UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-02021
DWS Securities Trust
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)John Millette
Secretary
One Beacon Street
Boston, MA 02108-3106
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 05/31
DWS Health Care Fund
Date of fiscal year end: 06/30
DWS Enhanced Commodity Strategy Fund
Date of fiscal year end: 10/31
DWS Gold & Precious Metals Fund
DWS Technology Fund
Date of fiscal year end: 12/31
DWS Communications Fund
DWS RREEF Global Real Estate Securities Fund
DWS RREEF Real Estate Securities Fund
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02021
Reporting Period: 07/01/2012 - 06/30/2013
DWS Securities Trust
==================== A DWS Gold & Precious Metals Fund ====================
AGNICO-EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 26, 2013 Meeting Type: Annual/Special
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director Leanne M. Baker For For Management
1.02 Elect Director Douglas R. Beaumont For For Management
1.03 Elect Director Sean Boyd For For Management
1.04 Elect Director Martine A. Celej For For Management
1.05 Elect Director Clifford J. Davis For For Management
1.06 Elect Director Robert J. Gemmell For For Management
1.07 Elect Director Bernard Kraft For For Management
1.08 Elect Director Mel Leiderman For For Management
1.09 Elect Director James D. Nasso For For Management
1.10 Elect Director Sean Riley For For Management
1.11 Elect Director J. Merfyn Roberts For For Management
1.12 Elect Director Howard R. Stockford For For Management
1.13 Elect Director Pertti Voutilainen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Change Company Name to Agnico Eagle For For Management
Mines Limited/Mines Agnico Eagle
Limitee
5 Approve Advance Notice Policy For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
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ALLIED NEVADA GOLD CORP.
Ticker: ANV Security ID: 019344100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Buchan For For Management
1b Elect Director John W. Ivany For For Management
1c Elect Director Cameron A. Mingay For For Management
1d Elect Director Terry M. Palmer For For Management
1e Elect Director Carl A. Pescio For For Management
1f Elect Director A. Murray Sinclair For For Management
1g Elect Director Robert G. Wardell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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ANGLOGOLD ASHANTI LTD
Ticker: ANG Security ID: S04255196
Meeting Date: MAR 11, 2013 Meeting Type: Special
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Long Term Incentive Plan 2005 For For Management
2 Amend Bonus Share Plan 2005 For For Management
1 Adopt New Memorandum of Incorporation None None Management
3 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
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ANGLOGOLD ASHANTI LTD
Ticker: ANG Security ID: S04255196
Meeting Date: MAR 27, 2013 Meeting Type: Special
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Memorandum of Incorporation For For Management
1 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
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ANGLOGOLD ASHANTI LTD
Ticker: ANG Security ID: S04255196
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
2 Elect Michael Kirkwood as Director For For Management
3 Elect Tony O'Neill as Director For For Management
4 Re-elect Srinivasan Venkatakrishnan For For Management
(Venkat) as Director
5 Re-elect Wiseman Nkuhlu as Member of For For Management
the Audit and Corporate Governance
Committee
6 Elect Michael Kirkwood as Member of For For Management
the Audit and Corporate Governance
Committee
7 Re-elect Rhidwaan Gasant as Member of For For Management
the Audit and Corporate Governance
Committee
8 Re-elect Nozipho January-Bardill as For For Management
Member of the Audit and Corporate
Governance Committee
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
11 Approve Remuneration Policy For For Management
12 Approve Increase in Non-executive For For Management
Directors Fees
13 Approve Increase in Non-executive For For Management
Directors' Fees for Board Committees
and Statutory Committee Meetings
14 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
15 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
ARGONAUT GOLD INC
Ticker: AR Security ID: 04016A101
Meeting Date: DEC 06, 2012 Meeting Type: Special
Record Date: NOV 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amalgamation of Prodigy Gold For For Management
Incorporated and 0954007 B.C. Ltd., a
Direct Wholly-Owned Subsidiary of the
Company
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ARGONAUT GOLD INC
Ticker: AR Security ID: 04016A101
Meeting Date: MAY 07, 2013 Meeting Type: Annual/Special
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Dougherty For For Management
1.2 Elect Director Brian J. Kennedy For For Management
1.3 Elect Director James E. Kofman For For Management
1.4 Elect Director Christopher R. Lattanzi For For Management
1.5 Elect Director Peter Mordaunt For For Management
1.6 Elect Director Dale C. Peniuk For For Management
1.7 Elect Director David H. Watkins For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For For Management
4 Re-approve Share Incentive Plan For Against Management
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AURICO GOLD INC.
Ticker: AUQ Security ID: 05155C105
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For For Management
1.2 Elect Director Luis M. Chavez For For Management
1.3 Elect Director Richard M. Colterjohn For For Management
1.4 Elect Director Mark J. Daniel For For Management
1.5 Elect Director Patrick D. Downey For For Management
1.6 Elect Director Alan R. Edwards For For Management
1.7 Elect Director Scott G. Perry For For Management
1.8 Elect Director Ronald E. Smith For For Management
1.9 Elect Director Joseph G. Spiteri For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Shareholder Rights Plan For Against Management
4 Approve Omnibus Long-Term Incetive Plan For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
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B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: DEC 20, 2012 Meeting Type: Special
Record Date: NOV 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition of CGA Mining Limited
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B2GOLD CORP.
Ticker: BTO Security ID: 11777Q209
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Clive Johnson For For Management
2.2 Elect Director Robert Cross For For Management
2.3 Elect Director Robert Gayton For For Management
2.4 Elect Director Barry Rayment For For Management
2.5 Elect Director Jerry Korpan For For Management
2.6 Elect Director John Ivany For For Management
2.7 Elect Director Bongani Mtshisi For For Management
2.8 Elect Director Michael Carrick For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
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BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
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COLOSSUS MINERALS INC.
Ticker: CSI Security ID: 19681L109
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alberto Arias For For Management
1b Elect Director John Frostiak For For Management
1c Elect Director David Garofalo For For Management
1d Elect Director Greg Hall For For Management
1e Elect Director Mel Leiderman For For Management
1f Elect Director Claudio Mancuso For For Management
1g Elect Director Douglas Reeson For For Management
1h Elect Director John Turner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Adopt New Bylaws For For Management
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COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: MAR 26, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Elect External Auditors for Fiscal For For Management
Year 2013
5 Approve Merger by Absorption of For For Management
Compania de Exploraciones, Desarrollo
e Inversiones Mineras SAC by Company
6 Approve Merger by Absorption of For For Management
Inversiones Colquijirca SA by Company
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA S.A.
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: JUN 07, 2013 Meeting Type: Special
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financing Operations For For Management
Including, Issuance of Bonds and
Obtainment of Loans and credit
Facilities; Authorize Board to Approve
all Agreements Related to Financing
Operations
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CONTINENTAL GOLD LIMITED
Ticker: CNL Security ID: G23850103
Meeting Date: JUN 07, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Allen For For Management
1.2 Elect Director Ari B. Sussman For For Management
1.3 Elect Director Gary P. Barket For For Management
1.4 Elect Director Jaime I. Gutierrez For For Management
1.5 Elect Director Paul J. Murphy For For Management
1.6 Elect Director Leon Teicher For For Management
1.7 Elect Director Kenneth G. Thomas For For Management
1.8 Elect Director Timothy A. Warman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Advance Notice Policy For For Management
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DETOUR GOLD CORPORATION
Ticker: DGC Security ID: 250669108
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Crossgrove For For Management
1.2 Elect Director Louis Dionne For For Management
1.3 Elect Director Robert E. Doyle For For Management
1.4 Elect Director Andre Falzon For For Management
1.5 Elect Director Ingrid J. Hibbard For For Management
1.6 Elect Director J. Michael Kenyon For For Management
1.7 Elect Director Alex G. Morrison For For Management
1.8 Elect Director Gerald S. Panneton For For Management
1.9 Elect Director Jonathan Rubenstein For For Management
1.10 Elect Director Graham Wozniak For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend By-Laws For For Management
4 Approve Increase in Maximum Number of For For Management
Directors from Ten to Sixteen
5 Re-approve Stock Option Plan For For Management
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ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Michael A. Price For For Management
1.6 Elect Director Steven P. Reid For For Management
1.7 Elect Director Jonathan A. Rubenstein For For Management
1.8 Elect Director Donald M. Shumka For For Management
1.9 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
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FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 08, 2013 Meeting Type: Annual/Special
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Lassonde For For Management
1.2 Elect Director David Harquail For For Management
1.3 Elect Director Derek W. Evans For For Management
1.4 Elect Director Graham Farquharson For For Management
1.5 Elect Director Louis Gignac For For Management
1.6 Elect Director Randall Oliphant For For Management
1.7 Elect Director David R. Peterson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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FRESNILLO PLC
Ticker: FRES Security ID: G371E2108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Alberto Bailleres as Director For Against Management
5 Re-elect Lord Cairns as Director For For Management
6 Re-elect Javier Fernandez as Director For For Management
7 Re-elect Fernando Ruiz as Director For For Management
8 Re-elect Fernando Solana as Director For For Management
9 Re-elect Guy Wilson as Director For For Management
10 Re-elect Juan Bordes as Director For For Management
11 Re-elect Arturo Fernandez as Director For For Management
12 Re-elect Rafael MacGregor as Director For For Management
13 Re-elect Jaime Lomelin as Director For For Management
14 Re-elect Maria Asuncion Aramburuzabala For For Management
as Director
15 Re-elect Alejandro Bailleres as For For Management
Director
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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GOLD FIELDS LTD
Ticker: GFIOF Security ID: S31755101
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors of the For For Management
Company
2 Re-elect David Murray as Director For For Management
3 Re-elect Donald Ncube as Director For For Management
4 Re-elect Rupert Pennant-Rea as Director For For Management
5 Re-elect Gayle Wilson as Director For For Management
6 Re-elect Gayle Wilson as Chairman of For For Management
the Audit Committee
7 Re-elect Richard Menell as Member of For For Management
the Audit Committee
8 Re-elect Donald Ncube as Member of the For For Management
Audit Committee
9 Re-elect Rupert Pennant-Rea as Member For For Management
of the Audit Committee
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
1 Approve Remuneration Policy For For Management
1 Approve Remuneration of Non-Executive For For Management
Directors with Effect from 1 June 2013
2 Approve Financial Assistance to For For Management
Related or Inter-related Company
3 Amend Memorandum of Incorporation Re: For For Management
Clause 1.2.14
4 Amend Memorandum of Incorporation Re: For For Management
Clause 1.2.16
5 Amend Memorandum of Incorporation Re: For For Management
Clauses 5.6, 5.7 and 5.8
6 Amend Memorandum of Incorporation Re: For For Management
Clause 7.5
7 Amend Memorandum of Incorporation Re: For For Management
Clause 8
8 Amend Memorandum of Incorporation Re: For For Management
Clause 11.1
9 Amend Memorandum of Incorporation Re: For For Management
Clause 14.5
10 Amend Memorandum of Incorporation Re: For For Management
Clause 18.28
11 Amend Memorandum of Incorporation Re: For For Management
Clause 18.35
12 Amend Memorandum of Incorporation Re: For For Management
Clause 20.9
13 Amend Memorandum of Incorporation Re: For For Management
Clause 24
14 Amend Memorandum of Incorporation Re: For For Management
Clause 32
15 Amend Memorandum of Incorporation Re: For For Management
Schedule 1
16 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
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GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director P. Randy Reifel For For Management
a7 Elect Director A. Dan Rovig For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
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HARMONY GOLD MINING COMPANY LTD
Ticker: HAR Security ID: S34320101
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: NOV 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Fikile De Buck as Director For For Management
2 Re-elect Simo Lushaba as Director For For Management
3 Re-elect Modise Motloba as Director For For Management
4 Re-elect Patrice Motsepe as Director For For Management
5 Re-elect Fikile De Buck as Member of For For Management
the Audit Committee
6 Re-elect Simo Lushaba as Member of the For For Management
Audit Committee
7 Re-elect Modise Motloba as Member of For For Management
the Audit Committee
8 Re-elect John Wetton as Member of the For For Management
Audit Committee
9 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the Company
10 Approve Remuneration Policy For For Management
11 Authorise Directors to Allot and Issue For For Management
up to 21,578,212 Authorised but
Unissued Ordinary Shares
12 Amend the Broad-Based Employee Share For For Management
Ownership Plan (ESOP)
13 Approve Remuneration of Non-Executive For For Management
Directors
14 Adopt New Memorandum of Incorporation For Against Management
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IMPALA PLATINUM HOLDINGS LTD
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 24, 2012 Meeting Type: Annual
Record Date: OCT 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2012
2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
3.1 Elect Hugh Cameron as Chairman of the For For Management
Audit Committee
3.2 Elect Almorie Maule as Member of the For For Management
Audit Committee
3.3 Re-elect Babalwa Ngonyama as Member of For For Management
the Audit Committee
4 Approve Remuneration Policy For For Management
5.1 Elect Almorie Maule as Director For For Management
5.2 Re-elect Dr Khotso Mokhele as Director For For Management
5.3 Re-elect Thandi Orleyn as Director For For Management
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Approve Implats Long-Term Incentive For For Management
Plan 2012
1 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
2 Approve Directors' Remuneration For For Management
3 Adopt New Memorandum of Incorporation For Against Management
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IMPALA PLATINUM HOLDINGS LTD
Ticker: IMP Security ID: S37840113
Meeting Date: MAY 07, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Specific Issue of Ordinary For For Management
Shares to the Holders of Convertible
Bonds that Have Exercised their Rights
to Convert their Convertible Bonds
Into Ordinary Shares
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KINROSS GOLD CORPORATION
Ticker: K Security ID: 496902404
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Brough as Director For For Management
1.2 Elect John K. Carrington as Director For For Management
1.3 Elect John M.H. Huxley as Director For For Management
1.4 Elect Kenneth C. Irving as Director For For Management
1.5 Elect John A. Keyes as Director For For Management
1.6 Elect John A. Macken as Director For For Management
1.7 Elect Catherine McLeod-Seltzer as For For Management
Director
1.8 Elect John E. Oliver as Director For For Management
1.9 Elect Una M. Power as Director For For Management
1.10 Elect Terence C.W. Reid as Director For For Management
1.11 Elect J. Paul Rollinson as Director For For Management
1.12 Elect Ruth G. Woods as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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MEDUSA MINING LTD.
Ticker: MML Security ID: Q59444101
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Weinberg as Director For For Management
2 Approve Disapplication of Pre-emptive For For Management
Rights
3 Approve the Adoption of the None For Management
Remuneration Report
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NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David Emerson For For Management
2.2 Elect Director James Estey For For Management
2.3 Elect Director Robert Gallagher For For Management
2.4 Elect Director Vahan Kololian For For Management
2.5 Elect Director Martyn Konig For For Management
2.6 Elect Director Pierre Lassonde For For Management
2.7 Elect Director Randall Oliphant For For Management
2.8 Elect Director Raymond Threlkeld For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
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NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Gerard Michael Bond as a Director For For Management
2b Elect Vince Gauci as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
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NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
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OCEANAGOLD CORPORATION
Ticker: OGC Security ID: 675222103
Meeting Date: MAY 17, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Askew For For Management
1.2 Elect Director J. Denham Shale For For Management
1.3 Elect Director Michael F. Wilkes For For Management
2 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles For For Management
4 Ratify the Past Issuance of 30 Million For For Management
Shares to Macquarie Capital Markets
Canada Ltd and Citigroup Global
Markets Canada Inc.
5 Approve the Grant of 252,778 For For Management
Performance Rights to Michael F.
Wilkes, Chief Executive Officer and
Managing Director of the Company
6 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
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OSISKO MINING CORPORATION
Ticker: OSK Security ID: 688278100
Meeting Date: MAY 09, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor H. Bradley For For Management
1.2 Elect Director John F. Burzynski For For Management
1.3 Elect Director Marcel Cote For For Management
1.4 Elect Director Michele Darling For For Management
1.5 Elect Director Joanne Ferstman For For Management
1.6 Elect Director Staph Leavenworth Bakali For For Management
1.7 Elect Director William A. MacKinnon For For Management
1.8 Elect Director Charles E. Page For For Management
1.9 Elect Director Sean Roosen For For Management
1.10 Elect Director Gary A. Sugar For For Management
1.11 Elect Director Serge Vezina For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Allow Board to Appoint Additional For For Management
Directors Between Annual Meetings
4 Approve Shareholder Rights Plan For Against Management
5 Approve Advance Notice Policy For Against Management
6 Advisory Vote on Executive For For Management
Compensation Approach
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PAN AMERICAN SILVER CORP.
Ticker: PAA Security ID: 697900108
Meeting Date: MAY 13, 2013 Meeting Type: Annual/Special
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Geoffrey A. Burns For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Christopher Noel Dunn For For Management
1.5 Elect Director Neil de Gelder For For Management
1.6 Elect Director Robert P. Pirooz For For Management
1.7 Elect Director David C. Press For For Management
1.8 Elect Director Walter T. Segsworth For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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POLYUS GOLD INTERNATIONAL LTD.
Ticker: POGL Security ID: G7166H100
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Dividends For For Management
4 Reelect Adrian Coates as Director For For Management
5 Reelect German Pikhoya as Director For For Management
6 Reelect Earl of Clanwilliam as Director For For Management
7 Reelect Bruce Buck as Director For For Management
8 Reelect Kobus Moolman as Director For For Management
9 Reelect Anna Kolonchina as Director For For Management
10 Elect Igor Gorin as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
15 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: G73740113
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: APR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Philippe Lietard as Director For For Management
5 Re-elect Mark Bristow as Director For For Management
6 Re-elect Norborne Cole Jr as Director For For Management
7 Re-elect Christopher Coleman as For For Management
Director
8 Re-elect Kadri Dagdelen as Director For For Management
9 Elect Jeanine Mabunda Lioko as Director For For Management
10 Re-elect Graham Shuttleworth as For For Management
Director
11 Re-elect Andrew Quinn as Director For For Management
12 Re-elect Karl Voltaire as Director For For Management
13 Reappoint BDO LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Approve Awards of Ordinary Shares to For For Management
Non-executive Directors
17 Approve Grant of a One-Off Career For For Management
Shares Award of Ordinary Shares to the
CEO
18 Approve Increase in Non-Executive For For Management
Directors' Aggregate Fees
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
REGIS RESOURCES LTD.
Ticker: RRL Security ID: Q8059N120
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: NOV 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Ross Kestel as a Director For For Management
3 Elect Morgan Cain Hart as a Director For For Management
4 Approve the Acquisition of the For For Management
McPhillamys Gold Project
--------------------------------------------------------------------------------
RUBICON MINERALS CORPORATION
Ticker: RMX Security ID: 780911103
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2 Fix Number of Directors at Eight For For Management
3.1 Elect Director David W. Adamson For For Management
3.2 Elect Director Christopher J. Bradbrook For For Management
3.3 Elect Director Julian Kemp For For Management
3.4 Elect Director Michael Lalonde For For Management
3.5 Elect Director David R. Reid For For Management
3.6 Elect Director Peter M. Rowlandson For For Management
3.7 Elect Director Bruce A. Thomas For For Management
3.8 Elect Director Michael D. Winship For For Management
--------------------------------------------------------------------------------
SIBANYE GOLD LTD.
Ticker: SGL Security ID: S7627H100
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint KPMG Inc as Auditors of the For For Management
Company
2 Elect Tim Cumming as Director For For Management
3 Elect Barry Davison as Director For For Management
4 Elect Nkosemntu Nika as Director For For Management
5 Elect Susan van der Merwe as Director For For Management
6 Elect Keith Rayner as Chairman of the For For Management
Audit Committee
7 Elect Rick Menell as Member of the For For Management
Audit Committee
8 Elect Nkosemntu Nika as Member of the For For Management
Audit Committee
9 Elect Susan van der Merwe as Member of For For Management
the Audit Committee
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Approve Remuneration Policy For For Management
11 Amend Rule 5.1.1 of the 2013 Share Plan For For Management
12 Amend Rule 5.2.1 of the 2013 Share Plan For For Management
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
3 Amend Memorandum of Incorporation Re: For For Management
Retirement of Directors in Rotation
4 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
SILVER STANDARD RESOURCES INC.
Ticker: SSO Security ID: 82823L106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Peter W. Tomsett For For Management
2.2 Elect Director A. E. Michael Anglin For For Management
2.3 Elect Director Richard C. Campell For For Management
2.4 Elect Director Gustavo A. Herrero For For Management
2.5 Elect Director Richard D. Paterson For For Management
2.6 Elect Director Steven P. Reid For For Management
2.7 Elect Director John Smith For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SILVER WHEATON CORP.
Ticker: SLW Security ID: 828336107
Meeting Date: MAY 21, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director Lawrence I. Bell For For Management
a2 Elect Director George L. Brack For For Management
a3 Elect Director John A. Brough For For Management
a4 Elect Director R. Peter Gillin For For Management
a5 Elect Director Douglas M. Holtby For For Management
a6 Elect Director Eduardo Luna For For Management
a7 Elect Director Wade D. Nesmith For For Management
a8 Elect Director Randy V.J. Smallwood For For Management
b Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
c Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TAHOE RESOURCES INC.
