 Elect Director James H. Bromley For For Management 1.3 Elect Director Jack Farber For For Management 1.4 Elect Director John J. Gavin For For Management 1.5 Elect Director Leonard E. Grossman For For Management 1.6 Elect Director James E. Ksansnak For For Management 1.7 Elect Director Rebecca C. Matthias For For Management 1.8 Elect Director Christopher J. Munyan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- MEADOWBROOK INSURANCE GROUP, INC. Ticker: MIG Security ID: 58319P108 Meeting Date: JUL 14, 2008 Meeting Type: Special Record Date: MAY 19, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For Against Management - -------------------------------------------------------------------------------- STANDARD MICROSYSTEMS CORP. Ticker: SMSC Security ID: 853626109 Meeting Date: JUL 10, 2008 Meeting Type: Annual Record Date: MAY 15, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Bilodeau For For Management 1.2 Elect Director Peter F. Dicks For For Management 1.3 Elect Director Stephen C. McCluski For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: AUG 19, 2008 Meeting Type: Special Record Date: JUL 3, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- TRICO MARINE SERVICES, INC. Ticker: TRMA Security ID: 896106200 Meeting Date: AUG 12, 2008 Meeting Type: Special Record Date: JUN 27, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Increase Authorized Common Stock For For Management 3 Note from Broadridge: Please vote NONE None None Management if Stock Owned of Record or Beneficially by You is Owned and Controlled Only By U.S. Citizens, Or vote FOR if Such Stock is Owned or Controlled By any Person Who is Not a U.S. Citizen ========================= D DWS CLIMATE CHANGE FUND ========================= ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None Did Not Vote Management Statutory Reports (Non-Voting) 2.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2.2 Approve Remuneration Report For Did Not Vote Management 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 5 Approve Creation of CHF 404 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 6 Approve CHF 1.1 Billion Reduction in For Did Not Vote Management Share Capital and Capital Repayment of CHF 0.48 per Registered Share 7 Amend Shareholding Threshold for For Did Not Vote Management Proposing Resolutions at Shareholder Meetings 8.1 Reelect Hubertus von Gruenberg as For Did Not Vote Management Director 8.2 Reelect Roger Agnelli as Director For Did Not Vote Management 8.3 Reelect Louis Hughes as Director For Did Not Vote Management 8.4 Reelect Hans Maerki as Director For Did Not Vote Management 8.5 Reelect Michel de Rosen as Director For Did Not Vote Management 8.6 Reelect Michael Treschow as Director For Did Not Vote Management 8.7 Reelect Bernd Voss as Director For Did Not Vote Management 8.8 Reelect Jacob Wallenberg as Director For Did Not Vote Management 9 Ratify Ernst & Young AG as Auditors For Did Not Vote Management - -------------------------------------------------------------------------------- ACCIONA S.A Ticker: ANA Security ID: E0008Z109 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 2 Accept Individual and Consolidated For For Management Management Reports for Fiscal Year Ended Dec. 31, 2008; Approve Discharge of Board of Directors 3 Approve Allocation of Income for Fiscal For For Management Year 2008 4 Reelect Deloitte, S.L. as Auditors For For Management 5.1 Elect Daniel Entrecanales Domecq as For For Management Non-independent Director 5.2 Elect Jaime Castellanos Borrego as For For Management Independent Director 5.3 Elect Fernando Rodes Vila as For For Management Independent Director 6 Approve Share Award Plan for Senior For For Management Management and Executive Board Members as Part of their Variable Remuneration and the Possibility to Subsititute a Portion of the Assigned Shares for Option to Purchase Shares of the Company in 2009 7 Authorize Repurchase of Shares; Void For For Management 2008 Authorization; Allocate Shares to Service Share Award Plan 8 Authorize Board to Increase Capital by For For Management up to EUR 31.78 Million or 50 Percent of the Capital with the Powers to Exclude Preemptive Rights 9 Authorize Issuance of Debt Securities For For Management Including Warrants/Bonds, Simple or Convertible or Exchangeable, with the Powers to Exclude Preemptive Rights up to EUR 2.6 Billion and for Promissory Notes of EUR 1 Billion 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- ALSTOM Ticker: ALO Security ID: F0259M475 Meeting Date: JUN 23, 2009 Meeting Type: Annual/Special Record Date: JUN 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.12 per Share 4 Approve Special Auditors' Report For For Management Regarding Ongoing Related-Party Transaction 5 Approve Transaction with Patrick Kron For For Management 6 Ratify PricewaterhouseCoopers Audit as For For Management Auditor 7 Ratify Mazars as Auditor For For Management 8 Ratify Yves Nicolas as Alternate For For Management Auditor 9 Ratify Patrick de Cambourg as Alternate For For Management Auditor 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 12 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- ALTAIR NANOTECHNOLOGIES INC. Ticker: ALTI Security ID: 021373105 Meeting Date: JUN 4, 2009 Meeting Type: Annual Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eqbal Al Yousuf For For Management 1.2 Elect Director Robert F. Hemphill Jr. For For Management 1.3 Elect Director Terry M. Copeland For For Management 1.4 Elect Director Jon N. Bengtson For For Management 1.5 Elect Director Pierre Lortie For For Management 1.6 Elect Director George E. Hartman For For Management 1.7 Elect Director Rolbert G. van For For Management Schoonenberg 2 Approve Perry-Smith LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration - -------------------------------------------------------------------------------- AMEC PLC Ticker: AMEC Security ID: G02604117 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 10.1 Pence For For Management Per Ordinary Share 3 Approve Remuneration Report For Against Management 4 Approve Remuneration Policy Set Out in For For Management the Directors' Remuneration Report 5 Elect Ian McHoul as Director For For Management 6 Elect Simon Thompson as Director For For Management 7 Elect Neil Bruce as Director For For Management 8 Re-appoint KPMG Audit plc as Auditors For For Management of the Company 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Authorise 33,259,712 Shares for Market For For Management Purchase 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount GBP 55,432,854 12 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 8,314,928 13 Adopt New Articles of Association For For Management 14 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- AMERICAN SUPERCONDUCTOR CORP. Ticker: AMSC Security ID: 030111108 Meeting Date: AUG 7, 2008 Meeting Type: Annual Record Date: JUN 9, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Yurek For For Management 1.2 Elect Director Vikram S. Budhraja For For Management 1.3 Elect Director Peter O. Crisp For For Management 1.4 Elect Director Richard Drouin For For Management 1.5 Elect Director David R. Oliver, Jr. For For Management 1.6 Elect Director John B. Vander Sande For For Management 1.7 Elect Director John W. Wood, Jr. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ANDRITZ AG Ticker: Security ID: A11123105 Meeting Date: MAR 27, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None Did Not Vote Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Discharge of Management Board For Did Not Vote Management 4 Approve Discharge of Supervisory Board For Did Not Vote Management 5 Approve Remuneration of Supervisory For Did Not Vote Management Board Members 6 Ratify Auditors For Did Not Vote Management 7 Elect Supervisory Board Members For Did Not Vote Management 8 Amend Articles Re: Official Languages For Did Not Vote Management - -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: NOV 6, 2008 Meeting Type: Annual Record Date: SEP 12, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director George W. Buckley For For Management 2 Elect Director Mollie Hale Carter For For Management 3 Elect Director Victoria F. Haynes For For Management 4 Elect Director Antonio Maciel Neto For For Management 5 Elect Director Patrick J. Moore For For Management 6 Elect Director M. Brian Mulroney For For Management 7 Elect Director Thomas F. O Neill For For Management 8 Elect Director Kelvin R. Westbrook For For Management 9 Elect Director Patricia A. Woertz For For Management 10 Ratify Auditors For For Management 11 Adopt ILO Based Code of Conduct Against Against Shareholder - -------------------------------------------------------------------------------- BALLAST NEDAM NV Ticker: Security ID: N0838E102 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: APR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2a Receive Report of Management Board None Did Not Vote Management (Non-Voting) 2b Discuss Annual Report 2008 None Did Not Vote Management 2c Opportunity to Ask Questions to None Did Not Vote Management External Auditor 2d Approve Financial Statements and For Did Not Vote Management Statutory Reports 2e Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 1.24 per Share 3 Discussion on Company's Corporate None Did Not Vote Management Governance Structure 4 Approve Discharge of Management Board For Did Not Vote Management 5 Approve Discharge of Supervisory Board For Did Not Vote Management 6a Evaluation of Auditor None Did Not Vote Management 6b Ratify KPMG Accountants N.V. as For Did Not Vote Management Auditors 7 Amend Articles For Did Not Vote Management 8a Announce Vacancies on Supervisory Board None Did Not Vote Management 8b Opportunity to Make Recommendations None Did Not Vote Management 8c Announce Intention to Elect R.M.M. None Did Not Vote Management Boelen and M.H. Schultz van Haegen to the Supervisory Board 8d Reelect