UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-00043
Deutsche Investment Trust
(formerly DWS Investment Trust)
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)
John Millette
Secretary
One Beacon Street
Boston, MA 02108-3106
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 07/31
Deutsche Large Cap Focus Growth Fund (formerly DWS Large Cap Focus Growth Fund)
Date of fiscal year end: 09/30
Deutsche Capital Growth Fund (formerly DWS Capital Growth Fund)
Deutsche Core Equity Fund (formerly DWS Core Equity Fund)
Deutsche Mid Cap Growth Fund (formerly DWS Mid Cap Growth Fund)
Deutsche Small Cap Core Fund (formerly DWS Small Cap Core Fund)
Deutsche Small Cap Growth Fund (formerly DWS Small Cap Growth Fund)
Date of reporting period: 7/1/13-6/30/14
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00043
Reporting Period: 07/01/2013 - 06/30/2014
DWS Investment Trust
========================= A DWS Mid Cap Growth Fund =========================
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
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ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For Against Management
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ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director John C. Brouillard For For Management
1.3 Elect Director Fiona P. Dias For For Management
1.4 Elect Director Darren R. Jackson For For Management
1.5 Elect Director William S. Oglesby For For Management
1.6 Elect Director J. Paul Raines For For Management
1.7 Elect Director Gilbert T. Ray For For Management
1.8 Elect Director Carlos A. Saladrigas For For Management
1.9 Elect Director O. Temple Sloan, III For For Management
1.10 Elect Director Jimmie L. Wade For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
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AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Fields For For Management
1.2 Elect Director A. Barry Rand For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
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ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Mitchell For For Management
1.2 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Location of Annual Meeting For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven H. Collis For For Management
1.2 Elect Director Douglas R. Conant For For Management
1.3 Elect Director Richard W. Gochnauer For For Management
1.4 Elect Director Richard C. Gozon For For Management
1.5 Elect Director Lon R. Greenberg For For Management
1.6 Elect Director Edward E. Hagenlocker For For Management
1.7 Elect Director Jane E. Henney For For Management
1.8 Elect Director Kathleen W. Hyle For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Henry W. McGee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Provide Right to Call Special Meeting For For Management
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ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For For Management
1.2 Elect Director Glen C. Warren, Jr. For For Management
1.3 Elect Director James R. Levy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Gary E. Dickerson For For Management
1c Elect Director Stephen R. Forrest For For Management
1d Elect Director Thomas J. Iannotti For For Management
1e Elect Director Susan M. James For For Management
1f Elect Director Alexander A. Karsner For For Management
1g Elect Director Gerhard H. Parker For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Willem P. Roelandts For For Management
1j Elect Director James E. Rogers For For Management
1k Elect Director Michael R. Splinter For For Management
1l Elect Director Robert H. Swan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: JUN 23, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For Against Management
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ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliot S. Jaffe For For Management
1.2 Elect Director Michael W. Rayden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Kirk For For Management
1.2 Elect Director James J. O'Brien For For Management
1.3 Elect Director Barry W. Perry For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
B/E AEROSPACE, INC.
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Senft For For Management
1.2 Elect Director John T. Whates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
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BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Michael Grey For For Management
1.3 Elect Director Elaine J. Heron For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis For For Management
1.6 Elect Director Richard A. Meier For For Management
1.7 Elect Director Alan J. Lewis For For Management
1.8 Elect Director William D. Young For For Management
1.9 Elect Director Kenneth M. Bate For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Dennis C. Cuneo For For Management
1.3 Elect Director Vicki L. Sato For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
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CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Woods Brinkley For For Management
1b Elect Director Michael D. Casey For For Management
1c Elect Director A. Bruce Cleverly For For Management
1d Elect Director Jevin S. Eagle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CATAMARAN CORPORATION
Ticker: CTRX Security ID: 148887102
Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Thierer For For Management
1.2 Elect Director Peter J. Bensen For For Management
1.3 Elect Director Steven D. Cosler For For Management
1.4 Elect Director William J. Davis For For Management
1.5 Elect Director Steven B. Epstein For For Management
1.6 Elect Director Betsy D. Holden For For Management
1.7 Elect Director Karen L. Katen For For Management
1.8 Elect Director Harry M. Kraemer For For Management
1.9 Elect Director Anthony Masso For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
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CBRE GROUP, INC.
Ticker: CBG Security ID: 12504L109
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Blum For For Management
1.2 Elect Director Brandon B. Boze For For Management
1.3 Elect Director Curtis F. Feeny For For Management
1.4 Elect Director Bradford M. Freeman For For Management
1.5 Elect Director Michael Kantor For For Management
1.6 Elect Director Frederic V. Malek For For Management
1.7 Elect Director Robert E. Sulentic For For Management
1.8 Elect Director Laura D. Tyson For For Management
1.9 Elect Director Gary L. Wilson For For Management
1.10 Elect Director Ray Wirta For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Neidorff For For Management
1.2 Elect Director Richard A. Gephardt For For Management
1.3 Elect Director John R. Roberts For For Management
2 Declassify the Board of Directors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
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CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel F. Thomas For For Management
1.2 Elect Director W. Douglas Brown For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Terrence J. Keating For For Management
1.5 Elect Director Steven W. Krablin For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 ��Elect Director Elizabeth G. Spomer For For Management
1.8 Elect Director Thomas L. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
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CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Robert D. LeBlanc For For Management
1c Elect Director Janet S. Vergis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. Rosenberg For For Management
1.2 Elect Director Enrique F. Senior For For Management
1.3 Elect Director Donald G. Soderquist For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC.
Ticker: CNQR Security ID: 206708109
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward P. Gilligan For For Management
1.2 Elect Director Jeffrey T. McCabe For For Management
1.3 Elect Director Rajeev Singh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLIUM NV
Ticker: CSTM Security ID: N22035104
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Approve Publication of Information in For For Management
English
2b Receive Report of Management Board None None Management
(Non-Voting)
3 Discussion on Company's Corporate None None Management
Governance Structure
4a Discuss Remuneration Report None None Management
4b Amend Management Equity Plan to For For Management
Accelerate the Vesting of Shares
4c Approve Remuneration of Non-Executive For For Management
Directors
4d Amend 2013 Equity Incentive Plan to For Against Management
Increase Number of Shares Available
5 Adopt Financial Statements For For Management
6 Announce Allocation of Income None None Management
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Exeucitve For For Management
Directors
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10a Reelect P. Guillemot to Supervisory For For Management
Board
10b Reelect W. P. Paschke to Supervisory For For Management
Board
10c Elect M. Brandjes to Supervisory Board For For Management
10d Elect L. A. Walker to Supervisory Board For For Management
10e Elect P. F. Hartman to Supervisory For For Management
Board
10f Elect J. Ormerod to Supervisory Board For For Management
11 Ratify PricewaterhouseCoopers as For For Management
Auditors For Fiscal Year 2014
12 Approve Cancellation of Preference For For Management
Shares
13a Amend Articles Re: Delete References For For Management
to Preference Shares
13b Amend Articles Re: Casting Vote for For For Management
the Chairman of the Board
13c Authorize Board to Make Distributions For For Management
From Any Company Reserve
14 Allow Questions None None Management
15 Close Meeting None None Management
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CORE LABORATORIES N.V.
Ticker: CLB Security ID: N22717107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Demshur For For Management
1b Elect Director Michael C. Kearney For For Management
1c Elect Director Jan Willem Sodderland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Cancellation of Repurchased For For Management
Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Grant Board Authority to Issue For For Management
Ordinary and Preference Shares Up To
10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance
9 Amend Non-Employee Director Omnibus For For Management
Stock Plan
10 Amend Omnibus Stock Plan For For Management
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CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director John W. Conway For For Management
1.3 Elect Director Arnold W. Donald For For Management
1.4 Elect Director William G. Little For For Management
1.5 Elect Director Hans J. Loliger For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Josef M. Muller For For Management
1.8 Elect Director Thomas A. Ralph For For Management
1.9 Elect Director Caesar F. Sweitzer For For Management
1.10 Elect Director Jim L. Turner For For Management
1.11 Elect Director William S. Urkiel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against Against Shareholder
Senior Executives
5 Submit SERP to Shareholder Vote Against For Shareholder
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Jane Henney For For Management
1.3 Elect Director Leon Moulder, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For Against Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Barnes For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Elect Director Christopher J. (CJ) For For Management
Fraleigh
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director David H. Hughes For For Management
1.6 Elect Director Charles A. Ledsinger, For For Management
Jr.
1.7 Elect Director William M. Lewis, Jr. For For Management
1.8 Elect Director Connie Mack, III For For Management
1.9 Elect Director Andrew H. (Drew) Madsen For For Management
1.10 Elect Director Clarence Otis, Jr. For For Management
1.11 Elect Director Michael D. Rose For For Management
1.12 Elect Director Maria A. Sastre For For Management
1.13 Elect Director William S. Simon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Political Contributions Against For Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: APR 30, 2014 Meeting Type: Proxy Contest
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Card) None
1 Revoke Consent to Request Special For Did Not Vote Shareholder
Meeting
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Card) None
1 Consent to Request Special Meeting For For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DRESSER-RAND GROUP INC.
Ticker: DRC Security ID: 261608103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Macaulay For For Management
1.2 Elect Director Vincent R. Volpe, Jr. For For Management
1.3 Elect Director Rita V. Foley For For Management
1.4 Elect Director Louis A. Raspino For For Management
1.5 Elect Director Philip R. Roth For For Management
1.6 Elect Director Stephen A. Snider For For Management
1.7 Elect Director Michael L. Underwood For For Management
1.8 Elect Director Joseph C. Winkler, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: OCT 14, 2013 Meeting Type: Special
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Approve Stock Split For For Management
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolee Friedlander For For Management
1.2 Elect Director Harvey L. Sonnenberg For For Management
1.3 Elect Director Allan J. Tanenbaum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Coughran Jr. For For Management
1.2 Elect Director Gaurav Garg For For Management
1.3 Elect Director Promod Haque For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence P. Cazalot, Jr. For For Management
1b Elect Director Eleazar de Carvalho For For Management
Filho
1c Elect Director C. Maury Devine For For Management
1d Elect Director Claire S. Farley For For Management
1e Elect Director John T. Gremp For For Management
1f Elect Director Thomas M. Hamilton For For Management
1g Elect Director Peter Mellbye For For Management
1h Elect Director Joseph H. Netherland For For Management
1i Elect Director Richard A. Pattarozzi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. D. David Mackay For For Management
1b Elect Director David M. Thomas For For Management
1c Elect Director Norman H. Wesley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 06, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Hayes For For Management
1.2 Elect Director A.D. David Mackay For For Management
1.3 Elect Director Michael J. Mardy For For Management
1.4 Elect Director David E. Moran For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Company Name For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobby J. Griffin For For Management
1.2 Elect Director James C. Johnson For For Management
1.3 Elect Director Jessica T. Mathews For For Management
1.4 Elect Director Robert F. Moran For For Management
1.5 Elect Director J. Patrick Mulcahy For For Management
1.6 Elect Director Ronald L. Nelson For For Management
1.7 Elect Director Richard A. Noll For For Management
1.8 Elect Director Andrew J. Schindler For For Management
1.9 Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRIS CORPORATION
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 25, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Brown For For Management
1b Elect Director Peter W. Chiarelli For For Management
1c Elect Director Thomas A. Dattilo For For Management
1d Elect Director Terry D. Growcock For For Management
1e Elect Director Lewis Hay, III For For Management
1f Elect Director Vyomesh I. Joshi For For Management
1g Elect Director Karen Katen For For Management
1h Elect Director Stephen P. Kaufman For For Management
1i Elect Director Leslie F. Kenne For For Management
1j Elect Director David B. Rickard For For Management
1k Elect Director James C. Stoffel For For Management
1l Elect Director Gregory T. Swienton For For Management
1m Elect Director Hansel E. Tookes, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director Robert J. Dennis For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Thomas F. Frist III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Ann H. Lamont For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director Stephen G. Pagliuca For For Management
1.12 Elect Director Wayne J. Riley For For Management
1.13 Elect Director John W. Rowe For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For Against Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Nassetta For For Management
1.2 Elect Director Jonathan D. Gray For For Management
1.3 Elect Director Michael S. Chae For For Management
1.4 Elect Director Tyler S. Henritze For For Management
1.5 Elect Director Judith A. McHale For For Management
1.6 Elect Director John G. Schreiber For For Management
1.7 Elect Director Elizabeth A. Smith For For Management
1.8 Elect Director Douglas M. Steenland For For Management
1.9 Elect Director William J. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Bruce D. Broussard For For Management
1c Elect Director Frank A. D'Amelio For For Management
1d Elect Director W. Roy Dunbar For For Management
1e Elect Director David A. Jones, Jr. For For Management
1f Elect Director William J. McDonald For For Management
1g Elect Director William E. Mitchell For For Management
1h Elect Director David B. Nash For For Management
1i Elect Director James J. O'Brien For For Management
1j Elect Director Marissa T. Peterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
IHS INC.