Ticker: THO Security ID: 873868103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dan Rovig For For Management
1.2 Elect Director C. Kevin McArthur For For Management
1.3 Elect Director Lorne B. Anderson For For Management
1.4 Elect Director Paul B. Sweeney For For Management
1.5 Elect Director James S. Voorhees For For Management
1.6 Elect Director John P. Bell For For Management
1.7 Elect Director Kenneth F. Williamson For For Management
1.8 Elect Director Tanya M. Jakusconek For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Amend Share Option and Incentive Share For For Management
Plan
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: 891054108
Meeting Date: JUN 19, 2013 Meeting Type: Annual/Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Stanford For For Management
1.2 Elect Director Michael Murphy For For Management
1.3 Elect Director A. Terrance MacGibbon For For Management
1.4 Elect Director David Fennell For For Management
1.5 Elect Director Andrew Adams For For Management
1.6 Elect Director Frank Davis For For Management
1.7 Elect Director James Crombie For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: ADPC00919
Meeting Date: JUN 19, 2013 Meeting Type: Annual/Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Stanford For For Management
1.2 Elect Director Michael Murphy For For Management
1.3 Elect Director A. Terrance MacGibbon For For Management
1.4 Elect Director David Fennell For For Management
1.5 Elect Director Andrew Adams For For Management
1.6 Elect Director Frank Davis For For Management
1.7 Elect Director James Crombie For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Marrone For For Management
1.2 Elect Director Patrick J. Mars For For Management
1.3 Elect Director John Begeman For For Management
1.4 Elect Director Alexander Davidson For For Management
1.5 Elect Director Richard Graff For For Management
1.6 Elect Director Nigel Lees For For Management
1.7 Elect Director Juvenal Mesquita Filho For For Management
1.8 Elect Director Carl Renzoni For For Management
1.9 Elect Director Antenor F. Silva, Jr. For For Management
1.10 Elect Director Dino Titaro For For Management
2 Ratify Deloitte LLP as Auditors For For Management
========================= A DWS Communications Fund =========================
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 22, 2013 Meeting Type: Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors for Series L Shares For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against For Shareholder
Rights
--------------------------------------------------------------------------------
ARM HOLDINGS PLC
Ticker: ARM Security ID: G0483X122
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir John Buchanan as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Re-elect Andy Green as Director For For Management
7 Re-elect Larry Hirst as Director For For Management
8 Re-elect Mike Muller as Director For For Management
9 Re-elect Kathleen O'Donovan as Director For For Management
10 Re-elect Janice Roberts as Director For For Management
11 Re-elect Philip Rowley as Director For For Management
12 Re-elect Tim Score as Director For For Management
13 Re-elect Simon Segars as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Long Term Incentive Plan For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Gilbert F. Amelio For For Management
1.3 Elect Director Reuben V. Anderson For For Management
1.4 Elect Director James H. Blanchard For For Management
1.5 Elect Director Jaime Chico Pardo For For Management
1.6 Elect Director Scott T. Ford For For Management
1.7 Elect Director James P. Kelly For For Management
1.8 Elect Director Jon C. Madonna For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director John B. McCoy For For Management
1.11 Elect Director Joyce M. Roche For For Management
1.12 Elect Director Matthew K. Rose For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Purchase and Deferral Plan For For Management
5 Report on Political Contributions Against For Shareholder
6 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director Andre Berard For For Management
1.3 Elect Director Ronald A. Brenneman For For Management
1.4 Elect Director Sophie Brochu For For Management
1.5 Elect Director Robert E. Brown For For Management
1.6 Elect Director George A. Cope For For Management
1.7 Elect Director David F. Denison For For Management
1.8 Elect Director Anthony S. Fell For For Management
1.9 Elect Director Edward C. Lumley For For Management
1.10 Elect Director Thomas C. O'Neill For For Management
1.11 Elect Director James Prentice For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Carole Taylor For For Management
1.14 Elect Director Paul R. Weiss For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.1 SP 1: Adopt a Policy Stipulating an Against For Shareholder
Internal Pay Ratio
4.2 SP 2: Critical Mass of Qualified Women Against For Shareholder
on Board of Directors
4.3 SP 3: Company Response to Advisory Say Against Against Shareholder
on Pay Result
4.4 SP 4: Establish a Separate Risk Against Against Shareholder
Management Committee
4.5 SP 5: Diversity Policy and Endorsement Against For Shareholder
of UN?s Women?s Empowerment Principles
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 11, 2012 Meeting Type: Annual
Record Date: JUL 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Gavin Patterson as Director For For Management
8 Re-elect Tony Ball as Director For For Management
9 Re-elect Patricia Hewitt as Director For For Management
10 Re-elect Phil Hodkinson as Director For For Management
11 Re-elect Nick Rose as Director For For Management
12 Re-elect Jasmine Whitbread as Director For For Management
13 Elect Karen Richardson as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Bruce Hanks For For Management
1.2 Elect Director C. G. Melville, Jr. For For Management
1.3 Elect Director Fred R. Nichols For For Management
1.4 Elect Director William A. Owens For For Management
1.5 Elect Director Harvey P. Perry For For Management
1.6 Elect Director Glen F. Post, III For For Management
1.7 Elect Director Laurie A. Siegel For For Management
1.8 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Share Retention Policy Against Against Shareholder
4b Adopt Policy on Bonus Banking Against For Shareholder
4c Proxy Access Against For Shareholder
4d Provide for Confidential Voting Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For For Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Pro-rata Vesting of Equity Awards Against For Shareholder
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward C. Hutcheson, Jr. For For Management
1b Elect Director J. Landis Martin For For Management
1c Elect Director W. Benjamin Moreland For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
6 Elect Sari Baldauf to the Supervisory For Did Not Vote Management
Board
7 Elect Ulrich Lehner to the Supervisory For Did Not Vote Management
Board
8 Ammend Articles Re: Supervisory Board For Did Not Vote Management
Remuneration
9 Approve Cancellation of Conditional For Did Not Vote Management
Capital Authorization
10 Approve Creation of EUR 2.2 Billion For Did Not Vote Management
Pool of Capital without Preemptive
Rights
11 Approve Affiliation Agreement with For Did Not Vote Management
PASM Power and Air Condition Solution
Management GmbH
12 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
13 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
14 Ammend Affiliation Agreement with GMG For Did Not Vote Management
Generalmietgesellschaft mbH
15 Ammend Affiliation Agreement with For Did Not Vote Management
DeTeMedien, Deutsche Telekom Medien
GmbH
--------------------------------------------------------------------------------
ERICSSON
Ticker: ERICB Security ID: W26049119
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Acknowledge Proper Convening of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports
7 Receive President's Report None None Management
8.1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8.2 Approve Discharge of Board and For Did Not Vote Management
President
8.3 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2.75 per Share
9 Presentation of Nominating Committee's None None Management
Proposals
9.1 Determine Number of Members (12) and For Did Not Vote Management
Deputy Members of Board (0)
9.2 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 3.85 Million to the
Chairman and SEK 900,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in
Phantom Shares); Approve Remuneration
for Committee Work
9.3 Reelect L. Johansson, R. Austin, P. For Did Not Vote Management
Bonfield, B. Ekholm, A. Izosimov, U.
Johansson, S. Martin-Lof, H. Vestberg,
and J. Wallenberg as Directors; Elect
N. Denzel, K. Lund, and P. Ostberg as
New Directors
9.4 Approve Remuneration of Auditors For Did Not Vote Management
9.5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11.1 Approve 2013 Share Matching Plan for For Did Not Vote Management
All Employees
11.2 Authorize Reissuance of 11.9 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative to Item 11.2
11.4 Approve 2013 Share Matching Plan for For Did Not Vote Management
Key Contributors
11.5 Authorize Reissuance of 8.7 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Share Matching Plan for Key
Contributors
11.6 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative to Item 11.5
11.7 Approve 2013 Restricted Stock Plan for For Did Not Vote Management
Executives
11.8 Authorize Reissuance of 6 Million For Did Not Vote Management
Repurchased Class B Shares for 2013
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third For Did Not Vote Management
Party as Alternative to Item 11.8
12 Authorize Reissuance of up to 18.2 For Did Not Vote Management
Million Repurchased Class B Shares to
Cover Social Costs in Connection with
2009, 2010, 2011 and 2012 Long-Term
Variable Compensation Plans
13 Amend Articles Re: Insert Gender Quota None Did Not Vote Shareholder
for Board of Directors
14 Instruct the Board to Investigate How None Did Not Vote Shareholder
All Shares Are to be Given the Same
Voting Power and To Present Such a
Proposal at the Next Annual General
Meeting
15.1 Request Board to Take Necessary Action None Did Not Vote Shareholder
to Create a Shareholders Association
15.2 Request Board to Propose to the None Did Not Vote Shareholder
Swedish Government Legislation on the
Abolition of Voting Power Differences
at Swedish Limited Liability Companies
15.3 Request Board to Prepare a Proposal None Did Not Vote Shareholder
Regarding Board Representation for the
Small and Midsize Shareholders
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KABEL DEUTSCHLAND HOLDING AG
Ticker: KD8 Security ID: D6424C104
Meeting Date: OCT 11, 2012 Meeting Type: Annual
Record Date: SEP 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011/2012
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2012/2013
6a Elect Antoinette Aris to the For For Management
Supervisory Board
6b Elect Catherine Muehlemann to the For For Management
Supervisory Board
6c Elect Paul Stodden to the Supervisory For For Management
Board
6d Elect Torsten Winkler to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with For For Management
Subsidiary Kabel Deutschland Vertrieb
und Service GmbH
--------------------------------------------------------------------------------
KONINKLIJKE KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 11, 2012 Meeting Type: Special
Record Date: AUG 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Announce Intention to AppointEric None None Management
Hageman to Executive Board
3 Amend Articles Re: Right to Place For For Management
Items on the Agenda
4 Close Meeting None None Management
--------------------------------------------------------------------------------
LIBERTY GLOBAL, INC.
Ticker: LBTYA Security ID: 530555101
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC.
Ticker: PCS Security ID: 591708102
Meeting Date: APR 24, 2013 Meeting Type: Proxy Contest
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Yellow Card) None
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Reverse Stock Split For For Management
3 Declassify the Board of Directors For For Management
4 Amend Certificate of Incorporation For For Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with For For Management
or without Cause
6 Amend Certificate of Incorporation For For Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting For For Management
8 Provide Right to Act by Written Consent For For Management
9 Provide that the Combined Company's For For Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes For Against Management
12 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Issue Shares in Connection with Against Did Not Vote Management
Acquisition
2 Approve Reverse Stock Split Against Did Not Vote Management
3 Declassify the Board of Directors Against Did Not Vote Management
4 Amend Certificate of Incorporation Against Did Not Vote Management
giving Deutsche Telekom the Right to
Director Designations
5 Provide Directors May Be Removed with Against Did Not Vote Management
or without Cause
6 Amend Certificate of Incorporation Against Did Not Vote Management
Granting Deutsche Telekom the same
Approval Rights as set forth in the
Stockholder's Agreement
7 Provide Right to Call Special Meeting Against Did Not Vote Management
8 Provide Right to Act by Written Consent Against Did Not Vote Management
9 Provide that the Combined Company's Against Did Not Vote Management
Bylaws may be Amended upon the
Affirmative Vote of the Holders of
Shares having a Majority of the
Combined Company's Voting Power
10 Adopt the Jurisdiction of Against Did Not Vote Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Advisory Vote on Golden Parachutes Against Did Not Vote Management
12 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A.
Ticker: MIC Security ID: L6388F128
Meeting Date: DEC 05, 2012 Meeting Type: Special
Record Date: NOV 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Jean-Michel Schmit as Chairman For For Management
of Meeting and Empower Meeting
Chairman to Appoint other Bureau
Members
2 Receive Board's Report on Conflict of None None Management
Interests
3 Elect Anders Kronborg as New Director For For Management
4 Approve Dividends of USD 3 per Share For For Management
--------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR S.A.
Ticker: MIC Security ID: L6388F128
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting and Empower For For Management
Chairman to Appoint Other Members of
Bureau
2 Receive and Approve Board's and For For Management
Auditor's Reports
3 Accept Consolidated and Standalone For For Management
Financial Statements
4 Approve Allocation of Income and For For Management
Dividends of USD 2.64 per Share
5 Approve Discharge of Directors For For Management
6 Fix Number of Directors at 8 For For Management
7 Reelect Mia Brunell Livfors as Director For Against Management
8 Reelect Allen Sangines-Krause as For Against Management
Director
9 Reelect Paul Donovan as Director For For Management
10 Reelect Omari Issa as Director For For Management
11 Reelect Kim Ignatius as Director For For Management
12 Elect Alejandro Santo Domingo as For For Management
Director
13 Elect Lorenzo Grabau as Director For For Management
14 Elect Ariel Eckstein as Director For For Management
15 Reelect Allen Sangines-Krause as For For Management
Chairman of the Board
16 Approve Remuneration of Directors For For Management
17 Renew Appointment of Ernst & Young as For For Management
Auditor
18 Approve Remuneration of Auditors For For Management
19 Approve (i) Procedure on Appointment For For Management
of Nomination Committee and (ii)
Determination of Assignment of
Nomination Committee
20 Approve Set Up of Charity Trust For For Management
21 Approve Share Repurchase Program For For Management
22 Approve Guidelines for Remuneration to For For Management
Senior Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Beebe For For Management
1.2 Elect Director Jack Langer For For Management
1.3 Elect Director Jeffrey A. Stoops For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
2 Adopt SingTel Performance Share Plan For For Management
2012
3 Approve Participation by Chua Sock For For Management
Koong in the SingTel Performance Share
Plan
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LTD.
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 27, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.09 Per For For Management
Share
3 Reelect Chua Sock Koong as Director For For Management
4 Reelect Fang Ai Lian as Director For For Management
5 Reelect Kaikhushru Shiavax Nargolwala For For Management
as Director
6 Reelect Ong Peng Tsin as Director For For Management
7 Reelect Bobby Chin Yoke Choong as For For Management
Director
8 Approve Directors' Fees for the Year For For Management
Ending March 31, 2013
9 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to the SingTel
Performance Share Plan
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles To Change Company Name For For Management
- Amend Business Lines
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Miyauchi, Ken For For Management
3.3 Elect Director Kasai, Kazuhiko For For Management
3.4 Elect Director Ronald Fisher For For Management
3.5 Elect Director Yun Ma For For Management
3.6 Elect Director Miyasaka, Manabu For For Management
3.7 Elect Director Yanai, Tadashi For For Management
3.8 Elect Director Mark Schwartz For For Management
4.1 Appoint Statutory Auditor Sano, Mitsuo For For Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Shibayama, For Against Management
Koichi
4.4 Appoint Statutory Auditor Kubokawa, For For Management
Hidekazu
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: JUN 25, 2013 Meeting Type: Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: APR 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Hansueli Loosli as Director For For Management
4.2 Reelect Michel Gobet as Director For For Management
4.3 Reelect Torsten Kreindl as Director For For Management
4.4 Reelect Richard Roy as Director For For Management
4.5 Reelect Theophil Schlatter as Director For For Management
5 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Michael Barnes For For Management
1.2 Elect Director Srikant Datar For For Management
1.3 Elect Director Lawrence H. Guffey For For Management
1.4 Elect Director Timotheus Hottges For For Management
1.5 Elect Director Raphael Kubler For For Management
1.6 Elect Director Thorsten Langheim For For Management
1.7 Elect Director John J. Legere For For Management
1.8 Elect Director Rene Obermann For For Management
1.9 Elect Director James N. Perry, Jr. For For Management
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TDC A/S
Ticker: TDC Security ID: K94545116
Meeting Date: MAR 07, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
3 Approve Discharge of Management and For Did Not Vote Management
Board
4 Approve Allocation of Income For Did Not Vote Management
5a Reelect Vagn Sorensen as Director For Did Not Vote Management
5b Reelect Pierre Danon as Director For Did Not Vote Management
5c Reelect Stine Bosse as Director For Did Not Vote Management
5d Reelect Angus Porter as Director For Did Not Vote Management
5e Reelect Lars Rasmussen as Director For Did Not Vote Management
5f Reelect Soren Sorensen as Director For Did Not Vote Management
5g Elect Pieter Knook as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
7a Authorize Share Repurchase Program For Did Not Vote Management
7b Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
and Board
7c Approve Remuneration of Directors in For Did Not Vote Management
the Maximum Aggregate Amount of DKK 8
Million
7d Approve DKK 13 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation;
Amend Articles of Association
Accordingly
8 Other Business None None Management
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778124
Meeting Date: MAY 22, 2013 Meeting Type: Special
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Special Fund For For Management
Protecting Saving Shareholders
Interests
2 Elect Representative for Holders of For For Management
Saving Shares
--------------------------------------------------------------------------------
TELEFONICA S.A.
Ticker: TEF Security ID: 879382109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone and Consolidated For For Management
Financial Statements, Allocation of
Income, and Discharge Directors
2.1 Reelect Jose Maria Abril Perez as For For Management
Director
2.2 Reelect Jose Fernando de Almansa For For Management
Moreno-Barreda as Director
2.3 Reelect Eva Castillo Sanz as Director For For Management
2.4 Reelect Luiz Fernando Furlan as For For Management
Director
2.5 Reelect Francisco Javier de Paz Mancho For For Management
as Director
2.6 Ratify Co-option of and Elect Santiago For For Management
Fernandez Valbuena as Director
3 Renew Appointment of Ernst & Young as For For Management
Auditor
4.1 Amend Articles For For Management
4.2 Amend Articles For For Management
4.3 Approve Restated Articles of For For Management
Association
5 Adopt Restated General Meeting For For Management
Regulations
6 Approve Dividends For For Management
7 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 25 Billion
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Advisory Vote on Remuneration Policy For Against Management
Report
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
Ticker: TKA Security ID: A8502A102
Meeting Date: OCT 23, 2012 Meeting Type: Special
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Increase Size of Supervisory Board by None For Shareholder
One More Member
1b Elect Rudolf Kelmer to the Supervisory None For Shareholder
Board (Voting Item)
1c Elect Oscar von Hauske Solis to the None For Shareholder
Supervisory Board (Voting Item)
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of None None Management
Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve NOK 6.00
Dividend per Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve NOK 259.9 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of 19.9
Million Shares and Redemption of 23.4
Million Shares Owned by the Kingdom of
Norway; Amend Articles Accordingly
7 Authorize Repurchase of up to 46 For Did Not Vote Management
Million Issued Shares and Cancellation
of Repurchased Shares
8a Elect Anders Skjaevestad as Member of For Did Not Vote Management
Corporate Assembly
8b Elect John Bernander as Member of For Did Not Vote Management
Corporate Assembly
8c Elect Kirsten Ideboen as Member of For Did Not Vote Management
Corporate Assembly
8d Elect Didrik Munch as Member of For Did Not Vote Management
Corporate Assembly
8e Elect Elin Myrmel-Johansen as Member For Did Not Vote Management
of Corporate Assembly
8f Elect Widar Salbuvik as Member of For Did Not Vote Management
Corporate Assembly
8g Elect Tore Onshuus Sandvik as Member For Did Not Vote Management
of Corporate Assembly
8h Elect Silvija Seres as Member of For Did Not Vote Management
Corporate Assembly
8i Elect Siri Strandenes as Member of For Did Not Vote Management
Corporate Assembly
8j Elect Olaug Svarva as Member of For Did Not Vote Management
Corporate Assembly
8k Elect Gry Molleskog as 1st Deputy For Did Not Vote Management
Member of Corporate Assembly
8l Elect Nils-Edvard Olsen as 2nd Deputy For Did Not Vote Management
Member of Corporate Assembly
8m Elect Ingvild Nybo Holth as 3rd Deputy For Did Not Vote Management
Member of Corporate Assembly
9a Elect Mette Wikborg as Member of For Did Not Vote Management
Nominating Committee
9b Elect Rune Selmar as Member of For Did Not Vote Management
Nominating Committee
10a Approve Remuneration of the Corporate For Did Not Vote Management
Assembly
10b Approve Remuneration of the Nomination For Did Not Vote Management
Committee
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carole Black For For Management
1b Elect Director Glenn A. Britt For For Management
1c Elect Director Thomas H. Castro For For Management
1d Elect Director David C. Chang For For Management
1e Elect Director James E. Copeland, Jr. For For Management
1f Elect Director Peter R. Haje For For Management
1g Elect Director Donna A. James For For Management
1h Elect Director Don Logan For For Management
1i Elect Director N.J. Nicholas, Jr. For For Management
1j Elect Director Wayne H. Pace For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director John E. Sununu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Carrion For For Management
1.2 Elect Director Melanie L. Healey For For Management
1.3 Elect Director M. Frances Keeth For For Management
1.4 Elect Director Robert W. Lane For For Management
1.5 Elect Director Lowell C. McAdam For For Management
1.6 Elect Director Sandra O. Moose For For Management
1.7 Elect Director Joseph Neubauer For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Clarence Otis, Jr. For For Management
1.10 Elect Director Hugh B. Price For For Management
1.11 Elect Director Rodney E. Slater For For Management
1.12 Elect Director Kathryn A. Tesija For For Management
1.13 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Commit to Wireless Network Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Adopt Proxy Access Right Against For Shareholder
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
9 Amend Articles/Bylaws/Charter- Call Against For Shareholder
Special Meetings
10 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 24, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Re-elect Nick Land as Director For For Management
10 Re-elect Anne Lauvergeon as Director For For Management
11 Re-elect Luc Vandevelde as Director For For Management
12 Re-elect Anthony Watson as Director For For Management
13 Re-elect Philip Yea as Director For For Management
14 Approve Final Dividend For For Management
15 Approve Remuneration Report For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise EU Political Donations and For For Management
Expenditure
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
========================== A DWS Health Care Fund ===========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label and Eliminate GMO Ingredients in Against Against Shareholder
Products
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
8 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
9 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H.L. Burnside For For Management
1.2 Elect Director Edward J. Rapp For For Management
1.3 Elect Director Roy S. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 08, 2012 Meeting Type: Annual
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis E. Lataif For For Management
1.2 Elect Director Henri A. Termeer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACHILLION PHARMACEUTICALS, INC.
Ticker: ACHN Security ID: 00448Q201
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt Graves For For Management
1.2 Elect Director Dennis Liotta For For Management
1.3 Elect Director David I. Scheer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peder K. Jensen For For Management
1.2 Elect Director John P. Kelley For For Management
1.3 Elect Director Sandra Panem For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jack Michelson For For Management
1b Elect Director Ronald R. Taylor For For Management
1c Elect Director Andrew L. Turner For For Management
1d Elect Director Paul M. Bisaro For For Management
1e Elect Director Christopher W. Bodine For For Management
1f Elect Director Michael J. Feldman For For Management
1g Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Enhance Board Oversight of Political Against For Shareholder
Contributions
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Tadataka Yamada For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
1.9 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALKERMES PLC.