R.M.M. Boelen to Supervisory For Did Not Vote Management Board 8e Elect M.H. Schultz van Haegen to For Did Not Vote Management Supervisory Board 9a Grant Board Authority to Issue Shares For Did Not Vote Management Up To 10 Percent of Issued Capital Plus Additional 20 Percent in Case of Takeover/Merger 9b Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Issuance under Item 9a 10 Authorize Repurchase of Up to Ten For Did Not Vote Management Percent of Issued Share Capital 11 Allow Questions None Did Not Vote Management 12 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- BASF SE (FORMERLY BASF AG) Ticker: BFASF Security ID: D06216101 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: APR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 4 Approve Discharge of Management Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 6.1 Reelect Francois Diedrich to the For For Management Supervisory Board 6.2 Reelect Michael Diekmann to the For For Management Supervisory Board 6.3 Reelect Franz Ferenbach to the For For Management Supervisory Board 6.4 Elect Stephen Green to the Supervisory For For Management Board 6.5 Reelect Max Kley to the Supervisory For For Management Board 6.6 Elect Eggert Vosherau to the For For Management Supervisory Board 7 Approve Creation of EUR 500 Million For For Management Pool of Capital without Preemptive Rights 8 Amend Articles Re: First Supervisory For For Management Board of BASF SE 9 Approve Remuneration of Supervisory For For Management Board - -------------------------------------------------------------------------------- BAYER AG Ticker: BAYZF Security ID: D07112119 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 2 Approve Discharge of Management Board For For Management for Fiscal 2008 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 4 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 5 Approve Conversion of Bearer Shares For For Management into Registered Shares 6 Amend Articles Re: Allow Electronic For For Management Distribution of Company Communications 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 - -------------------------------------------------------------------------------- BKW FMB ENERGIE AG Ticker: BKWN Security ID: H07815154 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 2.30 per Share 3 Amend Articles Re: Changes to Swiss For Did Not Vote Management Law; Right of Board Members to Participate in the Annual Meeting; Shareholding Requirement for Board Members; Auditors 4 Approve Discharge of Board and Senior For Did Not Vote Management Management 5 Elect Hartmut Geldmacher as Director For Did Not Vote Management 6 Ratify Ernst & Young AG as Auditors For Did Not Vote Management - -------------------------------------------------------------------------------- CALGON CARBON CORP. Ticker: CCC Security ID: 129603106 Meeting Date: APR 30, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William R. Newlin For For Management 1.2 Elect Director John S. Stanik For For Management 1.3 Elect Director William J. Lyons For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CANADIAN HYDRO DEVELOPERS INC. Ticker: KHD Security ID: 13605E101 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: MAR 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ballantyne For For Management 1.2 Elect Director Dennis Erker For For Management 1.3 Elect Director John Keating For For Management 1.4 Elect Director Ross Keating For For Management 1.5 Elect Director Ralph Klein For For Management 1.6 Elect Director Letha MacLachlan For For Management 1.7 Elect Director Douglas Patriquin For For Management 1.8 Elect Director David Stenason For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration - -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 136375102 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: MAR 9, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Armellino For For Management 1.2 Elect Director A. Charles Baillie For For Management 1.3 Elect Director Hugh J. Bolton For For Management 1.4 Elect Director Gordon D. Giffin For For Management 1.5 Elect Director E. Hunter Harrison For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director V. Maureen Kempston For For Management Darkes 1.8 Elect Director Denis Losier For For Management 1.9 Elect Director Edward C. Lumley For For Management 1.10 Elect Director David G.A. McLean For For Management 1.11 Elect Director Robert Pace For For Management 2 Ratify KPMG LLP as Auditors For For Management - -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 29, 2009 Meeting Type: Annual/Special Record Date: JUN 5, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Shawn (Xiaohua) Qu, Arthur Chien, For For Management Robert McDermott, Lars-Eric Johansson and Michael G. Potter as Directors 2 Approve Deloitte Touche Tohmatsu CPA, For For Management Ltd. as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Reorganization of Subsidiaries For For Management - -------------------------------------------------------------------------------- CLARCOR, INC. Ticker: CLC Security ID: 179895107 Meeting Date: MAR 23, 2009 Meeting Type: Annual Record Date: FEB 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Marc Adam For For Management 1.2 Elect Director James W. Bradford, Jr. For For Management 1.3 Elect Director James L. Packard For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- COMPAGNIE DE SAINT GOBAIN Ticker: SGO Security ID: F80343100 Meeting Date: JUN 4, 2009 Meeting Type: Annual/Special Record Date: JUN 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Share 4 Authorize Payment of Dividends by For For Management Shares 5 Approve Two Transactions Concluded with For For Management BNP Paribas 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Elect Gilles Schnepp as Director For For Management 8 Reelect Gerhard Cromme as Director For For Management 9 Reelect Jean-Martin Folz as Director For For Management 10 Reelect Michel Pebereau as Director For Against Management 11 Reelect Jean-Cyril Spinetta as Director For For Management 12 Ratify Appointment of Frederic Lemoine For For Management as Director 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 780 million 14 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Binding Priority Rights up to Aggregate Nominal Amount of EUR 295 Million 15 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 17 Authorize Capitalization of Reserves of For For Management Up to EUR 95 Million for Bonus Issue or Increase in Par Value 18 Approve Employee Stock Purchase Plan For Against Management 19 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Stock Option Plan 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plan 21 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 22 Authorize Board to Issue Free Warrants For For Management with Preemptive Rights During a Public Tender Offer or Share Exchange Offer 23 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- COOPER INDUSTRIES LTD Ticker: CBE Security ID: G24182100 Meeting Date: APR 27, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ivor J. Evan as Director For For Management 1.2 Elect Kirk S. Hachigian as Director For For Management 1.3 Elect Lawrence D. Kingsley as Director For For Management 1.4 Elect James R. Wilson as Director For For Management 2 Ratify Ernst & Young LLP as Independent For For Management Auditors 3 Implement Code of Conduct Based on Against Against Shareholder International Labor Organization Standards - -------------------------------------------------------------------------------- COVANTA HOLDING CORP. Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: MAR 26, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Richard L. Huber For For Management 1.7 Elect Director Anthony J. Orlando For For Management 1.8 Elect Director William C. Pate For For Management 1.9 Elect Director Robert S. Silberman For For Management 1.10 Elect Director Jean Smith For For Management 1.11 Elect Director Clayton Yeutter For For Management 1.12 Elect Director Samuel Zell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CREE, INC. Ticker: CREE Security ID: 225447101 Meeting Date: OCT 30, 2008 Meeting Type: Annual Record Date: SEP 2, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Swoboda For For Management 1.2 Elect Director John W. Palmour, Ph.D. For For Management 1.3 Elect Director Dolph W. Von Arx For For Management 1.4 Elect Director Clyde R. Hosein For For Management 1.5 Elect Director Franco Plastina For For Management 1.6 Elect Director Harvey A. Wagner For For Management 1.7 Elect Director Thomas H. Werner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DAIKIN INDUSTRIES LTD. Ticker: 6367 Security ID: J10038115 Meeting Date: JUN 26, 2009 Meeting Type: Annual Record Date: MAR 31, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles To Reflect For For Management Digitalization of Share Certificates 3 Authorize Share Repurchase Program For For Management 4.1 Appoint Statutory Auditor For Against Management 4.2 Appoint Statutory Auditor For For Management 5 Appoint Alternate Statutory Auditor For For Management 6 Approve Annual Bonus Payment to For For Management Directors - -------------------------------------------------------------------------------- DONALDSON CO., INC. Ticker: DCI Security ID: 257651109 Meeting Date: NOV 21, 2008 Meeting Type: Annual Record Date: SEP 23, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Guillaume Bastiaens For For Management 1.2 Elect Director Janet M. Dolan For For Management 1.3 Elect Director Jeffrey Noddle For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- E.ON AG (FORMERLY VEBA AG) Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Elect Jens Heyerdahl to the Supervisory For For Management Board 6a Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2009 6b Ratify PricewaterhouseCoopers AG as For For Management Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2009 