Ticker: IHS Security ID: 451734107
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian H. Hall For For Management
1.2 Elect Director Balakrishnan S. Iyer For For Management
1.3 Elect Director Jerre L. Stead For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JARDEN CORPORATION
Ticker: JAH Security ID: 471109108
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Heckmann For For Management
1.2 Elect Director Irwin D. Simon For For Management
1.3 Elect Director William J. Grant For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOY GLOBAL INC.
Ticker: JOY Security ID: 481165108
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Doheny, II For For Management
1.2 Elect Director Steven L. Gerard For For Management
1.3 Elect Director John T. Gremp For For Management
1.4 Elect Director John Nils Hanson For For Management
1.5 Elect Director Gale E. Klappa For For Management
1.6 Elect Director Richard B. Loynd For For Management
1.7 Elect Director P. Eric Siegert For For Management
1.8 Elect Director James H. Tate For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry R. Davis For For Management
1.2 Elect Director Robert J. Druten For For Management
1.3 Elect Director Rodney E. Slater For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Anstice For For Management
1.2 Elect Director Eric K. Brandt For For Management
1.3 Elect Director Michael R. Cannon For For Management
1.4 Elect Director Youssef A. El-Mansy For For Management
1.5 Elect Director Christine A. Heckart For For Management
1.6 Elect Director Grant M. Inman For For Management
1.7 Elect Director Catherine P. Lego For For Management
1.8 Elect Director Stephen G. Newberry For For Management
1.9 Elect Director Krishna C. Saraswat For For Management
1.10 Elect Director William R. Spivey For For Management
1.11 Elect Director Abhijit Y. Talwalkar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth M. Jacobs as Director For For Management
1.2 Elect Philip A. Laskawy as Director For For Management
1.3 Elect Michael J. Turner as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For For Management
1.3 Elect Director David Sze For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROS SYSTEMS, INC.
Ticker: MCRS Security ID: 594901100
Meeting Date: NOV 22, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. L. Giannopoulos For For Management
1.2 Elect Director Peter A. Altabef For For Management
1.3 Elect Director Louis M. Brown, Jr. For For Management
1.4 Elect Director B. Gary Dando For For Management
1.5 Elect Director F. Suzanne Jenniches For For Management
1.6 Elect Director John G. Puente For For Management
1.7 Elect Director Dwight S. Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Stock Option Plan For For Management
4 Amend Stock Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETSUITE INC.
Ticker: N Security ID: 64118Q107
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary Nelson For For Management
1.2 Elect Director Kevin Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NEWELL RUBBERMAID INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Conroy For For Management
1b Elect Director Scott S. Cowen For For Management
1c Elect Director Michael T. Cowhig For For Management
1d Elect Director Cynthia A. Montgomery For For Management
1e Elect Director Jose Ignacio For For Management
Perez-Lizaur
1f Elect Director Michael B. Polk For For Management
1g Elect Director Michael A. Todman For For Management
1h Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy B. Taylor For For Management
1.2 Elect Director Christopher T. Seaver For For Management
1.3 Elect Director Lawrence R. Dickerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvonne Greenstreet For For Management
1.2 Elect Director Gary Pace For For Management
1.3 Elect Director David Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PANERA BREAD COMPANY
Ticker: PNRA Security ID: 69840W108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred K. Foulkes For For Management
1.2 Elect Director Ronald M. Shaich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angel Cabrera For For Management
1b Elect Director Rita V. Foley For For Management
1c Elect Director Rakesh Gangwal For For Management
1d Elect Director Joseph S. Hardin, Jr. For For Management
1e Elect Director Gregory P. Josefowicz For For Management
1f Elect Director David K. Lenhardt For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Barbara Munder For For Management
1i Elect Director Elizabeth A. Nickels For For Management
1j Elect Director Thomas G. Stemberg For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
POLARIS INDUSTRIES INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. Farr For For Management
1.2 Elect Director Gary E. Hendrickson For For Management
1.3 Elect Director R. M. (Mark) Schreck For For Management
1.4 Elect Director William G. Van Dyke For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC.
Ticker: PRAA Security ID: 73640Q105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Tabakin For For Management
1.2 Elect Director James M. Voss For For Management
1.3 Elect Director Marjorie M. Connelly For For Management
1.4 Elect Director James A. Nussle For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Golden For For Management
1.2 Elect Director Lars Bjork For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Reduction Against For Shareholder
Targets and Measure Progress
--------------------------------------------------------------------------------
RED HAT, INC.
Ticker: RHT Security ID: 756577102
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Steve Albrecht For For Management
1.2 Elect Director Jeffrey J. Clarke For For Management
1.3 Elect Director H. Hugh Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Steven R. Kalmanson For For Management
A2 Elect Director James P. Keane For For Management
A3 Elect Director Donald R. Parfet For For Management
B Ratify Auditors For For Management
C Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
D Require a Majority Vote for the None Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Michael J. Bush For For Management
1d Elect Director Norman A. Ferber For For Management
1e Elect Director Sharon D. Garrett For For Management
1f Elect Director George P. Orban For For Management
1g Elect Director Lawrence S. Peiros For For Management
1h Elect Director Gregory L. Quesnel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RPC, INC.
Ticker: RES Security ID: 749660106
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Randall Rollins For For Management
1.2 Elect Director Henry B. Tippie For For Management
1.3 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Shay For For Management
1.2 Elect Director Alfred B. DelBello For For Management
1.3 Elect Director Joseph J. DePaolo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director Joseph Gromek For For Management
1.3 Elect Director Susan Sobbott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Provide Directors May be Removed With
or Without Cause
6 Change Company Name For For Management
--------------------------------------------------------------------------------
THE FRESH MARKET, INC.
Ticker: TFM Security ID: 35804H106
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Carlock For For Management
1.2 Elect Director Richard Noll For For Management
1.3 Elect Director Michael Tucci For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Condon For For Management
1.2 Elect Director Keith D. Nosbusch For For Management
1.3 Elect Director Glen E. Tellock For For Management
1.4 Elect Director Robert G. Bohn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Bruce E. Toll For For Management
1.3 Elect Director Douglas C. Yearley, Jr. For For Management
1.4 Elect Director Robert S. Blank For For Management
1.5 Elect Director Edward G. Boehne For For Management
1.6 Elect Director Richard J. Braemer For For Management
1.7 Elect Director Christine N. Garvey For For Management
1.8 Elect Director Carl B. Marbach For For Management
1.9 Elect Director Stephen A. Novick For For Management
1.10 Elect Director Paul E. Shapiro For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary N. Dillon For For Management
1.2 Elect Director Dennis K. Eck For For Management
1.3 Elect Director Charles J. Philippin For For Management
1.4 Elect Director Vanessa A. Wittman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Margaret A. Hayne For For Management
1.4 Elect Director Joel S. Lawson, III For For Management
1.5 Elect Director Robert H. Strouse For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy and Report on Board Against For Shareholder
Diversity
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Walter Scott, Jr. For For Management
1.3 Elect Director Clark T. Randt, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC.
Ticker: PAY Security ID: 92342Y109
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Alspaugh For For Management
1.2 Elect Director Paul Galant For For Management
1.3 Elect Director Alex W. (Pete) Hart For For Management
1.4 Elect Director Robert B. Henske For For Management
1.5 Elect Director Wenda Harris Millard For For Management
1.6 Elect Director Eitan Raff For For Management
1.7 Elect Director Jonathan I. Schwartz For For Management
1.8 Elect Director Jane J. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
1.4 Elect Director Thomas F. Motamed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret G. McGlynn For For Management
1.2 Elect Director Wayne J. Riley For For Management
1.3 Elect Director William D. Young For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WABCO HOLDINGS INC.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Peter D'Aloia For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director Mary L. Petrovich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Cote For For Management
1b Elect Director Henry T. DeNero For For Management
1c Elect Director William L. Kimsey For For Management
1d Elect Director Michael D. Lambert For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Roger H. Moore For For Management
1i Elect Director Thomas E. Pardun For For Management
1j Elect Director Arif Shakeel For For Management
1k Elect Director Akio Yamamoto For For Management
1l Elect Director Masahiro Yamamura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gary T. DiCamillo For For Management
1c Elect Director Diane M. Dietz For For Management
1d Elect Director Geraldine T. Elliott For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Michael F. Johnston For For Management
1g Elect Director William T. Kerr For For Management
1h Elect Director John D. Liu For For Management
1i Elect Director Harish Manwani For For Management
1j Elect Director William D. Perez For For Management
1k Elect Director Michael A. Todman For For Management
1l Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
====================== A DWS Large Cap Focus Growth Fund =======================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director William J. Marrazzo For For Management
1h Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Xie For For Management
1.2 Elect Director William H. Neukom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For For Management
1.3 Elect Director David Sze �� For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Kim D. Blickenstaff For For Management
1.3 Elect Director Kathryn E. Falberg For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director C. Patrick Machado For For Management
1.6 Elect Director Dawn Svoronos For For Management
1.7 Elect Director W. Anthony Vernon For For Management
1.8 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For For Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For For Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frits van Paasschen For For Management
1b Elect Director Bruce W. Duncan For For Management
1c Elect Director Adam M. Aron For For Management
1d Elect Director Charlene Barshefsky For For Management
1e Elect Director Thomas E. Clarke For For Management
1f Elect Director Clayton C. Daley, Jr. For For Management
1g Elect Director Lizanne Galbreath For For Management
1h Elect Director Eric Hippeau For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Stephen R. Quazzo For For Management
1k Elect Director Thomas O. Ryder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pamela J. Craig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 24, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Claw-back of Payments under Against Against Shareholder
Restatements
5 Provide For Confidential Running Vote Against For Shareholder
Tallies
======================== B DWS Small Cap Core Fund =========================
A. SCHULMAN, INC.
Ticker: SHLM Security ID: 808194104
Meeting Date: DEC 12, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene R. Allspach For For Management
1b Elect Director Gregory T. Barmore For For Management
1c Elect Director David G. Birney For For Management
1d Elect Director Howard R. Curd For For Management
1e Elect Director Joseph M. Gingo For For Management
1f Elect Director Michael A. McManus, Jr. For For Management
1g Elect Director Lee D. Meyer For For Management
1h Elect Director James A. Mitarotonda For For Management
1i Elect Director Ernest J. Novak, Jr. For For Management
1j Elect Director Irvin D. Reid For For Management
1k Elect Director John B. Yasinsky For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALBANY MOLECULAR RESEARCH, INC.
Ticker: AMRI Security ID: 012423109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Una S. Ryan For For Management
1.2 Elect Director Arthur J. Roth For For Management
1.3 Elect Director Gabriel Leung For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALON USA ENERGY, INC.
Ticker: ALJ Security ID: 020520102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wiessman For For Management
1.2 Elect Director Boaz Biran For For Management
1.3 Elect Director Ron W. Haddock For For Management
1.4 Elect Director Itzhak Bader For For Management
1.5 Elect Director Jeff D. Morris For For Management
1.6 Elect Director Yeshayahu Pery For For Management
1.7 Elect Director Zalman Segal For For Management
1.8 Elect Director Ilan Cohen For For Management
1.9 Elect Director Yonel Cohen For For Management
1.10 Elect Director Oded Rubinstein For For Management
1.11 Elect Director Shraga Biran For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Carl R. Christenson For For Management
1.3 Elect Director Lyle G. Ganske For For Management
1.4 Elect Director Michael S. Lipscomb For For Management
1.5 Elect Director Larry McPherson For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
Ticker: MTGE Security ID: 02504A104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Couch For For Management
1.2 Elect Director Morris A. Davis For For Management
1.3 Elect Director Randy E. Dobbs For For Management
1.4 Elect Director Larry K. Harvey For For Management
1.5 Elect Director Prue B. Larocca For For Management
1.6 Elect Director Alvin N. Puryear For For Management
1.7 Elect Director Malon Wilkus For For Management
1.8 Elect Director John R. Erickson For For Management
1.9 Elect Director Samuel A. Flax For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce A. Chapman For For Management
1.2 Elect Director James M. Gerlach For For Management
1.3 Elect Director Robert L. Howe For For Management
1.4 Elect Director Debra J. Richardson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Stephen D. Kelley For For Management
1.3 Elect Director Roger A. Carolin For For Management
1.4 Elect Director Winston J. Churchill For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Robert R. Morse For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC.
Ticker: AXE Security ID: 035290105
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Blyth For For Management
1.2 Elect Director Frederic F. Brace For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Robert J. Eck For For Management
1.5 Elect Director Robert W. Grubbs For For Management
1.6 Elect Director F. Philip Handy For For Management
1.7 Elect Director Melvyn N. Klein For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Stuart M. Sloan For For Management
1.10 Elect Director Matthew Zell For For Management
1.11 Elect Director Samuel Zell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANN INC.
Ticker: ANN Security ID: 035623107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale W. Hilpert For For Management
1b Elect Director Ronald W. Hovsepian For For Management
1c Elect Director Linda A. Huett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARTHROCARE CORPORATION
Ticker: ARTC Security ID: 043136100
Meeting Date: DEC 12, 2013 Meeting Type: Special
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2 Elect Director Fabiana Lacerca-Allen For For Management
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY PRIME INC.