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2012 Meeting Type: Annual
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Floyd E. Bloom For For Management
1.2 Elect Director Geraldine A. Henwood For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Change Location of Annual Meeting For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Dawn Hudson For For Management
1e Elect Director Trevor M. Jones For For Management
1f Elect Director Louis J. Lavigne, Jr. For For Management
1g Elect Director Peter J. McDonnell For For Management
1h Elect Director Timothy D. Proctor For For Management
1i Elect Director Russell T. Ray For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5.1 Provide Right to Act by Written Consent Against For Shareholder
5.2 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Dzau For For Management
1.2 Elect Director Steven M. Paul For For Management
1.3 Elect Director Kevin P. Starr For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMARIN CORPORATION PLC
Ticker: AMRN Security ID: 023111206
Meeting Date: JUL 10, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Lars G. Ekman as Director For For Management
2 Re-elect Carl L. Gordon as Director For For Management
3 Re-elect Jan van Heek as Director For For Management
4 Re-elect Patrick J. O'Sullivan as For For Management
Director
5 Advisory Vote to Approve Compensation For For Management
of Named Executive Officers
6 Approve Remuneration Report For For Management
7 Appoint Deloitte & Touche LLP as For For Management
Auditors and Authorise Their
Remuneration
8 Amend 2011 Stock Incentive Plan For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Edward E. Hagenlocker For For Management
1.6 Elect Director Kathleen W. Hyle For For Management
1.7 Elect Director Michael J. Long For For Management
1.8 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Rebecca M. Henderson For For Management
1.8 Elect Director Frank C. Herringer For For Management
1.9 Elect Director Tyler Jacks For For Management
1.10 Elect Director Gilbert S. Omenn For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Leonard D. Schaeffer For For Management
1.13 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANACOR PHARMACEUTICALS, INC.
Ticker: ANAC Security ID: 032420101
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lucy Shapiro For For Management
1.2 Elect Director Paul L. Berns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC.
Ticker: ARIA Security ID: 04033A100
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Athanase Lavidas For For Management
1.2 Elect Director Massimo Radaelli For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTHROCARE CORPORATION
Ticker: ARTC Security ID: 043136100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christian P. Ahrens For For Management
1.2 Elect Director Gregory A. Belinfanti For For Management
1.3 Elect Director Barbara D. Boyan For For Management
1.4 Elect Director David Fitzgerald For For Management
1.5 Elect Director James G. Foster For For Management
1.6 Elect Director Terrence E. Geremski For For Management
1.7 Elect Director Tord B. Lendau For For Management
1.8 Elect Director Peter L. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASTEX PHARMACEUTICALS, INC.
Ticker: ASTX Security ID: 04624B103
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Casamento For For Management
1.2 Elect Director Peter Fellner For For Management
1.3 Elect Director Thomas V. Girardi For For Management
1.4 Elect Director Allan R. Goldberg For For Management
1.5 Elect Director Timothy Haines For For Management
1.6 Elect Director Harren Jhoti For For Management
1.7 Elect Director Ismail Kola For For Management
1.8 Elect Director Walter J. Lack For For Management
1.9 Elect Director James S.J. Manuso For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATHENAHEALTH, INC.
Ticker: ATHN Security ID: 04685W103
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Baker For For Management
1.2 Elect Director Dev Ittycheria For For Management
1.3 Elect Director John A. Kane For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Carrel For For Management
1.2 Elect Director Mark A. Collar For For Management
1.3 Elect Director Donald C. Harrison For For Management
1.4 Elect Director Michael D. Hooven For For Management
1.5 Elect Director Richard M. Johnston For For Management
1.6 Elect Director Elizabeth D. Krell For For Management
1.7 Elect Director Mark R. Lanning For For Management
1.8 Elect Director Karen P. Robards For For Management
1.9 Elect Director Robert S. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Chen For For Management
1b Elect Director Blake E. Devitt For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Gail D. Fosler For For Management
1e Elect Director Carole J. Shapazian For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 1.90
per Share for Fiscal 2012
2 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
3 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
4 Approve Affiliation Agreement with For Did Not Vote Management
Bayer Beteiligungsverwaltung Goslar
GmbH
5 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors for Fiscal 2013
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
1.12 Elect Director William D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Michael Grey For For Management
1.3 Elect Director Elaine J. Heron For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis For For Management
1.6 Elect Director Richard A. Meier For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director William D. Young For For Management
1.9 Elect Director Kenneth M. Bate For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katharine T. Bartlett For For Management
1b Elect Director Bruce L. Byrnes For For Management
1c Elect Director Nelda J. Connors For For Management
1d Elect Director Kristina M. Johnson For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Ernest Mario For For Management
1g Elect Director N.J. Nicholas, Jr. For For Management
1h Elect Director Pete M. Nicholas For For Management
1i Elect Director Uwe E. Reinhardt For For Management
1j Elect Director John E. Sununu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Vicki L. Sato For For Management
1H Elect Director Elliott Sigal For For Management
1I Elect Director Gerald L. Storch For For Management
1J Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CADENCE PHARMACEUTICALS, INC.
Ticker: CADX Security ID: 12738T100
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd W. Rich For For Management
1.2 Elect Director Theodore R. Schroeder For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 02, 2012 Meeting Type: Annual
Record Date: SEP 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Calvin Darden For For Management
1.6 Elect Director Bruce L. Downey For For Management
1.7 Elect Director John F. Finn For For Management
1.8 Elect Director Clayton M. Jones For For Management
1.9 Elect Director Gregory B. Kenny For For Management
1.10 Elect Director David P. King For For Management
1.11 Elect Director Richard C. Notebaert For For Management
1.12 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: APR 15, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip L. Francis For For Management
1b Elect Director Robert F. Friel For For Management
1c Elect Director Gregory T. Lucier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CATAMARAN CORPORATION
Ticker: CTRX Security ID: 148887102
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Thierer For For Management
1.2 Elect Director Peter J. Bensen For For Management
1.3 Elect Director Steven Cosler For For Management
1.4 Elect Director William J. Davis For For Management
1.5 Elect Director Steven B. Epstein For For Management
1.6 Elect Director Betsy D. Holden For For Management
1.7 Elect Director Karen L. Katen For For Management
1.8 Elect Director Harry M. Kraemer For For Management
1.9 Elect Director Anthony Masso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orlando Ayala For For Management
1.2 Elect Director Pamela A. Joseph For For Management
1.3 Elect Director Tommy G. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald E. Bisbee, Jr. For For Management
1b Elect Director Denis A. Cortese For For Management
1c Elect Director Linda M. Dillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director Isaiah Harris, Jr. For For Management
1.3 Elect Director Jane E. Henney For For Management
1.4 Elect Director Donna F. Zarcone For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene R. Corasanti For For Management
1.2 Elect Director Joseph J. Corasanti For For Management
1.3 Elect Director Bruce F. Daniels For For Management
1.4 Elect Director Jo Ann Golden For For Management
1.5 Elect Director Stephen M. Mandia For For Management
1.6 Elect Director Stuart J. Schwartz For For Management
1.7 Elect Director Mark E. Tryniski For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director John M. Connors, Jr. For For Management
1f Elect Director Christopher J. Coughlin For For Management
1g Elect Director Randall J. Hogan, III For For Management
1h Elect Director Martin D. Madaus For For Management
1i Elect Director Dennis H. Reilley For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Authorize Open-Market Purchases of For For Management
Ordinary Shares
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
7 Amend Articles of Association to For For Management
expand the authority to execute
instruments of transfer
8 Approve Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Mark Corrigan For For Management
1.3 Elect Director Alison Lawton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Bylaws to Make Changes Related For For Management
to Cubist's Recent Separation of the
Roles of Chief Executive Officer and
President
5 Amend Bylaws Regarding the Conduct of For For Management
Stockholder Meetings
6 Amend the Charter to Give the CEO For For Management
Authority to Call Special Meetings
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown II For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Anne M. Finucane For For Management
1.4 Elect Director Kristen Gibney Williams For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Vote Requirement Under the Fair For For Management
Price Provision
6 Report on Political Contributions Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony ('John') For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DEPOMED, INC.
Ticker: DEPO Security ID: 249908104
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Staple For For Management
1.2 Elect Director Vicente Anido, Jr. For For Management
1.3 Elect Director G. Steven Burrill For For Management
1.4 Elect Director Karen A. Dawes For For Management
1.5 Elect Director Samuel R. Saks For For Management
1.6 Elect Director James A. Schoeneck For For Management
1.7 Elect Director David B. Zenoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: DEC 12, 2012 Meeting Type: Special
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: APR 12, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tender Offer For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3a Reelect Robert Ingram as Director For For Management
3b Reelect Gary Kennedy as Director For For Management
3c Reelect Patrick Kennedy as Director For For Management
3d Reelect Kelly Martin as Director For For Management
3e Reelect Kieran McGowan as Director For For Management
3f Reelect Kyran McLaughlin as Director For For Management
3g Reelect Donal O'Connor as Director For For Management
3h Reelect Richard Pilnik as Director For For Management
3i Reelect Andrew von Eschenbach as For For Management
Director
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital For For Management
8 Authorise Share Repurchase Program For For Management
9 Authorise Reissuance of Repurchased For For Management
Shares
10 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: JUN 17, 2013 Meeting Type: Proxy Contest
Record Date: MAY 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1 Approve Theravance Transaction For Against Management
2 Approve AOP Transaction For Against Management
3 Approve ELND005 Transaction For Against Management
4 Authorise Share Repurchase Program For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1 Approve Theravance Transaction Against Did Not Vote Management
2 Approve AOP Transaction Against Did Not Vote Management
3 Approve ELND005 Transaction Against Did Not Vote Management
4 Authorise Share Repurchase Program Against Did Not Vote Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph Alvarez For For Management
2 Elect Director Winfried Bischoff For For Management
3 Elect Director R. David Hoover For For Management
4 Elect Director Franklyn G. Prendergast For For Management
5 Elect Director Kathi P. Seifert For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC.
Ticker: ENDP Security ID: 29264F205
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger H. Kimmel For For Management
1b Elect Director Rajiv De Silva For For Management
1c Elect Director John J. Delucca For For Management
1d Elect Director Nancy J. Hutson For For Management
1e Elect Director Michael Hyatt For For Management
1f Elect Director William P. Montague For For Management
1g Elect Director David B. Nash For For Management
1h Elect Director Joseph C. Scodari For For Management
1i Elect Director Jill D. Smith For For Management
1j Elect Director William F. Spengler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENDOCYTE, INC.
Ticker: ECYT Security ID: 29269A102
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director P. Ron Ellis For For Management
1B Elect Director Marc D. Kozin For For Management
1C Elect Director Fred A. Middleton For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Samuel K. Skinner For For Management
1l Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 15, 2012 Meeting Type: Proxy Contest
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1.1 Elect Director Howard Solomon For Did Not Vote Management
1.2 Elect Director Nesli Basgoz For Did Not Vote Management
1.3 Elect Director Christopher J. Coughlin For Did Not Vote Management
1.4 Elect Director Dan L. Goldwasser For Did Not Vote Management
1.5 Elect Director Kenneth E. Goodman For Did Not Vote Management
1.6 Elect Director Gerald M. Lieberman For Did Not Vote Management
1.7 Elect Director Lawrence S. Olanoff For Did Not Vote Management
1.8 Elect Director Lester B. Salans For Did Not Vote Management
1.9 Elect Director Brenton L. Saunders For Did Not Vote Management
1.10 Elect Director Peter J. Zimetbaum For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Adopt Proxy Access Right Against Did Not Vote Shareholder
5 Repeal Any Bylaws Amendments Against Did Not Vote Shareholder
Implemented on or after June 18, 2012
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Director Eric J. Ende For Withhold Shareholder
1.2 Elect Director Pierre Legault For For Shareholder
1.3 Elect Director Andrew J. Fromkin For Withhold Shareholder
1.4 Elect Director Daniel A. Ninivaggi For For Shareholder
1.5 Management Nominee - Howard Solomon For For Shareholder
1.6 Management Nominee - Nesli Basgoz For For Shareholder
1.7 Management Nominee - Christopher J. For For Shareholder
Coughlin
1.8 Management Nominee - Gerald M. For For Shareholder
Lieberman
1.9 Management Nominee - Brenton L. For For Shareholder
Saunders
1.10 Management Nominee - Peter J. Zimetbaum For For Shareholder
2 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Abstain Against Shareholder
5 Repeal Any Bylaws Amendments For For Shareholder
Implemented on or after June 18, 2012
--------------------------------------------------------------------------------
FURIEX PHARMACEUTICALS, INC.
Ticker: FURX Security ID: 36106P101
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director June S. Almenoff For For Management
1.2 Elect Director Peter B. Corr For For Management
1.3 Elect Director Stephen R. Davis For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Fredric N. Eshelman For For Management
1.6 Elect Director Stephen W. Kaldor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Cogan For For Management
1.2 Elect Director Etienne F. Davignon For For Management
1.3 Elect Director Carla A. Hills For For Management
1.4 Elect Director Kevin E. Lofton For For Management
1.5 Elect Director John W. Madigan For For Management
1.6 Elect Director John C. Martin For For Management
1.7 Elect Director Nicholas G. Moore For For Management
1.8 Elect Director Richard J. Whitley For For Management
1.9 Elect Director Gayle E. Wilson For For Management
1.10 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director John P. Connaughton For For Management
1.4 Elect Director Kenneth W. Freeman For For Management
1.5 Elect Director Thomas F. Frist, III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Christopher R. Gordon For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director James C. Momtazee For For Management
1.12 Elect Director Stephen G. Pagliuca For For Management
1.13 Elect Director Wayne J. Riley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEARTWARE INTERNATIONAL, INC.
Ticker: HTWR Security ID: 422368100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Godshall For For Management
1.2 Elect Director Seth Harrison For For Management
1.3 Elect Director Robert Stockman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Restricted Stock Unit Grants For For Management
to Douglas Godshall
5 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Robert Thomas
6 Approve Restricted Stock Unit and For ��For Management
Stock Option Grants to Seth Harrison
7 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Timothy
Barberich
8 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Cynthia Feldman
9 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Charles Raymond
Larkin, Jr.
10 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Robert Stockman
11 Approve Restricted Stock Unit and For For Management
Stock Option Grants to Denis Wade
12 Ratify Past Issuance of 1,725,000 For For Management
Shares
--------------------------------------------------------------------------------
HI-TECH PHARMACAL CO., INC.
Ticker: HITK Security ID: 42840B101
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Seltzer For For Management
1.2 Elect Director Reuben Seltzer For For Management
1.3 Elect Director Martin M. Goldwyn For For Management
1.4 Elect Director Yashar Hirshaut For For Management
1.5 Elect Director Jack van Hulst For For Management
1.6 Elect Director Anthony J. Puglisi For For Management
1.7 Elect Director Bruce W. Simpson For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 11, 2013 Meeting Type: Annual
Record Date: JAN 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. LaVance, Jr. For For Management
1.2 Elect Director Robert A. Cascella For For Management
1.3 Elect Director Glenn P. Muir For For Management
1.4 Elect Director Sally W. Crawford For For Management
1.5 Elect Director Nancy L. Leaming For For Management
1.6 Elect Director Lawrence M. Levy For For Management
1.7 Elect Director Christiana Stamoulis For For Management
1.8 Elect Director Elaine S. Ullian For For Management
1.9 Elect Director Wayne Wilson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Broussard For For Management
1b Elect Director Frank A. D'Amelio For For Management
1c Elect Director W. Roy Dunbar For For Management
1d Elect Director Kurt J. Hilzinger For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director Michael B. McCallister For For Management
1g Elect Director William J. McDonald For For Management
1h Elect Director William E. Mitchell For For Management
1i Elect Director David B. Nash For For Management
1j Elect Director James J. O'Brien For For Management
1k Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald Moller For For Management
1.2 Elect Director David R. Walt For For Management
1.3 Elect Director Robert S. Epstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: SEP 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Ten For For Management
2.1 Elect Director Mark Skaletsky For For Management
2.2 Elect Director Joseph J. Villafranca For For Management
2.3 Elect Director Nicole Onetto For For Management
2.4 Elect Director Stephen C. McCluski For For Management
2.5 Elect Director Richard J. Wallace For For Management
2.6 Elect Director Daniel M. Junius For For Management
2.7 Elect Director Howard H. Pien For For Management
2.8 Elect Director Mark Goldberg For For Management
2.9 Elect Director Dean J. Mitchell For For Management
2.10 Elect Director Kristine Peterson For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOMEDICS, INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: DEC 05, 2012 Meeting Type: Annual
Record Date: OCT 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Goldenberg For For Management
1.2 Elect Director Cynthia L. Sullivan For For Management
1.3 Elect Director Morton Coleman For For Management
1.4 Elect Director Marcella LoCastro For For Management
1.5 Elect Director Brian A. Markison For For Management
1.6 Elect Director Mary E. Paetzold For For Management
1.7 Elect Director Don C. Stark For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMPAX LABORATORIES, INC.
Ticker: IPXL Security ID: 45256B101
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Z. Benet For For Management
1.2 Elect Director Robert L. Burr For For Management
1.3 Elect Director Allen Chao For For Management
1.4 Elect Director Nigel Ten Fleming For For Management
1.5 Elect Director Larry Hsu For For Management
1.6 Elect Director Michael Markbreiter For For Management
1.7 Elect Director Peter R. Terreri For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director Barry M. Ariko For For Management
1.3 Elect Director Julian C. Baker For For Management
1.4 Elect Director Paul A. Brooke For For Management
1.5 Elect Director Wendy L. Dixon For For Management
1.6 Elect Director Paul A. Friedman For For Management
1.7 Elect Director Roy A. Whitfield For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS, INC.
Ticker: INFI Security ID: 45665G303
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Babler For For Management
1.2 Elect Director Anthony B. Evnin For For Management
1.3 Elect Director Gwen A. Fyfe For For Management
1.4 Elect Director Eric S. Lander For For Management
1.5 Elect Director Thomas J. Lynch For For Management
1.6 Elect Director Adelene Q. Perkins For For Management
1.7 Elect Director Norman C. Selby For For Management
1.8 Elect Director Ian F. Smith For For Management
1.9 Elect Director Michael C. Venuti For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amal M. Johnson For For Management
1.2 Elect Director Eric H. Halvorson For For Management
1.3 Elect Director Alan J. Levy For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Ian E.L. Davis For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michael M.E. Johns For For Management
1.6 Elect Director Susan L. Lindquist For For Management
1.7 Elect Director Anne M. Mulcahy For For Management
1.8 Elect Director Leo F. Mullin For For Management
1.9 Elect Director William D. Perez For For Management
1.10 Elect Director Charles Prince For For Management
1.11 Elect Director A. Eugene Washington For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Screen Political Contributions for Against For Shareholder
Consistency with Corporate Values
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KALOBIOS PHARMACEUTICALS, INC.
