UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-00642
Deutsche DWS International Fund, Inc.
(Exact name of registrant as specified in charter)
875 Third Avenue
New York, NY 10022-6225
(Address of principal executive offices) (Zip code)
John Millette
Secretary
100 Summer Street
Boston, MA 02110-2146
(Name and address of agent for service)
Registrant's telephone number, including area code: 212-454-4500
Date of fiscal year end: 08/31
DWS CROCI® International Fund
Date of fiscal year end: 10/31
DWS Emerging Markets Equity Fund
DWS Global Macro Fund
DWS Latin America Equity Fund
Date of reporting period: 7/1/20-6/30/21
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00642
Reporting Period: 07/01/2020 - 06/30/2021
Deutsche DWS International Fund, Inc.
========================= DWS CROCI International Fund =========================
ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.1 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 32
Million
5.1.1 Reelect Jean-Christophe Deslarzes as For For Management
Director and Board Chairman
5.1.2 Reelect Ariane Gorin as Director For For Management
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Didier Lamouche as Director For For Management
5.1.5 Reelect David Prince as Director For For Management
5.1.6 Reelect Kathleen Taylor as Director For For Management
5.1.7 Reelect Regula Wallimann as Director For For Management
5.1.8 Elect Rachel Duan as Director For For Management
5.2.1 Reappoint Kathleen Taylor as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Didier Lamouche as Member of For For Management
the Compensation Committee
5.2.3 Appoint Rachel Duan as Member of the For For Management
Compensation Committee
5.3 Designate Keller KLG as Independent For For Management
Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6 Approve Creation of CHF 815,620 Pool For For Management
of Capital without Preemptive Rights
7 Transact Other Business (Voting) For Against Management
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ALFA LAVAL AB
Ticker: ALFA Security ID: W04008152
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5.50 Per Share
7c1 Approve Discharge of CEO Tom Erixon For Did Not Vote Management
7c2 Approve Discharge of Board Member and For Did Not Vote Management
Chairman Dennis Jonsson
7c3 Approve Discharge of Board Member For Did Not Vote Management
Maria Moraeus Hanssen
7c4 Approve Discharge of Board Member For Did Not Vote Management
Henrik Lange
7c5 Approve Discharge of Board Member Ray For Did Not Vote Management
Mauritsson
7c6 Approve Discharge of Board Member For Did Not Vote Management
Helene Mellquist
7c7 Approve Discharge of Board Member Finn For Did Not Vote Management
Rausing
7c8 Approve Discharge of Board Member Jorn For Did Not Vote Management
Rausing
7c9 Approve Discharge of Board Member Ulf For Did Not Vote Management
Wiinberg
7c10 Approve Discharge of Former Board For Did Not Vote Management
Member and Chairman Anders Narvinger
7c11 Approve Discharge of Board Member Anna For Did Not Vote Management
Ohlsson-Leijon
7c12 Approve Discharge of Employee For Did Not Vote Management
Representative Bror Garcia Lantz
7c13 Approve Discharge of Employee For Did Not Vote Management
Representative Susanne Jonsson
7c14 Approve Discharge of Employee For Did Not Vote Management
Representative Henrik Nielsen
7c15 Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Leif Norkvist
7c16 Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Stefan Sandell
7c17 Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Johnny Hulthen
8 Approve Remuneration Report For Did Not Vote Management
9.1 Determine Number of Directors (9) and For Did Not Vote Management
Deputy Directors (0) of Board
9.2 Fix Number of Auditors (2) and Deputy For Did Not Vote Management
Auditors (2)
10.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.85 Million to the
Chairman and SEK 615,000 to Other
Directors
10.2 Approve Remuneration of Committee Work For Did Not Vote Management
10.3 Approve Remuneration of Auditors For Did Not Vote Management
11.1 Reelect Maria Moraeus Hanssen as For Did Not Vote Management
Director
11.2 Reelect Dennis Jonsson as Director For Did Not Vote Management
11.3 Reelect Henrik Lange as Director For Did Not Vote Management
11.4 Reelect Ray Mauritsson as Director For Did Not Vote Management
11.5 Reelect Helene Mellquist as Director For Did Not Vote Management
11.6 Reelect Finn Rausing as Director For Did Not Vote Management
11.7 Reelect Jorn Rausing as Director For Did Not Vote Management
11.8 Reelect Ulf Wiinberg as Director For Did Not Vote Management
11.9 Elect Lilian Fossum Biner as New For Did Not Vote Management
Director
11.10 Reelect Dennis Jonsson as Board For Did Not Vote Management
Chairman
11.11 Ratify Staffan Landen as Auditor For Did Not Vote Management
11.12 Ratify Karoline Tedevall as Auditor For Did Not Vote Management
11.13 Ratify Henrik Jonzen as Deputy Auditor For Did Not Vote Management
11.14 Ratify Andreas Mast as Deputy Auditor For Did Not Vote Management
12 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
13 Authorize Share Repurchase Program For Did Not Vote Management
14 Amend Articles Re: Proxies; Postal For Did Not Vote Management
Voting
15 Close Meeting None None Management
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ASTELLAS PHARMA, INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hatanaka, Yoshihiko For For Management
1.2 Elect Director Yasukawa, Kenji For For Management
1.3 Elect Director Okamura, Naoki For For Management
1.4 Elect Director Sekiyama, Mamoru For For Management
1.5 Elect Director Kawabe, Hiroshi For For Management
1.6 Elect Director Ishizuka, Tatsuro For For Management
1.7 Elect Director Tanaka, Takashi For For Management
2 Elect Director and Audit Committee For For Management
Member Shibumura, Haruko
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ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion About Medium-Term For For Management
Orientation of the Company
2 Elect Edouard Philippe as Director For For Management
3 Authorize Filing of Required For For Management
Documents/Other Formalities
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AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ilana Rachel Atlas as Director For For Management
2b Elect John Thomas Macfarlane as For For Management
Director
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Shayne C Elliot
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
6 Approve Transition Planning Disclosure Against For Shareholder
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BABCOCK INTERNATIONAL GROUP PLC
Ticker: BAB Security ID: G0689Q152
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Ruth Cairnie as Director For For Management
5 Re-elect Sir David Omand as Director For For Management
6 Re-elect Victoire de Margerie as For For Management
Director
7 Re-elect Lucy Dimes as Director For For Management
8 Re-elect Myles Lee as Director For For Management
9 Re-elect Kjersti Wiklund as Director For For Management
10 Re-elect Archie Bethel as Director For For Management
11 Re-elect Franco Martinelli as Director For For Management
12 Elect Russ Houlden as Director For For Management
13 Elect Carl-Peter Forster as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Re-elect Thomas Arseneault as Director For For Management
5 Re-elect Sir Roger Carr as Director For For Management
6 Re-elect Dame Elizabeth Corley as For For Management
Director
7 Re-elect Bradley Greve as Director For For Management
8 Re-elect Jane Griffiths as Director For For Management
9 Re-elect Christopher Grigg as Director For For Management
10 Re-elect Stephen Pearce as Director For For Management
11 Re-elect Nicole Piasecki as Director For For Management
12 Re-elect Ian Tyler as Director For For Management
13 Re-elect Charles Woodburn as Director For For Management
14 Elect Nicholas Anderson as Director For For Management
15 Elect Dame Carolyn Fairbairn as For For Management
Director
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Articles of Association For For Management
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BANCO SANTANDER SA
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Non-Financial Information For For Management
Statement
1.C Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3.A Fix Number of Directors at 15 For For Management
3.B Ratify Appointment of and Elect Gina For For Management
Lorenza Diez Barroso as Director
3.C Reelect Homaira Akbari as Director For For Management
3.D Reelect Alvaro Antonio Cardoso de For For Management
Souza as Director
3.E Reelect Javier Botin-Sanz de Sautuola For For Management
y O'Shea as Director
3.F Reelect Ramiro Mato Garcia-Ansorena as For For Management
Director
3.G Reelect Bruce Carnegie-Brown as For For Management
Director
4 Ratify Appointment of For For Management
PricewaterhouseCoopers as Auditor
5.A Amend Articles Re: Non-Convertible For For Management
Debentures
5.B Amend Article 20 Re: Competences of For For Management
General Meetings
5.C Amend Articles Re: Shareholders' For For Management
Participation at General Meetings
5.D Amend Articles Re: Remote Voting For For Management
6.A Amend Article 2 of General Meeting For For Management
Regulations Re: Issuance of Debentures
6.B Amend Article 2 of General Meeting For For Management
Regulations Re: Share-Based
Compensation
6.C Amend Article 8 of General Meeting For For Management
Regulations Re: Proxy Representation
6.D Amend Article 20 of General Meeting For For Management
Regulations Re: Remote Voting
6.E Amend Article 26 of General Meeting For For Management
Regulations Re: Publication of
Resolutions
7 Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Directors For For Management
10 Fix Maximum Variable Compensation Ratio For For Management
11.A Approve Deferred Multiyear Objectives For For Management
Variable Remuneration Plan
11.B Approve Deferred and Conditional For For Management
Variable Remuneration Plan
11.C Approve Digital Transformation Award For For Management
11.D Approve Buy-out Policy For For Management
11.E Approve Employee Stock Purchase Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
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BEIERSDORF AG
Ticker: BEI Security ID: D08792109
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
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BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young as Auditor of For For Management
the Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Group Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Group Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Group Plc
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards to Mike Henry For For Management
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Elect Terry Bowen as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Ian Cockerill as Director For For Management
19 Elect Anita Frew as Director For For Management
20 Elect Susan Kilsby as Director For For Management
21 Elect John Mogford as Director For For Management
22 Elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against For Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against For Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
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BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.11 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Pierre Andre de Chalendar as For For Management
Director
7 Reelect Rajna Gibson Brandon as For For Management
Director
8 Elect Christian Noyer as Director For For Management
9 Elect Juliette Brisac as For For Management
Representative of Employee
Shareholders to the Board
A Elect Isabelle Coron as Representative Against Against Management
of Employee Shareholders to the Board
B Elect Cecile Besse Advani as Against Against Management
Representative of Employee
Shareholders to the Board
C Elect Dominique Potier as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO and For For Management
Vice-CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean Lemierre, For For Management
Chairman of the Board
15 Approve Compensation of Jean-Laurent For For Management
Bonnafe, CEO
16 Approve Compensation of Philippe For For Management
Bordenave, Vice-CEO
17 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
19 Set Limit for the Variable For For Management
Remuneration of Executives and
Specific Employees
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
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BORAL LIMITED
Ticker: BLD Security ID: Q16969109
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: OCT 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Kathryn Fagg as Director For For Management
2.2 Elect Paul Rayner as Director For For Management
2.3 Elect Rob Sindel as Director For For Management
2.4 Elect Deborah O'Toole as Director For For Management
2.5 Elect Ryan Stokes as Director For Against Management
2.6 ***Withdrawn Resolution*** Elect None None Management
Richard Richards as Director
3 Approve Remuneration Report For For Management
4 Approve Grant of LTI Rights to Zlatko For For Management
Todorcevski
5 Approve Grant of Fixed Equity Rights For For Management
to Zlatko Todorcevski
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BRENNTAG SE
Ticker: BNR Security ID: D12459117
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy for the For For Management
Management Board
7.1 Approve Remuneration of Supervisory For For Management
Board
7.2 Approve Remuneration Policy for the For For Management
Supervisory Board
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BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Ishibashi, Shuichi For For Management
3.2 Elect Director Higashi, Masahiro For For Management
3.3 Elect Director Scott Trevor Davis For For Management
3.4 Elect Director Okina, Yuri For For Management
3.5 Elect Director Masuda, Kenichi For For Management
3.6 Elect Director Yamamoto, Kenzo For For Management
3.7 Elect Director Terui, Keiko For For Management
3.8 Elect Director Sasa, Seiichi For For Management
3.9 Elect Director Shiba, Yojiro For For Management
3.10 Elect Director Suzuki, Yoko For For Management
3.11 Elect Director Hara, Hideo For For Management
3.12 Elect Director Yoshimi, Tsuyoshi For For Management
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BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Luc Jobin as Director For For Management
6 Re-elect Jack Bowles as Director For For Management
7 Re-elect Tadeu Marroco as Director For For Management
8 Re-elect Sue Farr as Director For For Management
9 Re-elect Jeremy Fowden as Director For Abstain Management
10 Re-elect Dr Marion Helmes as Director For For Management
11 Re-elect Holly Keller Koeppel as For For Management
Director
12 Re-elect Savio Kwan as Director For For Management
13 Re-elect Dimitri Panayotopoulos as For For Management
Director
14 Elect Karen Guerra as Director For For Management
15 Elect Darrell Thomas as Director For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
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BUNZL PLC
Ticker: BNZL Security ID: G16968110
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Peter Ventress as Director For For Management
4 Re-elect Frank van Zanten as Director For For Management
5 Re-elect Richard Howes as Director For For Management
6 Re-elect Vanda Murray as Director For For Management
7 Re-elect Lloyd Pitchford as Director For For Management
8 Re-elect Stephan Nanninga as Director For For Management
9 Elect Vin Murria as Director For For Management
10 Elect Maria Fernanda Mejia as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Report For For Management
15 Amend Long-Term Incentive Plan For For Management
16 Approve US Employee Stock Purchase Plan For For Management
17 Amend Savings Related Share Option For For Management
Scheme
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
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CREDIT AGRICOLE SA
Ticker: ACA Security ID: F22797108
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 7 and 30 of Bylaws Re: For For Management
Stock Dividend Program
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
5 Approve Stock Dividend Program for For For Management
Fiscal Year 2021
6 Approve Transaction with Credit du For For Management
Maroc Re: Loan Agreement
7 Approve Transaction with CAGIP Re: For For Management
Pacte Agreement
8 Approve Transaction with CA-CIB Re: For For Management
Transfert of DSB Activity
9 Approve Renewal of Four Transactions For For Management
Re: Tax Integration Agreements
10 Approve Amendment of Transaction with For For Management
Caisse Regionale de Normandie Re: Loan
Agreement
11 Elect Agnes Audier as Director For For Management
12 Elect Marianne Laigneau as Director For For Management
13 Elect Alessia Mosca as Director For For Management
14 Elect Olivier Auffray as Director For Against Management
15 Elect Christophe Lesur as For For Management
Representative of Employee
Shareholders to the Board
16 Reelect Louis Tercinier as Director For Against Management
17 Reelect SAS, rue de la Boetie as For Against Management
Director
18 Ratify Appointment of Nicole Gourmelon For Against Management
as Director
19 Reelect Nicole Gourmelon as Director For Against Management
20 Approve Remuneration Policy of For For Management
Chairman of the Board
21 Approve Remuneration Policy of CEO For For Management
22 Approve Remuneration Policy of Vice-CEO For For Management
23 Approve Remuneration Policy of For For Management
Directors
24 Approve Compensation of Dominique For For Management
Lefebvre, Chairman of the Board
25 Approve Compensation of Philippe For For Management
Brassac, CEO
26 Approve Compensation of Xavier Musca, For For Management
Vice-CEO
27 Approve Compensation Report For For Management
28 Approve the Aggregate Remuneration For For Management
Granted in 2020 to Senior Management,
Responsible Officers and Regulated
Risk-Takers
29 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
30 Amend Articles 1, 10, 11 and 27 of For For Management
Bylaws to Comply with Legal Changes
31 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of the Group Subsidiaries
34 Authorize Filing of Required For For Management
Documents/Other Formalities
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CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
4 Adopt New Articles of Association Re: For For Management
Article 51(d)
5 Approve Capital Reorganisation For For Management
6 Amend Articles of Association For For Management
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CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Re-elect Richie Boucher as Director For For Management
4b Elect Caroline Dowling as Director For For Management
4c Elect Richard Fearon as Director For For Management
4d Re-elect Johan Karlstrom as Director For For Management
4e Re-elect Shaun Kelly as Director For For Management
4f Elect Lamar McKay as Director For For Management
4g Re-elect Albert Manifold as Director For For Management
4h Re-elect Gillian Platt as Director For For Management
4i Re-elect Mary Rhinehart as Director For For Management
4j Re-elect Siobhan Talbot as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Ratify Deloitte Ireland LLP as Auditors For For Management
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise Reissuance of Treasury Shares For For Management
12 Approve Scrip Dividend For For Management
13 Approve Savings-Related Share Option For For Management
Schemes
14 Approve Cancellation of Share Premium For For Management
Account
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DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5(a) Re-elect Mark Breuer as Director For Against Management
5(b) Re-elect Caroline Dowling as Director For For Management
5(c) Elect Tufan Erginbilgic as Director For For Management
5(d) Re-elect David Jukes as Director For For Management
5(e) Re-elect Pamela Kirby as Director For For Management
5(f) Re-elect Jane Lodge as Director For For Management
5(g) Re-elect Cormac McCarthy as Director For For Management
5(h) Re-elect John Moloney as Director For For Management
5(i) Re-elect Donal Murphy as Director For For Management
5(j) Re-elect Mark Ryan as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance Price Range of For For Management
Treasury Shares
12 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
DENTSU GROUP, INC.
