Scott C. Goebel, Secretary
245 Summer St.
Item 1. Reports to Stockholders
As a shareholder of the Fund, you incur two types of costs: (1) transaction costs, and (2) ongoing costs, including management fees and other Fund expenses. This Example is intended to help you understand your ongoing costs (in dollars) of investing in the Fund and to compare these costs with the ongoing costs of investing in other mutual funds.
The Example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period (March 1, 2014 to August 31, 2014).
The first line of the accompanying table provides information about actual account values and actual expenses. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000.00 (for example, an $8,600 account value divided by $1,000.00 = 8.6), then multiply the result by the number in the first line under the heading entitled "Expenses Paid During Period" to estimate the expenses you paid on your account during this period. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, the Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
The second line of the accompanying table provides information about hypothetical account values and hypothetical expenses based on the Fund's actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund's actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in the Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, the Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transaction costs. Therefore, the second line of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds.
Yield refers to the income paid by the fund over a given period. Yields for money market funds are usually for seven-day periods, as they are here, though they are expressed as annual percentage rates. Past performance is no guarantee of future results. Yield will vary and it's possible to lose money investing in the Fund. A portion of the Fund's expenses was reimbursed and/or waived. Absent such reimbursements and/or waivers the yield for the period ending August 31, 2014, the most recent period shown in the table, would have been -0.35%.
Variable Rate Demand Note - 62.1% |
| Principal Amount (000s) | | Value (000s) |
Alabama - 0.6% |
Mobile Downtown Redev. Auth. Gulf Opportunity Zone Series 2011 B, 0.04% 9/5/14, LOC Australia & New Zealand Banking Group Ltd., VRDN (a) | $ 4,810 | | $ 4,810 |
Mobile Indl. Dev. Board Solid Waste Disp. Rev. (Alabama Pwr. Co. Barry Plant Proj.) Second Series 2009, 0.04% 9/2/14, VRDN (a) | 600 | | 600 |
| | 5,410 |
Alaska - 1.2% |
Anchorage Wastewtr. Rev. Participating VRDN Series Solar 07 97, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (a)(d) | 2,805 | | 2,805 |
Valdez Marine Term. Rev.: | | | |
(ConocoPhillips Proj.) Series 1994 A, 0.05% 9/5/14 (ConocoPhillips Co. Guaranteed), VRDN (a) | 1,200 | | 1,200 |
(Phillips Trans. Alaska, Inc. Proj.) Series 1994 B, 0.06% 9/5/14 (ConocoPhillips Co. Guaranteed), VRDN (a) | 6,600 | | 6,600 |
| | 10,605 |
Arizona - 3.7% |
Arizona Health Facilities Auth. Rev. (Catholic Healthcare West Proj.): | | | |
Series 2005 B, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 600 | | 600 |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,500 | | 1,500 |
Series 2008 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 800 | | 800 |
Chandler Gen. Oblig. Participating VRDN Series GS 07 49TP, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 11,195 | | 11,195 |
Maricopa County Indl. Dev. Auth. Rev. (Valley of the Sun YMCA Proj.) Series 2008, 0.08% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (a) | 1,300 | | 1,300 |
Phoenix Indl. Dev. Auth. Multi-family Hsg. Rev. (Del Mar Terrace Apts. Proj.) Series 1999 A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (a) | 10,500 | | 10,500 |
Salt River Proj. Agricultural Impt. & Pwr. District Elec. Sys. Rev. Participating VRDN Series Putters 3467, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 2,115 | | 2,115 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Arizona - continued |
Tempe Indl. Dev. Auth. Rev. (ASUF Brickyard Proj.) Series 2004 A, 0.06% 9/5/14, LOC Bank of America NA, VRDN (a) | $ 3,500 | | $ 3,500 |
Yavapai County Indl. Dev. Auth. (Northern Arizona Healthcare Sys. Proj.) Series 2008 B, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 500 | | 500 |
| | 32,010 |
California - 2.3% |
California Edl. Facilities Auth. Rev. Participating VRDN Series MS 3377, 0.06% 9/5/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah) (a)(d) | 3,700 | | 3,700 |
California Health Facilities Fing. Auth. Rev. (Adventist Health Sys. West Proj.) Series 2009 B, 0.03% 9/2/14, LOC U.S. Bank NA, Cincinnati, VRDN (a) | 7,450 | | 7,450 |
Metropolitan Wtr. District of Southern California Wtrwks. Rev. Participating VRDN Series BA 08 1062, 0.07% 9/5/14 (Liquidity Facility Bank of America NA) (a)(d) | 5,000 | | 5,000 |
Orange County Sanitation District Ctfs. of Prtn. Participating VRDN Series MS 06 2222, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 600 | | 600 |
Riverside Ctfs. of Prtn. (Riverside Renaissance Proj.) Series 2008, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 2,700 | | 2,700 |
Whittier Gen. Oblig. (Whittier College Proj.) Series 2008, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (a) | 600 | | 600 |
| | 20,050 |
Colorado - 1.3% |
Colorado Edl. & Cultural Facilities Auth. Rev. (Clyfford Still Museum Proj.) Series 2008, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 1,100 | | 1,100 |
Colorado Health Facilities Auth. Retirement Hsg. Rev. Participating VRDN Series Putters 1390, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 2,065 | | 2,065 |
Mesa County Econ. Dev. Rev. (Leitner-Poma of America, Inc. Proj.) Series 2009, 0.15% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 6,760 | | 6,760 |
Moffat County Poll. Cont. Rev. (Tri-State Generation and Transmission Assoc., Inc. Proj.) Series 2009, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,300 | | 1,300 |
| | 11,225 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Connecticut - 0.5% |
Connecticut Health & Edl. Facilities Auth. Rev.: | | | |
Participating VRDN Series EGL 7 05 3031, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | $ 4,300 | | $ 4,300 |
Series 2014 D, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 400 | | 400 |
| | 4,700 |
Delaware - 0.8% |
Delaware Econ. Dev. Auth. Rev. (Delmarva Pwr. & Lt. Co. Proj.) Series 1999 A, 0.23% 9/5/14, VRDN (a) | 3,000 | | 3,000 |
Wilmington Adjustable Rate Demand Rev. (Delaware Art Museum, Inc. Proj.) 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 4,000 | | 4,000 |
| | 7,000 |
District Of Columbia - 1.1% |
District of Columbia Rev.: | | | |
(American Psychological Assoc. Proj.) Series 2003, 0.1% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,000 | | 1,000 |
(The AARP Foundation Proj.) Series 2004, 0.06% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,500 | | 1,500 |
(The Washington Ctr. for Internships and Academic Seminars Proj.) Series 2009, 0.04% 9/5/14, LOC Branch Banking & Trust Co., VRDN (a) | 4,700 | | 4,700 |
(Washington Drama Society, Inc. Proj.) Series 2008, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 800 | | 800 |
District of Columbia Univ. Rev. (American Univ. Proj.): | | | |
Series 2006 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 800 | | 800 |
Series 2006 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,000 | | 1,000 |
| | 9,800 |
Florida - 3.9% |
Broward County Fin. Auth. Multi-family Hsg. Rev. (Reflections Apts. Proj.) Series 1999, 0.06% 9/5/14, LOC Freddie Mac, VRDN (a) | 4,165 | | 4,165 |
Florida Gen. Oblig. Participating VRDN Series PZ 130, 0.07% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 3,440 | | 3,440 |
Florida Hsg. Fin. Corp. Multi-family Mtg. Rev.: | | | |
(Mariner's Cay Apts. Proj.) Series 2008 M, 0.05% 9/5/14, LOC Fannie Mae, VRDN (a) | 1,360 | | 1,360 |
(Victoria Park Apts. Proj.) Series 2002 J, 0.05% 9/5/14, LOC Fannie Mae, VRDN (a) | 1,100 | | 1,100 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Highlands County Health Facilities Auth. Rev. Participating VRDN Series ROC II R 11830, 0.07% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | $ 875 | | $ 875 |
Jacksonville Hsg. Fin. Auth. Multi-family Hsg. Rev. (Augustine Apts. Proj.) 0.06% 9/5/14, LOC Fannie Mae, VRDN (a) | 2,650 | | 2,650 |
Miami-Dade County Series 2014 A, 0.05% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (a) | 1,300 | | 1,300 |
Orange County Health Facilities Auth. Rev.: | | | |
(Orlando Reg'l. Health Care Sys. Proj.) Series 2008 E, 0.05% 9/5/14, LOC Branch Banking & Trust Co., VRDN (a) | 2,500 | | 2,500 |
(The Nemours Foundation Proj.) Series 2009 B, 0.04% 9/5/14, LOC Northern Trust Co., VRDN (a) | 1,000 | | 1,000 |
Orange County Indl. Dev. Auth. Indl. Dev. Rev. (Central Florida YMCA Proj.) Series 2002 A, 0.07% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,200 | | 1,200 |
Palm Beach County Rev. (Saint Andrew's School of Boca Raton, Inc. Proj.) Series 2007, 0.08% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,900 | | 1,900 |
Palm Beach County Solid Waste Auth. Rev. Participating VRDN Series ROC II 14003, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 2,930 | | 2,930 |
Palm Beach County Wtr. & Swr. Rev. Participating VRDN Series Putters 2622, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 2,765 | | 2,765 |
Pinellas County Hsg. Fin. Auth. (Booker Creek Apts. Proj.) Series 2009, 0.05% 9/5/14, LOC Freddie Mac, VRDN (a) | 4,900 | | 4,900 |
Volusia County Hsg. Fin. Auth. Multi-family Hsg. Rev. (Fisherman's Landing Apts. Proj.) 0.06% 9/5/14, LOC Fannie Mae, VRDN (a) | 1,850 | | 1,850 |
| | 33,935 |
Georgia - 1.8% |
Burke County Indl. Dev. Auth. Poll. Cont. Rev. (Oglethorpe Pwr. Corp. Proj.) Series 2010 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,600 | | 1,600 |
Cobb County Kennestone Hosp. Auth. Rev. (WellStar Health Sys. Proj.) Series 2005 A, 0.06% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,500 | | 1,500 |
Fulton County Dev. Auth. (Mount Vernon Presbyterian School Proj.) Series 2005, 0.04% 9/5/14, LOC Branch Banking & Trust Co., VRDN (a) | 2,300 | | 2,300 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Georgia - continued |
Main Street Natural Gas, Inc. Georgia Gas Proj. Rev. Series 2010 A, 0.05% 9/5/14 (Liquidity Facility Royal Bank of Canada), VRDN (a) | $ 8,200 | | $ 8,200 |
Metropolitan Atlanta Rapid Transit Auth. Sales Tax Rev. Series 2000 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 2,300 | | 2,300 |
| | 15,900 |
Hawaii - 1.4% |
Eclipse Fdg. Trust Various States Participating VRDN Series Solar 12 14, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (a)(d) | 600 | | 600 |
Hawaii Gen. Oblig. Participating VRDN Series Putters 4007, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 4,665 | | 4,665 |
Hawaii State Hsg. Fin. & Dev. Corp. Rev. (Lokahi Kau Apts. Proj.) Series 2008, 0.06% 9/5/14, LOC Freddie Mac, VRDN (a) | 2,300 | | 2,300 |
Honolulu City & County Gen. Oblig. Participating VRDN Series Putters 3391, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 5,000 | | 5,000 |
| | 12,565 |
Illinois - 6.2% |
Chicago Metropolitan Wtr. Reclamation District Greater Chicago Participating VRDN Series Solar 06 75, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (a)(d) | 3,200 | | 3,200 |
Chicago O'Hare Int'l. Arpt. Rev. Series 2005 D, 0.06% 9/5/14, LOC Barclays Bank PLC, VRDN (a) | 700 | | 700 |
Chicago Wtr. Rev.: | | | |
Series 2004 A2, 0.11% 9/5/14, LOC California Pub. Employees Retirement Sys., VRDN (a) | 4,280 | | 4,280 |
Series 2004 A3, 0.08% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (a) | 1,505 | | 1,505 |
Illinois Fin. Auth. Rev.: | | | |
(Chicago Historical Society Proj.) Series 2006, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 18,900 | | 18,900 |
(Museum of Science & Industry Proj.) Series 2009 C, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 1,000 | | 1,000 |
(OSF Healthcare Sys. Proj.) Series 2009 C, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 4,700 | | 4,700 |
(Rush Univ. Med. Ctr. Proj.) Series 2008 A, 0.04% 9/5/14, LOC Northern Trust Co., VRDN (a) | 4,600 | | 4,600 |
(Spertus Institute of Jewish Studies Proj.) 0.05% 9/5/14, LOC Northern Trust Co., VRDN (a) | 3,400 | | 3,400 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Illinois - continued |
Illinois Fin. Auth. Rev.: - continued | | | |
Participating VRDN Series MS 3332, 0.05% 9/5/14 (Liquidity Facility Cr. Suisse AG) (a)(d) | $ 400 | | $ 400 |
Series 2011 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 950 | | 950 |
Illinois Gen. Oblig. Series 2003 B3, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 2,000 | | 2,000 |
Illinois Health Facilities Auth. Rev. (Herman M. Finch Univ. of Health Sciences/The Chicago Med. School Proj.) Series 2003, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 900 | | 900 |
Illinois Hsg. Dev. Auth. Multi-family Hsg. Rev. 0.06% 9/5/14, LOC Freddie Mac, VRDN (a) | 500 | | 500 |
Univ. of Illinois Rev. (UIC South Campus Dev. Proj.) Series 2008, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 6,300 | | 6,300 |
| | 53,335 |
Indiana - 0.9% |
Indiana Dev. Fin. Auth. Econ. (Archer-Daniels-Midland Co. Proj.) Series 2012, 0.05% 9/5/14 (Archer Daniels Midland Co. Guaranteed), VRDN (a) | 500 | | 500 |
Indiana Dev. Fin. Auth. Envir. Rev. (Duke Energy Indiana, Inc. Proj.) Series 2009 A3, 0.06% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (a) | 700 | | 700 |
Indiana Fin. Auth. Health Sys. Rev. (Sisters of Saint Francis Health Svcs., Inc. Obligated Group Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,500 | | 1,500 |
Series 2008 H, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,200 | | 1,200 |
Indiana Fin. Auth. Hosp. Rev. (Parkview Health Sys. Oblig. Group Proj.) Series 2009 B, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 1,900 | | 1,900 |
Lawrenceburg Poll. Cont. Rev. (Indiana Michigan Pwr. Co. Proj.) Series 2008 H, 0.05% 9/5/14, LOC Bank of Nova Scotia, VRDN (a) | 2,000 | | 2,000 |
| | 7,800 |
Iowa - 0.7% |
Iowa Fin. Auth. Poll. Cont. Facility Rev. (MidAmerican Energy Proj.) Series 2008 B, 0.08% 9/5/14, VRDN (a) | 5,900 | | 5,900 |
Louisiana - 0.6% |
East Baton Rouge Parish Pub. Impt. Sales Tax Rev. Series 2008 A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,200 | | 1,200 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Louisiana - continued |
Saint James Parish Gen. Oblig. (Nucor Steel Louisiana LLC Proj.): | | | |
Series 2010 A1, 0.24% 9/5/14, VRDN (a) | $ 1,250 | | $ 1,250 |
Series 2010 B1, 0.27% 9/5/14, VRDN (a) | 2,700 | | 2,700 |
| | 5,150 |
Maryland - 0.5% |
Maryland Health & Higher Edl. Facilities Auth. Rev.: | | | |
(Adventist Healthcare Proj.) Series 2005 A, 0.05% 9/5/14, LOC Union Bank NA, VRDN (a) | 800 | | 800 |
(Anne Arundel Health Sys. Proj.) Series 2009 B, 0.06% 9/5/14, LOC Bank of America NA, VRDN (a) | 3,200 | | 3,200 |
| | 4,000 |
Massachusetts - 0.4% |
Massachusetts Gen. Oblig. Participating VRDN Series Clipper 07 41, 0.08% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (a)(d) | 2,500 | | 2,500 |
Massachusetts School Bldg. Auth. Dedicated Sales Tax Rev. Participating VRDN Series EGL 07 0031, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 1,000 | | 1,000 |
| | 3,500 |
Michigan - 0.2% |
Michigan Hosp. Fin. Auth. Rev. Participating VRDN Series ROC II R 11676, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 1,300 | | 1,300 |
Minnesota - 0.8% |
Minnesota Gen. Oblig. Participating VRDN Series Putters 3844 Q, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 6,860 | | 6,860 |
Mississippi - 0.7% |
Mississippi Bus. Fin. Corp. Indl. Dev. Rev. (New Process Steel, L.P. Proj.) Series 2010, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 6,100 | | 6,100 |
Missouri - 1.2% |
Missouri Health & Edl. Facilities Auth. Edl. Facilities Rev. Participating VRDN Series EGL 07 0001, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 8,000 | | 8,000 |
Saint Louis Indl. Dev. Auth. (Saint Luke's Plaza Apts. Proj.) Series 2009, 0.05% 9/5/14 (Liquidity Facility Freddie Mac), VRDN (a) | 2,100 | | 2,100 |
| | 10,100 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Nebraska - 0.6% |
Central Plains Energy Proj. Rev. (Nebraska Gas Proj.) Series 2009, 0.05% 9/5/14 (Liquidity Facility Royal Bank of Canada), VRDN (a) | $ 5,345 | | $ 5,345 |
Nevada - 0.6% |
Clark County Arpt. Rev. Series 2008 D3, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,200 | | 1,200 |
Clark County Fuel Tax Participating VRDN Series ROC II R 11507, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 2,455 | | 2,455 |
Clark County McCarran Int'l. Arpt. Passenger Facility Charge Rev. Series 2010 F2, 0.05% 9/5/14, LOC Union Bank NA, VRDN (a) | 1,500 | | 1,500 |
| | 5,155 |
New Jersey - 0.4% |
JPMorgan Chase NA Letter of Credit Participating VRDN: | | | |
Series Putters 4459, 0.05% 9/2/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 1,900 | | 1,900 |
Series Putters 4462, 0.05% 9/2/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 1,400 | | 1,400 |
| | 3,300 |
New York - 7.0% |
Dutchess County Indl. Dev. Agcy. Civic Facility Rev. (Lutheran Ctr. at Poughkeepsie, Inc. Proj.) 0.13% 9/5/14, LOC KeyBank NA, VRDN (a) | 100 | | 100 |
New York City Gen. Oblig.: | | | |
Series 2008 J10, 0.05% 9/5/14 (Liquidity Facility Bank of Tokyo-Mitsubishi UFJ Ltd.), VRDN (a) | 600 | | 600 |
Series 2011 A4, 0.05% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (a) | 1,000 | | 1,000 |
Series 2014 D3, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (a) | 800 | | 800 |
New York City Hsg. Dev. Corp. Multi-family Mtg. Rev. (Beekman Tower Proj.) Series 2008 A, 0.13% 9/5/14, LOC RBS Citizens NA, VRDN (a) | 1,400 | | 1,400 |
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: | | | |
Participating VRDN Series Putters 2559, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 1,775 | | 1,775 |
Series 2009 BB2, 0.06% 9/2/14 (Liquidity Facility Landesbank Hessen-Thuringen), VRDN (a) | 1,200 | | 1,200 |
Series 2013 AA-1, 0.03% 9/2/14 (Liquidity Facility PNC Bank NA), VRDN (a) | 14,000 | | 14,000 |
Series 2014 BB1, 0.05% 9/2/14 (Liquidity Facility Bank of America NA), VRDN (a) | 2,100 | | 2,100 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Transitional Fin. Auth. Rev.: | | | |
Participating VRDN: | | | |
Series Putters 3857, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | $ 2,500 | | $ 2,500 |
Series ROC II R 14022, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 2,815 | | 2,815 |
Series 2013 A5, 0.04% 9/2/14 (Liquidity Facility U.S. Bank NA, Cincinnati), VRDN (a) | 2,900 | | 2,900 |
New York Dorm. Auth. Revs.: | | | |
(City Univ. Proj.) Series 2008 C, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 4,300 | | 4,300 |
(Fordham Univ. Proj.) Series 2008 A2, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 2,350 | | 2,350 |
Participating VRDN Series EGL 07 0003, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 15,000 | | 15,000 |
New York Hsg. Fin. Agcy. Rev.: | | | |
(29 Flatbush Ave. Hsg. Proj.) Series 2010 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (a) | 1,800 | | 1,800 |
Series 2011 A2, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 400 | | 400 |
Triborough Bridge & Tunnel Auth. Revs. Series 2003 B2, 0.05% 9/5/14, LOC California Teachers Retirement Sys., VRDN (a) | 5,490 | | 5,490 |
| | 60,530 |
North Carolina - 1.3% |
Greensboro Combined Enterprise Sys. Rev. Series 2014 A, 0.06% 9/5/14 (Liquidity Facility Bank of America NA), VRDN (a) | 500 | | 500 |
North Carolina Cap. Facilities Fin. Agcy. Rev. Participating VRDN Series EGL 06 0139, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 1,000 | | 1,000 |
Raleigh Combined Enterprise Sys. Rev. Participating VRDN Series EGL 07 0010, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 9,900 | | 9,900 |
| | 11,400 |
Ohio - 1.2% |
Akron Bath Copley Hosp. District Rev. Series B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 400 | | 400 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Ohio - continued |
Columbus Gen. Oblig. Participating VRDN Series Putters 2365, 0.08% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | $ 4,360 | | $ 4,360 |
Ohio Hosp. Facilities Rev. Participating VRDN Series Putters 3558, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 5,330 | | 5,330 |
| | 10,090 |
Pennsylvania - 4.8% |
Allegheny County Hosp. Dev. Auth. Rev. (Children's Institute Pittsburgh Proj.) Series 2005 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 900 | | 900 |
Allegheny County Indl. Dev. Auth. Rev. (The Watson Institute Friendship Academy Proj.) Series 2010, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 3,635 | | 3,635 |
Butler County Gen. Auth. Rev. (Erie School District Proj.) Series 2011, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 1,200 | | 1,200 |
Cap. Region Wtr. Swr. Rev. Series 2014 B, 0.05% 9/5/14, LOC Manufacturers & Traders Trust Co., VRDN (a) | 500 | | 500 |
Chester County Indl. Dev. Auth. Student Hsg. Rev. (West Chester Univ. Proj.) Series 2008 A2, 0.05% 9/5/14, LOC TD Banknorth, NA, VRDN (a) | 1,000 | | 1,000 |
Crawford County Indl. Dev. Auth. College Rev. (Allegheny College Proj.) Series 2009 B, 0.06% 9/5/14, LOC PNC Bank NA, VRDN (a) | 2,000 | | 2,000 |
Lackawanna Hotel Room Rental Tax Rev. Series 2013, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 9,200 | | 9,200 |
Lancaster Indl. Dev. Auth. Rev. (United Zion Retirement Cmnty. Proj.) 0.3% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (a) | 3,395 | | 3,395 |
Montgomery County Higher Ed. & Health Auth. Rev. (William Penn Charter School Proj.) Series 2001, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 3,170 | | 3,170 |
Montgomery County Redev. Auth. Multi-family Hsg. Rev. (Forge Gate Apts. Proj.) Series 2001 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (a) | 4,990 | | 4,990 |
Pennsylvania Gen. Oblig. Participating VRDN Series Putters 4014, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 3,500 | | 3,500 |
Philadelphia Auth. for Indl. Dev. Rev. (The Franklin Institute Proj.) Series 2006, 0.06% 9/5/14, LOC Bank of America NA, VRDN (a) | 2,655 | | 2,655 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Pennsylvania - continued |
Somerset County Gen. Oblig. Series 2009 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | $ 3,445 | | $ 3,445 |
Washington County Hosp. Auth. Rev. (Monongahela Valley Hosp. Proj.) Series 2011 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (a) | 1,700 | | 1,700 |
| | 41,290 |
Rhode Island - 2.1% |
Rhode Island Health and Edl. Bldg. Corp. Higher Ed. Facility Rev.: | | | |
(Bryant Univ. Proj.) Series 2008, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (a) | 500 | | 500 |
(Rhode Island School of Design Proj.) Series 2008 B, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (a) | 17,295 | | 17,295 |
| | 17,795 |
South Carolina - 3.3% |
Columbia Wtrwks. & Swr. Rev. Participating VRDN Series BC 10 42W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (a)(d) | 2,000 | | 2,000 |
Greenville Hosp. Sys. Facilities Rev. Series 2008 B, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (a) | 22,750 | | 22,750 |
South Carolina Jobs-Econ. Dev. Auth. Econ. Dev. Rev.: | | | |
(Bon Secours Health Sys. Proj.) 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 2,000 | | 2,000 |
(Institute for Bus. and Home Safety Proj.) Series 2009, 0.04% 9/5/14, LOC Branch Banking & Trust Co., VRDN (a) | 1,800 | | 1,800 |
| | 28,550 |
Tennessee - 2.2% |
Clarksville Pub. Bldg. Auth. Rev. (Tennessee Muni. Bond Fund Proj.): | | | |
Series 1994, 0.08% 9/5/14, LOC Bank of America NA, VRDN (a) | 2,400 | | 2,400 |
Series 2003, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 900 | | 900 |
Series 2004, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 1,100 | | 1,100 |
Series 2005, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 5,305 | | 5,305 |
Series 2008, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 1,020 | | 1,020 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Tennessee - continued |
Johnson City Health & Edl. Hosp. Rev. (Mountain States Health Alliance Proj.) Series 2011 A, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (a) | $ 700 | | $ 700 |
Montgomery County Pub. Bldg. Auth. Pooled Fing. Rev. (Tennessee County Ln. Pool Prog.): | | | |
Series 1999, 0.07% 9/5/14, LOC Bank of America NA, VRDN (a) | 3,700 | | 3,700 |
Series 2002, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 1,600 | | 1,600 |
Series 2006, 0.06% 9/2/14, LOC Bank of America NA, VRDN (a) | 900 | | 900 |
Nashville and Davidson County Metropolitan Govt. Gen. Oblig. Participating VRDN Series Clipper 06 4, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (a)(d) | 1,500 | | 1,500 |
| | 19,125 |
Texas - 4.1% |
Fort Bend Independent School District Participating VRDN Series PZ 124, 0.07% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 10,415 | | 10,415 |
Harris County Cultural Ed. Facilities Fin. Corp. Rev. (YMCA of the Greater Houston Area Proj.) Series 2013 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (a) | 1,945 | | 1,945 |
Harris County Indl. Dev. Corp. Solid Waste Disp. Rev. (Deer Park Refining Ltd. Partnership Proj.) Series 2004 A, 0.19% 9/2/14, VRDN (a) | 3,400 | | 3,400 |
Lamar Consolidated Independent School District Participating VRDN Series DB 512, 0.07% 9/5/14 (Liquidity Facility Deutsche Bank AG) (a)(d) | 400 | | 400 |
North East Texas Independent School District Participating VRDN Series Putters 2355, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 4,640 | | 4,640 |
Port Arthur Navigation District Envir. Facilities Rev. (Motiva Enterprises LLC Proj.) Series 2010 C, 0.19% 9/2/14, VRDN (a) | 250 | | 250 |
San Antonio Elec. & Gas Sys. Rev. Participating VRDN Series Putters 3344, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 3,215 | | 3,215 |
San Antonio Pub. Facilities Corp. and Rfdg. Lease Participating VRDN Series CTE 12 3AX, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (a)(d) | 265 | | 265 |
Texas A&M Univ. Rev. Participating VRDN Series BC 10 39W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (a)(d) | 1,500 | | 1,500 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Texas City Indl. Dev. Corp. (NRG Energy, Inc. Proj.) Series 2012, 0.07% 9/5/14, LOC Bank of America NA, VRDN (a) | $ 200 | | $ 200 |
Texas Gen. Oblig.: | | | |
Participating VRDN Series Solar 06 57, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (a)(d) | 1,000 | | 1,000 |
Series 2012 A, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (a) | 7,900 | | 7,900 |
| | 35,130 |
Utah - 0.1% |
Emery County Poll. Cont. Rev. (PacifiCorp Proj.) Series 1994, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 1,000 | | 1,000 |
Virginia - 1.6% |
Fairfax County Indl. Dev. Auth. Participating VRDN Series Putters 4254, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 665 | | 665 |
Virginia College Bldg. Auth. Edl. Facilities Rev. Participating VRDN Series PZ 161, 0.07% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 3,860 | | 3,860 |
Virginia Small Bus. Fing. Auth. (Hampton Univ. Proj.) Series 2008 A, 0.04% 9/5/14, LOC PNC Bank NA, VRDN (a) | 9,750 | | 9,750 |
| | 14,275 |
Washington - 1.2% |
Central Puget Sound Reg'l. Trans. Auth. Sales & Use Tax Rev. Participating VRDN Series Putters 2866, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d) | 1,000 | | 1,000 |
King County Swr. Rev. Participating VRDN Series ROC II R 11962, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 1,600 | | 1,600 |
Washington Gen. Oblig. Participating VRDN: | | | |
Series Clipper 05 39, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (a)(d) | 1,300 | | 1,300 |
Series DB 606, 0.09% 9/5/14 (Liquidity Facility Deutsche Bank AG) (a)(d) | 465 | | 465 |
Series GS 06 7T, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (a)(d) | 2,790 | | 2,790 |
Series ROC II R 11889, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 3,250 | | 3,250 |
| | 10,405 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
West Virginia - 0.1% |
West Virginia Econ. Dev. Auth. Solid Waste Disp. Facilities Rev. (Appalachian Pwr. Co. - Amos Proj.) Series 2009 B, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (a) | $ 1,200 | | $ 1,200 |
Wisconsin - 0.4% |
Wisconsin Health & Edl. Facilities Auth. Rev.: | | | |
(Oakwood Village Proj.) Series 2005, 0.04% 9/5/14, LOC BMO Harris Bank NA, VRDN (a) | 600 | | 600 |
Participating VRDN Series ROC II R 14065, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (a)(d) | 3,200 | | 3,200 |
| | 3,800 |
Wyoming - 0.3% |
Converse County Poll. Cont. Rev. (PacifiCorp Proj.) Series 1994, 0.06% 9/5/14, LOC Wells Fargo Bank NA, VRDN (a) | 2,600 | | 2,600 |
TOTAL VARIABLE RATE DEMAND NOTE (Cost $538,235) |
538,235
|
Other Municipal Debt - 32.5% |
| | | |
Alabama - 0.1% |
Alabama Pub. School & College Auth. Rev. Bonds Series 2007, 3.5% 12/1/14 | 800 | | 807 |
Alaska - 0.4% |
Anchorage Gen. Oblig.: | | | |
Series A1, 0.09% 11/6/14, LOC Wells Fargo Bank NA, CP | 300 | | 300 |
Series B1, 0.08% 11/5/14, LOC JPMorgan Chase Bank, CP | 1,100 | | 1,100 |
TAN 0.5% 9/16/14 | 2,000 | | 2,000 |
| | 3,400 |
Arizona - 0.6% |
Phoenix Civic Impt. Corp. Series 2011 B1, 0.08% 10/1/14, LOC Barclays Bank PLC, CP | 1,700 | | 1,700 |
Phoenix Civic Impt. Corp. Wastewtr. Sys. Rev.: | | | |
Series 2012 A, 0.09% 11/18/14, LOC Royal Bank of Canada, CP | 900 | | 900 |
Series 2012 B, 0.13% 12/10/14, LOC Wells Fargo Bank NA, CP | 2,400 | | 2,400 |
| | 5,000 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
California - 2.0% |
California Gen. Oblig.: | | | |
Series 2011 A2, 0.09% 9/2/14, LOC Royal Bank of Canada, CP | $ 1,200 | | $ 1,200 |
Series A1, 0.05% 9/24/14, LOC Wells Fargo Bank NA, CP | 600 | | 600 |
Kern County Gen. Oblig. TRAN 0.5% 6/30/15 | 9,600 | | 9,630 |
Los Angeles County Gen. Oblig. TRAN 1.5% 6/30/15 | 4,600 | | 4,652 |
Los Angeles Dept. of Wtr. & Pwr. Rev. 0.1% 12/22/14 (Liquidity Facility Wells Fargo Bank NA), CP | 300 | | 300 |
San Bernardino County Gen. Oblig. TRAN 2% 6/30/15 | 600 | | 609 |
| | 16,991 |
Connecticut - 0.9% |
Connecticut Dev. Auth. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.) Series 1999, 0.26% tender 9/25/14, CP mode | 300 | | 300 |
Connecticut Gen. Oblig. Bonds Series 2014 C: | | | |
1% 12/15/14 | 500 | | 501 |
2% 6/15/15 | 1,400 | | 1,421 |
Hartford County Metropolitan District Gen. Oblig. BAN: | | | |
Series F, 1.125% 12/5/14 | 500 | | 501 |
1% 12/5/14 | 2,245 | | 2,250 |
1% 3/23/15 | 2,030 | | 2,040 |
Univ. of Connecticut Gen. Oblig. Bonds Series 2014 A, 2% 2/15/15 | 700 | | 706 |
| | 7,719 |
Delaware - 0.3% |
Delaware Gen. Oblig. Bonds 5% 3/1/15 | 3,000 | | 3,072 |
District Of Columbia - 2.2% |
District of Columbia Gen. Oblig. TRAN 2% 9/30/14 | 16,100 | | 16,123 |
District of Columbia Rev. Bonds Series 2000, 0.09% tender 9/4/14, LOC JPMorgan Chase Bank, CP mode | 1,300 | | 1,300 |
Metropolitan Washington Arpts. Auth. Dulles Toll Road Rev. Series 1, 0.09% 12/5/14, LOC JPMorgan Chase Bank, CP | 1,100 | | 1,100 |
Metropolitan Washington DC Arpts. Auth. Sys. Rev. Series 2 A1, 0.08% 10/2/14, LOC Sumitomo Mitsui Banking Corp., CP | 400 | | 400 |
| | 18,923 |
Florida - 0.9% |
Alachua County Health Facilities Auth. Health Facilities Rev. Bonds (Shands Teaching Hosp. & Clinics, Inc. Proj.) Series 2008 A, 0.08% tender 10/17/14, LOC Bank of America NA, CP mode | 600 | | 600 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Florida Local Govt. Fin. Cmnty. Series 2011 A1, 0.08% 10/3/14, LOC JPMorgan Chase Bank, CP | $ 600 | | $ 600 |
Hillsborough County Cap. Impt. Prog. Rev. Series A: | | | |
0.08% 9/4/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 438 | | 438 |
0.09% 10/30/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 500 | | 500 |
0.1% 12/4/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 700 | | 700 |
0.11% 11/20/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 600 | | 600 |
Jacksonville Elec. Auth. Elec. Sys. Rev. Series C1, 0.07% 9/4/14, CP | 900 | | 900 |
Jacksonville Gen. Oblig. Series 2004 A, 0.09% 12/1/14, LOC Barclays Bank PLC, CP | 500 | | 500 |
JEA Saint Johns River Pwr. Park Sys. Rev. Bonds Series 23 Issue 2, 5% 10/1/14 | 1,200 | | 1,205 |
Polk County Indl. Dev. Auth. Health Sys. Rev. Bonds Series 2014 A1, 0.13%, tender 3/27/15 (a) | 600 | | 600 |
Tampa Health Sys. Rev. Bonds Series 2012 B, 0.15%, tender 3/27/15 (a) | 1,000 | | 1,000 |
| | 7,643 |
Georgia - 2.1% |
Cobb County Gen. Obligations TAN 0.5% 11/28/14 | 1,100 | | 1,101 |
Fulton County Gen. Oblig. TAN 1% 12/31/14 | 6,900 | | 6,921 |
Georgia Gen. Oblig. Bonds Series 2012 C, 5% 9/1/14 | 200 | | 200 |
Georgia Muni. Elec. Auth. Pwr. Rev. Series B: | | | |
0.07% 9/4/14, LOC PNC Bank NA, CP | 1,457 | | 1,457 |
0.07% 10/2/14, LOC TD Banknorth, NA, CP | 7,461 | | 7,461 |
0.07% 10/2/14, LOC TD Banknorth, NA, CP | 900 | | 900 |
| | 18,040 |
Illinois - 0.8% |
Illinois Fin. Auth. Ed. Rev. Series L: | | | |
0.07% 9/16/14, LOC PNC Bank NA, CP | 800 | | 800 |
0.08% 10/16/14, LOC PNC Bank NA, CP | 800 | | 800 |
Illinois Fin. Auth. Rev. Bonds: | | | |
(Hosp. Sister Svcs. Proj.): | | | |
Series 2012 H: | | | |
0.09% tender 11/5/14, CP mode | 500 | | 500 |
0.09% tender 12/3/14, CP mode | 600 | | 600 |
Series 2012 I, 0.08% tender 10/2/14, CP mode | 500 | | 500 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Illinois - continued |
Illinois Fin. Auth. Rev. Bonds: - continued | | | |
Series 2012 H, 0.09% tender 10/7/14, CP mode | $ 1,885 | | $ 1,885 |
Illinois Unemployment Ins. Fund Bldg. Receipts Bonds Series 2012 A, 5% 6/15/15 | 1,500 | | 1,557 |
| | 6,642 |
Indiana - 0.6% |
Indiana Fin. Auth. Rev. Bonds (Trinity Health Sys. Proj.) Series 2008 D2: | | | |