Ticker: KBIO Security ID: 48344T100
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: APR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Pritchard For For Management
1.2 Elect Director James I. Healy For For Management
1.3 Elect Director Denise Gilbert For For Management
1.4 Elect Director Dennis Henner For For Management
1.5 Elect Director Ted W. Love For For Management
1.6 Elect Director Gary Lyons For For Management
1.7 Elect Director Brigitte Smith For For Management
1.8 Elect Director Raymond W. Withy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Adam, Jr. For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Donald W. Grimm For For Management
1.4 Elect Director Craig J. Mundie For For Management
1.5 Elect Director Ora H. Pescovitz For For Management
1.6 Elect Director Per A. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andy D. Bryant For For Management
2 Elect Director Wayne A. Budd For For Management
3 Elect Director John H. Hammergren For For Management
4 Elect Director Alton F. Irby, III For For Management
5 Elect Director M. Christine Jacobs For For Management
6 Elect Director Marie L. Knowles For For Management
7 Elect Director David M. Lawrence For For Management
8 Elect Director Edward A. Mueller For For Management
9 Elect Director Jane E. Shaw For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
13 Require Independent Board Chairman Against Against Shareholder
14 Stock Retention Against Against Shareholder
15 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Gregory H. Bailey For For Management
1.3 Elect Director Kim D. Blickenstaff For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director W. Anthony Vernon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Approve Stock Split For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Kim D. Blickenstaff For For Management
1.3 Elect Director Kathryn E. Falberg For For Management
1.4 Elect Director Dawn Graham For For Management
1.5 Elect Director David T. Hung For For Management
1.6 Elect Director W. Anthony Vernon For For Management
1.7 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
6 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director Omar Ishrak For For Management
1.4 Elect Director Shirley Ann Jackson For For Management
1.5 Elect Director Michael O. Leavitt For For Management
1.6 Elect Director James T. Lenehan For For Management
1.7 Elect Director Denise M. O'Leary For For Management
1.8 Elect Director Kendall J. Powell For For Management
1.9 Elect Director Robert C. Pozen For For Management
1.10 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Adopt Proxy Access Right Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Report on Charitable and Political Against Against Shareholder
Contributions
7 Report on Lobbying Activities Against Against Shareholder
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Koestler For For Management
1.2 Elect Director Bennett M. Shapiro For For Management
1.3 Elect Director Elizabeth Stoner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Bresch For For Management
1.2 Elect Director Wendy Cameron For For Management
1.3 Elect Director Robert J. Cindrich For For Management
1.4 Elect Director Robert J. Coury For For Management
1.5 Elect Director Neil Dimick For For Management
1.6 Elect Director Melina Higgins For For Management
1.7 Elect Director Douglas J. Leech For For Management
1.8 Elect Director Rajiv Malik For For Management
1.9 Elect Director Joseph C. Maroon For For Management
1.10 Elect Director Mark W. Parrish For For Management
1.11 Elect Director Rodney L. Piatt For For Management
1.12 Elect Director C.B. Todd For For Management
1.13 Elect Director Randall L. (Pete) For For Management
Vanderveen
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Richard F. Pops For For Management
1.3 Elect Director Stephen A. Sherwin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.30 per Share
4 Approve Remuneration System For For Management
5.1 Elect Verena Briner as Director For For Management
5.2 Elect Joerg Reinhardt as Director For For Management
5.3 Elect Charles Sawyers as Director For For Management
5.4 Elect William Winters as Director For For Management
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC.
Ticker: ONXX Security ID: 683399109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corinne H. Nevinny For For Management
1.2 Elect Director Thomas G. Wiggans For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OPTIMER PHARMACEUTICALS, INC.
Ticker: OPTR Security ID: 68401H104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Auerbach For For Management
1.2 Elect Director Joseph Y. Chang For For Management
1.3 Elect Director Stephen L. Newman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Hastings For For Management
1.2 Elect Director John Longenecker For For Management
1.3 Elect Director Andreas Wicki For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Frances D. Fergusson For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director Ian C. Read For For Management
1.12 Elect Director Stephen W. Sanger For For Management
1.13 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHARMACYCLICS, INC.
Ticker: PCYC Security ID: 716933106
Meeting Date: NOV 09, 2012 Meeting Type: Annual
Record Date: SEP 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Booth For For Management
1.2 Elect Director Kenneth A. Clark For For Management
1.3 Elect Director Robert W. Duggan For For Management
1.4 Elect Director Eric H. Halvorson For For Management
1.5 Elect Director Minesh P. Mehta For For Management
1.6 Elect Director David D. Smith For For Management
1.7 Elect Director Richard A. van den Broek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PHARMACYCLICS, INC.
Ticker: PCYC Security ID: 716933106
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Booth For For Management
1.2 Elect Director Kenneth A. Clark For For Management
1.3 Elect Director Robert W. Duggan For For Management
1.4 Elect Director Eric H. Halvorson For For Management
1.5 Elect Director Minesh P. Mehta For For Management
1.6 Elect Director David D. Smith For For Management
1.7 Elect Director Richard A. van den Broek For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Baldwin For For Management
1.2 Elect Director Gary M. Pfeiffer For For Management
1.3 Elect Director Stephen H. Rusckowski For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Reduce Supermajority Vote Requirement None For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director Leonard S. Schleifer For For Management
1.3 Elect Director Eric M. Shooter For For Management
1.4 Elect Director George D. Yancopoulos For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD.
Ticker: SLXP Security ID: 795435106
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For For Management
1.2 Elect Director Thomas W. D'Alonzo For For Management
1.3 Elect Director William P. Keane For For Management
1.4 Elect Director Carolyn J. Logan For For Management
1.5 Elect Director Mark A. Sirgo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: MAY 03, 2013 Meeting Type: Annual/Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.77 per Share
4 Elect Fabienne Lecorvaisier as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.3 Billion
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 520 Million
8 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
9 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
10 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
11 Approve Employee Stock Purchase Plan For Against Management
12 Authorize up to 0.2 Percent of Issued For Against Management
Capital for Use in Grants of
Restricted Shares in Substitution for
Discount under Capital Increases for
Employee Stock Purchase Plans
13 Authorize up to 0.7 Percent of Issued For For Management
Capital for Use in Stock Option Plan
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc E. Lippman For For Management
1.2 Elect Director Franklin M. Berger For For Management
1.3 Elect Director Daniel G. Welch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Susan Kilsby as Director For For Management
9 Re-elect Anne Minto as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Dr Steven Gillis as Director For For Management
12 Elect Dr Flemming Ornskov as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart M. Essig For For Management
1b Elect Director Barbara B. Hill For For Management
1c Elect Director Michael A. Rocca For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howard E. Cox, Jr. For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Louise L. Francesconi For For Management
1e Elect Director Allan C. Golston For For Management
1f Elect Director Howard L. Lance For For Management
1g Elect Director Kevin A. Lobo For For Management
1h Elect Director William U. Parfet For For Management
1i Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP.
Ticker: SXCI Security ID: 78505P100
Meeting Date: JUL 02, 2012 Meeting Type: Special
Record Date: MAY 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For For Management
3 Change Company Name to Catamaran For For Management
Corporation
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC.
Ticker: TMH Security ID: 87817A107
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lynn Massingale For For Management
1.2 Elect Director Neil P. Simpkins For For Management
1.3 Elect Director Earl P. Holland For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Gary S. Petersmeyer For For Management
1.5 Elect Director Donald Press For For Management
1.6 Elect Director Steven Rosenberg For For Management
1.7 Elect Director Allan E. Rubenstein For For Management
1.8 Elect Director Robert S. Weiss For For Management
1.9 Elect Director Stanley Zinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MEDICINES COMPANY
Ticker: MDCO Security ID: 584688105
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Crouse For For Management
1.2 Elect Director John C. Kelly For For Management
1.3 Elect Director Hiroaki Shigeta For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Martin Harris For For Management
1b Elect Director Judy C. Lewent For For Management
1c Elect Director Jim P. Manzi For For Management
1d Elect Director Lars R. Sorensen For For Management
1e Elect Director Elaine S. Ullian For For Management
1f Elect Director Marc N. Casper For For Management
1g Elect Director Nelson J. Chai For For Management
1h Elect Director Tyler Jacks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Daniel M. Mulvena For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A.1 Receive Directors' Reports (Non-Voting) None None Management
A.2 Receive Auditors' Reports (Non-Voting) None None Management
A.3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
A.4 Approve Financial Statements and For For Management
Allocation of Income
A.5 Approve Remuneration Report For For Management
A.6 Approve Discharge of Directors For For Management
A.7 Approve Discharge of Auditors For For Management
A.8.1 Reelect Roch Doliveux as Director For For Management
A.8.2 Reelect Albrecht De Graeve as Director For For Management
A.8.3 Indicate Albrecht De Graeve as For For Management
Independent Board Member
A.8.4 Reelect Peter Fellner as Director For Against Management
A.9 Approve Remuneration of Directors For For Management
A.10 Approve Restricted Stock Plan For For Management
A.11 Increase Number of Shares Under For Against Management
Employee Stock Purchase Plan From
500,000 to 1 Million Shares
A.12 Approve Change-of-Control Clause Re: For For Management
EMTN Program
A.13 Approve Change-of-Control Clause Re: For For Management
Other
A.14 Approve Change-of-Control Clause Re: For For Management
EIB loan
E.1 Receive Special Board Report Re: None None Management
Authorized Capital
E.2 Authorize Board to Increase Authorized For Against Management
Capital up to EUR 500 Million,
Including by way of Issuance of
Warrants or Convertible Bonds
E.3 Authorize Board to Issue Warrants/ For Against Management
Convertible Bonds in the Event of a
Public Tender Offer or Share Exchange
Offer Up to EUR 500 Million and Amend
Articles Accordingly
E.4 Amend Article 11 Re: Transitional For For Management
Measure on Bearer Shares
E.5 Authorize Board to Repurchase and to For Against Management
Reissue Shares in the Event of a
Serious and Imminent Harm and Amend
Articles Accordingly
E.6 Authorize Repurchase of Up to 20 For For Management
Percent of Issued Share Capital if
Item E.5 is not Approved
E.7 Amend Article 14 Re: Share Register For For Management
E.8 Amend Article 19 Re: Minutes of Board For For Management
Decisions
E.9 Amend Article 20 Re: Committees For For Management
E.10 Amend Article 36 Re: Form of Proxies For For Management
E.11 Amend Article 37 Re: General Meeting For For Management
E.12 Amend Article 38 Re: Voting Rights For For Management
--------------------------------------------------------------------------------
UNILIFE CORPORATION
Ticker: UNIS Security ID: 90478E103
Meeting Date: NOV 29, 2012 Meeting Type: Annual
Record Date: OCT 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Slavko James Joseph For For Management
Bosnjak
1.2 Elect Director Jeff Carter For For Management
1.3 Elect Director William Galle For For Management
1.4 Elect Director John Lund For For Management
1.5 Elect Director Mary Katherine Wold For For Management
1.6 Elect Director Alan D. Shortall For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratification of Issuance and Sale of For For Management
Common Stock
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Causey For For Management
1.2 Elect Director Richard Giltner For For Management
1.3 Elect Director R. Paul Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Edson Bueno For For Management
1c Elect Director Richard T. Burke For For Management
1d Elect Director Robert J. Darretta For For Management
1e Elect Director Stephen J. Hemsley For For Management
1f Elect Director Michele J. Hooper For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Douglas W. Leatherdale For For Management
1i Elect Director Glenn M. Renwick For For Management
1j Elect Director Kenneth I. Shine For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Hotz For For Management
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 14, 2013 Meeting Type: Annual
Record Date: DEC 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Andrew Eckert For For Management
1.2 Elect Director Mark R. Laret For For Management
1.3 Elect Director Erich R. Reinhardt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC.
Ticker: VASC Security ID: 92231M109
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Emerson For For Management
1.2 Elect Director John Erb For For Management
1.3 Elect Director Richard Kramp For For Management
1.4 Elect Director Richard Nigon For For Management
1.5 Elect Director Paul O'Connell For For Management
1.6 Elect Director Howard Root For For Management
1.7 Elect Director Jorge Saucedo For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Terrence C. Kearney For For Management
1.3 Elect Director Yuchun Lee For For Management
1.4 Elect Director Elaine S. Ullian For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOLCANO CORPORATION
Ticker: VOLC Security ID: 928645100
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Alexis V. Lukianov For For Management
1.3 Elect Director Eric J. Topol For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Amend Omnibus Stock Plan �� For For Management
4 Approve Conversion of Securities For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: WCRX Security ID: G94368100
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Connaughton For For Management
1b Elect Director Tamar D. Howson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director JoAnn A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC.
Ticker: WCG Security ID: 94946T106
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol J. Burt For For Management
1b Elect Director Roel C. Campos For For Management
1c Elect Director Alec Cunningham For For Management
1d Elect Director David J. Gallitano For For Management
1e Elect Director D. Robert Graham For For Management
1f Elect Director Kevin F. Hickey For For Management
1g Elect Director Christian P. Michalik For For Management
1h Elect Director Glenn D. Steele, Jr. For For Management
1i Elect Director William L. Trubeck For For Management
1j Elect Director Paul E. Weaver For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director David C. Dvorak For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Arthur J. Higgins For For Management
1h Elect Director John L. McGoldrick For For Management
1i Elect Director Cecil B. Pickett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
=========================== A DWS Technology Fund ===========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 06, 2013 Meeting Type: Annual
Record Date: DEC 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Director William L. Kimsey For For Management
2.2 Elect Director Robert I. Lipp For For Management
2.3 Elect Director Pierre Nanterme For For Management
2.4 Elect Director Gilles C. Pelisson For For Management
2.5 Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend 2010 Share Incentive Plan For For Management
6 Authorize the Holding of the 2014 AGM For For Management
at a Location Outside Ireland
7 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
8 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLOT COMMUNICATIONS LTD.
Ticker: ALLT Security ID: M0854Q105
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Rami Hadar as Director For Against Management
1.2 Reelect Yigal Jacoby as Director For Against Management
2 Reelect Nurit Benjamini as External For For Management
Director
2a Vote FOR If You Are a Controlling None Against Management
Shareholder or Have a Personal
Interest in the Previous Item; Vote
AGAINST If You Are NOT a Controlling
Shareholder and Do NOT Have a Personal
Interest in the Previous Item
3.1 Approve Cash Compensation of For For Management
Non-Employee Directors
3.2 Approve Stock Option Plan Grants of For For Management
Non-Employee Directors
3.3 Amend Compensation Plan of the Company For Against Management
to Incorporate an Automatic Option
Grant Program for Non-Employee
Directors
4.1 Approve Cash Compensation of External For For Management
Directors
4.2 If 4.1 is Not Approved, Approve Cash For For Management
Compensation of External Directors
Equal to Minimum Statutory Amount
Applicable to Companies of Similar Size
4.3 Approve Stock Option Plan Grants of For For Management
External Directors
4.4 Amend Compensation Plan of the Company For Against Management
to Incorporate an Automatic Option
Grant Program for External Directors
5.1 Approve Salary Increase of President For For Management
and CEO who is a Director
5.2 Approve Bonus of President and CEO who For For Management
is a Director
5.3 Approve Stock Option Plan Grants of For Against Management
President and CEO who is a Director
6 Amend Articles Re: Indemnification of For For Management
Directors and Officers
7 Amend Director Indemnification For For Management
Agreements
8 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALLOT COMMUNICATIONS LTD.
Ticker: ALLT Security ID: M0854Q105
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 To Approve an Amendment to the Company For For Management
Articles of Association to Increase
the Number of Authorized External
Directors
2 To Reelect Steven Levy as an External For For Management
Director to Serve for a Term of Three
Years Commencing at the End of His
Current Term or Until His Office is
Vacated
3 To Elect Dov Baharav as an External For For Management
Director to Serve for a Term of Three
Years Commencing as of the
Extraordinary Meeting or Until His
Office is Vacated
4 If Proposal 3 is Approved, to Approve For For Management
the Compensation Payable to Dov Baharav
5 To Approve an Amendment to the Company For For Management
Articles of Association to Revise the
Procedure for Reconvening Adjourned
Shareholder Meetings
6 To Act Upon Any Other Matters That May None None Management
Properly Come Before the Extraordinary
Meeting or any Adjournment Thereof
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in Item 2, 3, or 4;
otherwise, vote AGAINST. You may not
abstain. If you vote FOR, please
provide an explanation to your account
manager.
--------------------------------------------------------------------------------
ALTERA CORPORATION
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Daane For For Management
1b Elect Director T. Michael Nevens For For Management
1c Elect Director A. Blaine Bowman For For Management
1d Elect Director Elisha W. Finney For For Management
1e Elect Director Kevin McGarity For For Management
1f Elect Director Shane V. Robison For For Management
1g Elect Director John Shoemaker For For Management
1h Elect Director Thomas H. Waechter For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chenming C. Hu For For Management
1.2 Elect Director Feng-Ming (Fermi) Wang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JUL 31, 2012 Meeting Type: Special
Record Date: JUN 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Hovsepian For For Management
1.2 Elect Director Michael C. Thurk For For Management
1.3 Elect Director Barbara V. Scherer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: JAN 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Establish Board Committee on Human Against For Shareholder
Rights
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Stephen R. Forrest For For Management
1c Elect Director Thomas J. Iannotti For For Management
1d Elect Director Susan M. James For For Management
1e Elect Director Alexander A. Karsner For For Management
1f Elect Director Gerhard H. Parker For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Willem P. Roelandts For For Management
1i Elect Director James E. Rogers�� For For Management
1j Elect Director Michael R. Splinter For For Management
1k Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARIBA, INC.
Ticker: ARBA Security ID: 04033V203
Meeting Date: AUG 29, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: SEP 07, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements Re: Customer None None Management
Co-Investment Program
3a Grant Board Authority to Issue Shares For For Management
Up To 25 Percent of Issued Capital Re:
Customer Co-Investment Program
3b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 3a
4a Amend Articles to Create New Share For For Management
Class: Ordinary Shares M
4b Increase Par Value per Ordinary Share For For Management
4c Approve Reduction in Share Capital by For For Management
Decreasing Nominal Value per Share
4d Amend Articles Re: Consolidation of For For Management
Ordinary Shares A at an Exchange Ratio
4e Amend Articles to Eliminate Two For For Management
Ordinary Share Classes A and M and
Convert into One Ordinary Share Class
5 Authorize each Director and any Lawyer For For Management
and Paralegals from De Brauw
Blackstone Westbroek NV to Execute the
Notarial Deeds of Amendments
6a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
6c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
6d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6c
7 Other Business (Non-Voting) None None Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Kenneth Y. Hao For For Management
1e Elect Director John Min-Chih Hsuan For For Management
1f Elect Director Justine F. Lien For For Management
1g Elect Director Donald Macleod For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares without For For Management
Preemptive Rights
4 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y102
Meeting Date: NOV 13, 2012 Meeting Type: Annual
Record Date: SEP 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Hasler For For Management
1.2 Elect Director Clifford H. Higgerson For For Management
1.3 Elect Director Charles D. Kissner For For Management
1.4 Elect Director Michael A. Pangia For For Management
1.5 Elect Director Raghavendra Rau For For Management
1.6 Elect Director Mohsen Sohi For For Management
1.7 Elect Director James C. Stoffel For For Management
1.8 Elect Director Edward F. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAZAARVOICE, INC.
Ticker: BV Security ID: 073271108
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: AUG 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neeraj Agrawal For For Management
1.2 Elect Director Christopher A. Pacitti For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Curran For For Management
1.2 Elect Director Joseph L. Mullen For For Management
1.3 Elect Director James W. Zilinski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: JAN 17, 2013 Meeting Type: Special
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Finocchio, Jr. For For Management
1.2 Elect Director Nancy H. Handel For For Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director Maria M. Klawe For For Management
1.5 Elect Director John E. Major For For Management
1.6 Elect Director Scott A. McGregor For For Management
1.7 Elect Director William T. Morrow For For Management
1.8 Elect Director Henry Samueli For For Management
1.9 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Bostrom For For Management
1.2 Elect Director James D. Plummer For For Management
1.3 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.4 Elect Director George M. Scalise For For Management
1.5 Elect Director John B. Shoven For For Management
1.6 Elect Director Roger S. Siboni For For Management
1.7 Elect Director Young K. Sohn For For Management
1.8 Elect Director Lip-Bu Tan For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Syed B. Ali For For Management
1.2 Elect Director Anthony S. Thornley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Six Directors For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration; Review
Consolidated Financial Statements
3 Approve Executive Compensation Policy For For Management
4 Approve Compensation of Chairman/CEO For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawton W. Fitt For For Management
1b Elect Director Patrick H. Nettles For For Management
1c Elect Director Michael J. Rowny For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 26, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Carter For For Management
1.2 Elect Director Timothy R. Dehne For For Management
1.3 Elect Director Jason P. Rhode For For Management
1.4 Elect Director Alan R. Schuele For For Management
1.5 Elect Director William D. Sherman For For Management
1.6 Elect Director Susan Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director M. Michele Burns For For Management
1d Elect Director Michael D. Capellas For For Management
1e Elect Director Larry R. Carter For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Richard M. Kovacevich For For Management
1k Elect Director Roderick C. McGeary For For Management
1l Elect Director Arun Sarin For For Management
1m Elect Director Steven M. West For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Eliminating Conflict Against For Shareholder
Minerals from Supply Chain
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark B. Templeton For For Management
1b Elect Director Stephen M. Dow For For Management
1c Elect Director Godfrey R. Sullivan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen Breakiron-Evans For For Management
1b Elect Director John E. Klein For For Management
1c Elect Director Lakshmi Narayanan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC.