Ticker: AHP Security ID: 044102101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Stefani D. Carter For For Management
1.3 Elect Director Douglas A. Kessler For For Management
1.4 Elect Director Curtis B. McWilliams For For Management
1.5 Elect Director W. Michael Murphy For For Management
1.6 Elect Director Matthew D. Rinaldi For For Management
1.7 Elect Director Andrew L. Strong For For Management
2 Ratify Auditors For For Management
3 Amend Articles to Remove Antitakeover Against For Shareholder
Provisions
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY TRUST, INC.
Ticker: AHT Security ID: 044103109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Benjamin J. Ansell For For Management
1.3 Elect Director Thomas E. Callahan For For Management
1.4 Elect Director Amish Gupta For For Management
1.5 Elect Director Kamal Jafarnia For For Management
1.6 Elect Director Alan L. Tallis For For Management
1.7 Elect Director Philip S. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC.
Ticker: ATNI Security ID: 049079205
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin L. Budd For For Management
1.2 Elect Director Michael T. Flynn For For Management
1.3 Elect Director Liane J. Pelletier For For Management
1.4 Elect Director Cornelius B. Prior, Jr. For For Management
1.5 Elect Director Michael T. Prior For For Management
1.6 Elect Director Charles J. Roesslein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erik J. Anderson For For Management
1b Elect Director Kristianne Blake For For Management
1c Elect Director Donald C. Burke For For Management
1d Elect Director John F. Kelly For For Management
1e Elect Director Rebecca A. Klein For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Marc F. Racicot For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AZZ INCORPORATED
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Kirk Downey For For Management
1.2 Elect Director Daniel R. Feehan For For Management
1.3 Elect Director Peter A. Hegedus For For Management
1.4 Elect Director David H. Dingus For For Management
1.5 Elect Director Dana L. Perry For For Management
1.6 Elect Director Daniel E. Berce For For Management
1.7 Elect Director Martin C. Bowen For For Management
1.8 Elect Director Sam Rosen For For Management
1.9 Elect Director Kevern R. Joyce For For Management
2 Increase Authorized Common Stock For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA INC
Ticker: BANC Security ID: 33589V101
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Sugarman For For Management
1.2 Elect Director Jonah Schnel For For Management
1.3 Elect Director Robb Evans For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Dawson For For Management
1.2 Elect Director Gayla J. Delly For For Management
1.3 Elect Director Peter G. Dorflinger For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Kenneth T. Lamneck For For Management
1.6 Elect Director David W. Scheible For For Management
1.7 Elect Director Bernee D.L. Strom For For Management
1.8 Elect Director Clay C. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Emery For For Management
1.2 Elect Director Rebecca B. Roberts For For Management
1.3 Elect Director Warren L. Robinson For For Management
1.4 Elect Director John B. Vering For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Ticker: BGG Security ID: 109043109
Meeting Date: OCT 16, 2013 Meeting Type: Annual
Record Date: AUG 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Achtmeyer For For Management
1.2 Elect Director Patricia L. Kampling For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN SHOE COMPANY, INC.
Ticker: BWS Security ID: 115736100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lee Capps, III For For Management
1.2 Elect Director Carla Hendra For For Management
1.3 Elect Director Patricia G. McGinnis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC.
Ticker: CSH Security ID: 14754D100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Berce For For Management
1.2 Elect Director Jack R. Daugherty For For Management
1.3 Elect Director Daniel R. Feehan For For Management
1.4 Elect Director James H. Graves For For Management
1.5 Elect Director B.D. Hunter For For Management
1.6 Elect Director Timothy J. McKibben For For Management
1.7 Elect Director Alfred M. Micallef For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Neidorff For For Management
1.2 Elect Director Richard A. Gephardt For For Management
1.3 Elect Director John R. Roberts For For Management
2 Declassify the Board of Directors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHECKPOINT SYSTEMS, INC.
Ticker: CKP Security ID: 162825103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harald Einsmann For For Management
1.2 Elect Director Marc T. Giles For For Management
1.3 Elect Director Jack W. Partridge For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward J. Bonach For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Robert C. Greving For For Management
1d Elect Director Mary R. (Nina) Henderson For For Management
1e Elect Director R. Keith Long For For Management
1f Elect Director Neal C. Schneider For For Management
1g Elect Director Frederick J. Sievert For For Management
1h Elect Director Michael T. Tokarz For For Management
1i Elect Director John G. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Barram For For Management
1b Elect Director Erik Brynjolfsson For For Management
1c Elect Director Rodney F. Chase For For Management
1d Elect Director Judith R. Haberkorn For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director J. Michael Lawrie For For Management
1g Elect Director Brian Patrick MacDonald For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For Against Management
Stock Plan
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Ticker: CSS Security ID: 125906107
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Beaumont For For Management
1.2 Elect Director James H. Bromley For For Management
1.3 Elect Director Robert E. Chappell For For Management
1.4 Elect Director Jack Farber For For Management
1.5 Elect Director Elam M. Hitchner, III For For Management
1.6 Elect Director Rebecca C. Matthias For For Management
1.7 Elect Director Christopher J. Munyan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANA HOLDING CORPORATION
Ticker: DAN Security ID: 235825205
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia A. Kamsky For For Management
1.2 Elect Director Terrence J. Keating For For Management
1.3 Elect Director R. Bruce McDonald For For Management
1.4 Elect Director Joseph C. Muscari For For Management
1.5 Elect Director Mark A. Schulz For For Management
1.6 Elect Director Keith E. Wandell For For Management
1.7 Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
DARLING INTERNATIONAL INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Stuewe For For Management
1.2 Elect Director O. Thomas Albrecht For For Management
1.3 Elect Director D. Eugene Ewing For For Management
1.4 Elect Director Dirk Kloosterboer For For Management
1.5 Elect Director Charles Macaluso For For Management
1.6 Elect Director John D. March For For Management
1.7 Elect Director Michael Urbut For For Management
2 Change Company Name For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239359102
Meeting Date: JAN 21, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For For Management
1.2 Elect Director Gary M. Hoover For For Management
1.3 Elect Director Stephen C. Jumper For For Management
1.4 Elect Director Ted R. North For For Management
1.5 Elect Director Tim C. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Baldwin For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Don J. McGrath For For Management
1.5 Elect Director Neil J. Metviner For For Management
1.6 Elect Director Stephen P. Nachtsheim For For Management
1.7 Elect Director Mary Ann O'Dwyer For For Management
1.8 Elect Director Martyn R. Redgrave For For Management
1.9 Elect Director Lee J. Schram For For Management
1.10 Elect Director Thomas J. Reddin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEMAND MEDIA, INC.
Ticker: DMD Security ID: 24802N109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hawkins For For Management
1.2 Elect Director Joshua G. James For For Management
1.3 Elect Director Victor E. Parker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Approve Reverse Stock Split For For Management
6 Approve Repricing of Options For Against Management
--------------------------------------------------------------------------------
DESTINATION MATERNITY CORPORATION
Ticker: DEST Security ID: 25065D100
Meeting Date: JAN 24, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnaud Ajdler For For Management
1.2 Elect Director Michael J. Blitzer For For Management
1.3 Elect Director Barry Erdos For For Management
1.4 Elect Director Joseph A. Goldblum For For Management
1.5 Elect Director Edward M. Krell For For Management
1.6 Elect Director Melissa Payner-Gregor For For Management
1.7 Elect Director William A. Schwartz, Jr. For For Management
1.8 Elect Director B. Allen Weinstein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DFC GLOBAL CORP.
Ticker: DLLR Security ID: 23324T107
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive Kahn For For Management
1.2 Elect Director John Gavin For For Management
1.3 Elect Director Edward A. Evans For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: EXXI Security ID: G10082140
Meeting Date: NOV 05, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cornelius Dupre, II For For Management
1.2 Elect Director Kevin Flannery For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC.
Ticker: ENTR Security ID: 29384R105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Henry For For Management
1.2 Elect Director William Bock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION
Ticker: ESL Security ID: 297425100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony P. Franceschini For For Management
1.2 Elect Director James J. Morris For For Management
1.3 Elect Director Henry W. Winship, IV For For Management
1.4 Elect Director Curtis C. Reusser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
Ticker: FFG Security ID: 30239F106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Brannen For For Management
1.2 Elect Director Roger K. Brooks For For Management
1.3 Elect Director Jerry L. Chicoine For For Management
1.4 Elect Director Paul E. Larson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC.
Ticker: FFCH Security ID: 320239106
Meeting Date: JUL 24, 2013 Meeting Type: Special
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: OCT 29, 2013 Meeting Type: Special
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roderick English For For Management
1.2 Elect Director Gary J. Lehman For For Management
1.3 Elect Director Jean L. Wojtowicz For For Management
1.4 Elect Director F. Howard Halderman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: NOV 20, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change State of Incorporation [from For Against Management
New York to Delaware]
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For For Management
1.2 Elect Director Raymond C. Avansino, Jr. For For Management
1.3 Elect Director Richard L. Bready For For Management
1.4 Elect Director Mario J. Gabelli For For Management
1.5 Elect Director Eugene R. McGrath For For Management
1.6 Elect Director Robert S. Prather, Jr. For For Management
1.7 Elect Director Elisa M. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brinn J. Lipke For For Management
1.2 Elect Director William P. Montague For For Management
1.3 Elect Director Arthur A. Russ, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEARTLAND PAYMENT SYSTEMS, INC.
Ticker: HPY Security ID: 42235N108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert O. Carr For For Management
1.2 Elect Director Robert H. Niehaus For For Management
1.3 Elect Director Jonathan J. Palmer For For Management
1.4 Elect Director Maureen Breakiron-Evans For For Management
1.5 Elect Director Marc J. Ostro For For Management
1.6 Elect Director Richard W. Vague For For Management
1.7 Elect Director Mitchell L. Hollin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HHGREGG, INC.
Ticker: HGG Security ID: 42833L108
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. May For For Management
1.2 Elect Director Gregg W. Throgmartin For For Management
1.3 Elect Director Gregory M. Bettinelli For For Management
1.4 Elect Director Lawrence P. Castellani For For Management
1.5 Elect Director Benjamin D. Geiger For For Management
1.6 Elect Director Catherine A. Langham For For Management
1.7 Elect Director John M. Roth For For Management
1.8 Elect Director Michael L. Smith For For Management
1.9 Elect Director Peter M. Starrett For For Management
1.10 Elect Director Kathleen C. Tierney For For Management
1.11 Elect Director Darell E. Zink For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Ederer For For Management
1.2 Elect Director Thomas E. King For For Management
1.3 Elect Director George 'Judd' Kirk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055107
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Cole For For Management
1.2 Elect Director Barry Emanuel For For Management
1.3 Elect Director Drew Cohen For For Management
1.4 Elect Director F. Peter Cuneo For For Management
1.5 Elect Director Mark Friedman For For Management
1.6 Elect Director James A. Marcum For For Management
1.7 Elect Director Laurence N. Charney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPAX LABORATORIES, INC.
Ticker: IPXL Security ID: 45256B101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Z. Benet For For Management
1.2 Elect Director Robert L. Burr For For Management
1.3 Elect Director Allen Chao For For Management
1.4 Elect Director Nigel Ten Fleming For For Management
1.5 Elect Director Larry Hsu For For Management
1.6 Elect Director Michael Markbreiter For For Management
1.7 Elect Director Mary K. Pendergast For For Management
1.8 Elect Director Peter R. Terreri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Pechota For For Management
1.2 Elect Director W. Allen Rogers, II For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Jean Levy For For Management
1.7 Elect Director Robert Bensoussan For For Management
1.8 Elect Director Serge Rosinoer For For Management
1.9 Elect Director Patrick Choel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
INTRALINKS HOLDINGS, INC.
Ticker: IL Security ID: 46118H104
Meeting Date: AUG 09, 2013 Meeting Type: Annual
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Hovsepian For For Management
1.2 Elect Director Brian J. Conway For For Management
1.3 Elect Director Peter Gyenes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISLE OF CAPRI CASINOS, INC.
Ticker: ISLE Security ID: 464592104
Meeting Date: OCT 01, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Goldstein For For Management
1.2 Elect Director Gregory J. Kozicz For For Management
1.3 Elect Director James B. Perry For For Management
2.4 Elect Director Bonnie Biumi For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Barger For For Management
1b Elect Director Jens Bischof For For Management
1c Elect Director Peter Boneparth For For Management
1d Elect Director David Checketts For For Management
1e Elect Director Virginia Gambale For For Management
1f Elect Director Stephan Gemkow For For Management
1g Elect Director Ellen Jewett For For Management
1h Elect Director Stanley McChrystal For For Management
1i Elect Director Joel Peterson For For Management
1j Elect Director Ann Rhoades For For Management
1k Elect Director Frank Sica For For Management
1l Elect Director Thomas Winkelmann For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KADANT INC.
