UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-6477
SM&R Investments Inc.
(Exact name of registrant as specified in charter)
2450 South Shore Blvd., Suite 400
League City, TX 77573
(Address of principal executive offices) (Zip code)
Brenda Koelemay
Securities Management and Research, Inc.
2450 South Shore Blvd., Suite 400
League City, TX 77573
(Name and address of agent for service)
Registrant's telephone number, including area code: (281) 334-2469
Date of fiscal year end: August 31
Date of reporting period: July 1, 2009 - June 30, 2010
SMRI GrowthMARVELL TECHNOLOGY GROUP LTD.
| Security | G5876H105 | Meeting Type | Annual |
| Ticker Symbol | MRVL | Meeting Date | 10-Jul-2009 |
| ISIN | BMG5876H1051 | Agenda | 933101519 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DR. SEHAT SUTARDJA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DR. PANTAS SUTARDJA | Management | For | For |
| 02 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT COMMITTEE, ACTING ON BEHALF OF THE BOARD OF DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING JANUARY 30, 2010 | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13050 | 0 | 22-Jun-2009 | 22-Jun-2009 |
RESEARCH IN MOTION LIMITED| Security | 760975102 | Meeting Type | Annual |
| Ticker Symbol | RIMM | Meeting Date | 14-Jul-2009 |
| ISIN | CA7609751028 | Agenda | 933112067 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4500 | 0 | 06-Jul-2009 | 06-Jul-2009 |
ANALOG DEVICES, INC.| Security | 032654105 | Meeting Type | Special |
| Ticker Symbol | ADI | Meeting Date | 20-Jul-2009 |
| ISIN | US0326541051 | Agenda | 933115176 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE AN EMPLOYEE STOCK OPTION EXCHANGE PROGRAM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 14040 | 0 | 06-Jul-2009 | 06-Jul-2009 |
WYETH| Security | 983024100 | Meeting Type | Annual |
| Ticker Symbol | WYE | Meeting Date | 20-Jul-2009 |
| ISIN | US9830241009 | Agenda | 933114869 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME | Management | For | For |
| 02 | VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT | Management | For | For |
| 3A | ELECTION OF DIRECTOR: ROBERT M. AMEN | Management | For | For |
| 3B | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For |
| 3C | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 3D | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | Against | Against |
| 3E | ELECTION OF DIRECTOR: ROBERT LANGER | Management | For | For |
| 3F | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 3G | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Management | Against | Against |
| 3H | ELECTION OF DIRECTOR: MARY LAKE POLAN | Management | For | For |
| 3I | ELECTION OF DIRECTOR: BERNARD POUSSOT | Management | For | For |
| 3J | ELECTION OF DIRECTOR: GARY L. ROGERS | Management | For | For |
| 3K | ELECTION OF DIRECTOR: JOHN R. TORELL III | Management | For | For |
| 04 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9900 | 0 | 06-Jul-2009 | 06-Jul-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 24-Jul-2009 |
| ISIN | US1729671016 | Agenda | 933114693 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| 04 | APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN ANNEX D TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 34700 | 0 | 09-Jul-2009 | 09-Jul-2009 |
MERCK & CO., INC.| Security | 589331107 | Meeting Type | Special |
| Ticker Symbol | MRK | Meeting Date | 07-Aug-2009 |
| ISIN | US5893311077 | Agenda | 933117980 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE, INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY PURPLE, INC.), AS IT MAY BE AMENDED. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 34200 | 0 | 14-Jul-2009 | 14-Jul-2009 |
GIVEN IMAGING LTD.| Security | M52020100 | Meeting Type | Annual |
| Ticker Symbol | GIVN | Meeting Date | 11-Aug-2009 |
| ISIN | IL0010865371 | Agenda | 933123173 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | MR. DENNERT O. WARE | For | For |
| 3 | MR. ARIE MIENTKAVITCH | For | For |
| 6 | PROF. ANAT LEOWENSTEIN | For | For |
| 02 | APPROVING COMPENSATION TO THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE COMPANY, MR. NACHUM SHAMIR. | Management | For | For |
| 03 | APPROVING THE COMPANY'S 2009 EQUITY INCENTIVE PLAN. | Management | For | For |
| 04 | EXTENDING THE EXPIRATION TERM OF OUTSTANDING STOCK OPTIONS PREVIOUSLY GRANTED TO DIRECTORS OF THE COMPANY (OTHER THAN EXTERNAL DIRECTORS) UNDER THE COMPANY'S 2006 EQUITY INCENTIVE PLAN WITH AN EXPIRATION DATE OF FIVE YEARS FROM THE DATE OF GRANT. | Management | For | For |
| 05 | REAPPOINTING THE COMPANY'S INDEPENDENT AUDITORS, SOMEKH CHAIKIN, A MEMBER OF KPMG INTERNATIONAL AS INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND APPROVAL THAT THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS ARE AUTHORIZED TO DETERMINE THE REMUNERATION OF SAID AUDITORS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 33300 | 0 | 10-Aug-2009 | 10-Aug-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 02-Sep-2009 |
| ISIN | US1729671016 | Agenda | 933128135 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 34700 | 0 | 10-Aug-2009 | 10-Aug-2009 |
CEMEX, S.A.B. DE C.V.| Security | 151290889 | Meeting Type | Special |
| Ticker Symbol | CX | Meeting Date | 04-Sep-2009 |
| ISIN | US1512908898 | Agenda | 933135180 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | RESOLUTION REGARDING A PROPOSAL OF THE BOARD OF DIRECTORS TO INCREASE THE VARIABLE PORTION OF THE CAPITAL STOCK, AND TO ISSUE BONDS CONVERTIBLE INTO SHARES; FOR WHICH PURPOSE A PROPOSAL WILL BE MADE TO ISSUE UP TO 4.8 BILLION UNSUBSCRIBED SHARES, TO BE INITIALLY HELD IN THE COMPANY'S TREASURY AND SUBSEQUENTLY SUBSCRIBED BY THE INVESTING PUBLIC THROUGH A PUBLIC OFFER, IN TERMS OF ARTICLE 53 OF THE SECURITIES MARKET LAW OR, IF APPLICABLE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18720 | 0 | 27-Aug-2009 | 27-Aug-2009 |
FEDEX CORPORATION| Security | 31428X106 | Meeting Type | Annual |
| Ticker Symbol | FDX | Meeting Date | 28-Sep-2009 |
| ISIN | US31428X1063 | Agenda | 933132259 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER VOTE ON EXECUTIVE PAY. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING HEALTH CARE REFORM PRINCIPLES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4230 | 0 | 09-Sep-2009 | 09-Sep-2009 |
ORACLE CORPORATION| Security | 68389X105 | Meeting Type | Annual |
| Ticker Symbol | ORCL | Meeting Date | 07-Oct-2009 |
| ISIN | US68389X1054 | Agenda | 933133528 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JEFFREY S. BERG | Withheld | Against |
| 2 | H. RAYMOND BINGHAM | For | For |
| 6 | GEORGE H. CONRADES | For | For |
| 7 | LAWRENCE J. ELLISON | For | For |
| 8 | HECTOR GARCIA-MOLINA | For | For |
| 10 | DONALD L. LUCAS | Withheld | Against |
| 11 | CHARLES E. PHILLIPS, JR | For | For |
| 12 | NAOMI O. SELIGMAN | For | For |
| 02 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | Management | For | For |
| 03 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 59130 | 0 | 15-Sep-2009 | 15-Sep-2009 |
THE PROCTER & GAMBLE COMPANY| Security | 742718109 | Meeting Type | Annual |
| Ticker Symbol | PG | Meeting Date | 13-Oct-2009 |
| ISIN | US7427181091 | Agenda | 933134241 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMEND THE COMPANY'S CODE OF REGULATIONS | Management | For | For |
| 04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 23400 | 0 | 17-Sep-2009 | 17-Sep-2009 |
HARRIS CORPORATION| Security | 413875105 | Meeting Type | Annual |
| Ticker Symbol | HRS | Meeting Date | 23-Oct-2009 |
| ISIN | US4138751056 | Agenda | 933147236 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LESLIE F. KENNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGORY T. SWIENTON | Management | For | For |
| 02 | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| 03 | THE SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11790 | 0 | 05-Oct-2009 | 05-Oct-2009 |
NOBLE CORPORATION| Security | H5833N103 | Meeting Type | Special |
| Ticker Symbol | NE | Meeting Date | 29-Oct-2009 |
| ISIN | CH0033347318 | Agenda | 933145600 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11700 | 0 | 05-Oct-2009 | 05-Oct-2009 |
NOBLE CORPORATION| Security | H5833N103 | Meeting Type | Special |
| Ticker Symbol | NE | Meeting Date | 29-Oct-2009 |
| ISIN | CH0033347318 | Agenda | 933155714 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE NOBLE CORPORATION 1991 STOCK OPTION AND RESTRICTED STOCK PLAN EFFECTIVE AS OF OCTOBER 29, 2009 | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11700 | 0 | 20-Oct-2009 | 20-Oct-2009 |
KLA-TENCOR CORPORATION| Security | 482480100 | Meeting Type | Annual |
| Ticker Symbol | KLAC | Meeting Date | 04-Nov-2009 |
| ISIN | US4824801009 | Agenda | 933147755 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | AMENDMENT & RESTATEMENT OF 2004 EQUITY INCENTIVE PLAN ("2004 EQUITY PLAN") TO INCREASE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER 2004 EQUITY PLAN AND REAPPROVE THE MATERIAL TERMS OF THE 2004 EQUITY PLAN, INCLUDING LIST OF CORPORATE PERFORMANCE GOALS THROUGH WHICH CERTAIN AWARDS MADE UNDER PLAN MAY BE EARNED. | Management | For | For |
| 03 | TO APPROVE THE MATERIAL TERMS OF THE COMPANY'S PERFORMANCE BONUS PLAN, INCLUDING AN EXPANSION AND REAPPROVAL OF THE LIST OF CORPORATE PERFORMANCE GOALS TO WHICH THE PAYMENT OF CASH BONUS AWARDS MADE UNDER THE PLAN MAY BE TIED IN ORDER TO QUALIFY THOSE AWARDS AS PERFORMANCE- BASED COMPENSATION FOR PURPOSES OF SECTION 162(M). | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10440 | 0 | 26-Oct-2009 | 26-Oct-2009 |
LINEAR TECHNOLOGY CORPORATION| Security | 535678106 | Meeting Type | Annual |
| Ticker Symbol | LLTC | Meeting Date | 04-Nov-2009 |
| ISIN | US5356781063 | Agenda | 933146828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ROBERT H. SWANSON, JR. | Withheld | Against |
| 2 | DAVID S. LEE | Withheld | Against |
| 5 | THOMAS S. VOLPE | Withheld | Against |
| 02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000. | Management | For | For |
| 03 | TO APPROVE THE COMPANY'S 2009 EXECUTIVE BONUS PLAN. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 27, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13680 | 0 | 20-Oct-2009 | 20-Oct-2009 |
CISCO SYSTEMS, INC.| Security | 17275R102 | Meeting Type | Annual |
| Ticker Symbol | CSCO | Meeting Date | 12-Nov-2009 |
| ISIN | US17275R1023 | Agenda | 933147262 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For |
| 02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| 03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | Management | For | For |
| 05 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For |
| 06 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Shareholder | For | Against |
| 07 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 76050 | 0 | 20-Oct-2009 | 20-Oct-2009 |
MICROSOFT CORPORATION| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 |
| ISIN | US5949181045 | Agenda | 933150310 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For |
| 02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For |
| 03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For |
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For |
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For |
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For |
| 11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Against | For |
| 14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 39960 | 0 | 05-Nov-2009 | 05-Nov-2009 |
MAXIM INTEGRATED PRODUCTS, INC.| Security | 57772K101 | Meeting Type | Annual |
| Ticker Symbol | MXIM | Meeting Date | 10-Dec-2009 |
| ISIN | US57772K1016 | Agenda | 933159178 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | B. KIPLING HAGOPIAN | For | For |
| 6 | WILLIAM D. WATKINS | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS MAXIM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 26, 2010. | Management | For | For |
| 03 | TO RATIFY AND APPROVE AMENDMENTS TO MAXIM'S 2008 EMPLOYEE STOCK PURCHASE PLAN TO (A) INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 2,000,000 SHARES AND (B) MAKE OTHER ADMINISTRATIVE CHANGES. | Management | For | For |
| 04 | RATIFY AND APPROVE AMENDMENTS TO 1996 STOCK INCENTIVE PLAN TO (A) INCREASE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER BY 6,000,000 SHARES (B) PERMIT TO EXTEND THE TERM OF A STOCK OPTION BEYOND 10-YEARS FROM DATE OF GRANT IF ISSUANCE OF COMMON STOCK UPON EXERCISE OF SUCH OPTION WOULD VIOLATE APPLICABLE SECURITIES LAWS AT THE TIME THE OPTION WOULD OTHERWISE EXPIRE. | Management | For | For |
| 05 | TO APPROVE THE ADOPTION OF MAXIM'S EXECUTIVE BONUS PLAN, WHICH IS A BONUS PLAN FOR OFFICERS OF MAXIM COMPLIANT WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12240 | 0 | 20-Nov-2009 | 20-Nov-2009 |
INTUIT INC.| Security | 461202103 | Meeting Type | Annual |
| Ticker Symbol | INTU | Meeting Date | 15-Dec-2009 |
| ISIN | US4612021034 | Agenda | 933159039 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | DAVID H. BATCHELDER | For | For |
| 2 | CHRISTOPHER W. BRODY | For | For |
| 3 | WILLIAM V. CAMPBELL | For | For |
| 6 | MICHAEL R. HALLMAN | For | For |
| 7 | EDWARD A. KANGAS | Withheld | Against |
| 8 | SUZANNE NORA JOHNSON | For | For |
| 10 | STRATTON D. SCLAVOS | For | For |
| 02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | Management | For | For |
| 03 | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | Management | For | For |
| 04 | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 22320 | 0 | 30-Nov-2009 | 30-Nov-2009 |
AMDOCS LIMITED| Security | G02602103 | Meeting Type | Annual |
| Ticker Symbol | DOX | Meeting Date | 21-Jan-2010 |
| ISIN | GB0022569080 | Agenda | 933175766 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 11 | ROBERT A. MINICUCCI | For | For |