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares 8 Approve Creation of EUR 460 Million For For Management Pool of Capital without Preemptive Rights 9a Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights 9b Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Corporate Purpose For For Management 11a Amend Articles Re: Audio and Video For For Management Transmission at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11b Amend Articles Re: Voting Rights For For Management Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 11c Amend Articles Re: Convocation of For For Management Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) 12 Approve Affiliation Agreement with E.ON For For Management Einundzwanzigste Verwaltungs GmbH 13 Approve Affiliation Agreement with E.ON For For Management Zweiundzwanzigste Verwaltungs GmbH - -------------------------------------------------------------------------------- EDP RENOVAVEIS SA Ticker: EDPR Security ID: E3847K101 Meeting Date: APR 14, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements for Fiscal Year Ended December 31, 2008 2 Approve Allocation of Income for Fiscal For For Management Year Ended December 31, 2008 3 Approve Director's Report and Corporate For For Management Governance Report 4 Approve Discharge of Management For For Management 4bis Increase Size of Board of Directors to For For Shareholder 16 and Elect Gilles August as Director 5 Approve Remuneration Report For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL S.A Ticker: EDP Security ID: X67925119 Meeting Date: APR 15, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Decisions Made by the Board of For Did Not Vote Management Directors in March 5, 2009 2 Accept Consolidated and Individual For Did Not Vote Management Financial Statements and Statutory Reports for Fiscal 2008 3 Approve Allocation of Income and For Did Not Vote Management Dividends 4 Approve Discharge of Management and For Did Not Vote Management Supervisory Board 5 Elect Directors for the 2009-2011 Term For Did Not Vote Management 6 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares 7 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Debt Instruments 8 Approve Remuneration Report For Did Not Vote Management - -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 3, 2009 Meeting Type: Annual Record Date: NOV 25, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A.A. Busch III For For Management 1.2 Elect Director A.F. Golden For For Management 1.3 Elect Director H. Green For For Management 1.4 Elect Director W.R. Johnson For For Management 1.5 Elect Director J.B. Menzer For For Management 1.6 Elect Director V.R. Loucks, Jr. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ENERGY RECOVERY INC Ticker: ERII Security ID: 29270J100 Meeting Date: JUN 12, 2009 Meeting Type: Annual Record Date: APR 15, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Cook For For Management 1.2 Elect Director Fred Olav Johannessen For For Management 1.3 Elect Director Marie Elisabeth For For Management Pate-Cornell 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ENTERGY CORP. Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maureen Scannell Bateman For For Management 1.2 Elect Director W. Frank Blount For For Management 1.3 Elect Director Gary W. Edwards For For Management 1.4 Elect Director Alexis M. Herman For For Management 1.5 Elect Director Donald C. Hintz For For Management 1.6 Elect Director J. Wayne Leonard For For Management 1.7 Elect Director Stuart L. Levenick For For Management 1.8 Elect Director James R. Nichols For For Management 1.9 Elect Director William A. Percy, II For For Management 1.10 Elect Director W.J. Tauzin For For Management 1.11 Elect Director Steven V. Wilkinson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FIRST SOLAR INC Ticker: FSLR Security ID: 336433107 Meeting Date: JUN 4, 2009 Meeting Type: Annual Record Date: APR 14, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Ahearn For For Management 1.2 Elect Director Craig Kennedy For For Management 1.3 Elect Director James F. Nolan For For Management 1.4 Elect Director J. Thomas Presby For For Management 1.5 Elect Director Paul H. Stebbins For For Management 1.6 Elect Director Michael Sweeney For For Management 1.7 Elect Director Jose H. Villarreal For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FLUOR CORP. Ticker: FLR Security ID: 343412102 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter K. Barker For For Management 1.2 Elect Director Alan L. Boeckmann For For Management 1.3 Elect Director Vilma S. Martinez For For Management 1.4 Elect Director Dean R. O'Hare For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FUM Security ID: X2978Z118 Meeting Date: APR 7, 2009 Meeting Type: Annual Record Date: MAR 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Calling the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Supervisory Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board of For For Management Directors, Supervisory Board and President 10 Approve Remuneration of Members of For For Management Supervisory Board 11 Fix Number of Supervisory Board Members For For Management 12 Elect Supervisory Board Members For For Management 13 Approve Remuneration of Directors in For For Management the Amount of EUR 66,000 for Chair, EUR 49,200 for Vice-chair and EUR 35,400 for Other Directors; Approve Additional Compensation for Attendance 14 Fix Number of Directors at 7 For For Management 15 Reelect Peter Fagernaes (Chair), Matti For For Management Lehti (Vice-chair), Esko Aho, Ilona Ervasti-Vaintola, Birgitta Johansson-Hedberg and Christian Ramm-Schmidt as Directors; Elect Sari Baldauf as New Director 16 Approve Remuneration of Auditors For For Management 17 Ratify Deloitte & Touche Ltd as For For Management Auditors 18 Shareholder Proposal: Appoint None Against Shareholder Nominating Committee - -------------------------------------------------------------------------------- FUEL TECH, INC. Ticker: FTEK Security ID: 359523107 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Bailey For For Management 1.2 Elect Director Ralph E. Bailey For For Management 1.3 Elect Director Miguel Espinosa For For Management 1.4 Elect Director Charles W. Grinnell For For Management 1.5 Elect Director Thomas L. Jones For For Management 1.6 Elect Director John D. Morrow For For Management 1.7 Elect Director John F. Norris Jr. For For Management 1.8 Elect Director Thomas S. Shaw, Jr. For For Management 1.9 Elect Director Delbert L. Williamson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FUELCELL ENERGY, INC. Ticker: FCEL Security ID: 35952H106 Meeting Date: MAR 26, 2009 Meeting Type: Annual Record Date: FEB 4, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Daniel Brdar For For Management 1.2 Elect Director Christof von Branconi For For Management 1.3 Elect Director Richard A. Bromley For For Management 1.4 Elect Director James Herbert England For For Management 1.5 Elect Director Glenn H. Epstein For For Management 1.6 Elect Director James D. Gerson For For Management 1.7 Elect Director Thomas L. Kempner For For Management 1.8 Elect Director William A. Lawson For For Management 1.9 Elect Director George K. Petty For For Management 1.10 Elect Director John A. Rolls For For Management 1.11 Elect Director Togo Dennis West, Jr. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GAMESA CORPORACION TECHNOLOGICA S.A Ticker: GAM Security ID: E54667113 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Individual and Consolidated For For Management Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2008 2 Approve Allocation of Income for the For For Management Year Ended Dec. 31, 2008 3 Approve Management Report of Individual For For Management and Consolidated Companies for the Year Ended Dec. 31, 2008 4 Approve Discharge of Directors For For Management 5 Elect Iberdrola S.A. as a Director For For Management 6 Elect Carlos Fernandez-Lerga Garralda For For Management as a Director 7 Appoint External Auditors for Fiscal For For Management Year 2009 8 Authorize Repurchase of Shares Up to 5 For For Management Percent of Capital; Void Previous Authorization Granted by the AGM on May 30, 2008 9 Approve Stock for Salary Bonus Plan for For For Management Executives under the Long Term Incentive Program to Achieve the Objectives of the Strategic Plan 2009-2011 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- GENERAL CABLE CORP. Ticker: BGC Security ID: 369300108 Meeting Date: MAY 27, 2009 Meeting Type: Annual Record Date: MAR 30, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory E. Lawton For For Management 1.2 Elect Director Craig P. Omtvedt For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 22, 2009 Meeting Type: Annual Record Date: FEB 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director William M. Castell For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Susan Hockfield For For Management 1.5 Elect Director Jeffrey R. Immelt For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Alan G. (A.G.) Lafley For For Management 1.8 Elect Director Robert W. Lane For For Management 1.9 Elect Director Ralph S. Larsen For For Management 1.10 Elect Director Rochelle B. Lazarus For For Management 1.11 Elect Director James J. Mulva For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director Roger S. Penske For For Management 1.14 Elect Director Robert J. Swieringa For For Management 1.15 Elect Director Douglas A. Warner III For For Management 2 Ratify Auditors For For Management 3 Provide for Cumulative Voting Against Against Shareholder 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 5 Evaluate the Potential Conversion of Against Against Shareholder the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares 6 Adopt Policy to Cease the Payments of Against For Shareholder Dividends or Equivalent Payments to Senior Executives for Shares Not Owned 7 Submit Severance Agreement (Change