Ticker: 4324 Security ID: J1207N108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamamoto, Toshihiro For For Management
1.2 Elect Director Sakurai, Shun For For Management
1.3 Elect Director Timothy Andree For For Management
1.4 Elect Director Igarashi, Hiroshi For For Management
1.5 Elect Director Soga, Arinobu For For Management
1.6 Elect Director Nick Priday For For Management
1.7 Elect Director Wendy Clark For For Management
1.8 Elect Director Matsui, Gan For For Management
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Elect Karl-Heinz Floether to the For For Management
Supervisory Board
5.2 Elect Andreas Gottschling to the For For Management
Supervisory Board
5.3 Elect Martin Jetter to the Supervisory For For Management
Board
5.4 Elect Barbara Lambert to the For For Management
Supervisory Board
5.5 Elect Michael Ruediger to the For For Management
Supervisory Board
5.6 Elect Charles Stonehill to the For For Management
Supervisory Board
5.7 Elect Clara-Christina Streit to the For For Management
Supervisory Board
5.8 Elect Chong Lee Tan to the Supervisory For For Management
Board
6 Approve Creation of EUR 19 Million For For Management
Pool of Capital with Preemptive Rights
7 Approve Remuneration Policy For For Management
8 Amend Articles Re: AGM Location For For Management
9 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
ENGIE SA
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.53 per Share
A Set the Dividend at EUR 0.35 per Share Against Against Shareholder
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Elect Catherine MacGregor as Director For For Management
7 Elect Jacinthe Delage as None For Management
Representative of Employee
Shareholders to the Board
8 Elect Steven Lambert as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Jean-Pierre For For Management
Clamadieu, Chairman of the Board
11 Approve Compensation of Isabelle For Against Management
Kocher, CEO Until Feb. 24, 2020
12 Approve Compensation of Claire For For Management
Waysand, CEO Since Feb. 24, 2020
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
18 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Bill Brundage as Director For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Geoff Drabble as Director For For Management
7 Re-elect Catherine Halligan as Director For For Management
8 Re-elect Kevin Murphy as Director For For Management
9 Re-elect Alan Murray as Director For For Management
10 Re-elect Tom Schmitt as Director For For Management
11 Re-elect Dr Nadia Shouraboura as For For Management
Director
12 Re-elect Jacqueline Simmonds as For For Management
Director
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 77,200 for Chair,
EUR 57,500 for Deputy Chair and EUR
40,400 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Reelect Essimari Kairisto, Anja For For Management
McAlister (Deputy Chair), Teppo
Paavola, Veli-Matti Reinikkala
(Chair), Philipp Rosler and Annette
Stube as Directors; Elect Luisa
Delgado as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA
Ticker: FRE Security ID: D27348263
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.84 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA
Ticker: FRE Security ID: D27348263
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Michael Albrecht to the For For Management
Supervisory Board
8.2 Elect Michael Diekmann to the For For Management
Supervisory Board
8.3 Elect Wolfgang Kirsch to the For For Management
Supervisory Board
8.4 Elect Iris Loew-Friedrich to the For For Management
Supervisory Board
8.5 Elect Klaus-Peter Mueller to the For For Management
Supervisory Board
8.6 Elect Hauke Stars to the Supervisory For For Management
Board
9.1 Elect Michael Diekmann as Member of For For Management
the Joint Committee
9.2 Elect Hauke Stars as Member of the For For Management
Joint Committee
--------------------------------------------------------------------------------
HEIDELBERGCEMENT AG
Ticker: HEI Security ID: D31709104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.20 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernd Scheifele for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Dominik von Achten for Fiscal
Year 2020
3.3 Approve Discharge of Management Board For For Management
Member Lorenz Naeger for Fiscal Year
2020
3.4 Approve Discharge of Management Board For For Management
Member Kevin Gluskie for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Hakan Gurdal for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Ernest Jelito for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Jon Morrish for Fiscal Year 2020
3.8 Approve Discharge of Management Board For For Management
Member Christopher Ward for Fiscal
Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Fritz-Juergen Heckmann for
Fiscal Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Heinz Schmitt for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Barbara Breuninger for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Birgit Jochens for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Ludwig Merckle for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Tobias Merckle for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Luka Mucic for Fiscal Year 2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Ines Ploss for Fiscal Year 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Peter Riedel for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Werner Schraeder for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Marion Weissenberger-Eibl for
Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Proof of Entitlement For For Management
10 Amend Articles Re: Dividend in Kind For For Management
11 Amend Articles Re: Supervisory Board For For Management
Term of Office
12 Amend Affiliation Agreement with For For Management
HeidelbergCement International Holding
GmbH
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4720C107
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Approve International Sharesave Plan For Against Management
5 Approve Long Term Incentive Plan For For Management
6 Approve Deferred Share Bonus Plan For For Management
7 Approve Final Dividend For For Management
8 Elect Stefan Bomhard as Director For For Management
9 Re-elect Susan Clark as Director For For Management
10 Re-elect Therese Esperdy as Director For For Management
11 Elect Alan Johnson as Director For For Management
12 Elect Robert Kunze-Concewitz as For For Management
Director
13 Re-elect Simon Langelier as Director For For Management
14 Elect Pierre-Jean Sivignon as Director For For Management
15 Re-elect Steven Stanbrook as Director For For Management
16 Re-elect Jonathan Stanton as Director For For Management
17 Re-elect Oliver Tant as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 44
2.1 Elect Director Okafuji, Masahiro For For Management
2.2 Elect Director Suzuki, Yoshihisa For For Management
2.3 Elect Director Ishii, Keita For For Management
2.4 Elect Director Yoshida, Tomofumi For For Management
2.5 Elect Director Fukuda, Yuji For For Management
2.6 Elect Director Kobayashi, Fumihiko For For Management
2.7 Elect Director Hachimura, Tsuyoshi For For Management
2.8 Elect Director Muraki, Atsuko For For Management
2.9 Elect Director Kawana, Masatoshi For For Management
2.10 Elect Director Nakamori, Makiko For For Management
2.11 Elect Director Ishizuka, Kunio For For Management
3.1 Appoint Statutory Auditor Majima, For For Management
Shingo
3.2 Appoint Statutory Auditor Kikuchi, For For Management
Masumi
--------------------------------------------------------------------------------
ITV PLC
Ticker: ITV Security ID: G4984A110
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Salman Amin as Director For For Management
5 Re-elect Peter Bazalgette as Director For For Management
6 Re-elect Edward Bonham Carter as For For Management
Director
7 Elect Graham Cooke as Director For For Management
8 Re-elect Margaret Ewing as Director For For Management
9 Re-elect Mary Harris as Director For For Management
10 Re-elect Chris Kennedy as Director For For Management
11 Re-elect Anna Manz as Director For For Management
12 Re-elect Carolyn McCall as Director For For Management
13 Elect Sharmila Nebhrajani as Director For For Management
14 Re-elect Duncan Painter as Director For For Management
15 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Approve Executive Share Plan For For Management
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3 Appoint Statutory Auditor Asahina, For For Management
Yukihiro
--------------------------------------------------------------------------------
KEPPEL CORPORATION LIMITED
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Jean-Francois Manzoni as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Catherine Bradley as Director For For Management
5 Elect Tony Buffin as Director For For Management
6 Re-elect Claudia Arney as Director For For Management
7 Re-elect Bernard Bot as Director For For Management
8 Re-elect Jeff Carr as Director For For Management
9 Re-elect Andrew Cosslett as Director For For Management
10 Re-elect Thierry Garnier as Director For For Management
11 Re-elect Sophie Gasperment as Director For For Management
12 Re-elect Rakhi Goss-Custard as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1 Change Company Name to Holcim Ltd For For Management
4.2 Change Location of Registered For For Management
Office/Headquarters to Zug, Switzerland
5.1a Reelect Beat Hess as Director and For For Management
Board Chairman
5.1b Reelect Philippe Block as Director For For Management
5.1c Reelect Kim Fausing as Director For For Management
5.1d Reelect Colin Hall as Director For For Management
5.1e Reelect Naina Kidwai as Director For For Management
5.1f Reelect Patrick Kron as Director For For Management
5.1g Reelect Adrian Loader as Director For For Management
5.1h Reelect Juerg Oleas as Director For For Management
5.1i Reelect Claudia Ramirez as Director For For Management
5.1j Reelect Hanne Sorensen as Director For For Management
5.1k Reelect Dieter Spaelti as Director For For Management
5.2 Elect Jan Jenisch as Director For For Management
5.3.1 Reappoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Appoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4 Appoint Dieter Spaelti as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.5.1 Ratify Deloitte AG as Auditors For For Management
5.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
MERCK KGAA
Ticker: MRK Security ID: D5357W103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
4 Approve Discharge of Executive Board For For Management
Fiscal Year 2020
5 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
6 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
7 Amend Articles Re: Supervisory Board For For Management
Approval of Transactions with Related
Parties
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Eleven Affiliation Agreements For For Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Fujii, Mariko For For Management
2.2 Elect Director Honda, Keiko For For Management
2.3 Elect Director Kato, Kaoru For For Management
2.4 Elect Director Kuwabara, Satoko For For Management
2.5 Elect Director Toby S. Myerson For For Management
2.6 Elect Director Nomoto, Hirofumi For Against Management
2.7 Elect Director Shingai, Yasushi For For Management
2.8 Elect Director Tsuji, Koichi For For Management
2.9 Elect Director Tarisa Watanagase For For Management
2.10 Elect Director Ogura, Ritsuo For For Management
2.11 Elect Director Miyanaga, Kenichi For For Management
2.12 Elect Director Mike, Kanetsugu For For Management
2.13 Elect Director Araki, Saburo For For Management
2.14 Elect Director Nagashima, Iwao For For Management
2.15 Elect Director Hanzawa, Junichi For For Management
2.16 Elect Director Kamezawa, Hironori For For Management
3 Amend Articles to Disclose Plan Against Against Shareholder
Outlining Company's Business Strategy
to Align Investments with Goals of
Paris Agreement
4 Amend Articles to Add Provision on Against For Shareholder
Early Submission of Annual Yuho
Securities Report
5 Amend Articles to Prohibit Officers Against Against Shareholder
and Employees of the Company from
Committing Parental Child Abduction
for Gaining Advantage in Custody
Disputes
6 Amend Articles to Prohibit Provision Against Against Shareholder
of Financing and Other Inappropriate
Transactions to Anti-Social Forces
7 Amend Articles to Establish Helpline Against Against Shareholder
for Whistle-Blowers
8 Appoint Shareholder Director Nominee Against Against Shareholder
Ino, Tatsuki
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect David Armstrong as Director For For Management
2b Elect Peeyush Gupta as Director For For Management
2c Elect Ann Sherry as Director For For Management
2d Elect Simon McKeon as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Ross McEwan
5 Approve Selective Buy-Back of 20 For For Management
Million Preference Shares Associated
with the National Income Securities
(NIS Buy-back Scheme)
6a Approve the Amendments to the Against Against Shareholder
Company's Constitution
6b Approve Transition Planning Disclosure Against For Shareholder
--------------------------------------------------------------------------------
NEC CORP.
Ticker: 6701 Security ID: J48818207
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Endo, Nobuhiro For For Management
1.2 Elect Director Niino, Takashi For For Management
1.3 Elect Director Morita, Takayuki For For Management
1.4 Elect Director Ishiguro, Norihiko For For Management
1.5 Elect Director Matsukura, Hajime For For Management
1.6 Elect Director Nishihara, Moto For For Management
1.7 Elect Director Seto, Kaoru For For Management
1.8 Elect Director Iki, Noriko For For Management
1.9 Elect Director Ito, Masatoshi For For Management
1.10 Elect Director Nakamura, Kuniharu For For Management
1.11 Elect Director Ota, Jun For For Management
1.12 Elect Director Christina Ahmadjian For For Management
2 Appoint Statutory Auditor Odake, For For Management
Nobuhiro
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NINTENDO CO., LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 100
2 Approve Annual Bonus For For Management
3.1 Elect Director Takasaki, Hideo For For Management
3.2 Elect Director Todokoro, Nobuhiro For For Management
3.3 Elect Director Miki, Yosuke For For Management
3.4 Elect Director Iseyama, Yasuhiro For For Management
3.5 Elect Director Furuse, Yoichiro For For Management
3.6 Elect Director Hatchoji, Takashi For For Management
3.7 Elect Director Fukuda, Tamio For For Management
3.8 Elect Director Wong Lai Yong For For Management
3.9 Elect Director Sawada, Michitaka For For Management
4 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: X61873133
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Sari Baldauf, Bruce Brown, For Against Management
Thomas Dannenfeldt, Jeanette Horan,
Edward Kozel, Soren Skou, Carla
Smits-Nusteling, and Kari Stadigh as
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.85 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.1 Approve Remuneration of Directors for For For Management
2020 in the Aggregate Amount of DKK 17
Million
5.2 Approve Remuneration of Directors for For For Management
2021 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.47 Million for
the Vice Chairman, and DKK 736,000 for
Other Directors; Approve Remuneration
for Committee Work
6.1 Reelect Helge Lund as Director and For For Management
Board Chairman
6.2 Reelect Jeppe Christiansen as Director For For Management
and Vice Chairman
6.3a Reelect Laurence Debroux as Director For For Management
6.3b Reelect Andreas Fibig as Director For For Management
6.3c Reelect Sylvie Gregoire as Director For For Management
6.3d Reelect Kasim Kutay as Director For For Management
6.3e Reelect Martin Mackay as Director For For Management
6.3f Elect Henrik Poulsen as New Director For For Management
7 Ratify Deloitte as Auditors For For Management
8.1 Approve DKK 8 Million Reduction in For For Management
Share Capital via B Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3a Amend Articles Re: Delete For For Management
Authorization to Increase Share Capital
8.3b Approve Creation of DKK 46.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 46.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 46.2 Million
8.4a Approve Indemnification of Members of For For Management
the Board of Directors
8.4b Approve Indemnification of Members of For For Management
Executive Management
8.5 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.6a Allow Shareholder Meetings to be Held For Against Management
Partially or Fully by Electronic Means
8.6b Allow Electronic Distribution of For For Management
Company Communication
8.6c Amend Articles Re: Differentiation of For For Management
Votes
8.7 Initiate Plan for Changed Ownership Against Against Shareholder
9 Other Business None None Management
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2020
7 Approve Remuneration Policy For For Management
8.1 Approve Long Term Incentive Plan 2020 For For Management
for Key Employees
8.2 Approve Equity Deferral Plan For For Management
9.1 Elect Gertrude Tumpel-Gugerell as For For Management
Supervisory Board Member
9.2 Elect Wolfgang Berndt as Supervisory For For Management
Board Member (In a Letter from Sept.
17, 2020, Mr. Berndt has Declared that
He Will Not Stand for Election)
9.3 Elect Mark Garrett as Supervisory None For Shareholder
Board Member
10 Approve Creation of EUR 32.7 Million For For Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for Share Plans
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO., LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sagara, Gyo For For Management
2.2 Elect Director Tsujinaka, Toshihiro For For Management
2.3 Elect Director Takino, Toichi For For Management
2.4 Elect Director Ono, Isao For For Management
2.5 Elect Director Idemitsu, Kiyoaki For For Management
2.6 Elect Director Nomura, Masao For For Management
2.7 Elect Director Okuno, Akiko For For Management
2.8 Elect Director Nagae, Shusaku For For Management
3 Appoint Statutory Auditor Tanisaka, For For Management
Hironobu
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 22, 2020 Meeting Type: Annual
Record Date: DEC 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Malcolm Broomhead as Director For For Management
2.2 Elect John Beevers as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Alberto Calderon
--------------------------------------------------------------------------------
ORIGIN ENERGY LIMITED
Ticker: ORG Security ID: Q71610101
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Maxine Brenner as Director For For Management
3 Approve Remuneration Report For Against Management
4 ***Withdrawn Resolution*** Approve None None Management
Grant of Restricted Share Rights to
Frank Calabria
5a Approve the Amendments to the Against Against Shareholder
Company's Constitution
5b Approve Consent and Fracking Against For Shareholder
5c Approve Lobbying and COVID-19 Recovery Against For Shareholder
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO., LTD.