0.07% tender 10/1/14, CP mode | 2,900 | | 2,900 |
0.09% tender 12/1/14, CP mode | 1,100 | | 1,100 |
Indianapolis Gas Util. Sys. Rev. 0.09% 9/4/14, LOC JPMorgan Chase Bank, CP | 900 | | 900 |
| | 4,900 |
Kansas - 0.3% |
City of Lawrence Kansas Gen. Oblig. BAN 1.5% 10/1/14 | 1,100 | | 1,101 |
Wichita Gen. Oblig. BAN Series 258, 0.5% 10/15/14 | 1,700 | | 1,700 |
| | 2,801 |
Kentucky - 0.1% |
Jefferson County Poll. Cont. Rev. Bonds (Louisville Gas & Elec. Co. Proj.) Series 2001 A, 0.22% tender 9/16/14, CP mode | 600 | | 600 |
Maryland - 1.4% |
Baltimore County Gen. Oblig.: | | | |
0.07% 9/4/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 1,400 | | 1,400 |
0.07% 9/8/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 1,100 | | 1,100 |
0.08% 10/3/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 1,700 | | 1,700 |
0.08% 10/3/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 1,100 | | 1,100 |
Montgomery County Gen. Oblig. Bonds: | | | |
Series 2011 A, 5% 7/1/15 | 5,000 | | 5,203 |
Series 2013 MD, 0.09%, tender 12/1/14 (a) | 1,600 | | 1,600 |
| | 12,103 |
Massachusetts - 0.2% |
Massachusetts Indl. Fin. Agcy. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.) Series 1993 A, 0.25% tender 9/25/14, CP mode | 1,500 | | 1,500 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Michigan - 0.5% |
Michigan Bldg. Auth. Rev. Series 6, 0.07% 10/9/14, LOC State Street Bank & Trust Co., Boston, LOC U.S. Bank NA, Cincinnati, CP | $ 1,205 | | $ 1,205 |
Michigan Hosp. Fin. Auth. Rev. Bonds (Trinity Health Sys. Proj.) Series 2008 C: | | | |
0.06% tender 9/3/14, CP mode | 400 | | 400 |
0.07% tender 10/16/14, CP mode | 500 | | 500 |
0.08% tender 11/5/14, CP mode | 870 | | 870 |
0.09% tender 12/3/14, CP mode | 500 | | 500 |
Univ. of Michigan Rev. Series J1, 0.08% 11/6/14, CP | 500 | | 500 |
| | 3,975 |
Minnesota - 0.4% |
Minnesota Gen. Oblig. Bonds Series 2008 C, 5% 8/1/15 | 1,275 | | 1,332 |
Southern Minnesota Muni. Pwr. Agcy. Pwr. Supply Sys. Rev. Bonds Series 2002 A, 5.25% 1/1/15 | 800 | | 813 |
Univ. of Minnesota Gen. Oblig. Series 2007 B, 0.06% 9/3/14, CP | 400 | | 400 |
Univ. of Minnesota Rev. Series 2005 A, 0.08% 11/5/14, CP | 800 | | 800 |
| | 3,345 |
Missouri - 0.1% |
Missouri Health & Edl. Facilities Bonds (BJC Health Sys. Proj.) Series 2013 C, 0.12%, tender 3/27/15 (a) | 500 | | 500 |
Nebraska - 0.3% |
Nebraska Pub. Pwr. District Rev. Series A: | | | |
0.08% 11/6/14, CP | 500 | | 500 |
0.09% 11/13/14, CP | 500 | | 500 |
Omaha Pub. Pwr. District Elec. Rev. Series A: | | | |
0.1% 11/17/14, CP | 300 | | 300 |
0.12% 9/4/14, CP | 1,370 | | 1,370 |
| | 2,670 |
Nevada - 0.1% |
Truckee Meadows Wtr. Auth. Wtr. Rev.: | | | |
Series 2006 A, 0.1% 10/9/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 400 | | 400 |
Series 2006 B, 0.1% 12/1/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 700 | | 700 |
| | 1,100 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
New Hampshire - 0.1% |
New Hampshire Bus. Fin. Auth. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.) Series 1990 B, 0.37% tender 9/12/14, CP mode | $ 1,100 | | $ 1,100 |
New Jersey - 1.3% |
Hamilton Township Mercer County BAN Series 2014 B, 1% 6/11/15 | 600 | | 604 |
Hoboken Gen. Oblig. BAN Series 2014 A, 1% 3/18/15 | 400 | | 402 |
JPMorgan Chase: | | | |
Bonds: | | | |
Series Putters 4465, 0.1%, tender 10/16/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d)(e) | 4,500 | | 4,500 |
Series Putters 4466, 0.13%, tender 12/11/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d)(e) | 2,540 | | 2,540 |
NA Letter of Credit Bonds: | | | |
Series Putters 4460, 0.12%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d)(e) | 2,100 | | 2,100 |
Series Putters 4461, 0.1%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d)(e) | 900 | | 900 |
Passaic County Gen. Oblig. BAN Series 2013 A, 1.25% 12/19/14 | 500 | | 502 |
| | 11,548 |
New York - 0.3% |
JPMorgan Chase Bonds Series Putters 4410, 0.09%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (a)(d)(e) | 800 | | 800 |
New York Metropolitan Trans. Auth. Rev.: | | | |
Series 2B, 0.08% 11/6/14, LOC Barclays Bank PLC, CP | 1,600 | | 1,600 |
Series 2D, 0.1% 12/8/14, LOC Citibank NA, CP | 500 | | 500 |
| | 2,900 |
North Carolina - 0.2% |
North Carolina Gen. Oblig. Bonds Series 2005 B, 5% 4/1/15 | 2,100 | | 2,159 |
Ohio - 2.1% |
Ohio Higher Edl. Facility Commission Rev. Bonds (The Cleveland Clinic Foundation Proj.): | | | |
Series 2008 B5, 0.1% tender 2/4/15, CP mode | 700 | | 700 |
Series 2008 B6: | | | |
0.1% tender 10/6/14, CP mode | 8,000 | | 8,000 |
0.1% tender 10/29/14, CP mode | 9,200 | | 9,200 |
| | 17,900 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Oklahoma - 1.0% |
Oklahoma City Wtr. Utils. Trust Wtr. and Swr. Rev. Series A: | | | |
0.08% 9/4/14, LOC State Street Bank & Trust Co., Boston, CP | $ 1,000 | | $ 1,000 |
0.09% 9/4/14, LOC State Street Bank & Trust Co., Boston, CP | 7,500 | | 7,500 |
0.09% 12/8/14, LOC State Street Bank & Trust Co., Boston, CP | 500 | | 500 |
| | 9,000 |
Oregon - 0.8% |
Oregon Facilities Auth. Rev. Bonds Series 2013 C, 0.1%, tender 10/1/14 (a) | 500 | | 500 |
Oregon Gen. Oblig.: | | | |
Bonds Series WF11 57 C, 0.12%, tender 9/25/14 (Liquidity Facility Wells Fargo Bank NA) (a)(d)(e) | 1,000 | | 1,000 |
TAN Series 2014 A, 2% 6/15/15 | 5,000 | | 5,074 |
| | 6,574 |
Pennsylvania - 0.4% |
Pennsylvania Gen. Oblig. Bonds Series 2012, 5% 6/1/15 | 3,200 | | 3,317 |
Univ. of Pittsburgh Commonwealth Sys. of Higher Ed. BAN Series 2014, 2% 7/22/15 | 400 | | 407 |
| | 3,724 |
Texas - 7.2% |
Austin Elec. Util. Sys. Rev. 0.08% 9/2/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 625 | | 625 |
Harris County Gen. Oblig.: | | | |
Series A1, 0.1% 12/1/14 (Liquidity Facility State Street Bank & Trust Co., Boston), CP | 700 | | 700 |
Series D, 0.09% 9/17/14 (Liquidity Facility JPMorgan Chase Bank), CP | 1,210 | | 1,210 |
Harris County Metropolitan Trans. Auth. Series A1: | | | |
0.09% 9/8/14 (Liquidity Facility JPMorgan Chase Bank), CP | 1,900 | | 1,900 |
0.14% 12/10/14 (Liquidity Facility JPMorgan Chase Bank), CP | 16,500 | | 16,500 |
Lower Colorado River Auth. Rev.: | | | |
Series A: | | | |
0.09% 10/7/14, LOC JPMorgan Chase Bank, CP | 400 | | 400 |
0.09% 11/4/14, LOC JPMorgan Chase Bank, CP | 600 | | 600 |
0.08% 10/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 1,400 | | 1,400 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Lower Colorado River Auth. Rev.: - continued | | | |
0.09% 12/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | $ 300 | | $ 300 |
0.09% 12/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 400 | | 400 |
0.1% 10/7/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 300 | | 300 |
0.1% 12/1/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 600 | | 600 |
Tarrant County Cultural Ed. Facilities Fin. Corp. Hosp. Rev. Bonds (Baylor Health Care Sys. Proj.) Series 2013 B, 0.14%, tender 3/27/15 (a) | 400 | | 400 |
Texas A&M Univ. Rev. Series 1993 B, 0.09% 12/8/14, CP | 600 | | 600 |
Texas Gen. Oblig.: | | | |
Bonds Series 2010 B, 5% 10/1/14 | 1,000 | | 1,004 |
TRAN Series 2014, 1.5% 8/31/15 | 31,500 | | 31,926 |
Texas Muni. Pwr. Agcy. Rev. Series 2005, 0.09% 11/6/14, LOC Barclays Bank PLC, CP | 500 | | 500 |
Univ. of Texas Board of Regents Sys. Rev. Series 2002 A: | | | |
0.06% 9/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 500 | | 500 |
0.07% 10/15/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 500 | | 500 |
0.08% 11/3/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 500 | | 500 |
0.08% 11/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 500 | | 500 |
0.08% 11/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 500 | | 500 |
0.08% 11/6/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 300 | | 300 |
| | 62,165 |
Utah - 1.7% |
Intermountain Pwr. Agcy. Pwr. Supply Rev. Series 2013 B1, 0.11% 11/7/14 (Liquidity Facility JPMorgan Chase Bank), CP | 375 | | 375 |
Utah Gen. Oblig. Bonds: | | | |
Series 2009 B, 4% 7/1/15 | 4,300 | | 4,439 |
Series 2010 A, 5% 7/1/15 | 10,000 | | 10,406 |
| | 15,220 |
Virginia - 0.5% |
Fairfax County Gen. Oblig. Bonds 5% 10/1/14 | 2,900 | | 2,912 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Virginia - continued |
Fairfax County Indl. Dev. Auth. Bonds (Inova Health Sys. Proj.) Series 2012 C, 0.13%, tender 3/27/15 (a) | $ 1,100 | | $ 1,100 |
Norfolk Econ. Dev. Auth. Rev. Series 1997, 0.08% 11/17/14, CP | 800 | | 800 |
| | 4,812 |
Washington - 1.2% |
Energy Northwest Elec. Rev. Bonds Series 2005 A, 5% 7/1/15 | 5,000 | | 5,202 |
Washington Gen. Oblig. Bonds: | | | |
Series 2007 C, 5% 1/1/15 | 2,740 | | 2,784 |
Series 2010 B, 5% 1/1/15 | 1,830 | | 1,860 |
Washington Health Care Facilities Auth. Rev. Bonds Series 2013 B1, 0.2%, tender 3/27/15 (a) | 500 | | 500 |
| | 10,346 |
Wisconsin - 1.4% |
Milwaukee Gen. Oblig.: | | | |
Bonds Series 2014 N2, 5% 4/1/15 | 500 | | 514 |
RAN Series 2014 RI, 1% 12/23/14 | 700 | | 702 |
Wisconsin Gen. Oblig.: | | | |
Bonds Series 2005 1, 5% 5/1/15 | 1,400 | | 1,445 |
Series 2005 A, 0.08% 11/17/14 (Liquidity Facility Bank of New York, New York), CP | 400 | | 400 |
Series 2013 A: | | | |
0.07% 10/3/14 (Liquidity Facility Bank of New York, New York), CP | 600 | | 600 |
0.1% 9/4/14 (Liquidity Facility Bank of New York, New York), CP | 500 | | 500 |
Wisconsin Health & Edl. Facilities Bonds: | | | |
Series 2013 B, 0.11%, tender 3/27/15 (a) | 470 | | 470 |
Series 2014 B1, 0.13%, tender 3/27/15 (a) | 500 | | 500 |
Wisconsin Health & Edl. Facilities Auth. Rev. Bonds Series 2012 J, 0.09% tender 10/7/14, CP mode | 400 | | 400 |
Wisconsin Trans. Rev.: | | | |
Series 2006 A: | | | |
0.09% 10/6/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 5,260 | | 5,260 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Wisconsin - continued |
Wisconsin Trans. Rev.: - continued | | | |
Series 2006 A: - continued | | | |
0.1% 12/1/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | $ 800 | | $ 800 |
Series 2013 A, 0.09% 12/8/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 700 | | 700 |
| | 12,291 |
TOTAL OTHER MUNICIPAL DEBT (Cost $281,470) |
281,470
|
Investment Company - 7.1% |
| Shares | | |
Fidelity Tax-Free Cash Central Fund, 0.05% (b)(c) (Cost $61,359) | 61,358,900 | |
61,359
|
TOTAL INVESTMENT PORTFOLIO - 101.7% (Cost $881,064) | 881,064 |
NET OTHER ASSETS (LIABILITIES) - (1.7)% | (14,508) |
NET ASSETS - 100% | $ 866,556 |
Fidelity AMT Tax-Free Money Fund (the Fund) is a fund of Fidelity Union Street Trust II (the Trust) and is authorized to issue an unlimited number of shares. The Trust is registered under the Investment Company Act of 1940, as amended (the 1940 Act), as an open-end management investment company organized as a Delaware statutory trust.
The Fund invests in Fidelity Central Funds, which are open-end investment companies generally available only to other investment companies and accounts managed by the investment adviser and its affiliates. The Fund's Schedule of Investments lists each of the Fidelity Central Funds held as of period end, if any, as an investment of the Fund, but does not include the underlying holdings of each Fidelity Central Fund. As an Investing Fund, the Fund indirectly bears its proportionate share of the expenses of the underlying Fidelity Central Funds.
The Money Market Central Funds seek preservation of capital and current income and are managed by Fidelity Investments Money Management, Inc. (FIMM), an affiliate of the investment adviser. Annualized expenses of the Money Market Central Funds as of their most recent shareholder report date are less than .01%.
A complete unaudited list of holdings for each Fidelity Central Fund is available upon request or at the Securities and Exchange Commission (the SEC) website at www.sec.gov. In addition, the financial statements of the Fidelity Central Funds, which are not covered by the Fund's Report of Independent Registered Public Accounting Firm, are available on the SEC website or upon request.
The financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP), which require management to make certain estimates and assumptions at the date of the financial statements. Actual results could differ from those estimates. Subsequent events, if any, through the date that the financial statements were issued have been evaluated in the preparation of the financial statements. The following summarizes the significant accounting policies of the Fund:
Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, etc.)
Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available)
As permitted by compliance with certain conditions under Rule 2a-7 of the 1940 Act, securities are valued at amortized cost, which approximates fair value. The amortized cost of an instrument is determined by valuing it at its original cost and thereafter amortizing any discount or premium from its face value at a constant rate until maturity. Securities held by a money market fund are generally high quality and liquid; however, they are reflected as Level 2 because the inputs used to determine fair value are not quoted prices in an active market.
Dividends are declared and recorded daily and paid monthly from net investment income. Distributions from realized gains, if any, are declared and recorded on the ex-dividend date. Income and capital gain distributions are determined in accordance with income tax regulations, which may differ from GAAP. In addition, the Money Market Fund claimed a portion of the payment made to redeeming shareholders as a distribution for income tax purposes.
Capital accounts within the financial statements are adjusted for permanent book-tax differences. These adjustments have no impact on net assets or the results of operations. Capital accounts are not adjusted for temporary book-tax differences which will reverse in a subsequent period.
Book-tax differences are primarily due to deferred trustees compensation.
The Fund purchases municipal securities whose interest, in the opinion of the issuer, is free from federal income tax. There is no assurance that the IRS will agree with this opinion. In the event the IRS determines that the issuer does not comply with relevant tax requirements, interest payments from a security could become federally taxable, possibly retroactively to the date the security was issued.
The federal tax cost of investment securities and unrealized appreciation (depreciation) as of period end were as follows:
The tax-based components of distributable earnings as of period end were as follows:
The Fund intends to elect to defer to its next fiscal year $10 of capital losses recognized during the period November 1, 2013 to August 31, 2014.
The investment adviser voluntarily agreed to waive expenses of the Fund to the extent annual operating expenses exceeded .33% of average net assets. Some expenses, for example interest expense, are excluded from this waiver. During the period this waiver reduced the Fund's expenses by $922.
Additionally, the investment adviser or its affiliates voluntarily agreed to waive certain fees in order to maintain a minimum annualized yield of ..01%. Such arrangements may be discontinued by the investment adviser at any time. For the period, the amount of the waiver was $2,175.
In addition, through arrangements with the Fund's custodian, credits realized as a result of uninvested cash balances were used to reduce the Fund's management fee. During the period, these credits reduced the Fund's management fee by $1.
The Fund's organizational documents provide former and current trustees and officers with a limited indemnification against liabilities arising in connection with the performance of their duties to the Fund. In the normal course of business, the Fund may also enter into contracts that provide general indemnifications. The Fund's maximum exposure under these arrangements is unknown as this would be dependent on future claims that may be made against the Fund. The risk of material loss from such claims is considered remote.
To the Trustees of Fidelity Union Street Trust II and the Shareholders of Fidelity AMT Tax-Free Money Fund:
In our opinion, the accompanying statement of assets and liabilities, including the schedule of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Fidelity AMT Tax-Free Money Fund (a fund of Fidelity Union Street Trust II) at August 31, 2014, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the five years in the period then ended, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Fidelity AMT Tax-Free Money Fund's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at August 31, 2014 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
The Trustees and officers of the trust and fund, as applicable, are listed below. The Board of Trustees governs the fund and is responsible for protecting the interests of shareholders. The Trustees are experienced executives who meet periodically throughout the year to oversee the fund's activities, review contractual arrangements with companies that provide services to the fund, oversee management of the risks associated with such activities and contractual arrangements, and review the fund's performance. Except for Elizabeth S. Acton and James C. Curvey, each of the Trustees oversees 233 funds. Ms. Acton oversees 215 funds. Mr. Curvey oversees 406 funds.
The Trustees hold office without limit in time except that (a) any Trustee may resign; (b) any Trustee may be removed by written instrument, signed by at least two-thirds of the number of Trustees prior to such removal; (c) any Trustee who requests to be retired or who has become incapacitated by illness or injury may be retired by written instrument signed by a majority of the other Trustees; and (d) any Trustee may be removed at any special meeting of shareholders by a two-thirds vote of the outstanding voting securities of the trust. Each Trustee who is not an interested person (as defined in the 1940 Act) of the trust and the fund (Independent Trustee), shall retire not later than the last day of the month in which his or her 75th birthday occurs. The Independent Trustees may waive this mandatory retirement age policy with respect to individual Trustees. The officers hold office without limit in time, except that any officer may resign or may be removed by a vote of a majority of the Trustees at any regular meeting or any special meeting of the Trustees. Except as indicated, each individual has held the office shown or other offices in the same company for the past five years.
In determining that a particular Trustee was and continues to be qualified to serve as a Trustee, the Board has considered a variety of criteria, none of which, in isolation, was controlling. The Board believes that, collectively, the Trustees have balanced and diverse experience, qualifications, attributes, and skills, which allow the Board to operate effectively in governing the fund and protecting the interests of shareholders. Information about the specific experience, skills, attributes, and qualifications of each Trustee, which in each case led to the Board's conclusion that the Trustee should serve (or continue to serve) as a trustee of the fund, is provided below.
Fidelity funds are overseen by different Boards of Trustees. The fund's Board oversees Fidelity's investment-grade bond, money market, and asset allocation funds and another Board oversees Fidelity's equity and high income funds. The asset allocation funds may invest in Fidelity funds that are overseen by such other Board. The use of separate Boards, each with its own committee structure, allows the Trustees of each group of Fidelity funds to focus on the unique issues of the funds they oversee, including common research, investment, and operational issues. On occasion, the separate Boards establish joint committees to address issues of overlapping consequences for the Fidelity funds overseen by each Board.
The Trustees operate using a system of committees to facilitate the timely and efficient consideration of all matters of importance to the Trustees, the fund, and fund shareholders and to facilitate compliance with legal and regulatory requirements and oversight of the fund's activities and associated risks. The Board, acting through its committees, has charged FMR and its affiliates with (i) identifying events or circumstances the occurrence of which could have demonstrably adverse effects on the fund's business and/or reputation; (ii) implementing processes and controls to lessen the possibility that such events or circumstances occur or to mitigate the effects of such events or circumstances if they do occur; and (iii) creating and maintaining a system designed to evaluate continuously business and market conditions in order to facilitate the identification and implementation processes described in (i) and (ii) above. Because the day-to-day operations and activities of the fund are carried out by or through FMR, its affiliates, and other service providers, the fund's exposure to risks is mitigated but not eliminated by the processes overseen by the Trustees. While each of the Board's committees has responsibility for overseeing different aspects of the fund's activities, oversight is exercised primarily through the Operations and Audit Committees. In addition, an ad hoc Board committee of Independent Trustees has worked with FMR to enhance the Board's oversight of investment and financial risks, legal and regulatory risks, technology risks, and operational risks, including the development of additional risk reporting to the Board. The Operations Committee also worked and continues to work with FMR to enhance the stress tests required under SEC regulations for money market funds. Appropriate personnel, including but not limited to the fund's Chief Compliance Officer (CCO), FMR's internal auditor, the independent accountants, the fund's Treasurer and portfolio management personnel, make periodic reports to the Board's committees, as appropriate, including an annual review of FMR's risk management program for the Fidelity funds. The responsibilities of each standing committee, including their oversight responsibilities, are described further under "Standing Committees of the Fund's Trustees."
The fund's Statement of Additional Information (SAI) includes more information about the Trustees. To request a free copy, call Fidelity at 1-800-544-8544.
Correspondence intended for each Trustee who is an interested person may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210.
* Trustees have been determined to be "Interested Trustees" by virtue of, among other things, their affiliation with the trust or various entities under common control with FMR.
Correspondence intended for each Independent Trustee (that is, the Trustees other than the Interested Trustees) may be sent to Fidelity Investments, P.O. Box 55235, Boston, Massachusetts 02205-5235.
Correspondence intended for each officer may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210. Officers appear below in alphabetical order.
The fund hereby designates as a capital gain dividend with respect to the taxable year ended August 31, 2014, $15,492, or, if subsequently determined to be different, the net capital gain of such year.
During fiscal year ended 2014, 100% of the fund's income dividends was free from federal income tax, and 0.00% of the fund's income dividends was subject to the federal alternative minimum tax.
The fund will notify shareholders in January 2015 of amounts for use in preparing 2014 income tax returns.
Citibank, N.A.
New York, NY
Fidelity Investments Institutional Operations Company, Inc.
Fidelity Service Company, Inc.
Citibank, N.A.
Average annual total return reflects the change in the value of an investment, assuming reinvestment of the fund's distributions from dividend income and capital gains (the profits earned upon the sale of securities that have grown in value, if any) and assuming a constant rate of performance each year. The $10,000 table and the fund's returns do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. During periods of reimbursement by Fidelity, a fund's total return will be greater than it would be had the reimbursement not occurred. How a fund did yesterday is no guarantee of how it will do tomorrow.
Let's say hypothetically that $10,000 was invested in Fidelity Arizona Municipal Income Fund on August 31, 2004. The chart shows how the value of your investment would have changed, and also shows how the Barclays® Municipal Bond Index performed over the same period.
As a shareholder of a Fund, you incur two types of costs: (1) transaction costs, including redemption fees and (2) ongoing costs, including management fees and other Fund expenses. This Example is intended to help you understand your ongoing costs (in dollars) of investing in the Funds and to compare these costs with the ongoing costs of investing in other mutual funds.
The Example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period (March 1, 2014 to August 31, 2014).
The first line of the accompanying table for each fund provides information about actual account values and actual expenses. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000.00 (for example, an $8,600 account value divided by $1,000.00 = 8.6), then multiply the result by the number in the first line for a fund under the heading entitled "Expenses Paid During Period" to estimate the expenses you paid on your account during this period. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, each Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
The second line of the accompanying table for each fund provides information about hypothetical account values and hypothetical expenses based on a fund's actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund's actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in the Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, each Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transaction costs. Therefore, the second line of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would have been higher.
Yield refers to the income paid by the fund over a given period. Yields for money market funds are usually for seven-day periods, as they are here, though they are expressed as annual percentage rates. Past performance is no guarantee of future results. Yield will vary and it's possible to lose money investing in the Fund. A portion of the Fund's expenses was reimbursed and/or waived. Absent such reimbursements and/or waivers the yield for the period ending August 31, 2014, the most recent period shown in the table, would have been -0.42%.
Fidelity Arizona Municipal Income Fund (the Income Fund) is a fund of Fidelity Union Street Trust. Fidelity Arizona Municipal Money Market Fund (the Money Market Fund) is a fund of Fidelity Union Street Trust II. Each Trust is registered under the Investment Company Act of 1940, as amended (the 1940 Act), as an open-end management investment company. Fidelity Union Street Trust and Fidelity Union Street Trust II (the Trusts) are organized as a Massachusetts business trust and a Delaware statutory trust, respectively. The Income Fund is a non-diversified fund. Each Fund is authorized to issue an unlimited number of shares. Each Fund may be affected by economic and political developments in the state of Arizona.
The Funds may invest in Fidelity Central Funds, which are open-end investment companies generally available only to other investment companies and accounts managed by the investment adviser and its affiliates. The Funds' Schedules of Investments list each of the Fidelity Central Funds held as of period end, if any, as an investment of each Fund, but do not include the underlying holdings of each Fidelity Central Fund. As an Investing Fund, each Fund indirectly bears its proportionate share of the expenses of the underlying Fidelity Central Funds.
The Money Market Central Funds seek preservation of capital and current income and are managed by Fidelity Investments Money Management, Inc. (FIMM), an affiliate of the investment adviser. Annualized expenses of the Money Market Central Funds as of their most recent shareholder report date are less than .01%.
A complete unaudited list of holdings for each Fidelity Central Fund is available upon request or at the Securities and Exchange Commission (the SEC) website at www.sec.gov. In addition, the financial statements of the Fidelity Central Funds, which are not covered by the Funds' Report of Independent Registered Public Accounting Firm, are available on the SEC website or upon request.
The financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP), which require management to make certain estimates and assumptions at the date of the financial statements. Actual results could differ from those estimates. Subsequent events, if any, through the date that the financial statements were issued have been evaluated in the preparation of
the financial statements. The following summarizes the significant accounting policies of the Funds:
Each Fund categorizes the inputs to valuation techniques used to value its investments into a disclosure hierarchy consisting of three levels as shown below:
Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, etc.)
Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available)
Valuation techniques used to value each Fund's investments by major category are as follows:
For the Income Fund, debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. Municipal securities are valued by pricing vendors who utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type or by broker-supplied prices. When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances.
For the Money Market Fund, as permitted by compliance with certain conditions under Rule 2a-7 of the 1940 Act, securities are valued at amortized cost, which approximates fair value. The amortized cost of an instrument is determined by valuing it at its original
cost and thereafter amortizing any discount or premium from its face value at a constant rate until maturity. Securities held by a money market fund are generally high quality and liquid; however, they are reflected as Level 2 because the inputs used to determine fair value are not quoted prices in an active market.
For the Income Fund, changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy.
Dividends are declared and recorded daily and paid monthly from net investment income. Distributions from realized gains, if any, are declared and recorded on the ex-dividend date. Income and capital gain distributions are determined in accordance with income tax regulations, which may differ from GAAP. In addition, each Fund claimed a portion of the payment made to redeeming shareholders as a distribution for income tax purposes.
Capital accounts within the financial statements are adjusted for permanent book-tax differences. These adjustments have no impact on net assets or the results of operations. Capital accounts are not adjusted for temporary book-tax differences which will reverse in a subsequent period.
Book-tax differences are primarily due to market discount and deferred trustees compensation.
The Funds purchase municipal securities whose interest, in the opinion of the issuer, is free from federal income tax. There is no assurance that the IRS will agree with this opinion. In the event the IRS determines that the issuer does not comply with relevant tax requirements, interest payments from a security could become federally taxable, possibly retroactively to the date the security was issued.
The federal tax cost of investment securities and unrealized appreciation (depreciation) as of period end were as follows for each Fund:
The tax-based components of distributable earnings as of period end were as follows for each Fund:
Purchases and sales of securities, other than short-term securities, for the Income Fund aggregated $11,656,510 and $36,087,562, respectively.
The Income Fund participates with other funds managed by the investment adviser or an affiliate in a $4.25 billion credit facility (the "line of credit") to be utilized for temporary or emergency purposes to fund shareholder redemptions or for other short-term liquidity purposes. The participating funds have agreed to pay commitment fees on their pro-rata portion of the line of credit, which are reflected in Miscellaneous expenses on the Statement of Operations, and are as follows:
During the period, the Income Fund did not borrow on this line of credit.
The investment adviser or its affiliates voluntarily agreed to waive certain fees for the Money Market Fund in order to maintain a minimum annualized yield of .01%. Such arrangements may be discontinued by the investment adviser at any time. For the period, the amount of the waiver was $1,677,265.
In addition, through arrangements with each applicable Fund's custodian and, credits realized as a result of uninvested cash balances were used to reduce each applicable Fund's management fee. During the period, these credits reduced management fee by the following amounts:
The Funds' organizational documents provide former and current trustees and officers with a limited indemnification against liabilities arising in connection with the performance of their duties to the Funds. In the normal course of business, the Funds may also enter into contracts that provide general indemnifications. The Funds' maximum exposure under these arrangements is unknown as this would be dependent on future claims that may be made against the Funds. The risk of material loss from such claims is considered remote.