in Against Against Shareholder Control) to shareholder Vote - -------------------------------------------------------------------------------- IBERDROLA RENOVABLES SA Ticker: IBR Security ID: E6244B103 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Individual and Consolidated For For Management Financial Statements and Statutory Reports for Fiscal Year Ended December 31, 2008 2 Approve Allocation of Income for Fiscal For For Management Year Ended December 31, 2008 3 Approve Individual and Consolidated For For Management Management Reports for Fiscal Year Ended December 31, 2008 4 Approve Discharge of Directors For For Management 5 Appoint External Auditors for Fiscal For For Management Year 2009 6.1 Ratify Appointment by Cooptation of For For Management Santiago Martinez Garrido as Director 6.2 Ratify Appointment by Cooptation of For For Management Maria Dolores Herrera Pereda as Director 7 Authorize Repurchase of Shares; Void For For Management Previous Authorization to the Extent of Unused Portion 8 Authorize Board to Establish and Fund For For Management Associations and Foundations 9 Amend Articles 13, 18, 23, 28, 30, 31, For For Management 32, 33, 38, 39, 40, 41 and 43 from Title III of the Company Bylaws 10 Amend the General Meeting Guidelines For For Management and Approve Resulting Text of the Guidelines 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions - -------------------------------------------------------------------------------- IMTECH NV Ticker: Security ID: N44457120 Meeting Date: APR 7, 2009 Meeting Type: Annual Record Date: MAR 17, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2a Receive Report of Management Board None Did Not Vote Management (Non-Voting) 2b Approve Financial Statements and For Did Not Vote Management Statutory Reports 2c Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.59 per Share 2d Dividend Payment For Did Not Vote Management 2e Approve Discharge of Management Board For Did Not Vote Management 2f Approve Discharge of Supervisory Board For Did Not Vote Management 3a Grant Board Authority to Issue Shares For Did Not Vote Management Up To 10 Percent of Issued Capital 3b Grant Board Authority to Issue Shares For Did Not Vote Management Up To 10 Percent of Issued Capital in Case of Takeover/Merger 3c Authorize Board to Exclude Preemptive For Did Not Vote Management Rights from Issuance under Item 3a and 3b 4 Authorize Repurchase of Shares For Did Not Vote Management 5 Elect R.M.J. van der Meer to For Did Not Vote Management Supervisory Board 6 Contract Extension van der Bruggen For Did Not Vote Management 7 Amend Remuneration Policy for CFO For Did Not Vote Management 8 Allow Questions None Did Not Vote Management - -------------------------------------------------------------------------------- ITC HOLDINGS CORP Ticker: ITC Security ID: 465685105 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: APR 6, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward G. Jepsen For For Management 1.2 Elect Director Richard D. McLellan For For Management 1.3 Elect Director William J. Museler For For Management 1.4 Elect Director Hazel R. O Leary For For Management 1.5 Elect Director Gordon Bennett Stewart For For Management 1.6 Elect Director Lee C. Stewart For For Management 1.7 Elect Director Joseph L. Welch For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ITRON, INC. Ticker: ITRI Security ID: 465741106 Meeting Date: MAY 5, 2009 Meeting Type: Annual Record Date: FEB 27, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael B. Bracy For For Management 2 Elect Director Kirby A. Dyess For For Management 3 Elect Director Graham M. Wilson For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ITT CORP. Ticker: ITT Security ID: 450911102 Meeting Date: MAY 12, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven R. Loranger For For Management 1.2 Elect Director Curtis J. Crawford For For Management 1.3 Elect Director Christina A. Gold For For Management 1.4 Elect Director Ralph F. Hake For For Management 1.5 Elect Director John J. Hamre For For Management 1.6 Elect Director Paul J. Kern For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Surya N. Mohapatra For For Management 1.9 Elect Director Linda S. Sanford For For Management 1.10 Elect Director Markos I. Tambakeras For For Management 2 Ratify Auditors For For Management 3 Report on Foreign Military Sales Against Against Shareholder - -------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. Ticker: JCI Security ID: 478366107 Meeting Date: JAN 21, 2009 Meeting Type: Annual Record Date: NOV 20, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis W. Archer For For Management 1.2 Elect Director Richard Goodman For For Management 1.3 Elect Director Southwood J. Morcott For For Management 2 Ratify Auditors For For Management 3 Adopt Policy to Obtain Shareholder Against For Shareholder Approval of Survivor Benefits - -------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Ticker: JMAT Security ID: G51604109 Meeting Date: JUL 22, 2008 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 26.0 Pence For For Management Per Ordinary Share 4 Elect Dorothy Thompson as Director For For Management 5 Re-elect David Morgan as Director For For Management 6 Re-elect Alan Thomson as Director For For Management 7 Re-elect Robert Walvis as Director For For Management 8 Reappoint KPMG Audit plc as Auditors of For For Management the Company 9 Authorise Board to Fix Remuneration of For For Management Auditors 10 Auth. Company and its Subsidiaries to For For Management Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 70,876,387 12 Subject to the Passing of Resolution For For Management 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,033,680 13 Authorise 21,467,573 Ordinary Shares For For Management for Market Purchase 14 Adopt New Articles of Association For For Management - -------------------------------------------------------------------------------- K+S AKTIENGESELLSCHAFT Ticker: SDF Security ID: D48164103 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.40 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify Deloitte & Touche GmbH as For For Management Auditors for Fiscal 2009 6 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 16.5 Million Pool of Capital to Guarantee Conversion Rights 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Remuneration of Supervisory For For Management Board 9 Amend Articles Re: Convocation of, For For Management Participation in, and Voting Rights Representation at the Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) - -------------------------------------------------------------------------------- KAYDON CORP. Ticker: KDN Security ID: 486587108 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 24, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Alexander For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Patrick P. Coyne For For Management 1.4 Elect Director William K. Gerber For For Management 1.5 Elect Director Timothy J. O'Donovan For For Management 1.6 Elect Director James O'Leary For For Management 1.7 Elect Director Thomas C. Sullivan For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: Security ID: G52654103 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Danny Kitchen as Director For For Management 2b Reelect Gene Murtagh as Director For For Management 2c Reelect Dermot Mulvihill as Director For For Management 2d Reelect Brian Hill as Director For For Management 2e Reelect Eugene Murtagh as Director For For Management 2f Reelect Brendan Murtagh as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 5 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 6 Authorize Share Repurchase Plan For For Management 7 Reissuance of Shares Purchased Held as For For Management Treasury Shares 8 Approve Convening of EGMs For For Management 9 Amend Articles of Association Re: For For Management Appointment of Proxies and Corporate Representatives - -------------------------------------------------------------------------------- KONINKLIJKE BOSKALIS WESTMINSTER NV Ticker: BOKA Security ID: N14952266 Meeting Date: MAY 14, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None Did Not Vote Management 2 Receive Report of Management Board None Did Not Vote Management 3a Approve Financial Statements For Did Not Vote Management 3b Receive Report of Supervisory Board None Did Not Vote Management 4a Receive Information on Allocation of None Did Not Vote Management Income 4b Approve Dividends of EUR 1.19 Per Share For Did Not Vote Management 5 Approve Discharge of Management Board For Did Not Vote Management 6 Approve Discharge of Supervisory Board For Did Not Vote Management 7i Announce Vacancies on Supervisory Board None Did Not Vote Management and Announce Opportunity to Make Recommendation 7ii Exclude Opportunity to Make For Did Not Vote Management Reccomendations 7iiia Elect H. Heemskerk to Supervisory Board For Did Not Vote Management 7iiib Elect N. Niggebrugge to Supervisory For Did Not Vote Management Board 8 Authorize Repurchase of Shares For Did Not Vote Management 9 Allow Questions None Did Not Vote Management 10 Close Meeting None Did Not Vote Management - -------------------------------------------------------------------------------- LAYNE CHRISTENSEN CO. Ticker: LAYN Security ID: 521050104 Meeting Date: JUN 3, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A.B. Brown For For Management 1.2 Elect Director Nelson Obus For For Management 1.3 Elect Director J. Samuel Butler For For Management 1.4 Elect Director Jeffrey J. Reynolds For For Management 1.5 Elect Director Robert R. Gilmore For For Management 1.6 Elect Director Rene J. Robichaud For For Management 1.7 Elect Director Anthony B. Helfet For For Management 1.8 Elect Director Andrew B. Schmitt For For Management 2 Amend Shareholder Rights Plan (Poison For Against Management Pill) 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- LINDE