Ticker: CSOD Security ID: 21925Y103
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James McGeever For For Management
1.2 Elect Director Harold W. Burlingame For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Moffett For For Management
1b Elect Director Richard T. Schlosberg, For For Management
III
1c Elect Director Thomas J. Tierney For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Report on Privacy and Data Security Against For Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director Edmund F. Kelly For For Management
1g Elect Director Judith A. Miscik For For Management
1h Elect Director Windle B. Priem For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Require Consistency with Corporate Against For Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl Robb For For Management
1.2 Elect Director Richard Michael Mayoras For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U502
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Bartlett For For Management
1.2 Elect Director Gary Hromadko For For Management
1.3 Elect Director Scott Kriens For For Management
1.4 Elect Director William Luby For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Christopher Paisley For For Management
1.7 Elect Director Stephen Smith For For Management
1.8 Elect Director Peter Van Camp For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
EZCHIP SEMICONDUCTORS LTD.
Ticker: EZCH Security ID: M4146Y108
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Directors For Against Management
2 Reelect Shai Saul as External Director For For Management
2a Vote FOR If You Are a Controlling None Against Management
Shareholder or Have a Personal
Interest in the Previous Item; Vote
AGAINST If You Are Not a Controlling
Shareholder and You Do Not Have a
Personal Interest in the Previous Item
3 Grant Restricted Share Units to the For Against Management
Company's Directors
4 Increase Coverage of Director and For For Management
Officer Liability Insurance Policy
5 Amend Articles Re: Director and For For Management
Officer Insurance, Indemnification and
Exculpation
6 Approve Corresponding Amendments to For For Management
Insurance, Exculpation &
Indemnification Agreements with Each
Director and Officer
7 Appoint Auditors For For Management
8 Review Consolidated Financial None None Management
Statements for 2011
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 13, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Dreyer For For Management
1b Elect Director Sandra Bergeron For For Management
1c Elect Director Deborah L. Bevier For For Management
1d Elect Director Alan J. Higginson For For Management
1e Elect Director John McAdam For For Management
1f Elect Director Stephen Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: FCS Security ID: 303726103
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Randy W. Carson For For Management
1.3 Elect Director Terry A. Klebe For For Management
1.4 Elect Director Anthony Lear For For Management
1.5 Elect Director Thomas L. Magnanti For For Management
1.6 Elect Director Kevin J. McGarity For For Management
1.7 Elect Director Bryan R. Roub For For Management
1.8 Elect Director Ronald W. Shelly For For Management
1.9 Elect Director Mark S. Thompson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Flink For For Management
1.2 Elect Director Dennis F. Lynch For For Management
1.3 Elect Director Kim M. Robak For For Management
1.4 Elect Director Doyle R. Simons For For Management
1.5 Elect Director Thomas C. Wertheimer For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Report on Reducing Lead Battery Health Against For Shareholder
Hazards
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Stock Retention/Holding Period Against Against Shareholder
6 Adopt Policy on Succession Planning Against For Shareholder
--------------------------------------------------------------------------------
HEALTHSTREAM, INC.
Ticker: HSTM Security ID: 42222N103
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thompson S. Dent For For Management
1.2 Elect Director Dale Polley For For Management
1.3 Elect Director William W. Stead For For Management
1.4 Elect Director Deborah Taylor Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IACI Security ID: 44919P508
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory R. Blatt For For Management
1.2 Elect Director Edgar Bronfman, Jr. For For Management
1.3 Elect Director Chelsea Clinton For For Management
1.4 Elect Director Sonali De Rycker For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Michael D. Eisner For For Management
1.7 Elect Director Victor A. Kaufman For For Management
1.8 Elect Director Donald R. Keough For For Management
1.9 Elect Director Bryan Lourd For For Management
1.10 Elect Director Arthur C. Martinez For For Management
1.11 Elect Director David Rosenblatt For For Management
1.12 Elect Director Alan G. Spoon For For Management
1.13 Elect Director Alexander von For For Management
Furstenberg
1.14 Elect Director Richard F. Zannino For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMPERVA, INC.
Ticker: IMPV Security ID: 45321L100
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theresia Gouw For For Management
1.2 Elect Director Frank Slootman For For Management
1.3 Elect Director David N. Strohm For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: SEP 19, 2012 Meeting Type: Special
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repricing of Options For Against Management
--------------------------------------------------------------------------------
INTEGRATED DEVICE TECHNOLOGY, INC.
Ticker: IDTI Security ID: 458118106
Meeting Date: SEP 13, 2012 Meeting Type: Annual
Record Date: JUL 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Schofield For For Management
1.2 Elect Director Jeffrey McCreary For For Management
1.3 Elect Director Umesh Padval For For Management
1.4 Elect Director Gordon Parnell For For Management
1.5 Elect Director Donald Schrock For For Management
1.6 Elect Director Ron Smith For For Management
1.7 Elect Director Theodore L. Tewksbury, For For Management
III
1.8 Elect Director Peter Feld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERMOLECULAR, INC.
Ticker: IMI Security ID: 45882D109
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Federman For For Management
1.2 Elect Director David E. Lazovsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
INTERXION HOLDING NV
Ticker: INXN Security ID: N47279109
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board of Directors For For Management
3a Reelect Robert J. Baker as For Against Management
Non-Executive Director
3b Reelect Jean F.H.P. Mandeville as For For Management
Non-Executive Director
3c Reelect David C. Ruberg as CEO For For Management
4 Approve Adjustments to the For Against Management
Remuneration Policy for Executive and
Non-Executive Directors
5 Approve Remuneration of Non-Executive For For Management
Board Members Re: Share Awards With
Value of EUR 40,000
6 Ratify KPMG as Auditors For For Management
7 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INVENSENSE, INC.
Ticker: INVN Security ID: 46123D205
Meeting Date: SEP 14, 2012 Meeting Type: Annual
Record Date: JUL 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Olson For For Management
1.2 Elect Director Amit Shah For For Management
1.3 Elect Director Yunbei 'Ben' Yu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KENEXA CORPORATION
Ticker: KNXA Security ID: 488879107
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date: OCT 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George "Skip" Battle For For Management
1.2 Elect Director Michael J. Moritz For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
Ticker: LQDT Security ID: 53635B107
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Angrick, III For For Management
1.2 Elect Director David A. Perdue, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Hughes For For Management
1.2 Elect Director Irfan Salim For For Management
1.3 Elect Director Hilary Schneider For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles A. Haggerty For For Management
1b Elect Director Richard S. Hill For For Management
1c Elect Director John H.F. Miner For For Management
1d Elect Director Arun Netravali For For Management
1e Elect Director Charles C. Pope For For Management
1f Elect Director Gregorio Reyes For For Management
1g Elect Director Michael G. Strachan For For Management
1h Elect Director Abhijit Y. Talwalkar For For Management
1i Elect Director Susan M. Whitney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Ticker: MTSI Security ID: 55405Y100
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: JAN 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Chung For For Management
1.2 Elect Director Gil Van Lunsen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sehat Sutardja For For Management
1b Elect Director Juergen Gromer For For Management
1c Elect Director John G. Kassakian For For Management
1d Elect Director Arturo Krueger For For Management
1e Elect Director Randhir Thakur For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Nancy J. Karch For For Management
1g Elect Director Marc Olivie For For Management
1h Elect Director Rima Qureshi For For Management
1i Elect Director Jose Octavio Reyes For For Management
Lagunes
1j Elect Director Mark Schwartz For For Management
1k Elect Director Jackson P. Tai For For Management
1l Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Craddock For For Management
1.2 Elect Director Harshad K. Desai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 17, 2012 Meeting Type: Annual
Record Date: JUN 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Albert J. Hugo-Martinez For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Matthew W. Chapman For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Conversion of Securities For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 16, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis M. Brown, Jr. For For Management
1.2 Elect Director B. Gary Dando For For Management
1.3 Elect Director A.L. Giannopoulos For For Management
1.4 Elect Director F. Suzanne Jenniches For For Management
1.5 Elect Director John G. Puente For For Management
1.6 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSEMI CORPORATION
Ticker: MSCC Security ID: 595137100
Meeting Date: FEB 12, 2013 Meeting Type: Annual
Record Date: DEC 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Peterson For For Management
1.2 Elect Director Dennis R. Leibel For For Management
1.3 Elect Director Thomas R. Anderson For For Management
1.4 Elect Director William E. Bendush For For Management
1.5 Elect Director Paul F. Folino For For Management
1.6 Elect Director William L. Healey For For Management
1.7 Elect Director Matthew E. Massengill For For Management
1.8 Elect Director James V. Mazzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 28, 2012 Meeting Type: Annual
Record Date: SEP 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Qualified Employee Stock For For Management
Purchase Plan
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
NEONODE INC.
Ticker: NEON Security ID: 64051M402
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Reardon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Adopt Financial Statements and For For Management
Statutory Reports
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Discharge of Board of Directors For For Management
3a Elect R.L. Clemmer as Director For For Management
3b Elect Peter Bonfield as Director For For Management
3c Elect J.P. Huth as Director For Against Management
3d Elect E. Durban as Director For For Management
3e Elect K.A. Goldman as Director For For Management
3f Elect J. Kaeser as Director For For Management
3g Elect I. Loring as Director For For Management
3h Elect M. Plantevin as Director For Against Management
3i Elect V. Bhatia as Director For For Management
3j Elect R. MacKenzie as Director For For Management
3k Elect Jean-Pierre Saad as Director For For Management
4 Authorize Repurchase of Up to 50 For For Management
Percent of Issued Share Capital
5 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OPEN TEXT CORPORATION
Ticker: OTC Security ID: 683715106
Meeting Date: SEP 27, 2012 Meeting Type: Annual/Special
Record Date: AUG 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Thomas Jenkins For For Management
1.2 Elect Director Mark Barrenechea For For Management
1.3 Elect Director Randy Fowlie For For Management
1.4 Elect Director Gail Hamilton For For Management
1.5 Elect Director Brian J. Jackman For For Management
1.6 Elect Director Stephen J. Sadler For For Management
1.7 Elect Director Michael Slaunwhite For For Management
1.8 Elect Director Katharine B. Stevenson For For Management
1.9 Elect Director Deborah Weinstein For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
OPERA SOFTWARE ASA
Ticker: OPERA Security ID: R6664U108
Meeting Date: NOV 14, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of For Did Not Vote Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting For Did Not Vote Management
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Elect Gerg Coleman as Director For Did Not Vote Management
6.1 Approve Fixed Remuneration of Greg For Did Not Vote Management
Coleman
6.2 Approve Grant of Options to Greg For Did Not Vote Management
Coleman
6.3 Approve Remuneration of Alberto Torres For Did Not Vote Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 07, 2012 Meeting Type: Annual
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Donald L. Lucas For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
5 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
6 Require Independent Board Chairman Against Against Shareholder
7 Adopt Retention Ratio for Against Against Shareholder
Executives/Directors
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 12, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John M. Donovan For For Management
1b Elect Director Nir Zuk For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
PROCERA NETWORKS, INC.
Ticker: PKT Security ID: 74269U203
Meeting Date: AUG 27, 2012 Meeting Type: Annual
Record Date: JUL 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott McClendon For For Management
1.2 Elect Director James F. Brear For For Management
1.3 Elect Director Staffan Hillberg For For Management
1.4 Elect Director B.G. Kumar For For Management
1.5 Elect Director Alan B. Lefkof For For Management
1.6 Elect Director Mary Losty For For Management
1.7 Elect Director Thomas Saponas For For Management
1.8 Elect Director William Slavin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PTC INC
Ticker: PMTC Security ID: 699173209
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Bogan For For Management
1.2 Elect Director Michael E. Porter For For Management
1.3 Elect Director Robert P. Schechter For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Gavin, Jr. For For Management
1.2 Elect Director Alexander Ott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QLOGIC CORPORATION
Ticker: QLGC Security ID: 747277101
Meeting Date: AUG 23, 2012 Meeting Type: Annual
Record Date: JUN 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Simon Biddiscombe For For Management
2 Elect Director H.K. Desai For For Management
3 Elect Director Balakrishnan S. Iyer For For Management
4 Elect Director Kathryn B. Lewis For For Management
5 Elect Director D. Scott Mercer For For Management
6 Elect Director George D. Wells For For Management
7 Elect Director William M. Zeitler For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 05, 2013 Meeting Type: Annual
Record Date: JAN 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Duane A. Nelles For For Management
1i Elect Director Francisco Ros For For Management
1j Elect Director Brent Scowcroft For For Management
1k Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTUM CORPORATION
Ticker: QTM Security ID: 747906204
Meeting Date: AUG 15, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Auvil, III For For Management
1.2 Elect Director Michael A. Brown For For Management
1.3 Elect Director Thomas S. Buchsbaum For For Management
1.4 Elect Director Elizabeth A. Fetter For For Management
1.5 Elect Director Jon W. Gacek For For Management
1.6 Elect Director David A. Krall For For Management
1.7 Elect Director Joseph A. Marengi For For Management
1.8 Elect Director David E. Roberson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
REALD INC.
Ticker: RLD Security ID: 75604L105
Meeting Date: AUG 02, 2012 Meeting Type: Annual
Record Date: JUN 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi, Jr. For For Management
1.2 Elect Director Sherry Lansing For For Management
1.3 Elect Director Richard Grand-Jean For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: FEB 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stratton Sclavos For For Management
1.2 Elect Director Lawrence Tomlinson For For Management
1.3 Elect Director Shirley Young For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDISK CORPORATION
Ticker: SNDK Security ID: 80004C101
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Marks For For Management
1.2 Elect Director Kevin DeNuccio For For Management
1.3 Elect Director Irwin Federman For For Management
1.4 Elect Director Steven J. Gomo For For Management
1.5 Elect Director Eddy W. Hartenstein For For Management
1.6 Elect Director Chenming Hu For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Sanjay Mehrotra For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul V. Barber For For Management
1.2 Elect Director Ronald E. F. Codd For For Management
1.3 Elect Director Frank Slootman For For Management
2 Approve Omnibus Stock Plan �� For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL, INC.
Ticker: SREV Security ID: 81763U100
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Madden For For Management
1.2 Elect Director Thomas F. Mendoza For For Management
1.3 Elect Director Richard J. Campione For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 23, 2012 Meeting Type: Annual
Record Date: AUG 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Stephen E. Gillett For For Management
1e Elect Director Geraldine B. Laybourne For For Management
1f Elect Director David L. Mahoney For For Management
1g Elect Director Robert S. Miller For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
TELECITY GROUP PLC
Ticker: TCY Security ID: G87403112
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect John Hughes as Director For For Management
5 Re-elect Michael Tobin as Director For For Management
6 Re-elect Brian McArthur-Muscroft as For For Management
Director
7 Re-elect Simon Batey as Director For For Management
8 Re-elect Maurizio Carli as Director For For Management
9 Re-elect John O'Reilly as Director For For Management
10 Elect Claudia Arney as Director For For Management
11 Elect Nancy Cruickshank as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward P. Boykin For For Management
1b Elect Director Cary T. Fu For For Management
1c Elect Director Victor L. Lund For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Bagley For For Management
1b Elect Director Michael A. Bradley For For Management
1c Elect Director Albert Carnesale For For Management
1d Elect Director Daniel W. Christman For For Management
1e Elect Director Edwin J. Gillis For For Management
1f Elect Director Timothy E. Guertin For For Management
1g Elect Director Paul J. Tufano For For Management
1h Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Babb, JR. For For Management
1b Elect Director Mark A. Blinn For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Pamela H. Patsley For For Management
1f Elect Director Robert E. Sanchez For For Management
1g Elect Director Wayne R. Sanders For For Management
1h Elect Director Ruth J. Simmons For For Management
1i Elect Director Richard K. Templeton For For Management
1j Elect Director Christine Todd Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Scott Scherr For For Management
2 Elect Director Alois T. Leiter For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIBCO SOFTWARE INC.
Ticker: TIBX Security ID: 88632Q103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Y. Ranadive For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Eric C.W. Dunn For For Management
1.4 Elect Director Narendra K. Gupta For For Management
1.5 Elect Director Peter J. Job For For Management
1.6 Elect Director Philip K. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VELTI PLC
Ticker: VELT Security ID: G93285107
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Phokion Potamianos as Director For For Management
3 Elect Mari Baker as Director For For Management
4 Reelect Nicholas P. Negroponte as For For Management
Director
5 Reelect Alex Moukas as Director For For Management
6 Reappoint Baker Tilly Virchow Krause, For For Management
LLP as Auditors
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Amend Velti plc 2009 US Employee Share For Against Management
Incentive Plan
9 Amend Velti plc 2009 US Non-Employee For Against Management
Share Incentive Plan
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: DEC 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary P. Coughlan For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Joseph W. Saunders For For Management
1i Elect Director Charles W. Scharf For For Management
1j Elect Director William S. Shanahan For For Management
1k Elect Director John A. Swainson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WAGEWORKS, INC.
Ticker: WAGE Security ID: 930427109
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Berkeley For For Management
1.2 Elect Director Jerome D. Gramaglia For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George ('Skip') For For Management
Battle
1.2 Elect Director Michael M. McNamara For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUL 12, 2012 Meeting Type: Annual
Record Date: MAY 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alfred J. Amoroso For For Management
2 Elect Director John D. Hayes For For Management
3 Elect Director Susan M. James For For Management
4 Elect Director David W. Kenny For For Management
5 Elect Director Peter Liguori For For Management
6 Elect Director Daniel S. Loeb For For Management
7 Elect Director Thomas J. McInerney For For Management
8 Elect Director Brad D. Smith For For Management
9 Elect Director Maynard G. Webb, Jr. For For Management
10 Elect Director Harry J. Wilson For For Management
11 Elect Director Michael J. Wolf For For Management
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Amend Omnibus Stock Plan For For Management
14 Amend Non-Employee Director Omnibus For For Management
Stock Plan
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Peter Liguori For For Management
1.5 Elect Director Daniel S. Loeb For For Management
1.6 Elect Director Marissa A. Mayer For For Management
1.7 Elect Director Thomas J. McInerney For For Management
1.8 Elect Director Maynard G. Webb, Jr. For For Management
1.9 Elect Director Harry J. Wilson For For Management
1.10 Elect Director Michael J. Wolf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
5 Report on Political Contributions Against For Shareholder
================== A DWS RREEF Real Estate Securities Fund ===================
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For For Management
1e Elect Director William T. Spitz For For Management
1f Elect Director Lee S. Wielansky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Thomas R. DiBenedetto For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Richard H. Klein For For Management
1.6 Elect Director James H. Richardson For For Management
1.7 Elect Director Martin A. Simonetti For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director John W. Chamberlain For For Management
1.3 Elect Director Larry E. Finger For For Management
1.4 Elect Director Duane A. Nelles For For Management
1.5 Elect Director Thomas S. Olinger For For Management
1.6 Elect Director Robert S. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Bayless Jr. For For Management
1.2 Elect Director R.D. Burck For For Management
1.3 Elect Director G. Steven Dawson For For Management
1.4 Elect Director Cydney C. Donnell For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director Oliver Luck For For Management
1.7 Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird Budinger For For Management
1.2 Elect Director Carol B. Einiger For For Management
1.3 Elect Director Jacob A. Frenkel For For Management
1.4 Elect Director Joel I. Klein For For Management
1.5 Elect Director Douglas T. Linde For For Management
1.6 Elect Director Matthew J. Lustig For For Management
1.7 Elect Director Alan J. Patricof For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving F. Lyons, III For For Management
1.2 Elect Director Paula F. Downey For For Management
1.3 Elect Director Christopher J. McGurk For For Management
1.4 Elect Director Matthew T. Medeiros For For Management
1.5 Elect Director Constance B. Moore For For Management
1.6 Elect Director Jeanne R. Myerson For For Management
1.7 Elect Director Jeffrey T. Pero For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Dennis E. Singleton For For Management
1.10 Elect Director Thomas P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Scott S. Ingraham For For Management
1.3 Elect Director Lewis A. Levey For For Management
1.4 Elect Director William B. McGuire, Jr. For For Management
1.5 Elect Director William F. Paulsen For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
Ticker: CLP Security ID: 195872106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director Edwin M. Crawford For For Management
1.3 Elect Director M. Miller Gorrie For For Management
1.4 Elect Director William M. Johnson For For Management
1.5 Elect Director James K. Lowder For For Management
1.6 Elect Director Thomas H. Lowder For For Management
1.7 Elect Director Herbert A. Meisler For For Management
1.8 Elect Director Claude B. Nielsen For For Management
1.9 Elect Director Harold W. Ripps For For Management
1.10 Elect Director John W. Spiegel For For Management
2 Ratify Auditors For For �� Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas G. Wattles For For Management
1b Elect Director Philip L. Hawkins For For Management
1c Elect Director Marilyn A. Alexander For For Management
1d Elect Director Thomas F. August For For Management
1e Elect Director John S. Gates, Jr. For For Management
1f Elect Director Raymond B. Greer For For Management
1g Elect Director Tripp H. Hardin For For Management
1h Elect Director John C. O'Keeffe For For Management
1i Elect Director Bruce L. Warwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Daniel B. Hurwitz For For Management
1.6 Elect Director Volker Kraft For For Management
1.7 Elect Director Rebecca L. Maccardini For For Management
1.8 Elect Director Victor B. MacFarlane For For Management
1.9 Elect Director Craig Macnab For For Management
1.10 Elect Director Scott D. Roulston For For Management
1.11 Elect Director Barry A. Sholem For For Management
2 Increase Authorized Common Stock For For Management
3 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY COMPANY
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. McCarten For For Management
1.2 Elect Director Daniel J. Altobello For For Management
1.3 Elect Director W. Robert Grafton For For Management
1.4 Elect Director Maureen L. McAvey For For Management
1.5 Elect Director Gilbert T. Ray For For Management
1.6 Elect Director Bruce D. Wardinski For For Management
1.7 Elect Director Mark W. Brugger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Christopher H. Anderson For For Management
1.5 Elect Director Leslie E. Bider For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Thomas E. O'Hern For For Management
1.8 Elect Director William E. Simon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore, Jr. For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director Ngaire E. Cuneo For For Management
1e Elect Director Charles R. Eitel For For Management
1f Elect Director Martin C. Jischke For For Management
1g Elect Director Dennis D. Oklak For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director Jack R. Shaw For For Management
1k Elect Director Lynn C. Thurber For For Management
1l Elect Director Robert J. Woodward, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Hossein Fateh For For Management
1.5 Elect Director Jonathan G. Heiliger For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director John T. Roberts, Jr. For For Management
1.8 Elect Director John H. Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Issie N. Rabinovitch For For Management
1.3 Elect Director Thomas E. Randlett For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Spencer F. Kirk For For Management
1.3 Elect Director Anthony Fanticola For For Management
1.4 Elect Director Hugh W. Horne For For Management
1.5 Elect Director Joseph D. Margolis For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director K. Fred Skousen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Kristin Gamble For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Clark For For Management
1.2 Elect Director Mary Lou Fiala For For Management
1.3 Elect Director J. Bruce Flatt For For Management
1.4 Elect Director John K. Haley For For Management
1.5 Elect Director Cyrus Madon For For Management
1.6 Elect Director Sandeep Mathrani For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark R. Patterson For For Management
1.9 Elect Director John G. Schreiber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLIMCHER REALTY TRUST
Ticker: GRT Security ID: 379302102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. O'Brien For For Management
1.2 Elect Director Niles C. Overly For For Management
1.3 Elect Director William S. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director George L. Chapman For For Management
1.3 Elect Director Thomas J. DeRosa For For Management
1.4 Elect Director Jeffrey H. Donahue For For Management
1.5 Elect Director Peter J. Grua For For Management
1.6 Elect Director Fred S. Klipsch For For Management
1.7 Elect Director Sharon M. Oster For For Management
1.8 Elect Director Jeffrey R. Otten For For Management
1.9 Elect Director Judith C. Pelham For For Management
1.10 Elect Director R. Scott Trumbull For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin B. Morris III For For Management