| 02 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2009. | Management | For | For |
| 03 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6008 | 0 | 18-Jan-2010 | 18-Jan-2010 |
MONSANTO COMPANY| Security | 61166W101 | Meeting Type | Annual |
| Ticker Symbol | MON | Meeting Date | 26-Jan-2010 |
| ISIN | US61166W1018 | Agenda | 933172900 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: FRANK V. ATLEE III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 3488 | 0 | 22-Jan-2010 | 22-Jan-2010 |
ROCKWELL COLLINS, INC.| Security | 774341101 | Meeting Type | Annual |
| Ticker Symbol | COL | Meeting Date | 09-Feb-2010 |
| ISIN | US7743411016 | Agenda | 933176910 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | M. DONEGAN | Withheld | Against |
| 02 | THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR FISCAL YEAR 2010. | Management | For | For |
| 03 | THE APPROVAL OF AMENDMENTS TO THE CORPORATION'S 2006 LONG-TERM INCENTIVES PLAN. | Management | For | For |
| 04 | REGARDING THE SHAREOWNER PROPOSAL. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11700 | 0 | 18-Jan-2010 | 19-Jan-2010 |
VARIAN MEDICAL SYSTEMS, INC.| Security | 92220P105 | Meeting Type | Annual |
| Ticker Symbol | VAR | Meeting Date | 11-Feb-2010 |
| ISIN | US92220P1057 | Agenda | 933178534 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JOHN SEELY BROWN | Withheld | Against |
| 3 | MARK R. LARET | Withheld | Against |
| 02 | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. SECOND AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER. | Management | For | For |
| 03 | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6840 | 0 | 22-Jan-2010 | 22-Jan-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Special |
| Ticker Symbol | BAC | Meeting Date | 23-Feb-2010 |
| ISIN | US0605051046 | Agenda | 933183218 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION. | Management | For | For |
| 02 | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 17367 | 0 | 11-Feb-2010 | 11-Feb-2010 |
APPLE INC.| Security | 037833100 | Meeting Type | Annual |
| Ticker Symbol | AAPL | Meeting Date | 25-Feb-2010 |
| ISIN | US0378331005 | Agenda | 933180680 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | WILLIAM V. CAMPBELL | For | For |
| 2 | MILLARD S. DREXLER | For | For |
| 3 | ALBERT A. GORE, JR. | For | For |
| 6 | A.D. LEVINSON, PH.D. | For | For |
| 02 | TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN. | Management | For | For |
| 03 | TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN. | Management | For | For |
| 04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSALS 6 AND 7. | Management | For | For |
| 06 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
| 07 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6475 | 0 | 04-Feb-2010 | 04-Feb-2010 |
AGILENT TECHNOLOGIES, INC.| Security | 00846U101 | Meeting Type | Annual |
| Ticker Symbol | A | Meeting Date | 02-Mar-2010 |
| ISIN | US00846U1016 | Agenda | 933182280 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: PAUL N. CLARK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 02 | THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | THE APPROVAL OF THE AGILENT TECHNOLOGIES, INC. PERFORMANCE-BASED COMPENSATION PLAN FOR COVERED EMPLOYEES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8370 | 0 | 11-Feb-2010 | 11-Feb-2010 |
QUALCOMM, INCORPORATED| Security | 747525103 | Meeting Type | Annual |
| Ticker Symbol | QCOM | Meeting Date | 02-Mar-2010 |
| ISIN | US7475251036 | Agenda | 933181620 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | BARBARA T. ALEXANDER | For | For |
| 2 | STEPHEN M. BENNETT | For | For |
| 3 | DONALD G. CRUICKSHANK | For | For |
| 4 | RAYMOND V. DITTAMORE | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13500 | 0 | 11-Feb-2010 | 11-Feb-2010 |
HOLOGIC, INC.| Security | 436440101 | Meeting Type | Annual |
| Ticker Symbol | HOLX | Meeting Date | 03-Mar-2010 |
| ISIN | US4364401012 | Agenda | 933183369 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ROBERT A. CASCELLA | For | For |
| 5 | DAVID R. LAVANCE JR. | For | For |
| 02 | TO CONSIDER AND ACT UPON RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS HOLOGIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO CONSIDER AND ACT UPON THE ADJOURNMENT OF THE ANNUAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 16200 | 0 | 16-Feb-2010 | 16-Feb-2010 |
ANALOG DEVICES, INC.| Security | 032654105 | Meeting Type | Annual |
| Ticker Symbol | ADI | Meeting Date | 09-Mar-2010 |
| ISIN | US0326541051 | Agenda | 933188371 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRETOR: RAY STATA | Management | For | For |
| 1B | ELECTION OF DIRETOR: JERALD G. FISHMAN | Management | For | For |
| 1C | ELECTION OF DIRETOR: JAMES A. CHAMPY | Management | For | For |
| 1D | ELECTION OF DIRETOR: JOHN L. DOYLE | Management | For | For |
| 1E | ELECTION OF DIRETOR: JOHN C. HODGSON | Management | For | For |
| 1F | ELECTION OF DIRETOR: YVES-ANDRE ISTEL | Management | For | For |
| 1G | ELECTION OF DIRETOR: NEIL NOVICH | Management | For | For |
| 1H | ELECTION OF DIRETOR: F. GRANT SAVIERS | Management | For | For |
| 1I | ELECTION OF DIRETOR: PAUL J. SEVERINO | Management | For | For |
| 1J | ELECTION OF DIRETOR: KENTON J. SICCHITANO | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 30, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 14040 | 0 | 16-Feb-2010 | 16-Feb-2010 |
THE WALT DISNEY COMPANY| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 10-Mar-2010 |
| ISIN | US2546871060 | Agenda | 933183751 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Management | For | For |
| 1L | ELECTION OF DIRECTOR: SHERYL SANDBERG | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For |
| 03 | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO INTERESTED PERSON TRANSACTIONS. | Management | For | For |
| 05 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO BYLAW AMENDMENTS. | Management | For | For |
| 06 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO TRACKING STOCK PROVISIONS. | Management | For | For |
| 07 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO CLASSIFIED BOARD TRANSITION PROVISIONS. | Management | For | For |
| 08 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 09 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO EX-GAY NON DISCRIMINATION POLICY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 23535 | 0 | 22-Feb-2010 | 22-Feb-2010 |
TYCO INTERNATIONAL LTD.| Security | H89128104 | Meeting Type | Annual |
| Ticker Symbol | TYC | Meeting Date | 10-Mar-2010 |
| ISIN | CH0100383485 | Agenda | 933185298 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 02 | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 2 | MICHAEL E. DANIELS | For | For |
| 3 | TIMOTHY M. DONAHUE | Withheld | Against |
| 6 | RAJIV L. GUPTA | Withheld | Against |
| 7 | JOHN A. KROL | Withheld | Against |
| 8 | BRENDAN R. O'NEILL | For | For |
| 9 | WILLIAM S. STAVROPOULOS | Withheld | Against |
| 10 | SANDRA S. WIJNBERG | For | For |
| 4A | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 4B | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 24, 2010. | Management | For | For |
| 4C | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 5A | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2009 RESULTS. | Management | For | For |
| 5B | TO APPROVE THE PAYMENT OF A DIVIDEND IN THE FORM OF A CAPITAL REDUCTION, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH THE NEXT ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD. | Management | For | For |
| 06 | AMENDMENT TO OUR ARTICLES OF ASSOCIATION TO PROVIDE FOR PLURALITY VOTING IN THE EVENT THAT NUMBER OF CANDIDATES THAT ARE NOMINATED FOR ELECTION EXCEEDS NUMBER OF POSITIONS AVAILABLE. | Management | For | For |
| 07 | TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4185 | 0 | 18-Feb-2010 | 18-Feb-2010 |
COVIDIEN PLC| Security | G2554F105 | Meeting Type | Annual |
| Ticker Symbol | COV | Meeting Date | 16-Mar-2010 |
| ISIN | IE00B3QN1M21 | Agenda | 933185337 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | Management | For | For |
| 2A | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | Against | Against |
| 2B | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | Against | Against |
| 2C | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | Management | For | For |
| 2D | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For |
| 2E | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For |
| 2F | ELECTION OF DIRECTOR: KATHY J. HERBERT | Management | For | For |
| 2G | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | Against | Against |
| 2H | ELECTION OF DIRECTOR: RICHARD J. MEELIA | Management | For | For |
| 2I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | Against | Against |
| 2J | ELECTION OF DIRECTOR: TADATAKA YAMADA | Management | For | For |
| 2K | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For |
| 03 | TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For |
| 04 | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For |
| S5 | TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4185 | 0 | 23-Feb-2010 | 23-Feb-2010 |
HEWLETT-PACKARD COMPANY| Security | 428236103 | Meeting Type | Annual |
| Ticker Symbol | HPQ | Meeting Date | 17-Mar-2010 |
| ISIN | US4282361033 | Agenda | 933187191 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR : M.L. ANDREESSEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR : L.T. BABBIO, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR : S.M. BALDAUF | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR : R.L. GUPTA | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR : J.H. HAMMERGREN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR : M.V. HURD | Management | For | For |
| 1G | ELECTION OF DIRECTOR : J.Z. HYATT | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR : J.R. JOYCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR : R.L. RYAN | Management | For | For |
| IJ | ELECTION OF DIRECTOR : L.S. SALHANY | Management | For | For |
| 1K | ELECTION OF DIRECTOR : G.K. THOMPSON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING OCTOBER 31, 2010. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18450 | 0 | 23-Feb-2010 | 23-Feb-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Special |
| Ticker Symbol | BHI | Meeting Date | 31-Mar-2010 |
| ISIN | US0572241075 | Agenda | 933191811 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF BAKER HUGHES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES COMPANY (AS IT MAY BE AMENDED FROM TIME TO TIME). | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12600 | 0 | 01-Mar-2010 | 01-Mar-2010 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)| Security | 806857108 | Meeting Type | Annual |
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2010 |
| ISIN | AN8068571086 | Agenda | 933201395 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For |
| 05 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 15300 | 0 | 15-Mar-2010 | 15-Mar-2010 |
DISCOVER FINANCIAL SERVICES| Security | 254709108 | Meeting Type | Annual |
| Ticker Symbol | DFS | Meeting Date | 08-Apr-2010 |
| ISIN | US2547091080 | Agenda | 933193663 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | For | For |
| 02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6750 | 0 | 10-Mar-2010 | 10-Mar-2010 |
BANK OF NEW YORK MELLON CORP.| Security | 064058100 | Meeting Type | Annual |
| Ticker Symbol | BK | Meeting Date | 13-Apr-2010 |
| ISIN | US0640581007 | Agenda | 933207436 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | NICHOLAS M. DONOFRIO | For | For |
| 7 | MICHAEL J. KOWALSKI | For | For |
| 10 | MARK A. NORDENBERG | For | For |
| 11 | CATHERINE A. REIN | For | For |
| 12 | WILLIAM C. RICHARDSON | For | For |
| 13 | SAMUEL C. SCOTT III | For | For |
| 15 | WESLEY W. VON SCHACK | For | For |
| 02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS. | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18450 | 0 | 19-Mar-2010 | 19-Mar-2010 |
UNITED TECHNOLOGIES CORPORATION| Security | 913017109 | Meeting Type | Annual |
| Ticker Symbol | UTX | Meeting Date | 14-Apr-2010 |
| ISIN | US9130171096 | Agenda | 933195530 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | LOUIS R. CHENEVERT | For | For |
| 3 | JEAN-PIERRE GARNIER | For | For |
| 5 | CARLOS M. GUTIERREZ | For | For |
| 6 | EDWARD A. KANGAS | Withheld | Against |
| 7 | CHARLES R. LEE | Withheld | Against |
| 8 | RICHARD D. MCCORMICK | For | For |
| 10 | RICHARD B. MYERS | Withheld | Against |
| 11 | H. PATRICK SWYGERT | For | For |
| 13 | CHRISTINE TODD WHITMAN | For | For |
| 02 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13500 | 0 | 16-Mar-2010 | 16-Mar-2010 |
BP P.L.C.| Security | 055622104 | Meeting Type | Annual |
| Ticker Symbol | BP | Meeting Date | 15-Apr-2010 |
| ISIN | US0556221044 | Agenda | 933199716 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | Management | For | For |
| 02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For |
| 03 | TO ELECT MR P ANDERSON AS A DIRECTOR | Management | For | For |
| 04 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For |
| 05 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | Management | For | For |
| 06 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR | Management | For | For |
| 07 | TO RE-ELECT MR I C CONN AS A DIRECTOR | Management | For | For |
| 08 | TO RE-ELECT MR G DAVID AS A DIRECTOR | Management | For | For |
| 09 | TO ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For |
| 10 | TO RE-ELECT MR R DUDLEY AS A DIRECTOR | Management | For | For |
| 11 | TO RE-ELECT MR D J FLINT AS A DIRECTOR | Management | For | For |