AG Ticker: LIN Security ID: D50348107 Meeting Date: MAY 15, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Cancellation of Unused Pool of For For Management Conditional Capital 8 Amend Articles Re: Audio and Video For For Management Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) - -------------------------------------------------------------------------------- MONSANTO CO. Ticker: MON Security ID: 61166W101 Meeting Date: JAN 14, 2009 Meeting Type: Annual Record Date: NOV 17, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Janice L. Fields For For Management 2 Elect Director Hugh Grant For For Management 3 Elect Director C. Steven McMillan For For Management 4 Elect Director Robert J. Stevens For For Management 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NEXANS Ticker: Security ID: F65277109 Meeting Date: MAY 26, 2009 Meeting Type: Annual/Special Record Date: MAY 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Approve Transaction with Frederic For Against Management Vincent Re: Severance Payment and Non-Compete Agreement 6 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 600,000 7 Ratify Change of Registered Office to For For Management 6-8 Rue du General Foy, 75008 Paris 8 Ratify Appointment of KPMG as Auditor For For Management and Denis Marange as Alternate Auditor 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 14 Million 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 4 Million 13 Authorize Capital Increase of Up to EUR For For Management 4 Million for Future Exchange Offers 14 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Future Acquisitions 16 Authorize Capitalization of Reserves of For For Management Up to EUR 10 Million for Bonus Issue or Increase in Par Value 17 Approve Employee Stock Purchase Plan For Against Management 18 Authorize up to 400,000 Shares for Use For For Management in Stock Option Plan 19 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Ticker: NWPX Security ID: 667746101 Meeting Date: JUN 2, 2009 Meeting Type: Annual Record Date: APR 1, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian W. Dunham For For Management 1.2 Elect Director Richard A. Roman For For Management - -------------------------------------------------------------------------------- OESTERREICHISCHE ELEKTRIZITAETSWIRTSCHAFTS-AG (VERBUND) Ticker: VER Security ID: A5528H103 Meeting Date: MAR 25, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None Did Not Vote Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income For Did Not Vote Management 3 Approve Discharge of Management and For Did Not Vote Management Supervisory Board 4 Ratify Auditors For Did Not Vote Management 5 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares - -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yehudit Bronicki For For Management 1.2 Elect Director Jacob J. Worenklein For For Management 1.3 Elect Director Robert F. Clarke For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PG&E CORP. Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: MAR 16, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David R. Andrews For For Management 2 Elect Director C. Lee Cox For For Management 3 Elect Director Peter A. Darbee For For Management 4 Elect Director Maryellen C. Herringer For For Management 5 Elect Director Roger H. Kimmel For For Management 6 Elect Director Richard A. Meserve For For Management 7 Elect Director Forrest E. Miller For For Management 8 Elect Director Barbara L. Rambo For For Management 9 Elect Director Barry Lawson Williams For For Management 10 Ratify Auditors For For Management 11 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 12 Reincorporate in Another State Against Against Shareholder [California to North Dakota ] - -------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. Ticker: PCL Security ID: 729251108 Meeting Date: MAY 6, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rick R. Holley For For Management 1.2 Elect Director Robin Josephs For For Management 1.3 Elect Director John G. McDonald For For Management 1.4 Elect Director Robert B. McLeod For For Management 1.5 Elect Director John F. Morgan, Sr. For For Management 1.6 Elect Director John H. Scully For For Management 1.7 Elect Director Stephen C. Tobias For For Management 1.8 Elect Director Martin A. White For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Amend Stock Ownership Limitations For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. Ticker: POT Security ID: 73755L107 Meeting Date: MAY 7, 2009 Meeting Type: Annual/Special Record Date: MAR 12, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. M. Burley For For Management 1.2 Elect Director W. J. Doyle For For Management 1.3 Elect Director J. W. Estey For For Management 1.4 Elect Director C. S. Hoffman For For Management 1.5 Elect Director D. J. Howe For For Management 1.6 Elect Director A. D. Laberge For For Management 1.7 Elect Director K. G. Martell For For Management 1.8 Elect Director J. J. McCaig For For Management 1.9 Elect Director M. Mogford For For Management 1.10 Elect Director P. J. Schoenhals For For Management 1.11 Elect Director E. R. Stromberg For For Management 1.12 Elect Director E. Viyella de Paliza For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Approve 2009 Performance Option Plan For For Management 4 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation - -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: APR 22, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Balu Balakrishnan For For Management 1.2 Elect Director Alan D. Bickell For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director James Fiebiger For For Management 1.5 Elect Director Balakrishnan S. Iyer For For Management 1.6 Elect Director E. Floyd Kvamme For For Management 1.7 Elect Director Steven J. Sharp For For Management 1.8 Elect Director William George For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PV CRYSTALOX SOLAR PLC Ticker: PVCS Security ID: G73011101 Meeting Date: MAY 28, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend of 4 EUR Cents For For Management Per Ordinary Share 4 Reappoint Grant Thornton UK LLP as For For Management Auditors and Authorise Board to Fix Their Remuneration 5 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,778,169 6 Subject to the Passing of Resolution 5, For For Management Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 416,725 7 Authorise 41,672,533 Ordinary Shares For For Management for Market Purchase 8 Approve the PV Crystalox Solar plc For For Management Deferred Bonus Share Plan - -------------------------------------------------------------------------------- Q-CELLS SE Ticker: QCE Security ID: D6232R103 Meeting Date: JUN 18, 2009 Meeting Type: Annual Record Date: MAY 28, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.03 per Preference Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2009 6 Amend Stock Option Plan For For Management 7 Approve Amendment of Issuance of For For Management Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 36.2 Million Pool of Capital to Guarantee Conversion Rights 8.1 Reelect Marcel Brenninkmeijer to the For Against Management Supervisory Board 8.2 Elect Joerg Harms to the Supervisory For For Management Board 8.3 Reelect Richard Kauffmann to the For Against Management Supervisory Board 8.4 Elect Andrew Lee to the Supervisory For For Management Board 8.5 Reelect Christian Reitberger to the For For Management Supervisory Board 8.6 Reelect Frauke Vogler to the For For Management Supervisory Board 9 Approve Remuneration of Supervisory For For Management Board 10 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 11 Amend Articles Re: Audio and Video For For Management Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) 12 Approve Creation of EUR 54.5 Million For Against Shareholder Pool of Capital without Preemptive Rights - -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Ball For For Management 1.2 Elect Director John R. Colson For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Ralph R. Disibio For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Louis C. Golm For For Management 1.7 Elect Director Worthing F. Jackman For For Management 1.8 Elect Director Bruce Ranck For For Management 1.9 Elect Director John R. Wilson For For Management 1.10 Elect Director Pat Wood, III For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- RAYONIER INC. Ticker: RYN Security ID: 754907103 Meeting Date: MAY 21, 2009 Meeting Type: Annual Record Date: MAR 23, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard D. Kincaid For For Management 2 Elect Director V. Larkin Martin For For Management 3 Elect Director Ronald Townsend For For Management 4 Elect Director John E. Bush For For Management 5 Elect Director David W. Oskin For For Management 6 Ratify Auditors For For Management - -------------------------------------------------------------------------------- RENEWABLE ENERGY CORPORATION ASA Ticker: REC Security ID: R7199U100 Meeting Date: MAY 19, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of Attending None None Management Shareholders and Proxies 2 Elect Thomas Aanmoen as Chairman of For For Management Meeting; Designate Reidar Lund as Inspector of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Approve Remuneration of Directors in For For Management the Amount of NOK 350,000 for Chair, 220,000 for Vice-chair, and 200,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Members of Nominating Committee 5 Approve Remuneration of Auditors for For For Management 2008 in the Amount of NOK 2.24 Million 6 Approve Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 7.