To the Trustees of Fidelity Union Street Trust and Fidelity Union Street Trust II and the Shareholders of Fidelity Arizona Municipal Income Fund and Fidelity Arizona Municipal Money Market Fund:
In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Fidelity Arizona Municipal Income Fund (a fund of Fidelity Union Street Trust) and Fidelity Arizona Municipal Money Market Fund (a fund of Fidelity Union Street Trust II) at August 31, 2014, the results of each of their operations for the year then ended, the changes in their net assets for each of the two years in the period then ended and the financial highlights for each of the five years in the period then ended, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Fidelity Union Street Trust's and Fidelity Union Street Trust II's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at August 31, 2014 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
The Trustees and officers of the trusts and funds, as applicable, are listed below. The Board of Trustees governs each fund and is responsible for protecting the interests of shareholders. The Trustees are experienced executives who meet periodically throughout the year to oversee each fund's activities, review contractual arrangements with companies that provide services to each fund, oversee management of the risks associated with such activities and contractual arrangements, and review each fund's performance. Except for Elizabeth S. Acton and James C. Curvey, each of the Trustees oversees 233 funds. Ms. Acton oversees 215 funds. Mr. Curvey oversees 406 funds.
The Trustees hold office without limit in time except that (a) any Trustee may resign; (b) any Trustee may be removed by written instrument, signed by at least two-thirds of the number of Trustees prior to such removal; (c) any Trustee who requests to be retired or who has become incapacitated by illness or injury may be retired by written instrument signed by a majority of the other Trustees; and (d) any Trustee may be removed at any special meeting of shareholders by a two-thirds vote of the outstanding voting securities of the trust. Each Trustee who is not an interested person (as defined in the 1940 Act) of the trust and the funds (Independent Trustee), shall retire not later than the last day of the month in which his or her 75th birthday occurs. The Independent Trustees may waive this mandatory retirement age policy with respect to individual Trustees. The officers hold office without limit in time, except that any officer may resign or may be removed by a vote of a majority of the Trustees at any regular meeting or any special meeting of the Trustees. Except as indicated, each individual has held the office shown or other offices in the same company for the past five years.
In determining that a particular Trustee was and continues to be qualified to serve as a Trustee, the Board has considered a variety of criteria, none of which, in isolation, was controlling. The Board believes that, collectively, the Trustees have balanced and diverse experience, qualifications, attributes, and skills, which allow the Board to operate effectively in governing each fund and protecting the interests of shareholders. Information about the specific experience, skills, attributes, and qualifications of each Trustee, which in each case led to the Board's conclusion that the Trustee should serve (or continue to serve) as a trustee of the funds, is provided below.
Fidelity funds are overseen by different Boards of Trustees. The funds' Board oversees Fidelity's investment-grade bond, money market, and asset allocation funds and another Board oversees Fidelity's equity and high income funds. The asset allocation funds may invest in Fidelity funds that are overseen by such other Board. The use of separate Boards, each with its own committee structure, allows the Trustees of each group of Fidelity funds to focus on the unique issues of the funds they oversee, including common research, investment, and operational issues. On occasion, the separate Boards establish joint committees to address issues of overlapping consequences for the Fidelity funds overseen by each Board.
The Trustees operate using a system of committees to facilitate the timely and efficient consideration of all matters of importance to the Trustees, each fund, and fund shareholders and to facilitate compliance with legal and regulatory requirements and oversight of the funds' activities and associated risks. The Board, acting through its committees, has charged FMR and its affiliates with (i) identifying events or circumstances the occurrence of which could have demonstrably adverse effects on the funds' business and/or reputation; (ii) implementing processes and controls to lessen the possibility that such events or circumstances occur or to mitigate the effects of such events or circumstances if they do occur; and (iii) creating and maintaining a system designed to evaluate continuously business and market conditions in order to facilitate the identification and implementation processes described in (i) and (ii) above. Because the day-to-day operations and activities of the funds are carried out by or through FMR, its affiliates, and other service providers, the funds' exposure to risks is mitigated but not eliminated by the processes overseen by the Trustees. While each of the Board's committees has responsibility for overseeing different aspects of the funds' activities, oversight is exercised primarily through the Operations and Audit Committees. In addition, an ad hoc Board committee of Independent Trustees has worked with FMR to enhance the Board's oversight of investment and financial risks, legal and regulatory risks, technology risks, and operational risks, including the development of additional risk reporting to the Board. The Operations Committee also worked and continues to work with FMR to enhance the stress tests required under SEC regulations for money market funds. Appropriate personnel, including but not limited to the funds' Chief Compliance Officer (CCO), FMR's internal auditor, the independent accountants, the funds' Treasurer and portfolio management personnel, make periodic reports to the Board's committees, as appropriate, including an annual review of FMR's risk management program for the Fidelity funds. The responsibilities of each standing committee, including their oversight responsibilities, are described further under "Standing Committees of the Funds' Trustees."
The funds' Statement of Additional Information (SAI) includes more information about the Trustees. To request a free copy, call Fidelity at 1-800-544-8544.
Correspondence intended for each Trustee who is an interested person may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210.
* Trustees have been determined to be "Interested Trustees" by virtue of, among other things, their affiliation with the trusts or various entities under common control with FMR.
Correspondence intended for each Independent Trustee (that is, the Trustees other than the Interested Trustees) may be sent to Fidelity Investments, P.O. Box 55235, Boston, Massachusetts 02205-5235.
Correspondence intended for each officer may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210. Officers appear below in alphabetical order.
The Board of Trustees of each fund voted to pay to shareholders of record at the opening of business on record date, the following distributions per share derived from capital gains realized from sales of portfolio securities:
The funds hereby designate as capital gain dividends the amounts noted below for the taxable year ended August 31, 2014, or, if subsequently determined to be different, the net capital gain of such year:
During fiscal year ended 2014, 100% of each fund's income dividends was free from federal income tax, and 1.70% and 17.53% of Fidelity Arizona Municipal Income Fund and Fidelity Arizona Municipal Money Market Fund's income dividends were subject to the federal alternative minimum tax.
The fund will notify shareholders in January 2015 of amounts for use in preparing 2014 income tax returns.
Citibank, N.A.
Fidelity Investments Institutional Operations Company, Inc.
Fidelity Service Company, Inc.
Citibank, N.A.
As a shareholder of the Fund, you incur two types of costs: (1) transaction costs, and (2) ongoing costs, including management fees and other Fund expenses. This Example is intended to help you understand your ongoing costs (in dollars) of investing in the Fund and to compare these costs with the ongoing costs of investing in other mutual funds.
The Example is based on an investment of $1,000 invested at the beginning of the period and held for the entire period (March 1, 2014 to August 31, 2014).
The first line of the accompanying table provides information about actual account values and actual expenses. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000.00 (for example, an $8,600 account value divided by $1,000.00 = 8.6), then multiply the result by the number in the first line under the heading entitled "Expenses Paid During Period" to estimate the expenses you paid on your account during this period. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, the Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
The second line of the accompanying table provides information about hypothetical account values and hypothetical expenses based on the Fund's actual expense ratio and an assumed rate of return of 5% per year before expenses, which is not the Fund's actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in the Fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of the other funds. A small balance maintenance fee of $12.00 that is charged once a year may apply for certain accounts with a value of less than $2,000. This fee is not included in the table below. If it was, the estimate of expenses you paid during the period would be higher, and your ending account value lower, by this amount. In addition, the Fund, as a shareholder in the underlying Fidelity Central Funds, will indirectly bear its pro-rata share of the fees and expenses incurred by the underlying Fidelity Central Funds. These fees and expenses are not included in the Fund's annualized expense ratio used to calculate the expense estimate in the table below.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transaction costs. Therefore, the second line of the table is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds.
Yield refers to the income paid by the fund over a given period. Yields for money market funds are usually for seven-day periods, as they are here, though they are expressed as annual percentage rates. Past performance is no guarantee of future results. Yield will vary and its possible to lose money investing in the Fund. A portion of the Fund's expenses was reimbursed and/or waived. Absent such reimbursements and/or waivers the yield for period ending August 31, 2014 the most recent period shown in the table, would have been -0.32%.
Variable Rate Demand Note - 62.3% |
| Principal Amount (000s) | | Value (000s) |
Alabama - 0.7% |
Decatur Indl. Dev. Board Exempt Facilities Rev. (Nucor Steel Decatur LLC Proj.) Series 2003 A, 0.3% 9/5/14, VRDN (b)(e) | $ 39,215 | | $ 39,215 |
Mobile Indl. Dev. Board Dock & Wharf Rev. (Holnam, Inc. Proj.) Series 1999 A, 0.09% 9/5/14, LOC Bayerische Landesbank Girozentrale, VRDN (b) | 21,000 | | 21,000 |
Mobile Indl. Dev. Board Exempt Facilities Rev. Series 1997, 0.06% 9/5/14 (Kimberly-Clark Corp. Guaranteed), VRDN (b) | 14,800 | | 14,800 |
Mobile Indl. Dev. Board Solid Waste Disp. Rev. (Alabama Pwr. Co. Barry Plant Proj.) Second Series 2009, 0.04% 9/2/14, VRDN (b) | 15,300 | | 15,300 |
Univ. of Alabama at Birmingham Hosp. Rev. Series 2012 C, 0.04% 9/5/14, LOC PNC Bank NA, VRDN (b) | 31,300 | | 31,300 |
Washington County Indl. Dev. Auth. Rev. (Sempra Energy Proj.) Series 2007, 0.05% 9/5/14, LOC UBS AG, VRDN (b) | 43,160 | | 43,160 |
West Jefferson Indl. Dev. Board Solid Waste Disp. Rev. (Alabama Pwr. Co. Miller Plant Proj.) Series 2008, 0.06% 9/2/14, VRDN (b)(e) | 31,800 | | 31,800 |
| | 196,575 |
Alaska - 0.6% |
Alaska Indl. Dev. & Export Auth. Rev.: | | | |
(Greater Fairbanks Cmnty. Hosp. Foundation Proj.) Series 2009 A, 0.05% 9/5/14, LOC Union Bank NA, VRDN (b) | 19,725 | | 19,725 |
(Greater Fairbanks Hosp. Proj.) Series 2009 B, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 6,000 | | 6,000 |
Participating VRDN Series Putters 4722, 0.05% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 16,665 | | 16,665 |
Alaska Int'l. Arpts. Revs. Series 2009 A, 0.05% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b) | 8,900 | | 8,900 |
Valdez Marine Term. Rev.: | | | |
(ConocoPhillips Proj.) Series 1994 A, 0.05% 9/5/14 (ConocoPhillips Co. Guaranteed), VRDN (b) | 60,100 | | 60,100 |
(Phillips Trans. Alaska, Inc. Proj.): | | | |
Series 1994 B, 0.06% 9/5/14 (ConocoPhillips Co. Guaranteed), VRDN (b) | 26,000 | | 26,000 |
Series 1994 C, 0.06% 9/5/14 (ConocoPhillips Co. Guaranteed), VRDN (b) | 3,000 | | 3,000 |
Series 2002, 0.05% 9/5/14, VRDN (b) | 15,700 | | 15,700 |
| | 156,090 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Arizona - 1.4% |
Arizona Board of Regents Arizona State Univ. Rev. Series 2008 A, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(a) | $ 22,665 | | $ 22,665 |
Arizona Health Facilities Auth. Rev.: | | | |
(Banner Health Sys. Proj.): | | | |
Series 2008 F, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 30,610 | | 30,610 |
Series 2008 G, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 19,440 | | 19,440 |
(Catholic Healthcare West Proj.): | | | |
Series 2005 B, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 13,930 | | 13,930 |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 33,500 | | 33,500 |
Series 2008 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 23,800 | | 23,800 |
Series 2009 F, 0.05% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b) | 39,750 | | 39,750 |
(Southwest Behavioral Health Svcs., Inc. Proj.) Series 2004, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,395 | | 3,395 |
Coconino County Poll. Cont. Corp. Rev.: | | | |
(Arizona Pub. Svc. Co. Navajo Proj.) Series 2009 A, 0.25% 9/5/14, VRDN (b) | 4,000 | | 4,000 |
(Tucson Elec. Pwr. Co. Navajo Proj.) Series 2010 A, 0.1% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 14,900 | | 14,900 |
Maricopa County Indl. Dev. Auth. Multi-family Hsg. Rev.: | | | |
(Ranchwood Apts. Proj.) Series 2001 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 2,395 | | 2,395 |
(San Angelin Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,900 | | 14,900 |
(San Clemente Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 10,600 | | 10,600 |
(San Fernando Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,500 | | 14,500 |
(San Lucas Apts. Proj.) Series 2003, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,700 | | 13,700 |
(San Martin Apts. Proj.): | | | |
Series A1, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,700 | | 5,700 |
Series A2, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,300 | | 4,300 |
(San Miguel Apts. Proj.) Series 2003, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,900 | | 14,900 |
(San Remo Apts. Proj.) Series 2002, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,100 | | 4,100 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Arizona - continued |
Maricopa County Indl. Dev. Auth. Multi-family Hsg. Rev.: - continued | | | |
(Sands Apts. Proj.) Series 2001 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 2,700 | | $ 2,700 |
(Village Square Apts. Proj.) Series 2004, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 2,500 | | 2,500 |
Maricopa County Indl. Dev. Auth. Rev. (Clayton Homes, Inc. Proj.) Series 1998, 0.09% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 4,200 | | 4,200 |
Maricopa County Poll. Cont. Rev. (Arizona Pub. Svc. Co. Palo Verde Proj.) Series 2009 A, 0.29% 9/5/14, VRDN (b) | 1,500 | | 1,500 |
Northern Arizona Univ. Revs. Participating VRDN Series Solar 07 14, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 16,425 | | 16,425 |
Pima County Indl. Dev. Auth. Indl. Rev. (Tucson Elec. Pwr. Co. Proj.) Series 1982 A, 0.06% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 2,500 | | 2,500 |
Pima County Indl. Dev. Auth. Multi-family Hsg. Rev.: | | | |
(Cimarron Place Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,500 | | 4,500 |
Series A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 2,525 | | 2,525 |
Salt River Proj. Agricultural Impt. & Pwr. District Elec. Sys. Rev. Participating VRDN: | | | |
Series BC 10 21W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 5,200 | | 5,200 |
Series EGL 06 0141, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 28,800 | | 28,800 |
Series EGL 07 0012, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 14,850 | | 14,850 |
Series Putters 3307, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,395 | | 6,395 |
Series Putters 3467, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 4,000 | | 4,000 |
Series ROC II R 14060, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,000 | | 4,000 |
Tempe Indl. Dev. Auth. Rev. (ASUF Brickyard Proj.) Series 2004 A, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 1,000 | | 1,000 |
Yavapai County Indl. Dev. Auth. (Northern Arizona Healthcare Sys. Proj.) Series 2008 B, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 14,800 | | 14,800 |
| | 406,980 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Arkansas - 0.5% |
Arkansas Dev. Fin. Auth. Multi-family Hsg. Rev. (Kiehl Partners LP Proj.) Series 2004 A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b) | $ 6,915 | | $ 6,915 |
Blytheville Indl. Dev. Rev. (Nucor Corp. Proj.) Series 2002, 0.32% 9/5/14, VRDN (b)(e) | 34,400 | | 34,400 |
Fort Smith Gen. Oblig. (Mitsubishi Pwr. Systems Americas Proj.) Series 2010, 0.07% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b) | 2,310 | | 2,310 |
Osceola Solid Waste Disp. Rev. (Plum Point Energy Associates, LLC Proj.) Series 2006, 0.08% 9/5/14, LOC Royal Bank of Scotland PLC, VRDN (b)(e) | 100,000 | | 100,000 |
| | 143,625 |
California - 2.0% |
ABAG Fin. Auth. for Nonprofit Corps. Rev. (Sharp HealthCare Proj.) Series 2009 C, 0.05% 9/5/14, LOC Citibank NA, VRDN (b) | 41,800 | | 41,800 |
Anaheim Hsg. Auth. Multi-family Hsg. Rev. (Park Vista Apt. Proj.) Series 2000 D, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 3,600 | | 3,600 |
Bay Area Toll Auth. San Francisco Bay Toll Bridge Rev. Participating VRDN: | | | |
Series EGL 06 83 Class A, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 35,600 | | 35,600 |
Series II R 11901, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 2,100 | | 2,100 |
California Edl. Facilities Auth. Rev. Participating VRDN: | | | |
Series BA 08 1207, 0.1% 9/5/14 (Liquidity Facility Deutsche Bank AG New York Branch) (b)(f) | 11,110 | | 11,110 |
Series ROC II R 11974, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,555 | | 4,555 |
California Gen. Oblig. Series 2003 C1, 0.04% 9/5/14, LOC Bank of America NA, VRDN (b) | 6,200 | | 6,200 |
California Health Facilities Fing. Auth. Rev. Participating VRDN Series DB 3294, 0.08% 9/5/14 (Liquidity Facility Deutsche Bank AG New York Branch) (b)(f) | 10,125 | | 10,125 |
California Hsg. Fin. Agcy. Rev.: | | | |
(Home Mtg. Prog.): | | | |
Series 2000 N, 0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 12,235 | | 12,235 |
Series 2002 J, 0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 940 | | 940 |
Series 2003 H, 0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 10,415 | | 10,415 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
California - continued |
California Hsg. Fin. Agcy. Rev.: - continued | | | |
Series 2003 M: | | | |
0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | $ 5,200 | | $ 5,200 |
0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 18,435 | | 18,435 |
Series 2006 C, 0.04% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 54,000 | | 54,000 |
Series 2006 F2, 0.04% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 1,600 | | 1,600 |
Series 2007 K, 0.04% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 11,360 | | 11,360 |
(Multifamily Hsg. Prog.) Series 2007 H, 0.04% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 14,145 | | 14,145 |
California Statewide Cmntys. Dev. Auth. Multi-family Hsg. Rev. (Maple Square Apt. Proj.) Series AA, 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 5,555 | | 5,555 |
El Dorado Irrigation District Rev. Ctfs. of Prtn. Series 2008 A, 0.05% 9/5/14, LOC Citibank NA, VRDN (b) | 61,745 | | 61,745 |
Los Angeles Cmnty. College District Participating VRDN: | | | |
Series MS 3096, 0.08% 9/5/14 (Liquidity Facility Deutsche Bank AG New York Branch) (b)(f) | 1,500 | | 1,500 |
Series ROC II R 11728, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 7,040 | | 7,040 |
Los Angeles Dept. of Wtr. & Pwr. Rev. Participating VRDN Series Putters 3902 Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,380 | | 3,380 |
Los Angeles Hbr. Dept. Rev. Participating VRDN Series DB 634, 0.07% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(e)(f) | 14,780 | | 14,780 |
Los Angeles Multi-family Hsg. Rev. (Tri-City Hsg. Proj.) Series 1, 0.05% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 1,800 | | 1,800 |
Milpitas Multi-family Rev. (Crossing at Montague Proj.) Series A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 29,000 | | 29,000 |
Modesto Pub. Fing. Auth. Lease Rev. Series 2008 B, 0.08% 9/5/14, LOC Bank of America NA, VRDN (b) | 16,320 | | 16,320 |
Newport Mesa Unified School District Participating VRDN Series WF 11 70Z, 0.05% 9/5/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f) | 15,030 | | 15,030 |
Northern California Pwr. Agcy. Rev. (Hydroelectric #1 Proj.) Series 2008 A, 0.05% 9/5/14, LOC Citibank NA, VRDN (b) | 62,060 | | 62,060 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
California - continued |
Orange County Sanitation District Ctfs. of Prtn. Participating VRDN Series MS 06 2222, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | $ 16,575 | | $ 16,575 |
Riverside Ctfs. of Prtn. (Riverside Renaissance Proj.) Series 2008, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 63,950 | | 63,950 |
San Jose Multi-family Hsg. Rev. (Las Ventanas Apts. Proj.) Series 2008 B, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b) | 5,000 | | 5,000 |
San Juan Capistrano Gen. Oblig. Participating VRDN Series Putters 3646, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 10,050 | | 10,050 |
Stanislaus County Cap. Impts. Fing. Auth. Rev. Series 2004, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 8,850 | | 8,850 |
| | 566,055 |
Colorado - 1.4% |
Adams County Hsg. Auth. (Semper Village Apts. Proj.) Series 2004 A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,000 | | 14,000 |
Aurora Hsg. Auth. Multi-family Hsg. Rev. (Liberty Creek Proj.) Series 2008, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 27,580 | | 27,580 |
Aurora Multi-family Hsg. Rev. (Aurora Meadows Apts. Proj.) Series 1996, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,400 | | 13,400 |
Colorado Edl. & Cultural Facilities Auth. Rev. (Clyfford Still Museum Proj.) Series 2008, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 1,405 | | 1,405 |
Colorado Health Facilities Auth. Retirement Hsg. Rev. Participating VRDN Series Putters 1390, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 39,335 | | 39,335 |
Colorado Health Facilities Auth. Rev. (Boulder Cmnty. Hosp. Proj.) Series 2000, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 50,890 | | 50,890 |
Colorado Hsg. & Fin. Auth. Solid Waste Rev.: | | | |
(Waste Mgmt., Inc. Proj.) 0.07% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 7,000 | | 7,000 |
(Waste Mgmt., Inc. Proj.) 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 14,160 | | 14,160 |
Colorado Reg'l. Trans. District Sales Tax Rev. Participating VRDN: | | | |
Series EGL 14 0020, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 30,610 | | 30,610 |
Series EGL 14 0022, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 36,165 | | 36,165 |
Series EGL 14 0023, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 16,830 | | 16,830 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Colorado - continued |
Colorado Reg'l. Trans. District Sales Tax Rev. Participating VRDN: - continued | | | |
Series EGL 14 0024, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | $ 29,700 | | $ 29,700 |
Colorado State Univ. Board of Governors Enterprise Sys. Rev. Participating VRDN: | | | |
Series MS 3316, 0.05% 9/5/14 (Liquidity Facility Cr. Suisse AG) (b)(f) | 14,030 | | 14,030 |
Series Putters 4386, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 7,500 | | 7,500 |
Colorado Univ. Co. Hosp. Auth. Rev. Series 2011 A, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 26,760 | | 26,760 |
Eclipse Fdg. Trust Various States Participating VRDN Series Solar 12 11, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 14,685 | | 14,685 |
Lakewood Hsg. Auth. Multi-family Rev.: | | | |
(Ridgemoor Apts. Proj.) Series 2003 A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,325 | | 13,325 |
(Timberleaf Apts. Proj.) 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,165 | | 11,165 |
Moffat County Poll. Cont. Rev. (Tri-State Generation and Transmission Assoc., Inc. Proj.) Series 2009, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 35,075 | | 35,075 |
Westminster County Multi-family Hsg. Rev. (Lakeview Apts. Proj.) Series 1997, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,110 | | 7,110 |
| | 410,725 |
Connecticut - 0.0% |
Connecticut Health & Edl. Facilities Auth. Rev. Series 2014 D, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 6,130 | | 6,130 |
Delaware - 0.2% |
Delaware Econ. Dev. Auth. Rev. (Delmarva Pwr. & Lt. Co. Proj.): | | | |
Series 1988, 0.13% 9/2/14, VRDN (b)(e) | 1,900 | | 1,900 |
Series 1993 C, 0.2% 9/5/14, VRDN (b) | 5,450 | | 5,450 |
Series 1994, 0.13% 9/2/14, VRDN (b)(e) | 14,000 | | 14,000 |
Series 1999 A, 0.23% 9/5/14, VRDN (b) | 2,300 | | 2,300 |
Series 1999 B, 0.24% 9/5/14, VRDN (b)(e) | 9,900 | | 9,900 |
Wilmington Adjustable Rate Demand Rev. (Delaware Art Museum, Inc. Proj.) 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 11,800 | | 11,800 |
| | 45,350 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
District Of Columbia - 0.8% |
District of Columbia Hsg. Fin. Agcy. Multi-family Hsg. Rev.: | | | |
(Pentacle Apts. Proj.) Series 2008, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b) | $ 3,535 | | $ 3,535 |
(Trenton Park Apts. Proj.) Series 2001, 0.11% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 5,555 | | 5,555 |
District of Columbia Income Tax Rev. Participating VRDN: | | | |
Series EGL 14 0039, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 6,200 | | 6,200 |
Series Putters 3369, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 1,000 | | 1,000 |
Series Putters 4020, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 7,250 | | 7,250 |
District of Columbia Rev.: | | | |
(American Univ. Proj.) Series 2008, 0.04% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 7,550 | | 7,550 |
(Fort Lincoln New Town/Premium Distributors LLC Proj.) Series 2000, 0.2% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 6,345 | | 6,345 |
(Medlantic/Helix Proj.) Series 1998 A Tranche II, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 31,750 | | 31,750 |
(The AARP Foundation Proj.) Series 2004, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 11,900 | | 11,900 |
(Washington Drama Society, Inc. Proj.) Series 2008, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 60,155 | | 60,155 |
(World Wildlife Fund Proj.) Series 2010, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 9,400 | | 9,400 |
District of Columbia Univ. Rev.: | | | |
(American Univ. Proj.): | | | |
Series 2006 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 28,225 | | 28,225 |
Series 2006 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 31,100 | | 31,100 |
(Georgetown Univ. Proj.): | | | |
Series 2007 B1, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 1,500 | | 1,500 |
Series 2007 B2, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 9,445 | | 9,445 |
Series 2007 C2, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,000 | | 2,000 |
Metropolitan Washington DC Arpts. Auth. Sys. Rev. Series 2009 D1, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 9,010 | | 9,010 |
| | 231,920 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - 2.7% |
Brevard County Hsg. Fin. Auth. (Manatee Cove Apts. Proj.) 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | $ 10,250 | | $ 10,250 |
Broward County Fin. Auth. Multi-family Hsg. Rev.: | | | |
(Pinnacle Village Apts. Proj.) Series 2004, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 6,200 | | 6,200 |
(Sanctuary Apts Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 15,820 | | 15,820 |
Broward County Port Facilities Rev. (Port Everglades Proj.) Series 2008, 0.07% 9/5/14, LOC Royal Bank of Canada, VRDN (b)(e) | 8,220 | | 8,220 |
Collier County Health Facilities Auth. Health Facilities Rev. (Moorings, Inc. Proj.) Series 2008, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 16,065 | | 16,065 |
Collier County Hsg. Fin. Auth. Multi-family Rev.: | | | |
(Sawgrass Pines Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,800 | | 6,800 |
(Summer Lakes Phase II Apts. Proj.) 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 17,740 | | 17,740 |
Florida Board of Ed. Pub. Ed. Cap. Outlay Participating VRDN: | | | |
Series BA 08 1059, 0.07% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 4,165 | | 4,165 |
Series EGL 14 0007, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 21,445 | | 21,445 |
Series Putters 3834 Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 9,000 | | 9,000 |
Series ROC II R 11884X, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 13,600 | | 13,600 |
Florida Dept. of Trans. Tpk. Rev. Participating VRDN Series Solar 07 30, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 22,000 | | 22,000 |
Florida Hsg. Fin. Corp. Multi-family Mtg. Rev.: | | | |
(Avalon Reserve Apts. Proj.) Series 2003 R1, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,170 | | 14,170 |
(Clarcona Groves Apts. Proj.) Series A, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 8,600 | | 8,600 |
(Collins Cove Sr. Apts. Proj.) Series 2003 W, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 5,200 | | 5,200 |
(Grande Court at North Port Apts. Proj.) Series 2004 E, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,400 | | 5,400 |
(Hunters Run Apts. Proj.) Series G, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,700 | | 7,700 |
(Lynn Lake Apts. Proj.) Series B1, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 20,210 | | 20,210 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Florida Hsg. Fin. Corp. Multi-family Mtg. Rev.: - continued | | | |
(Mill Creek Apts. Proj.) Series 2004 K, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 14,200 | | $ 14,200 |
(Pinnacle Grove Apts. Proj.) Series 2003 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,350 | | 7,350 |
(Riverwalk I Apts. Proj.) Series 2008 E, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 4,955 | | 4,955 |
(Savannah Springs Apts. Proj.) Series G, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 6,870 | | 6,870 |
(Sterling Palms Apts. Proj.) Series F, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,970 | | 13,970 |
(Victoria Park Apts. Proj.) Series 2002 J, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b) | 2,200 | | 2,200 |
Florida Hsg. Fin. Corp. Rev.: | | | |
(Tuscany Lakes Apts. Proj.) Series 2002 K1, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,000 | | 4,000 |
(Valencia Village Apts. Proj.) Series G, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,250 | | 11,250 |
(Waterford Pointe Apts. Proj.) Series 2000 E1, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 8,155 | | 8,155 |
Florida Keys Aqueduct Auth. Wtr. Rev. Series 2008, 0.05% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 10,500 | | 10,500 |
Highlands County Health Facilities Auth. Rev. Participating VRDN Series ROC II R 11830, 0.07% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 10,875 | | 10,875 |
Hillsborough County Hsg. Fin. Auth. Multi-family Rev.: | | | |
(Claymore Crossings Apt. Proj.) Series 2005, 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 10,540 | | 10,540 |
(Grande Oaks Apts. Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,000 | | 7,000 |
(Hunters Run Apts. Proj.) Series 2002 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 8,075 | | 8,075 |
(Meridian Pointe Apts. Proj.) Series 2005, 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 11,400 | | 11,400 |
(Mobley Park Apts. Proj.) Series A, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 7,190 | | 7,190 |