| 12 | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For |
| 13 | TO RE-ELECT DR A B HAYWARD AS A DIRECTOR | Management | For | For |
| 14 | TO RE-ELECT MR A G INGLIS AS A DIRECTOR | Management | For | For |
| 15 | TO RE-ELECT DR D S JULIUS AS A DIRECTOR | Management | For | For |
| 16 | TO ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For |
| 17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| S18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For |
| S19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For |
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For |
| S21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS | Management | For | For |
| S22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For |
| 23 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN | Management | For | For |
| 24 | TO APPROVE THE SCRIP DIVIDEND PROGRAMME | Management | For | For |
| S25 | SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10530 | 0 | 18-Mar-2010 | 18-Mar-2010 |
PPG INDUSTRIES, INC.| Security | 693506107 | Meeting Type | Annual |
| Ticker Symbol | PPG | Meeting Date | 15-Apr-2010 |
| ISIN | US6935061076 | Agenda | 933195112 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES G. BERGES | Withheld | Against |
| 2 | VICTORIA F. HAYNES | For | For |
| 3 | MARTIN H. RICHENHAGEN | For | For |
| 2 | THE ENDORSEMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 16200 | 0 | 17-Mar-2010 | 17-Mar-2010 |
ELI LILLY AND COMPANY| Security | 532457108 | Meeting Type | Annual |
| Ticker Symbol | LLY | Meeting Date | 19-Apr-2010 |
| ISIN | US5324571083 | Agenda | 933197128 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR : R. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR : W. BISCHOFF | Management | For | For |
| 1C | ELECTION OF DIRECTOR : R.D. HOOVER | Management | For | For |
| 1D | ELECTION OF DIRECTOR : F.G. PRENDERGAST | Management | For | For |
| 1E | ELECTION OF DIRECTOR : K.P. SEIFERT | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 03 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For |
| 04 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL SHAREHOLDERS' MEETINGS. | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING ON THE COMPENSATION COMMITTEE. | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS INTO RETIREMENT. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 37080 | 0 | 18-Mar-2010 | 18-Mar-2010 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Annual |
| Ticker Symbol | C | Meeting Date | 20-Apr-2010 |
| ISIN | US1729671016 | Agenda | 933203503 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Management | For | For |
| 1H | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For |
| 1N | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For |
| 1O | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. | Management | For | For |
| 05 | PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. | Management | For | For |
| 06 | PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | Management | For | For |
| 07 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | Management | For | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- PARTISANSHIP. | Shareholder | Against | For |
| 09 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| 10 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| 12 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. | Shareholder | Against | For |
| 13 | STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 34700 | 0 | 22-Mar-2010 | 22-Mar-2010 |
GOODRICH CORPORATION| Security | 382388106 | Meeting Type | Annual |
| Ticker Symbol | GR | Meeting Date | 20-Apr-2010 |
| ISIN | US3823881061 | Agenda | 933197154 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | GEORGE A. DAVIDSON, JR. | For | For |
| 4 | HARRIS E. DELOACH, JR. | For | For |
| 5 | JAMES W. GRIFFITH | Withheld | Against |
| 6 | WILLIAM R. HOLLAND | Withheld | Against |
| 8 | MARSHALL O. LARSEN | For | For |
| 10 | DOUGLAS E. OLESEN | For | For |
| 11 | ALFRED M. RANKIN, JR. | For | For |
| 02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | For | For |
| 03 | APPROVE AN AMENDMENT AND RESTATEMENT OF THE SENIOR EXECUTIVE MANAGEMENT INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18000 | 0 | 23-Mar-2010 | 23-Mar-2010 |
U.S. BANCORP| Security | 902973304 | Meeting Type | Annual |
| Ticker Symbol | USB | Meeting Date | 20-Apr-2010 |
| ISIN | US9029733048 | Agenda | 933203159 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For |
| 1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18000 | 0 | 22-Mar-2010 | 22-Mar-2010 |
THE COCA-COLA COMPANY| Security | 191216100 | Meeting Type | Annual |
| Ticker Symbol | KO | Meeting Date | 21-Apr-2010 |
| ISIN | US1912161007 | Agenda | 933196758 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For |
| 02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | Against | Against |
| 03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | Against | Against |
| 04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against |
| 05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For |
| 08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For |
| 09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For |
| 10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| 11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For |
| 12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For |
| 13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For |
| 14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For |
| 15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| 16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For |
| 18 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | For |
| 19 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 21600 | 0 | 29-Mar-2010 | 29-Mar-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Annual |
| Ticker Symbol | BHI | Meeting Date | 22-Apr-2010 |
| ISIN | US0572241075 | Agenda | 933198182 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | CLARENCE P. CAZALOT | For | For |
| 4 | EDWARD P. DJEREJIAN | For | For |
| 5 | ANTHONY G. FERNANDES | For | For |
| 6 | CLAIRE W. GARGALLI | For | For |
| 7 | PIERRE H. JUNGELS | Withheld | Against |
| 10 | H. JOHN RILEY, JR. | Withheld | Against |
| 11 | CHARLES L. WATSON | Withheld | Against |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 03 | MANAGEMENT PROPOSAL NO. 1 REGARDING THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION THAT WOULD, SUBJECT TO ANY LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS, REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL STOCKHOLDER MEETINGS FOLLOWING A REQUEST FROM THE HOLDERS OF 25% OF OUR VOTING STOCK | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12600 | 0 | 24-Mar-2010 | 24-Mar-2010 |
PFIZER INC.| Security | 717081103 | Meeting Type | Annual |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2010 |
| ISIN | US7170811035 | Agenda | 933210243 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1O | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9751 | 0 | 29-Mar-2010 | 29-Mar-2010 |
ABBOTT LABORATORIES| Security | 002824100 | Meeting Type | Annual |
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2010 |
| ISIN | US0028241000 | Agenda | 933205898 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL-ADVISORY VOTE | Shareholder | For | Against |
| 04 | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12510 | 0 | 29-Mar-2010 | 29-Mar-2010 |
AMERICAN EXPRESS COMPANY| Security | 025816109 | Meeting Type | Annual |
| Ticker Symbol | AXP | Meeting Date | 26-Apr-2010 |
| ISIN | US0258161092 | Agenda | 933202436 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 6 | J. LESCHLY | Withheld | Against |
| 02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION REQUIREMENTS FOR EXECUTIVES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4500 | 0 | 26-Mar-2010 | 26-Mar-2010 |
HONEYWELL INTERNATIONAL INC.| Security | 438516106 | Meeting Type | Annual |
| Ticker Symbol | HON | Meeting Date | 26-Apr-2010 |
| ISIN | US4385161066 | Agenda | 933201371 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: KEVIN BURKE | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: CLIVE R. HOLLICK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For |
| 1I | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT | Management | For | For |
| 02 | APPROVAL OF INDEPENDENT ACCOUNTANTS | Management | For | For |
| 03 | AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION - RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS | Management | For | For |
| 04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 05 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 06 | INDEPENDENT CHAIRMAN | Shareholder | Against | For |
| 07 | HUMAN RIGHTS -- DEVELOP AND ADOPT POLICIES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13050 | 0 | 24-Mar-2010 | 24-Mar-2010 |
THE BOEING COMPANY| Security | 097023105 | Meeting Type | Annual |
| Ticker Symbol | BA | Meeting Date | 26-Apr-2010 |
| ISIN | US0970231058 | Agenda | 933201561 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN H. BIGGS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM M. DALEY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | ETHICAL CRITERIA FOR MILITARY CONTRACTS. | Shareholder | For | Against |
| 04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Shareholder | For | Against |
| 05 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. | Shareholder | For | Against |
| 06 | INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 13-Apr-2010 | 13-Apr-2010 |
AMEREN CORPORATION| Security | 023608102 | Meeting Type | Annual |
| Ticker Symbol | AEE | Meeting Date | 27-Apr-2010 |
| ISIN | US0236081024 | Agenda | 933201725 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ELLEN M. FITZSIMMONS | For | For |
| 4 | GAYLE P.W. JACKSON | For | For |
| 6 | STEVEN H. LIPSTEIN | For | For |
| 7 | CHARLES W. MUELLER | For | For |
| 11 | STEPHEN R. WILSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY PLANT EXTENSION OF OPERATING LICENSE. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8100 | 0 | 29-Mar-2010 | 29-Mar-2010 |
EXELON CORPORATION| Security | 30161N101 | Meeting Type | Annual |
| Ticker Symbol | EXC | Meeting Date | 27-Apr-2010 |
| ISIN | US30161N1019 | Agenda | 933201826 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M. WALTER D'ALESSIO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: BRUCE DEMARS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: NELSON A. DIAZ | Management | For | For |
| 1F | ELECTION OF DIRECTOR: SUE L. GIN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | Management | For | For |
| 1H | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOHN M. PALMS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: THOMAS J. RIDGE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For |
| 1N | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For |
| 1O | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Management | Against | Against |
| 1P | ELECTION OF DIRECTOR: DON THOMPSON | Management | For | For |
| 02 | THE APPROVAL OF EXELON CORPORATION'S 2011 LONG- TERM INCENTIVE PLAN. | Management | For | For |
| 03 | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
INTERNATIONAL BUSINESS MACHINES CORP.| Security | 459200101 | Meeting Type | Annual |
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2010 |
| ISIN | US4592001014 | Agenda | 933199653 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. BLACK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M.L. ESKEW | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: S.A. JACKSON | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T. NISHIMURO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For |
| 1L | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For |
| 1N | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9360 | 0 | 31-Mar-2010 | 31-Mar-2010 |
PRAXAIR, INC.| Security | 74005P104 | Meeting Type | Annual |
| Ticker Symbol | PX | Meeting Date | 27-Apr-2010 |
| ISIN | US74005P1049 | Agenda | 933201600 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | CLAIRE W. GARGALLI | For | For |
| 6 | RAYMOND W. LEBOEUF | For | For |
| 8 | WAYNE T. SMITH | Withheld | Against |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 2700 | 0 | 06-Apr-2010 | 06-Apr-2010 |
THE PNC FINANCIAL SERVICES GROUP, INC.| Security | 693475105 | Meeting Type | Annual |
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2010 |
| ISIN | US6934751057 | Agenda | 933204884 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. CLAY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For |
| 1L | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | Against | Against |
| 1N | ELECTION OF DIRECTOR: STEPHEN G. THIEKE | Management | For | For |
| 1O | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For |
| 1P | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For |
| 2 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 3 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 4 | A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| 5 | A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 16200 | 0 | 06-Apr-2010 | 06-Apr-2010 |
WELLS FARGO & COMPANY| Security | 949746101 | Meeting Type | Annual |
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2010 |
| ISIN | US9497461015 | Agenda | 933204593 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For |
| 1G | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ROBERT K. STEEL | Management | For | For |
| 1O | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For |
| 1P | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For |
| 02 | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | Management | For | For |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 21131 | 0 | 06-Apr-2010 | 06-Apr-2010 |