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Concerning non-Equity Compensation) 7.2 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Concerning Equity-Based Compensation) 8 Declassify the Board of Directors For For Management 9 Approve Creation of NOK 49 Million Pool For Against Management of Capital without Preemptive Rights for General Purposes; Approve Creation of NOK 100 Million Pool of Capital for Use in Employee Share Purchase Program 10 Authorize Repurchase of Shares and For For Management Reissuance of Repurchased Shares 11 Authorize Issuance of Convertible Bonds For For Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 49 Million 12 Elect Dag Opedal, Grace Skaugen, Hilde For For Management Myrberg, and Odd Hansen as New Directors 13 Elect Torkild Nordberg (Committee For For Management Chair), and Christian Berg as Members of Nominating Committee - -------------------------------------------------------------------------------- RENEWABLE ENERGY CORPORATION ASA Ticker: REC Security ID: R7199U100 Meeting Date: JUN 5, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of Attending None None Management Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Approve Creation of up to NOK 400 For For Management Million Pool of Capital with Preemptive Rights; Amend Articles Accordingly 5 Approve Issuance of Convertible Bonds For Against Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 6 Billion; Approve Creation of NOK 60 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles Accordingly 6 Approve Creation of NOK 60 Million Pool For Against Management of Capital without Preemptive Rights; Amend Articles Accordingly - -------------------------------------------------------------------------------- ROTORK PLC Ticker: ROR Security ID: G76717126 Meeting Date: APR 24, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 16.75 Pence For For Management Per Ordinary Share 3 Re-elect Bob Arnold as Director For For Management 4 Re-elect Roger Lockwood as Director For For Management 5 Reappoint KPMG Audit plc as Auditors of For For Management the Company 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Approve Remuneration Report For For Management 8 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,123,737 9 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 215,855 10 Authorise 8,500,000 Ordinary Shares for For For Management Market Purchase 11 Authorise 42,194 Preference Shares for For For Management Market Purchase 12 Approve That a General Meeting Other For For Management Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- RPS GROUP PLC Ticker: RPS Security ID: G7701P104 Meeting Date: MAY 1, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 1.91 Pence For For Management Per Ordinary Share 3 Approve Remuneration Report For For Management 4 Elect Louise Charlton as Director For For Management 5 Re-elect Phillip Williams as Director For For Management 6 Re-elect Gary Young as Director For For Management 7 Re-elect Karen McPherson as Director For For Management 8 Re-elect Roger Devlin as Director For For Management 9 Re-elect Brook Land as Director For For Management 10 Reappoint BDO Stoy Hayward LLP as For For Management Auditors and Authorise the Board to Determine Their Remuneration 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 790,000 12 Subject to the Passing of Resolution For For Management 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 320,000 13 Authorise 10,650,000 Ordinary Shares For For Management for Market Purchase 14 Adopt New Articles of Association For For Management 15 Approve RPS Group plc Performace Share For For Management Plan - -------------------------------------------------------------------------------- SAFT GROUPE SA Ticker: Security ID: F7758P107 Meeting Date: JUN 3, 2009 Meeting Type: Annual/Special Record Date: MAY 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Management Board, Supervisory Board, and Auditors 2 Approve Consolidated Financial For For Management Statements and Discharge Management Board, Supervisory Board, and Auditors 3 Approve Dividends of EUR 0.68 per Share For For Management 4 Approve Stock Dividend Program (Cash or For For Management Shares) 5 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 6 Authorize Repurchase of Up to 135,000 For For Management Shares (to Favour Liquidity of Shares) 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 for Fiscal Year 2009 9 Authorize up to EUR 300,000 of Issued For Against Management Capital for Use in Stock Option Plan 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 9.5 Million 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 3.7 Million 12 Set Global Limit for Capital Increase For For Management to Result from Issuance Requests under Items 10 and 11 at EUR 9.5 Million 13 Approve Employee Stock Purchase Plan For For Management 14 Subject to Approval of Item 7, Approve For For Management Reduction in Share Capital via Cancellation of Repurchased Shares 15 Authorize Filing of Required For For Management Documents/Other Formalities - -------------------------------------------------------------------------------- SCHLUMBERGER LTD. Ticker: SLB Security ID: 806857108 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: FEB 18, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect P. Camus as Director For For Management 1.2 Elect J.S. Gorelick as Director For For Management 1.3 Elect A. Gould as Director For For Management 1.4 Elect T. Issac as Director For For Management 1.5 Elect N. Kudryavtsev as Director For For Management 1.6 Elect A. Lajous as Director For For Management 1.7 Elect M.E. Marks as Director For For Management 1.8 Elect L.R. Reif as Director For For Management 1.9 Elect T.I. Sandvold as Director For For Management 1.10 Elect H. Seydoux as Director For For Management 1.11 Elect L.G. Stuntz as Director For For Management 2 Adopt and Approve Financials and For For Management Dividends 3 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 4 Approval of Independent Registered For For Management Public Accounting Firm - -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2009 Meeting Type: Annual/Special Record Date: APR 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.45 per Share 4 Approve Auditors' Special Report For For Management Regarding Related-Party Transactions 5 Approve Transaction with Jean-Pascal For Against Management Tricoire Re: Pension Scheme and Severance Payment 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Ratify Change of Registered Office to For For Management 35, Rue Joseph Monier, 92500 Rueil Malmaison and Amend Article 5 of Bylaws Accordingly 8 Update Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 9 Approve Share Ownership Disclosure For For Management Threshold 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 360 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 13 Authorize Capital Increase for Future For For Management Exchange Offers 14 Authorize up to 3 Percent of Issued For Against Management Capital for Use in Stock Option Plan 15 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plan 16 Approve Employee Stock Purchase Plan For For Management 17 Approve Stock Purchase Plan Reserved For For Management for International Employees 18 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 19 Authorize Filing of Required For For Management Documents/Other Formalities A Limit Remuneration of Supervisory Board Against Against Shareholder Members at the Aggregate Amount of EUR 600,000 - -------------------------------------------------------------------------------- SGL CARBON SE Ticker: SGL Security ID: D6949M108 Meeting Date: APR 29, 2009 Meeting Type: Annual Record Date: APR 8, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For Against Management Omission of Dividends 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify Ernst & Young AG as Auditors for For For Management Fiscal 2009 6 Elect H. Jodl, M. Pfeiffer, M. Plata, For For Management J. Scherer, S. Skinner, H. Will as Employee Representatives to the Supervisory Board; Elect M. Stettenberger, J. Kerner, M. Pasikowska, J. Jung, B. McClymont, F. Mehle as Alternate Employee Representatives (Bundled) 7 Approve Creation of EUR 52.7 Million For Against Management Pool of Capital without Preemptive Rights 8 Approve Reduction of Capital For For Management Authorization 9 Approve Issuance of Warrants/Bonds with For Against Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 51.2 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Stock Appreciation Rights Plan For Against Management for Key Employees; Approve Creation of EUR 5.4 Million Pool of Conditional Capital - -------------------------------------------------------------------------------- SHAW GROUP INC., THE Ticker: SGR Security ID: 820280105 Meeting Date: JAN 28, 2009 Meeting Type: Annual Record Date: DEC 5, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.M. Bernhard, Jr. For For Management 1.2 Elect Director James F. Barker For For Management 1.3 Elect Director Thos. E. Capps For For Management 1.4 Elect Director Daniel A. Hoffler For For Management 1.5 Elect Director David W. Hoyle For For Management 1.6 Elect Director Michael J. Mancuso For For Management 1.7 Elect Director Albert D. McAlister For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Adopt Policy to Obtain Shareholder Against For Shareholder Approval of Survivor Benefits 5 Other Business For Against Management - -------------------------------------------------------------------------------- SIEMENS AG Ticker: SMAWF Security ID: D69671218 Meeting Date: JAN 27, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Supervisory Board Report, None None Management Corporate Governance Report, Remuneration Report, and Compliance Report for Fiscal 2007/2008 (Non-Voting) 2 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2007/2008 (Non-Voting) 3 Approve Allocation of Income and For For Management Dividends of EUR 1.60 per Share 4.1 Postpone Discharge of Former Management For For Management Board Member Rudi Lamprecht for Fiscal 2007/2008 4.2 Postpone Discharge of Former Management For For Management Board Member Juergen Radomski for Fiscal 2007/2008 4.3 Postpone