(Morgan Creek Apts. Proj.) Series 2003, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 12,700 | | 12,700 |
(Royal Palm Key Apts. Proj.) Series 2002, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 8,780 | | 8,780 |
Hillsborough County Indl. Dev. Auth. Indl. Dev. Rev. (Vigo Importing Co. Proj.) Series 1996, 0.4% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 305 | | 305 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Jacksonville Elec. Auth. Elec. Sys. Rev. Participating VRDN Series BA 09 1209X, 0.1% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | $ 5,310 | | $ 5,310 |
Jacksonville Hsg. Fin. Auth. Multi-family Hsg. Rev. (Brookwood Forest Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 8,785 | | 8,785 |
Jacksonville Port Auth. Rev. (Mitsui O.S.K. Lines Ltd. Proj.) 0.04% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 77,840 | | 77,840 |
Lee County Hsg. Fin. Auth. Multi-family Hsg. Rev. (Univ. Club Apts. Proj.) Series A, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,500 | | 7,500 |
Lee Memorial Health Sys. Hosp. Rev. Series 2009 C, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 6,040 | | 6,040 |
Miami-Dade County: | | | |
Series 2014 A, 0.05% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b) | 42,300 | | 42,300 |
Series 2014 B, 0.06% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b)(e) | 6,150 | | 6,150 |
Miami-Dade County Hsg. Fin. Auth. Multi-family Mtg. Rev. (22nd Avenue Apts., 183rd Street Apts. & 187th Street Apts. Proj.) Series 2003 3, 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 15,085 | | 15,085 |
Miami-Dade County Indl. Dev. Auth. Rev. (Tarmac America Proj.) Series 2004, 0.07% 9/5/14, LOC HSBC Bank U.S.A., NA, VRDN (b)(e) | 9,700 | | 9,700 |
Ocean Hwy. & Port Auth. Rev. 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 3,000 | | 3,000 |
Orange County Health Facilities Auth. Rev. (The Nemours Foundation Proj.): | | | |
Series 2009 B, 0.04% 9/5/14, LOC Northern Trust Co., VRDN (b) | 29,800 | | 29,800 |
Series 2009 C1, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 3,975 | | 3,975 |
Series 2009 C2, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 22,920 | | 22,920 |
Orange County Hsg. Fin. Auth. Multi-family Rev.: | | | |
(Alta Westgate Apts. Proj.) Series C, 0.07% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 12,560 | | 12,560 |
(Glenn Millenia Proj.) Series 2001 C, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 3,400 | | 3,400 |
(Osprey Ridge Apts. Proj.) Series 2000 H, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,060 | | 7,060 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Osceola County Hsg. Fin. Auth. Multi-family Rev. (Regatta Bay Apts. Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 12,920 | | $ 12,920 |
Palm Beach County Hsg. Fin. Auth. Multi-family Hsg. Rev. (Renaissance Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 20,300 | | 20,300 |
Palm Beach County Rev.: | | | |
(Benjamin Private School Proj.) 0.06% 9/5/14, LOC Northern Trust Co., VRDN (b) | 5,350 | | 5,350 |
(Hospice of Palm Beach Proj.) Series 2001, 0.05% 9/5/14, LOC Northern Trust Co., VRDN (b) | 3,000 | | 3,000 |
(Raymond F. Kravis Ctr. Proj.) Series 2002, 0.05% 9/5/14, LOC Northern Trust Co., VRDN (b) | 5,045 | | 5,045 |
(Saint Andrew's School of Boca Raton, Inc. Proj.) Series 2007, 0.08% 9/5/14, LOC Bank of America NA, VRDN (b) | 9,800 | | 9,800 |
(The Norton Gallery and School of Arts, Inc. Proj.) Series 2000, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 11,400 | | 11,400 |
Palm Beach County Solid Waste Auth. Rev. Participating VRDN Series ROC II 14003, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 6,400 | | 6,400 |
Palm Beach County Wtr. & Swr. Rev. Participating VRDN Series Putters 2622, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 1,000 | | 1,000 |
Pinellas County Health Facilities Auth. Rev.: | | | |
(BayCare Health Sys. Proj.) Series 2009 A3, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 25,850 | | 25,850 |
(Suncoast Hospice Proj.) Series 2004, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 12,650 | | 12,650 |
Polk County Hsg. Fin. Auth. Multi-family Hsg. Rev. (Cambridge Cove Apts. Proj.) Series 2001, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,600 | | 7,600 |
Sarasota County Pub. Hosp. District Hosp. Rev. (Sarasota Memorial Hosp. Proj.) Series 2009 B, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,300 | | 3,300 |
Sunshine State Govt. Fing. Commission Rev. (Miami-Dade County Prog.) Series 2010 A, 0.04% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 16,105 | | 16,105 |
| | 775,045 |
Georgia - 1.6% |
Atlanta Urban Residential Fin. Auth. Multi-family Hsg. Rev.: | | | |
(Capitol Gateway Apts. Proj.) Series 2005, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 8,475 | | 8,475 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Georgia - continued |
Atlanta Urban Residential Fin. Auth. Multi-family Hsg. Rev.: - continued | | | |
(Collegetown at Harris Homes Phase I Proj.) Series 2003, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 7,230 | | $ 7,230 |
Bulloch County Dev. Auth. Indl. Dev. Rev. (Gold Kist, Inc. Proj.) Series 1995, 0.2% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 4,000 | | 4,000 |
Burke County Indl. Dev. Auth. Poll. Cont. Rev. (Oglethorpe Pwr. Corp. Proj.): | | | |
Series 2010 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 47,400 | | 47,400 |
Series 2010 B, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 10,105 | | 10,105 |
Canton Hsg. Auth. Multi-family Hsg. Rev. (Alta Ridgewalk Apts. Proj.) Series 2003, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 20,450 | | 20,450 |
Clarke County Indl. Dev. Auth. Hosp. Facilities Rev. Participating VRDN Series Solar 07 31, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 15,915 | | 15,915 |
Cobb County Kennestone Hosp. Auth. Rev. (WellStar Health Sys. Proj.) Series 2005 A, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 44,400 | | 44,400 |
DeKalb County Hsg. Auth. Multi-family Hsg. Rev. (Eagles Trace Apts. Proj.) Series 1996, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,950 | | 6,950 |
Gwinnett County Dev. Auth. Indl. Dev. Rev. (Curtis 1000, Inc. Proj.) Series 1996, 0.08% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 6,460 | | 6,460 |
Gwinnett County Hsg. Auth. Multi-family Hsg. Rev. (Herrington Woods Apt. Proj.) Series 1996 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,835 | | 9,835 |
Gwinnett County Wtr. & Swr. Auth. Rev. Participating VRDN Series ROC II R 11910, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,075 | | 4,075 |
Heard County Dev. Auth. Poll. Cont. Rev. (Oglethorpe Pwr. Corp. Scherer Proj.) Series 2009 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,600 | | 3,600 |
Kennesaw Dev. Auth. Multi-family Hsg. Rev. (Alta Ridenour Apts. Proj.) Series 2008, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 7,350 | | 7,350 |
Loganville Hsg. Auth. Multi-family Hsg. Rev. (Alexander Crossing Apt. Proj.) 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 15,555 | | 15,555 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Georgia - continued |
Main Street Natural Gas, Inc. Georgia Gas Proj. Rev. Series 2010 A, 0.05% 9/5/14 (Liquidity Facility Royal Bank of Canada), VRDN (b) | $ 83,095 | | $ 83,095 |
Metropolitan Atlanta Rapid Transit Auth. Sales Tax Rev. Series 2000 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 43,085 | | 43,085 |
Monroe County Dev. Auth. Poll. Cont. Rev.: | | | |
(Oglethorpe Pwr. Corp. Proj.) Series 2009 B, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 25,000 | | 25,000 |
(Oglethorpe Pwr. Corp. Scherer Proj.) Series 2009 A, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 10,940 | | 10,940 |
Newnan Dev. Auth. Multi-family Hsg. Rev. (The Club at Newnan Crossing Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,500 | | 9,500 |
Private Colleges & Univs. Auth. Rev. Participating VRDN: | | | |
Series BC 13 20U, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 4,000 | | 4,000 |
Series WF 11 32C, 0.05% 9/5/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f) | 5,800 | | 5,800 |
Roswell Hsg. Auth. Multi-family Hsg. Rev. (Azalea Park Apts. Proj.) Series 1996, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b) | 6,900 | | 6,900 |
Savannah Econ. Dev. Auth. Rev. (Home Depot, Inc. Proj.) Series 1995 A, 0.1% 9/5/14, VRDN (b)(e) | 57,400 | | 57,400 |
Sugar Hill Hsg. Auth. Multi-family Rev. (Level Creek Apts. Proj.) Series 1997, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 11,290 | | 11,290 |
| | 468,810 |
Hawaii - 0.2% |
Eclipse Fdg. Trust Various States Participating VRDN Series Solar 12 14, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 14,155 | | 14,155 |
Hawaii Dept. of Budget & Fin. Spl. Purp. Rev. (Queen's Health Sys. Proj.): | | | |
Series 2009 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 15,195 | | 15,195 |
Series 2009 B, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 12,135 | | 12,135 |
Hawaii Gen. Oblig. Participating VRDN Series Putters 4007, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,665 | | 6,665 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Hawaii - continued |
Hawaii State Hsg. Fin. & Dev. Corp. Rev. (Lokahi Kau Apts. Proj.) Series 2008, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b) | $ 6,755 | | $ 6,755 |
Honolulu City and County Wastewtr. Sys. Participating VRDN Series ROC II R 11989, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,005 | | 4,005 |
| | 58,910 |
Illinois - 4.3% |
Carol Stream Multi-family Rev. (Saint Charles Square Proj.) Series 1997, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 1,800 | | 1,800 |
Chicago Board of Ed. Series 2000 B, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 22,500 | | 22,500 |
Chicago Gen. Oblig. Letter of Cr. Enhanced Participating VRDN Series Solar 06 38, 0.08% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 7,290 | | 7,290 |
Chicago Metropolitan Wtr. Reclamation District Greater Chicago Participating VRDN: | | | |
Series Putters 4360, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 5,000 | | 5,000 |
Series Solar 06 75, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 19,740 | | 19,740 |
Chicago Midway Arpt. Rev. Series 2014 C, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 34,870 | | 34,870 |
Chicago O'Hare Int'l. Arpt. Rev. Series 2005 D, 0.06% 9/5/14, LOC Barclays Bank PLC, VRDN (b) | 60,900 | | 60,900 |
Chicago Park District Gen. Oblig. Participating VRDN Series ROC II R 11935, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 9,375 | | 9,375 |
Chicago Wtr. Rev.: | | | |
Series 2004 A1, 0.11% 9/5/14, LOC California Pub. Employees Retirement Sys., VRDN (b) | 85,540 | | 85,540 |
Series 2004 A2, 0.11% 9/5/14, LOC California Pub. Employees Retirement Sys., VRDN (b) | 58,335 | | 58,335 |
Series 2004 A3, 0.08% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b) | 24,050 | | 24,050 |
Illinois Dev. Fin. Auth. Indl. Dev. Rev.: | | | |
(Delta-Unibus Corp. Proj.) Series 2001, 0.21% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 3,200 | | 3,200 |
(R&R Enterprises 2nd Proj.) Series 1999 A, 0.16% 9/5/14, LOC BMO Harris Bank NA, VRDN (b)(e) | 1,825 | | 1,825 |
Illinois Dev. Fin. Auth. Rev. (Rich Prods. Corp. Proj.) Series 1998, 0.08% 9/5/14, LOC HSBC Bank U.S.A., NA, VRDN (b)(e) | 7,825 | | 7,825 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Illinois - continued |
Illinois Dev. Fin. Auth. Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | $ 16,900 | | $ 16,900 |
Illinois Edl. Facilities Auth. Rev. (Field Museum of Natural History Proj.) Series 2000, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 14,900 | | 14,900 |
Illinois Fin. Auth. Multi-family Rev. (Hidden Glen Apts. Proj.) Series 2007, 0.06% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 6,965 | | 6,965 |
Illinois Fin. Auth. Rev.: | | | |
(Edward Hosp. Obligated Group Proj.): | | | |
Series 2008 B1, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 38,335 | | 38,335 |
Series 2008 B2, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 37,535 | | 37,535 |
(Little Co. of Mary Hosp. Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 37,640 | | 37,640 |
Series 2008 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 26,315 | | 26,315 |
(Museum of Science & Industry Proj.): | | | |
Series 2009 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 15,500 | | 15,500 |
Series 2009 C, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 12,870 | | 12,870 |
Series 2009 D, 0.05% 9/5/14, LOC Northern Trust Co., VRDN (b) | 15,500 | | 15,500 |
(Northwest Cmnty. Hosp. Proj.): | | | |
Series 2008 B, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 33,800 | | 33,800 |
Series 2008 C, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 25,300 | | 25,300 |
(OSF Healthcare Sys. Proj.) Series 2009 C, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 34,600 | | 34,600 |
(Rockford Mem. Hosp. Proj.) 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 60,800 | | 60,800 |
(Rush Univ. Med. Ctr. Proj.) Series 2008 A, 0.04% 9/5/14, LOC Northern Trust Co., VRDN (b) | 7,700 | | 7,700 |
(Saint Xavier Univ. Proj.) Series 2008, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 9,570 | | 9,570 |
Participating VRDN: | | | |
Series BA 08 1137, 0.07% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 12,855 | | 12,855 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Illinois - continued |
Illinois Fin. Auth. Rev.: - continued | | | |
Series EGL 06 115, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | $ 5,445 | | $ 5,445 |
Series Floaters 3342, 0.06% 9/5/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah) (b)(f) | 3,300 | | 3,300 |
Series MS 3332, 0.05% 9/5/14 (Liquidity Facility Cr. Suisse AG) (b)(f) | 5,700 | | 5,700 |
Series Putters 3378, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 11,200 | | 11,200 |
Series Putters 3435, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,105 | | 2,105 |
0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,000 | | 3,000 |
Series 2009 A, 0.04% 9/5/14, LOC BMO Harris Bank NA, VRDN (b) | 21,685 | | 21,685 |
Series 2009 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 15,500 | | 15,500 |
Series 2011 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 12,720 | | 12,720 |
Illinois Gen. Oblig.: | | | |
Series 2003 B, 0.03% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 56,400 | | 56,400 |
Series 2003 B2, 0.04% 9/5/14, LOC Royal Bank of Canada, VRDN (b) | 18,000 | | 18,000 |
Series 2003 B3, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 67,550 | | 67,550 |
Illinois Health Facilities Auth. Rev. (Herman M. Finch Univ. of Health Sciences/The Chicago Med. School Proj.) Series 2003, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 25,300 | | 25,300 |
Illinois Hsg. Dev. Auth. Multi-family Hsg. Rev.: | | | |
(Prairie Station Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 17,900 | | 17,900 |
(Valley View Apts. Proj.) 0.07% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 10,950 | | 10,950 |
0.06% 9/5/14, LOC Freddie Mac, VRDN (b) | 11,600 | | 11,600 |
Illinois Toll Hwy. Auth. Toll Hwy. Rev.: | | | |
Series 2007 A 2D, 0.05% 9/5/14, LOC Royal Bank of Canada, VRDN (b) | 10,000 | | 10,000 |
Series 2007 A-2A, 0.05% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b) | 17,000 | | 17,000 |
Series 2007 A1, 0.05% 9/5/14, LOC Citibank NA, VRDN (b) | 117,900 | | 117,900 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Illinois - continued |
Lake County Multi-family Hsg. Rev. (Whispering Oaks Apts. Proj.) Series 2008, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | $ 19,900 | | $ 19,900 |
Lake County Solid Waste Disp. Facilities Rev. (Countryside Landfill, Inc. Proj.) Series B, 0.12% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 4,320 | | 4,320 |
Lisle Village Multi-family Hsg. Rev. (Devonshire of Lisle Proj.) Series 1991, 0.08% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 6,000 | | 6,000 |
Palos Hills Multi-family Hsg. Rev. (Green Oaks Proj.) Series 1998, 0.1% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,200 | | 14,200 |
| | 1,227,010 |
Indiana - 1.7% |
Eclipse Fdg. Trust Custody Rpt. Various States Participating VRDN Series Solar 07 26, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 13,435 | | 13,435 |
Elkhart County Hosp. Auth. Rev. (Elkhart Gen. Hosp. Proj.) Series 2008, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 20,970 | | 20,970 |
Elkhart County Multi-family Hsg. Rev. (Pedcor Investments Proj.) Series 2000, 0.08% 9/5/14, LOC Fed. Home Ln. Bank, Indianapolis, VRDN (b)(e) | 7,197 | | 7,197 |
Hammond Swr. & Solid Waste Disp. Rev. (Cargill, Inc. Proj.) 0.06% 9/5/14, VRDN (b)(e) | 39,000 | | 39,000 |
Indiana Dev. Fin. Auth. Econ. (Archer-Daniels-Midland Co. Proj.) Series 2012, 0.05% 9/5/14 (Archer Daniels Midland Co. Guaranteed), VRDN (b) | 17,300 | | 17,300 |
Indiana Dev. Fin. Auth. Envir. Rev. (Duke Energy Indiana, Inc. Proj.) Series 2009 A3, 0.06% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b) | 32,450 | | 32,450 |
Indiana Dev. Fin. Auth. Poll. Cont. Rev. (Southern Indiana Gas and Elec. Co. Proj.) Series 1998 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 16,000 | | 16,000 |
Indiana Dev. Fin. Auth. Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series 2002 B, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 14,000 | | 14,000 |
Indiana Edl. Facilities Auth. Rev. (Franklin College Proj.) Series 2003, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 7,200 | | 7,200 |
Indiana Fin. Auth. Health Sys. Rev. (Sisters of Saint Francis Health Svcs., Inc. Obligated Group Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 52,695 | | 52,695 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Indiana - continued |
Indiana Fin. Auth. Health Sys. Rev. (Sisters of Saint Francis Health Svcs., Inc. Obligated Group Proj.): - continued | | | |
Series 2008 B, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | $ 40,590 | | $ 40,590 |
Series 2008 G, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 10,450 | | 10,450 |
Series 2008 H, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 50,695 | | 50,695 |
Series 2008 I, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 8,000 | | 8,000 |
Series 2008 J, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 3,300 | | 3,300 |
Indiana Fin. Auth. Hosp. Rev. Series 2011 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 15,550 | | 15,550 |
Indiana Fin. Auth. Rev.: | | | |
(Ascension Health Proj.) Series 2008 E8, 0.04% 9/5/14, VRDN (b) | 35,275 | | 35,275 |
Series 2008, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 13,635 | | 13,635 |
Indiana Health & Edl. Facilities Fing. Auth. Rev. Participating VRDN Series Solar 07 63, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 14,860 | | 14,860 |
Indianapolis Econ. Dev. Rev. (Pine Glen Apts. Proj.) 0.1% 9/5/14, LOC Fed. Home Ln. Bank, Cincinnati, VRDN (b)(e) | 6,065 | | 6,065 |
Lawrenceburg Poll. Cont. Rev. (Indiana Michigan Pwr. Co. Proj.) Series 2008 H, 0.05% 9/5/14, LOC Bank of Nova Scotia, VRDN (b) | 5,500 | | 5,500 |
Marion Econ. Dev. Rev. (Indiana Wesleyan Univ. Proj.) Series 2006, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 15,000 | | 15,000 |
Saint Joseph County Hosp. Auth. Health Sys. Rev. (Memorial Health Sys. Proj.) Series 2008 A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 31,565 | | 31,565 |
Warrick County Poll. Cont. Rev. (Southern Indiana Gas and Elec. Co. Proj.) Series 1985 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 9,775 | | 9,775 |
| | 480,507 |
Iowa - 0.3% |
Iowa Fin. Auth. Series 2005 C, 0.06% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (b)(e) | 3,460 | | 3,460 |
Iowa Fin. Auth. Health Facilities Rev.: | | | |
(Iowa Health Sys. Proj.): | | | |
Series 2009 A, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,400 | | 2,400 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Iowa - continued |
Iowa Fin. Auth. Health Facilities Rev.: - continued | | | |
Series 2009 B, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | $ 11,210 | | $ 11,210 |
Series 2013 B1, 0.04% 9/5/14, LOC Union Bank NA, VRDN (b) | 21,695 | | 21,695 |
Series 2013 B2, 0.05% 9/5/14, LOC Union Bank NA, VRDN (b) | 11,010 | | 11,010 |
Iowa Fin. Auth. Poll. Cont. Facility Rev. (MidAmerican Energy Proj.) Series 2008 B, 0.08% 9/5/14, VRDN (b) | 14,000 | | 14,000 |
Iowa Fin. Auth. Solid Disp. Waste Rev. (MidAmerican Energy Proj.) Series 2008 A, 0.09% 9/5/14, VRDN (b)(e) | 3,100 | | 3,100 |
Iowa Fin. Auth. Wellness Facilities Rev. (Cmnty. Y of Marshalltown Proj.) Series 2001, 0.06% 9/5/14, LOC Northern Trust Co., VRDN (b) | 5,400 | | 5,400 |
Iowa Higher Ed. Ln. Auth. Rev. (Univ. of Dubuque Proj.): | | | |
Series 2004, 0.07% 9/2/14, LOC Fifth Third Bank, Cincinnati, VRDN (b) | 2,160 | | 2,160 |
Series 2007, 0.07% 9/2/14, LOC Fifth Third Bank, Cincinnati, VRDN (b) | 4,000 | | 4,000 |
| | 78,435 |
Kansas - 0.1% |
Chanute Indl. Dev. Rev. (Ash Grove Cement Co. Proj.) Series 2000, 0.12% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 25,100 | | 25,100 |
Lenexa Multi-family Hsg. Rev. (Meadows Apts. Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,340 | | 14,340 |
| | 39,440 |
Kentucky - 1.5% |
Boyd County Sewage & Solid Waste Rev. (Air Products and Chemicals, Inc. Proj.) Series 2003, 0.06% 9/5/14, VRDN (b)(e) | 8,500 | | 8,500 |
Carroll County Envir. Facilities Rev. (Kentucky Utils. Co. Proj.): | | | |
Series 2004 A, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 40,000 | | 40,000 |
Series 2006 B, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 35,000 | | 35,000 |
Series 2008 A, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 77,947 | | 77,947 |
Daviess County Exempt Facilities Rev. (Kimberly-Clark Tissue Co. Proj.) Series 1999, 0.07% 9/5/14 (Kimberly-Clark Corp. Guaranteed), VRDN (b)(e) | 4,870 | | 4,870 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Kentucky - continued |
Daviess County Solid Waste Disp. Facilities Rev. (Scott Paper Co. Proj.): | | | |
Series 1993 A, 0.07% 9/5/14 (Kimberly-Clark Corp. Guaranteed), VRDN (b)(e) | $ 67,250 | | $ 67,250 |
Series 1993 B, 0.07% 9/5/14 (Kimberly-Clark Corp. Guaranteed), VRDN (b)(e) | 37,700 | | 37,700 |
Elizabethtown Indl. Bldg. Rev. (Altec Industries, Inc. Proj.) Series 1997, 0.08% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 5,000 | | 5,000 |
Henderson County Indl. Dev. Auth. (Pittsburg Tank & Tower Co. Proj.) 0.07% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 100 | | 100 |
Kentucky Econ. Dev. Fin. Auth. Rev. Series 2005 B, 0.06% 9/4/14, LOC Branch Banking & Trust Co., VRDN (b) | 14,800 | | 14,800 |
Kentucky Higher Ed. Student Ln. Corp. Rev. Series 2008 A1, 0.06% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b)(e) | 18,700 | | 18,700 |
Kentucky Hsg. Corp. Conduit Multi-family Mtg. Rev. (Gleneagles Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,300 | | 9,300 |
Kentucky Hsg. Corp. Multi-family Rev. (Canterbury Southgate Hsg. Proj.) 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 12,565 | | 12,565 |
Kentucky Muni. Pwr. Agcy. Pwr. Sys. Rev. Participating VRDN Series Solar 07 107, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 20,360 | | 20,360 |
Logan County Solid Waste Disp. (Waste Mgmt. of Kentucky LLC Proj.) 0.07% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 7,450 | | 7,450 |
Louisville & Jefferson County Series 2011 A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 19,400 | | 19,400 |
Louisville & Jefferson County Metropolitan Swr. District Swr. & Drain Sys. Rev. Participating VRDN Series Solar 06 87, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 13,400 | | 13,400 |
Mercer County Solid Waste Disp. Facility Rev. (Kentucky Utils. Co. Proj.) Series 2000 A, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 12,900 | | 12,900 |
Minor Lane Heights Solid Waste Disp. Rev. (Waste Mgmt. of Kentucky, LLC Proj. D) Series 2003, 0.07% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 11,000 | | 11,000 |
| | 416,242 |
Louisiana - 1.2% |
Ascension Parish Indl. Dev. Board Rev. (IMTT-Geismar Proj.) Series 2007, 0.04% 9/5/14, LOC Fed. Home Ln. Bank Atlanta, VRDN (b) | 6,000 | | 6,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Louisiana - continued |
East Baton Rouge Parish Pub. Impt. Sales Tax Rev. Series 2008 A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | $ 63,640 | | $ 63,640 |
Louisiana Gas & Fuel Tax Rev. Participating VRDN: | | | |
Series Putters 3806, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 9,990 | | 9,990 |
Series Solar 06 133, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 6,840 | | 6,840 |
Louisiana Hsg. Fin. Agcy. Rev. (Canterbury House Apts. Proj.) Series 2007, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b) | 10,670 | | 10,670 |
Louisiana Hsg. Fin. Auth. Multi-family Hsg. Rev. (The Reserve at Jefferson Proj.) Series 2008, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b) | 4,095 | | 4,095 |
Louisiana Offshore Term. Auth. Deepwater Port Rev. (LOOP LLC Proj.): | | | |
Series 2003 A, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,500 | | 3,500 |
Series 2013 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 14,900 | | 14,900 |
Louisiana Pub. Facilities Auth. Gulf Opportunity Zone Rev. (Celtic Mgmt. Corp. Proj.) Series 2008, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 13,695 | | 13,695 |
Louisiana Pub. Facilities Auth. Rev.: | | | |
(Air Products & Chemicals, Inc. Proj.): | | | |
Series 2002, 0.06% 9/5/14, VRDN (b)(e) | 1,000 | | 1,000 |
Series 2003, 0.06% 9/5/14, VRDN (b)(e) | 15,650 | | 15,650 |
Series 2004, 0.05% 9/5/14, VRDN (b) | 5,900 | | 5,900 |
Series 2009 A, 0.05% 9/5/14, VRDN (b) | 30,735 | | 30,735 |
(C-Port LLC Proj.) Series 2008, 0.08% 9/5/14, LOC Bank of America NA, VRDN (b) | 5,900 | | 5,900 |
(Christus Health Proj.) Series 2009 B3, 0.05% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 9,470 | | 9,470 |
Saint James Parish Gen. Oblig.: | | | |
(Nucor Steel Louisiana LLC Proj.): | | | |
Series 2010 A1, 0.24% 9/5/14, VRDN (b) | 6,530 | | 6,530 |
Series 2010 B1, 0.27% 9/5/14, VRDN (b) | 30,270 | | 30,270 |
(NuStar Logistics, L.P. Proj.): | | | |
Series 2010 A, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 50,000 | | 50,000 |
Series 2010 B, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 53,400 | | 53,400 |
| | 342,185 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Maine - 0.2% |
Maine Fin. Auth. Solid Waste Disposable Rev. (Casella Waste Systems, Inc. Proj.) 0.12% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | $ 3,600 | | $ 3,600 |
Maine Health & Higher Ed. Facilities Auth. Rev. Series 2008 A, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 27,875 | | 27,875 |
Maine Hsg. Auth. Multi-family Dev. Rev. (Park Village Apts. Proj.) 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 24,000 | | 24,000 |
| | 55,475 |
Maryland - 0.5% |
Anne Arundel County Gen. Oblig. Participating VRDN Series BBT 08 10, 0.04% 9/5/14 (Liquidity Facility Branch Banking & Trust Co.) (b)(f) | 13,590 | | 13,590 |
Maryland Cmnty. Dev. Administration Dept. of Hsg. & Cmnty. Dev.: | | | |
(Barrington Apts. Proj.) Series A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 12,190 | | 12,190 |
(Parlane Apts. Proj.) Series 2001 C, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 3,400 | | 3,400 |
Maryland Cmnty. Dev. Administration Multi-family Dev. Rev. (Avalon Lea Apt. Proj.) Series 1997, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b) | 3,200 | | 3,200 |
Maryland Health & Higher Edl. Facilities Auth. Rev.: | | | |
(Adventist Healthcare Proj.) Series 2005 A, 0.05% 9/5/14, LOC Union Bank NA, VRDN (b) | 25,000 | | 25,000 |
(Anne Arundel Health Sys. Proj.) Series 2009 B, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 28,900 | | 28,900 |
Maryland Trans. Auth. Passenger Facility Charge Rev. Series 2012 C, 0.08% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 20,500 | | 20,500 |
Maryland Trans. Auth. Trans. Facility Projects Rev. Participating VRDN: | | | |
Series BA 08 1077, 0.1% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 5,055 | | 5,055 |
Series ROC II R 11437, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 10,000 | | 10,000 |
Montgomery County Hsg. Opportunities Commission Multi-family Hsg. Rev. (Oak Mill II Apts. Proj.) Series 2010 B, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 5,100 | | 5,100 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Maryland - continued |
Montgomery County Hsg. Opportunity Commission Single Family Mtg. Rev.: | | | |
Series 2007 F, 0.06% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | $ 10,000 | | $ 10,000 |
Series 2008 C, 0.06% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 8,450 | | 8,450 |
| | 145,385 |
Massachusetts - 0.4% |
Massachusetts Gen. Oblig. Participating VRDN: | | | |
Series Clipper 07 39, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 2,675 | | 2,675 |
Series Clipper 07 41, 0.08% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 39,000 | | 39,000 |
Massachusetts School Bldg. Auth. Dedicated Sales Tax Rev. Participating VRDN Series Putters 3990, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,000 | | 2,000 |
Massachusetts Wtr. Poll. Abatement Trust Participating VRDN: | | | |
Series Clipper 05 36, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 9,970 | | 9,970 |
Series Clipper 06 11, 0.08% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 59,605 | | 59,605 |
| | 113,250 |
Michigan - 0.8% |
Livonia Econ. Dev. Corp. (Madonna Univ. Proj.) Series 2009, 0.05% 9/5/14, LOC Fed. Home Ln. Bank Chicago, VRDN (b) | 13,285 | | 13,285 |
Michigan Bldg. Auth. Rev.: | | | |
Participating VRDN Series EGL 14 0028, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 36,990 | | 36,990 |
Series 2007 I, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,350 | | 2,350 |
Series 2011 IIB, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,500 | | 2,500 |
Michigan Fin. Auth. Rev.: | | | |
Participating VRDN Series Putters 4286, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 4,890 | | 4,890 |
Series 22 A, 0.07% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b)(e) | 26,100 | | 26,100 |
Michigan Hosp. Fin. Auth. Rev.: | | | |
(Henry Ford Health Sys. Proj.) Series 2007, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 82,410 | | 82,410 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Michigan - continued |
Michigan Hosp. Fin. Auth. Rev.: - continued | | | |
(McLaren Health Care Corp. Proj.) Series 2008 B3, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | $ 10,300 | | $ 10,300 |
Michigan Strategic Fund Ltd. Oblig. Rev. (Consumers Energy Co. Proj.): | | | |
0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 17,000 | | 17,000 |
0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 33,100 | | 33,100 |
| | 228,925 |
Minnesota - 0.4% |
Eagan Multi-family Rev. (Thomas Lake Place Apts. Proj.) Series 2003 A1, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,525 | | 6,525 |
Hennepin County Gen. Oblig. Series 2013 C, 0.04% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati), VRDN (b) | 48,000 | | 48,000 |
Hennepin County Hsg. & Redev. Auth. Multi-family Rev. (Stone Arch Apts. Proj.) 0.1% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,800 | | 9,800 |
Minneapolis & Saint Paul Hsg. & Redev. Auth. Health Care Sys. Rev. (Allina Health Sys. Proj.): | | | |
Series 2007 C1, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 20,725 | | 20,725 |
Series 2009 B2, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,000 | | 3,000 |
Minneapolis Multi-family Rev. (Stone Arch Apt. Proj.) Series 2002, 0.1% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 3,600 | | 3,600 |
Minnesota Gen. Oblig. Participating VRDN Series WF 11 110C, 0.05% 9/5/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f) | 23,520 | | 23,520 |
Minnesota State Gen. Fdg. Rev. Participating VRDN Series Putters 4469Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,335 | | 3,335 |
Oak Park Heights Multi-family Rev. 0.06% 9/5/14, LOC Freddie Mac, VRDN (b) | 8,085 | | 8,085 |
| | 126,590 |
Mississippi - 0.1% |
Mississippi Bus. Fin. Corp. Rev. (Jackson Med. Mall Foundation Prog.) Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 7,400 | | 7,400 |
Mississippi Bus. Fin. Corp. Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) 0.06% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 10,000 | | 10,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Mississippi - continued |
Mississippi Dev. Bank Spl. Oblig. (Harrison County Proj.) Series 2008 A2, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | $ 14,000 | | $ 14,000 |
Mississippi Home Corp. Multi-family Hsg. Rev. (Bristol Park Apts. Proj.) Series 2001 1, 0.08% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 7,600 | | 7,600 |
| | 39,000 |
Missouri - 0.7% |
Curators of the Univ. of Missouri Sys. Facilities Rev. Series 2007 B, 0.03% 9/5/14, VRDN (b) | 44,030 | | 44,030 |