ASPEN INSURANCE HOLDINGS LIMITED| Security | G05384105 | Meeting Type | Annual |
| Ticker Symbol | AHL | Meeting Date | 28-Apr-2010 |
| ISIN | BMG053841059 | Agenda | 933209062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | MR. IAN CORMACK* | Withheld | Against |
| 2 | MR. MATTHEW BOTEIN* | Withheld | Against |
| 3 | MR. RICHARD BUCKNALL* | For | For |
| 4 | MR. PETER O'FLINN** | For | For |
| 02 | TO APPOINT KPMG AUDIT PLC. LONDON, ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET THE RUMUNERATION FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9315 | 0 | 06-Apr-2010 | 06-Apr-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Annual |
| Ticker Symbol | BAC | Meeting Date | 28-Apr-2010 |
| ISIN | US0605051046 | Agenda | 933203111 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For |
| 02 | A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION | Management | For | For |
| 04 | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 05 | A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| 09 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 10 | STOCKHOLDER PROPOSAL - SUCCESSION PLANNING | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL - DERIVATIVES TRADING | Shareholder | Against | For |
| 12 | STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 17367 | 0 | 13-Apr-2010 | 13-Apr-2010 |
BROWN & BROWN, INC.| Security | 115236101 | Meeting Type | Annual |
| Ticker Symbol | BRO | Meeting Date | 28-Apr-2010 |
| ISIN | US1152361010 | Agenda | 933203325 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | SAMUEL P. BELL, III | For | For |
| 5 | BRADLEY CURREY, JR. | For | For |
| 6 | THEODORE J. HOEPNER | For | For |
| 10 | CHILTON D. VARNER | For | For |
| 2 | TO APPROVE THE 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 3 | TO RATIFY THE APPOINTMENT OF DELIOTTE & TOUCHE, LLP AS BROWN & BROWN, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11160 | 0 | 09-Apr-2010 | 09-Apr-2010 |
GENERAL ELECTRIC COMPANY| Security | 369604103 | Meeting Type | Annual |
| Ticker Symbol | GE | Meeting Date | 28-Apr-2010 |
| ISIN | US3696041033 | Agenda | 933200090 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | Against | Against |
| A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| A3 | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | Management | For | For |
| A4 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For |
| A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | Against | Against |
| A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For |
| A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | Against | Against |
| A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | Against | Against |
| A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For |
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Against | Against |
| A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For |
| A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For |
| A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For |
| B1 | RATIFICATION OF KPMG | Management | For | For |
| C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For |
| C2 | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| C3 | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
| C4 | SHAREOWNER PROPOSAL: PAY DISPARITY | Shareholder | Against | For |
| C5 | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | Shareholder | Against | For |
| C6 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 75825 | 0 | 06-Apr-2010 | 06-Apr-2010 |
CEMEX, S.A.B. DE C.V.| Security | 151290889 | Meeting Type | Annual |
| Ticker Symbol | CX | Meeting Date | 29-Apr-2010 |
| ISIN | US1512908898 | Agenda | 933233835 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PRESENTATION OF THE REPORT BY THE CHIEF EXECUTIVE OFFICER, INCLUDING THE COMPANY'S FINANCIAL STATEMENTS, REPORT OF VARIATIONS OF CAPITAL STOCK, AND PRESENTATION OF THE REPORT BY THE BOARD OF DIRECTORS, FOR THE FISCAL YEAR 2009, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
| 02 | RESOLUTION ON ALLOCATION OF PROFITS. | Management | For | For |
| 03 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION THROUGH CAPITALIZATION OF RETAINED EARNINGS. | Management | Against | Against |
| 04 | RESOLUTION REGARDING A PROPOSAL SUBMITTED BY THE BOARD OF DIRECTORS TO ISSUE UP TO 750 MILLION UNSUBSCRIBED SHARES, WHICH SHALL BE KEPT IN THE TREASURY OF THE COMPANY, AND TO BE SUBSCRIBED AT A LATER TIME BY PUBLIC INVESTORS UPON CONVERSION OF THE CONVERTIBLE NOTES ISSUED IN ACCORDANCE WITH THE RESOLUTIONS OF THE EXTRAORDINARY GENERAL SHAREHOLDERS MEETING. | Management | For | For |
| 05 | APPOINTMENT OF DIRECTORS, MEMBERS AND PRESIDENT OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES. | Management | Against | Against |
| 06 | COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE AUDIT, CORPORATE PRACTICES AND FINANCE COMMITTEES. | Management | Against | Against |
| 07 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18720 | 0 | 14-Apr-2010 | 14-Apr-2010 |
EMC CORPORATION| Security | 268648102 | Meeting Type | Annual |
| Ticker Symbol | EMC | Meeting Date | 29-Apr-2010 |
| ISIN | US2686481027 | Agenda | 933203200 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Management | For | For |
| 1I | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For |
| 02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS. | Management | For | For |
| 03 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against |
| 04 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 27720 | 0 | 06-Apr-2010 | 06-Apr-2010 |
NYSE EURONEXT| Security | 629491101 | Meeting Type | Annual |
| Ticker Symbol | NYX | Meeting Date | 29-Apr-2010 |
| ISIN | US6294911010 | Agenda | 933215255 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | MARSHALL N. CARTER | For | For |
| 4 | PATRICIA M. CLOHERTY | Withheld | Against |
| 7 | JAN-MICHIEL HESSELS | Withheld | Against |
| 8 | DUNCAN M. MCFARLAND | For | For |
| 10 | DUNCAN L. NIEDERAUER | For | For |
| 13 | JACKSON P. TAI | Withheld | Against |
| 14 | JEAN-FRANCOIS THEODORE | For | For |
| 15 | RIJNHARD VAN TETS | Withheld | Against |
| 16 | SIR BRIAN WILLIAMSON | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO APPROVE THE STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTING IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS. | Shareholder | For |
| 04 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING CERTIFICATED SHARES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12450 | 0 | 12-Apr-2010 | 12-Apr-2010 |
AT&T INC.| Security | 00206R102 | Meeting Type | Annual |
| Ticker Symbol | T | Meeting Date | 30-Apr-2010 |
| ISIN | US00206R1023 | Agenda | 933200177 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
| 03 | CUMULATIVE VOTING. | Shareholder | Against | For |
| 04 | PENSION CREDIT POLICY. | Shareholder | Against | For |
| 05 | ADVISORY VOTE ON COMPENSATION. | Shareholder | For | Against |
| 06 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 24300 | 0 | 12-Apr-2010 | 12-Apr-2010 |
NOBLE CORPORATION| Security | H5833N103 | Meeting Type | Annual |
| Ticker Symbol | NE | Meeting Date | 30-Apr-2010 |
| ISIN | CH0033347318 | Agenda | 933205292 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | Management | For | For |
| 3 | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | Management | For | For |
| 4 | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | Management | For | For |
| 5 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 AND THE ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM. | Management | For | For |
| 6 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | For | For |
| 7 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11700 | 0 | 31-Mar-2010 | 31-Mar-2010 |
NOBLE CORPORATION| Security | H5833N103 | Meeting Type | Annual |
| Ticker Symbol | NE | Meeting Date | 30-Apr-2010 |
| ISIN | CH0033347318 | Agenda | 933250261 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | APPROVAL OF THE EXTENSION OF BOARD AUTHORITY TO ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 29, 2012. | Management | For | For |
| 3 | APPROVAL OF THE PAYMENT OF A REGULAR DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.52 PER SHARE. | Management | For | For |
| 4 | APPROVAL OF THE PAYMENT OF A SPECIAL DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF THE SHARES IN AN AMOUNT EQUAL TO SWISS FRANCS 0.56 PER SHARE. | Management | For | For |
| 5 | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | Management | For | For |
| 6 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL YEAR 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | For | For |
| 7 | APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF THE COMPANY FOR EXTENDED FISCAL YEAR 2009. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 11700 | 0 | 21-Apr-2010 | 21-Apr-2010 |
PEPSICO, INC.| Security | 713448108 | Meeting Type | Annual |
| Ticker Symbol | PEP | Meeting Date | 05-May-2010 |
| ISIN | US7134481081 | Agenda | 933213388 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For |
| 02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| 03 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM INCENTIVE PLAN. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 17100 | 0 | 22-Apr-2010 | 22-Apr-2010 |
NOKIA CORPORATION| Security | 654902204 | Meeting Type | Annual |
| Ticker Symbol | NOK | Meeting Date | 06-May-2010 |
| ISIN | US6549022043 | Agenda | 933190972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 07 | ADOPTION OF THE ANNUAL ACCOUNTS. | Management | For | For |
| 08 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | Management | For | For |
| 09 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Management | For | For |
| 10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 1 | LALITA D. GUPTE | Withheld | Against |
| 2 | DR. BENGT HOLMSTROM | For | For |
| 3 | PROF. DR. H. KAGERMANN | For | For |
| 4 | OLLI-PEKKA KALLASVUO | For | For |
| 6 | ISABEL MAREY-SEMPER | For | For |
| 7 | JORMA OLLILA | Withheld | Against |
| 8 | DAME MARJORIE SCARDINO | For | For |
| 9 | RISTO SIILASMAA | Withheld | Against |
| 13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | Management | For | For |
| 14 | ELECTION OF AUDITOR. | Management | For | For |
| 15 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. | Management | For | For |
| 16 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | Management | For | For |
| 17 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 30690 | 0 | 12-Apr-2010 | 12-Apr-2010 |
UNITED PARCEL SERVICE, INC.| Security | 911312106 | Meeting Type | Annual |
| Ticker Symbol | UPS | Meeting Date | 06-May-2010 |
| ISIN | US9113121068 | Agenda | 933208969 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | STUART E. EIZENSTAT | For | For |
| 6 | WILLIAM R. JOHNSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD FROM THE UPS CERTIFICATE OF INCORPORATION SO THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10260 | 0 | 26-Apr-2010 | 26-Apr-2010 |
VERIZON COMMUNICATIONS INC.| Security | 92343V104 | Meeting Type | Annual |
| Ticker Symbol | VZ | Meeting Date | 06-May-2010 |
| ISIN | US92343V1044 | Agenda | 933212451 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | Against | Against |
| 1M | ELECTION OF DIRECTOR: JOHN R. STAFFORD | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | Management | For | For |
| 04 | PROHIBIT GRANTING STOCK OPTIONS | Shareholder | Against | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Shareholder | Against | For |
| 07 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | For | Against |
| 08 | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Shareholder | Against | For |
| 09 | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | Shareholder | For | Against |
| 10 | EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 25920 | 0 | 29-Apr-2010 | 29-Apr-2010 |
WISCONSIN ENERGY CORPORATION| Security | 976657106 | Meeting Type | Annual |
| Ticker Symbol | WEC | Meeting Date | 06-May-2010 |
| ISIN | US9766571064 | Agenda | 933213415 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | PATRICIA W CHADWICK | For | For |
| 9 | FREDERICK P STRATTON JR | For | For |
| 2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4500 | 0 | 26-Apr-2010 | 26-Apr-2010 |
BARNES GROUP INC.| Security | 067806109 | Meeting Type | Annual |
| Ticker Symbol | B | Meeting Date | 07-May-2010 |
| ISIN | US0678061096 | Agenda | 933237097 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | GEORGE T. CARPENTER* | For | For |
| 3 | WILLIAM J. MORGAN* | For | For |
| 4 | HASSELL H. MCCLELLAN** | For | For |
| 02 | APPROVE THE BARNES GROUP INC. STOCK AND INCENTIVE AWARD PLAN, AS AMENDED | Management | For | For |
| 03 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 04 | CONSIDERATION OF STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8640 | 0 | 26-Apr-2010 | 26-Apr-2010 |
THE GOLDMAN SACHS GROUP, INC.| Security | 38141G104 | Meeting Type | Annual |
| Ticker Symbol | GS | Meeting Date | 07-May-2010 |
| ISIN | US38141G1040 | Agenda | 933232338 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN H. BRYAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | Management | For | For |
| 03 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | Management | For | For |
| 04 | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | Management | For | For |
| 05 | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | Shareholder | Against | For |
| 07 | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 10 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | Shareholder | Against | For |
| 11 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | Shareholder | Against | For |