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Albertine For For Management
1.2 Elect Director Thomas C. Leonard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC.
Ticker: KEG Security ID: 492914106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Fertig For For Management
1.2 Elect Director Robert K. Reeves For For Management
1.3 Elect Director Mark H. Rosenberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBALB Security ID: 494274103
Meeting Date: OCT 15, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jack R. Wentworth For For Management
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
LAKELAND BANCORP, INC.
Ticker: LBAI Security ID: 511637100
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Bosma For For Management
1.2 Elect Director Mark J. Fredericks For For Management
1.3 Elect Director Janeth C. Hendershot For For Management
1.4 Elect Director Robert B. Nicholson, III For For Management
1.5 Elect Director Edward B. Deutsch For For Management
1.6 Elect Director Thomas J. Marino For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carleton For For Management
1.2 Elect Director Jonathan Dolgen For For Management
1.3 Elect Director Ariel Emanuel For For Management
1.4 Elect Director Robert Ted Enloe, III For For Management
1.5 Elect Director Jeffrey T. Hinson For For Management
1.6 Elect Director Margaret "Peggy" Johnson For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For For Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Gary Cook For For Management
1b Elect Director Kurt M. Landgraf For For Management
1c Elect Director John W. Weaver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Manning For For Management
1.2 Elect Director Patrick Cunningham For For Management
1.3 Elect Director Richard Goldberg For For Management
1.4 Elect Director Barbara Goodstein For For Management
1.5 Elect Director Richard M. Hurwitz For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director Robert M. Zak For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MB FINANCIAL, INC.
Ticker: MBFI Security ID: 55264U108
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: JAN 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
MDC PARTNERS INC.
Ticker: MDCA Security ID: 552697104
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miles S. Nadal For For Management
1.2 Elect Director Clare Copeland For For Management
1.3 Elect Director Scott L. Kauffman For For Management
1.4 Elect Director Michael J.L. Kirby For For Management
1.5 Elect Director Stephen M. Pustil For For Management
1.6 Elect Director Irwin D. Simon For For Management
2 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Meringolo For For Management
1.2 Elect Director Kenneth R. Newsome For For Management
1.3 Elect Director Pamela R. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane R. Dunham For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOBILE MINI, INC.
Ticker: MINI Security ID: 60740F105
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick McNamee, III For For Management
1.2 Elect Director Lawrence Trachtenberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Mario Molina For For Management
1.2 Elect Director Steven J. Orlando For For Management
1.3 Elect Director Ronna E. Romney For For Management
1.4 Elect Director Dale B. Wolf For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C. S. Lo For For Management
1.2 Elect Director Jocelyn E. Carter-Miller For For Management
1.3 Elect Director Ralph E. Faison For For Management
1.4 Elect Director A. Timothy Godwin For For Management
1.5 Elect Director Jef Graham For For Management
1.6 Elect Director Linwood A. Lacy, Jr. For For Management
1.7 Elect Director Gregory J. Rossmann For For Management
1.8 Elect Director Barbara V. Scherer For For Management
1.9 Elect Director Julie A. Shimer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC.
Ticker: NTCT Security ID: 64115T104
Meeting Date: AUG 26, 2013 Meeting Type: Annual
Record Date: JUL 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anil K. Singhal For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Robert E. Donahue For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMEROS CORPORATION
Ticker: OMER Security ID: 682143102
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Cable For For Management
1.2 Elect Director Peter A. Demopulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dana Callow, Jr. For For Management
1.2 Elect Director Christopher J. Lindop For For Management
1.3 Elect Director Josef H. von Rickenbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Gyenes For For Management
1.2 Elect Director Richard H. Jones For For Management
1.3 Elect Director Steven F. Kaplan For For Management
1.4 Elect Director James P. O'Halloran For For Management
1.5 Elect Director Alan Trefler For For Management
1.6 Elect Director Larry Weber For For Management
1.7 Elect Director William W. Wyman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PERICOM SEMICONDUCTOR CORPORATION
Ticker: PSEM Security ID: 713831105
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex Chiming Hui For For Management
1.2 Elect Director Chi-Hung (John) Hui For For Management
1.3 Elect Director John C. East For For Management
1.4 Elect Director Hau L. Lee For For Management
1.5 Elect Director Michael J. Sophie For For Management
1.6 Elect Director Siu-Weng Simon Wong For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 26, 2013 Meeting Type: Annual
Record Date: MAY 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Menderes Akdag For For Management
1.2 Elect Director Frank J. Formica For For Management
1.3 Elect Director Gian M. Fulgoni For For Management
1.4 Elect Director Ronald J. Korn For For Management
1.5 Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFSWEB, INC.
Ticker: PFSW Security ID: 717098206
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Neil W. Jacobs For For Management
2.2 Elect Director Benjamin Rosenzweig For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PHARMERICA CORPORATION
Ticker: PMC Security ID: 71714F104
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Weishar For For Management
1.2 Elect Director W. Robert Dahl, Jr. For For Management
1.3 Elect Director Frank E. Collins For For Management
1.4 Elect Director Thomas P. Mac Mahon For For Management
1.5 Elect Director Marjorie W. Dorr For For Management
1.6 Elect Director Thomas P. Gerrity For For Management
1.7 Elect Director Robert A. Oakley For For Management
1.8 Elect Director Geoffrey G. Meyers For For Management
1.9 Elect Director Patrick G. LePore For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For For Management
1.2 Elect Director Joseph A. Fiorita, Jr. For For Management
1.3 Elect Director Liang-Choo Hsia For For Management
1.4 Elect Director Constantine Macricostas For For Management
1.5 Elect Director George Macricostas For For Management
1.6 Elect Director Mitchell G. Tyson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 12, 2014 Meeting Type: Annual
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralf R. Boer For For Management
1.2 Elect Director Stephen P. Cortinovis For For Management
1.3 Elect Director David J. Drury For For Management
1.4 Elect Director Dean A. Foate For For Management
1.5 Elect Director Rainer Jueckstock For For Management
1.6 Elect Director Peter Kelly For For Management
1.7 Elect Director Phil R. Martens For For Management
1.8 Elect Director Michael V. Schrock For For Management
1.9 Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
Ticker: PLPC Security ID: 740444104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn Corlett For For Management
1.2 Elect Director Michael Gibbons For For Management
1.3 Elect Director Steven Kestner For For Management
1.4 Elect Director Randall Ruhlman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRIVATEBANCORP, INC.
Ticker: PVTB Security ID: 742962103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Coleman For For Management
1.2 Elect Director James M. Guyette For For Management
1.3 Elect Director Ralph B. Mandell For For Management
1.4 Elect Director Cheryl Mayberry For For Management
McKissack
1.5 Elect Director Edward W. Rabin For For Management
1.6 Elect Director Larry D. Richman For For Management
1.7 Elect Director Collin E. Roche For For Management
1.8 Elect Director William R. Rybak For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For For Management
1.2 Elect Director John P. Goetz For For Management
1.3 Elect Director William L. Lipsey For For Management
1.4 Elect Director Steven M. Galbraith For For Management
1.5 Elect Director Joel M. Greenblatt For For Management
1.6 Elect Director Richard P. Meyerowich For For Management
1.7 Elect Director Charles D. Johnston For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Aiken For For Management
1b Elect Director Stephen E. Carley For For Management
1c Elect Director Lloyd L. Hill For For Management
1d Elect Director Richard J. Howell For For Management
1e Elect Director Glenn B. Kaufman For For Management
1f Elect Director Pattye L. Moore For For Management
1g Elect Director Stuart I. Oran For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED
Ticker: BB Security ID: 760975102
Meeting Date: JUL 09, 2013 Meeting Type: Annual/Special
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Dattels For For Management
1.2 Elect Director Thorsten Heins For For Management
1.3 Elect Director David Kerr For For Management
1.4 Elect Director Claudia Kotchka For For Management
1.5 Elect Director Richard Lynch For For Management
1.6 Elect Director Roger Martin For For Management
1.7 Elect Director Bert Nordberg For For Management
1.8 Elect Director Barbara Stymiest For For Management
1.9 Elect Director Prem Watsa For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Change Company Name to Blackberry For For Management
Limited
4 Amend Bylaws For For Management
5 Approve Equity Incentive Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RECN Security ID: 76122Q105
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: AUG 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Cherbak For For Management
1.2 Elect Director Neil F. Dimick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 10, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil R. Bonke For For Management
1b Elect Director Michael J. Clarke For For Management
1c Elect Director Eugene A. Delaney For For Management
1d Elect Director John P. Goldsberry For For Management
1e Elect Director Joseph G. Licata, Jr. For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Wayne Shortridge For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Bauer For For Management
1.2 Elect Director Annabelle G. Bexiga For For Management
1.3 Elect Director A. David Brown For For Management
1.4 Elect Director John C. Burville For For Management
1.5 Elect Director Joan M. Lamm-Tennant For For Management
1.6 Elect Director Michael J. Morrissey For For Management
1.7 Elect Director Gregory E. Murphy For For Management
1.8 Elect Director Cynthia S. Nicholson For For Management
1.9 Elect Director Ronald L. O'Kelley For For Management
1.10 Elect Director William M. Rue For For Management
1.11 Elect Director J. Brian Thebault For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director J. Ralph Atkin For For Management
1.3 Elect Director W. Steve Albrecht For For Management
1.4 Elect Director Margaret S. Billson For For Management
1.5 Elect Director Henry J. Eyring For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Robert G. Sarver For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPARTAN STORES, INC.
Ticker: SPTN Security ID: 846822104
Meeting Date: NOV 18, 2013 Meeting Type: Special
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SPARTAN STORES, INC.
Ticker: SPTN Security ID: 846822104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Dennis Eidson For For Management
1.3 Elect Director Mickey P. Foret For For Management
1.4 Elect Director Frank M. Gambino For For Management
1.5 Elect Director Douglas A. Hacker For For Management
1.6 Elect Director Yvonne R. Jackson For For Management
1.7 Elect Director Elizabeth A. Nickels For For Management
1.8 Elect Director Timothy J. O'Donovan For For Management
1.9 Elect Director Hawthorne L. Proctor For For Management
1.10 Elect Director Craig C. Sturken For For Management
1.11 Elect Director William R. Voss For For Management
2 Change Company Name For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STERIS CORPORATION
Ticker: STE Security ID: 859152100
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Breeden For For Management
1.2 Elect Director Cynthia L. Feldmann For For Management
1.3 Elect Director Jacqueline B. Kosecoff For For Management
1.4 Elect Director David B. Lewis For For Management
1.5 Elect Director Kevin M. McMullen For For Management
1.6 Elect Director Walter M Rosebrough, Jr. For For Management
1.7 Elect Director Mohsen M. Sohi For For Management
1.8 Elect Director John P. Wareham For For Management
1.9 Elect Director Loyal W. Wilson For For Management
1.10 Elect Director Michael B. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose H. Bedoya For For Management
1.2 Elect Director Susan E. Knight For For Management
2 Fix Number of Directors at Eight For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For For Management
1.3 Elect Director David VanderPloeg For For Management
1.4 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Anderson For For Management
1.2 Elect Director Gerard M. Anderson For For Management
1.3 Elect Director Catherine M. Kilbane For For Management
1.4 Elect Director Robert J. King, Jr. For For Management
1.5 Elect Director Ross W. Manire For For Management
1.6 Elect Director Donald L. Mennel For For Management
1.7 Elect Director Patrick S. Mullin For For Management
1.8 Elect Director John T. Stout, Jr. For For Management
1.9 Elect Director Jacqueline F. Woods For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Overton For For Management
1b Elect Director Alexander L. Cappello For For Management
1c Elect Director Jerome I. Kransdorf For For Management
1d Elect Director Laurence B. Mindel For For Management
1e Elect Director David B. Pittaway For For Management
1f Elect Director Douglas L. Schmick For For Management
1g Elect Director Herbert Simon For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director Joseph Gromek For For Management
1.3 Elect Director Susan Sobbott For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Provide Directors May be Removed With
or Without Cause
6 Change Company Name For For Management
--------------------------------------------------------------------------------
THE PANTRY, INC.
Ticker: PTRY Security ID: 698657103
Meeting Date: MAR 13, 2014 Meeting Type: Proxy Contest
Record Date: JAN 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Robert F. Bernstock For Did Not Vote Management
1.2 Elect Director Thomas W. Dickson For Did Not Vote Management
1.3 Elect Director Wilfred A. Finnegan For Did Not Vote Management
1.4 Elect Director Kathleen Guion For Did Not Vote Management
1.5 Elect Director Dennis G. Hatchell For Did Not Vote Management
1.6 Elect Director Edwin J. Holman For Did Not Vote Management
1.7 Elect Director Terry L. McElroy For Did Not Vote Management
1.8 Elect Director Mark D. Miles For Did Not Vote Management
1.9 Elect Director Thomas M. Murnane For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify Auditors For Did Not Vote Management
4 Report on Human Rights Risk Assessment Against Did Not Vote Shareholder
Process
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1.1 Elect Directors Todd E. Diener For For Shareholder
1.2 Elect Directors James C. Pappas For For Shareholder
1.3 Elect Directors Joshua E. Schechter For Withhold Shareholder
1.4 Management Nominee - Thomas W. Dickson For For Shareholder
1.5 Management Nominee - Wilfred A. For For Shareholder
Finnegan
1.6 Management Nominee - Kathleen Guion For For Shareholder
1.7 Management Nominee - Dennis G. Hatchell For For Shareholder
1.8 Management Nominee - Terry L. McElroy For For Shareholder
1.9 Management Nominee - Mark D. Miles For For Shareholder
2 Advisory Vote to Ratify Named None For Management
Executive Officers' Compensation
3 Ratify Auditors None For Management
4 Report on Human Rights Risk Assessment None For Shareholder
Process
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THRESHOLD PHARMACEUTICALS, INC.