Grandview Indl. Dev. Auth. Multi-family Hsg. Rev. (Briarwood Apts. Proj.) 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,700 | | 11,700 |
Missouri Health & Edl. Facilities Series 2013 B, 0.07% 9/2/14, LOC Bank of America NA, VRDN (b) | 4,900 | | 4,900 |
Missouri Health & Edl. Facilities Auth. Edl. Facilities Rev.: | | | |
(Saint Louis Univ. Proj.) Series 1999 B, 0.04% 9/2/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 3,250 | | 3,250 |
Participating VRDN: | | | |
Series EGL 07 0001, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 6,000 | | 6,000 |
Series Putters 3546, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 11,300 | | 11,300 |
Series Putters 3929, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,785 | | 2,785 |
Missouri Health & Edl. Facilities Auth. Rev.: | | | |
(Ascension Health Cr. Group Proj.) Series 2003 C2, 0.04% 9/5/14, VRDN (b) | 17,100 | | 17,100 |
(Ascension Health Proj.): | | | |
Series 2003 C3, 0.04% 9/5/14, VRDN (b) | 18,400 | | 18,400 |
Series 2008 C4, 0.04% 9/5/14, VRDN (b) | 23,200 | | 23,200 |
Saint Louis Indl. Dev. Auth.: | | | |
(Metropolitan Lofts Apts. Proj.) Series 2003 A, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 27,300 | | 27,300 |
(Saint Luke's Plaza Apts. Proj.) Series 2009, 0.05% 9/5/14 (Liquidity Facility Freddie Mac), VRDN (b) | 1,900 | | 1,900 |
Springfield Pub. Util. Rev. Participating VRDN Series Solar 06 156, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 30,035 | | 30,035 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Missouri - continued |
St. Charles County Pub. Wtr. Sup Series 2011, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | $ 3,000 | | $ 3,000 |
St. Louis Indl. Dev. Auth. (The St. Louis Art Museum Proj.) Series 2009 B, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 1,100 | | 1,100 |
| | 206,000 |
Montana - 0.0% |
Forsyth Poll. Cont. Rev. Series 2008 A, 0.23% 9/5/14, VRDN (b)(e) | 450 | | 450 |
Nebraska - 1.2% |
Central Plains Energy Proj. Rev. (Nebraska Gas Proj.) Series 2009, 0.05% 9/5/14 (Liquidity Facility Royal Bank of Canada), VRDN (b) | 148,050 | | 148,050 |
Douglas County Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series A, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 10,000 | | 10,000 |
Nebraska Invt. Fin. Auth. Single Family Hsg. Rev.: | | | |
Series 2010 C, 0.05% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank Topeka), VRDN (b)(e) | 100,775 | | 100,775 |
Series 2013 F, 0.05% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank Topeka), VRDN (b)(e) | 14,400 | | 14,400 |
Series 2014 B, 0.05% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank Topeka), VRDN (b)(e) | 8,800 | | 8,800 |
Nebraska Pub. Pwr. Generation Agcy. Rev. Participating VRDN Series Solar 07 20, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 43,805 | | 43,805 |
Washington County Indl. Dev. Rev. (Cargill Dow Polymers LLC Proj.) Series 2000, 0.06% 9/5/14 (Cargill, Inc. Guaranteed) (The Dow Chemical Co. Guaranteed), LOC Wells Fargo Bank NA, VRDN (b)(e) | 10,000 | | 10,000 |
| | 335,830 |
Nevada - 3.3% |
Clark County Arpt. Rev.: | | | |
Series 2008 A2, 0.03% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b)(e) | 36,000 | | 36,000 |
Series 2008 B2, 0.05% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b)(e) | 50,000 | | 50,000 |
Series 2008 C1, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 122,900 | | 122,900 |
Series 2008 C2, 0.04% 9/5/14, LOC Landesbank Baden-Wurttemberg, VRDN (b)(e) | 46,550 | | 46,550 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Nevada - continued |
Clark County Arpt. Rev.: - continued | | | |
Series 2008 C3, 0.06% 9/5/14, LOC Landesbank Baden-Wurttemberg, VRDN (b)(e) | $ 40,300 | | $ 40,300 |
Series 2008 D 2A, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 93,100 | | 93,100 |
Series 2008 D 2B, 0.05% 9/5/14, LOC Royal Bank of Canada, VRDN (b)(a) | 3,855 | | 3,855 |
Series 2008 D1, 0.04% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b) | 48,420 | | 48,420 |
Series 2008 D3, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 80,365 | | 80,365 |
Series 2011 B1, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 88,700 | | 88,700 |
Series 2011 B2, 0.06% 9/5/14, LOC Royal Bank of Canada, VRDN (b)(e) | 59,000 | | 59,000 |
Clark County Fuel Tax Participating VRDN: | | | |
ROC II R 11836, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 7,500 | | 7,500 |
Series Putters 3158, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 32,110 | | 32,110 |
Series ROC II R 11507, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 2,400 | | 2,400 |
Clark County Indl. Dev. Rev. (Southwest Gas Corp. Proj.): | | | |
Series 2008 A, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 41,900 | | 41,900 |
Series 2009 A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 16,000 | | 16,000 |
0.06% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 16,700 | | 16,700 |
Clark County McCarran Int'l. Arpt. Passenger Facility Charge Rev. Series 2010 F2, 0.05% 9/5/14, LOC Union Bank NA, VRDN (b) | 69,850 | | 69,850 |
Clark County Wtr. Reclamation District Participating VRDN Series Putters 3355, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 7,500 | | 7,500 |
Eclipse Fdg. Trust Various States Participating VRDN Series Solar NV D7, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 12,170 | | 12,170 |
Las Vegas Valley Wtr. District Wtr. Impt. Gen. Oblig. Participating VRDN Series Solar 06 93, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 14,000 | | 14,000 |
Nevada Hsg. Division (Horizon Apt. Hsg. Proj.) Series 2000 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,410 | | 7,410 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Nevada - continued |
Reno Hosp. Rev. (Renown Reg'l. Med. Ctr. Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC Union Bank NA, VRDN (b) | $ 7,900 | | $ 7,900 |
Series 2009 A, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 18,000 | | 18,000 |
Series 2009 B, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 6,935 | | 6,935 |
| | 929,565 |
New Hampshire - 0.2% |
New Hampshire Bus. Fin. Auth. Ind. Dev. Rev. (Wiggins Airways Proj.) Series 1998, 0.24% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 2,700 | | 2,700 |
New Hampshire Bus. Fin. Auth. Resource Recovery Rev. (Wheelabrator Concord Co. LP Proj.) Series 1997 A, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 13,800 | | 13,800 |
New Hampshire Bus. Fin. Auth. Rev. (Luminescent Sys., Inc. Proj.) Series 1998, 0.2% 9/5/14, LOC HSBC Bank U.S.A., NA, VRDN (b)(e) | 1,050 | | 1,050 |
New Hampshire Bus. Fin. Auth. Solid Waste Disp. Rev. (Casella Waste Sys., Inc. Proj.) Series 2013, 0.12% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 2,700 | | 2,700 |
New Hampshire Health & Ed. Facilities Auth. Rev. (Exeter Hosp. Obligated Group Proj.) Series 2001 B, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 9,110 | | 9,110 |
New Hampshire Hsg. Fin. Auth. Multi-family Rev. (Pheasant Run Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 16,400 | | 16,400 |
| | 45,760 |
New Jersey - 0.6% |
JPMorgan Chase: | | | |
NA Letter of Credit Participating VRDN: | | | |
Series Putters 4459, 0.05% 9/2/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 62,600 | | 62,600 |
Series Putters 4462, 0.05% 9/2/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 46,300 | | 46,300 |
Participating VRDN Series Putters 4464, 0.05% 9/2/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 22,700 | | 22,700 |
New Jersey Health Care Facilities Fing. Auth. Rev. (AHS Hosp. Corp. Proj.) Series 2008 C, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 5,000 | | 5,000 |
New Jersey Hsg. & Mtg. Fin. Agcy. Multi-family Rev. Series 2008 F, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 7,600 | | 7,600 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New Jersey - continued |
Salem County Poll. Cont. Fin. Auth. Rev. (Pub. Svc. Elec. and Gas Co. Proj.): | | | |
Series 2003 B1, 0.18% 9/5/14, VRDN (b) | $ 7,900 | | $ 7,900 |
Series 2012 A, 0.2% 9/5/14, VRDN (b)(e) | 16,100 | | 16,100 |
| | 168,200 |
New Mexico - 0.1% |
New Mexico Fin. Auth. Trans. Rev. Series 2008 A1, 0.04% 9/5/14, LOC State Street Bank & Trust Co., Boston, VRDN (b) | 5,175 | | 5,175 |
Rio Rancho Wtr. & Wastewtr. Sys. Rev. Participating VRDN Series Solar 2007 19, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 9,485 | | 9,485 |
| | 14,660 |
New York - 14.2% |
Dutchess County Indl. Dev. Agcy. Civic Facility Rev. (Lutheran Ctr. at Poughkeepsie, Inc. Proj.) 0.13% 9/5/14, LOC KeyBank NA, VRDN (b) | 4,500 | | 4,500 |
Long Island Pwr. Auth. Elec. Sys. Rev.: | | | |
Series 2012 C, 0.03% 9/5/14, LOC Barclays Bank PLC, VRDN (b) | 18,300 | | 18,300 |
Subseries 2001 3A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 14,800 | | 14,800 |
Nassau Health Care Corp. Rev. Series 2009 D1, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 15,760 | | 15,760 |
New York City Gen. Oblig.: | | | |
Participating VRDN: | | | |
Series Putters 3196, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,750 | | 6,750 |
Series Putters 3282, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,650 | | 6,650 |
Series ROC II R 14045, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 5,400 | | 5,400 |
Series 1996 J3, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 12,100 | | 12,100 |
Series 2004 H2 0.05% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 32,000 | | 32,000 |
Series 2004 H3, 0.05% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 13,100 | | 13,100 |
Series 2004 H6, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 15,105 | | 15,105 |
Series 2004 H8, 0.05% 9/5/14 (Liquidity Facility Bank of America NA), VRDN (b) | 11,635 | | 11,635 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Gen. Oblig.: - continued | | | |
Series 2006 E3, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | $ 4,600 | | $ 4,600 |
Series 2006 E4, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 44,600 | | 44,600 |
Series 2006 H1, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 2,000 | | 2,000 |
Series 2006 I7, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 20,900 | | 20,900 |
Series 2008 J10, 0.05% 9/5/14 (Liquidity Facility Bank of Tokyo-Mitsubishi UFJ Ltd.), VRDN (b) | 31,465 | | 31,465 |
Series 2010 G4, 0.04% 9/5/14 (Liquidity Facility Barclays Bank PLC), VRDN (b) | 100,300 | | 100,300 |
Series 2011 A4, 0.05% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b) | 32,500 | | 32,500 |
Series 2012 D3, 0.04% 9/2/14, LOC Bank of New York, New York, VRDN (b) | 16,295 | | 16,295 |
Series 2012 G3, 0.04% 9/5/14 (Liquidity Facility Citibank NA), VRDN (b) | 80,450 | | 80,450 |
Series 2012 G6, 0.04% 9/2/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), VRDN (b) | 9,550 | | 9,550 |
Series 2013 A4, 0.04% 9/5/14 (Liquidity Facility Sumitomo Mitsui Banking Corp.), VRDN (b) | 20,100 | | 20,100 |
Series 2013 A5, 0.05% 9/5/14 (Liquidity Facility Sumitomo Mitsui Banking Corp.), VRDN (b) | 13,605 | | 13,605 |
Series 2013 F3, 0.05% 9/2/14 (Liquidity Facility Bank of America NA), VRDN (b) | 2,100 | | 2,100 |
Series 2014 D3, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 28,700 | | 28,700 |
Series H2, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 8,000 | | 8,000 |
New York City Health & Hosp. Corp. Rev. Series 2008 E, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 18,270 | | 18,270 |
New York City Hsg. Dev. Corp. Multi-family Mtg. Rev.: | | | |
(245 East 124th Street Proj.) Series 2008 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | 16,100 | | 16,100 |
(270 East Burnside Avenue Apts.) Series A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,400 | | 6,400 |
(89 Murray St. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,000 | | 4,000 |
(941 Hoe Avenue Apts. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,660 | | 6,660 |
(Beacon Mews Dev. Proj.) Series 2006 A, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 8,000 | | 8,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Hsg. Dev. Corp. Multi-family Mtg. Rev.: - continued | | | |
(Beekman Tower Proj.) Series 2008 A, 0.13% 9/5/14, LOC RBS Citizens NA, VRDN (b) | $ 74,200 | | $ 74,200 |
(Cook Street Apts. Proj.) Series A, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 4,580 | | 4,580 |
(Courtland Avenue Apts. Proj.) Series A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,905 | | 7,905 |
(East 165th Street Proj.) Series A, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 7,665 | | 7,665 |
(First Avenue Dev. Proj.) Series 2002 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,000 | | 14,000 |
(Intervale Gardens Apts.) Series A, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 3,115 | | 3,115 |
(Louis Nine Boulevard Apts. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,300 | | 7,300 |
(Manhattan Court Dev. Proj.) Series A, 0.06% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 16,500 | | 16,500 |
(Morris Ave. Apts. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,700 | | 14,700 |
(Peter Cintron Apts. Proj.) Series C, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,140 | | 4,140 |
(State Renaissance Court Proj.) Series A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 28,700 | | 28,700 |
(Villa Avenue Apts. Proj.) Series 2006 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,990 | | 5,990 |
(West 48th Street Dev. Proj.) Series 2001 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 2,000 | | 2,000 |
Series 2011 A, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 9,350 | | 9,350 |
New York City Hsg. Dev. Corp. Multi-family Rental Hsg. Rev.: | | | |
(155 West 21st Street Dev. Proj.) Series 2007 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 16,900 | | 16,900 |
(255 West 9th Street Proj.) Series 2001 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 66,935 | | 66,935 |
(Brittany Dev. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 45,600 | | 45,600 |
(James Tower Dev. Proj.) Series 2002 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b) | 3,510 | | 3,510 |
(Linden Plaza Proj.) Series 2008 A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 66,030 | | 66,030 |
(Morris Avenue Apts. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 26,000 | | 26,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Hsg. Dev. Corp. Multi-family Rental Hsg. Rev.: - continued | | | |
(One Columbus Place Dev. Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 71,015 | | $ 71,015 |
(Related-Tribeca Tower Proj.) Series 1997 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 15,000 | | 15,000 |
(Rivereast Apts. Proj.) Series A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 4,150 | | 4,150 |
(West 61st Street Apts. Proj.) Series 2007 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 1,500 | | 1,500 |
(Westport Dev. Proj.) Series 2004 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 61,000 | | 61,000 |
Series 2002 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 51,500 | | 51,500 |
Series 2009 A: | | | |
0.05% 9/5/14, LOC Freddie Mac, VRDN (b) | 7,500 | | 7,500 |
0.05% 9/5/14, LOC Freddie Mac, VRDN (b) | 9,100 | | 9,100 |
New York City Hsg. Dev. Corp. Residential Rev.: | | | |
(Montefiore Med. Ctr. Proj.) Series 1993 A, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 6,400 | | 6,400 |
(Queens College Residences Proj.) Series 2009 A, 0.2% 9/5/14, LOC RBS Citizens NA, VRDN (b) | 7,400 | | 7,400 |
New York City Indl. Dev. Agcy. Civic Facility Rev. (Casa Proj.) Series 2000, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 13,800 | | 13,800 |
New York City Indl. Dev. Agcy. Rev. (FC Hanson Office Associates LLC Proj.) Series 2004, 0.04% 9/5/14, LOC Lloyds Bank PLC, VRDN (b) | 26,400 | | 26,400 |
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: | | | |
Participating VRDN: | | | |
Series EGL 06 69 Class A, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 16,400 | | 16,400 |
Series EGL 06 74 Class A, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 7,045 | | 7,045 |
Series EGL 07 0157, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 19,800 | | 19,800 |
Series EGL 09 46A, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 19,130 | | 19,130 |
Series Putters 3384, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,750 | | 3,750 |
Series Putters 3496Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 7,025 | | 7,025 |
Series ROC II R 11931, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,750 | | 3,750 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: - continued | | | |
Series 2000 C, 0.04% 9/5/14 (Liquidity Facility Sumitomo Mitsui Banking Corp.), VRDN (b) | $ 3,300 | | $ 3,300 |
Series 2008 B1: | | | |
0.04% 9/5/14 (Liquidity Facility Royal Bank of Canada), VRDN (b) | 5,000 | | 5,000 |
0.04% 9/5/14 (Liquidity Facility Sumitomo Mitsui Banking Corp.), VRDN (b) | 46,800 | | 46,800 |
Series 2008 BB2, 0.05% 9/2/14 (Liquidity Facility Bank of America NA), VRDN (b) | 1,600 | | 1,600 |
Series 2009 BB2, 0.06% 9/2/14 (Liquidity Facility Landesbank Hessen-Thuringen), VRDN (b) | 35,900 | | 35,900 |
Series 2011 DD, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 3,400 | | 3,400 |
Series 2014 AA: | | | |
0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 5,300 | | 5,300 |
0.04% 9/2/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), VRDN (b) | 2,000 | | 2,000 |
Series 2014 BB1, 0.05% 9/2/14 (Liquidity Facility Bank of America NA), VRDN (b) | 9,850 | | 9,850 |
New York City Transitional Fin. Auth. Rev.: | | | |
Participating VRDN: | | | |
Series EGL 14 0015, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 8,865 | | 8,865 |
Series Putters 4043, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase & Co.) (b)(f) | 9,700 | | 9,700 |
Series Putters 4084Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,850 | | 3,850 |
Series ROC II R 11994, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,500 | | 4,500 |
Series 2001 A, 0.04% 9/5/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 78,250 | | 78,250 |
Series 2003 1E, 0.06% 9/5/14 (Liquidity Facility Bayerische Landesbank Girozentrale), VRDN (b) | 10,710 | | 10,710 |
Series 2013 C4, 0.04% 9/2/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 7,985 | | 7,985 |
Series C, 0.04% 9/2/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah), VRDN (b) | 2,000 | | 2,000 |
New York City Trust Cultural Resources Rev.: | | | |
(The New York Botanical Garden Proj.) Series 2009 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 20,900 | | 20,900 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York City Trust Cultural Resources Rev.: - continued | | | |
(The Pierpont Morgan Library Proj.) Series 2004, 0.03% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | $ 13,200 | | $ 13,200 |
New York Dorm. Auth. Personal Income Tax Rev. Participating VRDN: | | | |
Series EGL 14 0031, 0.07% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 6,775 | | 6,775 |
Series Putters 3518, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,640 | | 2,640 |
Series ROC II R 14005, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 14,030 | | 14,030 |
New York Dorm. Auth. Revs.: | | | |
(City Univ. Proj.) Series 2008 C, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 135,300 | | 135,300 |
(Fordham Univ. Proj.) Series 2008 A1, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 19,900 | | 19,900 |
(Univ. of Rochester Proj.): | | | |
Series 2003 C, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 36,550 | | 36,550 |
Series 2008 A1, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 13,165 | | 13,165 |
Participating VRDN: | | | |
ROC II R 11944, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 5,150 | | 5,150 |
Series EGL 06 47 Class A, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 8,720 | | 8,720 |
Series EGL 07 0002, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 18,000 | | 18,000 |
Series EGL 07 0066, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 31,025 | | 31,025 |
Series ROC II R 11535, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,590 | | 3,590 |
Series ROC II R 11722, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 2,935 | | 2,935 |
Series ROC II R 11943, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 5,580 | | 5,580 |
Series 2006 A2, 0.05% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 8,300 | | 8,300 |
New York Hsg. Fin. Agcy. Rev.: | | | |
(10 Barclay Street Hsg. Proj.) Series 2004 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b) | 22,800 | | 22,800 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York Hsg. Fin. Agcy. Rev.: - continued | | | |
(101 West End Hsg. Proj.): | | | |
Series 1998 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 30,800 | | $ 30,800 |
Series 1999 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 52,850 | | 52,850 |
(125 West 31st Street Proj.) Series 2005 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 72,600 | | 72,600 |
(150 East 44th Street Hsg. Proj.): | | | |
Series 2000 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 28,500 | | 28,500 |
Series 2001 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,900 | | 6,900 |
(1500 Lexington Avenue Proj.) Series A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,400 | | 4,400 |
(240 East 39th Street Hsg. Proj.) Series 1997 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 111,800 | | 111,800 |
(250 West 50th Street Hsg. Proj.) Series 1997 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,495 | | 13,495 |
(29 Flatbush Ave. Hsg. Proj.) Series 2010 A, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 55,800 | | 55,800 |
(316 11th Ave Hsg. Proj.) Series 2009 A, 0.03% 9/5/14, LOC Fannie Mae, VRDN (b) | 6,000 | | 6,000 |
(316 Eleventh Ave. Hsg. Proj.) Series 2007 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,000 | | 5,000 |
(360 West 43rd Street Hsg. Proj.) Series A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,900 | | 9,900 |
(55 West 25th Street Hsg. Proj.) Series 2005 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 105,400 | | 105,400 |
(600 West and 42nd St. Hsg. Proj.) Series 2007 A: | | | |
0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 11,300 | | 11,300 |
0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 62,100 | | 62,100 |
(66 West 38th Street Hsg. Proj.) Series A: | | | |
0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 4,000 | | 4,000 |
0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 44,300 | | 44,300 |
(750 Sixth Avenue Hsg. Proj.) Series 1998 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,000 | | 5,000 |
(8 East 102nd Street Hsg. Proj.) Series 2010 A, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 3,700 | | 3,700 |
(900 Eighth Avenue Hsg. Proj.) Series 2002 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 59,000 | | 59,000 |
(Avalon Chrystie Place I Hsg. Proj.) Series 2004 B, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 51,500 | | 51,500 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York Hsg. Fin. Agcy. Rev.: - continued | | | |
(Biltmore Tower Hsg. Proj.) Series A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 43,300 | | $ 43,300 |
(Chelsea Apts. Proj.) Series 2003 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 40,500 | | 40,500 |
(Chelsea Arms Hsg. Proj.) Series 1998 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,000 | | 7,000 |
(Clinton Green South Hsg. Proj.) Series 2005 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 68,800 | | 68,800 |
(Clinton Park Phase II Hsg. Proj.) Series 2011 A2, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 34,400 | | 34,400 |
(East 39th Street Hsg. Proj.) Series 1999 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 21,700 | | 21,700 |
(Helena Hsg. Proj.) Series 2003 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,000 | | 9,000 |
(Kew Garden Hills Apts. Hsg. Proj.) Series 2003 A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,170 | | 11,170 |
(Reverend Polite Ave. Apt. Hsg. Proj.) Series 2005 A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,435 | | 7,435 |
(Sea Park West Hsg. Proj.) Series 2004 A, 0.06% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 11,700 | | 11,700 |
(South Cove Plaza Proj.) Series A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 28,000 | | 28,000 |
(Taconic West 17th St. Proj.) Series 2009 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b) | 9,050 | | 9,050 |
(Theatre Row Tower Hsg. Proj.): | | | |
Series 2001 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 10,000 | | 10,000 |
Series 2002 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 3,500 | | 3,500 |
(Tower 31 Hsg. Proj.) Series 2005 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 51,400 | | 51,400 |
(Tribeca Park Proj.) Series 1997 A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 74,100 | | 74,100 |
(West 20th Street Proj.) Series 2001 A: | | | |
0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 28,875 | | 28,875 |
0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 51,000 | | 51,000 |
(West 23rd Street Hsg. Proj.): | | | |
Series 2001 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 26,000 | | 26,000 |
Series 2002 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 62,600 | | 62,600 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York Hsg. Fin. Agcy. Rev.: - continued | | | |
(West 33rd Street Hsg. Proj.) Series 2003 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 26,700 | | $ 26,700 |
(West 38th Street Hsg. Proj.) Series 2002 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 16,000 | | 16,000 |
(Worth Street Hsg. Proj.) Series A, 0.04% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 47,600 | | 47,600 |
Series 2000 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 14,500 | | 14,500 |
Series 2004 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 52,950 | | 52,950 |
Series 2008 A, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 40,600 | | 40,600 |
Series 2009 B, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | 10,700 | | 10,700 |
Series 2010 A, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | 27,800 | | 27,800 |
Series 2011 A2, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 12,100 | | 12,100 |
Series 2012 A, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 19,300 | | 19,300 |
Series 2013 A: | | | |
0.03% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 12,000 | | 12,000 |
0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 29,500 | | 29,500 |
0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 13,000 | | 13,000 |
Series 2013 A3, 0.04% 9/5/14, LOC Bank of America NA, VRDN (b) | 27,675 | | 27,675 |
Series 2014 A, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 27,100 | | 27,100 |
Series A, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b) | 2,400 | | 2,400 |
New York Hsg. Fin. Svc. Contract Rev.: | | | |
Series 2003 L, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 26,000 | | 26,000 |
Series 2003 M1, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 13,335 | | 13,335 |
New York Liberty Dev. Corp. Participating VRDN Series Putters 4083, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 5,910 | | 5,910 |
New York Local Govt. Assistance Corp.: | | | |
Series 2008 B3V, 0.03% 9/5/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 61,150 | | 61,150 |
Series 2008 B7V, 0.03% 9/5/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | 16,500 | | 16,500 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
New York - continued |
New York Local Govt. Assistance Corp.: - continued | | | |
Series 2008 BAV, 0.05% 9/5/14 (Liquidity Facility JPMorgan Chase Bank), VRDN (b) | $ 44,830 | | $ 44,830 |
New York Metropolitan Trans. Auth. Rev.: | | | |
Series 2005 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 34,000 | | 34,000 |
Series 2011 B, 0.05% 9/5/14, LOC Bank of America NA, VRDN (b) | 11,800 | | 11,800 |
New York State Energy Research & Dev. Auth. Facilities Rev. (Consolidated Edison Co. of New York, Inc. Proj.): | | | |
Series 2004 C1, 0.06% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b)(e) | 17,800 | | 17,800 |
Series 2004 C2, 0.05% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b)(e) | 4,000 | | 4,000 |
Series 2005 A1, 0.05% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b) | 4,150 | | 4,150 |
Series 2010 A2, 0.04% 9/5/14, LOC Bank of Nova Scotia, VRDN (b)(e) | 25,000 | | 25,000 |
New York Thruway Auth. Second Gen. Hwy. & Bridge Trust Fund Participating VRDN Series ROC II R 11997, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,800 | | 4,800 |
New York Urban Dev. Corp. Rev. Series 2008 A1, 0.03% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 22,950 | | 22,950 |
Onondaga County Indl. Dev. Auth. Civic Facility Rev. (Syracuse Research Corp. Facility Proj.) Series 2008 B, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 3,900 | | 3,900 |
Syracuse Indl. Dev. Agcy. Civic Facility Rev. (Syracuse Univ. Proj.) Series 2005 A, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 15,050 | | 15,050 |
Westchester County Indl. Agcy. Rev. Series 2005 B, 0.05% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 5,160 | | 5,160 |
Yonkers Indl. Dev. Agcy. Civic Facility Rev. (Consumers Union of United States, Inc. Proj.) Series 2005, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 16,275 | | 16,275 |
| | 4,071,460 |
New York And New Jersey - 0.5% |
Port Auth. of New York & New Jersey Participating VRDN Series EGL 06 107 Class A, 0.1% 9/5/14 (Liquidity Facility Citibank NA) (b)(e)(f) | 151,450 | | 151,450 |
North Carolina - 1.3% |
Charlotte Ctfs. of Prtn. Participating VRDN Series Putters 4724, 0.05% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 11,680 | | 11,680 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
North Carolina - continued |
Charlotte Int'l. Arpt. Rev. (Charlotte Douglas Int'l. Arpt. Proj.) Series 2008 D, 0.04% 9/5/14, LOC Bank of America NA, VRDN (b) | $ 25,480 | | $ 25,480 |
Charlotte Wtr. & Swr. Sys. Rev.: | | | |
Participating VRDN Series BC 09 43W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 5,000 | | 5,000 |
Series 2002 C, 0.05% 9/5/14 (Liquidity Facility Bank of America NA), VRDN (b) | 2,440 | | 2,440 |
Charlotte-Mecklenburg Hosp. Auth. Health Care Sys. Rev. Series 2005 C, 0.04% 9/2/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 3,735 | | 3,735 |
Greensboro Combined Enterprise Sys. Rev. Series 2014 A, 0.06% 9/5/14 (Liquidity Facility Bank of America NA), VRDN (b) | 15,635 | | 15,635 |
Hertford County Indl. Facilities Poll. Cont. Fing. Auth. (Nucor Corp. Proj.) Series 2000 A, 0.32% 9/5/14, VRDN (b)(e) | 2,100 | | 2,100 |
Lower Cape Fear Wtr. & Swr. Auth. Rev. (Bladen Bluffs Proj.) Series 2010, 0.04% 9/5/14, LOC Rabobank Nederland New York Branch, VRDN (b) | 8,715 | | 8,715 |
North Carolina Cap. Facilities Fin. Agcy. Edl. Facilities Rev. (Greensboro College Proj.) 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 2,000 | | 2,000 |
North Carolina Cap. Facilities Fin. Agcy. Rev.: | | | |
Participating VRDN: | | | |
Series EGL 7050060, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 23,150 | | 23,150 |
Series GS 08 9TP, 0.04% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | 23,130 | | 23,130 |
Series ROC II R 11850, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 12,600 | | 12,600 |
Series 2011, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 11,070 | | 11,070 |
North Carolina Med. Care Commission Health Care Facilities Rev.: | | | |
(Cape Fear Valley Health Sys. Proj.) Series 2008 A1, 0.06% 9/5/14, LOC Branch Banking & Trust Co., VRDN (b) | 2,875 | | 2,875 |
(WakeMed Proj.): | | | |
Series 2009 B, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 26,200 | | 26,200 |
Series 2009 C, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 37,200 | | 37,200 |
Participating VRDN: | | | |
Series BC 10 31W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 3,625 | | 3,625 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
North Carolina - continued |
North Carolina Med. Care Commission Health Care Facilities Rev.: - continued | | | |
Series ROC II R 11808, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | $ 9,365 | | $ 9,365 |
North Carolina Med. Care Commission Hosp. Rev. (CaroMont Health Proj.) Series 2003 A, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 38,815 | | 38,815 |
Orange Wtr. & Swr. Auth. Series 2004 B, 0.04% 9/5/14 (Liquidity Facility Wells Fargo Bank NA), VRDN (b) | 2,500 | | 2,500 |
Parson County Indl. Facilities and Poll. Cont. Fing. Auth. (CertainTeed Gypsum NC, Inc. Proj.) Series 2010, 0.07% 9/5/14, LOC Cr. Industriel et Commercial, VRDN (b) | 34,730 | | 34,730 |
Piedmont Triad Arpt. Auth. Series 2008 B, 0.08% 9/5/14, LOC Branch Banking & Trust Co., VRDN (b)(e) | 19,800 | | 19,800 |
Raleigh Combined Enterprise Sys. Rev. Participating VRDN Series EGL 07 0010, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,950 | | 4,950 |