Discharge of Former Management For For Management Board Member Uriel Sharef for Fiscal 2007/2008 4.4 Postpone Discharge of Former Management For For Management Board Member Klaus Wucherer for Fiscal 2007/2008 4.5 Approve Discharge of Management Board For For Management Member Peter Loescher for Fiscal 2007/2008 4.6 Approve Discharge of Management Board For For Management Member Wolfgang Dehen for Fiscal 2007/2008 4.7 Approve Discharge of Management Board For For Management Member Heinrich Hiesinger for Fiscal 2007/2008 4.8 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2007/2008 4.9 Approve Discharge of Former Management For For Management Board Member Eduardo Montes for Fiscal 2007/2008 4.10 Approve Discharge of Former Management For For Management Board Member Jim Reid-Anderson for Fiscal 2007/2008 4.11 Approve Discharge of Former Management For For Management Board Member Erich R. Reinhardt for Fiscal 2007/2008 4.12 Approve Discharge of Management Board For For Management Member Hermann Requardt for Fiscal 2007/2008 4.13 Approve Discharge of Management Board For For Management Member Siegfried Russwurm for Fiscal 2007/2008 4.14 Approve Discharge of Management Board For For Management Member Peter Y. Solmssen for Fiscal 2007/2008 5.1 Approve Discharge of Supervisory Board For For Management Member Gerhard Cromme for Fiscal 2007/2008 5.2 Approve Discharge of Supervisory Board For For Management Member Ralf Heckmann for Fiscal 2007/2008 5.3 Approve Discharge of Supervisory Board For For Management Member Josef Ackermann for Fiscal 2007/2008 5.4 Approve Discharge of Supervisory Board For For Management Member Lothar Adler for Fiscal 2007/2008 5.5 Approve Discharge of Supervisory Board For For Management Member Jean-Louis Beffa for Fiscal 2007/2008 5.6 Approve Discharge of Former Supervisory For For Management Board Member Gerhard Bieletzki for Fiscal 2007/2008 5.7 Approve Discharge of Supervisory Board For For Management Member Gerd von Brandenstein for Fiscal 2007/2008 5.8 Approve Discharge of Former Supervisory For For Management Board Member John David Coombe for Fiscal 2007/2008 5.9 Approve Discharge of Former Supervisory For For Management Board Member Hildegard Cornudet for Fiscal 2007/2008 5.10 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2007/2008 5.11 Approve Discharge of Supervisory Board For For Management Member Hans Michael Gaul for Fiscal 2007/2008 5.12 Approve Discharge of Former Supervisory For For Management Board Member Birgit Grube for Fiscal 2007/2008 5.13 Approve Discharge of Supervisory Board For For Management Member Peter Gruss for Fiscal 2007/2008 5.14 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2007/2008 5.15 Approve Discharge of Supervisory Board For For Management Member Heinz Hawreliuk for Fiscal 2007/2008 5.16 Approve Discharge of Supervisory Board For For Management Member Berthold Huber for Fiscal 2007/2008 5.17 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2007/2008 5.18 Approve Discharge of Former Supervisory For For Management Board Member Walter Kroell for Fiscal 2007/2008 5.19 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2007/2008 5.20 Approve Discharge of Former Supervisory For For Management Board Member Michael Mirow for Fiscal 2007/2008 5.21 Approve Discharge of Supervisory Board For For Management Member Werner Moenius for Fiscal 2007/2008 5.22 Approve Discharge of Former Supervisory For For Management Board Member Roland Motzigemba for Fiscal 2007/2008 5.23 Approve Discharge of Former Supervisory For For Management Board Member Thomas Rackow for Fiscal 2007/2008 5.24 Approve Discharge of Supervisory Board For For Management Member Hakan Samuelsson for Fiscal 2007/2008 5.25 Approve Discharge of Supervisory Board For For Management Member Dieter Scheitor for Fiscal 2007/2008 5.26 Approve Discharge of Former Supervisory For For Management Board Member Albrecht Schmidt for Fiscal 2007/2008 5.27 Approve Discharge of Supervisory Board For For Management Member Henning Schulte-Noelle for Fiscal 2007/2008 5.28 Approve Discharge of Supervisory Board For For Management Member Rainer Sieg for Fiscal 2007/2008 5.29 Approve Discharge of Former Supervisory For For Management Board Member Peter von Siemens for Fiscal 2007/2008 5.30 Approve Discharge of Former Supervisory For For Management Board Member Jerry I. Speyer for Fiscal 2007/2008 5.31 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2007/2008 5.32 Approve Discharge of Supervisory Board For For Management Member Iain Vallance of Tummel for Fiscal 2007/2008 6 Ratify Ernst & Young AG as Auditors for For For Management Fiscal 2008/2009 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management of up to 5 Percent of Issued Share Capital When Repurchasing Shares 9 Approve Creation of EUR 520.8 Million For For Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds with For For Management Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 600 Million Pool of Capital to Guarantee Conversion Rights 11 Approve Remuneration of Supervisory For For Management Board 12 Amend Articles Re: Decision Making of For For Management General Meeting - -------------------------------------------------------------------------------- SIG PLC Ticker: SHI Security ID: G80797106 Meeting Date: APR 9, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorised Ordinary For For Management Share Capital from GBP 19,000,000 to GBP 80,000,000 2 Subject to the Passing of Resolution 1, For For Management Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 45,504,797.30 3 Subject to the Passing of Resolutions 1 For For Management and 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 24,170,262.80 4 Subject to the Passing of Resolutions For For Management 1, 2 and 3, Approve Issuance of 455,047,973 Ordinary Shares of 10 Pence Each for Cash at a Price of 75 Pence Per Share Representing a Discount of Greater Than 10 Percent to Middle Market Price - -------------------------------------------------------------------------------- SIG PLC Ticker: SHI Security ID: G80797106 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Gareth Davies as Director For For Management 4 Re-elect David Haxby as Director For For Management 5 Reappoint Deloitte LLP as Auditors and For For Management Authorise Board to Fix Their Remuneration 6 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,693,773 7 Subject to the Passing of Resolution 6, For For Management Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,954,065 8 Authorise 59,081,000 Ordinary Shares For For Management for Market Purchase - -------------------------------------------------------------------------------- SMA SOLAR TECHNOLOGY AG Ticker: Security ID: D7008K108 Meeting Date: JUN 10, 2009 Meeting Type: Annual Record Date: MAY 20, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.00 per Share 3a Approve Discharge of Management Board For For Management Member Guenther Cramer for Fiscal 2008 3b Approve Discharge of Management Board For For Management Member Peter Drews for Fiscal 2008 3c Approve Discharge of Management Board For For Management Member Pierre-Pascal Urbon for Fiscal 2008 3d Approve Discharge of Management Board For For Management Member Reiner Wettlaufer for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5a Reelect Erik Ehrentraut to the For For Management Supervisory Board 5b Reelect Werner Kleinkauf to the For For Management Supervisory Board 5c Elect Reiner Wettlaufer to the For For Management Supervisory Board 6 Ratify Deloitte & Toche GmbH as For For Management Auditors for Fiscal 2009 - -------------------------------------------------------------------------------- SOLARWORLD AG Ticker: SWV Security ID: D7045Y103 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: APR 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For Against Management Dividends of EUR 0.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify BDO Deutsche Warentreuhand AG as For For Management Auditors for Fiscal 2009 6 Amend Affiliation Agreement with For For Management Subsidiary Deutsche Cell GmbH 7 Amend Affiliation Agreement with For For Management Subsidiary Solar Factory GmbH 8 Amend Affiliation Agreement with For For Management Subsidiary SolarWorld Innovations GmbH 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Cap Senior Executive Compensation at 20 For For Management Times Average Employee Compensation - -------------------------------------------------------------------------------- SULZER AG Ticker: SUN Security ID: H83580284 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 2.80 per Share 3 Approve Discharge of Board and Senior For Did Not Vote Management Management 4.1 Reelect Vladimir Kuznetsov as Director For Did Not Vote Management 4.2 Reelect Urs Meyer as Director For Did Not Vote Management 4.3 Reelect Daniel Sauter as Director For Did Not Vote Management 4.4 Reelect Ulf Berg as Director For Did Not Vote Management 5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management Auditors - -------------------------------------------------------------------------------- SUNPOWER CORP. Ticker: SPWRA Security ID: 867652307 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uwe-Ernst Bufe For For Management 1.2 Elect Director Pat Wood III For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- SYNGENTA AG Ticker: SYENF Security ID: H84140112 Meeting Date: APR 21, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports, Including Remuneration Report 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve CHF 231,500 Reduction in Share For Did Not Vote Management Capital via Cancellation of Repurchased Shares 4 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 6 per Share 5.1 Reelect Peggy Bruzelius as Director For Did Not Vote Management 5.2 Reelect Pierre Landolt as Director For Did Not Vote Management 5.3 Reelect Juerg Widmer as Director For Did Not Vote Management 5.4 Elect Stefan Borgas as Director For