Ticker: THLD Security ID: 885807206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director Harold E. Selick For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TOWER INTERNATIONAL, INC.
Ticker: TOWR Security ID: 891826109
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. English, Jr. For For Management
1.2 Elect Director Jonathan Gallen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven C. Cooper For For Management
1b Elect Director Thomas E. McChesney For For Management
1c Elect Director Gates McKibbin For For Management
1d Elect Director Jeffrey B. Sakaguchi For For Management
1e Elect Director Joseph P. Sambataro, Jr. For For Management
1f Elect Director Bonnie W. Soodik For For Management
1g Elect Director William W. Steele For For Management
1h Elect Director Craig E. Tall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerald L. Pullins For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Lawrance W. McAfee For For Management
1.4 Elect Director Daniel C. Arnold For For Management
1.5 Elect Director Mark J. Brookner For For Management
1.6 Elect Director Harry S. Chapman For For Management
1.7 Elect Director Bernard A. Harris, Jr. For For Management
1.8 Elect Director Marlin W. Johnston For For Management
1.9 Elect Director Reginald E. Swanson For For Management
1.10 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Davis For For Management
1.2 Elect Director Peggy Y. Fowler For For Management
1.3 Elect Director Stephen M. Gambee For For Management
1.4 Elect Director James S. Greene For For Management
1.5 Elect Director Luis F. Machuca For For Management
1.6 Elect Director Laureen E. Seeger For For Management
1.7 Elect Director Dudley R. Slater For For Management
1.8 Elect Director Susan F. Stevens For For Management
1.9 Elect Director Hilliard C. Terry, III For For Management
1.10 Elect Director Bryan L. Timm For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jared L. Cohon For For Management
1b Elect Director J. Edward Coleman For For Management
1c Elect Director Alison Davis For For Management
1d Elect Director Nathaniel A. Davis For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Leslie F. Kenne For For Management
1g Elect Director Lee D. Roberts For For Management
1h Elect Director Paul E. Weaver For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Carlton For For Management
1.2 Elect Director Douglas M. Hultquist For For Management
1.3 Elect Director Casey D. Mahon For For Management
1.4 Elect Director Randy A. Ramlo For For Management
1.5 Elect Director Susan E. Voss For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED ONLINE, INC.
Ticker: UNTD Security ID: 911268100
Meeting Date: SEP 05, 2013 Meeting Type: Special
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Amend Articles For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
USA MOBILITY, INC.
Ticker: USMO Security ID: 90341G103
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N. Blair Butterfield For For Management
1.2 Elect Director Nicholas A. Gallopo For For Management
1.3 Elect Director Vincent D. Kelly For For Management
1.4 Elect Director Brian O'Reilly For For Management
1.5 Elect Director Matthew Oristano For For Management
1.6 Elect Director Samme L. Thompson For For Management
1.7 Elect Director Royce Yudkoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Buthman For For Management
1.2 Elect Director William F. Feehery For For Management
1.3 Elect Director Thomas W. Hofmann For For Management
1.4 Elect Director Paula A. Johnson For For Management
1.5 Elect Director Myla P. Lai-Goldman For For Management
1.6 Elect Director Douglas A. Michels For For Management
1.7 Elect Director Donald E. Morel, Jr. For For Management
1.8 Elect Director John H. Weiland For For Management
1.9 Elect Director Anthony Welters For For Management
1.10 Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director Joseph F. Damico For For Management
1.4 Elect Director Bert A. Getz, Jr. For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Charles H. James, III For For Management
1.8 Elect Director Albin F. Moschner For For Management
1.9 Elect Director Thomas J. Neis For For Management
1.10 Elect Director Christopher J. Perry For For Management
1.11 Elect Director Ingrid S. Stafford For For Management
1.12 Elect Director Sheila G. Talton For For Management
1.13 Elect Director Edward J. Wehmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis B. Brake, Jr. For For Management
1.2 Elect Director Charles G. Cheleden For For Management
1.3 Elect Director Mark A. Turner For For Management
2 Ratify Auditors For For Management
========================== C DWS Core Equity Fund ===========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALCATEL LUCENT
Ticker: ALU Security ID: 013904305
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Elect Veronique Morali as Director For For Management
5 Elect Francesco Caio as Director For For Management
6 Reelect Kim Crawford as Director For For Management
7 Reelect Jean-Cyril Spinetta as Director For For Management
8 Advisory Vote on Compensation of For For Management
Michel Combes
9 Advisory Vote on Compensation of For For Management
Philippe Camus
10 Ratify Change of Registered Office to For For Management
148/152, Route de la Reine, 92100
Boulogne-Billancourt and Amend Article
4 of Bylaws Accordingly
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 46.5 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with a Binding
Priority Right up to Aggregate Nominal
Amount of EUR 28.25 Million, and up to
Aggregate Nominal Amount of EUR 14.1
Million without a Binding Priority
Right
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 14.1 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 5 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
20 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
24 Amendments or new resolutions proposed For For Management
at the meeting
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC.
Ticker: ATK Security ID: 018804104
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne J. Decyk For For Management
1.2 Elect Director Mark W. DeYoung For For Management
1.3 Elect Director Martin C. Faga For For Management
1.4 Elect Director Ronald R. Fogleman For For Management
1.5 Elect Director April H. Foley For For Management
1.6 Elect Director Tig H. Krekel For For Management
1.7 Elect Director Douglas L. Maine For For Management
1.8 Elect Director Roman Martinez, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director William J. Marrazzo For For Management
1h Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director W. Walker Lewis For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director Jeffrey Noddle For For Management
1h Elect Director H. Jay Sarles For For Management
1i Elect Director Robert F. Sharpe, Jr. For For Management
1j Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Report on Financial Risks of Climate Against For Shareholder
Change
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For For Management
1.2 Elect Director Glen C. Warren, Jr. For For Management
1.3 Elect Director James R. Levy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against For Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Dennis C. Cuneo For For Management
1.3 Elect Director Vicki L. Sato For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
CA, INC.
Ticker: CA Security ID: 12673P105
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jens Alder For For Management
1B Elect Director Raymond J. Bromark For For Management
1C Elect Director Gary J. Fernandes For For Management
1D Elect Director Michael P. Gregoire For For Management
1E Elect Director Rohit Kapoor For For Management
1F Elect Director Kay Koplovitz For For Management
1G Elect Director Christopher B. Lofgren For For Management
1H Elect Director Richard Sulpizio For For Management
1I Elect Director Laura S. Unger For For Management
1J Elect Director Arthur F. Weinbach For For Management
1K Elect Director Renato (Ron) Zambonini For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Rights Plan (Poison For�� Against Management
Pill)
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against For Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Patsalos-Fox For For Management
1b Elect Director Robert E. Weissman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC.
Ticker: COMM Security ID: 20337X109
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank M. Drendel For For Management
1.2 Elect Director Marco De Benedetti For For Management
1.3 Elect Director Peter J. Clare For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION
Ticker: CSC Security ID: 205363104
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Barram For For Management
1b Elect Director Erik Brynjolfsson For For Management
1c Elect Director Rodney F. Chase For For Management
1d Elect Director Judith R. Haberkorn For For Management
1e Elect Director Nancy Killefer For For Management
1f Elect Director J. Michael Lawrie For For Management
1g Elect Director Brian Patrick MacDonald For For Management
1h Elect Director Chong Sup Park For For Management
1i Elect Director Lawrence A. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Restricted For Against Management
Stock Plan
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Dale N. Hatfield For For Management
1c Elect Director Lee W. Hogan For For Management
1d Elect Director Robert F. McKenzie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Vivek Paul For For Management
1e Elect Director Lawrence F. Probst, III For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Denise F. Warren For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Spencer F. Kirk For For Management
1.3 Elect Director Karl Haas For For Management
1.4 Elect Director Joseph D. Margolis For For Management
1.5 Elect Director Diane Olmstead For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director K. Fred Skousen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Screen Political Contributions for Against For Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against For Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against For Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against For Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Kim D. Blickenstaff For For Management
1.3 Elect Director Kathryn E. Falberg For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director C. Patrick Machado For For Management
1.6 Elect Director Dawn Svoronos For For Management
1.7 Elect Director W. Anthony Vernon For For Management
1.8 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Laura K. Ipsen For For Management
1c Elect Director William U. Parfet For For Management
1d Elect Director George H. Poste For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk of Genetic Engineering Against For Shareholder
in Order to Work with Regulators
5 Report on Risk of Genetically Against For Shareholder
Engineered Products
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director Robert M. Beall, II For For Management
1c Elect Director James L. Camaren For For Management
1d Elect Director Kenneth B. Dunn For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director James L. Robo For For Management
1h Elect Director Rudy E. Schupp For For Management
1i Elect Director John L. Skolds For For Management
1j Elect Director William H. Swanson For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For For Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Gilbert F. Casellas For For Management
1.4 Elect Director James G. Cullen For For Management
1.5 Elect Director Mark B. Grier For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director Martina Hund-Mejean For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Christine A. Poon For For Management
1.10 Elect Director Douglas A. Scovanner For For Management
1.11 Elect Director John R. Strangfeld For For Management
1.12 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Fischer For For Management
1b Elect Director Rakesh Sachdev For For Management
1c Elect Director Jane L. Warner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED
Ticker: BB Security ID: 760975102
Meeting Date: JUL 09, 2013 Meeting Type: Annual/Special
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Dattels For For Management
1.2 Elect Director Thorsten Heins For For Management
1.3 Elect Director David Kerr For For Management
1.4 Elect Director Claudia Kotchka For For Management
1.5 Elect Director Richard Lynch For For Management
1.6 Elect Director Roger Martin For For Management
1.7 Elect Director Bert Nordberg For For Management
1.8 Elect Director Barbara Stymiest For For Management
1.9 Elect Director Prem Watsa For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Change Company Name to Blackberry For For Management
Limited
4 Amend Bylaws For For Management
5 Approve Equity Incentive Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For For Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC.
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Arthur F. Kingsbury For For Management
1.4 Elect Director Kurt J. Lauk For For Management
1.5 Elect Director Kenneth A. Viellieu For For Management
1.6 Elect Director Thomas C. Wajnert For For Management
1.7 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPW Security ID: 784635104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick D. Campbell For For Management
1.2 Elect Director Emerson U. Fullwood For For Management
1.3 Elect Director Michael J. Mancuso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frits van Paasschen For For Management
1b Elect Director Bruce W. Duncan For For Management
1c Elect Director Adam M. Aron For For Management
1d Elect Director Charlene Barshefsky For For Management
1e Elect Director Thomas E. Clarke For For Management
1f Elect Director Clayton C. Daley, Jr. For For Management
1g Elect Director Lizanne Galbreath For For Management
1h Elect Director Eric Hippeau For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Stephen R. Quazzo For For Management
1k Elect Director Thomas O. Ryder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRATASYS LTD.
Ticker: SSYS Security ID: M85548101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2014 Meeting Type: Annual
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Gary S. Petersmeyer For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein For For Management
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sean P. Hennessy For For Management
1.2 Elect Director Douglas Peacock For For Management
1.3 Elect Director John Staer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
US AIRWAYS GROUP, INC.