| 12 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 3600 | 0 | 27-Apr-2010 | 27-Apr-2010 |
3M COMPANY| Security | 88579Y101 | Meeting Type | Annual |
| Ticker Symbol | MMM | Meeting Date | 11-May-2010 |
| ISIN | US88579Y1010 | Agenda | 933208565 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
DANAHER CORPORATION| Security | 235851102 | Meeting Type | Annual |
| Ticker Symbol | DHR | Meeting Date | 11-May-2010 |
| ISIN | US2358511028 | Agenda | 933230536 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER'S BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO DECLASSIFY THE BOARD OF DIRECTORS WITHIN ONE YEAR, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18400 | 0 | 03-May-2010 | 03-May-2010 |
GILEAD SCIENCES, INC.| Security | 375558103 | Meeting Type | Annual |
| Ticker Symbol | GILD | Meeting Date | 11-May-2010 |
| ISIN | US3755581036 | Agenda | 933218667 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | ETIENNE F. DAVIGNON | Withheld | Against |
| 10 | NICHOLAS G. MOORE | For | For |
| 11 | RICHARD J. WHITLEY | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD'S CERTIFICATE OF INCORPORATION AND BY-LAWS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 21600 | 0 | 29-Apr-2010 | 29-Apr-2010 |
NEWELL RUBBERMAID INC.| Security | 651229106 | Meeting Type | Annual |
| Ticker Symbol | NWL | Meeting Date | 11-May-2010 |
| ISIN | US6512291062 | Agenda | 933228707 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SCOTT S. COWEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For |
| 02 | APPROVE THE NEWELL RUBBERMAID INC. 2010 STOCK PLAN. | Management | For | For |
| 03 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 20880 | 0 | 03-May-2010 | 03-May-2010 |
PRUDENTIAL FINANCIAL, INC.| Security | 744320102 | Meeting Type | Annual |
| Ticker Symbol | PRU | Meeting Date | 11-May-2010 |
| ISIN | US7443201022 | Agenda | 933219013 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JON F. HANSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON COMPENSATION POLICIES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 7650 | 0 | 29-Apr-2010 | 29-Apr-2010 |
AMGEN INC.| Security | 031162100 | Meeting Type | Annual |
| Ticker Symbol | AMGN | Meeting Date | 12-May-2010 |
| ISIN | US0311621009 | Agenda | 933212134 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For |
| 1M | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | For | For |
| 3A | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shareholder | For | Against |
| 3B | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 (EQUITY RETENTION POLICY) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 5400 | 0 | 29-Apr-2010 | 29-Apr-2010 |
CVS CAREMARK CORPORATION| Security | 126650100 | Meeting Type | Annual |
| Ticker Symbol | CVS | Meeting Date | 12-May-2010 |
| ISIN | US1266501006 | Agenda | 933219152 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: EDWIN M. BANKS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MARIAN L. HEARD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. JOYCE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: TERRENCE MURRAY | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Management | For | For |
| 1K | ELECTION OF DIRECTOR: THOMAS M. RYAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | Against | Against |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. | Management | For | For |
| 04 | PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP GLOBAL WARMING. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
PHILIP MORRIS INTERNATIONAL INC.| Security | 718172109 | Meeting Type | Annual |
| Ticker Symbol | PM | Meeting Date | 12-May-2010 |
| ISIN | US7181721090 | Agenda | 933223240 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For |
| 1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For |
| 02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 7988 | 0 | 03-May-2010 | 03-May-2010 |
SEMPRA ENERGY| Security | 816851109 | Meeting Type | Annual |
| Ticker Symbol | SRE | Meeting Date | 12-May-2010 |
| ISIN | US8168511090 | Agenda | 933218489 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: WILLIAM D. JONES | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CARLOS RUIZ | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: NEAL E. SCHMALE | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4500 | 0 | 04-May-2010 | 04-May-2010 |
STARWOOD HOTELS & RESORTS WORLDWIDE| Security | 85590A401 | Meeting Type | Annual |
| Ticker Symbol | HOT | Meeting Date | 13-May-2010 |
| ISIN | US85590A4013 | Agenda | 933222717 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ADAM ARON | Withheld | Against |
| 2 | CHARLENE BARSHEFSKY | For | For |
| 4 | CLAYTON DALEY, JR. | For | For |
| 8 | STEPHEN QUAZZO | Withheld | Against |
| 10 | FRITS VAN PAASSCHEN | For | For |
| 11 | KNEELAND YOUNGBLOOD | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO REAPPROVE THE COMPANY'S ANNUAL INCENTIVE PLAN FOR CERTAIN EXECUTIVES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8685 | 0 | 06-May-2010 | 06-May-2010 |
THE CHARLES SCHWAB CORPORATION| Security | 808513105 | Meeting Type | Annual |
| Ticker Symbol | SCHW | Meeting Date | 13-May-2010 |
| ISIN | US8085131055 | Agenda | 933221335 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | Management | Against | Against |
| 04 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 26460 | 0 | 06-May-2010 | 06-May-2010 |
TRANSOCEAN, LTD.| Security | H8817H100 | Meeting Type | Annual |
| Ticker Symbol | RIG | Meeting Date | 14-May-2010 |
| ISIN | CH0048265513 | Agenda | 933218338 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | Management | For | For |
| 02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | Management | For | For |
| 03 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | Management | For | For |
| 04 | CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. | Management | For | For |
| 05 | RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. | Management | For | For |
| 06 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | Management | For | For |
| 07 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | Management | For | For |
| 8A | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | Management | For | For |
| 8B | REELECTION OF DIRECTOR: THOMAS W. CASON. | Management | For | For |
| 8C | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | Management | For | For |
| 8D | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | Management | For | For |
| 8E | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | Management | For | For |
| 09 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 2700 | 0 | 06-May-2010 | 06-May-2010 |
ANADARKO PETROLEUM CORPORATION| Security | 032511107 | Meeting Type | Annual |
| Ticker Symbol | APC | Meeting Date | 18-May-2010 |
| ISIN | US0325111070 | Agenda | 933231160 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: PRESTON M. GEREN III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: REIMBURSEMENT OF PROXY EXPENSES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9540 | 0 | 10-May-2010 | 10-May-2010 |
DOMINION RESOURCES, INC.| Security | 25746U109 | Meeting Type | Annual |
| Ticker Symbol | D | Meeting Date | 18-May-2010 |
| ISIN | US25746U1097 | Agenda | 933226828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PETER W. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOHN W. HARRIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MARK J. KINGTON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MARGARET A. MCKENNA | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRANK S. ROYAL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: DAVID A. WOLLARD | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2010 | Management | For | For |
| 03 | AMENDMENT TO ARTICLES OF INCORPORATION RELATED TO VOTING PROVISIONS | Management | For | For |
| 04 | AMENDMENTS TO BYLAWS RELATED TO VOTING PROVISIONS | Management | For | For |
| 05 | AMENDMENTS TO ARTICLES RELATED TO SETTING THE SIZE OF THE BOARD | Management | For | For |
| 06 | AMENDMENT TO ARTICLES RELATED TO REMOVAL OF A DIRECTOR FOR CAUSE | Management | For | For |
| 07 | AMENDMENT TO ARTICLES CLARIFYING CERTAIN SHAREHOLDER MEETING PROVISIONS | Management | For | For |
| 08 | 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2022 | Shareholder | For | Against |
| 09 | REJECT PLANS TO CONSTRUCT NORTH ANNA 3 | Shareholder | For | Against |
| 10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 10-May-2010 | 10-May-2010 |
JPMORGAN CHASE & CO.| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 18-May-2010 |
| ISIN | US46625H1005 | Agenda | 933226501 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 04 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For |
| 05 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | Shareholder | Against | For |
| 07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | INDEPENDENT CHAIRMAN | Shareholder | Against | For |
| 09 | PAY DISPARITY | Shareholder | Against | For |
| 10 | SHARE RETENTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13298 | 0 | 10-May-2010 | 10-May-2010 |
KRAFT FOODS INC.| Security | 50075N104 | Meeting Type | Annual |
| Ticker Symbol | KFT | Meeting Date | 18-May-2010 |
| ISIN | US50075N1046 | Agenda | 933205331 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN C. POPE | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For |
| 1L | ELECTION OF DIRECTOR: FRANK G. ZARB | Management | For | For |
| 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12350 | 0 | 11-May-2010 | 11-May-2010 |
MORGAN STANLEY| Security | 617446448 | Meeting Type | Annual |
| Ticker Symbol | MS | Meeting Date | 18-May-2010 |
| ISIN | US6174464486 | Agenda | 933246375 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For |
| 1G | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN J. MACK | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 1K | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
| 03 | TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Against | Against |
| 04 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDINGS REQUIREMENT | Shareholder | Against | For |
| 07 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF MANAGEMENT BONUSES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 13500 | 0 | 11-May-2010 | 11-May-2010 |
PRINCIPAL FINANCIAL GROUP, INC.| Security | 74251V102 | Meeting Type | Annual |
| Ticker Symbol | PFG | Meeting Date | 18-May-2010 |
| ISIN | US74251V1026 | Agenda | 933228199 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL T. DAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. DANIEL GELATT | Management | For | For |
| 1C | ELECTION OF DIRECTOR: SANDRA L. HELTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN | Management | For | For |
| 02 | APPROVE 2010 STOCK INCENTIVE PLAN | Management | For | For |
| 03 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8100 | 0 | 12-May-2010 | 12-May-2010 |
RENAISSANCERE HOLDINGS LTD.| Security | G7496G103 | Meeting Type | Annual |
| Ticker Symbol | RNR | Meeting Date | 18-May-2010 |
| ISIN | BMG7496G1033 | Agenda | 933230764 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | NICHOLAS L. TRIVISONNO | For | For |
| 02 | THE ADOPTION OF THE RENAISSANCERE HOLDINGS LTD. 2010 PERFORMANCE-BASED EQUITY INCENTIVE PLAN. | Management | For | For |
| 03 | THE AMENDMENT TO THE RENAISSANCERE HOLDINGS LTD. 2001 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | THE ADOPTION OF THE RENIASSANCERE HOLDINGS LTD. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 05 | TO APPOINT THE FIRM OF ERNST & YOUNG LTD., AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO SERVE AS OUR AUDITORS FOR THE 2010 FISCAL YEAR UNTIL OUR 2011 ANNUAL GENERAL MEETING, AND TO REFER THE DETERMINATION OF THE AUDITORS' REMUNERATION TO THE BOARD OF DIRECTORS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4860 | 0 | 11-May-2010 | 11-May-2010 |
ROYAL DUTCH SHELL PLC| Security | 780259206 | Meeting Type | Annual |
| Ticker Symbol | RDSA | Meeting Date | 18-May-2010 |
| ISIN | US7802592060 | Agenda | 933254346 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Management | For | For |
| 02 | APPROVAL OF REMUNERATION REPORT | Management | For | For |
| 03 | APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR | Management | For | For |
| 04 | RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR | Management | For | For |
| 05 | RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR | Management | For | For |
| 06 | RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR | Management | For | For |
| 07 | RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR | Management | For | For |
| 08 | RE-APPOINTMENT OF WIM KOK AS A DIRECTOR | Management | For | For |
| 09 | RE-APPOINTMENT OF NICK LAND AS A DIRECTOR | Management | Against | Against |
| 10 | RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR | Management | For | For |
| 11 | RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR | Management | For | For |
| 12 | RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR | Management | Against | Against |
| 13 | RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR | Management | For | For |
| 14 | RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR | Management | For | For |
| 15 | RE-APPOINTMENT OF AUDITORS | Management | For | For |
| 16 | REMUNERATION OF AUDITORS | Management | For | For |
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For |
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For |
| 20 | AUTHORITY FOR SCRIP DIVIDEND SCHEME | Management | For | For |
| 21 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For |
| 22 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For |