Ticker: 4578 Security ID: J63117105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsuka, Ichiro For For Management
1.2 Elect Director Higuchi, Tatsuo For For Management
1.3 Elect Director Matsuo, Yoshiro For For Management
1.4 Elect Director Makino, Yuko For For Management
1.5 Elect Director Takagi, Shuichi For For Management
1.6 Elect Director Tobe, Sadanobu For For Management
1.7 Elect Director Kobayashi, Masayuki For For Management
1.8 Elect Director Tojo, Noriko For For Management
1.9 Elect Director Inoue, Makoto For For Management
1.10 Elect Director Matsutani, Yukio For For Management
1.11 Elect Director Sekiguchi, Ko For For Management
1.12 Elect Director Aoki, Yoshihisa For For Management
1.13 Elect Director Mita, Mayo For For Management
2 Appoint KPMG AZSA LLC as New External For For Management
Audit Firm
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN Security ID: G70202109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Roger Devlin as Director For For Management
4 Elect Dean Finch as Director For For Management
5 Re-elect Michael Killoran as Director For For Management
6 Re-elect Nigel Mills as Director For For Management
7 Re-elect Rachel Kentleton as Director For For Management
8 Re-elect Simon Litherland as Director For For Management
9 Re-elect Joanna Place as Director For For Management
10 Elect Annemarie Durbin as Director For For Management
11 Elect Andrew Wyllie as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
QIAGEN NV
Ticker: QGEN Security ID: N72482123
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5.a Reelect Metin Colpan to Supervisory For For Management
Board
5.b Reelect Thomas Ebeling to Supervisory For For Management
Board
5.c Reelect Toralf Haag to Supervisory For For Management
Board
5.d Reelect Ross L. Levine to Supervisory For For Management
Board
5.e Reelect Elaine Mardis to Supervisory For For Management
Board
5.f Reelect Lawrence A. Rosen to For For Management
Supervisory Board
5.g Reelect Elizabeth E. Tallett to For For Management
Supervisory Board
6.a Reelect Thierry Bernard to Management For For Management
Board
6.b Reelect Roland Sackers to Management For For Management
Board
7 Approve Remuneration Policy for For For Management
Management Board
8.a Approve Partial Amendment of For For Management
Remuneration Policy for Supervisory
Board
8.b Approve Remuneration of Supervisory For For Management
Board
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10.a Grant Board Authority to Issue Shares For For Management
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
10.c Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances in
Connection to Mergers, Acquisitions or
Strategic Alliances
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Amend Articles of Association in For For Management
Connection with Changes to Dutch Law
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RKT Security ID: G74079107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Jeff Carr as Director For For Management
6 Re-elect Nicandro Durante as Director For For Management
7 Re-elect Mary Harris as Director For For Management
8 Re-elect Mehmood Khan as Director For For Management
9 Re-elect Pam Kirby as Director For For Management
10 Re-elect Sara Mathew as Director For For Management
11 Re-elect Laxman Narasimhan as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Elane Stock as Director For For Management
14 Elect Olivier Bohuon as Director For For Management
15 Elect Margherita Della Valle as For For Management
Director
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Re-elect Megan Clark as Director For Against Management
6 Re-elect Hinda Gharbi as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Sam Laidlaw as Director For For Management
9 Re-elect Simon McKeon as Director For For Management
10 Re-elect Jennifer Nason as Director For For Management
11 Re-elect Jakob Stausholm as Director For For Management
12 Re-elect Simon Thompson as Director For For Management
13 Re-elect Ngaire Woods as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Approve Global Employee Share Plan None For Management
18 Approve UK Share Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Opportunity to Make Recommendations None None Management
for the Appointment of a Member of the
Supervisory Board
3 Elect Alejandro Douglass Plater to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Approve Remuneration Report For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 0.13 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
10 Opportunity to Make Recommendations None None Management
11 Elect E.J.C. Overbeek to Supervisory For For Management
Board
12 Elect G.J.A. van de Aast to For For Management
Supervisory Board
13 Announce Vacancies on the Supervisory None None Management
Board
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
16 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
17 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp For For Management
as Director
5 Reelect Fabienne Lecorvaisier as For For Management
Director
6 Reelect Melanie Lee as Director For For Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Paul Hudson, For For Management
CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
19 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
SEKISUI HOUSE, LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Amend Provisions
on Number of Statutory Auditors
3.1 Elect Director Nakai, Yoshihiro For For Management
3.2 Elect Director Horiuchi, Yosuke For For Management
3.3 Elect Director Nishida, Kumpei For For Management
3.4 Elect Director Tanaka, Satoshi For For Management
3.5 Elect Director Miura, Toshiharu For For Management
3.6 Elect Director Ishii, Toru For For Management
3.7 Elect Director Yoshimaru, Yukiko For For Management
3.8 Elect Director Kitazawa, Toshifumi For For Management
3.9 Elect Director Nakajima, Yoshimi For For Management
3.10 Elect Director Takegawa, Keiko For For Management
4.1 Appoint Statutory Auditor Ito, Midori For For Management
4.2 Appoint Statutory Auditor Kobayashi, For For Management
Takashi
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2.1 Elect Director Isaka, Ryuichi For For Management
2.2 Elect Director Goto, Katsuhiro For For Management
2.3 Elect Director Ito, Junro For For Management
2.4 Elect Director Yamaguchi, Kimiyoshi For For Management
2.5 Elect Director Maruyama, Yoshimichi For For Management
2.6 Elect Director Nagamatsu, Fumihiko For For Management
2.7 Elect Director Kimura, Shigeki For For Management
2.8 Elect Director Joseph M. DePinto For For Management
2.9 Elect Director Tsukio, Yoshio For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Yonemura, Toshiro For For Management
2.12 Elect Director Higashi, Tetsuro For For Management
2.13 Elect Director Rudy, Kazuko For For Management
3 Appoint Statutory Auditor Habano, For For Management
Noriyuki
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO., LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 140
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Reduce
Directors' Term
3.1 Elect Director Saito, Yasuhiko For For Management
3.2 Elect Director Ueno, Susumu For For Management
3.3 Elect Director Frank Peter Popoff For For Management
3.4 Elect Director Miyazaki, Tsuyoshi For For Management
3.5 Elect Director Fukui, Toshihiko For For Management
4 Appoint Statutory Auditor Kagami, For For Management
Mitsuko
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Stock Option Plan For For Management
7 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHIONOGI & CO., LTD.
Ticker: 4507 Security ID: J74229105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Teshirogi, Isao For For Management
2.2 Elect Director Sawada, Takuko For For Management
2.3 Elect Director Ando, Keiichi For For Management
2.4 Elect Director Ozaki, Hiroshi For For Management
2.5 Elect Director Takatsuki, Fumi For For Management
3 Appoint Statutory Auditor Fujiwara, For For Management
Takaoki
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Pam Cheng as Director For For Management
5 Elect Karin Hoeing as Director For For Management
6 Re-elect Sir George Buckley as Director For For Management
7 Re-elect Dame Ann Dowling as Director For For Management
8 Re-elect Tanya Fratto as Director For For Management
9 Re-elect William Seeger as Director For For Management
10 Re-elect Mark Seligman as Director For For Management
11 Re-elect John Shipsey as Director For For Management
12 Re-elect Andrew Reynolds Smith as For For Management
Director
13 Re-elect Noel Tata as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2.1 Elect Director Kunibe, Takeshi For For Management
2.2 Elect Director Ota, Jun For For Management
2.3 Elect Director Takashima, Makoto For For Management
2.4 Elect Director Nakashima, Toru For For Management
2.5 Elect Director Kudo, Teiko For For Management
2.6 Elect Director Inoue, Atsuhiko For For Management
2.7 Elect Director Isshiki, Toshihiro For For Management
2.8 Elect Director Kawasaki, Yasuyuki For For Management
2.9 Elect Director Matsumoto, Masayuki For Against Management
2.10 Elect Director Arthur M. Mitchell For For Management
2.11 Elect Director Yamazaki, Shozo For For Management
2.12 Elect Director Kono, Masaharu For For Management
2.13 Elect Director Tsutsui, Yoshinobu For For Management
2.14 Elect Director Shimbo, Katsuyoshi For For Management
2.15 Elect Director Sakurai, Eriko For For Management
3 Amend Articles to Allow Virtual Only For Against Management
Shareholder Meetings
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO., LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
3.1 Elect Director Christophe Weber For For Management
3.2 Elect Director Iwasaki, Masato For For Management
3.3 Elect Director Andrew Plump For For Management
3.4 Elect Director Constantine Saroukos For For Management
3.5 Elect Director Sakane, Masahiro For For Management
3.6 Elect Director Olivier Bohuon For For Management
3.7 Elect Director Jean-Luc Butel For For Management
3.8 Elect Director Ian Clark For For Management
3.9 Elect Director Fujimori, Yoshiaki For For Management
3.10 Elect Director Steven Gillis For For Management
3.11 Elect Director Kuniya, Shiro For For Management
3.12 Elect Director Shiga, Toshiyuki For For Management
4 Elect Director and Audit Committee For For Management
Member Iijima, Masami
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC.B Security ID: W26049119
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Acknowledge Proper Convening of Meeting For Did Not Vote Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
7.2 Approve Remuneration Report For Did Not Vote Management
7.3a Approve Discharge of Board Chairman For Did Not Vote Management
Ronnie Leten
7.3b Approve Discharge of Board Member For Did Not Vote Management
Helena Stjernholm
7.3c Approve Discharge of Board Member For Did Not Vote Management
Jacob Wallenberg
7.3d Approve Discharge of Board Member Jon For Did Not Vote Management
Fredrik Baksaas
7.3e Approve Discharge of Board Member Jan For Did Not Vote Management
Carlson
7.3f Approve Discharge of Board Member Nora For Did Not Vote Management
Denzel
7.3g Approve Discharge of Board Member For Did Not Vote Management
Borje Ekholm
7.3h Approve Discharge of Board Member Eric For Did Not Vote Management
A. Elzvik
7.3i Approve Discharge of Board Member Kurt For Did Not Vote Management
Jofs
7.3j Approve Discharge of Board Member For Did Not Vote Management
Kristin S. Rinne
7.3k Approve Discharge of Employee For Did Not Vote Management
Representative Torbjorn Nyman
7.3l Approve Discharge of Employee For Did Not Vote Management
Representative Kjell-Ake Soting
7.3m Approve Discharge of Employee For Did Not Vote Management
Representative Roger Svensson
7.3n Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Per Holmberg
7.3o Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Anders Ripa
7.3p Approve Discharge of Deputy Employee For Did Not Vote Management
Representative Loredana Roslund
7.3q Approve Discharge of President Borje For Did Not Vote Management
Ekholm
7.4 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2 Per Share
8 Determine Number of Directors (10) and For Did Not Vote Management
Deputy Directors (0) of Board
9 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 4.2 Million for
Chairman and SEK 1.06 Million for
Other Directors, Approve Remuneration
for Committee Work
10.1 Reelect Jon Fredrik Baksaas as Director For Did Not Vote Management
10.2 Reelect Jan Carlson as Director For Did Not Vote Management
10.3 Reelect Nora Denzel as Director For Did Not Vote Management
10.4 Reelect Borje Ekholm as Director For Did Not Vote Management
10.5 Reelect Eric A. Elzvik as Director For Did Not Vote Management
10.6 Reelect Kurt Jofs as Director For Did Not Vote Management
10.7 Reelect Ronnie Leten as Director For Did Not Vote Management
10.8 Reelect Kristin S. Rinne as Director For Did Not Vote Management
10.9 Reelect Helena Stjernholm as Director For Did Not Vote Management
10.10 Reelect Jacob Wallenberg as Director For Did Not Vote Management
11 Reelect Ronnie Leten as Board Chair For Did Not Vote Management
12 Determine Number of Auditors (1) and For Did Not Vote Management
Deputy Auditors (0)
13 Approve Remuneration of Auditors For Did Not Vote Management
14 Ratify Deloitte as Auditors For Did Not Vote Management
15 Amend Articles Re: Editorial Changes; For Did Not Vote Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
16.1 Approve Long-Term Variable For Did Not Vote Management
Compensation Program 2021 (LTV 2021)
16.2 Approve Equity Plan Financing of LTV For Did Not Vote Management
2021
16.3 Approve Alternative Equity Plan For Did Not Vote Management
Financing of LTV 2021, if Item 16.2 is
Not Approved
17 Approve Equity Plan Financing of LTV For Did Not Vote Management
2020
18 Approve Equity Plan Financing of LTV For Did Not Vote Management
2018 and 2019
--------------------------------------------------------------------------------
TELEVISION FRANCAISE 1 SA
Ticker: TFI Security ID: F91255103
Meeting Date: APR 15, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Compensation of Gilles For Against Management
Pelisson, Chairman and CEO
6 Approve Compensation Report of For For Management
Corporate Officers
7 Approve Remuneration Policy for Gilles For For Management
Pelisson, Chairman and CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Reelect Laurence Danon Arnaud as For For Management
Director
10 Reelect Bouygues as Director For Against Management
11 Reelect SCDM as Director For Against Management
12 Elect Marie-Aude Morel as For For Management
Representative of Employee
Shareholders to the Board
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8.4 Million
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 400 Million for Bonus
Issue or Increase in Par Value
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.2 Million
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 4.2 Million
19 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
20 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capital Increase of Up to For Against Management
EUR 4.2 Million for Future Exchange
Offers
23 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 15, 17-22 at EUR 8.4 Million
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Article 10 of Bylaws Re: For For Management
Employee Representative
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rosemary A. Crane For For Management
1b Elect Director Abbas Hussain For For Management
1c Elect Director Gerald M. Lieberman For For Management
1d Elect Director Ronit Satchi-Fainaro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Kesselman & Kesselman as For For Management
Auditors
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Tetsuro For For Management
1.2 Elect Director Onishi, Akira For For Management
1.3 Elect Director Sasaki, Takuo For For Management
1.4 Elect Director Mizuno, Yojiro For For Management
1.5 Elect Director Ishizaki, Yuji For For Management
1.6 Elect Director Sumi, Shuzo For For Management
1.7 Elect Director Yamanishi, Kenichiro For For Management
1.8 Elect Director Maeda, Masahiko For For Management
2 Appoint Statutory Auditor Inagawa, Toru For For Management
3 Appoint Alternate Statutory Auditor For For Management
Furusawa, Hitoshi
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director James Kuffner For For Management
1.6 Elect Director Kon, Kenta For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Delete Provisions on For For Management
Class AA Shares
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.27 per Share
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9.1.A Elect Stefan Oschmann as Director For For Management
9.1.B Indicate Stefan Oschmann as For For Management
Independent Director
9.2 Elect Fiona du Monceau as Director For For Management
9.3.A Ratify the Co-optation of Susan Gasser For For Management
as Independent Director
9.3.B Elect Susan Gasser as Director For For Management
9.3.C Indicate Susan Gasser as Independent For For Management
Director
9.4.A Elect Jonathan Peacock as Director For For Management
9.4.B Indicate Jonathan Peacock as For For Management
Independent Director
9.5.A Reelect Albrecht De Graeve as Director For For Management
9.5.B Indicate Albrecht De Graeve as For For Management
Independent Director
9.6.A Elect Viviane Monges as Director For For Management
9.6.B Indicate Viviane Monges as Independent For For Management
Director
10 Ratify Mazars as Auditors For For Management
11 Approve Long-Term Incentive Plans - For For Management
Program of Free Allocation of Shares
12.1 Approve Change-of-Control Clause Re: For For Management
EMTN Program
--------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
Ticker: V03 Security ID: Y9361F111
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Goon Kok Loon as Director For Against Management
4 Elect Wong Yew Meng as Director For For Management
5 Elect Kay Kuok Oon Kwong as Director For For Management
6 Elect Wong-Yeo Siew Eng as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Venture
Corporation Executives' Share Option
Scheme 2015
11 Authorize Share Repurchase Program For For Management
12 Adopt Venture Corporation Restricted For Against Management
Share Plan 2021
======================= DWS Emerging Markets Equity Fund =======================
AIA GROUP LIMITED
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lee Yuan Siong as Director For For Management
4 Elect Chung-Kong Chow as Director For For Management
5 Elect John Barrie Harrison as Director For For Management
6 Elect Lawrence Juen-Yee Lau as Director For For Management
7 Elect Cesar Velasquez Purisima as For For Management
Director
8 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
9A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xiaorong as Director For For Management
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect Ollie Oliveira as Director For For Management
6 Re-elect Ramon Jara as Director For For Management
7 Re-elect Juan Claro as Director For For Management
8 Re-elect Andronico Luksic as Director For For Management
9 Re-elect Vivianne Blanlot as Director For For Management
10 Re-elect Jorge Bande as Director For For Management
11 Re-elect Francisca Castro as Director For For Management
12 Re-elect Michael Anglin as Director For For Management
13 Re-elect Tony Jensen as Director For For Management
14 Elect Director Appointed Between 24 For For Management
March 2021 and 12 May 2021
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD.