Ticker: LCC Security ID: 90341W108
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAY 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For Against Management
4a Elect Director Denise M. O'Leary For For Management
4b Elect Director George M. Philip For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Juan Ernesto de Bedout For For Management
1.4 Elect Director Ursula O. Fairbairn For For Management
1.5 Elect Director George Fellows For For Management
1.6 Elect Director Clarence Otis, Jr. For For Management
1.7 Elect Director Matthew J. Shattock For For Management
1.8 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pamela J. Craig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 24, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Claw-back of Payments under Against Against Shareholder
Restatements
5 Provide For Confidential Running Vote Against For Shareholder
Tallies
======================== D DWS Capital Growth Fund =========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Niall Ferguson For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Harold J. Meyerman For For Management
1f Elect Director William J. Nutt For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Rita M. Rodriguez For For Management
1i Elect Director Patrick T. Ryan For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Dobson For For Management
1b Elect Director Paul J. Evanson For For Management
1c Elect Director Martha Clark Goss For For Management
1d Elect Director Richard R. Grigg For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director George MacKenzie For For Management
1g Elect Director William J. Marrazzo For For Management
1h Elect Director Susan N. Story For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director W. Walker Lewis For For Management
1f Elect Director Siri S. Marshall For For Management
1g Elect Director Jeffrey Noddle For For Management
1h Elect Director H. Jay Sarles For For Management
1i Elect Director Robert F. Sharpe, Jr. For For Management
1j Elect Director William H. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Auditors For For Management
6 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For For Management
1.2 Elect Director Glen C. Warren, Jr. For For Management
1.3 Elect Director James R. Levy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against For Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hayes For For Management
1.2 Elect Director George M. Smart For For Management
1.3 Elect Director Theodore M. Solso For For Management
1.4 Elect Director Stuart A. Taylor, II For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Dennis C. Cuneo For For Management
1.3 Elect Director Vicki L. Sato For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. DePinto For For Management
1.2 Elect Director Harriet Edelman For For Management
1.3 Elect Director Michael A. George For For Management
1.4 Elect Director William T. Giles For For Management
1.5 Elect Director Gerardo I. Lopez For For Management
1.6 Elect Director Jon L. Luther For For Management
1.7 Elect Director John W. Mims For For Management
1.8 Elect Director George R. Mrkonic For For Management
1.9 Elect Director Rosendo G. Parra For For Management
1.10 Elect Director Wyman T. Roberts For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CAREFUSION CORPORATION
Ticker: CFN Security ID: 14170T101
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kieran T. Gallahue For For Management
1b Elect Director J. Michael Losh For For Management
1c Elect Director Edward D. Miller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Declassify the Board of Directors For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
7 Reduce Supermajority Vote Requirement For For Management
8 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Easton For For Management
1.2 Elect Director Hollings C. Renton For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert D. Daleo For For Management
1b Elect Director Murray J. Demo For For Management
1c Elect Director Asiff S. Hirji For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Patsalos-Fox For For Management
1b Elect Director Robert E. Weissman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For For Management
1.3 Elect Director John W. Meisenbach For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Dale N. Hatfield For For Management
1c Elect Director Lee W. Hogan For For Management
1d Elect Director Robert F. McKenzie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Patricia D. Fili-Krushel For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Screen Political Contributions for Against For Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Xie For For Management
1.2 Elect Director William H. Neukom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against For Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan ��For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GNC HOLDINGS, INC.
Ticker: GNC Security ID: 36191G107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Berger For For Management
1.2 Elect Director Alan D. Feldman For For Management
1.3 Elect Director Joseph M. Fortunato For For Management
1.4 Elect Director Michael F. Hines For For Management
1.5 Elect Director Amy B. Lane For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Robert F. Moran For For Management
1.8 Elect Director C. Scott O'Hara For For Management
1.9 Elect Director Richard J. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Brody For For Management
1b Elect Director William V. Campbell For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Diane B. Greene For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Jeff Weiner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna A. James For For Management
1.2 Elect Director Jeffrey H. Miro �� For For Management
1.3 Elect Director Michael G. Morris For For Management
1.4 Elect Director Raymond Zimmerman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For For Management
1.3 Elect Director David Sze For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jagjeet S. Bindra to Supervisory For For Management
Board
1b Elect Milton Carroll to Supervisory For For Management
Board
1c Elect Claire S. Farley to Supervisory For For Management
Board
1d Elect Rudy van der Meer to Supervisory For For Management
Board
1e Elect Isabella D. Goren to Supervisory For For Management
Board
1f Elect Nance K. Dicciani to Supervisory For For Management
Board
2a Elect Karyn F. Ovelmen to Management For For Management
Board
2b Elect Craig B. Glidden to Management For For Management
Board
2c Elect Bhavesh V. Patel to Management For For Management
Board
2d Elect Patrick D. Quarles to Management For For Management
Board
2e Elect Timothy D. Roberts to Management For For Management
Board
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
8 Approve Dividends of USD 2.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For For Management
1e Elect Director M. Christine Jacobs For For Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against Against Shareholder
Clawback Activity
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Kim D. Blickenstaff For For Management
1.3 Elect Director Kathryn E. Falberg For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director C. Patrick Machado For For Management
1.6 Elect Director Dawn Svoronos For For Management
1.7 Elect Director W. Anthony Vernon For For Management
1.8 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For �� For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Laura K. Ipsen For For Management
1c Elect Director William U. Parfet For For Management
1d Elect Director George H. Poste For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk of Genetic Engineering Against For Shareholder
in Order to Work with Regulators
5 Report on Risk of Genetically Against For Shareholder
Engineered Products
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Ticker: NCLH Security ID: G66721104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tan Sri Lim Kok Thay For For Management
1b Elect Director David M. Abrams For For Management
1c Elect Director John Chidsey For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officer's Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect E. Meurice as Non-Executive For For Management
Director
3 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None ��None Management
2a Discuss Remuneration Report None None Management
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Adopt Financial Statements For For Management
2d Approve Discharge of Board of Directors For For Management
3a Reelect R.L. Clemmer as Executive For For Management
Director
3b Reelect P. Bonfield as Non-Executive For For Management
Director
3c Reelect J.P. Huth as as Non-Executive For For Management
Director
3d Reelect K.A. Goldman as as For For Management
Non-Executive Director
3e Reelect M. Helmes as as Non-Executive For For Management
Director
3f Reelect J. Kaeser as as Non-Executive For For Management
Director
3g Reelect I. Loring as as Non-Executive For For Management
Director
3h Reelect E. Meurice as as Non-Executive For For Management
Director
3i Reelect J. Southern as as For For Management
Non-Executive Director
3j Elect R. Tsai as as Non-Executive For For Management
Director
4 Authorize Repurchase of Shares For For Management
5 Approve Cancellation of Repurchased For For Management
Shares
6 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Linda S. Harty For For Management
1.3 Elect Director William E. Kassling For For Management
1.4 Elect Director Robert J. Kohlhepp For For Management
1.5 Elect Director Kevin A. Lobo For For Management
1.6 Elect Director Klaus-Peter Muller For For Management
1.7 Elect Director Candy M. Obourn For For Management
1.8 Elect Director Joseph M. Scaminace For For Management
1.9 Elect Director Wolfgang R. Schmitt For For Management
1.10 Elect Director Ake Svensson For For Management
1.11 Elect Director James L. Wainscott For For Management
1.12 Elect Director Donald E. Washkewicz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Stacy P. Methvin For For Management
1.3 Elect Director Charles E. Ramsey, Jr. For For Management
1.4 Elect Director Frank A. Risch For For Management
1.5 Elect Director Edison C. Buchanan For For Management
1.6 Elect Director Larry R. Grillot For For Management
1.7 Elect Director J. Kenneth Thompson For For Management
1.8 Elect Director Jim A. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Fischer For For Management
1b Elect Director Rakesh Sachdev For For Management
1c Elect Director Jane L. Warner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Wallman For For Management
1.2 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC.
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 08, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Thomas A. Dattilo For For Management
1.3 Elect Director Arthur F. Kingsbury For For Management
1.4 Elect Director Kurt J. Lauk For For Management
1.5 Elect Director Kenneth A. Viellieu For For Management
1.6 Elect Director Thomas C. Wajnert For For Management
1.7 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPW Security ID: 784635104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick D. Campbell For For Management
1.2 Elect Director Emerson U. Fullwood For For Management
1.3 Elect Director Michael J. Mancuso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Devenuti For For Management
1.2 Elect Director Stefan K. Widensohler For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
Ticker: HOT Security ID: 85590A401
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frits van Paasschen For For Management
1b Elect Director Bruce W. Duncan For For Management
1c Elect Director Adam M. Aron For For Management
1d Elect Director Charlene Barshefsky For For Management
1e Elect Director Thomas E. Clarke For For Management
1f Elect Director Clayton C. Daley, Jr. For For Management
1g Elect Director Lizanne Galbreath For For Management
1h Elect Director Eric Hippeau For For Management
1i Elect Director Aylwin B. Lewis For For Management
1j Elect Director Stephen R. Quazzo For For Management
1k Elect Director Thomas O. Ryder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark C. Miller For For Management
1b Elect Director Jack W. Schuler For For Management
1c Elect Director Charles A. Alutto For For Management
1d Elect Director Thomas D. Brown For For Management
1e Elect Director Thomas F. Chen For For Management
1f Elect Director Rod F. Dammeyer For For Management
1g Elect Director William K. Hall For For Management
1h Elect Director John Patience For For Management
1i Elect Director Mike S. Zafirovski For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
STRATASYS LTD.
Ticker: SSYS Security ID: M85548101
Meeting Date: SEP 12, 2013 Meeting Type: Special
Record Date: AUG 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in item; otherwise, vote
AGAINST. You may not abstain. If you
vote FOR, please provide an
explanation to your account manager.
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE HILLSHIRE BRANDS COMPANY
Ticker: HSH Security ID: 432589109
Meeting Date: OCT 24, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd A. Becker For For Management
1b Elect Director Christopher B. Begley For For Management
1c Elect Director Ellen L. Brothers For For Management
1d Elect Director Sean M. Connolly For For Management
1e Elect Director Laurette T. Koellner For For Management
1f Elect Director Craig P. Omtvedt For For Management
1g Elect Director Ian Prosser For For Management
1h Elect Director Jonathan P. Ward For For Management
1i Elect Director James D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sean P. Hennessy For For Management
1.2 Elect Director Douglas Peacock For For Management
1.3 Elect Director John Staer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Juan Ernesto de Bedout For For Management
1.4 Elect Director Ursula O. Fairbairn For For Management
1.5 Elect Director George Fellows For For Management
1.6 Elect Director Clarence Otis, Jr. For For Management
1.7 Elect Director Matthew J. Shattock For For Management
1.8 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pamela J. Craig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: WFM Security ID: 966837106
Meeting Date: FEB 24, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Elstrott For For Management
1.2 Elect Director Gabrielle Greene For For Management
1.3 Elect Director Shahid 'Hass' Hassan For For Management
1.4 Elect Director Stephanie Kugelman For For Management
1.5 Elect Director John Mackey For For Management
1.6 Elect Director Walter Robb For For Management
1.7 Elect Director Jonathan Seiffer For For Management
1.8 Elect Director Morris 'Mo' Siegel For For Management
1.9 Elect Director Jonathan Sokoloff For For Management
1.10 Elect Director Ralph Sorenson For For Management
1.11 Elect Director William 'Kip' Tindell, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Claw-back of Payments under Against Against Shareholder
Restatements
5 Provide For Confidential Running Vote Against For Shareholder
Tallies
======================== G DWS Small Cap Growth Fund ========================
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick A. Ball For For Management
1.2 Elect Director Richard P. Beck For For Management
1.3 Elect Director Garry W. Rogerson For For Management
1.4 Elect Director Edward C. Grady For For Management
1.5 Elect Director Terry Hudgens For For Management
1.6 Elect Director Thomas M. Rohrs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Anstice For For Management
1.2 Elect Director Robert A. Breyer For For Management
1.3 Elect Director Wendy L. Dixon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Location of Annual Meeting For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Carl R. Christenson For For Management
1.3 Elect Director Lyle G. Ganske For For Management
1.4 Elect Director Michael S. Lipscomb For For Management
1.5 Elect Director Larry McPherson For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAS PETROGAS INC.
Ticker: BOE Security ID: 03063Q100
Meeting Date: DEC 17, 2013 Meeting Type: Annual/Special
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Barclay Hambrook For For Management
2.2 Elect Director Carlos Lau For For Management
2.3 Elect Director Easton Wren For For Management
2.4 Elect Director Ross C. McCutcheon For For Management
2.5 Elect Director Rakesh Kapur For For �� Management
2.6 Elect Director Ron Ho For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ANACOR PHARMACEUTICALS, INC.
Ticker: ANAC Security ID: 032420101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anders D. Hove For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANALOGIC CORPORATION
Ticker: ALOG Security ID: 032657207
Meeting Date: JAN 21, 2014 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard C. Bailey For For Management
1b Elect Director Jeffrey P. Black For For Management
1c Elect Director James W. Green For For Management
1d Elect Director James J. Judge For For Management
1e Elect Director Kevin C. Melia For For Management
1f Elect Director Michael T. Modic For For Management
1g Elect Director Fred B. Parks For For Management
1h Elect Director Sophie V. Vandebroek For For Management
1i Elect Director Edward F. Voboril For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ANN INC.
Ticker: ANN Security ID: 035623107
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale W. Hilpert For For Management
1b Elect Director Ronald W. Hovsepian For For Management
1c Elect Director Linda A. Huett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Thomas Hiltz For For Management
1.2 Elect Director Edith Kelly-Green For For Management
1.3 Elect Director Dan P. Komnenovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ARTHROCARE CORPORATION
Ticker: ARTC Security ID: 043136100
Meeting Date: DEC 12, 2013 Meeting Type: Special
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2 Elect Director Fabiana Lacerca-Allen For For Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Whelan, Jr. For For Management
1.2 Elect Director Donald P. Casey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
B/E AEROSPACE, INC.