| 23 | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 30-Apr-2010 | 30-Apr-2010 |
THE ALLSTATE CORPORATION| Security | 020002101 | Meeting Type | Annual |
| Ticker Symbol | ALL | Meeting Date | 18-May-2010 |
| ISIN | US0200021014 | Agenda | 933226119 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | Abstain | Against |
| 1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | Management | Abstain | Against |
| 1F | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | Abstain | Against |
| 1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | Abstain | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against |
| 04 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE COMPENSATION. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 5670 | 0 | 06-May-2010 | 06-May-2010 |
AKAMAI TECHNOLOGIES, INC.| Security | 00971T101 | Meeting Type | Annual |
| Ticker Symbol | AKAM | Meeting Date | 19-May-2010 |
| ISIN | US00971T1016 | Agenda | 933242529 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8190 | 0 | 06-May-2010 | 06-May-2010 |
EL PASO CORPORATION| Security | 28336L109 | Meeting Type | Annual |
| Ticker Symbol | EP | Meeting Date | 19-May-2010 |
| ISIN | US28336L1098 | Agenda | 933228303 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID W. CRANE | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: THOMAS R. HIX | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FERRELL P. MCCLEAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: TIMOTHY J. PROBERT | Management | For | For |
| 1I | ELECTION OF DIRECTOR: STEVEN J. SHAPIRO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J. MICHAEL TALBERT | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT F. VAGT | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JOHN L. WHITMIRE | Management | For | For |
| 02 | APPROVAL OF THE EL PASO CORPORATION 2005 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For |
| 03 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 41220 | 0 | 10-May-2010 | 10-May-2010 |
INTEL CORPORATION| Security | 458140100 | Meeting Type | Annual |
| Ticker Symbol | INTC | Meeting Date | 19-May-2010 |
| ISIN | US4581401001 | Agenda | 933224367 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 45000 | 0 | 10-May-2010 | 10-May-2010 |
NORTHROP GRUMMAN CORPORATION| Security | 666807102 | Meeting Type | Annual |
| Ticker Symbol | NOC | Meeting Date | 19-May-2010 |
| ISIN | US6668071029 | Agenda | 933233227 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: THOMAS B. FARGO | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MADELEINE KLEINER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: KEVIN W. SHARER | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For |
| 03 | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER MEETINGS AND CERTAIN OTHER PROVISIONS. | Management | For | For |
| 04 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN TRANSACTIONS. | Management | Against | Against |
| 05 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 3600 | 0 | 12-May-2010 | 12-May-2010 |
SEALED AIR CORPORATION| Security | 81211K100 | Meeting Type | Annual |
| Ticker Symbol | SEE | Meeting Date | 19-May-2010 |
| ISIN | US81211K1007 | Agenda | 933225078 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: HANK BROWN | Management | For | For |
| 02 | ELECTION OF DIRECTOR: MICHAEL CHU | Management | For | For |
| 03 | ELECTION OF DIRECTOR: LAWRENCE R. CODEY | Management | For | For |
| 04 | ELECTION OF DIRECTOR: PATRICK DUFF | Management | For | For |
| 05 | ELECTION OF DIRECTOR: T. J. DERMOT DUNPHY | Management | For | For |
| 06 | ELECTION OF DIRECTOR: CHARLES F. FARRELL, JR. | Management | For | For |
| 07 | ELECTION OF DIRECTOR: WILLIAM V. HICKEY | Management | For | For |
| 08 | ELECTION OF DIRECTOR: JACQUELINE B. KOSECOFF | Management | Against | Against |
| 09 | ELECTION OF DIRECTOR: KENNETH P. MANNING | Management | Against | Against |
| 10 | ELECTION OF DIRECTOR: WILLIAM J. MARINO | Management | Against | Against |
| 11 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10395 | 0 | 13-May-2010 | 13-May-2010 |
STATE STREET CORPORATION| Security | 857477103 | Meeting Type | Annual |
| Ticker Symbol | STT | Meeting Date | 19-May-2010 |
| ISIN | US8574771031 | Agenda | 933226234 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D. GRUBER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R. LOGUE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: R. SKATES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: G. SUMME | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For |
| 02 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 04 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For |
| 05 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6300 | 0 | 10-May-2010 | 10-May-2010 |
THE HARTFORD FINANCIAL SVCS GROUP, INC.| Security | 416515104 | Meeting Type | Annual |
| Ticker Symbol | HIG | Meeting Date | 19-May-2010 |
| ISIN | US4165151048 | Agenda | 933233203 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TREVOR FETTER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LIAM E. MCGEE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS A. RENYI | Management | For | For |
| 1H | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | MANAGEMENT PROPOSAL TO APPROVE THE COMPANY'S 2010 INCENTIVE STOCK PLAN. | Management | For | For |
| 04 | MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS FOR ANNUAL INCENTIVE AWARDS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS AMEND THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT OF A SHAREHOLDER OR GROUP OF SHAREHOLDERS FOR EXPENSES INCURRED IN CONNECTION WITH NOMINATING ONE OR MORE CANDIDATES WHO ARE ELECTED BY SHAREHOLDERS IN A CONTESTED ELECTION OF DIRECTORS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 7560 | 0 | 10-May-2010 | 10-May-2010 |
ALLEGHENY ENERGY, INC.| Security | 017361106 | Meeting Type | Annual |
| Ticker Symbol | AYE | Meeting Date | 20-May-2010 |
| ISIN | US0173611064 | Agenda | 933213972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. FURLONG BALDWIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ELEANOR BAUM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: TED J. KLEISNER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: STEVEN H. RICE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GUNNAR E. SARSTEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL H. SUTTON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6255 | 0 | 12-May-2010 | 12-May-2010 |
CEPHALON, INC.| Security | 156708109 | Meeting Type | Annual |
| Ticker Symbol | CEPH | Meeting Date | 20-May-2010 |
| ISIN | US1567081096 | Agenda | 933232528 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: FRANK BALDINO, JR., PH.D. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. EGAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MARTYN D. GREENACRE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: VAUGHN M. KAILIAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KEVIN E. MOLEY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES A. SANDERS, M.D. | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: DENNIS L. WINGER | Management | For | For |
| 02 | APPROVAL OF AMENDMENT TO THE 2004 EQUITY COMPENSATION PLAN INCREASING THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. | Management | For | For |
| 03 | APPROVAL OF CEPHALON, INC.'S 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 7125 | 0 | 12-May-2010 | 12-May-2010 |
THE HOME DEPOT, INC.| Security | 437076102 | Meeting Type | Annual |
| Ticker Symbol | HD | Meeting Date | 20-May-2010 |
| ISIN | US4370761029 | Agenda | 933228226 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE PLAN | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For |
| 10 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 17050 | 0 | 13-May-2010 | 13-May-2010 |
FPL GROUP, INC.| Security | 302571104 | Meeting Type | Annual |
| Ticker Symbol | FPL | Meeting Date | 21-May-2010 |
| ISIN | US3025711041 | Agenda | 933228062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ROBERT M. BEALL, II | For | For |
| 8 | OLIVER D. KINGSLEY, JR. | For | For |
| 10 | WILLIAM H. SWANSON | For | For |
| 11 | MICHAEL H. THAMAN | For | For |
| 12 | HANSEL E. TOOKES, II | Withheld | Against |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY'S NAME TO NEXTERA ENERGY, INC. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 3600 | 0 | 17-May-2010 | 17-May-2010 |
J. C. PENNEY COMPANY, INC.| Security | 708160106 | Meeting Type | Annual |
| Ticker Symbol | JCP | Meeting Date | 21-May-2010 |
| ISIN | US7081601061 | Agenda | 933226424 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: C.C. BARRETT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M.A. BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M.K. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: T.J. ENGIBOUS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: K.B. FOSTER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: G.B. LAYBOURNE | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: BURL OSBORNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: L.H. ROBERTS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J.G. TERUEL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R.G. TURNER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: M.E. ULLMAN, III | Management | For | For |
| 1L | ELECTION OF DIRECTOR: M.E. WEST | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9630 | 0 | 12-May-2010 | 12-May-2010 |
UNITEDHEALTH GROUP INCORPORATED| Security | 91324P102 | Meeting Type | Annual |
| Ticker Symbol | UNH | Meeting Date | 24-May-2010 |
| ISIN | US91324P1021 | Agenda | 933235031 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For |
| 1D | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING EXPENSES. | Shareholder | Against | For |
| 04 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 13-May-2010 | 13-May-2010 |
MERCK & CO., INC.| Security | 58933Y105 | Meeting Type | Annual |
| Ticker Symbol | MRK | Meeting Date | 25-May-2010 |
| ISIN | US58933Y1055 | Agenda | 933236920 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: HARRY R. JACOBSON | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: THOMAS E. SHENK | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For |
| 1O | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For |
| 1P | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | Management | Against | Against |
| 04 | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 34200 | 0 | 17-May-2010 | 17-May-2010 |
CHEVRON CORPORATION| Security | 166764100 | Meeting Type | Annual |
| Ticker Symbol | CVX | Meeting Date | 26-May-2010 |
| ISIN | US1667641005 | Agenda | 933241743 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For |
| 1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S. NUNN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For |
| 1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For |
| 1P | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | Management | For | For |
| 04 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For |
| 05 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Shareholder | Against | For |
| 06 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Shareholder | Against | For |
| 07 | GUIDELINES FOR COUNTRY SELECTION | Shareholder | Against | For |
| 08 | FINANCIAL RISKS FROM CLIMATE CHANGE | Shareholder | Against | For |
| 09 | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 14782 | 0 | 18-May-2010 | 18-May-2010 |
ENDO PHARMACEUTICALS HOLDINGS INC.| Security | 29264F205 | Meeting Type | Annual |
| Ticker Symbol | ENDP | Meeting Date | 26-May-2010 |
| ISIN | US29264F2056 | Agenda | 933264828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | NANCY J HUTSON, PH.D. | For | For |
| 6 | WILLIAM P. MONTAGUE | For | For |
| 8 | WILLIAM F. SPENGLER | For | For |
| 02 | TO APPROVE THE COMPANY'S 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10305 | 0 | 19-May-2010 | 19-May-2010 |
EXXON MOBIL CORPORATION| Security | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | XOM | Meeting Date | 26-May-2010 |
| ISIN | US30231G1022 | Agenda | 933239267 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | P. BRABECK-LETMATHE | For | For |
| 5 | K.C. FRAZIER | Withheld | Against |
| 7 | M.C. NELSON | Withheld | Against |
| 8 | S.J. PALMISANO | Withheld | Against |
| 11 | E.E. WHITACRE, JR. | Withheld | Against |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | For | For |
| 03 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Shareholder | Against | For |
| 04 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Shareholder | Against | For |
| 05 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Shareholder | For | Against |
| 06 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | Against | For |
| 07 | POLICY ON WATER (PAGE 59) | Shareholder | Against | For |
| 08 | WETLANDS RESTORATION POLICY (PAGE 60) | Shareholder | Against | For |
| 09 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Shareholder | Against | For |
| 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Shareholder | Against | For |
| 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Shareholder | Against | For |
| 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Shareholder | Against | For |
| 13 | PLANNING ASSUMPTIONS (PAGE 69) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 40500 | 0 | 17-May-2010 | 17-May-2010 |
THERMO FISHER SCIENTIFIC INC.| Security | 883556102 | Meeting Type | Annual |
| Ticker Symbol | TMO | Meeting Date | 26-May-2010 |
| ISIN | US8835561023 | Agenda | 933237960 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TYLER JACKS | Management | Abstain | Against |
| 02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 5965 | 0 | 17-May-2010 | 17-May-2010 |