Ticker: 3711 Security ID: Y0249T100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Lending For Against Management
Procedures and Caps
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Issuance of Restricted Stocks For For Management
6.1 Elect JASON C.S. CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.2 Elect RICHARD H.P.CHANG, a For Against Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.3 Elect CHI-WEN TSAI, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect YEN-CHUN CHANG, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.5 Elect TIEN WU, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.6 Elect JOSEPH TUNG, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.7 Elect RAYMOND LO, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.8 Elect TS CHEN, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.9 Elect JEFFERY CHEN, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.10 Elect RUTHERFORD CHANG, with For Against Management
SHAREHOLDER NO.00059235 as
Non-independent Director
6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management
SHAREHOLDER NO.H101915XXX as
Independent Director
6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management
Q200495XXX as Independent Director
6.13 Elect PHILIP WEN-CHYI ONG, with For For Management
SHAREHOLDER NO.A120929XXX as
Independent Director
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Monteiro de Queiroz
Netto as Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carla Abrao Costa as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Quintella as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Farkouh Prado as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristina Anne Betts as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Mazzilli de Vassimon as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Florian Bartunek as Independent
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Affonso Ferreira as
Independent Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Menezes Berenguer Neto
as Independent Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Machado de Minas as
Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Paulo Giubbina Lorenzini
as Independent Director
8 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Articles 5 and 8 to Reflect For For Management
Changes in Capital and Authorized
Capital and Consolidate Bylaws
4 Amend Articles Re: Competences of For For Management
Board of Directors and General Meeting
5 Amend Articles Re: Board Composition For For Management
6 Amend Article 32 Re: Increase Number For For Management
of Vice-Chairmen and Executives
7 Amend Articles Re: Statutory For For Management
Committees Composition
8 Amend Article 76 Re: Indemnity For Against Management
Provision
9 Amend Article 76 Re: Indemnity For Against Management
Provision
10 Amend Articles Re: Financing For For Management
Restructuring Unit, Remote Voting and
Renumbering
11 Consolidate Bylaws For For Management
12 Amend Long-Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: 059460303
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Elect Cristiana Pereira as Fiscal None For Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For Against Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For For Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: OCT 05, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal Agreement For For Management
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve to Raise Funds through Issuing For For Management
New Shares or GDR
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Against Management
Dividends
3 Elect Mauricio Neri Godoy as Alternate For For Management
Director
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5.1 Elect Piedade Mota da Fonseca as For For Management
Fiscal Council Member and Ronaldo
Pires da Silva as Alternate
5.2 Elect Adalgiso Fragoso de Faria as For For Management
Fiscal Council Member and Marcelo de
Andrade as Alternate
5.3 Elect Bruno Goncalves Siqueira as For For Management
Fiscal Council Member and Daniel da
Silva Alves as Alternate
6 Approve Remuneration of Company's For Against Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 22 and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION
Ticker: 386 Security ID: Y15010104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Assets and For For Management
External Investment
2 Approve Special Interim Dividend For For Shareholder
Distribution Plan for 2020
3 Elect Zhang Shaofeng as Director For For Shareholder
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Five For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Benjamin Steinbruch as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Bernardo Vieira Maia as
Independent Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yoshiaki Nakano as Independent
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Ethel Sobrinho as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
EMAAR MALLS PJSC
Ticker: EMAARMALLS Security ID: M4026J106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Absence of Dividends For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Board Remuneration Policy For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Elect Ahmed Al Ansari as Director For For Management
11 Allow Directors to Carry on Activities For For Management
Included in the Objects of the Company
12 Approve the Appointment of For For Management
Representatives for the Shareholders
and Fix Their Remuneration
13 Amend Article 1 of Bylaws Re: Related For Against Management
Parties
--------------------------------------------------------------------------------
FIRSTRAND LTD.
Ticker: FSR Security ID: S5202Z131
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Russell Loubser as Director For For Management
1.2 Re-elect Thandie Mashego as Director For For Management
1.3 Elect Zelda Roscherr as Director For For Management
2.1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company
2.2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
3 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
4 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For Against Management
Report
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Financial Assistance to For For Management
Directors and Prescribed Officers as
Employee Share Scheme Beneficiaries
2.2 Approve Financial Assistance to For For Management
Related and Inter-related Entities
3 Approve Remuneration of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
Ticker: FEMSAUBD Security ID: 344419106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries, For Against Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
5 Elect Members and Chairmen of Planning For Against Management
and Finance, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORMOSA PLASTICS CORP.
Ticker: 1301 Security ID: Y26095102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
5.1 Elect Jason Lin, with Shareholder No. For For Management
D100660XXX, as Non-independent Director
5.2 Elect William Wong, a Representative For Against Management
of Formosa Chemicals & Fibre
Corporation with Shareholder No. 6400,
as Non-independent Director
5.3 Elect Susan Wang, a Representative of For Against Management
Nanya Plastics Corporation with
Shareholder No. 6145, as
Non-independent Director
5.4 Elect Wilfred Wang, a Representative For Against Management
of Formosa Petrochemical Corporation
with Shareholder No. 558432, as
Non-independent Director
5.5 Elect C.T. Lee, with Shareholder No. For Against Management
6190, as Non-independent Director
5.6 Elect Cher Wang, with Shareholder No. For Against Management
771725, as Non-independent Director
5.7 Elect Ralph Ho, with Shareholder No. For Against Management
38, as Non-independent Director
5.8 Elect K.H. Wu, with Shareholder No. For Against Management
55597, as Non-independent Director
5.9 Elect Sang-Chi Lin, with Shareholder For Against Management
No. P102757XXX, as Non-independent
Director
5.10 Elect Jerry Lin, with Shareholder No. For Against Management
R121640XXX, as Non-independent Director
5.11 Elect Cheng-Chung Cheng, with For Against Management
Shareholder No. A102215XXX, as
Non-independent Director
5.12 Elect C.L. Wei with ID No. J100196XXX For For Management
as Independent Director
5.13 Elect C.J. Wu with ID No. R101312XXX For For Management
as Independent Director
5.14 Elect Yen-Shiang Shih with ID No. For For Management
B100487XXX as Independent Director
5.15 Elect Wen-Chyi Ong with ID No. For For Management
A120929XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO., LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Reserve
4 Approve Plan to Raise Long-term Capital For For Management
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed RMB Share Issue For For Management
and the Specific Mandate
2 Approve Authorization to the Board to For For Management
Exercise Full Powers to Deal with
Matters Relating to the Proposed RMB
Share Issue
3 Approve the Plan for Distribution of For For Management
Profits Accumulated Before the
Proposed RMB Share Issue
4 Approve the Dividend Return Plan for For For Management
the Three Years After the Proposed RMB
Share Issue
5 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the Proposed RMB Share
Issue
6 Approve the Policy for Stabilization For For Management
of the Price of the RMB Shares for the
Three Years After the Proposed RMB
Share Issue
7 Approve the Use of Proceeds from the For For Management
Proposed RMB Share Issue
8 Approve the Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the Proposed RMB Share Issue
9 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of General Meetings
10 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of Board Meetings
11 Amend Memorandum and Articles of For For Management
Association and Adopt Amended and
Restated Memorandum and Articles of
Association
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of 11.29 For For Management
Million Series B Class I Repurchased
Shares and Consequently Reduction in
Fixed Portion of Capital; Amend
Article 6
2 Amend Articles 11 (Purchase and Sale For Against Management
of Company's Shares) and 37
(Attendance Right)
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve and Present Report of
Operations with Treasury Shares
4 Elect Directors, Secretary, and For For Management
Alternates, Verify Independence
Classification of Directors and
Approve Their Remuneration; Approve
Remuneration of Audit and Corporate
Practices Committees
5 Elect Chairmen of Audit and Corporate For For Management
Practices Committees
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors and Company For Against Management
Secretary
2 Set Amount of Share Repurchase Reserve For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report and Auditor's For For Management
Report; Board's Opinion on Reports
1.2 Approve Board's Report on Accounting For For Management
Policies and Criteria Followed in
Preparation of Financial Statements
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Individual and Consolidated For For Management
Financial Statements
1.5 Approve Report on Activities For For Management
Undertaken by Audit and Corporate
Practices Committees
2 Approve Allocation of Income For For Management
3 Elect or Ratify Directors and Company For Against Management
Secretary
4 Approve Remuneration of Directors and For For Management
Company Secretary
5 Elect or Ratify Members of Corporate For Against Management
Practices and Audit Committees
6 Approve Remuneration of Members of For For Management
Corporate Practices and Audit
Committees
7 Set Maximum Amount of Share Repurchase For For Management
Reserve; Approve Share Repurchase
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD.
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Nicholas Charles Allen as For For Management
Director
2b Elect Cheung Ming Ming, Anna as For For Management
Director
2c Elect Zhang Yichen as Director For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For Against Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for For Against Management
the Restricted Share Incentive Scheme
of A Shares
6 Approve Administrative Measures for For Against Management
the Implementation and Appraisal of
the Restricted Share Incentive Scheme
of A Shares
7 Authorize Board to Handle All Matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount For For Management
for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor For For Management
for Annual Accounting Statements and
as Internal Control Auditor and Fix
Their Remuneration
9 Elect Au King-chi as Director For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO., LTD.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Change in Committee Name)
2.2 Amend Articles of Incorporation For For Management
(Establishment of Safety and Health
Plans)
2.3 Amend Articles of Incorporation For For Management
(Bylaws)
3.1 Elect Sim Dal-hun as Outside Director For For Management
3.2.1 Elect Ha Eon-tae as Inside Director For For Management
3.2.2 Elect Jang Jae-hun as Inside Director For For Management
3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management
4 Elect Lee Ji-yoon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Sim Dal-hun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y3860Z132
Meeting Date: AUG 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y3860Z132
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Vishakha Mulye as Director For For Management
3 Approve Walker Chandiok & Co LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Reappointment and Remuneration For For Management
of Vishakha Mulye as Wholetime
Director (Designated as Executive
Director)
6 Reelect Girish Chandra Chaturvedi as For For Management
Independent Director
7 Approve Reappointment and Remuneration For For Management
of Girish Chandra Chaturvedi as
Non-Executive (part-time) Chairman
8 Approve Shifting of Registered Office For For Management
of the Company and Amend Memorandum of
Association
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditors and
Deloitte Touche Tohmatsu as
International External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: 456788108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For For Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Nakul Anand as Director For For Management
4 Reelect Rajiv Tandon as Director For For Management
5 Approve S R B C & CO LLP, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Atul Jerath as Director For For Management
7 Elect David Robert Simpson as Director For For Management
8 Reelect Nirupama Rao as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Nakul Anand as Wholetime Director
10 Approve Reappointment and Remuneration For For Management
of Rajiv Tandon as Wholetime Director
11 Approve Remuneration of P. Raju Iyer, For For Management
Cost Accountant as Cost Auditors
12 Approve Remuneration of S. Mahadevan For For Management
& Co., Cost Accountants as Cost
Auditors
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: DEC 19, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
JD HEALTH INTERNATIONAL, INC.
Ticker: 6618 Security ID: G5074A100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Lijun Xin as Director For For Management
2a2 Elect Lei Xu as Director For For Management
2a3 Elect Sandy Ran Xu as Director For For Management
2a4 Elect Pang Zhang as Director For For Management
2a5 Elect Jiyu Zhang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Jong Kyoo as Inside Director For For Management
2 Elect Hur Yin as Non-Independent For For Management
Non-Executive Director
3 Elect Yun Sun-jin as Outside Director Against Against Shareholder
- Shareholder Proposal
4 Elect Ryu Young-jae as Outside Against Against Shareholder
Director - Shareholder Proposal
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Stuart B. Solomon as Outside For For Management
Director
2.2 Elect Sonu Suk Ho as Outside Director For For Management
2.3 Elect Choi Myung Hee as Outside For For Management
Director
2.4 Elect Jeong Kouwhan as Outside Director For For Management
3 Elect Kim Kyung Ho as Outside Director For For Management
to Serve as an Audit Committee Member
4.1 Elect Sonu Suk Ho as a Member of Audit For For Management
Committee
4.2 Elect Choi Myung Hee as a Member of For For Management
Audit Committee
4.3 Elect Oh Gyutaeg as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOC HOLDING A.S.
Ticker: KCHOL Security ID: M63751107
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Article 6 Re: Capital Related For Against Management
8 Elect Directors For For Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
the 2021 and Receive Information on
Donations Made in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
KUAISHOU TECHNOLOGY
Ticker: 1024 Security ID: G53263102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Su Hua as Director For For Management
3 Elect Cheng Yixiao as Director For For Management
4 Elect Zhang Fei as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
KWG GROUP HOLDINGS LIMITED
Ticker: 1813 Security ID: G53224104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Jianmin as Director For For Management
3b Elect Cai Fengjia as Director For For Management
3c Elect Lee Ka Sze, Carmelo as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For Against Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
--------------------------------------------------------------------------------
LARSEN & TOUBRO LIMITED
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Subramanian Sarma as Director For For Management
4 Reelect Sunita Sharma as Director For For Management
5 Reelect A.M Naik as Director For For Management
6 Approve A.M Naik to Continue Office as For For Management
Non-Executive Director
7 Elect Sudhindra Vasantrao as Director For For Management
8 Elect T. Madhava Das as Director For For Management
9 Approve Reappointment and Remuneration For Against Management
of D.K Sen as Whole-Time Director
10 Approve Appointment and Remuneration For Against Management
of Subramanian Sarma as Whole-Time
Director
11 Approve Appointment and Remuneration For Against Management
of Sudhindra Vasantrao Desai as
Whole-Time Director
12 Approve Appointment and Remuneration For Against Management
of T. Madhava Das as Whole-Time
Director
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Deloitte Haskins & Sells LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
15 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cha Dong Seok as Inside Director For Against Management
4 Elect Kim Mun-Su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD.
Ticker: 051900 Security ID: Y5275R100
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Hong-gi as Inside Director For Against Management
3.2 Elect Ha Beom-jong as Non-Independent For Against Management
Non-Executive Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Kenichi Ayukawa as Director For For Management
4 Reelect Takahiko Hashimoto as Director For For Management
5 Elect Kenichiro Toyofuku as Director For For Management
and Approve Appointment and
Remuneration of Kenichiro Toyofuku as
Whole-Time Director Designated as
Director (Corporate Planning)
6 Elect Maheswar Sahu as Director For For Management
7 Elect Hisashi Takeuchi as Director For For Management
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
MEDIATEK, INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Issuance of Restricted Stock For For Management
Awards
5.1 Elect Ming-Kai Tsai with Shareholder For For Management
No. 1 as Non-independent Director
5.2 Elect Rick Tsai (Rick Tsa) with For For Management
Shareholder No. 374487 as
Non-independent Director
5.3 Elect Cheng-Yaw Sun with Shareholder For For Management
No. 109274 as Non-independent Director
5.4 Elect Kenneth Kin with ID No. For For Management
F102831XXX as Non-independent Director
5.5 Elect Joe Chen with Shareholder No. For For Management
157 as Non-independent Director
5.6 Elect Chung-Yu Wu with Shareholder No. For For Management
1512 as Independent Director
5.7 Elect Peng-Heng Chang with ID No. For For Management
A102501XXX as Independent Director
5.8 Elect Ming-Je Tang with ID No. For For Management
A100065XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For For Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA
Ticker: MULT3 Security ID: P69913187
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Approve Dividends for N Ordinary and A For Against Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4.1 Elect Manisha Girotra as Director For For Management
4.2 Elect Ying Xu as Director For For Management
5.1 Re-elect Don Eriksson as Director For For Management
5.2 Re-elect Mark Sorour as Director For For Management
5.3 Re-elect Emilie Choi as Director For For Management
5.4 Re-elect Rachel Jafta as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
6.3 Elect Manisha Girotra as Member of the For For Management
Audit Committee
6.4 Elect Steve Pacak as Member of the For Against Management
Audit Committee
7 Approve Remuneration Policy For Against Management
8 Approve Implementation of the For Against Management
Remuneration Policy
9 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
10 Approve Amendments to the Trust Deed For For Management
constituting the MIH Services FZ LLC
Share Trust and the Share Scheme
envisaged by such Trust Deed
11 Approve Amendments to the Trust Deed For For Management
constituting the MIH Holdings Share
Trust and the Share Scheme envisaged
by such Trust Deed
12 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Share
Incentive Trust and the Share Scheme
envisaged by such Trust Deed
13 Place Authorised but Unissued Shares For Against Management
under Control of Directors
14 Authorise Board to Issue Shares for For Against Management
Cash
15 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairman
1.12 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Specific Repurchase of N For Against Management
Ordinary Shares from Holders of N
Ordinary Shares
6 Authorise Repurchase of A Ordinary For Against Management
Shares
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
1g Elect Michael Sui Bau Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.