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Senft For For Management
1.2 Elect Director John T. Whates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Ratify Deloitte as Auditor For For Management
3.1 Reelect Mario Covo as Director to For For Management
Represent Holders of Class E Shares
3.2a Elect Esteban Alejandro Acerbo as None For Management
Director to Represent Holders of Class
A Shares
3.2b Elect Roland Holst as Director to None Withhold Management
Represent Holders of Class A Shares
3.2c Elect Manuel Sanchez Gonzalez as None For Management
Director to Represent Holders of Class
A Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: SEP 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Loomis For For Management
1.2 Elect Director Daniel M. McGurl For For Management
1.3 Elect Director Jennifer M. Gray For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BOULDER BRANDS, INC.
Ticker: BDBD Security ID: 101405108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin D. Chereskin For For Management
1.2 Elect Director Gerald J. 'Bud' Laber For For Management
1.3 Elect Director James B. Leighton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BUFFALO WILD WINGS, INC.
Ticker: BWLD Security ID: 119848109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally J. Smith For For Management
1.2 Elect Director J. Oliver Maggard For For Management
1.3 Elect Director James M. Damian For For Management
1.4 Elect Director Dale M. Applequist For For Management
1.5 Elect Director Warren E. Mack For For Management
1.6 Elect Director Michael P. Johnson For For Management
1.7 Elect Director Jerry R. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CANCER GENETICS, INC.
Ticker: CGIX Security ID: 13739U104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Pappajohn For For Management
1.2 Elect Director Panna L. Sharma For For Management
1.3 Elect Director Keith L. Brownlie For For Management
1.4 Elect Director Edmund Cannon For For Management
1.5 Elect Director Raju S. K. Chaganti For For Management
1.6 Elect Director Franklyn G. Prendergast For For Management
1.7 Elect Director Paul R. Rothman For For Management
1.8 Elect Director Michael J. Welsh For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CARDTRONICS, INC.
Ticker: CATM Security ID: 14161H108
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge M. Diaz For For Management
1.2 Elect Director G. Patrick Phillips For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Amend Omnibus Stock Plan For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C.N. Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Neidorff For For Management
1.2 Elect Director Richard A. Gephardt For For Management
1.3 Elect Director John R. Roberts For For Management
2 Declassify the Board of Directors For For Management
3 Increase Authorized Common Stock For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel F. Thomas For For Management
1.2 Elect Director W. Douglas Brown For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Terrence J. Keating For For Management
1.5 Elect Director Steven W. Krablin For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 Elect Director Elizabeth G. Spomer For For Management
1.8 Elect Director Thomas L. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Shillman For For Management
1.2 Elect Director Theodor Krantz For For Management
1.3 Elect Director J. Bruce Robinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC.
Ticker: CSOD Security ID: 21925Y103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam L. Miller For For Management
1.2 Elect Director R. C. Mark Baker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DFC GLOBAL CORP.
Ticker: DLLR Security ID: 23324T107
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clive Kahn For For Management
1.2 Elect Director John Gavin For For Management
1.3 Elect Director Edward A. Evans For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Michael P. Cross For For Management
1.3 Elect Director Travis D. Stice For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Mark L. Plaumann For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Articles to Delete Obsolete For For Management
Provisions
4 Amend Articles Deleting Exception to For For Management
Business Combination Provisions for
Co-founders
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: OCT 14, 2013 Meeting Type: Special
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Approve Stock Split For For Management
--------------------------------------------------------------------------------
DSW INC.
Ticker: DSW Security ID: 23334L102
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carolee Friedlander For For Management
1.2 Elect Director Harvey L. Sonnenberg For For Management
1.3 Elect Director Allan J. Tanenbaum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 07, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert L. Clarke For For Management
1B Elect Director Martin M. Ellen For For Management
1C Elect Director Steven R. Rowley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willem Mesdag For For Management
1.2 Elect Director Laura Newman Olle For For Management
1.3 Elect Director Francis E. Quinlan For For Management
1.4 Elect Director Norman R. Sorensen For For Management
1.5 Elect Director Richard J. Srednicki For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: DEC 04, 2013 Meeting Type: Annual
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clinton A. Clark For For Management
1.2 Elect Director Kristin Gamble For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FINANCIAL ENGINES, INC.
Ticker: FNGN Security ID: 317485100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake R. Grossman For For Management
1.2 Elect Director Robert A. Huret For For Management
1.3 Elect Director Jeffrey N. Maggioncalda For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FINISAR CORPORATION
Ticker: FNSR Security ID: 31787A507
Meeting Date: SEP 03, 2013 Meeting Type: Annual
Record Date: JUL 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry S. Rawls For For Management
1.2 Elect Director Robert N. Stephens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES
Ticker: FLML Security ID: 338488109
Meeting Date: FEB 11, 2014 Meeting Type: Special
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of ADS with For For Management
Preemptive Rights up to Aggregate of
3,000,000 Ordinary Shares of a Nominal
Value of EUR 0.12196
2 Authorize Issuance of ADS without For Against Management
Preemptive Rights up to Aggregate of
15,000,000 Ordinary Shares of a
�� Nominal Value of EUR 0.12196
3 Eliminate Preemptive Rights Pursuant For Against Management
to Item 2 Above in Favor of Specific
Beneficiaries
4 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at 15 Million Shares
5 Authorize Issuance of ADS without For Against Management
Preemptive Rights up to Aggregate of
2,000,000 Ordinary Shares of a Nominal
Value of EUR 0.12196
6 Eliminate Preemptive Rights Pursuant For Against Management
to Item 5 Above in Favor of Specific
Beneficiaries
7 Authorize Capital Issuances for Use in Against Against Management
Employee Stock Purchase Plans
8 Eliminate Preemptive Rights Pursuant Against Against Management
to Item 7 in Favor of Employees
9 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES
Ticker: FLML Security ID: 338488109
Meeting Date: JUN 24, 2014 Meeting Type: Annual/Special
Record Date: MAY 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Treatment of Losses For For Management
3 Reelect Michael S. Anderson as Director For For Management
4 Reelect Guillaume Cerutti as Director For Against Management
5 Reelect Francis J.T. Fildes as Director For Against Management
6 Reelect Ambassador Craig Stapleton as For Against Management
Director
7 Elect Christophe Navarre as Director For For Management
8 Elect Ben C. Van Assche as Director For For Management
9 Renew Appointments of Price Waterhouse For For Management
Coopers as Auditor and Etienne Boris
as Alternate Auditor
10 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 325,000
11 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
12 Authorize up to 250,000 Shares for Use For Against Management
in Restricted Stock Plans
13 Authorize up to 1,700,000 Shares for For Against Management
Use in Stock Option Plans
14 Subject to Approval of Item 15, For Against Management
Approve Issuance of 300,000 Warrants
(ADS) Reserved for Specific
Beneficiaries
15 Eliminate Preemptive Rights Pursuant For Against Management
to Item 14 Above in Favor of Chairman
and Non-Executive Directors
16 Subject to Approval of Item 17, Against Against Management
Authorize Capital Issuances for Use in
Employee Stock Purchase Plans
17 Eliminate Preemptive Rights Pursuant Against Against Management
to Item 16 Above in Favor of Employees
18 Amend Article 13-14, 16-17 of Bylaws For For Management
Re: Shareholding Requirements for
Directors, Board Decisions, Age Limit
for Chairman and Managing Director
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP.
Ticker: FOXF Security ID: 35138V102
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Hagin For For Management
1b Elect Director Dudley Mendenhall For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FURIEX PHARMACEUTICALS, INC.
Ticker: FURX Security ID: 36106P101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director June S. Almenoff For For Management
1.2 Elect Director Peter B. Corr For For Management
1.3 Elect Director Stephen R. Davis For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Fredric N. Eshelman For For Management
1.6 Elect Director Stephen W. Kaldor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410405
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Josiah T. Austin For For Management
1.2 Elect Director Peter D. Goodson For For Management
1.3 Elect Director Gene Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 24, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald C. Campion For For Management
2 Elect Director Mark M. Comerford For For Management
3 Elect Director John C. Corey For For Management
4 Elect Director Robert H. Getz For For Management
5 Elect Director Timothy J. McCarthy For For Management
6 Elect Director Michael L. Shor For For Management
7 Elect Director William P. Wall For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEARTWARE INTERNATIONAL, INC.
Ticker: HTWR Security ID: 422368100
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Barberich For For Management
1.2 Elect Director Charles Raymond Larkin, For For Management
Jr.
1.3 Elect Director Robert Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolfo Henriques For For Management
1.2 Elect Director Samuel L. Higginbottom For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Wolfgang Mayrhuber For For Management
1.5 Elect Director Eric A. Mendelson For For Management
1.6 Elect Director Laurans A. Mendelson For For Management
1.7 Elect Director Victor H. Mendelson For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy K. Quinn For For Management
1.2 Elect Director William L. Transier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPERVA, INC.
Ticker: IMPV Security ID: 45321L100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shlomo Kramer For For Management
1.2 Elect Director Albert A. Pimentel For For Management
1.3 Elect Director James R. Tolonen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INCONTACT, INC.
Ticker: SAAS Security ID: 45336E109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore Stern For For Management
1.2 Elect Director Paul Jarman For For Management
1.3 Elect Director Steve Barnett For For Management
1.4 Elect Director Mark J. Emkjer For For Management
1.5 Elect Director Blake O. Fisher, Jr. For For Management
1.6 Elect Director Paul F. Koeppe For For Management
1.7 Elect Director Hamid Akhavan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERFACE, INC.
Ticker: TILE Security ID: 458665304
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Burke For For Management
1.2 Elect Director Edward C. Callaway For For Management
1.3 Elect Director Andrew B. Cogan For For Management
1.4 Elect Director Carl I. Gable For For Management
1.5 Elect Director Daniel T. Hendrix For For Management
1.6 Elect Director June M. Henton For For Management
1.7 Elect Director Christopher G. Kennedy For For Management
1.8 Elect Director K. David Kohler For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Harold M. Paisner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION
Ticker: IPGP Security ID: 44980X109
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valentin P. Gapontsev For For Management
1.2 Elect Director Eugene Scherbakov For For Management
1.3 Elect Director Igor Samartsev For For Management
1.4 Elect Director Robert A. Blair For For Management
1.5 Elect Director Michael C. Child For For Management
1.6 Elect Director Henry E. Gauthier For For Management
1.7 Elect Director William S. Hurley For For Management
1.8 Elect Director Eric Meurice For For Management
1.9 Elect Director John R. Peeler For For Management
1.10 Elect Director Thomas J. Seifert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 14, 2014 Meeting Type: Annual
Record Date: DEC 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard A. Comma For For Management
1b Elect Director David L. Goebel For For Management
1c Elect Director Madeleine A. Kleiner For For Management
1d Elect Director Michael W. Murphy For For Management
1e Elect Director James M. Myers For For Management
1f Elect Director David M. Tehle For For Management
1g Elect Director John T. Wyatt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC.
Ticker: KND Security ID: 494580103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel Ackerman For For Management
1b Elect Director Jonathan D. Blum For For Management
1c Elect Director Thomas P. Cooper For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Heyward R. Donigan For For Management
1f Elect Director Richard Goodman For For Management
1g Elect Director Christopher T. Hjelm For For Management
1h Elect Director Frederick J. Kleisner For For Management
1i Elect Director John H. Short For For Management
1j Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
LIFE TIME FITNESS, INC.
Ticker: LTM Security ID: 53217R207
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bahram Akradi For For Management
1b Elect Director Giles H. Bateman For For Management
1c Elect Director Jack W. Eugster For For Management
1d Elect Director Guy C. Jackson For For Management
1e Elect Director John K. Lloyd For For Management
1f Elect Director Martha 'Marti' A. For For Management
Morfitt
1g Elect Director John B. Richards For For Management
1h Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANITEX INTERNATIONAL, INC.
Ticker: MNTX Security ID: 563420108
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Clark For For Management
1.2 Elect Director Robert S. Gigliotti For For Management
1.3 Elect Director Frederick B. Knox For For Management
1.4 Elect Director David J. Langevin For For Management
1.5 Elect Director Marvin B. Rosenberg For For Management
1.6 Elect Director Stephen J. Tober For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell A. Beliveau For For Management
1.2 Elect Director John J. Haley For For Management
1.3 Elect Director Marilyn R. Seymann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert J. Moyer For For Management
1.2 Elect Director Donald E. Schrock For For Management
2.3 Elect Director Curtis Ling For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duane R. Dunham For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce L. Downey For For Management
1.2 Elect Director Marsha H. Fanucci For For Management
1.3 Elect Director Peter Barton Hutt For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NQ MOBILE INC.
Ticker: NQ Security ID: 64118U108
Meeting Date: DEC 23, 2013 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For For Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OREXIGEN THERAPEUTICS, INC.
Ticker: OREX Security ID: 686164104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eckard Weber For For Management
1.2 Elect Director Patrick J. Mahaffy For For Management
1.3 Elect Director Michael A. Narachi For For Management
2 Approve Flexible Settlement Feature For Against Management
for the Potential Conversion of the
Notes
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OUTERWALL INC.