1.2 Elect Director John Knox Singleton For For Management
1.3 Elect Director Roger O. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOME PROPERTIES, INC.
Ticker: HME Security ID: 437306103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Alan L. Gosule For For Management
1.3 Elect Director Leonard F. Helbig, III For For Management
1.4 Elect Director Thomas P. Lydon, Jr. For For Management
1.5 Elect Director Edward J. Pettinella For For Management
1.6 Elect Director Clifford W. Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila C. Bair For For Management
1.2 Elect Director Robert M. Baylis For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For For Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise M. Coll For For Management
1.2 Elect Director Stuart L. Scott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LRY Security ID: 531172104
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick F. Buchholz For For Management
1.2 Elect Director Thomas C. DeLoach, Jr. For For Management
1.3 Elect Director Katherine Elizabeth For For Management
Dietze
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director M. Leanne Lachman For For Management
1.7 Elect Director David L. Lingerfelt For For Management
1.8 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Robert E. Holmes For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director William G. McKenzie For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUL 10, 2012 Meeting Type: Annual
Record Date: APR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Ira M. Lubert For For Management
1.6 Elect Director Donald F. Mazziotti For For Management
1.7 Elect Director Mark E. Pasquerilla For For Management
1.8 Elect Director Charles P. Pizzi For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director George F. Rubin For For Management
1.11 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Ronald de Waal For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For For Management
1f Elect Director Irving F. Lyons III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors �� For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Joseph D. Russell, Jr. For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director James H. Kropp For For Management
1.5 Elect Director Sara Grootwassink Lewis For For Management
1.6 Elect Director Michael V. McGee For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director Peter Schultz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For For Management
1.2 Elect Director Raymond L. Bank For For Management
1.3 Elect Director C. Ronald Blankenship For For Management
1.4 Elect Director A.R. Carpenter For For Management
1.5 Elect Director J. Dix Druce, Jr. For For Management
1.6 Elect Director Mary Lou Fiala For For Management
1.7 Elect Director Douglas S. Luke For For Management
1.8 Elect Director David P. O'Connor For For Management
1.9 Elect Director John C. Schweitzer For For Management
1.10 Elect Director Brian M. Smith For For Management
1.11 Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth H. Beard For For Management
1.2 Elect Director Frank A. Catalano, Jr. For For Management
1.3 Elect Director Paul R. Gauvreau For For Management
1.4 Elect Director Gerald M. Gorski For For Management
1.5 Elect Director Steven P. Grimes For For Management
1.6 Elect Director Richard P. Imperiale For For Management
1.7 Elect Director Kenneth E. Masick For For Management
1.8 Elect Director Barbara A. Murphy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SILVER BAY REALTY TRUST CORP.
Ticker: SBY Security ID: 82735Q102
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Brock For For Management
1.2 Elect Director Tanuja M. Dehne For For Management
1.3 Elect Director William W. Johnson For For Management
1.4 Elect Director Stephen G. Kasnet For For Management
1.5 Elect Director Irvin R. Kessler For For Management
1.6 Elect Director David N. Miller For For Management
1.7 Elect Director Thomas Siering For For Management
1.8 Elect Director Brian C. Taylor For For Management
1.9 Elect Director Ronald N. Weiser For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvyn E. Bergstein For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Daniel C. Smith For For Management
1g Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin Thomas Burton, For For Management
III.
1.2 Elect Director Craig M. Hatkoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860F109
Meeting Date: JUN 12, 2013 Meeting Type: Special
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Batinovich For For Management
1.2 Elect Director Z. Jamie Behar For For Management
1.3 Elect Director Kenneth E. Cruse For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Keith M. Locker For For Management
1.6 Elect Director Douglas M. Pasquale For For Management
1.7 Elect Director Keith P. Russell For For Management
1.8 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Opt Out of Maryland's Unsolicited Against For Shareholder
Takeover Act
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome A. Chazen For For Management
1.2 Elect Director Craig M. Hatkoff For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine A. Cattanach For For Management
1.2 Elect Director Eric J. Foss For For Management
1.3 Elect Director Robert P. Freeman For For Management
1.4 Elect Director Jon A. Grove For For Management
1.5 Elect Director James D. Klingbeil For For Management
1.6 Elect Director Lynne B. Sagalyn For For Management
1.7 Elect Director Mark J. Sandler For For Management
1.8 Elect Director Thomas W. Toomey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Sheli Z. Rosenberg For For Management
1j Elect Director Glenn J. Rufrano For For Management
1k Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Adopt Anti Gross-up Policy Against For Shareholder
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Candace K. Beinecke For For Management
1.2 Elect Director Robert P. Kogod For For Management
1.3 Elect Director David Mandelbaum For For Management
1.4 Elect Director Richard R. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Require Independent Board Chairman Against Against Shareholder
6 Declassify the Board of Directors Against For Shareholder
===================== A DWS Enhanced Commodity Strategy Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== N DWS RREEF Global Real Estate Securities Fund ===============
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For For Management
1e Elect Director William T. Spitz For For Management
1f Elect Director Lee S. Wielansky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD.
Ticker: 03383 Security ID: G01198103
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chan Cheuk Hung as Director For For Management
3b Elect Chan Cheuk Nam as Director For For Management
3c Elect Cheung Wing Yui as Director For Against Management
3d Authorize the Board to Fix For For Management
Remuneration of Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AGILE PROPERTY HOLDINGS LTD.
Ticker: 03383 Security ID: G01198103
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Provision of the Indemnity For For Management
to Morgan Stanley
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Thomas R. DiBenedetto For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Richard H. Klein For For Management
1.6 Elect Director James H. Richardson For For Management
1.7 Elect Director Martin A. Simonetti For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: AP.UN Security ID: 019456102
Meeting Date: MAY 14, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Gerald R. Connor For For Management
1.2 Elect Trustee Gordon R. Cunningham For For Management
1.3 Elect Trustee Michael R. Emory For For Management
1.4 Elect Trustee James Griffiths For For Management
1.5 Elect Trustee Ralph T. Neville For For Management
1.6 Elect Trustee Daniel F. Sullivan For For Management
1.7 Elect Trustee Peter Sharpe For For Management
2 Approve BDO Canada LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
3 Amend Declaration of Trust For For Management
4 Re-approve Unit Option Plan For For Management
5 Approve Unitholder Rights Plan For Against Management
--------------------------------------------------------------------------------
ALSTRIA OFFICE REIT-AG
Ticker: AOX Security ID: D0378R100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify Deloitte and Touche GmbH as For For Management
Auditors for Fiscal 2013
6 Approve Creation of EUR 39.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 600 Million;
Approve Creation of EUR 38 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For For Management
1.2 Elect Director John W. Chamberlain For For Management
1.3 Elect Director Larry E. Finger For For Management
1.4 Elect Director Duane A. Nelles For For Management
1.5 Elect Director Thomas S. Olinger For For Management
1.6 Elect Director Robert S. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Bayless Jr. For For Management
1.2 Elect Director R.D. Burck For For Management
1.3 Elect Director G. Steven Dawson For For Management
1.4 Elect Director Cydney C. Donnell For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director Oliver Luck For For Management
1.7 Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17 Security ID: Y0205X103
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of HSBC Institutional For For Management
Trust Services (Singapore) Limited,
the Statement by Ascendas Funds
Management (S) Limited, and the
Audited Financial Statements of
Ascendas Real Estate Investment Trust
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird Budinger For For Management
1.2 Elect Director Carol B. Einiger For For Management
1.3 Elect Director Jacob A. Frenkel For For Management
1.4 Elect Director Joel I. Klein For For Management
1.5 Elect Director Douglas T. Linde For For Management
1.6 Elect Director Matthew J. Lustig For For Management
1.7 Elect Director Alan J. Patricof For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irving F. Lyons, III For For Management
1.2 Elect Director Paula F. Downey For For Management
1.3 Elect Director Christopher J. McGurk For For Management
1.4 Elect Director Matthew T. Medeiros For For Management
1.5 Elect Director Constance B. Moore For For Management
1.6 Elect Director Jeanne R. Myerson For For Management
1.7 Elect Director Jeffrey T. Pero For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Dennis E. Singleton For For Management
1.10 Elect Director Thomas P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Scott S. Ingraham For For Management
1.3 Elect Director Lewis A. Levey For For Management
1.4 Elect Director William B. McGuire, Jr. For For Management
1.5 Elect Director William F. Paulsen For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPER & NICHOLSONS MARINA INVESTMENTS LIMITED
Ticker: CNMI Security ID: G1889A104
Meeting Date: MAY 03, 2013 Meeting Type: Special
Record Date: MAY 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of New Ordinary For For Management
Shares for the Purpose of Fundraising
2 Waive Requirement for Mandatory Offer For For Management
to All Shareholders
--------------------------------------------------------------------------------
CAMPER & NICHOLSONS MARINA INVESTMENTS LIMITED
Ticker: CNMI Security ID: G1889A104
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG Channel Islands Limited For For Management
as Auditors and Authorise Board to Fix
Their Remuneration
4a Reelect Roger Lewis as Director For For Management
4b Elect Clive Whiley as Director For Abstain Management
--------------------------------------------------------------------------------
CAPITACOMMERCIAL TRUST LTD.
Ticker: C61 Security ID: Y1091F107
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, Manager's For For Management
Statement, Financial Statements, and
Auditors' Report
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Ng Kee Choe as Director For For Management
4b Elect Peter Seah Lim Huat as Director For For Management
5a Elect Amirsham Bin A Aziz as Director For Against Management
5b Elect Stephen Lee Ching Yen as Director For For Management
5c Elect Lim Ming Yan as Director For For Management
6 Reappoint KPMG LLP Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7b Approve Grant of Awards and Issue For For Management
Shares Pursuant to the CapitaLand
Performance Share Plan 2010 and the
CapitaLand Restricted Share Plan 2010
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITAMALL TRUST LTD
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements, Report of For For Management
Trustee, Statement of Manager and
Auditors' Report
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Amend Trust Deed Re: Repurchase of For For Management
Units
5 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Reelect Sunil Tissa Amarasuriya as For For Management
Director
4b Reelect Tan Kong Yam as Director For For Management
5a Reelect Lim Ming Yan as Director For For Management
5b Reelect Ng Kee Choe as Director For For Management
5c Reelect Bob Tan Beng Hai as Director For For Management
6 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Awards and Issuance For Against Management
of Shares Pursuant to the CapitaMalls
Asia Performance Share Plan and the
CapitaMalls Asia Restricted Stock Plan
9 Approve Issuance of Shares Pursuant to For For Management
the CapitaMalls Asia Dividend
Reinvestment Scheme
--------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 24, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CASTELLUM AB
Ticker: CAST Security ID: W2084X107
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Prepare and Approve List of For Did Not Vote Management
Shareholders
3 Approve Agenda of Meeting For Did Not Vote Management
4 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6a Receive Financial Statements and None None Management
Statutory Reports
6b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3.95 per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10 Receive Election Committee's Report on None None Management
Activities and Statement Concerning
the Proposal Regarding the Board of
Directors
11 Determine Number of Members (7) and For Did Not Vote Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 525,000 for
Chairman, and SEK 250,000 for Other
Directors; Approve Remuneration for
Committee Work
13 Reelect Charlotte Stromberg (Chair), For Did Not Vote Management
Per Berggren, Marianne Alexandersson,
Ulla-Britt Frajdin-Hellqvist, Christer
Jacobson, Johan Skoglund, and Jan-Ake
Jonsson as Directors
14 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Approve Executive Incentive Bonus Plan For Did Not Vote Management
17 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
CENTRO RETAIL AUSTRALIA
Ticker: CRF Security ID: Q2227T101
Meeting Date: OCT 31, 2012 Meeting Type: Annual/Special
Record Date: OCT 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Clive Appleton as a Director For For Management
2b Elect Bob Edgar as a Director For For Management
2c Elect Timothy (Tim) Hammon as a For For Management
Director
2d Elect Charles Macek as a Director For For Management
2e Elect Fraser MacKenzie as a Director For For Management
2f Elect Debra Stirling as a Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Grant of Up to A$1.08 For For Management
Million Worth of Performance Rights to
Steven Sewell, CEO of the Company
--------------------------------------------------------------------------------
CENTRO RETAIL AUSTRALIA
Ticker: CRF Security ID: Q2227T101
Meeting Date: JAN 22, 2013 Meeting Type: Special
Record Date: JAN 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Change of Company Name to For For Management
Federation Limited
--------------------------------------------------------------------------------
CHARTWELL RETIREMENT RESIDENCES
Ticker: CSH.UN Security ID: 16141A103
Meeting Date: MAY 16, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lise Bastarache as Trustee of For For Management
Chartwell
1.2 Elect Sidney P.H. Robinson as Trustee For For Management
of Chartwell
1.3 Elect Huw Thomas as Trustee of For For Management
Chartwell
2.1 Elect Michael D. Harris as Trustee of For For Management
CSH Trust
2.2 Elect Andre R. Kuzmicki as Trustee of For For Management
CSH Trust
2.3 Elect Thomas Schwartz as Trustee of For For Management
CSH Trust
3.1 Elect Lise Bastarache as Director of For For Management
CMCC
3.2 Elect W. Brent Binions as Director of For For Management
CMCC
3.3 Elect Michael D. Harris as Director of For For Management
CMCC
3.4 Elect Andre R. Kuzmicki as Director of For For Management
CMCC
3.5 Elect Sidney P.H. Robinson as Director For For Management
of CMCC
3.6 Elect Sharon Sallows as Director of For For Management
CMCC
3.7 Elect Thomas Schwartz as Director of For For Management
CMCC
3.8 Elect Huw Thomas as Director of CMCC For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
5 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST
Ticker: CLP Security ID: 195872106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl F. Bailey For For Management
1.2 Elect Director Edwin M. Crawford For For Management
1.3 Elect Director M. Miller Gorrie For For Management
1.4 Elect Director William M. Johnson For For Management
1.5 Elect Director James K. Lowder For For Management
1.6 Elect Director Thomas H. Lowder For For Management
1.7 Elect Director Herbert A. Meisler For For Management
1.8 Elect Director Claude B. Nielsen For For Management
1.9 Elect Director Harold W. Ripps For For Management
1.10 Elect Director John W. Spiegel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONWERT IMMOBILIEN INVEST SE
Ticker: CWI Security ID: A1359Y109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: APR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Discharge of the Board of For For Management
Directors
3 Approve Discharge of Senior Management For For Management
4 Ratify Auditors For For Management
5 Amend Articles Re: Adaptation to Legal For For Management
Change
6 Approve Creation of EUR 213.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Change Maximum Board Size From Five to None Against Shareholder
Six Members (Voting Item)
8 Elect Clemens Schneider as Director If None Against Shareholder
Item 7 is Approved (Voting Item)
--------------------------------------------------------------------------------
CORIO NV
Ticker: CORA Security ID: N2273C104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4a Approve Dividends of EUR 2.76 Per Share For For Management
4b Approve Offering Optional Dividend in For For Management
Stock
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7a Reelect D.C. Doijer to Supervisory For For Management
Board
7b Reelect G.A. Beijer to Supervisory For For Management
Board
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9 Receive Explanation on Company's None None Management
Updated Dividend Policy as of Fiscal
Year 2013
10a Abolish Large Company Regime For For Management
10b Amend Articles Re: Lowering of For For Management
Threshold for Board Decisions
Requiring Shareholder Approval
10c Amend Articles Re: Increase Authorized For For Management
Share Capital Up to EUR 2 Billion
10d Amend Articles Re: Corporate Purpose For For Management
10e Amend Articles Re: Legislative Changes For For Management
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LTD.
Ticker: 02007 Security ID: G24524103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Yeung Kwok Keung as Director For For Management
3b Elect Yang Erzhu as Director For For Management
3c Elect Su Rubo as Director For For Management
3d Elect Zhang Yaoyuan as Director For For Management
3e Elect Lai Ming, Joseph as Director For For Management
3f Elect Huang Hongyan as Director For For Management
3g Elect Huang Xiao as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DCT INDUSTRIAL TRUST INC.