Ticker: 9901 Security ID: 647581107
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
3 Adopt Amended and Restated Memorandum For For Management
and Articles of Association
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 46 For For Management
per Share for First Nine Months of
Fiscal 2020
2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: 69343P105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 213 per
Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None Against Management
2.3 Elect Toby Trister Gati as Director None For Management
2.4 Elect Ravil Maganov as Director None Against Management
2.5 Elect Roger Munnings as Director None For Management
2.6 Elect Boris Porfirev as Director None For Management
2.7 Elect Pavel Teplukhin as Director None For Management
2.8 Elect Leonid Fedun as Director None Against Management
2.9 Elect Liubov Khoba as Director None Against Management
2.10 Elect Sergei Shatalov as Director None For Management
2.11 Elect Wolfgang Schuessel as Director None For Management
3 Elect Vagit Alekperov as President For For Management
4.1 Approve Remuneration of Directors For For Management
4.2 Approve Remuneration of New Directors For For Management
5 Ratify KPMG as Auditor For For Management
6 Amend Charter For For Management
7 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Companies
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transactions and Authorize the For For Management
Chairman to Deal with All Related
Matters
2 Elect Huang Yongzhang as Director For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement, For Against Management
Non-Exempt Continuing Connected
Transactions, Proposed Annual Caps and
Related Transactions
2 Elect Lv Bo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional High Standard For For Management
Reputation Requirements for the Senior
Management and Fiscal Council Members
and Inclusion of these Requirements in
the Nomination Policy
2 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For For Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jeong-Woo as Inside Director For For Management
3.2 Elect Kim Hag-dong as Inside Director For Against Management
3.3 Elect Chon Jung-son as Inside Director For Against Management
3.4 Elect Jeong Tak as Inside Director For Against Management
3.5 Elect Jeong Chang-hwa as Inside For Against Management
Director
4.1 Elect Yoo Young-suk as Outside Director For For Management
4.2 Elect Kwon Tae-gyun as Outside Director For Against Management
5 Elect Kim Sung-jin as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Plan in Connection For Against Management
with the Acquisition of the Shares in
PT Bank Rabobank International
Indonesia
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Changes in the Board of For For Management
Directors
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors
6 Approve Payment of Interim Dividend For For Management
7 Approve Revised Recovery Plan For For Management
--------------------------------------------------------------------------------
PT BANK JAGO TBK
Ticker: ARTO Security ID: Y712EN107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Accept Report on the Use of Proceeds For For Management
3 Approve Remuneration of Directors and For For Management
Commissioners
4 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors and Authorize
Board to Fix Their Remuneration
5 Approve Changes in the Boards of the For For Management
Company
6 Amend Articles of Association in For For Management
Relation to the Board of Directors and
Board of Commissioners
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-08/MBU/12/2019
3 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-11/MBU/11/2020
4 Approve Transfer of Treasury Stock For Against Management
5 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
--------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK
Ticker: TLKM Security ID: Y71474145
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Statutory For For Management
Reports
2 Approve Report of the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Amend Articles of Association For Against Management
7 Approve Ratification of State-Owned For For Management
Enterprises Regulations
8 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Ticker: 009150 Security ID: Y7470U102
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Doo-young as Inside Director For For Management
3 Elect Kim Yong-gyun as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For Against Management
Director
2.1.2 Elect Kim Jeong as Outside Director For Against Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For Against Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO., LTD.
Ticker: 000810 Security ID: Y7473H108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Choi Young Moo as Inside Director For For Management
2.1.2 Elect Hong Won-hak as Inside Director For For Management
2.1.3 Elect Hong Seong-woo as Inside Director For For Management
2.2 Elect Kim Sung Jin as Outside Director For For Management
3 Elect Kim Sung Jin as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Leonid Boguslavskii as Director None For Management
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None For Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None For Management
5 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
6 Amend Charter For For Management
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Natalie Alexandra Braginsky None For Management
Mounier as Director
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None Against Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None Against Management
5 Approve New Edition of Charter For For Management
6 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
7 Approve Remuneration of Directors For For Management
8 Amend Regulations on Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
SHIMAO GROUP HOLDINGS LIMITED
Ticker: 813 Security ID: G81043104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Hui Sai Tan, Jason as Director For For Management
3.2 Elect Ye Mingjie as Director For For Management
3.3 Elect Lyu Hong Bing as Director For For Management
3.4 Elect Lam Ching Kam as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SJM HOLDINGS LIMITED
Ticker: 880 Security ID: Y8076V106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Chan Un Chan as Director For For Management
2.2 Elect Shum Hong Kuen, David as Director For For Management
2.3 Elect Tse Hau Yin as Director For For Management
3 Elect Yeung Ping Leung, Howard as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Grant of Options Under the For Against Management
Share Option Scheme
7 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Jung-Ho as Inside Director For For Management
3.1 Elect Song Ho-Keun as Outside Director For For Management
3.2 Elect Cho Hyun-Jae as Outside Director For For Management
4 Elect Yoon Tae-Hwa as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect N Chandrasekaran as Director For Against Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Ticker: 6110 Security ID: G8924B104
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve PricewaterhouseCoopers as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
4a1 Elect Yu Wu as Director For For Management
4a2 Elect Sheng Baijiao as Director For For Management
4a3 Elect Sheng Fang as Director For For Management
4a4 Elect Chow Kyan Mervyn as Director For For Management
4a5 Elect Yung Josephine Yuen Ching as For For Management
Director
4a6 Elect Hu Xiaoling as Director For For Management
4a7 Elect Lam Yiu Kin as Director For Against Management
4a8 Elect Hua Bin as Director For For Management
4a9 Elect Huang Victor as Director For Against Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Amend Article 7 Re: Capital Related For Against Management
6 Approve Discharge of Board For Against Management
7 Approve Allocation of Income For For Management
8 Ratify Director Appointment For Against Management
9 Receive Information on Director None None Management
Appointment
10 Ratify External Auditors For Against Management
11 Receive Information on Remuneration None None Management
Policy
12 Approve Director Remuneration For Against Management
13 Approve Upper Limit of Donations for For For Management
2020 and Receive Information on
Donations Made in 2019
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Ratify External Auditors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Against Management
11 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
ULTRATECH CEMENT LTD.
Ticker: 532538 Security ID: Y9046E109
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reelect Rajashree Birla as Director For Against Management
4 Approve BSR & Co. LLP, Chartered For For Management
Accountants, Mumbai as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Appointment and Remuneration For For Management
of Kailash Chandra Jhanwar as Managing
Director
7 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
8 Approve Revision in Remuneration of For For Management
Atul Daga as Whole-time Director and
Chief Financial Officer
9 Reelect Alka Bharucha as Director For Against Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Against Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
5.16 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Hu For For Management
1b Elect Director Joey Wat For For Management
1c Elect Director Peter A. Bassi For For Management
1d Elect Director Edouard Ettedgui For For Management
1e Elect Director Cyril Han For For Management
1f Elect Director Louis T. Hsieh For For Management
1g Elect Director Ruby Lu For For Management
1h Elect Director Zili Shao For For Management
1i Elect Director William Wang For For Management
1j Elect Director Min (Jenny) Zhang For For Management
2 Ratify KPMG Huazhen LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
============================ DWS Global Macro Fund =============================
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4.1 Approve Remuneration Report For Against Management
(Non-Binding)
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 38.4
Million
5.1 Reelect Michael Ball as Director and For For Management
Board Chairman
5.2 Reelect Lynn Bleil as Director For For Management
5.3 Reelect Arthur Cummings as Director For For Management
5.4 Reelect David Endicott as Director For For Management
5.5 Reelect Thomas Glanzmann as Director For For Management
5.6 Reelect Keith Grossman as Director For Against Management
5.7 Reelect Scott Maw as Director For For Management
5.8 Reelect Karen May as Director For For Management
5.9 Reelect Ines Poeschel as Director For For Management
5.10 Reelect Dieter Spaelti as Director For For Management
6.1 Reappoint Thomas Glanzmann as Member For For Management
of the Compensation Committee
6.2 Reappoint Keith Grossman as Member of For Against Management
the Compensation Committee
6.3 Reappoint Karen May as Member of the For For Management
Compensation Committee
6.4 Reappoint Ines Poeschel as Member of For For Management
the Compensation Committee
7 Designate Hartmann Dreyer For For Management
Attorneys-at-Law as Independent Proxy
8 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For For Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For Against Management
1k Elect Director Robin L. Washington For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against For Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against For Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against For Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Philip Broadley as Director For For Management
5e Elect Euan Ashley as Director For For Management
5f Re-elect Michel Demare as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Elect Diana Layfield as Director For For Management
5i Re-elect Sheri McCoy as Director For For Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For Against Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
14 Amend Performance Share Plan For Against Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Alexion For For Management
Pharmaceuticals, Inc.
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For Against Management
CEO
7 Approve Amendment of Remuneration For For Management
Policy of CEO Re: GM 2019 and 2020
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
12 Reelect Ramon de Oliveira as Director For For Management
13 Elect Guillaume Faury as Director For For Management
14 Elect Ramon Fernandez as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
24 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.30 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Liming Chen to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUREAU VERITAS SA
Ticker: BVI Security ID: F96888114
Meeting Date: JUN 25, 2021 Meeting Type: Annual/Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.36 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Ana Giros Calpe as Director For For Management
6 Reelect Lucia Sinapi-Thomas as Director For For Management
7 Reelect Andre Francois-Poncet as For For Management
Director
8 Reelect Jerome Michiels as Director For For Management
9 Elect Julie Avrane-Chopard as Director For For Management
10 Ratify Appointment of Christine For For Management
Anglade-Pirzadeh as Director
11 Approve Compensation Report of For For Management
Corporate Officers
12 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the Board
13 Approve Compensation of Didier For Against Management
Michaud-Daniel, CEO
14 Approve Remuneration Policy of For For Management
Directors
15 Approve Remuneration Policy of For For Management
Chairman of the Board
16 Approve Remuneration Policy of CEO For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 19, 21-24 and 26 at EUR 16.2
Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 16.2 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 16.2 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capital Increase of Up to For For Management
EUR 5.4 Million for Future Exchange
Offers
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.4 Million
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors, up to Aggregate
Nominal Amount of EUR 5.4 Million
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19 and 23-25
27 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
31 Amend Article 10 of Bylaws Re: For For Management
Identification of Shareholders
32 Amend Article 15 of Bylaws Re: Written For For Management
Consultation
33 Amend Article 17 of Bylaws Re: Age For For Management
Limit of Chairman of the Board
34 Amend Article 19 of Bylaws Re: Age For For Management
Limit of CEO
35 Amend Article 22 of Bylaws Re: For For Management
Designation of Alternate Auditor
36 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
37 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CAPGEMINI SE
Ticker: CAP Security ID: F4973Q101
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation of Paul Hermelin, For For Management
Chairman and CEO Until 20 May 2020
6 Approve Compensation of Aiman Ezzat, For For Management
Vice-CEO Until 20 May 2020
7 Approve Compensation of Paul Hermelin, For For Management
Chairman of the Board Since 20 May 2020
8 Approve Compensation of Aiman Ezzat, For For Management
CEO Since 20 May 2020
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For For Management
12 Approve Remuneration Policy of For For Management
Directors
13 Reelect Patrick Pouyanne as Director For For Management
14 Elect Tanja Rueckert as Director For For Management
15 Elect Kurt Sievers as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Articles 12 of Bylaws to Comply For For Management
with Legal Changes
18 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Employees and Executive
Officers
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.33 per Share
4 Elect Benoit Bazin as Director For For Management
5 Reelect Pamela Knapp as Director For For Management
6 Reelect Agnes Lemarchand as Director For For Management
7 Reelect Gilles Schnepp as Director For For Management
8 Reelect Sibylle Daunis as For For Management
Representative of Employee
Shareholders to the Board
9 Approve Compensation of Pierre-Andre For Against Management
de Chalendar, Chairman and CEO
10 Approve Compensation of Benoit Bazin, For For Management
Vice-CEO
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Remuneration Policy of For For Management
Chairman and CEO Until 30 June 2021
13 Approve Remuneration Policy of For For Management
Vice-CEO Until 30 June 2021
14 Approve Remuneration Policy of CEO For For Management
Since 1 July 2021
15 Approve Remuneration Policy of For For Management
Chairman of the Board Since 1 July 2021
16 Approve Remuneration Policy of For For Management
Directors
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 426 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 213 Million
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 213 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
24 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Ian Meakins as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Gary Green as Director For For Management
7 Re-elect Karen Witts as Director For For Management
8 Re-elect Carol Arrowsmith as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Stefan Bomhard as Director For For Management
11 Re-elect John Bryant as Director For For Management
12 Re-elect Anne-Francoise Nesmes as For For Management
Director
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Inoue, Noriyuki For For Management
2.2 Elect Director Togawa, Masanori For For Management
2.3 Elect Director Kawada, Tatsuo For For Management
2.4 Elect Director Makino, Akiji For For Management
2.5 Elect Director Torii, Shingo For For Management
2.6 Elect Director Arai, Yuko For For Management
2.7 Elect Director Tayano, Ken For For Management
2.8 Elect Director Minaka, Masatsugu For For Management
2.9 Elect Director Matsuzaki, Takashi For For Management
2.10 Elect Director Kanwal Jeet Jawa For For Management
2.11 Elect Director Mineno, Yoshihiro For For Management
3 Appoint Statutory Auditor Yano, Ryu For Against Management
4 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2021 Interim
Financial Statements
5.3 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the First Quarter of
Fiscal Year 2021
5.4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the Third Quarter of
Fiscal Year 2021 and First Quarter of
Fiscal Year 2022
6 Elect Helga Jung to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration Policy For Against Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Amend Articles Re: Shareholders' Right Against For Shareholder
to Participation during the Virtual
Meeting
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for For For Management
Half-Year and Quarterly Reports 2021
5.3 Ratify KPMG AG as Auditors for the For For Management
First Quarter of Fiscal Year 2022
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Erich Clementi to the For For Management
Supervisory Board
8.2 Elect Andreas Schmitz to the For For Management
Supervisory Board
8.3 Elect Ewald Woste to the Supervisory For For Management
Board
9.1 Approve Affiliation Agreements with E. For For Management
ON 45. Verwaltungs GmbH
9.2 Approve Affiliation Agreement with E. For For Management
ON 46. Verwaltungs GmbH
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Long-Term Incentive Plan For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ESSILORLUXOTTICA SA
Ticker: EL Security ID: F31665106
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.23 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Leonardo Del For For Management
Vecchio, Chairman and CEO Until Dec.
17, 2020 and Chairman of the Board
Since Dec. 17, 2020
7 Approve Compensation of Hubert For For Management
Sagnieres, Vice-Chairman and Vice-CEO
Until Dec. 17, 2020 and Vice-Chairman
of the Board Since Dec. 17, 2020
8 Approve Remuneration Policy of For For Management
Corporate Officers, Since Jan. 1, 2020
Until the General Assembly
9 Approve Remuneration Policy of For Against Management
Corporate Officers, Since the General
Assembly
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Amend Bylaws to Comply with Legal For For Management
Changes
12 Amend Article 13 of Bylaws Re: For For Management
Directors Length of Term
13 Amend Article 15, 16 and 23 of Bylaws For For Management
Re: Board Deliberation
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 5 Percent of
Issued Capital
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Reelect Leonardo Del Vecchio as For For Management
Director
20 Reelect Romolo Bardin as Director For For Management
21 Reelect Juliette Favre as Director For For Management
22 Reelect Francesco Milleri as Director For For Management
23 Reelect Paul du Saillant as Director For For Management
24 Reelect Cristina Scocchia as Director For For Management
25 Elect Jean-Luc Biamonti as Director For For Management
26 Elect Marie-Christine Coisne as For For Management
Director
27 Elect Jose Gonzalo as Director For For Management
28 Elect Swati Piramal as Director For For Management
29 Elect Nathalie von Siemens as Director For For Management
30 Elect Andrea Zappia as Director For For Management
31 Directors Length of Term, Pursuant For For Management
Item 12
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For Against Management
Auditors for Fiscal 2020; Ratify KPMG
AG as Auditors for Interim Financial
Statements 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Werner Fuhrmann to the For For Management
Supervisory Board
6.2 Elect Cedrik Neike to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
HEIDELBERGCEMENT AG
Ticker: HEI Security ID: D31709104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.20 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernd Scheifele for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Dominik von Achten for Fiscal
Year 2020
3.3 Approve Discharge of Management Board For For Management
Member Lorenz Naeger for Fiscal Year
2020
3.4 Approve Discharge of Management Board For For Management
Member Kevin Gluskie for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Hakan Gurdal for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Ernest Jelito for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Jon Morrish for Fiscal Year 2020
3.8 Approve Discharge of Management Board For For Management
Member Christopher Ward for Fiscal
Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Fritz-Juergen Heckmann for
Fiscal Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Heinz Schmitt for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Barbara Breuninger for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Birgit Jochens for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Ludwig Merckle for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Tobias Merckle for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Luka Mucic for Fiscal Year 2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Ines Ploss for Fiscal Year 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Peter Riedel for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Werner Schraeder for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Marion Weissenberger-Eibl for
Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Proof of Entitlement For For Management
10 Amend Articles Re: Dividend in Kind For For Management
11 Amend Articles Re: Supervisory Board For For Management
Term of Office
12 Amend Affiliation Agreement with For For Management
HeidelbergCement International Holding
GmbH
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3.1 Approve Discharge of Management Board For For Management
Member Reinhard Ploss for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Helmut Gassel for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Jochen Hanebeck for Fiscal 2020
3.4 Approve Discharge of Management Board For For Management
Member Sven Schneider for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Eder for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Peter Bauer (until Feb. 20,
2020) for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Xiaoqun Clever (from Feb. 20,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Johann Dechant for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Herbert Diess (until Feb. 20,
2020) for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Friedrich Eichiner (from Feb.
20, 2020) for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Annette Engelfried for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Peter Gruber for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Gerhard Hobbach (until Feb. 20,
2020) for Fiscal 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Hans-Ulrich Holdenried for
Fiscal 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Renate Koecher (until Feb. 20,
2020) for Fiscal 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Susanne Lachenmann for Fiscal
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Geraldine Picaud for Fiscal 2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Manfred Puffer for Fiscal 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Melanie Riedl (from Feb. 20,
2020) for Fiscal 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Kerstin Schulzendorf for Fiscal
2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Juergen Scholz for Fiscal 2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Ulrich Spiesshofer (from Feb.
