UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
————————
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report (date of earliest event reported):
September 26, 2013
Daegis Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction
of incorporation) | | 001-11807
(Commission File No.) | | 94-2710559
(I.R.S. Employer
Identification No.) |
600 E. Las Colinas Blvd, Suite 1500
Irving, Texas 75039
(Address of principal executive offices)
Registrant’s telephone number, including area code:
(916) 218-4700
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 25, 2013, at 2:00 p.m. Central Time, Daegis Inc. (the “Company”) held its Annual Meeting of Stockholders for the fiscal year 2013 (the “Annual Meeting”) at the Daegis Inc. headquarters office, 600 E. Las Colinas Blvd, Suite 1500, Irving, Texas 75039. The proposals presented at the annual meeting are described in the proxy statement filed by the Company with the Securities and Exchange Commission on August 23, 2013. At the Annual Meeting, the holders of 11,630,889 shares of the Company’s common stock, which represents approximately 71.98 percent of the shares of the Company’s common stock outstanding and entitled to vote as of the record date of August 8, 2013, were represented in person or by proxy. At the Annual Meeting:
Election of Directors:
Stockholders voted to elect each of the five (5) nominees as Directors of the Company:
| For | % Voted For | Withheld | % Voted Withheld | Broker Non-Votes |
| Steven D. Whiteman | 4,098,641 | 79.51% | 1,056,365 | 20.49% | 6,475,883 |
| Timothy P. Bacci | 4,180,987 | 81.11% | 974,019 | 18.89% | 6,475,883 |
| Robert M. Bozeman | 4,181,046 | 81.11% | 973,960 | 18.89% | 6,475,883 |
| Richard M. Brooks | 4,115,794 | 79.84% | 1,039,212 | 20.16% | 6,475,883 |
| Tery R. Larrew | 4,187,192 | 81.23% | 967,814 | 18.77% | 6,475,883 |
Ratification of Appointment of Independent Registered Public Accounting Firm
Stockholders ratified the selection of Grant Thornton LLP as our independent registered public accounting firm for the 2014 fiscal year.
| For | Against | Abstain | |
| 11,559,610 | 30,417 | 40,862 | |
| % of Voted | 99.38% | 0.26% | 0.35% | |
Approve, on an Advisory Basis, the Compensation of our Named Executive Officers
| For | Against | Abstain | Broker Non-Votes |
| 4,753,472 | 283,800 | 117,734 | 6,475,883 |
| % of Voted | 92.21% | 5.50% | 2.28% | |
Approve, on an Advisory Basis, the Frequency of the Vote on Compensation of our Named Executive Officers
| 1 Year | 2 Years | 3 Years | Abstain |
| | 5,061,604 | 971 | 70,305 | 22,126 |
| % of Voted | 98.18% | 0.01% | 1.36% | 0.42% |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 26, 2013
| By: | | /s/ Susan K. Conner |
| | Susan K. Conner |
| | Chief Financial Officer, Treasurer & Secretary |