Sampson County Indl. Facilities & Poll. Cont. Fing. Auth. Envir. Facilities Rev. (Sampson County Disp., Inc. Proj.): | | | |
0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 15,855 | | 15,855 |
0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 4,750 | | 4,750 |
Union County Indl. Facilities & Poll. Cont. Fing. Auth. Indl. Dev. Rev. (Greiner Vacuette NA Proj.) 0.2% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 400 | | 400 |
Univ. of North Carolina at Chapel Hill Rev. Participating VRDN Series EGL 05 3014 Class A, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 28,900 | | 28,900 |
| | 376,700 |
North Dakota - 0.1% |
Cass County Solid Waste Disp. Rev. (Tharaldson Ethanol Plant I, LLC Proj.) Series 2007, 0.35% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 33,300 | | 33,300 |
Hebron Indl. Dev. Rev. (Dacco, Inc. Proj.) 0.14% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 590 | | 590 |
| | 33,890 |
Ohio - 1.0% |
Akron Bath Copley Hosp. District Rev.: | | | |
(Akron Gen. Health Systems Proj.) Series 2008, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 6,500 | | 6,500 |
Series B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 29,250 | | 29,250 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Ohio - continued |
Columbus Gen. Oblig. Participating VRDN Series Clipper 08 2, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | $ 7,985 | | $ 7,985 |
Franklin County Health Care Facilities Rev. (Mother Angeline McCrory Manor, Inc. Proj.) Series 2011, 0.09% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 14,090 | | 14,090 |
Hamilton County Hosp. Facilities Rev. (Children's Hosp. Med. Ctr. Proj.): | | | |
Series 1997 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 13,200 | | 13,200 |
Series 2000, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 36,900 | | 36,900 |
Series 2007 M, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 5,000 | | 5,000 |
Hamilton County Student Hsg. Rev. (Block 3 Proj.) Series 2004, 0.21% 9/5/14, LOC Bank of New York, New York, LOC Citizens Bank of Pennsylvania, VRDN (b) | 33,500 | | 33,500 |
Middletown Hosp. Facilities Rev. Series 2008 A, 0.04% 9/5/14, LOC PNC Bank NA, VRDN (b) | 12,100 | | 12,100 |
Ohio Air Quality Dev. Auth. Rev. (Dayton Pwr. & Lt. Co. Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 16,700 | | 16,700 |
Series 2008 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 21,100 | | 21,100 |
Ohio Gen. Oblig. (Common Schools Proj.) Series 2005 B, 0.03% 9/5/14, VRDN (b) | 3,410 | | 3,410 |
Ohio Higher Edl. Facility Commission Rev.: | | | |
(Case Western Reserve Univ. Proj.) Series 2008 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 5,100 | | 5,100 |
(Marietta College Proj.) 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 4,590 | | 4,590 |
Ohio Hosp. Facilities Rev. Participating VRDN: | | | |
Series Putters 3552, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,500 | | 3,500 |
Series Putters 3558, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,300 | | 2,300 |
Ohio Hsg. Fin. Agcy. Mtg. Rev.: | | | |
(Mtg.-Backed Securities Prog.): | | | |
Series 2005 B1, 0.04% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank, Cincinnati), VRDN (b)(e) | 9,300 | | 9,300 |
Series 2005 B2, 0.06% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank, Cincinnati), VRDN (b)(e) | 9,900 | | 9,900 |
Series B, 0.05% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank, Cincinnati), VRDN (b)(e) | 13,170 | | 13,170 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Ohio - continued |
Ohio Hsg. Fin. Agcy. Mtg. Rev.: - continued | | | |
Series 2004 D, 0.06% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank, Cincinnati), VRDN (b)(e) | $ 1,500 | | $ 1,500 |
Ohio Hsg. Fin. Agcy. Residential Mtg. Rev. Series 2008 B, 0.05% 9/5/14 (Liquidity Facility Fed. Home Ln. Bank, Cincinnati), VRDN (b)(e) | 8,100 | | 8,100 |
Ohio State Univ. Gen. Receipts: | | | |
Series 2001, 0.04% 9/5/14, VRDN (b) | 16,000 | | 16,000 |
Series 2010 E, 0.04% 9/5/14, VRDN (b) | 22,200 | | 22,200 |
Ohio Wtr. Dev. Auth. (Waste Mgmt., Inc. Proj.) Series B, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 2,900 | | 2,900 |
| | 298,295 |
Oklahoma - 0.0% |
Tulsa Arpts. Impt. Trust Spl. Facility Rev. 0.1% 9/5/14, LOC Landesbank Hessen-Thuringen, VRDN (b)(e) | 10,120 | | 10,120 |
Oregon - 0.7% |
Clackamas County Hosp. Facility Auth. (Legacy Health Sys. Proj.): | | | |
Series 2008 B, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 24,950 | | 24,950 |
Series 2008 C, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 16,500 | | 16,500 |
Eclipse Fdg. Trust Various States Participating VRDN Series Solar 06 90, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 10,330 | | 10,330 |
Oregon Econ. & Cmnty. Econ. Dev. Rev. (American Bridge Co. Proj.) Series 205, 0.16% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 145 | | 145 |
Oregon Gen. Oblig. Participating VRDN Series ROC II R 11949, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,615 | | 3,615 |
Oregon State Dept. of Administrative Svcs. Lottery Rev. Participating VRDN Series BC 11 5W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 6,555 | | 6,555 |
Port of Portland Arpt. Rev.: | | | |
Series Eighteen A, 0.06% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 38,395 | | 38,395 |
Series Eighteen B, 0.07% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 51,205 | | 51,205 |
Portland Hsg. Auth. Rev.: | | | |
(New Columbia - Cecelia Proj.) Series 2004, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 3,490 | | 3,490 |
(New Columbia - Trouton Proj.) Series 2005, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 5,655 | | 5,655 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Oregon - continued |
Portland Multi-family Hsg. Rev. (The Village at Lovejoy Fountain Proj.) Series 2009, 0.09% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | $ 15,000 | | $ 15,000 |
Salem Hosp. Facility Auth. Rev. (Salem Hosp. Proj.) Series 2008 B, 0.06% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 9,500 | | 9,500 |
| | 185,340 |
Pennsylvania - 1.1% |
Allegheny County Hosp. Dev. Auth. Rev. (Children's Institute Pittsburgh Proj.): | | | |
Series 2005 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 8,900 | | 8,900 |
Series 2005 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 7,155 | | 7,155 |
BB&T Muni. Trust Participating VRDN Series BBT 08 1, 0.06% 9/5/14 (Liquidity Facility Branch Banking & Trust Co.) (b)(f) | 1,500 | | 1,500 |
Bucks County Indl. Dev. Auth. Hosp. Rev. (Grand View Hosp. Proj.) Series 2008 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 13,560 | | 13,560 |
Bucks County Indl. Dev. Auth. Rev. (Lutheran Cmnty. at Telford Healthcare Ctr., Inc. Proj.) Series 2007 B, 0.25% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 2,250 | | 2,250 |
Butler County Gen. Auth. Rev. (Erie School District Proj.) Series 2011, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 11,060 | | 11,060 |
Cap. Region Wtr. Swr. Rev. Series 2014 B, 0.05% 9/5/14, LOC Manufacturers & Traders Trust Co., VRDN (b) | 15,460 | | 15,460 |
Chester County Health & Ed. Auth. Rev. (Jenner's Pond Proj.) Series 2006, 0.05% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 10,025 | | 10,025 |
Chester County Indl. Dev. Auth. Student Hsg. Rev. (West Chester Univ. Proj.) Series 2008 A1, 0.1% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 24,500 | | 24,500 |
Chester County Intermediate Unit Rev. Series 2003, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 2,045 | | 2,045 |
Delaware County Auth. Rev. (White Horse Village Proj.): | | | |
Series 2006 A, 0.03% 9/2/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 4,865 | | 4,865 |
Series 2006 B, 0.03% 9/2/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 13,100 | | 13,100 |
Series 2008, 0.03% 9/2/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 7,900 | | 7,900 |
Erie County Hosp. Auth. Rev. (Saint Vincent Health Ctr. Proj.) Series 2010 B, 0.07% 9/5/14, LOC Manufacturers & Traders Trust Co., VRDN (b) | 11,340 | | 11,340 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Pennsylvania - continued |
Geisinger Auth. Health Sys. Rev. Participating VRDN Series Putters 3490Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | $ 4,505 | | $ 4,505 |
Lackawanna Hotel Room Rental Tax Rev. Series 2013, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 8,990 | | 8,990 |
Lancaster County Hosp. Auth. Health Ctr. Rev. (Masonic Homes Proj.) Series 2008 D, 0.03% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b) | 1,455 | | 1,455 |
Lawrence County Gen. Oblig. Indl. Dev. Auth. 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 7,630 | | 7,630 |
Lower Merion School District Series 2009 B, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 6,000 | | 6,000 |
Luzerne County Convention Ctr. Series 2012, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 6,200 | | 6,200 |
Montgomery County Indl. Dev. Auth. Rev. (Foulkeways at Gwynedd Proj.) Series 2006 B, 0.05% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 10,000 | | 10,000 |
Northeastern Pennsylvania Hosp. and Ed. Auth. Rev. (The Commonwealth Med. College Proj.) Series 2009, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 7,950 | | 7,950 |
Pennsylvania Econ. Dev. Fing. Auth. Indl. Dev. Rev. Series 1996 D5, 0.16% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 500 | | 500 |
Pennsylvania Econ. Dev. Fing. Auth. Manufacturing Facility Rev. (Dodge Realty Partners Proj.) Series 2007, 0.09% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 2,200 | | 2,200 |
Pennsylvania Gen. Oblig. Participating VRDN Series Putters 3352Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,590 | | 3,590 |
Pennsylvania State Pub. School Participating VRDN Series Solar 06 161, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 26,400 | | 26,400 |
Philadelphia Arpt. Rev.: | | | |
Series 2005 C1, 0.05% 9/5/14, LOC TD Banknorth, NA, VRDN (b)(e) | 20,005 | | 20,005 |
Series 2005 C2, 0.05% 9/5/14, LOC Royal Bank of Canada, VRDN (b)(e) | 11,555 | | 11,555 |
Philadelphia Auth. for Indl. Dev. Rev.: | | | |
(Spl. People in Northeast, Inc. Proj.) Series 2006, 0.4% 9/5/14, LOC Citizens Bank of Pennsylvania, VRDN (b) | 1,000 | | 1,000 |
(William Penn Charter School Proj.) Series 2008, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 7,900 | | 7,900 |
Philadelphia Auth. Indl. Dev. Lease Rev.: | | | |
Series 2007 B2, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 8,400 | | 8,400 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Pennsylvania - continued |
Philadelphia Auth. Indl. Dev. Lease Rev.: - continued | | | |
Series 2007 B3, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | $ 8,650 | | $ 8,650 |
Philadelphia Gas Works Rev. (1998 Gen. Ordinance Proj.) Eighth Series E, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 4,000 | | 4,000 |
Philadelphia Wtr. & Wastewtr. Rev. Series 1997 B, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 4,095 | | 4,095 |
South Fork Muni. Auth. Hosp. Rev. (Conemaugh Health Ctr. Proj.) Series A, 0.07% 9/5/14, LOC PNC Bank NA, VRDN (b) | 3,470 | | 3,470 |
Washington County Hosp. Auth. Rev.: | | | |
(Monongahela Valley Hosp. Proj.): | | | |
Series 2011 A, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 2,540 | | 2,540 |
Series 2011 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 10,175 | | 10,175 |
(Washington Hosp. Proj.) Series 2007 B, 0.06% 9/5/14, LOC PNC Bank NA, VRDN (b) | 16,500 | | 16,500 |
Westmoreland County Indl. Dev. Auth. Rev. (Excela Health Proj.) Series 2010 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | 2,765 | | 2,765 |
| | 320,135 |
Rhode Island - 0.4% |
Narragansett Bay Commission Wastewtr. Sys. Rev. Series 2008 A, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 23,100 | | 23,100 |
Rhode Island Health and Edl. Bldg. Corp. Higher Ed. Facility Rev.: | | | |
(Bryant Univ. Proj.) Series 2008, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 22,400 | | 22,400 |
(Rhode Island School of Design Proj.): | | | |
Series 2008 A, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 50,295 | | 50,295 |
Series 2008 B, 0.04% 9/5/14, LOC TD Banknorth, NA, VRDN (b) | 7,510 | | 7,510 |
(Roger Williams Univ. Proj.) Series 2008 B, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 15,590 | | 15,590 |
Rhode Island Indl. Facilities Corp. Indl. Dev. Rev. (NFA Corp. Proj.) Series 1994, 0.24% 9/5/14, LOC Bank of America NA, VRDN (b)(e)(g) | 5,000 | | 5,000 |
| | 123,895 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
South Carolina - 0.4% |
Anderson County School District #5 Gen. Oblig. Participating VRDN Series BA 08 1181, 0.07% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | $ 14,650 | | $ 14,650 |
Oconee County Poll. Cont. Rev. (Duke Energy Corp. Proj.): | | | |
Series 1999 A, 0.09% 9/2/14, VRDN (b) | 1,000 | | 1,000 |
Series 1999 B, 0.1% 9/2/14, VRDN (b)(e) | 2,300 | | 2,300 |
South Carolina Jobs-Econ. Dev. Auth. Econ. Dev. Rev.: | | | |
(Bon Secours Health Sys. Proj.): | | | |
Series 2008 D, 0.05% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 10,405 | | 10,405 |
0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 50,000 | | 50,000 |
(Chambers Richland Co. Landfill Proj.) Series 1997, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 10,000 | | 10,000 |
(Waste Mgmt. of South Carolina, Inc. Proj.) Series 2003 A, 0.06% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 15,000 | | 15,000 |
South Carolina Jobs-Econ. Dev. Auth. Indl. Rev. (South Carolina Generating Co., Inc. Proj.) Series 2008, 0.06% 9/5/14, LOC Branch Banking & Trust Co., VRDN (b)(e) | 18,600 | | 18,600 |
| | 121,955 |
South Dakota - 0.0% |
South Dakota Hsg. Dev. Auth. (Harmony Heights Proj.) Series 2001, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,500 | | 6,500 |
Tennessee - 1.7% |
Clarksville Pub. Bldg. Auth. Rev. (Tennessee Muni. Bond Fund Proj.): | | | |
Series 2001, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 17,000 | | 17,000 |
Series 2003, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 11,800 | | 11,800 |
Series 2004, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 12,300 | | 12,300 |
Series 2005, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 37,200 | | 37,200 |
Series 2008, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 52,905 | | 52,905 |
Henderson TN IDB Rev. (Arvin Sango, Inc. Proj.) Series 2012, 0.07% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b)(e) | 5,000 | | 5,000 |
Johnson City Health & Edl. Hosp. Rev.: | | | |
(Mountain States Health Alliance Proj.): | | | |
Series 2011 A, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 32,935 | | 32,935 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Tennessee - continued |
Johnson City Health & Edl. Hosp. Rev.: - continued | | | |
Series 2011 B, 0.05% 9/5/14, LOC PNC Bank NA, VRDN (b) | $ 4,260 | | $ 4,260 |
Series 2013 A, 0.04% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 4,075 | | 4,075 |
Lewisburg Indl. Dev. Board (Waste Mgmt., Inc., Proj.) 0.07% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 25,000 | | 25,000 |
Loudon County Indl. Dev. Board Exempt Facilities Rev. (Kimberly-Clark Corp. Proj.) 0.07% 9/5/14, VRDN (b)(e) | 11,600 | | 11,600 |
Loudon Indl. Dev. Board Solid Waste Disp. Rev. (Tate & Lyle Ingredients Americas, Inc. Proj.) Series 2006, 0.08% 9/5/14, LOC Rabobank Nederland, VRDN (b)(e) | 29,700 | | 29,700 |
Memphis Health, Edl. & Hsg. Facilities Board: | | | |
(Ashland Lakes Apts. Proj.) Series A, 0.07% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b)(e) | 10,000 | | 10,000 |
(Watergrove Apts. Proj.) Series 2004, 0.05% 9/5/14, LOC Freddie Mac, VRDN (b) | 18,170 | | 18,170 |
Metropolitan Govt. Nashville & Davidson County Health & Edl. Facilities Board (Whispering Oaks Apts. Proj.) 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 15,000 | | 15,000 |
Montgomery County Pub. Bldg. Auth. Pooled Fing. Rev. (Tennessee County Ln. Pool Prog.): | | | |
Series 1999, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 16,900 | | 16,900 |
Series 2002, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 5,000 | | 5,000 |
Series 2004, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 24,040 | | 24,040 |
Series 2006, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b) | 70,930 | | 70,930 |
Nashville and Davidson County Metropolitan Govt. Gen. Oblig. Participating VRDN Series Putters 2631, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 67,475 | | 67,475 |
Rutherford County Health & Edl. Facilities Board Rev. Participating VRDN Series 2UX, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 2,500 | | 2,500 |
| | 473,790 |
Texas - 5.8% |
Austin Arpt. Sys. Rev.: | | | |
Series 2005 1, 0.08% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 53,725 | | 53,725 |
Series 2005 2, 0.08% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | 53,650 | | 53,650 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Austin Arpt. Sys. Rev.: - continued | | | |
Series 2005 3, 0.08% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b)(e) | $ 30,200 | | $ 30,200 |
Austin Wtr. & Wastewtr. Sys. Rev. Participating VRDN Series ROC II R 11992, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,835 | | 3,835 |
Brazos River Hbr. Navigation District of Brazoria County Envir. Facilities Rev. (Merey Sweeny LP Proj.): | | | |
Series 2000 A, 0.06% 9/2/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 3,800 | | 3,800 |
Series 2002 A, 0.06% 9/2/14, LOC Bank of America NA, VRDN (b)(e) | 2,100 | | 2,100 |
Brownsville Indl. Dev. Corp. Rev. (Rich-Seapak Corp. Proj.) Series 1997, 0.08% 9/5/14, LOC HSBC Bank U.S.A., NA, VRDN (b)(e) | 6,250 | | 6,250 |
Brownsville Util. Sys. Rev. Participating VRDN Series Solar 06 68, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 19,965 | | 19,965 |
Calhoun County Navigation District Envir. Facilities Rev. (Formosa Plastics Corp. Proj.) 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 13,775 | | 13,775 |
Calhoun County Navigation District Poll. Cont. Rev. (Formosa Plastics Corp., Texas Proj.) Series 2002, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 10,000 | | 10,000 |
Calhoun County Navigation District Port Rev. (Formosa Plastics Corp. Proj.) Series 2000, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 5,500 | | 5,500 |
Calhoun County Solid Waste Disp. Rev. (Formosa Plastics Corp. Proj.): | | | |
Series 2000, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 12,500 | | 12,500 |
Series 2001, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 12,500 | | 12,500 |
Calhoun Port Auth. Envir. Facilities Rev. (Formosa Plastics Corp. Texas Proj.): | | | |
Series 2007 A, 0.07% 9/5/14, LOC PNC Bank NA, VRDN (b)(e) | 47,300 | | 47,300 |
Series 2008, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 40,000 | | 40,000 |
Cap. Area Hsg. Fin. Corp. Multi-family Hsg. Rev. (Marble Falls Vistas Apts. Proj.) 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,495 | | 5,495 |
Dallas Area Rapid Transit Sales Tax Rev. Participating VRDN Series ROC II R 12317, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 4,000 | | 4,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Dallas Hsg. Fin. Corp. Multi-family Hsg. Rev. (The Masters Apts. Proj.) 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 7,080 | | $ 7,080 |
El Paso County Hosp. District Combination Tax and Rev. Participating VRDN Series Solar 06 32, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 19,865 | | 19,865 |
Frisco Independent School District Participating VRDN Series ROC II R 11960, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 6,310 | | 6,310 |
Gilmer Indl. Dev. Corp. (Duoline Technologies LP Proj.) Series 2008 A, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 8,695 | | 8,695 |
Gulf Coast Indl. Dev. Auth. 0.11% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 5,280 | | 5,280 |
Gulf Coast Waste Disp. Auth. Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series A, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 14,100 | | 14,100 |
Harris County Cultural Ed. Facilities Fin. Corp. Med. Facilities Rev. Series 2012 C, 0.04% 9/5/14, LOC Barclays Bank PLC, VRDN (b) | 17,900 | | 17,900 |
Harris County Cultural Ed. Facilities Fin. Corp. Rev.: | | | |
(Mermann Health Sys. Proj.) Series 2013 C, 0.04% 9/5/14, VRDN (b) | 37,550 | | 37,550 |
(YMCA of the Greater Houston Area Proj.) Series 2013 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 27,905 | | 27,905 |
Harris County Health Facilities Dev. Corp. Rev. (Saint Dominic Village Proj.) Series 2000, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,365 | | 2,365 |
Harris County Hsg. Fin. Corp. Multi-family Hsg. Rev.: | | | |
(Lafayette Village Apts. Proj.) Series 2006, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,515 | | 6,515 |
(Louetta Village Apts. Proj.) Series 2005, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,480 | | 6,480 |
(Primrose Aldine Bender Apt. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,410 | | 7,410 |
(Primrose at Bammel Apts. Proj.) Series 2005, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,980 | | 7,980 |
(Quail Chase Apts. Proj.) Series 1999, 0.08% 9/5/14, LOC Gen. Elec. Cap. Corp., VRDN (b)(e) | 11,110 | | 11,110 |
(Wellington Park Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,850 | | 11,850 |
Houston Arpt. Sys. Rev. Series 2010, 0.06% 9/5/14, LOC Barclays Bank PLC, VRDN (b) | 43,955 | | 43,955 |
Houston Gen. Oblig. Participating VRDN Series Putters 4338, 0.09% 9/5/14 (Liquidity Facility JPMorgan Chase & Co.) (b)(f) | 6,380 | | 6,380 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Houston Higher Ed. Fin. Corp. Higher Ed. Rev. Participating VRDN Series ROC II R 11860, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | $ 6,000 | | $ 6,000 |
Houston Hsg. Fin. Corp. Multi-family Hsg. Rev.: | | | |
(Fairlake Cove Apts. Proj.) Series 2005, 0.08% 9/5/14, LOC Citibank NA, VRDN (b)(e) | 8,950 | | 8,950 |
(Little Nell Apts. Proj.) Series 2003, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 12,100 | | 12,100 |
(Mayfair Park Apts. Proj.) Series 2004, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,600 | | 5,600 |
Houston Util. Sys. Rev.: | | | |
Participating VRDN: | | | |
Series Putters 4719, 0.05% 9/5/14 (Liquidity Facility Bank of America NA) (b)(f) | 14,400 | | 14,400 |
Series ROC II R 11411, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 9,290 | | 9,290 |
Series ROC II R 12267, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 16,795 | | 16,795 |
Series 2004 B3, 0.04% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b) | 10,600 | | 10,600 |
Series 2004 B6, 0.04% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b) | 1,500 | | 1,500 |
Humble Independent School District Participating VRDN Series Solar 06 20, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 28,160 | | 28,160 |
Jewett Econ. Dev. Corp. Indl. Dev. Rev. (Nucor Corp. Proj.) 0.3% 9/5/14, VRDN (b)(e) | 12,600 | | 12,600 |
Judson Independent School District Participating VRDN Series MS 06 1859, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | 7,890 | | 7,890 |
Keller Independent School District Participating VRDN Series WF11 55 C, 0.05% 9/5/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f) | 5,625 | | 5,625 |
Klein Independent School District Participating VRDN Series ROCS II R 11942, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 5,145 | | 5,145 |
Lamar Consolidated Independent School District Participating VRDN Series DB 512, 0.07% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(f) | 12,845 | | 12,845 |
Leander Independent School District Participating VRDN Series BC 10 28W, 0.07% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(f) | 2,050 | | 2,050 |
Lovejoy Independent School District Participating VRDN Series DB 514, 0.08% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(f) | 23,600 | | 23,600 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Lower Neches Valley Auth. Indl. Dev. Corp. Exempt Facilities Rev. (Onyx Envir. Svcs. Proj.) Series 2003, 0.12% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | $ 11,950 | | $ 11,950 |
Montgomery County Hsg. Fin. Corp. Multi-family Hsg. Rev. (Conroe Lodge at Silverdale Apt. Homes Proj.) 0.08% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 7,470 | | 7,470 |
North East Texas Independent School District Participating VRDN Series EGL 14 0018, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 22,305 | | 22,305 |
Northside Independent School District Participating VRDN Series ROC II R 11965, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,505 | | 3,505 |
Plano Gen. Oblig. Participating VRDN Series MS 06 1862, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | 11,665 | | 11,665 |
Port Arthur Navigation District Envir. Facilities Rev. (Motiva Enterprises LLC Proj.): | | | |
Series 2001 A, 0.19% 9/2/14, VRDN (b) | 14,200 | | 14,200 |
Series 2004, 0.19% 9/5/14, VRDN (b)(e) | 97,150 | | 97,150 |
Series 2009 A, 0.19% 9/2/14, VRDN (b) | 1,300 | | 1,300 |
Series 2009 C, 0.19% 9/2/14, VRDN (b) | 5,800 | | 5,800 |
Series 2010 B, 0.19% 9/2/14, VRDN (b) | 2,385 | | 2,385 |
Series 2010 D, 0.19% 9/2/14, VRDN (b) | 5,800 | | 5,800 |
Port Arthur Navigation District Indl. Dev. Corp. Exempt Facilities Rev.: | | | |
(Air Products Proj.): | | | |
Series 2000, 0.06% 9/5/14, VRDN (b)(e) | 24,000 | | 24,000 |
Series 2001, 0.06% 9/5/14, VRDN (b)(e) | 25,000 | | 25,000 |
Series 2002, 0.06% 9/5/14, VRDN (b)(e) | 14,500 | | 14,500 |
Series 2010 A, 0.06% 9/5/14 (Total SA Guaranteed), VRDN (b) | 1,000 | | 1,000 |
Series 2012, 0.06% 9/5/14 (Total SA Guaranteed), VRDN (b) | 10,000 | | 10,000 |
(Total Petrochemicals and Refining U.S.A., Inc. Proj.) Series 2012 A, 0.06% 9/5/14 (Total SA Guaranteed), VRDN (b) | 34,200 | | 34,200 |
Riesel Indl. Dev. Corp. (Sandy Creek Energy Assoc. Proj.): | | | |
0.04% 9/5/14, LOC BNP Paribas SA, VRDN (b)(e) | 50,000 | | 50,000 |
0.04% 9/5/14, LOC Union Bank NA, VRDN (b)(e) | 50,000 | | 50,000 |
San Antonio Elec. & Gas Sys. Rev. Participating VRDN: | | | |
Series Putters 3344, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 1,700 | | 1,700 |
Series Putters 3560, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 9,015 | | 9,015 |
Series Putters 3688Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 4,570 | | 4,570 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
San Antonio Elec. & Gas Sys. Rev. Participating VRDN: - continued | | | |
Series Putters 4356, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | $ 17,750 | | $ 17,750 |
San Antonio Indl. Dev. Auth. Indl. Dev. Rev. (Tindall Corp. Proj.) Series 2008 A, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 6,500 | | 6,500 |
San Antonio Pub. Facilities Corp. and Rfdg. Lease Participating VRDN Series CTE 12 3AX, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 7,465 | | 7,465 |
San Antonio Wtr. Sys. Rev. Participating VRDN Series EGL 05 3005 Class A, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 27,500 | | 27,500 |
Tarrant County Cultural Ed. Facilities Fin. Corp. Hosp. Rev.: | | | |
(Baylor Health Care Sys. Proj.): | | | |
Series 2011 D, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 12,870 | | 12,870 |
Series 2011 E, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 18,940 | | 18,940 |
(Methodist Hospitals of Dallas Proj.) Series 2008, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 88,450 | | 88,450 |
(Scott and White Memorial Hosp. and Scott, Sherwood and Brindley Foundation Proj.) Series 2008 1, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 22,430 | | 22,430 |
Participating VRDN Series Putters 4363, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 11,625 | | 11,625 |
Tarrant County Health Facilities Dev. Corp. Hosp. Rev. Participating VRDN Series Putters 3894, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,750 | | 6,750 |
Tarrant County Health Facilities Dev. Corp. Rev. (Carter Blood Care Proj.) Series 1998, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 2,350 | | 2,350 |
Texas City Indl. Dev. Corp.: | | | |
(Del Papa Realty Hldgs. LP Proj.) Series 2011, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b) | 12,400 | | 12,400 |
(NRG Energy, Inc. Proj.) Series 2012, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 10,025 | | 10,025 |
Texas Dept. of Hsg. & Cmnty. Affairs Multi-family Hsg. Rev.: | | | |
(Bristol Apts. Proj.) Series 2004, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,600 | | 11,600 |
(Chisholm Trail Proj.) Series 2004, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 5,200 | | 5,200 |
(Pinnacle Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,465 | | 13,465 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Texas Dept. of Hsg. & Cmnty. Affairs Multi-family Hsg. Rev.: - continued | | | |
(Residences at Sunset Pointe Proj.) Series 2006, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 15,000 | | $ 15,000 |
(St. Augustine Estate Proj.) Series 2005, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,080 | | 6,080 |
(Windshire Apts. Proj.) Series 2007, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,500 | | 13,500 |
Series 2004, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 11,300 | | 11,300 |
Series 2006, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 13,790 | | 13,790 |
Texas Gen. Oblig.: | | | |
(Veterans Land Proj.) Series A, 0.05% 9/5/14, VRDN (b)(e) | 16,030 | | 16,030 |
(Veterans' Hsg. Assistance Prog.): | | | |
Fund II Series 2005 B, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (b)(e) | 21,200 | | 21,200 |
Fund II Series 2007 A, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (b)(e) | 35,745 | | 35,745 |
Participating VRDN: | | | |
Series DB 448, 0.09% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(e)(f) | 5,605 | | 5,605 |
Series Putters 3478, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 4,995 | | 4,995 |
Series Putters 3479, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 11,910 | | 11,910 |
Series Putters 3480, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 7,495 | | 7,495 |
Series 2012 A, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (b) | 9,600 | | 9,600 |
Travis County Hsg. Fin. Corp. (Rosemont at Old Manor Apts.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,285 | | 9,285 |
Univ. of Texas Board of Regents Sys. Rev.: | | | |
Participating VRDN Series Putters 1646, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 2,180 | | 2,180 |
0.04% 9/5/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), VRDN (b)(a) | 25,000 | | 25,000 |
| | 1,648,025 |
Utah - 0.3% |
Carbon County Poll. Cont. Rev. (PacifiCorp Proj.) Series 1994, 0.04% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 7,565 | | 7,565 |
Emery County Poll. Cont. Rev. (PacifiCorp Proj.) Series 1994, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 49,510 | | 49,510 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Utah - continued |
Utah Hsg. Corp. Multi-family Hsg. Rev. (Springwood Apts. Proj.) Series 2005 A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 8,485 | | $ 8,485 |
Utah State Board of Regents Rev. Participating VRDN Series Solar 06 140, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 30,450 | | 30,450 |
| | 96,010 |
Virginia - 0.5% |
Alexandria Redev. & Hsg. Auth. Multi-family Hsg. Rev. (Fairfield Village Square Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 21,720 | | 21,720 |
Arlington County Indl. Dev. Auth. Multi-family Hsg. Rev. Series A, 0.07% 9/5/14, LOC Freddie Mac, VRDN (b)(e) | 4,000 | | 4,000 |
Cap. Beltway Fdg. Corp. Toll Rev. (I-495 HOT Lanes Proj.) Series 2008 D, 0.03% 9/5/14, LOC Bank of Nova Scotia, VRDN (b) | 12,030 | | 12,030 |
Fairfax County Indl. Dev. Auth.: | | | |
(Inova Health Sys. Proj.) Series 2005 A2, 0.07% 9/5/14, VRDN (b) | 28,270 | | 28,270 |
Participating VRDN Series MS 3309, 0.05% 9/5/14 (Liquidity Facility Cr. Suisse AG) (b)(f) | 2,300 | | 2,300 |
Hampton Indl. Dev. Auth. Exempt Facilities Rev. (U.S.A. Waste of Virginia Landfills, Inc. Proj.) Series 2000, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 10,000 | | 10,000 |
Hampton Redev. & Hsg. Auth. Multi-family Hsg. Rev. (Avalon Pointe Proj.) Series 1996, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 6,387 | | 6,387 |
Hanover County Econ. Dev. Auth. Rev. (Bon Secours Health Sys. Proj.) Series 2008 D1, 0.05% 9/5/14, LOC Bank of New York, New York, VRDN (b) | 1,000 | | 1,000 |
Loudoun County Indl. Dev. Auth. (Howard Hughes Med. Institute Proj.) Series 2003 C, 0.04% 9/5/14, VRDN (b) | 15,000 | | 15,000 |
Newport News Indl. Dev. Auth. (CNU Warwick LLC Student Apts. Proj.) 0.11% 9/5/14, LOC Bank of America NA, VRDN (b) | 3,530 | | 3,530 |
Prince William County Indl. Dev. Auth. Sewage Disp. Facilities Rev. (Dale Svc. Corp. Proj.): | | | |
Series 2000, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 3,770 | | 3,770 |
Series 2001, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 3,400 | | 3,400 |