20, 2020) for Fiscal 2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale (from Feb. 20,
2020) for Fiscal 2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Eckart Suenner (until Feb. 20,
2020) for Fiscal 2020
4.21 Approve Discharge of Supervisory Board For For Management
Member Diana Vitale for Fiscal 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 30 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Articles Re: Information for For For Management
Registration in the Share Register
10 Amend Articles Re: Supervisory Board's For For Management
Rules of Procedure
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against For Shareholder
6 Report on Civil Rights Audit Against For Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE
Ticker: MC Security ID: F58485115
Meeting Date: APR 15, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 6.00 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Antoine Arnault as Director For Against Management
6 Reelect Nicolas Bazire as Director For Against Management
7 Reelect Charles de Croisset as Director For Against Management
8 Reelect Yves-Thibault de Silguy as For For Management
Director
9 Appoint Olivier Lenel as Alternate For For Management
Auditor
10 Approve Amendment of Remuneration For For Management
Policy of Directors Re: FY 2020
11 Approve Amendment of Remuneration For Against Management
Policy of Executive Corporate Officers
Re: FY 2020
12 Approve Compensation of Corporate For Against Management
Officers
13 Approve Compensation of Bernard For Against Management
Arnault, Chairman and CEO
14 Approve Compensation of Antonio For Against Management
Belloni, Vice-CEO
15 Approve Remuneration Policy of For For Management
Directors
16 Approve Remuneration Policy of For Against Management
Chairman and CEO
17 Approve Remuneration Policy of Vice-CEO For Against Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 20 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Qualified
Investors, up to Aggregate Nominal
Amount of EUR 20 Million
24 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of Up to For Against Management
EUR 20 Million for Future Exchange
Offers
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 21-26 at EUR 20 Million
30 Amend Article 22 of Bylaws Re: Auditors For For Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE
Ticker: MC Security ID: F58485115
Meeting Date: MAY 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Renew Appointment of KPMG as Auditor For For Management
7 Renew Appointment of Salustro Reydel For For Management
as Alternate Auditor
8 Appoint Deloitte as Auditor For For Management
9 Appoint Beas as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 111 Quai du President
Roosevelt, 92130 Issy-les-Moulineaux
11 Approve Compensation Report For For Management
12 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
13 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
14 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
15 Approve Remuneration Policy of the For For Management
Chairman and CEO
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Directors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
20 Allow Board to Use Delegations under For Against Management
Item 19 Above in the Event of a Public
Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
22 Allow Board to Use Delegations under For Against Management
Item 21 Above in the Event of a Public
Tender Offer
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19-24
26 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
27 Allow Board to Use Delegations under For Against Management
Item 26 Above in the Event of a Public
Tender Offer
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Allow Board to Use Delegations under For Against Management
Item 28 Above in the Event of a Public
Tender Offer
30 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion
31 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Corporate Officers
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
34 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
35 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 31 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Access of Women to Positions of None None Shareholder
Responsibility and Equal Pay
--------------------------------------------------------------------------------
PANASONIC CORP.
Ticker: 6752 Security ID: J6354Y104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
2 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Clarify
Director Authority on Shareholder
Meetings - Amend Provisions on
Director Titles
3.1 Elect Director Tsuga, Kazuhiro For For Management
3.2 Elect Director Sato, Mototsugu For For Management
3.3 Elect Director Higuchi, Yasuyuki For For Management
3.4 Elect Director Homma, Tetsuro For For Management
3.5 Elect Director Tsutsui, Yoshinobu For For Management
3.6 Elect Director Ota, Hiroko For For Management
3.7 Elect Director Toyama, Kazuhiko For For Management
3.8 Elect Director Noji, Kunio For For Management
3.9 Elect Director Sawada, Michitaka For For Management
3.10 Elect Director Umeda, Hirokazu For For Management
3.11 Elect Director Laurence W.Bates For For Management
3.12 Elect Director Kusumi, Yuki For For Management
3.13 Elect Director Matsui, Shinobu For For Management
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric Reynolds For Against Management
1b Elect Director Evan Sharp For Against Management
1c Elect Director Andrea Wishom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED ELECTRICA CORP. SA
Ticker: REE Security ID: E42807110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Non-Financial Information For For Management
Statement
5 Approve Discharge of Board For For Management
6.1 Elect Marcos Vaquer Caballeria as For For Management
Director
6.2 Elect Elisenda Malaret Garcia as For For Management
Director
6.3 Elect Jose Maria Abad Hernandez as For For Management
Director
6.4 Ratify Appointment of and Elect For For Management
Ricardo Garcia Herrera as Director
7.1 Amend Articles Re: Corporate Purpose, For For Management
Nationality and Registered Office
7.2 Amend Articles Re: Share Capital and For For Management
Shareholders' Preferential
Subscription Rights
7.3 Amend Articles Re: General Meetings, For For Management
Meeting Types, Quorum, Right to
Information and Attendance,
Constitution, Deliberations and Remote
Voting
7.4 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.5 Amend Articles Re: Board, Audit For For Management
Committee, Appointment and
Remuneration Committee and
Sustainability Committee
7.6 Amend Articles Re: Annual Accounts For For Management
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Purpose and Validity
of the Regulations, and Advertising
8.2 Amend Article 2 of General Meeting For For Management
Regulations Re: Corporate Website
8.3 Amend Articles of General Meeting For For Management
Regulations Re: Competences and
Meeting Types
8.4 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.5 Amend Articles of General Meeting For For Management
Regulations Re: Quorum, Chairman of
the General Meeting, Constitution,
Deliberation, Adoption of Resolutions
and Publicity
9.1 Approve Remuneration Report For For Management
9.2 Approve Remuneration of Directors For For Management
9.3 Approve Long-Term Incentive Plan For For Management
9.4 Approve Remuneration Policy For For Management
10 Renew Appointment of KPMG Auditores as For For Management
Auditor
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Corporate Governance Report None None Management
13 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For Against Management
Director
2.1.2 Elect Kim Jeong as Outside Director For Against Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For Against Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp For For Management
as Director
5 Reelect Fabienne Lecorvaisier as For For Management
Director
6 Reelect Melanie Lee as Director For For Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Paul Hudson, For For Management
CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
19 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: 80585Y308
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Leonid Boguslavskii as Director None For Management
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None For Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None For Management
5 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
6 Amend Charter For For Management
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SN Security ID: G82343164
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Roland Diggelmann as Director For For Management
5 Re-elect Erik Engstrom as Director For For Management
6 Re-elect Robin Freestone as Director For For Management
7 Elect John Ma as Director For For Management
8 Elect Katarzyna Mazur-Hofsaess as For For Management
Director
9 Elect Rick Medlock as Director For For Management
10 Elect Anne-Francoise Nesmes as Director For For Management
11 Re-elect Marc Owen as Director For For Management
12 Re-elect Roberto Quarta as Director For For Management
13 Re-elect Angie Risley as Director For For Management
14 Elect Bob White as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO., LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
3.1 Elect Director Christophe Weber For For Management
3.2 Elect Director Iwasaki, Masato For For Management
3.3 Elect Director Andrew Plump For For Management
3.4 Elect Director Constantine Saroukos For For Management
3.5 Elect Director Sakane, Masahiro For For Management
3.6 Elect Director Olivier Bohuon For For Management
3.7 Elect Director Jean-Luc Butel For For Management
3.8 Elect Director Ian Clark For For Management
3.9 Elect Director Fujimori, Yoshiaki For For Management
3.10 Elect Director Steven Gillis For For Management
3.11 Elect Director Kuniya, Shiro For For Management
3.12 Elect Director Shiga, Toshiyuki For For Management
4 Elect Director and Audit Committee For For Management
Member Iijima, Masami
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre R. Brondeau For For Management
1b Elect Director Terrence R. Curtin For For Management
1c Elect Director Carol A. (John) Davidson For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director William A. Jeffrey For For Management
1f Elect Director David M. Kerko None None Management
*Withdrawn Resolution*
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Heath A. Mitts For For Management
1i Elect Director Yong Nam For For Management
1j Elect Director Daniel J. Phelan For For Management
1k Elect Director Abhijit Y. Talwalkar For For Management
1l Elect Director Mark C. Trudeau For For Management
1m Elect Director Dawn C. Willoughby For For Management
1n Elect Director Laura H. Wright For For Management
2 Elect Board Chairman Thomas J. Lynch For For Management
3a Elect Daniel J. Phelan as Member of For For Management
Management Development and
Compensation Committee
3b Elect Abhijit Y. Talwalkar as Member For For Management
of Management Development and
Compensation Committee
3c Elect Mark C. Trudeau as Member of For For Management
Management Development and
Compensation Committee
3d Elect Dawn C. Willoughby as Member of For For Management
Management Development and
Compensation Committee
4 Designate Rene Schwarzenbach as For For Management
Independent Proxy
5.1 Accept Annual Report for Fiscal Year For For Management
Ended September 25, 2020
5.2 Accept Statutory Financial Statements For For Management
for Fiscal Year Ended September 25,
2020
5.3 Approve Consolidated Financial For For Management
Statements for Fiscal Year Ended
September 25, 2020
6 Approve Discharge of Board and Senior For For Management
Management
7.1 Ratify Deloitte & Touche LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
7.2 Ratify Deloitte AG as Swiss Registered For For Management
Auditors
7.3 Ratify PricewaterhouseCoopers AG as For For Management
Special Auditors
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Executive
Management
10 Approve Maximum Aggregate Remuneration For For Management
of Board of Directors
11 Approve Allocation of Available For For Management
Earnings at September 25, 2020
12 Approve Declaration of Dividend For For Management
13 Approve Reduction in Share Capital via For For Management
Cancelation of Shares
14 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
15 Amend Omnibus Stock Plan For For Management
16 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA
Ticker: VIE Security ID: F9686M107
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Caisse des Depots et For For Management
Consignations as Director
7 Reelect Marion Guillou as Director For For Management
8 Elect Pierre-Andre de Chalendar as For For Management
Director
9 Approve Amendment of the Economic For Against Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 1
10 Approve Amendment of the Economic For For Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 2
11 Approve Amendment of the Economic For For Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 3
12 Approve Compensation of Antoine For Against Management
Frerot, Chairman and CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Remuneration Policy of For For Management
Chairman and CEO
15 Approve Remuneration Policy of For For Management
Corporate Officers
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 868 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 868 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 17 and 18
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Employees and Corporate Officers, up
to Aggregate Nominal Amount of EUR
17,358,340
22 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
24 Amend Article 11.2 of Bylaws Re: Board For For Management
Composition
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VINCI SA
Ticker: DG Security ID: F5879X108
Meeting Date: APR 08, 2021 Meeting Type: Annual/Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.04 per Share
4 Reelect Yannick Assouad as Director For For Management
5 Reelect Graziella Gavezotti as Director For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of Xavier For For Management
Huillard, Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Xavier For For Management
Huillard, Chairman and CEO
11 Approve Company's Environmental For For Management
Transition Plan
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 150 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14-16
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For Against Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
VONOVIA SE
Ticker: VNA Security ID: D9581T100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.69 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 283 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Billion;
Approve Creation of EUR 283 Million
Pool of Capital to Guarantee
Conversion Rights
======================== DWS Latin America Equity Fund =========================
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Vinicius Balbino Bouhid as None For Shareholder
Fiscal Council Member and Carlos
Tersandro Fonseca Adeodato as
Alternate Appointed by Minority
Shareholder
6 Approve Remuneration of Company's For Against Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: 02364W105
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Pablo Roberto Gonzalez For Against Management
Guajardo as Director for Series L
Shareholders
1.2 Elect or Ratify David Ibarra Munoz as For Against Management
Director for Series L Shareholders
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect Ollie Oliveira as Director For For Management
6 Re-elect Ramon Jara as Director For For Management
7 Re-elect Juan Claro as Director For For Management
8 Re-elect Andronico Luksic as Director For For Management
9 Re-elect Vivianne Blanlot as Director For For Management
10 Re-elect Jorge Bande as Director For For Management
11 Re-elect Francisca Castro as Director For For Management
12 Re-elect Michael Anglin as Director For For Management
13 Re-elect Tony Jensen as Director For For Management
14 Elect Director Appointed Between 24 For For Management
March 2021 and 12 May 2021
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cristiana Pereira as Fiscal None Did Not Vote Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
BANCO DE CHILE SA
Ticker: CHILE Security ID: P0939W108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 2.18 Per Share
c Approve Remuneration of Directors For For Management
d Elect Director For Against Management
e Approve Remuneration and Budget of For For Management
Directors and Audit Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Present Directors and Audit For For Management
Committee's Report
i Receive Report Regarding Related-Party For For Management
Transactions
j Other Business For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joaquim Jose Xavier da Silveira For For Management
as Independent Director
1.2 Elect Jose Guimaraes Monforte as For For Management
Independent Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Jose Xavier da Silveira
as Independent Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Guimaraes Monforte as
Independent Director
4.1 Elect Paulo Antonio Spencer Uebel as For For Management
Fiscal Council Member
4.2 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.3 Elect Lena Oliveira de Carvalho as For For Management
Alternate Fiscal Council Member
4.4 Elect Rodrigo Brandao de Almeida as For For Management
Alternate Fiscal Council Member
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For Against Management
Committee Members
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Amend Articles For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andre Guilherme Brandao as For For Management
Director
1.2 Elect Fabio Augusto Cantizani Barbosa For For Management
as Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Andre Guilherme Brandao as
Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fabio Augusto Cantizani Barbosa
as Director
4 Elect Lucas Pedreira do Couto Ferraz For For Management
as Fiscal Council Member
5 Approve Agreement to Absorb BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
6 Ratify Investor Consulting Partners For For Management
Consultoria Ltda. as the Independent
Firm to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Absorption of BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
9 Approve Capital Increase in Connection For For Management
with the Transaction and Amend Article
7 Accordingly
10 Approve Issuance of Shares in For For Management
Connection with the Transaction for
Bescval's Minority Shareholders
11 Approve Cancellation of Treasury Shares For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Amend Articles 7 and 8 For For Management
14 Amend Articles 9 and 10 For For Management
15 Amend Articles 11 and 16 For For Management
16 Amend Articles For For Management
17 Amend Articles For For Management
18 Amend Articles 33 and 34 For For Management
19 Amend Articles For For Management
20 Amend Articles 47 and 48 For For Management
21 Amend Article 50 For For Management
22 Amend Articles For For Management
23 Amend Article 63 For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Matching Plan For Against Management
2 Amend Articles For For Management
3 Amend Article 21 For For Management
4 Amend Articles 26 and 30 For For Management
5 Amend Article 29 For For Management
6 Amend Article 34 For For Management
7 Amend Article 36 For For Management
8 Amend Article 39 For For Management
9 Amend Article 41 For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aramis Sa de Andrade as Director For Against Management
1.2 Elect Debora Cristina Fonseca as For Against Management
Director (Employee Representative)
1.3 Elect Fausto de Andrade Ribeiro as For Against Management
Director
1.4 Elect Ieda Aparecida de Moura Cagni as For Against Management
Director
1.5 Elect Waldery Rodrigues Junior as For Against Management
Director
1.6 Elect Walter Eustaquio Ribeiro as For Against Management
Director
1.7 Elect Fernando Florencio Campos as None Abstain Shareholder
Director as Minority Representative
Under Majority Board Election
1.8 Elect Paulo Roberto Evangelista de None For Shareholder
Lima as Director as Minority
Representative Under Majority Board
Election
1.9 Elect Rachel de Oliveira Maia as None For Shareholder
Director as Minority Representative
Under Majority Board Election
1.10 Elect Robert Jueneman as Director as None Abstain Shareholder
Minority Representative Under Majority
Board Election
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aramis Sa de Andrade as Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Debora Cristina Fonseca as
Director (Employee Representative)
3.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fausto de Andrade Ribeiro as
Director
3.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ieda Aparecida de Moura Cagni as
Director
3.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Waldery Rodrigues Junior as
Director
3.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Eustaquio Ribeiro as
Director
3.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Fernando Florencio Campos as
Director Appointed by Minority
Shareholder
3.8 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Paulo Roberto Evangelista de
Lima as Independent Director Appointed
by Minority Shareholder
3.9 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Rachel de Oliveira Maia as
Director Appointed by Minority
Shareholder
3.10 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Robert Jueneman as Director as
Minority Representative Under Majority
Board Election
4.1 Elect Lucas Pereira do Couto Ferraz as For For Management
Fiscal Council Member
4.2 Elect Rafael Cavalcanti de Araujo as For For Management
Fiscal Council Member and Lena
Oliveira de Carvalho as Alternate
4.3 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.4 Elect Aloisio Macario Ferreira de None For Shareholder
Souza as Fiscal Council Member and
Tiago Brasil Rocha as Alternate as
Minority Representative Under Majority
Fiscal Council Election
4.5 Elect Carlos Alberto Rechelo Neto as None For Shareholder
Fiscal Council Member and Sueli
Berselli Marinho as Alternate as
Minority Representative Under Majority