Ticker: DCT Security ID: 233153105
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas G. Wattles For For Management
1b Elect Director Philip L. Hawkins For For Management
1c Elect Director Marilyn A. Alexander For For Management
1d Elect Director Thomas F. August For For Management
1e Elect Director John S. Gates, Jr. For For Management
1f Elect Director Raymond B. Greer For For Management
1g Elect Director Tripp H. Hardin For For Management
1h Elect Director John C. O'Keeffe For For Management
1i Elect Director Bruce L. Warwick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Daniel B. Hurwitz For For Management
1.6 Elect Director Volker Kraft For For Management
1.7 Elect Director Rebecca L. Maccardini For For Management
1.8 Elect Director Victor B. MacFarlane For For Management
1.9 Elect Director Craig Macnab For For Management
1.10 Elect Director Scott D. Roulston For For Management
1.11 Elect Director Barry A. Sholem For For Management
2 Increase Authorized Common Stock For For Management
3 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DERWENT LONDON PLC
Ticker: DLN Security ID: G27300105
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Robert Rayne as Director For For Management
5 Re-elect John Ivey as Director For For Management
6 Re-elect John Burns as Director For For Management
7 Re-elect Simon Silver as Director For For Management
8 Re-elect Damian Wisniewski as Director For For Management
9 Re-elect Nigel George as Director For For Management
10 Re-elect David Silverman as Director For For Management
11 Re-elect Paul Williams as Director For For Management
12 Re-elect Stuart Corbyn as Director For For Management
13 Re-elect Robert Farnes as Director For For Management
14 Re-elect June de Moller as Director For For Management
15 Re-elect Stephen Young as Director For For Management
16 Elect Simon Fraser as Director For For Management
17 Reappoint BDO LLP as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DEUTSCHE EUROSHOP AG
Ticker: DEQ Security ID: D1854M102
Meeting Date: JUN 20, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2012
5 Ratify BDO AG as Auditors for Fiscal For Did Not Vote Management
2013
6.1 Reelect Manfred Zass to the For Did Not Vote Management
Supervisory Board
6.2 Reelect Alexander Otto to the For Did Not Vote Management
Supervisory Board
6.3 Reelect Henning Kreke to the For Did Not Vote Management
Supervisory Board
7 Approve Creation of EUR 27 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
Ticker: DWNI Security ID: D2046U176
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.21 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2012
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2013
6 Elect Uwe Flach to the Supervisory For For Management
Board
7 Approve Creation of EUR 80.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 850
Million; Approve Creation of EUR 40.2
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
DEXUS PROPERTY GROUP
Ticker: DXS Security ID: Q3190P100
Meeting Date: NOV 05, 2012 Meeting Type: Annual
Record Date: NOV 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Approve the Spill Resolution None Against Management
3.1 Approve the DEXUS Transitional For Abstain Management
Performance Rights Plan
3.2 Approve the DEXUS Short Term Incentive For For Management
Performance Rights Plan and the DEXUS
Long Term Incentive Performance Rights
Plan
4 Approve the Grant of 453,417 For Abstain Management
Performance Rights to Darren
Steinberg, Executive Director of the
Company
5.1 Elect Richard Sheppard as a Director For For Management
5.2 Elect Chris Beare as a Director For For Management
5.3 Elect John Conde as a Director For For Management
5.4 Elect Peter St George as a Director For For Management
--------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY COMPANY
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. McCarten For For Management
1.2 Elect Director Daniel J. Altobello For For Management
1.3 Elect Director W. Robert Grafton For For Management
1.4 Elect Director Maureen L. McAvey For For Management
1.5 Elect Director Gilbert T. Ray For For Management
1.6 Elect Director Bruce D. Wardinski For For Management
1.7 Elect Director Mark W. Brugger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Christopher H. Anderson For For Management
1.5 Elect Director Leslie E. Bider For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Thomas E. O'Hern For For Management
1.8 Elect Director William E. Simon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore, Jr. For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director Ngaire E. Cuneo For For Management
1e Elect Director Charles R. Eitel For For Management
1f Elect Director Martin C. Jischke For For Management
1g Elect Director Dennis D. Oklak For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director Jack R. Shaw For For Management
1k Elect Director Lynn C. Thurber For For Management
1l Elect Director Robert J. Woodward, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DUNDEE REAL ESTATE INVESTMENT TRUST
Ticker: D.UN Security ID: 265270207
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Ned Goodman For For Management
1.2 Elect Trustee Detlef Bierbaum For For Management
1.3 Elect Trustee Donald K. Charter For For Management
1.4 Elect Trustee Michael J. Cooper For For Management
1.5 Elect Trustee Peter A. Crossgrove For For Management
1.6 Elect Trustee Joanne Ferstman For For Management
1.7 Elect Trustee Robert G. Goodall For For Management
1.8 Elect Trustee David Goodman For For Management
1.9 Elect Trustee Duncan Jackman For For Management
1.10 Elect Trustee Robert Tweedy For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
--------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC.
Ticker: DFT Security ID: 26613Q106
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Coke For For Management
1.2 Elect Director Lammot J. du Pont For For Management
1.3 Elect Director Thomas D. Eckert For For Management
1.4 Elect Director Hossein Fateh For For Management
1.5 Elect Director Jonathan G. Heiliger For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director John T. Roberts, Jr. For For Management
1.8 Elect Director John H. Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Issie N. Rabinovitch For For Management
1.3 Elect Director Thomas E. Randlett For For Management
2 Declassify the Board of Directors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Spencer F. Kirk For For Management
1.3 Elect Director Anthony Fanticola For For Management
1.4 Elect Director Hugh W. Horne For For Management
1.5 Elect Director Joseph D. Margolis For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director K. Fred Skousen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FABEGE AB
Ticker: FABG Security ID: W7888D108
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive
Consolidated Financial Statements;
Receive Consolidated Auditor's Report
8a Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 3 per Share
8c Approve Discharge of Board and For Did Not Vote Management
President
8d Approve April 2, 2013, as Record Date For Did Not Vote Management
for Dividend Payment
9 Amend Articles Re: AGM location For Did Not Vote Management
10 Determine Number of Directors (8); For Did Not Vote Management
Receive Nominating Committee's Report
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 800,000 for
Chairman, and SEK 200,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Erik Paulsson (Chair), Eva For Did Not Vote Management
Eriksson, Christian Hermelin, Martha
Josefsson, Par Nuder, Mats Qviberg,
and Svante Paulsson as Directors,
Elect Gustaf Hermelin as new Director
13 Ratify Deloitte AB as Auditors For Did Not Vote Management
14 Authorize Representatives of Four of For Did Not Vote Management
Company's Largest Shareholders to
Serve on Nominating Committee
15 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
16 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
17 Other Business None None Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Kristin Gamble For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST CAPITAL REALTY INC.
Ticker: FCR Security ID: 31943B100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chaim Katzman For For Management
1.2 Elect Director Dori J. Segal For For Management
1.3 Elect Director Jon N. Hagan For For Management
1.4 Elect Director Nathan Hetz For For Management
1.5 Elect Director Susan J. McArthur For For Management
1.6 Elect Director Bernard McDonell For For Management
1.7 Elect Director Steven K. Ranson For For Management
1.8 Elect Director Moshe Ronen For For Management
1.9 Elect Director Andrea Stephen For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
FONCIERE DES REGIONS
Ticker: FDR Security ID: F42399109
Meeting Date: APR 24, 2013 Meeting Type: Annual/Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors, CEO, and Vice-CEOs
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4.20 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Olivier Esteve
6 Approve Amendment to Severance Payment For Against Management
Agreement with Christophe Kullmann
7 Elect Sylvie Ouziel as Director For For Management
8 Appoint Ernst and Young et Autres as For For Management
Auditor
9 Appoint Auditex as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 18, Avenue Francois
Mitterand, 57000 Metz
11 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
12 Authorize Capitalization of Reserves For For Management
of Up to EUR 20 Million for Bonus
Issue or Increase in Par Value
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
15 Authorize Issuance of Equity-Linked For For Management
Securities without Preemptive Rights
up to Aggregate Nominal Amount of EUR
25 Million
16 Approve Employee Stock Purchase Plan For Against Management
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GECINA
Ticker: GFC Security ID: F4268U171
Meeting Date: APR 18, 2013 Meeting Type: Annual/Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transfer of Reevaluation Gain For For Management
to Specific Reserve Account
4 Approve Allocation of Income and For For Management
Dividends of EUR 4.40 per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Rafael Gonzalez de la Cueva as For For Management
Director
7 Reelect Antonio Trueba Bustamente as For Against Management
Director
8 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 100 Million
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year for
Private Placements up to Aggregate
Nominal Amount of EUR 50 Million
12 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote
13 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
15 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
16 Approve Employee Stock Purchase Plan For Against Management
17 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
18 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Clark For For Management
1.2 Elect Director Mary Lou Fiala For For Management
1.3 Elect Director J. Bruce Flatt For For Management
1.4 Elect Director John K. Haley For For Management
1.5 Elect Director Cyrus Madon For For Management
1.6 Elect Director Sandeep Mathrani For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark R. Patterson For For Management
1.9 Elect Director John G. Schreiber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLIMCHER REALTY TRUST
Ticker: GRT Security ID: 379302102
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. O'Brien For For Management
1.2 Elect Director Niles C. Overly For For Management
1.3 Elect Director William S. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 19, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend of SGD 0.03 Per For For Management
Share
3 Reelect Seek Ngee Huat as Director For For Management
4 Reelect Tham Kui Seng as Director For For Management
5 Reelect Ming Zhi Mei as Director For For Management
6 Reelect Paul Cheng Ming Fun as Director For For Management
7 Reelect Yoichiro Furuse as Director For For Management
8 Approve Directors' Fees of $1.5 For For Management
Million for the Year Ending March 31,
2013
9 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares and Grant For Against Management
of Awards Under the GLP Performance
Share Plan and GLP Restricted Share
Plan
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: DEC 03, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Properties to a Real For For Management
Estate Investment Trust in Japan
--------------------------------------------------------------------------------
GOODMAN GROUP
Ticker: GMG Security ID: Q4229H119
Meeting Date: NOV 16, 2012 Meeting Type: Annual/Special
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt the Financial Statements and For For Management
Reports of the Directors and Auditor
of Goodman Logistics (HK) Limited
2 Appoint KPMG as Auditors of Goodman For For Management
Logistics (HK) Limited
3 Elect Ian Ferrier as a Director of For For Management
Goodman Limited
4 Elect Jim Sloman as a Director of For For Management
Goodman Limited
5 Elect Philip Yan Hok Fan as a Director For For Management
of Goodman Limited
6 Elect Rebecca McGrath as a Director of For For Management
Goodman Limited
7 Elect Philip Pearce as a Director of For For Management
Goodman Logistics (HK) Limited
8 Approve the Adoption of the For For Management
Remuneration Report
9 Approve the Long Term Incentive Plan For For Management
10 Approve the Grant of 927,152 For For Management
Performance Rights to Gregory Goodman
11 Approve the Grant of 298,013 For For Management
Performance Rights to Philip Pearce
12 Approve the Amendments to Goodman For For Management
Logistics (HK) Limited's Articles of
Association
--------------------------------------------------------------------------------
GPT GROUP
Ticker: GPT Security ID: Q4252X155
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Ferguson as a Director For For Management
2 Elect Anne McDonald as a Director For For Management
3 Elect Brendan Crotty as a Director For For Management
4 Elect Eileen Doyle as a Director For For Management
5 Approve the Remuneration Report For For Management
6 Approve the Grant of Performance For For Management
Rights to Michael Cameron, Managing
Director and Chief Executive Officer
of the Company
7 Approve the Amendments to the For For Management
Company's Constitution
8 Approve the Amendments to the Trust For For Management
Deed
--------------------------------------------------------------------------------
GREAT PORTLAND ESTATES PLC
Ticker: GPOR Security ID: G40712179
Meeting Date: JUL 05, 2012 Meeting Type: Annual
Record Date: JUL 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Nick Sanderson as Director For For Management
5 Re-elect Toby Courtauld as Director For For Management
6 Re-elect Neil Thompson as Director For For Management
7 Re-elect Martin Scicluna as Director For For Management
8 Re-elect Charles Irby as Director For For Management
9 Re-elect Jonathan Nicholls as Director For For Management
10 Re-elect Jonathan Short as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
H&R REAL ESTATE INVESTMENT TRUST
Ticker: HR.UN Security ID: 404428203
Meeting Date: MAR 22, 2013 Meeting Type: Special
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Primaris Retail For For Management
Real Estate Investment Trust
1 Approve Acquisition of Primaris Retail For For Management
Real Estate Investment Trust
--------------------------------------------------------------------------------
HAMMERSON PLC
Ticker: HMSO Security ID: G4273Q107
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect David Tyler as Director For For Management
5 Elect Jean-Philippe Mouton as Director For For Management
6 Elect Gwyn Burr as Director For For Management
7 Re-elect David Atkins as Director For For Management
8 Re-elect Peter Cole as Director For For Management
9 Re-elect Timon Drakesmith as Director For For Management
10 Re-elect Terry Duddy as Director For For Management
11 Re-elect Jacques Espinasse as Director For For Management
12 Re-elect Judy Gibbons as Director For For Management
13 Re-elect John Hirst as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve Increase in Maximum Aggregate For For Management
Fees Payable to Directors
--------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD.
Ticker: 00101 Security ID: Y30166105
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Shang Shing Yin as Director For For Management
3b Reelect Dominic Chiu Fai Ho as Director For For Management
3c Reelect Philip Nan Lok Chen as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ballard, Jr. For For Management
1.2 Elect Director George L. Chapman For For Management
1.3 Elect Director Thomas J. DeRosa For For Management
1.4 Elect Director Jeffrey H. Donahue For For Management
1.5 Elect Director Peter J. Grua For For Management
1.6 Elect Director Fred S. Klipsch For For Management
1.7 Elect Director Sharon M. Oster For For Management
1.8 Elect Director Jeffrey R. Otten For For Management
1.9 Elect Director Judith C. Pelham For For Management
1.10 Elect Director R. Scott Trumbull For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin B. Morris III For For Management
1.2 Elect Director John Knox Singleton For For Management
1.3 Elect Director Roger O. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: 00012 Security ID: Y31476107
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Poon Chung Kwong as Director For For Management
3b Elect Chung Shui Ming, Timpson as For Against Management
Director
3c Elect Lee King Yue as Director For Against Management
3d Elect Li Ning as Director For Against Management
3e Elect Kwok Ping Ho as Director For Against Management
3f Elect Wong Ho Ming, Augustine as For Against Management
Director
3g Elect Lee Tat Man as Director For Against Management
3h Elect Kwong Che Keung, Gordon as For Against Management
Director
3i Elect Ko Ping Keung as Director For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Bonus Shares For For Management
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5d Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HOME PROPERTIES, INC.
Ticker: HME Security ID: 437306103
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Blank For For Management
1.2 Elect Director Alan L. Gosule For For Management
1.3 Elect Director Leonard F. Helbig, III For For Management
1.4 Elect Director Thomas P. Lydon, Jr. For For Management
1.5 Elect Director Edward J. Pettinella For For Management
1.6 Elect Director Clifford W. Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: H78 Security ID: G4587L109
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Auditors' Report and Declare Final
Dividend
2 Reelect Lord Leach of Fairford as For Against Management
Director
3 Reelect Richard Lee as Director For Against Management
4 Reelect Yiu Kai Pang as Director For Abstain Management
5 Elect Lord Sassoon as Director For Against Management
6 Reelect John Witt as Director For Abstain Management
7 Elect Michael Wu as Director For For Management
8 Approve Remuneration of Directors For For Management
9 Reappoint PricewaterhouseCoopers LLP For For Management
Auditors and Authorise Board to Fix
Their Remuneration
10 Authorise Issue of Equity or For For Management
Equity-Linked Securities with and
without Preemptive Rights
11 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila C. Bair For For Management
1.2 Elect Director Robert M. Baylis For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For For Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICADE
Ticker: ICAD Security ID: F4931M119
Meeting Date: APR 12, 2013 Meeting Type: Annual/Special
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Auditors' Special Report on For For Management
Related-Party Transactions
3 Approve Discharge of Directors and CEO For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 3.64 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Reelect Thomas Francis Gleeson as For For Management
Director
7 Ratify Appointment of Olivier de For For Management
Poulpiquet as Director
8 Ratify Appointment of Jean-Paul For For Management
Faugere as Director
9 Renew Appointment of Mazars S.A. as For For Management
Auditor
10 Appoint Charles de Boisriou as For For Management
Alternate Auditor
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 250,000
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Capital Increase of Up to For For Management
EUR 38 Million for Future Exchange
Offer on Silic
14 Approve Employee Stock Purchase Plan For Against Management
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 15 Million for Bonus
Issue or Increase in Par Value
17 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
IMMOFINANZ AG
Ticker: IIA Security ID: A27849149
Meeting Date: OCT 05, 2012 Meeting Type: Annual
Record Date: SEP 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011/2012
(Non-Voting)
2 Approve Allocation of Income for For For Management
Fiscal 2011/2012
3 Approve Discharge of Management Board For For Management
for Fiscal 2011/2012
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011/2012
5 Approve Remuneration of Supervisory For For Management
Board Members for Fiscal 2011/2012
6 Ratify Auditors for Fiscal 2012/2013 For For Management
7a Approve Decrease in Size of For For Management
Supervisory Board from Eight to Seven
Members
7b Elect Herbert Kofler as Supervisory For For Management
Board Member
8 Amend Articles Re: Compliance with For For Management
Austrian Company Law Amendment Act 2011
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
INVESTA OFFICE FUND
Ticker: IOF Security ID: Q49560107
Meeting Date: OCT 25, 2012 Meeting Type: Special
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter Dodd as a Director For For Management
--------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORP.
Ticker: 8952 Security ID: J27523109
Meeting Date: MAR 19, 2013 Meeting Type: Special
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Terasawa, For For Management
Noritada
3 Elect Alternate Executive Director For For Management
Katayama, Hiroshi
4.1 Appoint Supervisory Director Kusakabe, For Against Management
Kenji
4.2 Appoint Supervisory Director Okanoya, For For Management
Tomohiro
--------------------------------------------------------------------------------
KLEPIERRE
Ticker: LI Security ID: F5396X102
Meeting Date: APR 11, 2013 Meeting Type: Annual/Special
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Bertrand de Feydeau as For Against Management
Supervisory Board Member
6 Reelect Vivien Levy-Garboua as For Against Management
Supervisory Board Member
7 Ratify Appointment of Catherine Simoni For For Management
as Supervisory Board Member
8 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 40 Million
13 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
16 Approve Employee Stock Purchase Plan For Against Management
17 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 10 to 16 Above at EUR 100
Million
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M118
Meeting Date: JUL 19, 2012 Meeting Type: Annual
Record Date: JUL 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Alison Carnwath as Director For For Management
5 Re-elect Robert Noel as Director For For Management
6 Re-elect Martin Greenslade as Director For For Management
7 Re-elect Richard Akers as Director For For Management
8 Re-elect Kevin O'Byrne as Director For For Management
9 Re-elect Sir Stuart Rose as Director For For Management
10 Re-elect Simon Palley as Director For For Management
11 Re-elect David Rough as Director For For Management
12 Re-elect Christopher Bartram as For For Management
Director
13 Elect Stacey Rauch as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Sharesave Plan For Against Management
22 Amend 2005 Long Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES
Ticker: LHO Security ID: 517942108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise M. Coll For For Management
1.2 Elect Director Stuart L. Scott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LRY Security ID: 531172104
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick F. Buchholz For For Management
1.2 Elect Director Thomas C. DeLoach, Jr. For For Management
1.3 Elect Director Katherine Elizabeth For For Management
Dietze
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director M. Leanne Lachman For For Management
1.7 Elect Director David L. Lingerfelt For For Management
1.8 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LXB RETAIL PROPERTIES PLC
Ticker: LXB Security ID: G57231105
Meeting Date: FEB 27, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Reelect Alastair Irvine as a Director For For Management
3 Reelect Steve Webb as a Director For For Management
4 Approve BDO LLP, Chartered Accountants For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve New Investment Policy For For Management
6 Approve Remuneration of Phil Wrigley For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Share Repurchase Program For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Robert E. Holmes For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director William G. McKenzie For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MIRVAC GROUP LTD.
Ticker: MGR Security ID: Q62377108
Meeting Date: NOV 15, 2012 Meeting Type: Annual/Special
Record Date: NOV 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect James MacKenzie as Director For For Management
2.2 Elect John Peters as Director For For Management
2.3 Elect Marina Santini Darling as For For Management
Director
2.4 Elect Gregory Dyer as Director For For Management
3 Approve the Adoption of the For For Management
Remuneration Report
4 Approve the Amendments to the Mirvac For For Management
Limited Constitution
5 Approve the Amendments to the Mirvac For For Management
Property Trust Constitution
6.1 Approve the Issuance of Performance For For Management
Rights to Gregory Dyer, Finance
Director of the Company
6.2 Approve the Issuance of Performance For For Management
Rights to Susan Lloyd-Hurwitz,
Incoming Managing Director of the
Company
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Yanagisawa, Yutaka For For Management
2.4 Elect Director Kono, Masaaki For For Management
2.5 Elect Director Kazama, Toshihiko For For Management
2.6 Elect Director Kato, Jo For For Management
2.7 Elect Director Aiba, Naoto For For Management
2.8 Elect Director Ono, Masamichi For For Management
2.9 Elect Director Okusa, Toru For For Management
2.10 Elect Director Matsuhashi, Isao For For Management
2.11 Elect Director Tokiwa, Fumikatsu For For Management
2.12 Elect Director Gomi, Yasumasa For For Management
2.13 Elect Director Tomioka, Shuu For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Komoda, Masanobu For For Management
2.3 Elect Director Iinuma, Yoshiaki For For Management
2.4 Elect Director Saito, Hitoshi For For Management
2.5 Elect Director Kitahara, Yoshikazu For For Management
2.6 Elect Director Asai, Hiroshi For For Management
2.7 Elect Director Iino, Kenji For For Management
2.8 Elect Director Fujibayashi, Kiyotaka For For Management
2.9 Elect Director Urano, Mitsudo For For Management
2.10 Elect Director Matsushima, Masayuki For For Management
2.11 Elect Director Yamashita, Toru For For Management
2.12 Elect Director Egashira, Toshiaki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Retirement Bonus Payment for For For Management
Director
--------------------------------------------------------------------------------
MORI HILLS REIT INVESTMENT CORP
Ticker: 3234 Security ID: J4665S106
Meeting Date: APR 05, 2013 Meeting Type: Special
Record Date: JAN 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Isobe, For For Management
Hideyuki
3 Elect Alternate Executive Director For For Management
Saito, Toshifumi
4.1 Appoint Supervisory Director Yanai, For For Management
Noboru
4.2 Appoint Supervisory Director Kosugi, For For Management
Takeo
4.3 Appoint Supervisory Director Tamura, For For Management
Masakuni
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: Y63084126
Meeting Date: NOV 21, 2012 Meeting Type: Annual
Record Date: NOV 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Chen Guanzhan as Director For For Management
3b Reelect Ki Man-Fung, Leonie as Director For For Management
3c Reelect Cheng Chi-Heng as Director For For Management
3d Reelect Cheng Chi-Man, Sonia as For Against Management
Director
3e Reelect Cheng Kar-Shing, Peter as For For Management
Director
3f Reelect Ho Hau-Hay, Hamilton as For For Management
Director
3g Reelect Lee Luen-Wai, John as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NIPPON BUILDING FUND INC.