LIMITED BRANDS, INC.| Security | 532716107 | Meeting Type | Annual |
| Ticker Symbol | LTD | Meeting Date | 27-May-2010 |
| ISIN | US5327161072 | Agenda | 933239774 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS S. HERSCH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID T. KOLLAT | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LESLIE H. WEXNER | Management | For | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 8100 | 0 | 19-May-2010 | 19-May-2010 |
LOWE'S COMPANIES, INC.| Security | 548661107 | Meeting Type | Annual |
| Ticker Symbol | LOW | Meeting Date | 28-May-2010 |
| ISIN | US5486611073 | Agenda | 933240032 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO APPROVE AN AMENDMENT TO LOWE'S BYLAWS DECREASING THE PERCENTAGE OF SHARES REQUIRED TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING. | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING SEPARATING THE ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 12060 | 0 | 19-May-2010 | 19-May-2010 |
GIVEN IMAGING LTD.| Security | M52020100 | Meeting Type | Annual |
| Ticker Symbol | GIVN | Meeting Date | 03-Jun-2010 |
| ISIN | IL0010865371 | Agenda | 933272914 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | MR. DENNERT O. WARE | Withheld | Against |
| 3 | MR. ARIE MIENTKAVITCH | Withheld | Against |
| 6 | PROF. ANAT LEOWENSTEIN | For | For |
| 02 | APPROVING CHANGES TO THE EQUITY COMPENSATION OF NON-EMPLOYEE DIRECTORS (OTHER THAN THE EXTERNAL DIRECTORS), WHETHER CURRENTLY IN OFFICE OR HEREINAFTER ELECTED AS DIRECTORS OF THE COMPANY | Management | For | For |
| 03 | RE-ELECTING MR. JAMES CORNELIUS AND MR. MICHAEL GROBSTEIN TO SERVE AS EXTERNAL DIRECTORS, AS DEFINED IN THE ISRAELI COMPANIES LAW, 1999, UNTIL DECEMBER 31, 2013 | Management | For | For |
| 04 | APPROVING THE CASH COMPENSATION OF THE EXTERNAL DIRECTORS OF THE COMPANY | Management | For | For |
| 05 | APPROVING THE EQUITY COMPENSATION OF THE EXTERNAL DIRECTORS | Management | For | For |
| 06 | EXTENDING THE EXPIRATION TERM OF OUTSTANDING STOCK OPTIONS PREVIOUSLY GRANTED TO THE EXTERNAL DIRECTORS OF THE COMPANY UNDER THE COMPANY'S 2006 EQUITY INCENTIVE PLAN WITH AN EXPIRATION DATE OF FIVE YEARS FROM THE DATE OF GRANT | Management | For | For |
| 07 | APPROVING CHANGES TO THE COMPENSATION OF MR. NACHUM SHAMIR, THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE COMPANY | Management | For | For |
| 08 | REAPPOINTING THE COMPANY'S INDEPENDENT AUDITORS, SOMEKH CHAIKIN, A MEMBER OF KPMG INTERNATIONAL AS INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND APPROVAL THAT THE AUDIT COMMITTEE AND THE BOARD OF DIRECTORS ARE AUTHORIZED TO DETERMINE THE REMUNERATION OF SAID AUDITORS | Management | For | For |
| 8A | UNDER THE ISRAELI COMPANIES LAW, 1999, YOU ARE REQUIRED TO INDICATE WITH RESPECT TO PROPOSALS 3, 5 AND 6, WHETHER OR NOT YOU ARE A "CONTROLLING PERSON" OR ACT ON BEHALF OF A "CONTROLLING PERSON." | Management | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 33300 | 0 | 25-May-2010 | 25-May-2010 |
WAL-MART STORES, INC.| Security | 931142103 | Meeting Type | Annual |
| Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 |
| ISIN | US9311421039 | Agenda | 933249939 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For |
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | Abstain | Against |
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For |
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
| 03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | For | For |
| 04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For |
| 08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 09 | POULTRY SLAUGHTER | Shareholder | Against | For |
| 10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 9000 | 0 | 25-May-2010 | 25-May-2010 |
DAVITA INC.| Security | 23918K108 | Meeting Type | Annual |
| Ticker Symbol | DVA | Meeting Date | 07-Jun-2010 |
| ISIN | US23918K1088 | Agenda | 933259221 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: PAMELA M. ARWAY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CHARLES G. BERG | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: PETER T. GRAUER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN M. NEHRA | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For |
| 1H | ELECTION OF DIRECTOR: KENT J. THIRY | Management | For | For |
| 1I | ELECTION OF DIRECTOR: ROGER J. VALINE | Management | For | For |
| 02 | APPROVAL OF THE AMENDMENT TO OUR 2002 EQUITY COMPENSATION PLAN | Management | For | For |
| 03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 4523 | 0 | 25-May-2010 | 25-May-2010 |
CATERPILLAR INC.| Security | 149123101 | Meeting Type | Annual |
| Ticker Symbol | CAT | Meeting Date | 09-Jun-2010 |
| ISIN | US1491231015 | Agenda | 933262709 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | EDWARD B. RUST, JR. | For | For |
| 02 | RATIFY AUDITORS | Management | For | For |
| 03 | AMEND 2006 LONG-TERM INCENTIVE PLAN | Management | For | For |
| 04 | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | Management | For | For |
| 05 | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 6750 | 0 | 25-May-2010 | 25-May-2010 |
CEMEX, S.A.B. DE C.V.| Security | 151290889 | Meeting Type | Annual |
| Ticker Symbol | CX | Meeting Date | 09-Jun-2010 |
| ISIN | US1512908898 | Agenda | 933286115 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | CONSOLIDATE THE INDENTURES GOVERNING THE NON- REDEEMABLE ORDINARY PARTICIPATION CERTIFICATES NAMED "CEMEX.CPO", TO AMEND CLAUSE FIRST OF THE INDENTURE AND TO INCREASE THE NUMBER OF "CEMEX.CPO"S TO BE SUBSCRIBED AT A LATER DATE AS A RESULT OF THE CONVERSION OF NOTES ISSUED, ALL OF THE FOREGOING TO COMPLY WITH RESOLUTIONS ADOPTED BY GENERAL MEETING HELD ON APRIL 29, 2010. | Management | For | For |
| 02 | APPOINTMENT OF SPECIAL DELEGATES. | Management | For | For |
| 03 | READING AND APPROVAL OF THE MINUTES OF THE MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 18720 | 0 | 25-May-2010 | 25-May-2010 |
TARGET CORPORATION| Security | 87612E106 | Meeting Type | Annual |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2010 |
| ISIN | US87612E1064 | Agenda | 933258902 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGG W. STEINHAFEL | Management | For | For |
| 02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | Against | Against |
| 03 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION RELATING TO BOARD, SEE PROXY STATEMENT FOR FURTHER DETAILS. | Management | For | For |
| 04 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTE REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS | Management | For | For |
| 05 | COMPANY PROPOSAL TO AMEND AND RESTATE THE RESTATED ARTICLES TO REFLECT THE CHANGES PROPOSED AS ITEMS 3 AND 4, IF APPROVED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 3600 | 0 | 25-May-2010 | 25-May-2010 |
CELGENE CORPORATION| Security | 151020104 | Meeting Type | Annual |
| Ticker Symbol | CELG | Meeting Date | 16-Jun-2010 |
| ISIN | US1510201049 | Agenda | 933268701 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | SOL J. BARER, PH.D. | For | For |
| 6 | GILLA KAPLAN, PH.D. | For | For |
| 8 | ERNEST MARIO, PH.D. | For | For |
| 9 | WALTER L. ROBB, PH.D. | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 16560 | 0 | 25-May-2010 | 25-May-2010 |
GENZYME CORPORATION| Security | 372917104 | Meeting Type | Contested-Annual |
| Ticker Symbol | GENZ | Meeting Date | 16-Jun-2010 |
| ISIN | US3729171047 | Agenda | 933259726 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | DOUGLAS A. BERTHIAUME | For | For |
| 2 | ROBERT J. BERTOLINI | For | For |
| 4 | ROBERT J. CARPENTER | For | For |
| 7 | SENATOR CONNIE MACK III | Withheld | Against |
| 10 | RALPH V. WHITWORTH | For | For |
| 02 | A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 2,750,000 SHARES. | Management | For | For |
| 03 | A PROPOSAL TO AMEND THE 2009 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 1,500,000. | Management | For | For |
| 04 | A PROPOSAL TO AMEND THE 2007 DIRECTOR EQUITY PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 250,000 SHARES. | Management | For | For |
| 05 | A PROPOSAL TO AMEND THE RESTATED ARTICLES OF ORGANIZATION TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS FROM 90% TO 40%. | Management | For | For |
| 06 | A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 10800 | 0 | 04-Jun-2010 |
| 1856060901 | 0S3 | 10800 | 0 | 04-Jun-2010 |
WEATHERFORD INTERNATIONAL LTD| Security | H27013103 | Meeting Type | Annual |
| Ticker Symbol | WFT | Meeting Date | 23-Jun-2010 |
| ISIN | CH0038838394 | Agenda | 933282612 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 02 | DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 3A | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- DANNER | Management | For | For |
| 3B | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | For | For |
| 3C | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | For | For |
| 3D | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | Abstain | Against |
| 3E | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | For | For |
| 3F | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | For | For |
| 3G | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For |
| 3H | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | For | For |
| 3I | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | For | For |
| 3J | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | For | For |
| 04 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 05 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN CAPITAL) TO OTHER RESERVES. | Management | For | For |
| 06 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO EXTEND THE COMPANY'S AUTHORIZED SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010. | Management | For | For |
| 07 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO INCREASE THE AMOUNT OF CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | Management | For | For |
| 08 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 16920 | 0 | 01-Jun-2010 | 01-Jun-2010 |
BEST BUY CO., INC.| Security | 086516101 | Meeting Type | Annual |
| Ticker Symbol | BBY | Meeting Date | 24-Jun-2010 |
| ISIN | US0865161014 | Agenda | 933274792 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | KATHY J. HIGGINS VICTOR | For | For |
| 4 | ROGELIO M. REBOLLEDO | For | For |
| 5 | GERARD R. VITTECOQ | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2011. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 15300 | 0 | 27-May-2010 | 27-May-2010 |
BED BATH & BEYOND INC.| Security | 075896100 | Meeting Type | Annual |
| Ticker Symbol | BBBY | Meeting Date | 29-Jun-2010 |
| ISIN | US0758961009 | Agenda | 933293134 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | For | For |
| 1D | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | Abstain | Against |
| 1F | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: JORDAN HELLER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856060901 | 0S3 | 7200 | 0 | 08-Jun-2010 | 08-Jun-2010 |
SMRI BalancedRESEARCH IN MOTION LIMITED
| Security | 760975102 | Meeting Type | Annual |
| Ticker Symbol | RIMM | Meeting Date | 14-Jul-2009 |
| ISIN | CA7609751028 | Agenda | 933112067 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | IN RESPECT OF THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1050 | 0 | 06-Jul-2009 | 06-Jul-2009 |
WYETH| Security | 983024100 | Meeting Type | Annual |
| Ticker Symbol | WYE | Meeting Date | 20-Jul-2009 |
| ISIN | US9830241009 | Agenda | 933114869 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME | Management | For | For |
| 02 | VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT | Management | For | For |
| 3A | ELECTION OF DIRECTOR: ROBERT M. AMEN | Management | For | For |
| 3B | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For |
| 3C | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 3D | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | Against | Against |
| 3E | ELECTION OF DIRECTOR: ROBERT LANGER | Management | For | For |
| 3F | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 3G | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Management | Against | Against |
| 3H | ELECTION OF DIRECTOR: MARY LAKE POLAN | Management | For | For |
| 3I | ELECTION OF DIRECTOR: BERNARD POUSSOT | Management | For | For |
| 3J | ELECTION OF DIRECTOR: GARY L. ROGERS | Management | For | For |
| 3K | ELECTION OF DIRECTOR: JOHN R. TORELL III | Management | For | For |
| 04 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4400 | 0 | 06-Jul-2009 | 06-Jul-2009 |
NRG ENERGY, INC.| Security | 629377508 | Meeting Type | Contested-Annual |
| Ticker Symbol | NRG | Meeting Date | 21-Jul-2009 |
| ISIN | US6293775085 | Agenda | 933114439 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JOHN F. CHLEBOWSKI | For | For |
| 2 | HOWARD E. COSGROVE | For | For |
| 4 | ANNE C. SCHAUMBURG | For | For |
| 02 | APPROVAL OF NRG ENERGY, INC. AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN | Management | For | For |
| 03 | APPROVAL OF NRG ENERGY, INC. AMENDED AND RESTATED ANNUAL INCENTIVE PLAN FOR DESIGNATED CORPORATE OFFICERS | Management | For | For |
| 04 | APPROVAL OF AMENDMENT TO ARTICLE SIX OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AMENDING THE VOTING STANDARD FOR NONCONTESTED DIRECTOR ELECTIONS TO PROVIDE FOR MAJORITY VOTING | Management | For | For |
| 05 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS NRG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM THE BOARD OF DIRECTORS OF NRG RECOMMENDS A VOTE "AGAINST" ITEMS 6, 7 AND 8 | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL TO PREPARE A REPORT DESCRIBING THE IMPACT OF NRG'S INVOLVEMENT WITH THE CARBON PRINCIPLES ON THE ENVIRONMENT | Shareholder | Against | For |