Fiscal Council Election
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For For Management
Committee Members
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes as the
Independent Firm to Appraise Proposed
Transactions
2 Approve Independent Firm's Appraisals For For Management
3 Approve Agreement to Absorb Bosan For For Management
Participacoes S.A. (Bosan)
4 Approve Absorption of Bosan For For Management
Participacoes S.A. (Bosan)
5 Aprove Agreement to Absorb Banco Ole For For Management
Consignado S.A. (Banco Ole)
6 Approve Absorption of Banco Ole For For Management
Consignado S.A. (Banco Ole)
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint PricewaterhouseCoopers For For Management
Auditores Independentes as Independent
Firm to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement for Partial Spin-Off For For Management
of Banco Santander (Brasil) SA
4 Approve Partial Spin-Off of Banco For For Management
Santander (Brasil) SA and Absorption
of Partial Spun-Off Assets
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
7 Amend Article 5 to Reflect Changes in For For Management
Capital
8 Amend Article 30 For For Management
9 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alvaro Antonio Cardoso de Souza
as Independent Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Agapito Lires Rial as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Patricia Wright as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Stern Vieitas as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Antonio Alvarez Alvarez as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Paiva Ferreira as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marilia Artimonte Rocca as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Augusto de Melo as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Garcia Cantera as Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Against Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of CLP 0.88 For For Management
Per Share
2 Designate ICR as Risk Assessment For For Management
Company
3 Receive Report Regarding Related-Party None None Management
Transactions
4 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of CLP 0.88 For For Management
Per Share
2 Designate ICR as Risk Assessment For For Management
Company
3 Receive Report Regarding Related-Party None None Management
Transactions
4 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.65 Per Share
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Designate Risk Assessment Companies For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
7 Receive Report Regarding Related-Party None None Management
Transactions
8 Other Business None None Management
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: 05965X109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.65 Per Share
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Designate Risk Assessment Companies For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
7 Receive Report Regarding Related-Party None None Management
Transactions
8 Other Business None None Management
--------------------------------------------------------------------------------
BOA VISTA SERVICOS SA
Ticker: BOAS3 Security ID: P1R21S105
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers Servicos For Did Not Vote Management
Profissionais Ltda. (PwC) as the
Independent Firm to Appraise Proposed
Transaction
2 Approve Independent Firm's Appraisal For Did Not Vote Management
3 Approve Acquisition of All Shares of For Did Not Vote Management
Acordo Certo Participacoes S.A. (AC
Participacoes)
4 Re-Ratify Remuneration of Company's For Did Not Vote Management
Management for 2020
5 Designate Newspapers to Publish For Did Not Vote Management
Company's Legal Announcements
--------------------------------------------------------------------------------
BOA VISTA SERVICOS SA
Ticker: BOAS3 Security ID: P1R21S105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Fix Number of Directors at 11 For For Management
6 Elect Directors For Against Management
7 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alfredo Cotait Neto as Board
Chairman
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Miguel Cordeiro Mateo as
Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Francisco Novelli Viana as
Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Roberto Goncalves as
Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Nilton Molina as Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lincoln da Cunha Pereira Filho
as Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edy Luiz Kogut as Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aldo Carlos de Moura Goncalves
as Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulino Rego Barros Junior as
Independent Director
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jean-Claude Ramirez Jonas as
Independent Director
9.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Benchimol Saad as
Independent Director
10 Install Fiscal Council For For Management
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
--------------------------------------------------------------------------------
BOA VISTA SERVICOS SA
Ticker: BOAS3 Security ID: P1R21S105
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management and Fiscal Council
2 Amend Article 6 to Reflect Changes in For For Management
Capital
3 Amend Article 36 Re: Fix Number of For For Management
Fiscal Council Members
4 Consolidate Bylaws For For Management
5 Approve Indemnification Agreement For For Management
between the Company and Company's
Management
6 Re-Ratify Remuneration of Company's For Against Management
Management for 2020
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CABLEVISION HOLDING SA
Ticker: CVH Security ID: 12687E104
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For Did Not Vote Management
Minutes of Meeting
2 Approve Total or Partial Decrease of For Did Not Vote Management
Discretionary Reserve for Illiquid
Results; Approve Dividends in Cash and
or in Kind; Delegate Powers to Board
of Directors
--------------------------------------------------------------------------------
CABLEVISION HOLDING SA
Ticker: CVH Security ID: 12687E104
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Discharge of Directors For For Management
4 Consider Remuneration of Directors in For For Management
the Amount of ARS 25.19 Million for FY
2020
5 Authorize Advance Remuneration to For For Management
Directors for FY 2021
6 Approve Discharge of Internal For For Management
Statutory Auditors Committee
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee for FY
2020; Authorize Advance Remuneration
to Internal Statutory Auditors
Committee for FY 2021
8 Approve Absorption of Net Loss of ARS For For Management
3.01 Billion via Decreasing of
Discretionary Reserve
9 Elect Directors and their Alternates For Against Management
10 Elect Members and their Alternates of For For Management
Internal Statutory Auditors Committee
11 Approve Budget of Audit Committee in For For Management
the Amount of ARS 1.17 Million
12 Consider Remuneration of Auditors For For Management
13 Appoint Price Waterhouse & Co SRL as For For Management
Auditors
14 Amend Article 16 For For Management
--------------------------------------------------------------------------------
CEMEX SAB DE CV
Ticker: CEMEXCPO Security ID: 151290889
Meeting Date: MAR 25, 2021 Meeting Type: Annual/Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Share Repurchase Report For For Management
4 Set Maximum Amount of Share Repurchase For For Management
Reserve
5A Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Repurchased Shares Which were Acquired
Through Repurchase Program in 2020
5B Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Treasury Shares Authorized to Support
New Issuance of Convertible Notes or
for Placement of Such Shares in Public
Offering or Private Subscription
6 Elect Directors, Chairman and For Against Management
Secretary of Board, Members and
Chairmen of Audit, Corporate Practices
and Finance, and Sustainability
Committees
7 Approve Remuneration of Directors and For For Management
Members of Audit, Corporate Practices
and Finance, and Sustainability
Committees
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Amend Article 2 Re: Corporate Purpose For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CENCOSUD SA
Ticker: CENCOSUD Security ID: P2205J100
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For Against Management
Dividends of CLP 28 Per Share
c Approve Remuneration of Directors For For Management
d Approve Remuneration and Budget of For For Management
Directors' Committee
e Receive Report on Expenses of For For Management
Directors and Directors' Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Receive Report of Directors' For For Management
Committee; Receive Report Regarding
Related-Party Transactions
i Receive Report on Oppositions Recorded For For Management
on Minutes of Board Meetings
j Designate Newspaper to Publish For For Management
Announcements
k Other Business For Against Management
a Amend Articles Re: Compliance Committee For For Management
b Authorize Share Repurchase Program For Against Management
c Set Aggregate Nominal Amount of Share For Against Management
Repurchase Program
d Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Lucia Maria Martins Casasanta as For For Management
Director
4 Elect Hailton Madureira de Almeida as For For Management
Fiscal Council Member and Ricardo
Takemitsu Simabuku as Alternate
5 Elect Eduardo Coutinho Guerra as For For Management
Fiscal Council Member and Marcelo
Senna Valle Pioto as Alternate
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
7 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
CONSTRUTORA TENDA SA
Ticker: TEND3 Security ID: P31432100
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Number of Executives For For Management
2 Amend Articles Re: Creation of Board For For Management
Vice-Chairman Position
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CONSTRUTORA TENDA SA
Ticker: TEND3 Security ID: P31432100
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Approve Remuneration of Fiscal Council For For Management
Members
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CONSTRUTORA TENDA SA
Ticker: TEND3 Security ID: P31432100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Jose Carvalho de Andrade
as Board Chairman
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Luis Luchetti as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mario Mello Freire Neto as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavio Uchoa Teles de Menezes as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rodolpho Amboss as Independent
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonoaldo Grangeon Trancoso
Neves as Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Michele Corrochano Robert as
Independent Director
8 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CORPORATIVO FRAGUA SAB DE CV
Ticker: FRAGUAB Security ID: P31444105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman, Secretary, Approve For For Management
Attendance List, and Acknowledge
Proper Convening of Meeting
2 Receive Board Report, Financial For For Management
Statements and Statutory Reports,
Including Report on Share Repurchase
3 Resolve on Item Two of Meeting Agenda For For Management
4 Approve Allocation of Income and For For Management
Dividends of MXN 9.50 Per Share;
Ratify or Increase Temporary
Repurchase of Shares
5 Elect or Ratify Directors, Executive For Against Management
Committee Members, Audit and Corporate
Practice Committee Members, Granting
of Powers, and Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: 279158109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For For Management
5 Elect Chairman of Meeting For For Management
6 Appoint Committee in Charge of For For Management
Scrutinizing Elections and Polling
7 Elect Meeting Approval Committee For For Management
8 Amend Articles For For Management
9 Present Board of Directors' Report on None None Management
its Operation, Development and
Compliance with the Corporate
Governance Code
10 Present Board of Directors and None None Management
Chairman's Report
11 Present Individual and Consolidated None None Management
Financial Statements
12 Present Auditor's Report None None Management
13 Approve Board of Directors' Report on For For Management
its Operation, Development and
Compliance with the Corporate
Governance Code
14 Approve Management Reports For For Management
15 Approve Individual and Consolidated For For Management
Financial Statements
16 Approve Allocation of Income For For Management
17 Elect Directors For For Management
18 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
19 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Franklin Jambin Ma as Alternate None Did Not Vote Shareholder
Director Appointed by Preferred
Shareholder
4 Do You Wish to Request Installation of None Did Not Vote Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Elect Fiscal Council Members For Did Not Vote Management
6 In Case One of the Nominees Leaves the None Did Not Vote Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Vania Andrade de Souza as Fiscal None Did Not Vote Shareholder
Council Member and Antonio Eduardo
Bertolo as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
Ticker: FEMSAUBD Security ID: P4182H115
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries, For Against Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
5 Elect Members and Chairmen of Planning For Against Management
and Finance, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENOMMA LAB INTERNACIONAL SAB DE CV
Ticker: LABB Security ID: P48318102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For Against Management
Statutory Reports, Allocation of
Income and Discharge Directors
2 Elect or Ratify Directors, For For Management
Secretaries, and Chairman of Audit and
Corporate Governance Committee
3 Approve Remuneration of Directors, For For Management
Secretaries and Members of Board
Committees
4 Accept Report on Share Repurchase; Set For Against Management
Maximum Amount of Share Repurchase
Reserve
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Carlos Jose da Costa Andre as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maria Izabel
Gribel de Castro as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Augusto Brauna Pinheiro as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maelcio
Mauricio Soares as Alternate Appointed
by Preferred Shareholder
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV
Ticker: OMAB Security ID: P49530101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Board of Directors' Reports in For For Management
Compliance with Article 28, Section IV
(D and E) of Stock Market Law
2 Present CEO and External Auditor For For Management
Report in Compliance with Article 28,
Section IV (B) of Stock Market Law
3 Present Board of Directors' Reports in For For Management
Accordance with Article 28, Section IV
(A and C) of Stock Market Law
Including Tax Report
4 Approve Allocation of Income For For Management
5 Set Aggregate Nominal Amount of Share For For Management
Repurchase
6 Discharge, Elect or Ratify Directors; For For Management
Elect or Ratify Chairmen of Audit,
Corporate Practices, Finance, Planning
and Sustainability Committees; Approve
their Remuneration
7 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 5.25 Billion
5 Cancel Pending Amount of MXN 1.55 For For Management
Billion of Share Repurchase Approved
at AGM on April 23, 2019; Set Share
Repurchase Maximum Amount of MXN 1.55
Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2019 and 2020
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of 35.42 Million For For Management
Treasury Shares
2 Approve Reduction in Capital by MXN 2 For For Management
Billion
3 Amend Articles to Reflect Changes in None None Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 1.85 Billion
5 Cancel Pending Amount of Share For For Management
Repurchase Approved at AGM on July 1,
2020; Set Share Repurchase Maximum
Amount of MXN 3 Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For Against Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2020 and 2021
11 Elect or Ratify Director of Series B For Against Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CLARIN SA
Ticker: GCLA Security ID: 40052A407
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Discharge of Board For For Management
4 Consider Remuneration of Directors in For For Management
the Amount of ARS 44.92 Million
5 Authorize Advance Remuneration of For For Management
Directors
6 Consider Discharge of Internal For For Management
Statutory Auditors Committee
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee;
Authorize Advance Remuneration of
Internal Statutory Auditors Committee
8 Approve Absorption of Net Loss of ARS For For Management
275.66 Million
9 Elect Directors and Their Alternates For Against Management
10 Elect Members and Their Alternates of For For Management
Internal Statutory Auditors Committee
11 Approve Budget of Audit Committee For For Management
12 Consider Remuneration of Auditors For For Management
13 Appoint Price Waterhouse & Co as For For Management
Auditors
14 Amend Article 16 For For Management
--------------------------------------------------------------------------------
GRUPO DE INVERSIONES SURAMERICANA SA
Ticker: GRUPOSURA Security ID: P4950L132
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board of Directors and For For Management
Chairman's Report
5 Present Individual and Consolidated For For Management
Financial Statements
6 Present Auditor's Report For For Management
7 Approve Board of Directors and For For Management
Chairman's Report
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income, For For Management
Constitution of Reserves and Donations
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report on Financial For For Management
Statements and Statutory Reports
1.b Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.c Approve Board's Report on Operations For For Management
and Activities Undertaken by Board
1.d Approve Report on Activities of Audit For For Management
and Corporate Practices Committee
1.e Approve All Operations Carried out by For For Management
Company and Ratify Actions Carried out
by Board, CEO and Audit and Corporate
Practices Committee
2 Approve Allocation of Income For For Management
3 Receive Auditor's Report on Tax None None Management
Position of Company
4.a1 Elect Carlos Hank Gonzalez as Board For For Management
Chairman
4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management
Director
4.a3 Elect David Juan Villarreal Montemayor For For Management
as Director
4.a4 Elect Jose Marcos Ramirez Miguel as For For Management
Director
4.a5 Elect Carlos de la Isla Corry as For For Management
Director
4.a6 Elect Everardo Elizondo Almaguer as For For Management
Director
4.a7 Elect Carmen Patricia Armendariz For For Management
Guerra as Director
4.a8 Elect Clemente Ismael Reyes Retana For For Management
Valdes as Director
4.a9 Elect Alfredo Elias Ayub as Director For For Management
4.a10 Elect Adrian Sada Cueva as Director For Against Management
4.a11 Elect David Penaloza Alanis as Director For For Management
4.a12 Elect Jose Antonio Chedraui Eguia as For For Management
Director
4.a13 Elect Alfonso de Angoitia Noriega as For Against Management
Director
4.a14 Elect Thomas Stanley Heather Rodriguez For For Management
as Director
4.a15 Elect Graciela Gonzalez Moreno as For For Management
Alternate Director
4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management
Alternate Director
4.a17 Elect Alberto Halabe Hamui as For For Management
Alternate Director
4.a18 Elect Gerardo Salazar Viezca as For For Management
Alternate Director
4.a19 Elect Alberto Perez-Jacome Friscione For For Management
as Alternate Director
4.a20 Elect Diego Martinez Rueda-Chapital as For For Management
Alternate Director
4.a21 Elect Roberto Kelleher Vales as For For Management
Alternate Director
4.a22 Elect Cecilia Goya de Riviello Meade For For Management
as Alternate Director
4.a23 Elect Isaac Becker Kabacnik as For For Management
Alternate Director
4.a24 Elect Jose Maria Garza Trevino as For For Management
Alternate Director
4.a25 Elect Carlos Cesarman Kolteniuk as For For Management
Alternate Director
4.a26 Elect Humberto Tafolla Nunez as For For Management
Alternate Director
4.a27 Elect Guadalupe Phillips Margain as For For Management
Alternate Director
4.a28 Elect Ricardo Maldonado Yanez as For For Management
Alternate Director
4.b Elect Hector Avila Flores (Non-Member) For For Management
as Board Secretary
4.c Approve Directors Liability and For For Management
Indemnification
5 Approve Remuneration of Directors For For Management
6 Elect Thomas Stanley Heather Rodriguez For For Management
as Chairman of Audit and Corporate
Practices Committee
7.1 Approve Report on Share Repurchase For For Management
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2; Approve Certification For For Management
of the Company's Bylaws
2 Approve Modifications of Sole For For Management
Responsibility Agreement
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO GALICIA SA
Ticker: GGAL Security ID: 399909100
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Holding of Shareholders' For For Management
Meeting Remotely; Designate Two
Shareholders to Sign Minutes of Meeting
2 Approve Partial Decrease of For For Management
Discretionary Reserve for Future
Profit Distribution in the Amount of
ARS 1.7 Billion; Distribute Cash
Dividends of ARS 1.7 Billion
--------------------------------------------------------------------------------
GRUPO MATEUS SA
Ticker: GMAT3 Security ID: P5R16Z107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
GRUPO MATEUS SA
Ticker: GMAT3 Security ID: P5R16Z107
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Against Management
Management
2 Amend Article 6 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted Stock Plan For Against Management
2 Approve Stock Option Plan For Against Management
3 Approve Agreement to Acquire All For For Management
Shares of Vida Saude Gestao S.A. (Vida
Saude) by Ultra Som Servicos Medicos S.