Did Not Vote Management 5.5 Elect David Lawrence as Director For Did Not Vote Management 6 Ratify Ernst & Young AG as Auditors For Did Not Vote Management - -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: Security ID: X8979G108 Meeting Date: APR 2, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income, For Did Not Vote Management Dividends, and Director Remuneration for FY 2008 3 Approve Director Remuneration For Did Not Vote Management 4 Approve Discharge of Board and Auditors For Did Not Vote Management 5 Approve Auditors and Fix Their For Did Not Vote Management Remuneration 6 Approve Changes to Company Investment For Did Not Vote Management Plan 7 Authorize Board to Participate in For Did Not Vote Management Companies with Similiar Business Interests 8 Other Business For Did Not Vote Management - -------------------------------------------------------------------------------- TERNA ENERGY SA Ticker: Security ID: X8979G108 Meeting Date: JUN 29, 2009 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Director Appointment For Did Not Vote Management 2 Elect Members of Audit Committee For Did Not Vote Management 3 Amend Corporate Purpose For Did Not Vote Management 4 Approve Change in Use of Funds For Did Not Vote Management 5 Other Business For Did Not Vote Management - -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2009 Meeting Type: Annual Record Date: DEC 29, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan L. Batrack For For Management 1.2 Elect Director Hugh M. Grant For For Management 1.3 Elect Director Patrick C. Haden For For Management 1.4 Elect Director J. Christopher Lewis For For Management 1.5 Elect Director Albert E. Smith For For Management 1.6 Elect Director J. Kenneth Thompson For For Management 1.7 Elect Director Richard H. Truly For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Ratify Auditors For For Management - -------------------------------------------------------------------------------- TRINA SOLAR LTD. Ticker: TSL Security ID: 89628E104 Meeting Date: AUG 29, 2008 Meeting Type: Annual Record Date: JUL 22, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Junfeng Li as a Director For For Management 2 Reelect Liping Qiu as a Director For For Management 3 Elect Sean Hsiyuan Tzou as a Director For For Management 4 Increase Number of Shares Reserved For For Management Under the Company's Share Incentive Plan from 102,718,350 Ordinary Shares to 202,718,350 Ordinary Shares 5 Appoint Deloitte Touche Tohmatsu as For For Management Auditors for Fiscal Year 2008 - -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505168 Meeting Date: DEC 9, 2008 Meeting Type: Special Record Date: DEC 2, 2008 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of 5,000,000 For Did Not Vote Management Repurchased Treasury Shares and Amend Articles Accordingly 2 Amend Articles Re: Notification of For Did Not Vote Management Ownership Thresholds - -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505168 Meeting Date: APR 28, 2009 Meeting Type: Annual Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Report (Non-Voting) None Did Not Vote Management 2 Receive Auditors' Report (Non-Voting) None Did Not Vote Management 3 Accept Consolidated Financial For Did Not Vote Management Statements 4 Accept Financial Statements For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.65 per Share 6.1 Approve Discharge of Directors For Did Not Vote Management 6.2 Approve Discharge of Auditors For Did Not Vote Management 7.1 Confirmation of Marc Grynberg as For Did Not Vote Management Executive Director 7.2 Reelect Marc Grynberg as Director For Did Not Vote Management 7.3 Reelect Thomas Leysen as Director For Did Not Vote Management 7.4 Reelect Klaus Wendel as Director For Did Not Vote Management 7.5 Elect Jean-Luc Dehaene as Director For Did Not Vote Management 7.6 Approve Remuneration of Directors For Did Not Vote Management - -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505168 Meeting Date: APR 28, 2009 Meeting Type: Special Record Date: APR 21, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For Did Not Vote Management Percent of Issued Share Capital - -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker: UTX Security ID: 913017109 Meeting Date: APR 8, 2009 Meeting Type: Annual Record Date: FEB 10, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis R. Chenevert For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director John V. Faraci For For Management 1.4 Elect Director Jean-Pierre Garnier For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Carlos M. Gutierrez For For Management 1.7 Elect Director Edward A. Kangas For For Management 1.8 Elect Director Charles R. Lee For For Management 1.9 Elect Director Richard D. McCormick For For Management 1.10 Elect Director Harold McGraw III For For Management 1.11 Elect Director Richard B. Myers For For Management 1.12 Elect Director H. Patrick Swygert For For Management 1.13 Elect Director Andre Villeneuve For For Management 1.14 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Report on Foreign Military Sales Against Against Shareholder Offsets - -------------------------------------------------------------------------------- VESTAS WIND SYSTEM AS Ticker: VWS Security ID: K9773J128 Meeting Date: MAR 26, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Receive and Approve Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4a Reelect Bent Carlsen as Director For Against Management 4b Reelect Torsten Rasmussen as Director For For Management 4c Reelect Freddy Frandsen as Director For For Management 4d Reelect Joergen Rasmussen as Director For For Management 4e Reelect Joern Ankaer Thomsen as For Against Management Director 4f Reelect Kurt Anker Nielsen as Director For For Management 4g Elect Haakan Eriksson as New Director For For Management 4h Elect Ola Rollen as New Director For For Management 5a Ratify PricewaterhouseCoopers as For For Management Auditor 5b Ratify KPMG as Auditor For For Management 6.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management 6.2 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- VOSSLOH AG Ticker: Security ID: D9494V101 Meeting Date: MAY 20, 2009 Meeting Type: Annual Record Date: APR 29, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2008 (Non-Voting) 2 Approve Allocation of Income and For For Management Ordinary Dividends of EUR 2.00 per Share and Extraordinary Dividends of EUR 1.00 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2008 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2008 5 Ratify BDO Deutsche Warentreuhand AG as For For Management Auditors for Fiscal 2009 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Approve Creation of EUR 7.5 Million For For Management Pool of Capital without Preemptive Rights - -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WMI Security ID: 94106L109 Meeting Date: MAY 8, 2009 Meeting Type: Annual Record Date: MAR 11, 2009 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pastora San Juan For For Management Cafferty 1.2 Elect Director Frank M. Clark, Jr. For For Management 1.3 Elect Director Patrick W. Gross For For Management 1.4 Elect Director John C. Pope For For Management 1.5 Elect Director W. Robert Reum For For Management 1.6 Elect Director Steven G. Rothmeier For For Management 1.7 Elect Director David P. Steiner For For Management 1.8 Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Auditors For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against Against Shareholder 6 Reduce Supermajority Vote Requirement Against For Shareholder - -------------------------------------------------------------------------------- WEIR GROUP PLC, THE Ticker: WEIR Security ID: G95248137 Meeting Date: MAY 13, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of 13.85 Pence For For Management Per Ordinary Share 3 Approve Remuneration Report For For Management 4 Elect John Mogford as Director For For Management 5 Elect Richard Menell as Director For For Management 6 Re-elect Michael Dearden as Director For For Management 7 Re-elect Lord Robertson of Port Ellen For For Management as Director 8 Re-elect Ian Percy as Director For For Management 9 Reappoint Ernst & Young LLP as Auditors For For Management of the Company 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity or For For Management Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,750,000 12 Authorise Issue of Equity or For For Management Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,310,000 13 Authorise up to GBP 2,620,000 for For For Management Market Purchase 14 Approve that General Meeting Other Than For For Management the Company's Annual General Meeting May be Called at Not Less Than 14 Clear Days' Notice - -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 7, 2009 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Harald Arnkvaern as Chairman of For For Management Meeting; Designate Inspector(s) of Minutes of Meeting 2 Approve Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 4.50 per Share 3 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 4 Elect Bernt Reitan as Director For For Management 5 Approve Remuneration of Auditors For For Management 6 Approve Remuneration of Directors in For For Management the Amount of NOK 410,000 for Chairman, and NOK 235,000 for Other Directors; Approve Remuneration for Committee Work 7 Approve Remuneration of Nominating For For Management Committee Members 8 Approve NOK 4.7 Million Reduction in For For Management Share Capital via Share Cancellation; Approve Redemption of 993,439 Shares Held by Norwegian State 9 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares ========== END NPX REPORT
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | DWS Securities Trust |
By (Signature and Title)* /s/Michael G. Clark
| Michael G. Clark, Chief Executive Officer |
Date 8/17/09
* Print the name and title of each signing officer under his or her signature.