Series 2006, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 4,750 | | 4,750 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Virginia - continued |
Sussex County Indl. Dev. Auth. Solid Waste Disp. Rev. (Atlantic Waste Disp. Proj.) 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | $ 10,000 | | $ 10,000 |
Virginia Commonwealth Trans. Board Rev. Participating VRDN Series RBC O 67, 0.05% 9/5/14 (Liquidity Facility Royal Bank of Canada) (b)(f) | 6,770 | | 6,770 |
Virginia Pub. School Auth. Participating VRDN Series CTE 05 38, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 17,955 | | 17,955 |
Virginia Resources Auth. Clean Wtr. Rev. Participating VRDN Series ROC II R 11923, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 3,725 | | 3,725 |
Virginia Small Bus. Fing. Auth. Health Care Facilities Rev. Participating VRDN Series Putters 3791Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 1,015 | | 1,015 |
| | 155,622 |
Washington - 3.2% |
Central Puget Sound Reg'l. Trans. Auth. Sales & Use Tax Rev. Participating VRDN Series Putters 2866, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 8,280 | | 8,280 |
Chelan County Pub. Util. District #1 Rev.: | | | |
Participating VRDN Series BC 11 20B, 0.08% 9/5/14 (Liquidity Facility Barclays Bank PLC) (b)(e)(f) | 8,950 | | 8,950 |
Series 2008 B, 0.04% 9/5/14 (Liquidity Facility Union Bank NA), VRDN (b) | 12,000 | | 12,000 |
King County Hsg. Auth. Rev. (Overlake TOD Hsg. Proj.) 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 16,650 | | 16,650 |
King County Swr. Rev. Participating VRDN: | | | |
Series Putters 3941, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 6,950 | | 6,950 |
Series ROC II R 11962, 0.05% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 2,200 | | 2,200 |
Port of Seattle Rev.: | | | |
Series 1997, 0.06% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 108,830 | | 108,830 |
Series 2008, 0.06% 9/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., VRDN (b)(e) | 128,715 | | 128,715 |
Port of Vancouver Rev. (United Grain Corp. of Oregon Proj.) Series 2009, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | 25,000 | | 25,000 |
Seattle Wtr. Sys. Rev. Participating VRDN Series MS 06 2170, 0.07% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | 2,530 | | 2,530 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Washington - continued |
Snohomish County Hsg. Auth. Hsg. Rev. (Ebey Arms Centerhouse Proj.) Series 2003, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b) | $ 7,755 | | $ 7,755 |
Univ. of Washington Univ. Revs. Participating VRDN: | | | |
Series Solar 07 75, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 37,625 | | 37,625 |
Series Solar 07 94, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 2,682 | | 2,682 |
Washington Econ. Dev. Fin. Auth. Econ. Dev. Rev. (Puget Sound Blood Ctr. Proj.) Series 2008 D, 0.05% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b) | 15,010 | | 15,010 |
Washington Econ. Dev. Fin. Auth. Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series D, 0.07% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b)(e) | 20,000 | | 20,000 |
Washington Gen. Oblig. Participating VRDN: | | | |
Series Clipper 05 39, 0.05% 9/5/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (b)(f) | 18,000 | | 18,000 |
Series DB 599, 0.08% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(f) | 4,510 | | 4,510 |
Series DB 606, 0.09% 9/5/14 (Liquidity Facility Deutsche Bank AG) (b)(f) | 5,600 | | 5,600 |
Series Floaters 3040, 0.06% 9/5/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah) (b)(f) | 12,505 | | 12,505 |
Series GS 06 7T, 0.05% 9/5/14 (Liquidity Facility Wells Fargo & Co.) (b)(f) | 15,435 | | 15,435 |
Series MS 33 864X, 0.06% 9/5/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah) (b)(f) | 2,500 | | 2,500 |
Series Putters 3501Z, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 11,660 | | 11,660 |
Series Putters 3539, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 10,000 | | 10,000 |
Series Putters 3854, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 3,500 | | 3,500 |
Series putters 4033, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 5,100 | | 5,100 |
Series Putters 4443, 0.06% 9/5/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f) | 10,000 | | 10,000 |
Series ROC II R 14074, 0.06% 9/5/14 (Liquidity Facility Citibank NA) (b)(f) | 8,000 | | 8,000 |
Series Solar 06 13, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 41,700 | | 41,700 |
Washington Health Care Facilities Auth. Rev. Participating VRDN Series Solar 07 66, 0.05% 9/5/14 (Liquidity Facility U.S. Bank NA, Cincinnati) (b)(f) | 19,570 | | 19,570 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Washington - continued |
Washington Hsg. Fin. Commission Multi-family Hsg. Rev.: | | | |
(Affinity at Olympia Apts. Proj.) Series 2012 A, 0.07% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b) | $ 8,350 | | $ 8,350 |
(Avalon Ridge Apts. Proj.) Series 1999, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 18,755 | | 18,755 |
(Ballard Landmark Inn Proj.) Series A, 0.08% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b)(e) | 27,290 | | 27,290 |
(Cedar Ridge Retirement Proj.) Series 2005 A, 0.08% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b)(e) | 8,050 | | 8,050 |
(Crestview Apts. Proj.) Series 2004, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 14,000 | | 14,000 |
(Discovery Heights Apt. Proj.) Series 2010, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | 12,000 | | 12,000 |
(Echo Lake Sr. Apts. Proj.) Series 2006, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 17,970 | | 17,970 |
(Fairwinds Redmond Proj.) Series A, 0.08% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b)(e) | 19,250 | | 19,250 |
(Gardens Univ. Village Apt. Proj.) Series A, 0.06% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 48,540 | | 48,540 |
(Highland Park Apts. Proj.) Series A, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 9,040 | | 9,040 |
(Interurban Sr. Living Apts. Proj.) Series 2012, 0.06% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 6,300 | | 6,300 |
(Merrill Gardens at Renton Centre Proj.) Series A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 20,790 | | 20,790 |
(Pinehurst Apts. Proj.) Series A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 12,000 | | 12,000 |
(Reserve at Renton Apts. Proj.) Series 2014, 0.06% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b) | 4,000 | | 4,000 |
(Silver Creek Apts. Proj.) Series A, 0.08% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 12,250 | | 12,250 |
(The Cambridge Apts. Proj.) Series 2009, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b) | 10,500 | | 10,500 |
(The Lodge at Eagle Ridge Proj.) Series A, 0.08% 9/5/14, LOC Fed. Home Ln. Bank, San Francisco, VRDN (b)(e) | 9,485 | | 9,485 |
(The Vintage at Everett Sr. Living Proj.) Series 2004 A, 0.07% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 15,750 | | 15,750 |
(The Vintage at Richland Sr. Living Proj.) Series 2004 A, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | 7,535 | | 7,535 |
(Urban Ctr. Apts. Proj.) Series 2012, 0.06% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 38,900 | | 38,900 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Washington - continued |
Washington Hsg. Fin. Commission Multi-family Hsg. Rev.: - continued | | | |
(Vintage Mount Vernon Proj.) Series A, 0.09% 9/5/14, LOC Fannie Mae, VRDN (b)(e) | $ 7,500 | | $ 7,500 |
(Washington Terrace Sr. Apts. Proj.) Series 2010, 0.05% 9/5/14, LOC Fannie Mae, VRDN (b) | 3,750 | | 3,750 |
(Willow Tree Grove Apts. Proj.) Series 2011, 0.04% 9/5/14, LOC Freddie Mac, VRDN (b) | 4,850 | | 4,850 |
| | 908,112 |
West Virginia - 0.8% |
Harrison County Commission Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series A, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 8,420 | | 8,420 |
Marion County Solid Waste Disp. Rev. (Grant Town Cogeneration Proj.): | | | |
Series 1990 A, 0.06% 9/5/14, LOC Deutsche Bank AG, VRDN (b)(e) | 11,900 | | 11,900 |
Series 1990 B, 0.06% 9/5/14, LOC Deutsche Bank AG, VRDN (b)(e) | 12,000 | | 12,000 |
Series 1990 C, 0.06% 9/5/14, LOC Deutsche Bank AG, VRDN (b)(e) | 6,000 | | 6,000 |
Series 1990 D, 0.06% 9/5/14, LOC Deutsche Bank AG, VRDN (b)(e) | 6,100 | | 6,100 |
West Virginia Econ. Dev. Auth. Energy (Morgantown Energy Associates Proj.) Series 2011, 0.09% 9/5/14, LOC Union Bank NA, VRDN (b)(e) | 45,800 | | 45,800 |
West Virginia Econ. Dev. Auth. Solid Waste Disp. Facilities Rev.: | | | |
(Appalachian Pwr. Co. - Amos Proj.): | | | |
Series 2008 B, 0.05% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b)(e) | 45,775 | | 45,775 |
Series 2009 A, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b) | 25,775 | | 25,775 |
Series 2009 B, 0.05% 9/5/14, LOC Sumitomo Mitsui Banking Corp., VRDN (b) | 1,800 | | 1,800 |
(Appalachian Pwr. Co. - Mountaineer Proj.) Series 2008 A, 0.05% 9/5/14, LOC Mizuho Corporate Bank Ltd., VRDN (b)(e) | 59,700 | | 59,700 |
West Virginia Hosp. Fin. Auth. Rev.: | | | |
(Charleston Area Med. Ctr., Inc. Proj.) Series 2008 A, 0.07% 9/5/14, LOC Branch Banking & Trust Co., VRDN (b) | 6,500 | | 6,500 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
West Virginia - continued |
West Virginia Hosp. Fin. Auth. Rev.: - continued | | | |
(Pallottine Health Svcs. Proj.) 0.14% 9/5/14, LOC Fifth Third Bank, Cincinnati, VRDN (b) | $ 175 | | $ 175 |
Wood County Commission Solid Waste Disp. Rev. (Waste Mgmt., Inc. Proj.) Series A, 0.07% 9/5/14, LOC Bank of America NA, VRDN (b)(e) | 6,580 | | 6,580 |
| | 236,525 |
Wisconsin - 0.5% |
Appleton Redev. Auth. Rev. (Fox Cities Performing Arts Ctr. Proj.) Series 2001 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 20,700 | | 20,700 |
Wisconsin Health & Edl. Facilities Participating VRDN Series MS 3337, 0.05% 9/5/14 (Liquidity Facility Cr. Suisse AG) (b)(f) | 5,000 | | 5,000 |
Wisconsin Health & Edl. Facilities Auth. Rev.: | | | |
(Aurora Health Care, Inc. Proj.) Series 1999 C, 0.04% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 40,000 | | 40,000 |
(Oakwood Village Proj.) Series 2005, 0.04% 9/5/14, LOC BMO Harris Bank NA, VRDN (b) | 20,440 | | 20,440 |
(Wausau Hosp., Inc. Proj.) Series 1998 B, 0.05% 9/5/14, LOC JPMorgan Chase Bank, VRDN (b) | 8,745 | | 8,745 |
Participating VRDN Series Floaters 3184, 0.06% 9/5/14 (Liquidity Facility Morgan Stanley Bank, West Valley City Utah) (b)(f) | 11,860 | | 11,860 |
Series 2003 B, 0.05% 9/5/14, LOC U.S. Bank NA, Cincinnati, VRDN (b) | 4,500 | | 4,500 |
Wisconsin Hsg. and Econ. Dev. Auth. Multi-family Hsg. Rev.: | | | |
Series 2007 A, 0.07% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b)(e) | 7,095 | | 7,095 |
Series 2008 A, 0.05% 9/5/14 (Liquidity Facility Fannie Mae) (Liquidity Facility Freddie Mac), VRDN (b) | 10,460 | | 10,460 |
| | 128,800 |
Wyoming - 0.1% |
Converse County Envir. Impt. Rev. Series 1995, 0.2% 9/5/14, VRDN (b)(e) | 1,200 | | 1,200 |
Laramie County Indl. Dev. Rev. (Cheyenne Lt., Fuel & Pwr. Co. Proj.) Series 2009 A, 0.1% 9/5/14, LOC Wells Fargo Bank NA, VRDN (b)(e) | 5,000 | | 5,000 |
Variable Rate Demand Note - continued |
| Principal Amount (000s) | | Value (000s) |
Wyoming - continued |
Lincoln County Envir. (PacifiCorp Proj.) Series 1995, 0.23% 9/5/14, VRDN (b)(e) | $ 19,500 | | $ 19,500 |
Sweetwater County Poll. Cont. Rev. (PacifiCorp Proj.) Series 1984, 0.2% 9/5/14, VRDN (b) | 6,700 | | 6,700 |
| | 32,400 |
TOTAL VARIABLE RATE DEMAND NOTE (Cost $17,838,148) |
17,838,148
|
Other Municipal Debt - 26.4% |
| | | |
Alabama - 0.2% |
Alabama Pub. School & College Auth. Rev. Bonds Series 2007, 3.5% 12/1/14 | 24,700 | | 24,909 |
Auburn Univ. Gen. Fee Rev. Bonds Series WF 08 55C, 0.11%, tender 11/13/14 (Liquidity Facility Wells Fargo & Co.) (b)(f)(g) | 23,460 | | 23,460 |
| | 48,369 |
Alaska - 0.5% |
Alaska Gen. Oblig. Bonds Series 2012 A, 4% 8/1/15 | 5,000 | | 5,177 |
Anchorage Gen. Oblig.: | | | |
Series A, 0.09% 11/6/14, LOC Wells Fargo Bank NA, CP | 7,000 | | 7,000 |
Series A1, 0.09% 11/6/14, LOC Wells Fargo Bank NA, CP | 8,200 | | 8,200 |
Series B1, 0.08% 11/5/14, LOC JPMorgan Chase Bank, CP | 34,000 | | 34,000 |
Series C1: | | | |
0.08% 11/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 13,900 | | 13,900 |
0.09% 11/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 9,250 | | 9,250 |
0.09% 11/5/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 4,400 | | 4,400 |
TAN 0.5% 9/16/14 | 65,200 | | 65,211 |
North Slope Borough Gen. Oblig. Bonds Series 2011 B, 5% 6/30/15 | 7,000 | | 7,282 |
| | 154,420 |
Arizona - 0.6% |
Arizona School Facilities Board Ctfs. of Prtn. Bonds Series 2013 A2, 2% 9/1/14 | 5,890 | | 5,890 |
Phoenix Civic Impt. Corp. Series 2011 B1, 0.08% 10/1/14, LOC Barclays Bank PLC, CP | 56,600 | | 56,600 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Arizona - continued |
Phoenix Civic Impt. Corp. Wastewtr. Sys. Rev.: | | | |
Series 2012 A: | | | |
0.09% 11/18/14, LOC Royal Bank of Canada, CP | $ 2,500 | | $ 2,500 |
0.09% 11/18/14, LOC Royal Bank of Canada, CP | 29,200 | | 29,200 |
Series 2012 B, 0.13% 12/10/14, LOC Wells Fargo Bank NA, CP | 46,900 | | 46,900 |
Salt River Proj. Agricultural Impt. & Pwr. District Elec. Sys. Rev. Series C: | | | |
0.09% 9/10/14, CP | 13,600 | | 13,600 |
0.1% 12/1/14, CP | 6,900 | | 6,900 |
| | 161,590 |
California - 2.5% |
California Gen. Oblig.: | | | |
Series 2011 A2, 0.09% 9/2/14, LOC Royal Bank of Canada, CP | 37,600 | | 37,600 |
Series A1, 0.05% 9/24/14, LOC Wells Fargo Bank NA, CP | 19,500 | | 19,500 |
Series A3, 0.07% 11/5/14, LOC JPMorgan Chase Bank, LOC California Pub. Employees Retirement Sys., CP | 17,500 | | 17,500 |
Series A7, 0.08% 9/24/14, LOC Mizuho Corporate Bank Ltd., CP | 8,400 | | 8,400 |
Los Angeles Cmnty. College District Bonds Series WF 11 36C, 0.12%, tender 9/18/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 4,840 | | 4,840 |
Los Angeles County Gen. Oblig. TRAN 1.5% 6/30/15 | 147,800 | | 149,485 |
Los Angeles Dept. of Wtr. & Pwr. Rev.: | | | |
0.09% 9/4/14 (Liquidity Facility Wells Fargo Bank NA), CP | 62,000 | | 62,000 |
0.1% 12/22/14 (Liquidity Facility Wells Fargo Bank NA), CP | 10,700 | | 10,700 |
Los Angeles Gen. Oblig. TRAN 1.5% 6/25/15 | 356,500 | | 360,523 |
Sacramento Muni. Util. District Elec. Rev. Series K1, 0.07% 10/1/14, LOC JPMorgan Chase Bank, CP | 5,000 | | 5,000 |
San Bernardino County Gen. Oblig. TRAN 2% 6/30/15 | 18,400 | | 18,686 |
San Diego Unified School District TRAN Series A, 1.5% 6/30/15 | 10,500 | | 10,620 |
San Jose Int'l. Arpt. Rev. Series A2, 0.09% 9/11/14, LOC Barclays Bank PLC, CP | 8,492 | | 8,492 |
| | 713,346 |
Colorado - 0.6% |
Colorado Ed. Ln. Prog. TRAN Series 2014 A, 1% 6/29/15 | 101,500 | | 102,239 |
Colorado Gen. Fdg. Rev. TRAN Series A, 1.5% 6/26/15 | 48,300 | | 48,845 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Colorado - continued |
Colorado Health Facilities Auth. Rev. Bonds: | | | |
(Catholic Health Initiatives Proj.) Series 2009 B, 5%, tender 11/11/14 (b) | $ 2,025 | | $ 2,044 |
Series 2009 A, 5% 7/1/15 | 5,700 | | 5,928 |
| | 159,056 |
Connecticut - 1.1% |
Connecticut Dev. Auth. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.) Series 1999, 0.26% tender 9/25/14, CP mode | 9,000 | | 9,000 |
Connecticut Gen. Oblig. Bonds: | | | |
(Econ. Recovery Proj.) Series 2009 A, 5% 1/1/15 | 9,800 | | 9,960 |
Series 2005 C, 5% 6/1/15 | 1,250 | | 1,296 |
Series 2007 C, 5% 6/1/15 | 1,000 | | 1,036 |
Series 2012 C, 4% 6/1/15 | 19,055 | | 19,609 |
Series 2014 C: | | | |
1% 12/15/14 | 14,900 | | 14,939 |
2% 6/15/15 | 43,700 | | 44,342 |
Series 2014 E, 2% 9/1/15 | 15,000 | | 15,279 |
Fairfield Gen. Oblig. BAN 1% 7/17/15 | 7,015 | | 7,068 |
Guilford Gen. Oblig. BAN 1% 8/11/15 | 16,400 | | 16,534 |
Hartford County Metropolitan District Gen. Oblig. BAN: | | | |
Series F, 1.125% 12/5/14 | 15,900 | | 15,943 |
1% 12/5/14 | 72,800 | | 72,969 |
1% 3/23/15 | 65,855 | | 66,173 |
Univ. of Connecticut Gen. Oblig. Bonds Series 2014 A, 2% 2/15/15 | 22,355 | | 22,546 |
| | 316,694 |
Delaware - 0.0% |
Delaware Gen. Oblig. Bonds: | | | |
Series 2009 C, 5% 10/1/14 | 5,875 | | 5,899 |
5% 3/1/15 | 4,410 | | 4,517 |
| | 10,416 |
District Of Columbia - 0.9% |
District of Columbia Gen. Oblig.: | | | |
Bonds Series 2013 A, 4% 6/1/15 | 11,675 | | 12,010 |
TRAN 2% 9/30/14 | 109,200 | | 109,358 |
District of Columbia Income Tax Rev. Bonds Series 0209 B, 5% 12/1/14 | 2,725 | | 2,758 |
District of Columbia Rev. Bonds Series 2000, 0.09% tender 9/4/14, LOC JPMorgan Chase Bank, CP mode | 71,600 | | 71,600 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
District Of Columbia - continued |
District of Columbia Wtr. & Swr. Auth. Pub. Util. Rev. Series B, 0.09% 12/8/14, LOC JPMorgan Chase Bank, CP | $ 6,000 | | $ 6,000 |
Metropolitan Washington Arpts. Auth. Dulles Toll Road Rev. Series 1, 0.09% 12/5/14, LOC JPMorgan Chase Bank, CP | 37,255 | | 37,255 |
Metropolitan Washington DC Arpts. Auth. Sys. Rev. Series 2 A1, 0.08% 10/2/14, LOC Sumitomo Mitsui Banking Corp., CP | 14,400 | | 14,400 |
| | 253,381 |
Florida - 1.9% |
Alachua County Health Facilities Auth. Health Facilities Rev. Bonds (Shands Teaching Hosp. & Clinics, Inc. Proj.) Series 2008 A, 0.08% tender 10/17/14, LOC Bank of America NA, CP mode | 21,340 | | 21,340 |
Escambia City Health Facilities Auth. Rev. Bonds 5.25% 11/15/14 | 4,815 | | 4,865 |
Florida Board of Ed. Lottery Rev. Bonds Series 2005 A, 5.25% 7/1/15 | 2,655 | | 2,767 |
Florida Board of Ed. Pub. Ed. Cap. Outlay Bonds: | | | |
Series 2005 A, 5% 6/1/15 | 8,740 | | 9,059 |
Series 2012 D, 5% 6/1/15 | 5,000 | | 5,183 |
Florida Local Govt. Fin. Cmnty. Series 2011 A1: | | | |
0.07% 9/2/14, LOC JPMorgan Chase Bank, CP | 20,107 | | 20,107 |
0.07% 9/2/14, LOC JPMorgan Chase Bank, CP | 15,573 | | 15,573 |
0.08% 10/3/14, LOC JPMorgan Chase Bank, CP | 19,113 | | 19,113 |
Hillsborough County Aviation Auth. Rev. Bonds Series 2013 A, 2% 10/1/14 (e) | 12,195 | | 12,212 |
Hillsborough County Cap. Impt. Prog. Rev. Series A: | | | |
0.08% 9/4/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 14,500 | | 14,500 |
0.09% 10/30/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 17,210 | | 17,210 |
0.1% 12/4/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 22,600 | | 22,600 |
0.11% 9/4/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 7,000 | | 7,000 |
0.11% 11/20/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 20,500 | | 20,500 |
Jacksonville Elec. Auth. Elec. Sys. Rev.: | | | |
Bonds 2% 10/1/14 | 5,940 | | 5,949 |
Series C1, 0.07% 9/4/14, CP | 27,800 | | 27,800 |
Jacksonville Gen. Oblig. Series 2004 A, 0.09% 12/1/14, LOC Barclays Bank PLC, CP | 16,525 | | 16,525 |
JEA Saint Johns River Pwr. Park Sys. Rev. Bonds: | | | |
Series 23 Issue 2, 5% 10/1/14 | 9,550 | | 9,588 |
Series 25 Issue 2, 4% 10/1/14 | 7,850 | | 7,875 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Florida - continued |
Miami-Dade County School District TAN Series 2014, 1% 2/24/15 | $ 229,900 | | $ 230,902 |
Orlando Utils. Commission Util. Sys. Rev. Bonds Series 2011 A, 0.16%, tender 3/27/15 (b) | 14,500 | | 14,500 |
Polk County Indl. Dev. Auth. Health Sys. Rev. Bonds: | | | |
Series 2014 A, 0.13%, tender 3/27/15 (b) | 17,000 | | 17,000 |
Series 2014 A1, 0.13%, tender 3/27/15 (b) | 3,300 | | 3,300 |
Tampa Health Sys. Rev. Bonds Series 2012 B, 0.15%, tender 3/27/15 (b) | 14,515 | | 14,515 |
| | 539,983 |
Georgia - 0.5% |
Atlanta Arpt. Rev. Bonds 2% 1/1/15 (e) | 17,080 | | 17,182 |
Cobb County Gen. Obligations TAN 0.5% 11/28/14 | 35,800 | | 35,834 |
Georgia Gen. Oblig. Bonds: | | | |
Series 1997 A, 6% 4/1/15 | 5,000 | | 5,169 |
Series 2008 B, 5% 7/1/15 | 2,000 | | 2,081 |
Series 2009 E, 5% 7/1/15 | 1,000 | | 1,040 |
Series 2012 C, 5% 9/1/14 | 7,680 | | 7,680 |
Series 2013 D, 5% 2/1/15 | 2,000 | | 2,041 |
Series 2014 A, 5% 2/1/15 | 24,355 | | 24,850 |
4% 1/1/15 | 1,000 | | 1,013 |
Georgia Muni. Elec. Auth. Pwr. Rev.: | | | |
Bonds (Gen. Resolution Proj.) Series 1985 A, 0.09% tender 9/10/14, LOC Barclays Bank PLC, CP mode | 15,550 | | 15,550 |
Series B: | | | |
0.07% 10/2/14, LOC TD Banknorth, NA, CP | 7,461 | | 7,461 |
0.07% 10/2/14, LOC TD Banknorth, NA, CP | 30,700 | | 30,700 |
| | 150,601 |
Hawaii - 0.1% |
Hawaii Gen. Oblig. Bonds: | | | |
Series 2007 DJ, 5% 4/1/15 | 8,065 | | 8,293 |
Series 2009 DQ, 5% 6/1/15 | 7,500 | | 7,773 |
Series DR, 5% 6/1/15 | 5,290 | | 5,483 |
5.75% 2/1/15 | 6,650 | | 6,805 |
| | 28,354 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Idaho - 0.1% |
Idaho Gen. Oblig. TAN 2% 6/30/15 | $ 11,900 | | $ 12,086 |
Idaho Health Facilities Auth. Hosp. Rev. Bonds Series 2013 ID, 0.12%, tender 3/27/15 (b) | 13,000 | | 13,000 |
| | 25,086 |
Illinois - 0.7% |
Chicago O'Hare Int'l. Arpt. Rev.: | | | |
Series 2011 B1, 0.13% 11/5/14, LOC Wells Fargo Bank NA, CP (e) | 8,500 | | 8,500 |
Series 2011 D1, 0.13% 9/4/14, LOC BMO Harris Bank NA, CP (e) | 8,628 | | 8,628 |
Series 2011 D2, 0.11% 9/4/14, LOC BMO Harris Bank NA, CP | 2,751 | | 2,751 |
Cook County Gen. Oblig. Bonds Series 2014 A, 1% 11/15/14 | 11,600 | | 11,618 |
DuPage County Gen. Oblig. Bonds Series Merlots 00 A9, 0.12%, tender 9/17/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 8,655 | | 8,655 |
Illinois Fin. Auth. Ed. Rev. Series L: | | | |
0.07% 9/16/14, LOC PNC Bank NA, CP | 25,300 | | 25,300 |
0.08% 10/16/14, LOC PNC Bank NA, CP | 25,340 | | 25,340 |
Illinois Fin. Auth. Rev. Bonds: | | | |
(Advocate Health Care Network Proj.) Series 2011 B, 0.17%, tender 3/27/15 (b) | 11,700 | | 11,700 |
(Hosp. Sister Svcs. Proj.): | | | |
Series 2012 H: | | | |
0.09% tender 11/5/14, CP mode | 17,100 | | 17,100 |
0.09% tender 12/3/14, CP mode | 16,900 | | 16,900 |
Series 2012 I: | | | |
0.08% tender 10/2/14, CP mode | 17,100 | | 17,100 |
0.09% tender 12/3/14, CP mode | 20,000 | | 20,000 |
Sereis 2012 I, 0.09% tender 10/7/14, CP mode | 19,460 | | 19,460 |
Illinois Health Facilities Auth. Rev. Bonds Series 2003 C, 0.17%, tender 5/1/15 (b) | 5,400 | | 5,400 |
Illinois Unemployment Ins. Fund Bldg. Receipts Bonds Series 2012 A, 5% 6/15/15 | 7,145 | | 7,419 |
| | 205,871 |
Indiana - 0.6% |
Indiana Fin. Auth. Rev. Bonds: | | | |
(Trinity Health Sys. Proj.) Series 2008 D2: | | | |
0.07% tender 10/1/14, CP mode | 87,645 | | 87,645 |
0.09% tender 12/1/14, CP mode | 35,600 | | 35,600 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Indiana - continued |
Indiana Fin. Auth. Rev. Bonds: - continued | | | |
2% 2/1/15 | $ 9,288 | | $ 9,360 |
2% 2/1/15 | 400 | | 403 |
Indianapolis Gas Util. Sys. Rev. 0.09% 9/4/14, LOC JPMorgan Chase Bank, CP | 43,000 | | 43,000 |
| | 176,008 |
Kansas - 0.6% |
City of Lawrence Kansas Gen. Oblig.: | | | |
BAN 1.5% 10/1/14 | 31,405 | | 31,439 |
Bonds Series II, 1.5% 10/1/14 | 11,270 | | 11,282 |
Kansas Dept. of Trans. Hwy. Rev. Bonds Series 2012 A2, 0.28% 9/1/14 (b) | 24,780 | | 24,780 |
Wichita Gen. Oblig. BAN: | | | |
Series 258, 0.5% 10/15/14 | 60,105 | | 60,105 |
0.25% 10/15/14 (e) | 44,200 | | 44,200 |
| | 171,806 |
Kentucky - 0.2% |
Jefferson County Poll. Cont. Bonds (Louisville Gas & Elec. Co. Proj.) Series 2002 A2, 0.26% tender 9/25/14, CP mode (e) | 35,000 | | 35,000 |
Trimble County Poll. Cont. Rev. Bonds (Louisville Gas & Elec. Co. Proj.): | | | |
Series 2001 A, 0.22% tender 9/16/14, CP mode | 20,900 | | 20,900 |
Series 2001 B, 0.26% tender 9/25/14, CP mode (e) | 2,400 | | 2,400 |
| | 58,300 |
Maryland - 0.8% |
Anne Arundel County Gen. Oblig. Bonds: | | | |
5% 4/1/15 | 7,615 | | 7,830 |
5% 4/1/15 | 2,640 | | 2,714 |
Baltimore County Gen. Oblig.: | | | |
0.07% 9/4/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 44,400 | | 44,400 |
0.07% 9/8/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 34,200 | | 34,200 |
0.08% 10/3/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 16,700 | | 16,700 |
0.08% 10/3/14 (Liquidity Facility Mizuho Corporate Bank Ltd.), CP | 34,300 | | 34,300 |
Maryland Gen. Oblig. Bonds: | | | |
Series 2008 2, 5% 7/15/15 | 2,750 | | 2,866 |
Series 2012 B, 5% 3/15/15 | 18,000 | | 18,469 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Maryland - continued |
Maryland Gen. Oblig. Bonds: - continued | | | |
Series 2014 C, 5% 8/1/15 | $ 5,000 | | $ 5,222 |
Montgomery County Gen. Oblig. Bonds: | | | |
Series 2004 A, 5.25% 9/1/14 | 5,000 | | 5,000 |
Series 2011 A, 5% 7/1/15 | 5,000 | | 5,202 |
Series 2013 MD, 0.09%, tender 12/1/14 (b) | 34,400 | | 34,400 |
Washington Suburban San. District Bonds 5% 6/1/15 | 7,500 | | 7,774 |
| | 219,077 |
Massachusetts - 0.2% |
Massachusetts Dev. Fin. Agcy. Electrical Utils. Rev. Bonds (Nantucket Elec. Co. Proj.): | | | |
Series 2005, 0.32% tender 9/25/14, CP mode (e) | 8,800 | | 8,800 |
0.32% tender 9/18/14 (Massachusetts Elec. Co. Guaranteed), CP mode (e) | 1,000 | | 1,000 |
Massachusetts Indl. Fin. Agcy. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.): | | | |
Series 1993 A, 0.25% tender 9/25/14, CP mode | 19,900 | | 19,900 |
Series 1993 B: | | | |
0.37% tender 9/12/14, CP mode | 13,400 | | 13,400 |
0.4% tender 10/3/14, CP mode | 1,000 | | 1,000 |
Massachusetts State Dev. Fin. Agcy. Elec. Util. Rev. Bonds (Nantucket Elec. Co. Proj.) Series 2007, 0.26% tender 9/25/14, CP mode (e) | 1,000 | | 1,000 |
| | 45,100 |
Michigan - 0.7% |
Michigan Bldg. Auth. Rev. Series 6, 0.07% 10/9/14, LOC State Street Bank & Trust Co., Boston, LOC U.S. Bank NA, Cincinnati, CP | 41,300 | | 41,300 |
Michigan Fin. Auth. Rev. Bonds Series 2013 M1, 0.09%, tender 12/1/14 (b) | 26,870 | | 26,870 |
Michigan Hosp. Fin. Auth. Rev. Bonds: | | | |
(Ascension Health Cr. Group Proj.) Series 1999 B4, 0.9%, tender 3/16/15 (b) | 1,405 | | 1,411 |
(Trinity Health Sys. Proj.) Series 2008 C: | | | |
0.06% tender 9/3/14, CP mode | 12,200 | | 12,200 |
0.06% tender 9/4/14, CP mode | 17,700 | | 17,700 |
0.07% tender 10/3/14, CP mode | 24,590 | | 24,590 |
0.07% tender 10/16/14, CP mode | 16,400 | | 16,400 |
0.08% tender 11/5/14, CP mode | 27,500 | | 27,500 |
0.09% tender 12/3/14, CP mode | 17,100 | | 17,100 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Michigan - continued |
Michigan State Univ. Revs. Bonds Series WF 11 33 C, 0.12%, tender 9/25/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | $ 3,000 | | $ 3,000 |
Univ. of Michigan Rev. Series J1, 0.08% 11/6/14, CP | 15,600 | | 15,600 |
| | 203,671 |
Minnesota - 0.6% |
Minneapolis Gen. Oblig. Bonds: | | | |
Series 2011, 3% 12/1/14 | 7,675 | | 7,730 |
Series 2013, 2% 12/1/14 | 2,080 | | 2,089 |
Minnesota Gen. Oblig. Bonds: | | | |
Series 2007, 5% 8/1/15 | 9,000 | | 9,401 |
Series 2009 H, 5% 11/1/14 | 500 | | 504 |
Series 2010 D, 5% 8/1/15 | 6,275 | | 6,554 |
Series 2012 A, 5% 8/1/15 (Pre-Refunded to 8/1/15 @ 100) | 5,000 | | 5,223 |
Series 2014 B, 4% 8/1/15 | 7,200 | | 7,454 |
Series 2014 E, 1% 8/1/15 | 1,505 | | 1,517 |
5% 10/1/14 | 16,000 | | 16,064 |
5% 10/1/14 (Pre-Refunded to 10/1/14 @ 100) | 13,675 | | 13,729 |
Univ. of Minnesota Gen. Oblig.: | | | |
Series 2007 B, 0.06% 9/3/14, CP | 13,600 | | 13,600 |
Series 2009 D, 0.06% 9/4/14, CP | 9,000 | | 9,000 |
Univ. of Minnesota Rev. Series 2005 A: | | | |
0.07% 10/3/14, CP | 26,590 | | 26,590 |
0.07% 10/16/14, CP | 16,000 | | 16,000 |
0.08% 11/5/14, CP | 24,750 | | 24,750 |
| | 160,205 |
Missouri - 0.1% |
Missouri Health & Edl. Facilities Bonds (BJC Health Sys. Proj.) Series 2013 C, 0.12%, tender 3/27/15 (b) | 13,600 | | 13,600 |
Nebraska - 0.5% |
Nebraska Pub. Pwr. District Rev. Series A: | | | |
0.06% 9/2/14, CP | 24,000 | | 24,000 |
0.06% 9/8/14, CP | 24,000 | | 24,000 |
0.08% 11/6/14, CP | 16,400 | | 16,400 |
0.09% 11/3/14, CP | 5,700 | | 5,700 |
0.09% 11/13/14, CP | 16,800 | | 16,800 |
Omaha Pub. Pwr. District Elec. Rev.: | | | |
Bonds Series 2011 A, 4% 2/1/15 | 4,393 | | 4,463 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Nebraska - continued |
Omaha Pub. Pwr. District Elec. Rev.: - continued | | | |
Series A: | | | |
0.1% 11/3/14, CP | $ 14,300 | | $ 14,300 |
0.1% 11/4/14, CP | 5,200 | | 5,200 |
0.1% 11/10/14, CP | 13,500 | | 13,500 |
0.1% 11/12/14, CP | 7,500 | | 7,500 |
0.1% 11/17/14, CP | 10,300 | | 10,300 |
| | 142,163 |
Nevada - 0.2% |
Clark County School District Bonds: | | | |
Series 1998 A, 5.5% 6/15/15 | 675 | | 703 |
Series 2005 A, 5.25% 6/15/15 | 4,075 | | 4,237 |
Series 2006 A, 5% 6/15/15 | 7,800 | | 8,095 |
Series 2011 A, 5% 6/15/15 | 8,780 | | 9,116 |
Nevada Unemployment Compensation Fund Spl. Rev. Bonds Series 2013, 2% 12/1/14 | 3,125 | | 3,139 |
Truckee Meadows Wtr. Auth. Wtr. Rev.: | | | |
Series 2006 A, 0.1% 10/9/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 13,000 | | 13,000 |
Series 2006 B, 0.1% 12/1/14, LOC Bank of Tokyo-Mitsubishi UFJ Ltd., CP | 23,200 | | 23,200 |
| | 61,490 |
New Hampshire - 0.3% |
New Hampshire Bus. Fin. Auth. Poll. Cont. Rev. Bonds (New England Pwr. Co. Proj.): | | | |
Series 1990 A1, 0.26% tender 9/25/14, CP mode (e) | 23,000 | | 23,000 |
Series 1990 A2: | | | |
0.32% tender 9/18/14, CP mode (e) | 9,700 | | 9,700 |
0.32% tender 9/18/14, CP mode (e) | 3,000 | | 3,000 |
0.32% tender 9/25/14, CP mode (e) | 33,850 | | 33,850 |
Series 1990 B, 0.37% tender 9/12/14, CP mode | 20,600 | | 20,600 |
| | 90,150 |
New Jersey - 1.4% |
Hamilton Township Mercer County BAN Series 2014 B, 1% 6/11/15 | 20,100 | | 20,227 |
Hoboken Gen. Oblig. BAN Series 2014 A, 1% 3/18/15 | 12,924 | | 12,984 |
JPMorgan Chase: | | | |
Bonds: | | | |
Series Putters 4465, 0.1%, tender 10/16/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f)(g) | 145,095 | | 145,095 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
New Jersey - continued |
JPMorgan Chase: - continued | | | |
Series Putters 4466, 0.13%, tender 12/11/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f)(g) | $ 82,705 | | $ 82,705 |
NA Letter of Credit Bonds: | | | |
Series Putters 4460, 0.12%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f)(g) | 69,900 | | 69,900 |
Series Putters 4461, 0.1%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f)(g) | 28,000 | | 28,000 |
North Brunswick Township Gen. Oblig. BAN Series 2014, 1% 8/3/15 | 10,811 | | 10,897 |
Passaic County Gen. Oblig. BAN Series 2013 A, 1.25% 12/19/14 | 15,669 | | 15,717 |
West Milford Township Gen. Oblig. BAN 1.25% 10/3/14 | 5,550 | | 5,554 |
| | 391,079 |
New Mexico - 0.0% |
New Mexico Gen. Oblig. Bonds Series 2013, 2% 3/1/15 | 3,440 | | 3,472 |
New Mexico Severance Tax Rev. Bonds Series 2014 A, 2% 7/1/15 | 3,750 | | 3,808 |
| | 7,280 |
New York - 0.4% |
JPMorgan Chase Bonds Series Putters 4410, 0.09%, tender 11/20/14 (Liquidity Facility JPMorgan Chase Bank) (b)(f)(g) | 24,130 | | 24,130 |
New York City Gen. Oblig. Bonds: | | | |
Series 1994 H4, 5% 8/1/15 (a) | 1,000 | | 1,044 |
Series 2012 F, 5% 8/1/15 | 1,000 | | 1,044 |
Series 2013 J, 5% 8/1/15 | 8,340 | | 8,711 |
Series G, 5% 8/1/15 | 3,000 | | 3,133 |
New York Metropolitan Trans. Auth. Rev.: | | | |
Series 2B, 0.08% 11/6/14, LOC Barclays Bank PLC, CP | 52,190 | | 52,190 |
Series 2D, 0.1% 12/8/14, LOC Citibank NA, CP | 16,100 | | 16,100 |
Tobacco Settlement Fing. Corp. Bonds Series 2011, 5% 6/1/15 | 10,000 | | 10,365 |
| | 116,717 |
North Carolina - 0.2% |
Board of Governors of the Univ. of North Carolina Series D: | | | |
0.07% 10/2/14, CP | 5,000 | | 5,000 |
0.08% 9/2/14, CP | 5,000 | | 5,000 |
0.09% 9/4/14, CP | 8,500 | | 8,500 |
Charlotte Ctfs. of Prtn. Bonds 5% 12/1/14 | 5,095 | | 5,157 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
North Carolina - continued |
North Carolina Cap. Impt. Ltd. Bonds Series WF 11 136C, 0.12%, tender 9/18/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | $ 8,030 | | $ 8,030 |
North Carolina Gen. Oblig. Bonds: | | | |
Series 2005 B, 5% 4/1/15 | 4,000 | | 4,113 |
Series 2010 A, 5% 5/1/15 | 8,035 | | 8,294 |
Series 2010 B, 5% 6/1/15 | 1,500 | | 1,555 |
North Carolina Muni. Pwr. Agcy. #1 Catawba Elec. Rev. Bonds: | | | |
Series 1998 A, 5.5% 1/1/15 | 4,750 | | 4,834 |
Series 2008 A, 5.25% 1/1/15 | 5,210 | | 5,298 |
Series 2012 A: | | | |
3% 1/1/15 | 2,000 | | 2,018 |
5% 1/1/15 | 3,250 | | 3,302 |
Wake County Gen. Oblig. Bonds Series 2007, 5% 3/1/15 | 1,000 | | 1,024 |
| | 62,125 |
Ohio - 0.4% |
Delaware Gen. Oblig. BAN 1% 4/22/15 | 2,085 | | 2,096 |
Ohio Gen. Oblig. Bonds Series 2014 R, 4% 5/1/15 | 4,105 | | 4,210 |
Ohio Higher Edl. Facility Commission Rev. Bonds (The Cleveland Clinic Foundation Proj.): | | | |
Series 2008 B5: | | | |
0.09% tender 9/4/14, CP mode | 10,000 | | 10,000 |
0.09% tender 12/2/14, CP mode | 25,850 | | 25,850 |
0.1% tender 10/29/14, CP mode | 7,200 | | 7,200 |
0.1% tender 2/4/15, CP mode | 23,150 | | 23,150 |
Series 2008 B6: | | | |
0.09% tender 9/4/14, CP mode | 8,800 | | 8,800 |
0.1% tender 10/29/14, CP mode | 8,600 | | 8,600 |
Univ. of Cincinnati Gen. Receipts BAN Series 2014 A, 1% 5/8/15 | 11,100 | | 11,164 |
| | 101,070 |
Oklahoma - 0.1% |
Oklahoma City Wtr. Utils. Trust Wtr. and Swr. Rev. Series A: | | | |
0.09% 9/4/14, LOC State Street Bank & Trust Co., Boston, CP | 2,500 | | 2,500 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Oklahoma - continued |
Oklahoma City Wtr. Utils. Trust Wtr. and Swr. Rev. Series A: - continued | | | |
0.09% 9/4/14, LOC State Street Bank & Trust Co., Boston, CP | $ 2,500 | | $ 2,500 |