A. (Ultra Som) and Acquisition of All
Shares of Ultra Som Servicos Medicos S.
A. (Ultra Som) by the Company
4 Ratify Apsis Consultoria Empresarial For For Management
Ltda. as Independent Firm to Appraise
Proposed Transaction
5 Approve Independent Firm's Appraisal For For Management
6 Approve Capital Increase in Connection For For Management
with the Transaction
7 Amend Article 6 to Reflect Changes in For For Management
Capital
8 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
9 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Licio Tavares Angelo Cintra as For Against Management
Director
2 Amend Article 32 For For Management
3 Fix Number of Directors at Nine For For Management
4 Approve Classification of Marcio Luis For For Management
Simoes Utsch and Plinio Villares
Musetti as Independent Directors
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Fontoura Pinheiro Koren de
Lima as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
Junior as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Geraldo Luciano Mattos Junior as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Licio Tavares Angelo Cintra as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christopher Riley Gordon as
Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Luiz Simoes Utsch as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
INDUSTRIAS PENOLES SAB DE CV
Ticker: PE&OLES Security ID: P55409141
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Board's Report For For Management
1.2 Approve CEO's Report and Auditors' For For Management
Opinion
1.3 Approve Individual and Consolidated For For Management
Financial Statements
1.4 Approve Report on Principal Policies For For Management
and Accounting Criteria and
Information Followed in Preparation of
Financial Information
1.5 Approve Audit and Corporate Practices For For Management
Committee's Report
2 Resolutions on Allocation of Income For For Management
3 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4 Elect or Ratify Directors; Verify For Against Management
Director's Independence
Classification; Approve Their
Respective Remuneration
5 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
1 Amend Articles For Against Management
2 Appoint Legal Representatives For For Management
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For Against Management
Fiscal Year Ended Dec. 31, 2019, with
Qualifications to Former Executives'
Reports
2 Accept Financial Statements for Fiscal For Against Management
Year Ended Dec. 31, 2019
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Fiscal Council Members For For Management
at Four
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Hugo Daniel Castillo Irigoyen as For For Management
Independent Director
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management and Fiscal Council
2 Authorize Company to File Lawsuit For For Management
Against the Former Executive Officer
and the Former Financial and Investor
Relationship Vice-President for the
Damages Caused to the Company
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Artemio Bertholini as Fiscal None For Shareholder
Council Member and Rene Guimaraes
Andrich as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
LOJAS QUERO-QUERO SA
Ticker: LJQQ3 Security ID: P6331J108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
LOJAS QUERO-QUERO SA
Ticker: LJQQ3 Security ID: P6331J108
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
2 Amend Article 5 Re: Corporate Purpose For For Management
3 Amend Article 6 to Reflect Changes in For For Management
Capital
4 Amend Article 7 For For Management
5 Amend Article 32 For For Management
6 Consolidate Bylaws For For Management
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase without For Did Not Vote Management
Preemptive Rights Approved at the Oct.
30, 2019 Board Meeting
2 Rectify Remuneration of Company's For Did Not Vote Management
Management Approved at the April 12,
2019, AGM
3 Amend Articles and Consolidate Bylaws For Did Not Vote Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Fiscal Council Members For Abstain Management
11 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
13 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
14 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For Did Not Vote Management
2 Amend Articles 5 and 7 to Reflect For Did Not Vote Management
Changes in Share Capital and
Authorized Capital Respectively
3 Authorize Executives to Ratify and For Did Not Vote Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Kumruian as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Company's For For Management
Management
15 Approve Remuneration of Fiscal Council For For Management
Members
16 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Increase in Board For For Management
Size
2 Amend Articles 22 and 27 For For Management
3 Amend Articles 23 and 26 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA
Ticker: MULT3 Security ID: P69913187
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For For Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management Approved at the April 30,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Classification of Georgia For For Management
Garinois-Melenikiotou as Independent
Director
4 Elect Georgia Garinois-Melenikiotou as For For Management
Independent Director
5 Amend Article 5 to Reflect Changes in For For Management
Capital
6 Amend Article 16 For For Management
7 Amend Article 18 Re: Amendment of For For Management
Point "j"
8 Amend Article 20 Re: Amendment of For For Management
Point "XXV"
9 Amend Article 20 Re: Adding Point For For Management
"XXVIII"
10 Amend Article 20 Re: Adding Point For For Management
"XXIX"
11 Amend Article 20 Re: Adding Point "XXX" For For Management
12 Amend Article 20 Re: Amendment "XXVI" For For Management
and Article 24 Re: Amendment Point "c"
13 Consolidate Bylaws For For Management
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PAMPA ENERGIA SA
Ticker: PAMP Security ID: 697660207
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider to Virtually Hold This For For Management
Shareholders' Meeting
2 Designate Shareholders to Sign Minutes For For Management
of Meeting
3 Consider Absorption of Pampa For For Management
Cogeneracion S.A. and PHA S.A.U. by
Company; Consider Special Individual
and Consolidated Financial Statements
as of March 31, 2020; Consider
Preliminary Absorption Agreement
4 Elect Diego Martin Salaverri as For For Management
Alternate Director to Replace Mariano
Batistella
5 Approve Granting of Powers to Perform For For Management
Formalities and Necessary
Presentations to Obtain Corresponding
Registrations
--------------------------------------------------------------------------------
PAMPA ENERGIA SA
Ticker: PAMP Security ID: 697660207
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider to Virtually Hold This For For Management
Shareholders' Meeting
2 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
3 Consider Reduction in Share Capital For For Management
via Cancellation of 159.63 Million
Shares
4 Approve Granting of Powers to Perform For For Management
Formalities and Necessary
Presentations to Obtain Corresponding
Registrations
--------------------------------------------------------------------------------
PAMPA ENERGIA SA
Ticker: PAMP Security ID: 697660207
Meeting Date: FEB 17, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider to Virtually Hold This For For Management
Shareholders' Meeting
2 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
3 Authorize Sale of Class A Shares in For For Management
Empresa Distribuidora y
Comercializadora Norte S.A. to Empresa
de Energia del Cono Sur S.A.
4 Consider Absorption of Transelec For For Management
Argentina S.A., Pampa Participaciones
S.A.U., Pampa FPK S.A.U., Pampa
Holding MMM S.A.U., Pampa DM Ventures
S.A.U. and Pampa QRP S.A.U.; Consider
Preliminary Absorption Agreement
5 Amend Article 30 Re: Remote For For Management
Shareholders' Meetings; Consolidate
Bylaws
6 Approve Granting of Powers to Perform For For Management
Formalities and Necessary
Presentations to Obtain Corresponding
Registrations
--------------------------------------------------------------------------------
PAMPA ENERGIA SA
Ticker: PAMP Security ID: 697660207
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Shareholders to Sign Minutes For For Management
of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports
3 Consider Allocation of Income For For Management
4 Consider Discharge of Directors and For For Management
Internal Statutory Auditors Committee
5 Consider Remuneration of Directors of For For Management
ARS 436.4 Million; Consider
Remuneration of Internal Statutory
Auditors of ARS 4.19 Million
6 Consider Remuneration of Auditor For For Management
7 Elect Directors and Their Alternates; For Against Management
Elect Members of Audit Committee
8 Elect Members and Alternates of For For Management
Internal Statutory Auditors Committee
9 Appoint Auditor and Alternate For For Management
10 Consider Remuneration of Auditor and For For Management
Alternate for FY 2021
11 Consider Budget for Audit Committee For For Management
12 Consider Reduction in Share Capital For For Management
via Cancellation of up to 145.55
Million Shares
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PET CENTER COMERCIO E PARTICIPACOES SA
Ticker: PETZ3 Security ID: P7S11L108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
PET CENTER COMERCIO E PARTICIPACOES SA
Ticker: PETZ3 Security ID: P7S11L108
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Directors For Against Management
2 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
3 Elect Directors For For Management
4 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
8.9 Percentage of Votes to Be Assigned - None For Shareholder
Elect Leonardo Pietro Antonelli as
Director Appointed by Minority
Shareholder
8.10 Percentage of Votes to Be Assigned - None For Shareholder
Elect Marcelo Gasparino da Silva as
Director Appointed by Minority
Shareholder
8.11 Percentage of Votes to Be Assigned - None For Shareholder
Elect Pedro Rodrigues Galvao de
Medeiros as Director Appointed by
Minority Shareholder
9 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
10 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption of Companhia de For For Management
Desenvolvimento e Modernizacao de
Plantas Industriais S.A. (CDMPI)
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Patricia Valente Stierli as None For Shareholder
Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331140
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Antonio
Emilio Bastos de Aguiar Freire as
Alternate Appointed by Preferred
Shareholder
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 5-for-1 Stock Split and Amend For For Management
Article 4 Accordingly
2 Amend Article 11 For For Management
3 Amend Article 14 For For Management
4 Consolidate Bylaws For For Management
5 Approve Restricted Stock Plan For Against Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Pipponzi as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Pires Oliveira Dias as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristiana Almeida Pipponzi as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Pires Oliveira Dias as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marco Ambrogio Crespi Bonomi as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sylvia de Souza Leao Wanderley
as Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Denise Soares dos Santos as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Philipp Paul Marie Povel as
Independent Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesar Nivaldo Gon as Independent
Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For For Management
Management
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Antonio Edson Maciel dos Santos None For Shareholder
as Fiscal Council Member and
Alessandra Eloy Gadelha as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Fiscal Council For For Management
Members
15 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 For For Management
2 Amend Article 6 Re: Increase in Board For For Management
Size
3 Amend Article 6 For For Management
4 Amend Article 6 For For Management
5 Amend Article 6 For For Management
6 Amend Article 6 For For Management
7 Amend Article 6 For For Management
8 Amend Article 9 For For Management
9 Amend Article 9 For For Management
10 Amend Article 7 For For Management
11 Amend Articles For For Management
12 Consolidate Bylaws For For Management
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
REGIONAL SAB DE CV
Ticker: RA Security ID: P8008V109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report, Including For For Management
Financial Statements and Statutory
Reports
1.b Approve Board's Report For For Management
1.c Approve Audit Committee's Report For For Management
Including Board's Opinion on CEO's
Report
1.d Approve Corporate Practices For For Management
Committee's Report
2.a Approve Allocation of Income For For Management
2.b Approve Cash Dividends For For Management
2.c Set Maximum Amount of Share Repurchase For For Management
Reserve
2.d Present Report on Share Repurchase For For Management
3.a Approve Discharge of Board of Directors For For Management
3.b1 Fix Number of Directors at 14 For For Management
3.b2 Elect or Ratify Manuel G. Rivero For For Management
Santos as Director
3.b2a Elect or Ratify Manuel Gerardo Rivero For For Management
Zambrano as Director
3.b2b Elect or Ratify Sergio Eugenio For For Management
Gonzalez Barragan as Director
3.b2c Elect or Ratify Hector Cantu Reyes as For For Management
Director
3.b2d Elect or Ratify Alejandra Rivero Roel For For Management
as Director
3.b2e Elect or Ratify Francisco Rogelio For For Management
Garza Egloff as Director
3.b2f Elect or Ratify Alfonso Gonzalez For Against Management
Migoya as Director
3.b2g Elect or Ratify Jorge Humberto Santos For For Management
Reyna as Director
3.b2h Elect or Ratify Isauro Alfaro Alvarez For For Management
as Director
3.b2i Elect or Ratify Oswaldo Jose Ponce For For Management
Hernandez as Director
3.b2j Elect or Ratify Juan Carlos Calderon For For Management
Guzman as Director
3.b2k Elect or Ratify Daniel Adrian Abut as For For Management
Director
3.b2l Elect or Ratify Carlos Arreola For For Management
Enriquez as Director
3.b2m Elect or Ratify Luis Miguel Torre For For Management
Amione as Director
3.b2n Elect or Ratify Marcelo Zambrano For For Management
Lozano as Alternate Director
3.b3 Ratify Independence Classification of For For Management
Independent Directors
3.b4 Ratify Jaime Alberto Rivero Santos For For Management
Honorary Chairman of Board, Manuel G.
Rivero Santos as Executive Chairman of
Board, Manuel Gerardo Rivero Zambrano
as CEO, Napoleon Garcia Cantu as
Secretary and Enrique Navarro Ramirez
as Deputy Secretary
3.b5 Approve Directors Liability and For For Management
Indemnification
3.c1 Elect or Ratify Alfonso Gonzalez For Against Management
Migoya as Chairman of Audit and
Corporate Practices Committees
3.c2 Elect or Ratify Alfonso Gonzalez For Against Management
Migoya as Chairman and Jorge Humberto
Santos Reyna and Carlos Arreola
Enriquez as Members of Audit Committee
3.c3 Elect or Ratify Alfonso Gonzalez For Against Management
Migoya as Chairman and Oswaldo Jose
Ponce Hernandez, Daniel Adrian Abut
and Jorge Humberto Santos Reyna as
Members of Corporate Practices
Committee
3.d1 Ratify Remuneration of Directors Paid For For Management
Between 2020 AGM and This year AGM
3.d2 Remuneration of Directors, Commissars For For Management
and Committee Members of Regional S.A.
will be Approved by Banco Regional S.
A., Institucion de Banca Multiple
Banregio Grupo Financiero's Ordinary
Meeting
4 Approve Certification of the Company's For For Management
Bylaws
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Fix Number of Directors at Ten For For Management
4 Approve Classification of Abel For For Management
Gregorei Halpern, Marcos Sawaya Jank,
and Janet Drysdale as Independent
Directors
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7.1 Elect Rubens Ometto Silveira Mello as For For Management
Director
7.2 Elect Luis Henrique Cals De Beauclair For Against Management
Guimaraes as Director
7.3 Elect Maria Rita de Carvalho Drummond For Against Management
as Director
7.4 Elect Abel Gregorei Halpern as For For Management
Independent Director
7.5 Elect Marcelo Eduardo Martins as For Against Management
Director
7.6 Elect Janet Drysdale as Independent For For Management
Director
7.7 Elect Burkhard Otto Cordes as Director For Against Management
7.8 Elect Julio Fontana Neto as Director For Against Management
7.9 Elect Riccardo Arduini as Director and For Against Management
Giancarlo Arduini as Alternate
7.10 Elect Marcos Sawaya Jank as For For Management
Independent Director
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rubens Ometto Silveira Mello as
Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique Cals De Beauclair
Guimaraes as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Rita de Carvalho Drummond
as Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abel Gregorei Halpern as
Independent Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Eduardo Martins as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Janet Drysdale as Independent
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Burkhard Otto Cordes as Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Julio Fontana Neto as Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Riccardo Arduini as Director and
Giancarlo Arduini as Alternate
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Sawaya Jank as
Independent Director
10 Elect Rubens Ometto Silveira Mello as For For Management
Board Chairman and Luis Henrique Cals
De Beauclair Guimaraes as Vice-Chairman
11 Fix Number of Fiscal Council Members For For Management
at Five
12.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
12.2 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Nadir Dancini Barsanulfo as
Alternate
12.3 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
12.4 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
13 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Altertoni as Alternate
Appointed by Minority Shareholder
14 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
15 Approve Remuneration of Company's For Against Management
Management
16 Approve Remuneration of Fiscal Council For For Management
Members
17 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
2 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
3 Amend Indemnity Policy For Against Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SEQUOIA LOGISTICA E TRANSPORTES SA
Ticker: SEQL3 Security ID: P8T85D104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SEQUOIA LOGISTICA E TRANSPORTES SA
Ticker: SEQL3 Security ID: P8T85D104
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital, Amend Article 52 and Remove
Article 59
2 Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
3 Approve Treatment of Net Loss For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3 and
Consolidate Bylaws
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan For Against Management
2 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
5 Amend Article 16 Re: Fix Maximum For For Management
Number of Board Members to Seven
6 Amend Article 19: Amendment of Point For For Management
"XV", "XVI" and "XXI"
7 Amend Article 22 Re: Adding Point "IV" For For Management
and "V"
8 Amend Article 23 For For Management
9 Amend Article 26 For For Management
10 Amend Article 37 For For Management
11 Add Article 55 Re: Indemnity Provision For Against Management
12 Approve Renumbering of Articles For For Management
13 Consolidate Bylaws For For Management
14 Approve Agreement to Absorb Neolog For For Management
Consultoria de Sistemas SA
15 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda as the Independent Firm to
Appraise Proposed Transaction
16 Approve Independent Firm's Appraisal For For Management
17 Approve Absorption of Neolog For For Management
Consultoria de Sistemas SA
18 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
19 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Against Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.16 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Against Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
5.16 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget, Allocation of For For Management
Income, Ratify Distribution of
Dividends and
Interest-on-Capital-Stock Payments
3 Approve Remuneration of Company's For For Management
Management
4 Elect Fiscal Council Members For Abstain Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Elect Lucia Maria Martins Casasanta as None For Shareholder
Fiscal Council Member and Patricia
Valente Stierli as Alternate Appointed
by Minority Shareholder
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3
3 Consolidate Bylaws For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Deutsche DWS International Fund, Inc.
By (Signature and Title) /s/Hepsen Uzcan
Hepsen Uzcan, Chief Executive Officer and President
Date 8/16/21