Ticker: 8951 Security ID: J52088101
Meeting Date: MAR 14, 2013 Meeting Type: Special
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Nishikawa, For For Management
Tsutomu
3 Elect Alternate Executive Director For For Management
Tanaka, Kenichi
4.1 Appoint Supervisory Director Hirai, For For Management
Yoshiyuki
4.2 Appoint Supervisory Director Tsugawa, For For Management
Tetsuro
4.3 Appoint Supervisory Director Fukaya, For Against Management
Yutaka
--------------------------------------------------------------------------------
NORWEGIAN PROPERTY ASA
Ticker: NPRO Security ID: R6370J108
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of None None Management
Meeting
4 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.20
per Share
5 Elect Directors (No directors are up None None Management
for election this year)
6 Elect Jan Ole Stangeland and Peter For For Management
Groth as New Members of Nominating
Committee
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 500,000 for
Chairman, NOK 400,000 for the Vice
Chairman, and NOK 275,000 for Other
Members
8 Approve Remuneration of Nomination For For Management
Committee Members in the Amount of NOK
50,000 for Chairman and NOK 30,000 for
Other Members
9 Approve Remuneration of Auditors For For Management
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Discuss Company's Corporate Governance None None Management
Statement
12a Approve Issuance of Shares for a For For Management
Private Placement for Cash
Consideration
12b Approve Issuance of Shares for a For For Management
Private Placement for Payment in Kind
13 Approve Issuance of Convertible Loan For For Management
without Preemptive Rights
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
NTT URBAN DEVELOPMENT CORP.
Ticker: 8933 Security ID: J5940Z104
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 900
2 Amend Articles To Limit Rights of For For Management
Odd-Lot Holders - Amend Business Lines
3.1 Elect Director Shiokawa, Kanya For For Management
3.2 Elect Director Komatsu, Akira For For Management
4.1 Appoint Statutory Auditor Ikegawa, For For Management
Hiroshi
4.2 Appoint Statutory Auditor Hiroi, For Against Management
Takashi
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUL 10, 2012 Meeting Type: Annual
Record Date: APR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director Cydney C. Donnell For For Management
1.3 Elect Director Ron E. Jackson For For Management
1.4 Elect Director Phillip M. Miller For For Management
1.5 Elect Director Michael J. Schall For For Management
1.6 Elect Director Earl E. Webb For For Management
1.7 Elect Director Laura H. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
Ticker: PEI Security ID: 709102107
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph F. Coradino For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Rosemarie B. Greco For For Management
1.4 Elect Director Leonard I. Korman For For Management
1.5 Elect Director Ira M. Lubert For For Management
1.6 Elect Director Donald F. Mazziotti For For Management
1.7 Elect Director Mark E. Pasquerilla For For Management
1.8 Elect Director Charles P. Pizzi For For Management
1.9 Elect Director John J. Roberts For For Management
1.10 Elect Director George F. Rubin For For Management
1.11 Elect Director Ronald Rubin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Ronald de Waal For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PREMIER INVESTMENT CORP.
Ticker: 8956 Security ID: J7446X104
Meeting Date: MAR 22, 2013 Meeting Type: Special
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2 Elect Executive Director Takano, For For Management
Hiroaki
3.1 Elect Alternate Executive Director For ��For Management
Muragishi, Kimito
3.2 Elect Alternate Executive Director For For Management
Komai, Atsuo
4.1 Appoint Supervisory Director Iinuma, For For Management
Haruki
4.2 Appoint Supervisory Director Sakurai, For For Management
Kenji
5 Appoint Alternate Supervisory Director For For Management
Endo, Tetsuji
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For For Management
1f Elect Director Irving F. Lyons III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: MAY 06, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Joseph D. Russell, Jr. For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director James H. Kropp For For Management
1.5 Elect Director Sara Grootwassink Lewis For For Management
1.6 Elect Director Michael V. McGee For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director Peter Schultz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PSP SWISS PROPERTY AG
Ticker: PSPN Security ID: H64687124
Meeting Date: APR 09, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Dividends of CHF 3.20 per For For Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For For Management
Management
5 Approve Extension of CHF 1 Million For Against Management
Pool of Capital without Preemptive
Rights
6.1 Reelect Guenther Gose as Director For Against Management
6.2 Reelect Luciano Gabriel as Director For For Management
6.3 Reelect Peter Forstmoser as Director For Against Management
6.4 Reelect Nathan Hetz as Director For Against Management
6.5 Reelect Gino Pfister as Director For Against Management
6.6 Reelect Josef Stadler as Director For For Management
6.7 Reelect Aviram Wertheim as Director For Against Management
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For For Management
1.2 Elect Director Raymond L. Bank For For Management
1.3 Elect Director C. Ronald Blankenship For For Management
1.4 Elect Director A.R. Carpenter For For Management
1.5 Elect Director J. Dix Druce, Jr. For For Management
1.6 Elect Director Mary Lou Fiala For For Management
1.7 Elect Director Douglas S. Luke For For Management
1.8 Elect Director David P. O'Connor For For Management
1.9 Elect Director John C. Schweitzer For For Management
1.10 Elect Director Brian M. Smith For For Management
1.11 Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: OCT 09, 2012 Meeting Type: Annual
Record Date: JUL 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth H. Beard For For Management
1.2 Elect Director Frank A. Catalano, Jr. For For Management
1.3 Elect Director Paul R. Gauvreau For For Management
1.4 Elect Director Gerald M. Gorski For For Management
1.5 Elect Director Steven P. Grimes For For Management
1.6 Elect Director Richard P. Imperiale For For Management
1.7 Elect Director Kenneth E. Masick For For Management
1.8 Elect Director Barbara A. Murphy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIOCAN REAL ESTATE INVESTMENT TRUST
Ticker: REI.UN Security ID: 766910103
Meeting Date: JUN 05, 2013 Meeting Type: Annual/Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Bonnie Brooks For For Management
1.2 Elect Trustee Clare R. Copeland For For Management
1.3 Elect Trustee Raymond M. Gelgoot For For Management
1.4 Elect Trustee Paul Godfrey For For Management
1.5 Elect Trustee Dale H. Lastman For For Management
1.6 Elect Trustee Sharon Sallows For For Management
1.7 Elect Trustee Edward Sonshine For For Management
1.8 Elect Trustee Charles M. Winograd For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Trustees to Fix Their
Remuneration
3 Approve Advance Notice Policy For For Management
4 Amend Declaration of Trust For For Management
--------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC
Ticker: SAFE Security ID: G77733106
Meeting Date: MAR 20, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Richard Grainger as Director For For Management
6 Re-elect Keith Edelman as Director For For Management
7 Re-elect Peter Gowers as Director For For Management
8 Approve Remuneration Report For For Management
9 Authorise EU Political Donations and For For Management
Expenditure
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC
Ticker: SAFE Security ID: G77733106
Meeting Date: MAR 20, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHAFTESBURY PLC
Ticker: SHB Security ID: G80603106
Meeting Date: FEB 08, 2013 Meeting Type: Annual
Record Date: FEB 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gordon McQueen as Director For For Management
5 Re-elect Oliver Marriott as Director For For Management
6 Re-elect Hilary Riva as Director For For Management
7 Re-elect Jill Little as Director For For Management
8 Re-elect Jonathan Lane as Director For For Management
9 Re-elect Brian Bickell as Director For For Management
10 Re-elect Simon Quayle as Director For For Management
11 Re-elect Thomas Welton as Director For For Management
12 Re-elect Christopher Ward as Director For For Management
13 Elect Dermot Mathias as Director For For Management
14 Elect Sally Walden as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LTD.
Ticker: 00813 Security ID: G81043104
Meeting Date: JUN 17, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Delcare Final Dividend For For Management
3a Elect Hui Wing Mau as Director For For Management
3b Elect Liu Sai Fei as Director For For Management
3c Elect Tang Fei as Director For For Management
3d Elect Liao Lujiang as Director For For Management
3e Elect Lu Hong Bing as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LTD.
Ticker: 00813 Security ID: G81043104
Meeting Date: JUN 17, 2013 Meeting Type: Special
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Incentive Scheme For For Management
of Shanghai Shimao Co., Ltd.
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvyn E. Bergstein For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Daniel C. Smith For For Management
1g Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LTD.
Ticker: 00083 Security ID: Y80267126
Meeting Date: OCT 31, 2012 Meeting Type: Annual
Record Date: OCT 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.36 Per For For Management
Share with Option For Scrip Dividend
3a Reelect Ronald Joseph Arculli as For For Management
Director
3b Reelect Allan Zeman as Director For For Management
3c Reelect Steven Ong Kay Eng as Director For For Management
3d Reelect Yu Wai Wai as Director For Against Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Articles of Association and For For Management
Adopt the New Articles of Association
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin Thomas Burton, For For Management
III.
1.2 Elect Director Craig M. Hatkoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860F109
Meeting Date: JUN 12, 2013 Meeting Type: Special
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SPONDA OYJ
Ticker: SDA1V Security ID: X84465107
Meeting Date: MAR 18, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.17 Per Share
9 Approve Discharge of Board and CEO For For Management
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 60,000 for Chairman,
EUR 36,000 for Vice Chairman, and EUR
31,200 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Klaus Cawen, Tuula Entela, For For Management
Arja Talma, and Raimo Valo as
Directors; Elect Kaj-Gustaf Bergh,
Christian Elfving, and Juha Laaksonen
as New Directors
13 Approve Remuneration of Auditors For For Management
14 Appoint KPMG as Auditor and Lasse For For Management
Holopainen as Deputy Auditor
15 Amend Articles Re: Convocation of For For Management
General Meeting
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 28.3 Million For For Management
Shares without Preemptive Rights
18 Establishment of a Permanent For For Management
Nomination Committee
19 Close Meeting None None Management
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 17, 2012 Meeting Type: Annual
Record Date: OCT 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Terry Williamson as a Director For For Management
3 Elect Carolyn Hewson as a Director For For Management
4 Appoint PricewaterhouseCoopers as For For Management
Auditor of the Company
5 Approve the Adoption of the For For Management
Remuneration Report
6 Approve the Termination Benefits For For Management
Framework
--------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
Ticker: 8830 Security ID: J77841112
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Takashima, Junji For Against Management
2.2 Elect Director Onodera, Kenichi For For Management
2.3 Elect Director Nishima, Kojun For Against Management
2.4 Elect Director Takemura, Nobuaki For For Management
2.5 Elect Director Kobayashi, Masato For For Management
2.6 Elect Director Sakamoto, Yoshinobu For For Management
2.7 Elect Director Odai, Yoshiyuki For For Management
2.8 Elect Director Kato, Hiroshi For For Management
2.9 Elect Director Ito, Koji For For Management
2.10 Elect Director Tanaka, Toshikazu For For Management
3.1 Appoint Statutory Auditor Abe, Shoichi For Against Management
3.2 Appoint Statutory Auditor Tomoyasu, For Against Management
Hiroshi
3.3 Appoint Statutory Auditor Kitamura, For For Management
Tadashi
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 00016 Security ID: Y82594121
Meeting Date: NOV 15, 2012 Meeting Type: Annual
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Lui Ting, Victor as Director For For Management
3a2 Reelect Leung Nai-pang, Norman as For For Management
Director
3a3 Reelect Leung Kui-king, Donald as For For Management
Director
3a4 Reelect Kwok Ping-kwong, Thomas as For Against Management
Director
3a5 Reelect Lee Shau-kee as Director For For Management
3a6 Reelect Yip Dicky Peter as Director For For Management
3a7 Reelect Wong Yue-chim, Richard as For For Management
Director
3a8 Reelect Fung Kwok-lun, William as For For Management
Director
3a9 Reelect Kwan Cheuk-yin, William as For For Management
Director
3a10 Reelect Wong Yick-kam, Michael as For For Management
Director
3a11 Reelect Chan Kwok-wai, Patrick as For For Management
Director
3b Approve Directors' Fees For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Share Option Scheme of the For Against Management
Company and Terminate Its Existing
Share Option Scheme
9 Adopt New Share Option Scheme of For For Management
SUNeVision Holdings Ltd. and Terminate
Its Existing Share Option Scheme
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Batinovich For For Management
1.2 Elect Director Z. Jamie Behar For For Management
1.3 Elect Director Kenneth E. Cruse For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Keith M. Locker For For Management
1.6 Elect Director Douglas M. Pasquale For For Management
1.7 Elect Director Keith P. Russell For For Management
1.8 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Opt Out of Maryland's Unsolicited Against For Shareholder
Takeover Act
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements, and Auditors' Reports
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize the Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SWIRE PROPERTIES LTD.
Ticker: 01972 Security ID: Y83191109
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Christopher Dale Pratt as For For Management
Director
1b Elect Martin Cubbon as Director For For Management
1c Elect Guy Martin Coutts Bradley as For Against Management
Director
1d Elect Stephen Edward Bradley as For For Management
Director
1e Elect Chan Cho Chak John as Director For For Management
1f Elect Paul Kenneth Etchells as Director For For Management
1g Elect Ho Cho Ying Davy as Director For Against Management
1h Elect James Wyndham John For Against Management
Hughes-Hallett as Director
1i Elect Peter Alan Kilgour as Director For For Management
1j Elect Liu Sing Cheong as Director For For Management
1k Elect Gordon James Ongley as Director For Against Management
1l Elect Merlin Bingham Swire as Director For For Management
1m Elect Spencer Theodore Fung as Director For For Management
2 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SWISS PRIME SITE AG
Ticker: SPSN Security ID: H8403W107
Meeting Date: APR 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of CHF 3.60 per For For Management
Share from Capital Contribution
Reserves
5.1.1 Reelect Bernhard Hammer as Director For For Management
5.1.2 Reelect Mario Seris as Director For Against Management
5.2 Ratify KPMG AG as Auditors For For Management
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome A. Chazen For For Management
1.2 Elect Director Craig M. Hatkoff For For Management
1.3 Elect Director Ronald W. Tysoe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRITISH LAND COMPANY PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 13, 2012 Meeting Type: Annual
Record Date: JUL 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Aubrey Adams as Director For For Management
4 Re-elect Lucinda Bell as Director For For Management
5 Re-elect Simon Borrows as Director For For Management
6 Re-elect Chris Gibson-Smith as Director For For Management
7 Re-elect John Gildersleeve as Director For For Management
8 Re-elect Chris Grigg as Director For For Management
9 Re-elect Dido Harding as Director For For Management
10 Re-elect William Jackson as Director For For Management
11 Re-elect Charles Maudsley as Director For For Management
12 Re-elect Richard Pym as Director For For Management
13 Re-elect Tim Roberts as Director For For Management
14 Re-elect Stephen Smith as Director For For Management
15 Re-elect Lord Turnbull as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUL 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Note Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor of The None None Management
Link REIT and Fixing Their Remuneration
3a Reelect Anthony Chow Wing Kin as For For Management
Independent Non-Executive Director
3b Reelect William Chan Chak Cheung as For For Management
Independent Non-Executive Director
3c Reelect David Charles Watt as For Against Management
Independent Non-Executive Director
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Units
5 Approve Expansion of the Asset Class For For Management
of The Link REIT's Investment Strategy
6 Approve Expanded Asset Class For For Management
Consequential Amendment
7 Approve Charitable Amendments For For Management
8 Amend Ancillary Trust Deed to Allow For For Management
Manager to Establish Subsidiaries
9 Approve Ancillary Trust Deed For For Management
Amendments Relating to Special Purpose
Vehicles of The Link REIT in the Trust
Deed
--------------------------------------------------------------------------------
THE UNITE GROUP PLC
Ticker: UTG Security ID: G9283N101
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Andrew Jones as Director For For Management
5 Re-elect Phil White as Director For For Management
6 Re-elect Mark Allan as Director For For Management
7 Re-elect Joe Lister as Director For For Management
8 Re-elect Richard Simpson as Director For For Management
9 Re-elect Richard Smith as Director For For Management
10 Re-elect Manjit Wolstenholme as For For Management
Director
11 Re-elect Richard Walker as Director For For Management
12 Re-elect Sir Tim Wilson as Director For For Management
13 Reappoint KPMG Audit plc as Auditors For For Management
14 Authorise Board to Fix Remuneration of For Abstain Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: Y8800U127
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect T. Y. Ng as Director For Against Management
2b Elect Alexander S. K. Au as Director For For Management
2c Elect Edward K. Y. Chen as Director For For Management
2d Elect Raymond K. F. Ch'ien as Director For Against Management
2e Elect Y. T. Leng as Director For For Management
2f Elect Arthur K. C. Li as Director For For Management
3 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4a Approve Increase in the Rate of Fee For For Management
Payable to Chairman of the Company
4b Approve Increase in Rate of Fee For For Management
Payable to Directors Other than the
Chairman
4c Approve Increase in Rate of Fee For For Management
Payable to Audit Committee Members
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TOKYO TATEMONO CO. LTD.
Ticker: 8804 Security ID: J88333117
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors - Amend
Business Lines - Decrease Maximum
Board Size
3.1 Elect Director Hatanaka, Makoto For For Management
3.2 Elect Director Sakuma, Hajime For For Management
3.3 Elect Director Kato, Kazumasa For For Management
3.4 Elect Director Shibayama, Hisao For For Management
3.5 Elect Director Nomura, Hitoshi For For Management
3.6 Elect Director Yoshida, Shinji For For Management
3.7 Elect Director Kamo, Masami For For Management
3.8 Elect Director Ishikawa, Hirokazu For For Management
4.1 Appoint Statutory Auditor Toyama, For Against Management
Mitsuyoshi
4.2 Appoint Statutory Auditor Ogoshi, For Against Management
Tatsuo
5 Approve Retirement Bonuses and Special For For Management
Payments in Connection with Abolition
of Retirement Bonus System
6 Approve Performance-Based Cash For For Management
Compensation for Directors
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine A. Cattanach For For Management
1.2 Elect Director Eric J. Foss For For Management
1.3 Elect Director Robert P. Freeman For For Management
1.4 Elect Director Jon A. Grove For For Management
1.5 Elect Director James D. Klingbeil For For Management
1.6 Elect Director Lynne B. Sagalyn For For Management
1.7 Elect Director Mark J. Sandler For For Management
1.8 Elect Director Thomas W. Toomey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 8.40 per Share
4 Approve Stock Dividend Program (Cash For For Management
or New Shares)
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Francois Jaclot as Supervisory For For Management
Board Member
7 Reelect Frans Cremers as Supervisory For For Management
Board Member
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Approve Employee Stock Purchase Plan For Against Management
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Sheli Z. Rosenberg For For Management
1j Elect Director Glenn J. Rufrano For For Management
1k Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Adopt Anti Gross-up Policy Against For Shareholder
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Candace K. Beinecke For For Management
1.2 Elect Director Robert P. Kogod For For Management
1.3 Elect Director David Mandelbaum For For Management
1.4 Elect Director Richard R. West For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
5 Require Independent Board Chairman Against Against Shareholder
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
WERELDHAVE NV
Ticker: Security ID: N95060120
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Minutes of Previous Meeting None None Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Allow Questions to External Auditor None None Management
6 Approve Financial Statements and For For Management
Dividends of EUR 3.30 per Ordinary
Share
7 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
8 Approve Discharge of Management Board For For Management
9 Approve Discharge of Supervisory Board For For Management
10 Reelect D.J. Anbeek to Executive Board For For Management
11 Elect P. Roozenboom to Executive Board For For Management
12 Elect F.C. Weijtens to Supervisory For For Management
Board
13 Elect J.A. Bomhoff to Supervisory Board For For Management
14 Reappoint PricewaterhouseCoopers as For For Management
Auditors
15 Allow Questions None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: WDC Security ID: Q97062105
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Frank Lowy as a Director For For Management
4 Elect Brian Schwartz as a Director For For Management
5 Elect Roy Furman as a Director For For Management
6 Elect Peter Allen as a Director For For Management
7 Elect Mark G. Johnson as a Director For For Management
8 Approve the Extension to the On-Market For For Management
Buy-Back
--------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST
Ticker: WRT Security ID: Q97145108
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAY 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard Warburton as a Director For For Management
2 Elect Michael Ihlein as a Director For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) DWS Securities Trust
By (Signature and Title) /s/W. Douglas Beck
W. Douglas Beck, Chief Executive Officer and President
Date 8/19/13