0.09% 12/8/14, LOC State Street Bank & Trust Co., Boston, CP | 16,100 | | 16,100 |
| | 21,100 |
Oregon - 0.7% |
Oregon Facilities Auth. Rev. Bonds Series 2013 C, 0.1%, tender 10/1/14 (b) | 15,400 | | 15,400 |
Oregon Gen. Oblig.: | | | |
Bonds Series WF11 57 C, 0.12%, tender 9/25/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 10,800 | | 10,800 |
TAN Series 2014 A, 2% 6/15/15 | 161,700 | | 164,086 |
Portland Gen. Oblig. TAN Series 2014, 1.75% 6/24/15 | 9,400 | | 9,524 |
Portland Ore Wtr. Sys. Rev. Bonds Series 2013, 5% 10/1/14 | 5,030 | | 5,050 |
| | 204,860 |
Pennsylvania - 0.1% |
Econ. Dev. Fin. Auth. Unemployment Compensation Rev. Bonds Series 2012 A, 4% 7/1/15 | 2,800 | | 2,890 |
Pennsylvania Gen. Oblig. Bonds: | | | |
Series 2014 1, 5% 6/15/15 | 2,185 | | 2,269 |
Series 2014, 5% 7/1/15 | 1,500 | | 1,561 |
Series I, 5% 9/1/14 | 11,495 | | 11,495 |
4% 11/15/14 | 7,795 | | 7,857 |
Univ. of Pittsburgh Commonwealth Sys. of Higher Ed. BAN Series 2014, 2% 7/22/15 | 13,100 | | 13,318 |
| | 39,390 |
South Carolina - 0.1% |
Oconee County School District Bonds Series 2014 A, 2% 3/1/15 (South Carolina School District Cr. Enhancement Prog. Guaranteed) | 5,525 | | 5,575 |
South Carolina Gen. Oblig. Bonds: | | | |
Series 2010 A, 4% 6/1/15 | 4,600 | | 4,732 |
Series 2011 A, 5% 3/1/15 | 21,740 | | 22,268 |
| | 32,575 |
Tennessee - 0.0% |
Memphis Elec. Sys. Rev. Bonds 5% 12/1/14 | 7,315 | | 7,403 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - 6.2% |
Alief Independent School District Bonds Series 2013 A, 5% 2/15/15 (Permanent School Fund of Texas Guaranteed) | $ 4,530 | | $ 4,630 |
Austin Elec. Util. Sys. Rev.: | | | |
Series A, 0.06% 9/12/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 26,800 | | 26,800 |
0.08% 9/2/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 31,689 | | 31,689 |
Board of Regents of The Texas A&M Univ. Sys. Permanent Univ. Fund Bonds: | | | |
Series 2013, 5% 7/1/15 | 2,400 | | 2,497 |
Series WF 10 53C, 0.11%, tender 10/2/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 5,550 | | 5,550 |
Brownsville Util. Sys. Rev. Series A, 0.11% 2/10/15, LOC Bank of Montreal Chicago CD Prog., CP | 4,000 | | 4,000 |
Dallas Area Rapid Transit Sales Tax Rev. Bonds Series WF 09 60C, 0.11%, tender 11/13/14 (Liquidity Facility Wells Fargo & Co.) (b)(f)(g) | 20,540 | | 20,540 |
Dallas Independent School District Bonds Series 2010, 5% 2/15/15 (Permanent School Fund of Texas Guaranteed) (a) | 1,000 | | 1,022 |
Harris County Gen. Oblig.: | | | |
Series A1, 0.1% 12/1/14 (Liquidity Facility State Street Bank & Trust Co., Boston), CP | 22,765 | | 22,765 |
Series D, 0.09% 9/17/14 (Liquidity Facility JPMorgan Chase Bank), CP | 17,250 | | 17,250 |
TAN Series 2014: | | | |
1% 2/27/15 | 92,500 | | 92,912 |
2% 2/27/15 | 9,300 | | 9,387 |
Harris County Metropolitan Trans. Auth.: | | | |
Series A1: | | | |
0.09% 9/8/14 (Liquidity Facility JPMorgan Chase Bank), CP | 62,900 | | 62,900 |
0.14% 12/10/14 (Liquidity Facility JPMorgan Chase Bank), CP | 10,000 | | 10,000 |
Series A3, 0.14% 12/10/14 (Liquidity Facility State Street Bank & Trust Co., Boston), CP | 4,000 | | 4,000 |
Houston Arpt. Sys. Rev. Series A: | | | |
0.11% 10/14/14, LOC Royal Bank of Canada, CP (e) | 3,300 | | 3,300 |
0.13% 10/14/14, LOC Royal Bank of Canada, CP (e) | 1,200 | | 1,200 |
0.13% 2/11/15, LOC Royal Bank of Canada, CP (e) | 15,000 | | 15,000 |
Houston Gen. Oblig. TRAN Series 2014, 1% 6/30/15 | 9,300 | | 9,368 |
Houston Higher Ed. Fin. Corp. Higher Ed. Rev. Series A, 0.1% 12/10/14, CP | 4,550 | | 4,550 |
Houston Util. Sys. Rev. Bonds Series 2011 E, 5% 11/15/14 | 6,900 | | 6,968 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Karnes City Independent School District Bonds Series 2014, 1% 8/15/15 (Permanent School Fund of Texas Guaranteed) (a) | $ 7,365 | | $ 7,426 |
Lower Colorado River Auth. Rev.: | | | |
Series A: | | | |
0.08% 11/4/14, LOC JPMorgan Chase Bank, CP | 12,800 | | 12,800 |
0.09% 10/7/14, LOC JPMorgan Chase Bank, CP | 12,350 | | 12,350 |
0.09% 11/4/14, LOC JPMorgan Chase Bank, CP | 6,800 | | 6,800 |
0.09% 11/4/14, LOC JPMorgan Chase Bank, CP | 21,385 | | 21,385 |
0.08% 10/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 44,800 | | 44,800 |
0.08% 11/5/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 9,250 | | 9,250 |
0.09% 12/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 9,800 | | 9,800 |
0.09% 12/3/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 11,600 | | 11,600 |
0.1% 10/7/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 33,900 | | 33,900 |
0.1% 12/1/14, LOC JPMorgan Chase Bank, LOC State Street Bank & Trust Co., Boston, CP | 16,000 | | 16,000 |
North Texas Tollway Auth. Rev. Bonds Series 2009 D: | | | |
0.07% tender 10/8/14, LOC JPMorgan Chase Bank, CP mode | 22,200 | | 22,200 |
0.07% tender 10/9/14, LOC JPMorgan Chase Bank, CP mode | 32,700 | | 32,700 |
Plano Independent School District Bonds Series 2010, 5% 2/15/15 (Permanent School Fund of Texas Guaranteed) | 2,500 | | 2,555 |
Richardson Independent School District Bonds Series 2014 A, 2% 2/15/15 (Permanent School Fund of Texas Guaranteed) | 2,385 | | 2,405 |
Spring Branch Independent School District Bonds Series 2005, 5% 2/1/15 (Permanent School Fund of Texas Guaranteed) | 4,420 | | 4,509 |
Tarrant County Cultural Ed. Facilities Fin. Corp. Hosp. Rev. Bonds (Baylor Health Care Sys. Proj.): | | | |
Series 2011 B, 0.18%, tender 3/27/15 (b) | 6,300 | | 6,300 |
Series 2013 B, 0.14%, tender 3/27/15 (b) | 9,500 | | 9,500 |
Texas A&M Univ. Rev. Series 1993 B: | | | |
0.08% 10/6/14, CP | 18,655 | | 18,655 |
0.08% 11/6/14, CP | 7,385 | | 7,385 |
0.09% 12/8/14, CP | 18,950 | | 18,950 |
Texas Gen. Oblig.: | | | |
Bonds Series 2010, 5% 8/1/15 (e) | 5,775 | | 6,028 |
TRAN Series 2014, 1.5% 8/31/15 (a) | 702,700 | | 712,204 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Texas Muni. Pwr. Agcy. Rev. Series 2005: | | | |
0.08% 11/13/14, LOC Barclays Bank PLC, CP | $ 7,550 | | $ 7,550 |
0.09% 9/10/14, LOC Barclays Bank PLC, CP | 21,900 | | 21,900 |
0.09% 11/6/14, LOC Barclays Bank PLC, CP | 16,335 | | 16,335 |
Texas Pub. Fin. Auth. Rev. Bonds: | | | |
Series 2010 A, 5% 7/1/15 | 7,250 | | 7,542 |
Series 2014 A: | | | |
5% 1/1/15 | 960 | | 975 |
5% 7/1/15 | 5,255 | | 5,467 |
Texas State Univ. Sys. Fing. Rev. Bonds: | | | |
Series 2014, 1% 3/15/15 | 6,960 | | 6,993 |
Series WF 11 79C, 0.11%, tender 10/16/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 6,345 | | 6,345 |
Texas Trans. Commission State Hwy. Fund Rev. Bonds Series 2007, 5% 4/1/15 | 535 | | 550 |
Univ. of Texas Board of Regents Sys. Rev. Series 2002 A: | | | |
0.06% 9/2/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 11,200 | | 11,200 |
0.06% 9/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 15,900 | | 15,900 |
0.06% 9/5/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,400 | | 17,400 |
0.07% 10/1/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 14,483 | | 14,483 |
0.07% 10/3/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 9,854 | | 9,854 |
0.07% 10/6/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 14,800 | | 14,800 |
0.07% 10/15/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,100 | | 17,100 |
0.07% 10/16/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 15,632 | | 15,632 |
0.08% 10/9/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,500 | | 17,500 |
0.08% 11/3/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,100 | | 17,100 |
0.08% 11/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 16,700 | | 16,700 |
0.08% 11/4/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 16,300 | | 16,300 |
0.08% 11/5/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 7,600 | | 7,600 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Texas - continued |
Univ. of Texas Board of Regents Sys. Rev. Series 2002 A: - continued | | | |
0.08% 11/5/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | $ 8,500 | | $ 8,500 |
0.08% 11/6/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 11,500 | | 11,500 |
0.08% 12/3/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 18,900 | | 18,900 |
0.09% 12/5/14 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 13,900 | | 13,900 |
0.09% 2/2/15 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,400 | | 17,400 |
0.09% 2/3/15 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 13,062 | | 13,062 |
0.09% 2/4/15 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,400 | | 17,400 |
0.09% 2/5/15 (Liquidity Facility Univ. of Texas Invt. Mgmt. Co.), CP | 17,400 | | 17,400 |
| | 1,769,118 |
Utah - 0.1% |
Intermountain Pwr. Agcy. Pwr. Supply Rev.: | | | |
Bonds Series 2013 A, 3% 7/1/15 | 2,285 | | 2,339 |
Series 2013 B1, 0.11% 11/7/14 (Liquidity Facility JPMorgan Chase Bank), CP | 10,200 | | 10,200 |
Utah Gen. Oblig. Bonds Series 2010 A, 5% 7/1/15 | 6,900 | | 7,180 |
| | 19,719 |
Vermont - 0.0% |
Vermont Econ. Dev. Auth. Rev. Series B, 0.09% 11/6/14, LOC JPMorgan Chase Bank, CP | 5,050 | | 5,050 |
Virginia - 0.6% |
Fairfax County Gen. Oblig. Bonds: | | | |
Series 2008 A, 5% 4/1/15 | 6,675 | | 6,865 |
Series 2009 C, 3% 10/1/14 | 3,000 | | 3,007 |
Series 2013 A, 3% 10/1/14 | 4,200 | | 4,210 |
Series 2013 B, 3% 10/1/14 | 6,000 | | 6,014 |
3% 10/1/14 | 7,755 | | 7,773 |
Fairfax County Indl. Dev. Auth. Bonds (Inova Health Sys. Proj.) Series 2012 C, 0.13%, tender 3/27/15 (b) | 22,800 | | 22,800 |
Halifax County Indl. Dev. Auth. Poll. Cont. Rev. Bonds (Virginia Elec. & Pwr. Co. Proj.) Series 1992, 0.45% tender 9/17/14, CP mode (e) | 17,700 | | 17,700 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Virginia - continued |
Norfolk Econ. Dev. Auth. Hosp. Facilities Rev. Bonds (Sentara Healthcare Proj.): | | | |
Series 2010 B, 0.17%, tender 3/27/15 (b) | $ 14,155 | | $ 14,155 |
Series 2012 A, 0.13%, tender 3/27/15 (b) | 13,045 | | 13,045 |
Norfolk Econ. Dev. Auth. Rev. Series 1997, 0.08% 11/17/14, CP | 26,600 | | 26,600 |
Prince William County Indl. Dev. Auth. Poll. Cont. Rev. Bonds (Virginia Elec. & Pwr. Co. Proj.) Series 1986, 0.4% tender 9/17/14, CP mode | 4,700 | | 4,700 |
Virginia College Bldg. Auth. Edl. Facilities Rev. Bonds: | | | |
(21st Century College and Equip. Progs.) Series 2014 A, 5% 2/1/15 | 9,445 | | 9,636 |
(Pub. Higher Ed. Fing. Prog.) Series 2009 B, 5% 9/1/14 | 4,475 | | 4,475 |
Virginia Commonwealth Trans. Board Rev. Bonds: | | | |
(Northern Virginia Trans. District Prog. Series 2012 A, 4% 5/15/15 | 7,000 | | 7,191 |
(Trans. Cap. Projs.): | | | |
Series 2010 A, 5% 5/15/15 | 5,000 | | 5,172 |
Series 2012, 5% 5/15/15 | 2,080 | | 2,151 |
Virginia Pub. Bldg. Auth. Pub. Facilities Rev. Bonds: | | | |
Series 2014 A, 5% 8/1/15 (a) | 4,065 | | 4,237 |
Series 2014 C, 5% 8/1/15 (a) | 10,135 | | 10,565 |
Virginia Pub. School Auth. Bonds Series II, 5% 4/15/15 | 11,655 | | 12,005 |
| | 182,301 |
Washington - 0.8% |
Energy Northwest Elec. Rev. Bonds: | | | |
(Proj. #3) Series 2007 A, 5% 7/1/15 | 6,330 | | 6,585 |
(Proj. 3) Series 2014 A, 2% 7/1/15 | 10,000 | | 10,156 |
Series 2005 A, 5% 7/1/15 | 5,000 | | 5,202 |
King County Swr. Rev. Bonds Series 2013 B, 2% 1/1/15 | 3,170 | | 3,190 |
Port of Seattle Rev. Series B1, 0.11% 9/8/14, LOC Bank of America NA, CP (e) | 17,655 | | 17,655 |
Seattle Gen. Oblig. Bonds Series 2014, 5% 5/1/15 | 6,785 | | 7,003 |
Seattle Muni. Lt. & Pwr. Rev. Bonds: | | | |
Series 2010 B, 5% 2/1/15 | 17,540 | | 17,895 |
Series 2012 A, 5% 6/1/15 | 10,935 | | 11,334 |
Spokane County School District #81 Bonds Series 2013, 5% 12/1/14 (Washington Gen. Oblig. Guaranteed) | 10,900 | | 11,031 |
Univ. of Washington Univ. Revs. Series 8, 0.11% 12/5/14, CP | 12,500 | | 12,500 |
Washington Ctfs. of Prtn. Bonds Series 2014 B, 5% 7/1/15 | 5,900 | | 6,138 |
Washington Gen. Oblig. Bonds: | | | |
Series 2005 C, 0% 6/1/15 | 3,250 | | 3,245 |
Other Municipal Debt - continued |
| Principal Amount (000s) | | Value (000s) |
Washington - continued |
Washington Gen. Oblig. Bonds: - continued | | | |
Series 2005 D, 5% 1/1/15 | $ 3,000 | | $ 3,048 |
Series 2007 C, 5% 1/1/15 | 4,225 | | 4,293 |
Series 2011 A, 5% 1/1/15 | 13,120 | | 13,333 |
Series 2014 BR, 3% 7/1/15 | 2,000 | | 2,048 |
Series WF 11-16C, 0.11%, tender 10/2/14 (Liquidity Facility Wells Fargo Bank NA) (b)(f)(g) | 20,100 | | 20,100 |
Washington Health Care Facilities Auth. Rev. Bonds: | | | |
Series 2009 A, 6.5% 11/15/14 (Pre-Refunded to 11/15/14 @ 100) | 17,930 | | 18,164 |
Series 2012 A, 3% 10/1/14 | 1,900 | | 1,904 |
Series 2013 B1, 0.2%, tender 3/27/15 (b) | 36,000 | | 36,000 |
Series 2013 B2, 0.2%, tender 3/27/15 (b) | 20,000 | | 20,000 |
| | 230,824 |
West Virginia - 0.0% |
Grant County Cmnty. Solid Waste Disp. Rev. Bonds (Virginia Elec. & Pwr. Co. Proj.) Series 1996, 0.32% tender 9/18/14, CP mode (e) | 10,400 | | 10,400 |
Wisconsin - 0.8% |
Madison Gen. Oblig. Bonds Series 2013 A, 1.5% 10/1/14 | 5,730 | | 5,736 |
Milwaukee Gen. Oblig.: | | | |
Bonds Series 2014 N2, 5% 4/1/15 | 17,100 | | 17,581 |
RAN Series 2014 RI, 1% 12/23/14 | 24,000 | | 24,066 |
Wisconsin Gen. Oblig.: | | | |
Bonds: | | | |
Series 2005 1, 5% 5/1/15 | 7,195 | | 7,428 |
Series 2006 1, 5.25% 5/1/15 | 1,775 | | 1,835 |
Series 2007 1, 5% 5/1/15 | 3,540 | | 3,655 |
Series 2011 A, 5% 5/1/15 | 3,380 | | 3,490 |
Series 2005 A, 0.08% 11/17/14 (Liquidity Facility Bank of New York, New York), CP | 14,600 | | 14,600 |
Series 2013 A: | | | |
0.07% 10/3/14 (Liquidity Facility Bank of New York, New York), CP | 20,100 | | 20,100 |
0.1% 9/4/14 (Liquidity Facility Bank of New York, New York), CP | 16,700 | | 16,700 |
Wisconsin Health & Edl. Facilities Bonds: | | | |
Series 2013 B, 0.11%, tender 3/27/15 (b) | 12,650 | | 12,650 |
Series 2014 B1, 0.13%, tender 3/27/15 (b) | 4,000 | | 4,000 |
Series 2014 B2, 0.13%, tender 3/27/15 (b) | 11,150 | | 11,150 |
Wisconsin Health & Edl. Facilities Auth. Rev. Bonds Series 2012 J, 0.09% tender 10/7/14, CP mode | 9,600 | | 9,600 |
Other Municipal Debt - continued |
| Principal
Amount (000s) | | Value (000s) |
Wisconsin - continued |
Wisconsin Trans. Rev.: | | | |
Series 1997 A: | | | |
0.09% 10/6/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | $ 14,350 | | $ 14,350 |
0.1% 12/1/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 23,879 | | 23,879 |
Series 2006 A, 0.09% 10/6/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 6,836 | | 6,836 |
Series 2013 A: | | | |
0.09% 10/3/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 17,510 | | 17,510 |
0.09% 12/8/14 (Liquidity Facility State Street Bank & Trust Co., Boston) (Liquidity Facility California Teachers Retirement Sys.), CP | 23,915 | | 23,915 |
| | 239,081 |
TOTAL OTHER MUNICIPAL DEBT (Cost $7,548,829) |
7,548,829
|
Investment Company - 10.7% |
| Shares | | |
Fidelity Municipal Cash Central Fund, 0.05% (c)(d) (Cost $3,078,521) | 3,078,521,134 | |
3,078,521
|
TOTAL INVESTMENT PORTFOLIO - 99.4% (Cost $28,465,498) | | 28,465,498 |
NET OTHER ASSETS (LIABILITIES) - 0.6% | | 182,355 |
NET ASSETS - 100% | $ 28,647,853 |
Fidelity Municipal Money Market Fund (the Fund) is a fund of Fidelity Union Street Trust II (the Trust) and is authorized to issue an unlimited number of shares. The Trust is registered under the Investment Company Act of 1940, as amended (the 1940 Act), as an open-end management investment company organized as a Delaware statutory trust.
The financial statements have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP), which require management to make certain estimates and assumptions at the date of the financial statements. Actual results could differ from those estimates. Subsequent events, if any, through the date that the financial statements were issued have been evaluated in the preparation of the financial statements. The following summarizes the significant accounting policies of the Fund:
Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, etc.)
Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available)
As permitted by compliance with certain conditions under Rule 2a-7 of the 1940 Act, securities are valued at amortized cost, which approximates fair value. The amortized cost of an instrument is determined by valuing it at its original cost and thereafter amortizing any discount or premium from its face value at a constant rate until maturity. Securities held by a money market fund are generally high quality and liquid; however, they are reflected as Level 2 because the inputs used to determine fair value are not quoted prices in an active market.
Dividends are declared and recorded daily and paid monthly from net investment income. Distributions from realized gains, if any, are declared and recorded on the ex-dividend date. Income and capital gain distributions are determined in accordance with income tax regulations, which may differ from GAAP. In addition, the Fund claimed a portion of the payment made to redeeming shareholders as a distribution for income tax purposes.
Capital accounts within the financial statements are adjusted for permanent book-tax differences. These adjustments have no impact on net assets or the results of operations. Capital accounts are not adjusted for temporary book-tax differences which will reverse in a subsequent period.
Book-tax differences are primarily due to deferred trustee compensation.
The Fund purchases municipal securities whose interest, in the opinion of the issuer, is free from federal income tax. There is no assurance that the Internal Revenue Service (IRS) will agree with this opinion. In the event the IRS determines that the issuer does not comply with relevant tax requirements, interest payments from a security could become federally taxable, possibly retroactively to the date the security was issued.
The federal tax cost of investment securities and unrealized appreciation (depreciation) as of period end were as follows:
The tax-based components of distributable earnings as of period end were as follows:
Citibank also has a sub-arrangement with Fidelity Service Company, Inc. (FSC), an affiliate of the investment adviser, under which FSC maintains the Fund's accounting records. The fee is paid to Citibank and is based on the level of average net assets for each month.
The investment adviser or its affiliates voluntarily agreed to waive certain fees in order to maintain a minimum annualized yield of .01%. Such arrangements may be discontinued by the investment adviser at any time. For the period, the amount of the waiver was $91,590.
In addition, through arrangements with the Fund's custodian, credits realized as a result of uninvested cash balances were used to reduce the Fund's expenses. During the period, these credits reduced the Fund's expenses by $42.
The Fund's organizational documents provide former and current trustees and officers with a limited indemnification against liabilities arising in connection with the performance of their duties to the Fund. In the normal course of business, the Fund may also enter into contracts that provide general indemnifications. The Fund's maximum exposure under these arrangements is unknown as this would be dependent on future claims that may be made against the Fund. The risk of material loss from such claims is considered remote.
To the Trustees of Fidelity Union Street Trust II and the Shareholders of Fidelity Municipal Money Market Fund:
In our opinion, the accompanying statement of assets and liabilities, including the schedule of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Fidelity Municipal Money Market Fund (a fund of Fidelity Union Street Trust II) at August 31, 2014, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the five years in the period then ended, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Fidelity Municipal Money Market Fund's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at August 31, 2014 by correspondence with the custodian and brokers, provide a reasonable basis for our opinion.
The Trustees and officers of the trust and fund, as applicable, are listed below. The Board of Trustees governs the fund and is responsible for protecting the interests of shareholders. The Trustees are experienced executives who meet periodically throughout the year to oversee the fund's activities, review contractual arrangements with companies that provide services to the fund, oversee management of the risks associated with such activities and contractual arrangements, and review the fund's performance. Except for Elizabeth S. Acton and James C. Curvey, each of the Trustees oversees 233 funds. Ms. Acton oversees 215 funds. Mr. Curvey oversees 406 funds.
The Trustees hold office without limit in time except that (a) any Trustee may resign; (b) any Trustee may be removed by written instrument, signed by at least two-thirds of the number of Trustees prior to such removal; (c) any Trustee who requests to be retired or who has become incapacitated by illness or injury may be retired by written instrument signed by a majority of the other Trustees; and (d) any Trustee may be removed at any special meeting of shareholders by a two-thirds vote of the outstanding voting securities of the trust. Each Trustee who is not an interested person (as defined in the 1940 Act) of the trust and the fund (Independent Trustee), shall retire not later than the last day of the month in which his or her 75th birthday occurs. The Independent Trustees may waive this mandatory retirement age policy with respect to individual Trustees. The officers hold office without limit in time, except that any officer may resign or may be removed by a vote of a majority of the Trustees at any regular meeting or any special meeting of the Trustees. Except as indicated, each individual has held the office shown or other offices in the same company for the past five years.
In determining that a particular Trustee was and continues to be qualified to serve as a Trustee, the Board has considered a variety of criteria, none of which, in isolation, was controlling. The Board believes that, collectively, the Trustees have balanced and diverse experience, qualifications, attributes, and skills, which allow the Board to operate effectively in governing the fund and protecting the interests of shareholders. Information about the specific experience, skills, attributes, and qualifications of each Trustee, which in each case led to the Board's conclusion that the Trustee should serve (or continue to serve) as a trustee of the fund, is provided below.
Fidelity funds are overseen by different Boards of Trustees. The fund's Board oversees Fidelity's investment-grade bond, money market, and asset allocation funds and another Board oversees Fidelity's equity and high income funds. The asset allocation funds may invest in Fidelity funds that are overseen by such other Board. The use of separate Boards, each with its own committee structure, allows the Trustees of each group of Fidelity funds to focus on the unique issues of the funds they oversee, including common research, investment, and operational issues. On occasion, the separate Boards establish joint committees to address issues of overlapping consequences for the Fidelity funds overseen by each Board.
The Trustees operate using a system of committees to facilitate the timely and efficient consideration of all matters of importance to the Trustees, the fund, and fund shareholders and to facilitate compliance with legal and regulatory requirements and oversight of the fund's activities and associated risks. The Board, acting through its committees, has charged FMR and its affiliates with (i) identifying events or circumstances the occurrence of which could have demonstrably adverse effects on the fund's business and/or reputation; (ii) implementing processes and controls to lessen the possibility that such events or circumstances occur or to mitigate the effects of such events or circumstances if they do occur; and (iii) creating and maintaining a system designed to evaluate continuously business and market conditions in order to facilitate the identification and implementation processes described in (i) and (ii) above. Because the day-to-day operations and activities of the fund are carried out by or through FMR, its affiliates, and other service providers, the fund's exposure to risks is mitigated but not eliminated by the processes overseen by the Trustees. While each of the Board's committees has responsibility for overseeing different aspects of the fund's activities, oversight is exercised primarily through the Operations and Audit Committees. In addition, an ad hoc Board committee of Independent Trustees has worked with FMR to enhance the Board's oversight of investment and financial risks, legal and regulatory risks, technology risks, and operational risks, including the development of additional risk reporting to the Board. The Operations Committee also worked and continues to work with FMR to enhance the stress tests required under SEC regulations for money market funds. Appropriate personnel, including but not limited to the fund's Chief Compliance Officer (CCO), FMR's internal auditor, the independent accountants, the fund's Treasurer and portfolio management personnel, make periodic reports to the Board's committees, as appropriate, including an annual review of FMR's risk management program for the Fidelity funds. The responsibilities of each standing committee, including their oversight responsibilities, are described further under "Standing Committees of the Fund's Trustees."
The fund's Statement of Additional Information (SAI) includes more information about the Trustees. To request a free copy, call Fidelity at 1-800-544-8544.
Correspondence intended for each Trustee who is an interested person may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210.
* Trustees have been determined to be "Interested Trustees" by virtue of, among other things, their affiliation with the trust or various entities under common control with FMR.
Correspondence intended for each Independent Trustee (that is, the Trustees other than the Interested Trustees) may be sent to Fidelity Investments, P.O. Box 55235, Boston, Massachusetts 02205-5235.
Correspondence intended for each officer may be sent to Fidelity Investments, 245 Summer Street, Boston, Massachusetts 02210. Officers appear below in alphabetical order.
The fund hereby designates as a capital gain dividend with respect to the taxable year ended August 31, 2014, $2,410,577 or, if subsequently determined to be different, the net capital gain of such year.
During fiscal year ended 2014, 100% of the fund's income dividends was free from federal income tax, and 26.06% of the fund's income dividends was subject to the federal alternative minimum tax.
The fund will notify shareholders in January 2015 of amounts for use in preparing 2014 income tax returns.
Item 2. Code of Ethics
As of the end of the period, August 31, 2014, Fidelity Union Street Trust II (the trust) has adopted a code of ethics, as defined in Item 2 of Form N-CSR, that applies to its President and Treasurer and its Chief Financial Officer. A copy of the code of ethics is filed as an exhibit to this Form N-CSR.
Item 3. Audit Committee Financial Expert
The Board of Trustees of the trust has determined that James H. Keyes is an audit committee financial expert, as defined in Item 3 of Form N-CSR. Mr. Keyes is independent for purposes of Item 3 of Form N-CSR.
Item 4. Principal Accountant Fees and Services
The following table presents fees billed by PricewaterhouseCoopers LLP ("PwC") in each of the last two fiscal years for services rendered to Fidelity AMT Tax-Free Money Fund, Fidelity Arizona Municipal Money Market Fund and Fidelity Municipal Money Market Fund (the "Funds"):
The following table presents fees billed by PwC that were required to be approved by the Audit Committee for services that relate directly to the operations and financial reporting of the Funds and that are rendered on behalf of Fidelity Management & Research Company ("FMR") and entities controlling, controlled by, or under common control with FMR (not including any sub-adviser whose role is primarily portfolio management and is subcontracted with or overseen by another investment adviser) that provide ongoing services to the Funds ("Fund Service Providers"):
"Audit-Related Fees" represent fees billed for assurance and related services that are reasonably related to the performance of the fund audit or the review of the fund's financial statements and that are not reported under Audit Fees.
"Tax Fees" represent fees billed for tax compliance, tax advice or tax planning that relate directly to the operations and financial reporting of the fund.
"All Other Fees" represent fees billed for services provided to the fund or Fund Service Provider, a significant portion of which are assurance related, that relate directly to the operations and financial reporting of the fund, excluding those services that are reported under Audit Fees, Audit-Related Fees or Tax Fees.
Assurance services must be performed by an independent public accountant.
The aggregate non-audit fees billed by PwC for services rendered to the Funds, FMR (not including any sub-adviser whose role is primarily portfolio management and is subcontracted with or overseen by another investment adviser), and any Fund Service Provider for each of the last two fiscal years of the Funds are as follows:
The trust's Audit Committee has considered non-audit services that were not pre-approved that were provided by PwC to Fund Service Providers to be compatible with maintaining the independence of PwC in its audit of the Funds, taking into account representations from PwC, in accordance with Public Company Accounting Oversight Board rules, regarding its independence from the Funds and their related entities and FMR's review of the appropriateness and permissibility under applicable law of such non-audit services prior to their provision to the Fund Service Providers.
The trust's Audit Committee must pre-approve all audit and non-audit services provided by a fund's independent registered public accounting firm relating to the operations or financial reporting of the fund. Prior to the commencement of any audit or non-audit services to a fund, the Audit Committee reviews the services to determine whether they are appropriate and permissible under applicable law.
The Audit Committee has adopted policies and procedures to, among other purposes, provide a framework for the Committee's consideration of non-audit services by the audit firms that audit the Fidelity funds. The policies and procedures require that any non-audit service provided by a fund audit firm to a Fidelity fund and any non-audit service provided by a fund auditor to a Fund Service Provider that relates directly to the operations and financial reporting of a Fidelity fund ("Covered Service") are subject to approval by the Audit Committee before such service is provided.
All Covered Services must be approved in advance of provision of the service either: (i) by formal resolution of the Audit Committee, or (ii) by oral or written approval of the service by the Chair of the Audit Committee (or if the Chair is unavailable, such other member of the Audit Committee as may be designated by the Chair to act in the Chair's absence). The approval contemplated by (ii) above is permitted where the Treasurer determines that action on such an engagement is necessary before the next meeting of the Audit Committee.
Non-audit services provided by a fund audit firm to a Fund Service Provider that do not relate directly to the operations and financial reporting of a Fidelity fund are reported to the Audit Committee on a periodic basis.
There were no non-audit services approved or required to be approved by the Audit Committee pursuant to the De Minimis Exception during the Funds' last two fiscal years relating to services provided to (i) the Funds or (ii) any Fund Service Provider that relate directly to the operations and financial reporting of the Funds.
Item 5. Audit Committee of Listed Registrants
Not applicable.
Item 6. Investments
(a) Not applicable.
Not applicable.
Not applicable.
Item 9. Purchase of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers
Not applicable.
There were no material changes to the procedures by which shareholders may recommend nominees to the trust's Board of Trustees.
(a)(i) The President and Treasurer and the Chief Financial Officer have concluded that the trust's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act) provide reasonable assurances that material information relating to the trust is made known to them by the appropriate persons, based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this report.
(a)(ii) There was no change in the trust's internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act) that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the trust's internal control over financial reporting.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