Ticker: OUTR Security ID: 690070107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Eskenazy For For Management
1b Elect Director Robert D. Sznewajs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvonne Greenstreet For For Management
1.2 Elect Director Gary Pace For For Management
1.3 Elect Director David Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph E. Casabona For For Management
1.2 Elect Director David C. Parke For For Management
1.3 Elect Director Jeffrey C. Swoveland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Barr For For Management
1.2 Elect Director Michael R. Eisenson For For Management
1.3 Elect Director Robert H. Kurnick, Jr. For For Management
1.4 Elect Director William J. Lovejoy For For Management
1.5 Elect Director Kimberly J. McWaters For For Management
1.6 Elect Director Yoshimi Namba For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Roger S. Penske For For Management
1.9 Elect Director Greg Penske For For Management
1.10 Elect Director Sandra E. Pierce For For Management
1.11 Elect Director Ronald G. Steinhart For For Management
1.12 Elect Director H. Brian Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For For Management
1.2 Elect Director Joseph A. Fiorita, Jr. For For Management
1.3 Elect Director Liang-Choo Hsia For For Management
1.4 Elect Director Constantine Macricostas For For Management
1.5 Elect Director George Macricostas For For Management
1.6 Elect Director Mitchell G. Tyson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC.
Ticker: PRAA Security ID: 73640Q105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Tabakin For For Management
1.2 Elect Director James M. Voss For For Management
1.3 Elect Director Marjorie M. Connelly For For Management
1.4 Elect Director James A. Nussle For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Tinstman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice D. Chaffin For For Management
1.2 Elect Director James E. Heppelmann For For Management
1.3 Elect Director Paul A. Lacy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC.
Ticker: QLIK Security ID: 74733T105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Golden For For Management
1.2 Elect Director Lars Bjork For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Aiken For For Management
1b Elect Director Stephen E. Carley For For Management
1c Elect Director Lloyd L. Hill For For Management
1d Elect Director Richard J. Howell For For Management
1e Elect Director Glenn B. Kaufman For For Management
1f Elect Director Pattye L. Moore For For Management
1g Elect Director Stuart I. Oran For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RETROPHIN, INC.
Ticker: RTRX Security ID: 761299106
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Shkreli For For Management
1.2 Elect Director Stephen Aselage For For Management
1.3 Elect Director Steve Richardson For For Management
1.4 Elect Director Cornelius E. Golding For For Management
1.5 Elect Director Jeffrey Paley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RF MICRO DEVICES, INC.
Ticker: RFMD Security ID: 749941100
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter H. Wilkinson, Jr. For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Daniel A. DiLeo For For Management
1.4 Elect Director Jeffery R. Gardner For For Management
1.5 Elect Director John R. Harding For For Management
1.6 Elect Director Masood A. Jabbar For For Management
1.7 Elect Director Casimir S. Skrzypczak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Neil Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROADRUNNER TRANSPORTATION SYSTEMS, INC.
Ticker: RRTS Security ID: 76973Q105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Doerr For For Management
1.2 Elect Director James D. Staley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Matthew D. Fitzgerald For For Management
1.3 Elect Director Philip L. Frederickson For For Management
1.4 Elect Director Carin S. Knickel For For Management
1.5 Elect Director Holli C. Ladhani For For Management
1.6 Elect Director Donald D. Patteson, Jr. For For Management
1.7 Elect Director Jerry R. Schuyler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEARS HOMETOWN AND OUTLET STORES, INC.
Ticker: SHOS Security ID: 812362101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.J. Bird For For Management
1.2 Elect Director Jeffrey Flug For For Management
1.3 Elect Director James F. Gooch For For Management
1.4 Elect Director William R. Harker For For Management
1.5 Elect Director W. Bruce Johnson For For Management
1.6 Elect Director Josephine Linden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen M. Antle For For Management
1.2 Elect Director W. Dean Baker For For Management
1.3 Elect Director James P. Burra For For Management
1.4 Elect Director Bruce C. Edwards For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director James T. Lindstrom For For Management
1.7 Elect Director Mohan R. Maheswaran For For Management
1.8 Elect Director John L. Piotrowski For For Management
1.9 Elect Director Carmelo J. Santoro For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Smith For For Management
1.2 Elect Director Frederick G. Smith For For Management
1.3 Elect Director J. Duncan Smith For For Management
1.4 Elect Director Robert E. Smith For For Management
1.5 Elect Director Lawrence E. McCanna For For Management
1.6 Elect Director Daniel C. Keith For For Management
1.7 Elect Director Martin R. Leader For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SNYDER'S-LANCE, INC.
Ticker: LNCE Security ID: 833551104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Peter Carlucci, Jr. For For Management
1.2 Elect Director James W. Johnston For For Management
1.3 Elect Director W. J. Prezzano For For Management
1.4 Elect Director Patricia A. Warehime For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director For For Management
Restricted Stock Plan
4 Change Range for Size of the Board For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC.
Ticker: SPPI Security ID: 84763A108
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Cohen For For Management
1.2 Elect Director Gilles R. Gagnon For For Management
1.3 Elect Director Stuart M. Krassner For For Management
1.4 Elect Director Luigi Lenaz For For Management
1.5 Elect Director Anthony E. Maida For For Management
1.6 Elect Director Rajesh C. Shrotriya For For Management
1.7 Elect Director Dolatrai Vyas For For Management
2 Amend Conversion of Securities For Against Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPRINGLEAF HOLDINGS INC.
Ticker: LEAF Security ID: 85172J101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay N. Levine For For Management
1.2 Elect Director Roy A. Guthrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNESIS PHARMACEUTICALS, INC.
Ticker: SNSS Security ID: 867328601
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Fust For For Management
1.2 Elect Director David C. Stump For For Management
1.3 Elect Director Daniel N. Swisher, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNSHINE HEART, INC.
Ticker: SSH Security ID: 86782U106
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Buckman For For Management
1.2 Elect Director Warren S. Watson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose H. Bedoya For For Management
1.2 Elect Director Susan E. Knight For For Management
2 Fix Number of Directors at Eight For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUSSER HOLDINGS CORPORATION
Ticker: SUSS Security ID: 869233106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald G. Steinhart For For Management
1.2 Elect Director Sam J. Susser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SWIFT TRANSPORTATION COMPANY
Ticker: SWFT Security ID: 87074U101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Moyes For For Management
1.2 Elect Director Richard H. Dozer For For Management
1.3 Elect Director David VanderPloeg For For Management
1.4 Elect Director Glenn Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNTA PHARMACEUTICALS CORP.
Ticker: SNTA Security ID: 87162T206
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald W. Kufe For For Management
1.2 Elect Director William S. Reardon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: AUG 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emmett J. Lescroart For For Management
1.2 Elect Director Sidney B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Freyman For For Management
1.2 Elect Director Dennis J. Letham For For Management
1.3 Elect Director Hari N. Nair For For Management
1.4 Elect Director Roger B. Porter For For Management
1.5 Elect Director David B. Price, Jr. For For Management
1.6 Elect Director Gregg M. Sherrill For For Management
1.7 Elect Director Paul T. Stecko For For Management
1.8 Elect Director Jane L. Warner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Daniel G. Cohen For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Hersh Kozlov For For Management
1.7 Elect Director Matthew Cohn For For Management
1.8 Elect Director William H. Lamb For For Management
1.9 Elect Director Frank M. Mastrangelo For For Management
1.10 Elect Director James J. McEntee, III For For Management
1.11 Elect Director Mei-Mei Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director Joseph Gromek For For Management
1.3 Elect Director Susan Sobbott For For Management
2 Ratify Auditors ���� For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Provide Directors May be Removed With
or Without Cause
6 Change Company Name For For Management
--------------------------------------------------------------------------------
THE FRESH MARKET, INC.
Ticker: TFM Security ID: 35804H106
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Carlock For For Management
1.2 Elect Director Richard Noll For For Management
1.3 Elect Director Michael Tucci For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin D. Simon For For Management
1.2 Elect Director Richard C. Berke For For Management
1.3 Elect Director Jack Futterman For For Management
1.4 Elect Director Marina Hahn For For Management
1.5 Elect Director Andrew R. Heyer For For Management
1.6 Elect Director Roger Meltzer For For Management
1.7 Elect Director Scott M. O'Neil For For Management
1.8 Elect Director Lawrence S. Zilavy For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE RYLAND GROUP, INC.
Ticker: RYL Security ID: 783764103
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Jews For For Management
1.2 Elect Director Ned Mansour For For Management
1.3 Elect Director Robert E. Mellor For For Management
1.4 Elect Director Norman J. Metcalfe For For Management
1.5 Elect Director Larry T. Nicholson For For Management
1.6 Elect Director Charlotte St. Martin For For Management
1.7 Elect Director Thomas W. Toomey For For Management
1.8 Elect Director Robert G. van For For Management
Schoonenberg
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC.
Ticker: THR Security ID: 88362T103
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney L. Bingham For For Management
1.2 Elect Director Marcus J. George For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Kevin J. McGinty For For Management
1.5 Elect Director John T. Nesser, III For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 Elect Director Stephen A. Snider For For Management
1.8 Elect Director Charles A. Sorrentino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THORATEC CORPORATION
Ticker: THOR Security ID: 885175307
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil F. Dimick For For Management
1.2 Elect Director Gerhard F. Burbach For For Management
1.3 Elect Director J. Daniel Cole For For Management
1.4 Elect Director Steven H. Collis For For Management
1.5 Elect Director D. Keith Grossman For For Management
1.6 Elect Director William A. Hawkins, III For For Management
1.7 Elect Director Paul A. LaViolette For For Management
1.8 Elect Director Martha H. Marsh For For Management
1.9 Elect Director Todd C. Schermerhorn For For Management
2 Amend Director Liability and For For Management
Indemnification
3 Issue Updated Indemnification For For Management
Agreements to Directors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Cella For For Management
1.2 Elect Director Jeffrey T. Hinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Getz For For Management
1.2 Elect Director Richard B. Seidel For For Management
1.3 Elect Director Richard A. Zappala For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven C. Cooper For For Management
1b Elect Director Thomas E. McChesney For For Management
1c Elect Director Gates McKibbin For For Management
1d �� Elect Director Jeffrey B. Sakaguchi For For Management
1e Elect Director Joseph P. Sambataro, Jr. For For Management
1f Elect Director Bonnie W. Soodik For For Management
1g Elect Director William W. Steele For For Management
1h Elect Director Craig E. Tall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
Ticker: TYL Security ID: 902252105
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald R. Brattain For For Management
1.2 Elect Director Glenn A. Carter For For Management
1.3 Elect Director Brenda A. Cline For For Management
1.4 Elect Director J. Luther King, Jr. For For Management
1.5 Elect Director John S. Marr, Jr. For For Management
1.6 Elect Director Dustin R. Womble For For Management
1.7 Elect Director John M. Yeaman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC.
Ticker: SLCA Security ID: 90346E103
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Avramovich For For Management
1.2 Elect Director Peter Bernard For For Management
1.3 Elect Director William J. Kacal For For Management
1.4 Elect Director Charles Shaver For For Management
1.5 Elect Director Bryan A. Shinn For For Management
1.6 Elect Director J. Michael Stice For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: DEC 18, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gail A. Graham For For Management
1b Elect Director Ann Torre Bates For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Declassify the Board of Directors
5 Amend Bylaws to Declassify the Board For For Management
of Directors
6 Reduce Supermajority Vote Requirement Against For Shareholder
7 Pro-rata Vesting of Equity Plan Against For Shareholder
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL AMERICAN CORP.
Ticker: UAM Security ID: 91338E101
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Barasch For For Management
1b Elect Director Sally W. Crawford For For Management
1c Elect Director Matthew W. Etheridge For For Management
1d Elect Director Mark K. Gormley For For Management
1e Elect Director Mark M. Harmeling For For Management
1f Elect Director Linda H. Lamel For For Management
1g Elect Director Patrick J. McLaughlin For For Management
1h Elect Director Richard C. Perry For For Management
1i Elect Director Thomas A. Scully For For Management
1j Elect Director Robert A. Spass For For Management
1k Elect Director Sean M. Traynor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTUSA CORPORATION
Ticker: VRTU Security ID: 92827P102
Meeting Date: SEP 05, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kris Canekeratne For For Management
1.2 Elect Director Ronald T. Maheu For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WABCO HOLDINGS INC.
Ticker: WBC Security ID: 92927K102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Peter D'Aloia For For Management
1.2 Elect Director Juergen W. Gromer For For Management
1.3 Elect Director Mary L. Petrovich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAGEWORKS, INC.
Ticker: WAGE Security ID: 930427109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Larson For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Edward C. Nafus For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WESTERN REFINING, INC.
Ticker: WNR �� Security ID: 959319104
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Carin Marcy Barth For For Management
2.2 Elect Director Paul L. Foster For For Management
2.3 Elect Director L. Frederick Francis For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Begleiter For For Management
1.2 Elect Director Win Neuger For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZELTIQ AESTHETICS, INC.
Ticker: ZLTQ Security ID: 98933Q108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Foley For For Management
1.2 Elect Director Kevin C. O'Boyle For For Management
2 Ratify Auditors For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Deutsche Investment Trust
By (Signature and Title) /s/Brian E. Binder
Brian E. Binder, Chief Executive Officer and President
Date 8/15/14