| 07 | EXELON CORPORATION'S PROPOSAL TO AMEND NRG'S BYLAWS TO INCREASE THE SIZE OF THE BOARD OF DIRECTORS OF NRG TO 19 MEMBERS | Shareholder | Against | For |
| 08 | EXELON CORPORATION'S PROPOSAL TO REPEAL AND BYLAW AMENDMENTS ADOPTED BY THE BOARD OF DIRECTORS OF NRG WITHOUT STOCKHOLDER APPROVAL AFTER FEBRUARY 26, 2008 AND PRIOR TO THE EFFECTIVENESS OF THE RESOLUTION EFFECTING SUCH REPEAL | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1250 | 0 | 09-Jul-2009 | 09-Jul-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 24-Jul-2009 |
| ISIN | US1729671016 | Agenda | 933114693 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| 04 | APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN ANNEX D TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 14500 | 0 | 09-Jul-2009 | 09-Jul-2009 |
ELECTRONIC ARTS INC.| Security | 285512109 | Meeting Type | Annual |
| Ticker Symbol | ERTS | Meeting Date | 29-Jul-2009 |
| ISIN | US2855121099 | Agenda | 933111940 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY M. KUSIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GERALDINE B. LAYBOURNE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: VIVEK PAUL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: LAWRENCE F. PROBST III | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN S. RICCITIELLO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LINDA J. SRERE | Management | For | For |
| 02 | APPROVE THE EMPLOYEE STOCK OPTION EXCHANGE PROGRAM | Management | For | For |
| 03 | APPROVE AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN | Management | For | For |
| 04 | APPROVE AN AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
| 05 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1500 | 0 | 10-Jul-2009 | 10-Jul-2009 |
MERCK & CO., INC.| Security | 589331107 | Meeting Type | Special |
| Ticker Symbol | MRK | Meeting Date | 07-Aug-2009 |
| ISIN | US5893311077 | Agenda | 933117980 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE, INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY PURPLE, INC.), AS IT MAY BE AMENDED. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5300 | 0 | 14-Jul-2009 | 14-Jul-2009 |
H.J. HEINZ COMPANY| Security | 423074103 | Meeting Type | Annual |
| Ticker Symbol | HNZ | Meeting Date | 12-Aug-2009 |
| ISIN | US4230741039 | Agenda | 933118730 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: W.R. JOHNSON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C.E. BUNCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: J.G. DROSDICK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: C. KENDLE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D.R. O'HARE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: N. PELTZ | Management | For | For |
| 1I | ELECTION OF DIRECTOR: D.H. REILLEY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: L.C. SWANN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: T.J. USHER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: M.F. WEINSTEIN | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | AMENDMENT OF BY-LAWS TO ADD RIGHT OF HOLDERS OF 25% OF VOTING POWER TO CALL SPECIAL MEETING OF SHAREHOLDERS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2600 | 0 | 28-Jul-2009 | 28-Jul-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 02-Sep-2009 |
| ISIN | US1729671016 | Agenda | 933128135 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 14500 | 0 | 10-Aug-2009 | 10-Aug-2009 |
PATTERSON COMPANIES, INC.| Security | 703395103 | Meeting Type | Annual |
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2009 |
| ISIN | US7033951036 | Agenda | 933126751 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | HAROLD C. SLAVKIN* | For | For |
| 02 | TO APPROVE THE AMENDMENT TO THE EQUITY INCENTIVE PLAN TO REMOVE THE 2,000,000 SHARE LIMIT ON THE NUMBER OF SHARES THAT MAY BE ISSUED THEREUNDER PURSUANT TO AWARDS OF RESTRICTED STOCK, RESTRICTED STOCK UNIT AWARDS AND STOCK BONUSES. THE AMENDMENT TO OUR EQUITY INCENTIVE PLAN DOES NOT REPRESENT AN INCREASE IN THE NUMBER OF SHARES RESERVED FOR AWARDS THEREUNDER. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 24, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1500 | 0 | 25-Aug-2009 | 25-Aug-2009 |
SEASPAN CORPORATION| Security | Y75638109 | Meeting Type | Annual |
| Ticker Symbol | SSW | Meeting Date | 19-Sep-2009 |
| ISIN | MHY756381098 | Agenda | 933133465 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | KYLE R. WASHINGTON | Withheld | Against |
| 2 | ANTONY S. CRAWFORD | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS SEASPAN CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2250 | 0 | 03-Sep-2009 | 03-Sep-2009 |
CONAGRA FOODS, INC.| Security | 205887102 | Meeting Type | Annual |
| Ticker Symbol | CAG | Meeting Date | 25-Sep-2009 |
| ISIN | US2058871029 | Agenda | 933131132 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | STEVEN F. GOLDSTONE | For | For |
| 10 | ANDREW J. SCHINDLER | For | For |
| 11 | KENNETH E. STINSON | For | For |
| 02 | APPROVE THE CONAGRA FOODS 2009 STOCK PLAN | Management | For | For |
| 03 | APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE PLAN | Management | For | For |
| 04 | RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2050 | 0 | 03-Sep-2009 | 03-Sep-2009 |
FEDEX CORPORATION| Security | 31428X106 | Meeting Type | Annual |
| Ticker Symbol | FDX | Meeting Date | 28-Sep-2009 |
| ISIN | US31428X1063 | Agenda | 933132259 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GARY W. LOVEMAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER VOTE ON EXECUTIVE PAY. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING HEALTH CARE REFORM PRINCIPLES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 875 | 0 | 09-Sep-2009 | 09-Sep-2009 |
GLOBAL PAYMENTS INC.| Security | 37940X102 | Meeting Type | Annual |
| Ticker Symbol | GPN | Meeting Date | 30-Sep-2009 |
| ISIN | US37940X1028 | Agenda | 933132615 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | ALAN M. SILBERSTEIN | For | For |
| 02 | THE PROPOSAL TO RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For |
| 03 | THE PROPOSAL TO APPROVE A LIST OF QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE-BASED AWARDS TO BE GRANTED UNDER THE THIRD AMENDED AND RESTATED 2005 INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1075 | 0 | 08-Sep-2009 | 08-Sep-2009 |
ORACLE CORPORATION| Security | 68389X105 | Meeting Type | Annual |
| Ticker Symbol | ORCL | Meeting Date | 07-Oct-2009 |
| ISIN | US68389X1054 | Agenda | 933133528 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JEFFREY S. BERG | Withheld | Against |
| 2 | H. RAYMOND BINGHAM | For | For |
| 6 | GEORGE H. CONRADES | For | For |
| 7 | LAWRENCE J. ELLISON | For | For |
| 8 | HECTOR GARCIA-MOLINA | For | For |
| 10 | DONALD L. LUCAS | Withheld | Against |
| 11 | CHARLES E. PHILLIPS, JR | For | For |
| 12 | NAOMI O. SELIGMAN | For | For |
| 02 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | Management | For | For |
| 03 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 8000 | 0 | 15-Sep-2009 | 15-Sep-2009 |
TYCO ELECTRONICS LTD| Security | H8912P106 | Meeting Type | Special |
| Ticker Symbol | TEL | Meeting Date | 08-Oct-2009 |
| ISIN | CH0102993182 | Agenda | 933138504 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF THE SECOND FISCAL QUARTER OF 2010). | Management | For | For |
| 02 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2400 | 0 | 16-Sep-2009 | 16-Sep-2009 |
THE PROCTER & GAMBLE COMPANY| Security | 742718109 | Meeting Type | Annual |
| Ticker Symbol | PG | Meeting Date | 13-Oct-2009 |
| ISIN | US7427181091 | Agenda | 933134241 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMEND THE COMPANY'S CODE OF REGULATIONS | Management | For | For |
| 04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4700 | 0 | 17-Sep-2009 | 17-Sep-2009 |
HARRIS CORPORATION| Security | 413875105 | Meeting Type | Annual |
| Ticker Symbol | HRS | Meeting Date | 23-Oct-2009 |
| ISIN | US4138751056 | Agenda | 933147236 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LESLIE F. KENNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGORY T. SWIENTON | Management | For | For |
| 02 | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| 03 | THE SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2300 | 0 | 05-Oct-2009 | 05-Oct-2009 |
LINEAR TECHNOLOGY CORPORATION| Security | 535678106 | Meeting Type | Annual |
| Ticker Symbol | LLTC | Meeting Date | 04-Nov-2009 |
| ISIN | US5356781063 | Agenda | 933146828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ROBERT H. SWANSON, JR. | Withheld | Against |
| 2 | DAVID S. LEE | Withheld | Against |
| 5 | THOMAS S. VOLPE | Withheld | Against |
| 02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000. | Management | For | For |
| 03 | TO APPROVE THE COMPANY'S 2009 EXECUTIVE BONUS PLAN. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 27, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 20-Oct-2009 | 20-Oct-2009 |
ALLIED CAPITAL CORPORATION| Security | 01903Q108 | Meeting Type | Special |
| Ticker Symbol | ALD | Meeting Date | 06-Nov-2009 |
| ISIN | US01903Q1085 | Agenda | 933152251 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NAV PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN LIMITATIONS SET FORTH HEREIN (WITHOUT LIMITATION, THAT SHARES ISSUED DOESNOT EXCEED 25% OUTSTANDING) | Management | For | For |
| 02 | TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE THE COMPANY TO SELL OR OTHERWISE ISSUE WARRANTS, OPTIONS OR RIGHTS TO SUBSCRIBE FOR, CONVERT INTO OR PURCHASE SHARES OF ITS COMMON STOCK, IN ONE OR MORE OFFERINGS, AT AN EXERCISE OR CONVERSION PRICE THAT, AT THE TIME SECURITIES ARE ISSUED WILL NOT BE LESS THAN THE FAIR MARKET VALUE PER SHARE BUT MAY BE BELOW NAV. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3400 | 0 | 27-Oct-2009 | 27-Oct-2009 |
CISCO SYSTEMS, INC.| Security | 17275R102 | Meeting Type | Annual |
| Ticker Symbol | CSCO | Meeting Date | 12-Nov-2009 |
| ISIN | US17275R1023 | Agenda | 933147262 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY R. CARTER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: STEVEN M. WEST | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JERRY YANG | Management | For | For |
| 02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| 03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | Management | For | For |
| 05 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For |
| 06 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Shareholder | For | Against |
| 07 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 10225 | 0 | 20-Oct-2009 | 20-Oct-2009 |
MICROSOFT CORPORATION| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 |
| ISIN | US5949181045 | Agenda | 933150310 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For |
| 02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For |
| 03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For |
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For |
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For |
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For |
| 11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Against | For |
| 14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 17000 | 0 | 05-Nov-2009 | 05-Nov-2009 |
KRAFT FOODS INC.| Security | 50075N104 | Meeting Type | Special |
| Ticker Symbol | KFT | Meeting Date | 14-Jan-2010 |
| ISIN | US50075N1046 | Agenda | 933177099 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | A PROPOSAL TO APPROVE ISSUING UP TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. | Management | For | For |
| 02 | A PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2900 | 0 | 18-Jan-2010 | 19-Jan-2010 |
AMDOCS LIMITED| Security | G02602103 | Meeting Type | Annual |
| Ticker Symbol | DOX | Meeting Date | 21-Jan-2010 |
| ISIN | GB0022569080 | Agenda | 933175766 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 11 | ROBERT A. MINICUCCI | For | For |
| 02 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2009. | Management | For | For |
| 03 | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1550 | 0 | 18-Jan-2010 | 18-Jan-2010 |
MONSANTO COMPANY| Security | 61166W101 | Meeting Type | Annual |
| Ticker Symbol | MON | Meeting Date | 26-Jan-2010 |
| ISIN | US61166W1018 | Agenda | 933172900 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: FRANK V. ATLEE III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | APPROVAL OF PERFORMANCE GOALS UNDER THE MONSANTO COMPANY 2005 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 875 | 0 | 22-Jan-2010 | 22-Jan-2010 |
ALBERTO-CULVER COMPANY| Security | 013078100 | Meeting Type | Annual |
| Ticker Symbol | ACV | Meeting Date | 28-Jan-2010 |
| ISIN | US0130781000 | Agenda | 933176364 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES G. BROCKSMITH, JR | For | For |
| 3 | ROBERT H. ROCK, D.B.A. | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1800 | 0 | 06-Jan-2010 | 06-Jan-2010 |
ROCKWELL COLLINS, INC.| Security | 774341101 | Meeting Type | Annual |
| Ticker Symbol | COL | Meeting Date | 09-Feb-2010 |
| ISIN | US7743411016 | Agenda | 933176910 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | M. DONEGAN | Withheld | Against |
| 02 | THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR FISCAL YEAR 2010. | Management | For | For |
| 03 | THE APPROVAL OF AMENDMENTS TO THE CORPORATION'S 2006 LONG-TERM INCENTIVES PLAN. | Management | For | For |
| 04 | REGARDING THE SHAREOWNER PROPOSAL. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1225 | 0 | 18-Jan-2010 | 19-Jan-2010 |
BURLINGTON NORTHERN SANTA FE CORPORATION| Security | 12189T104 | Meeting Type | Special |
| Ticker Symbol | BNI | Meeting Date | 11-Feb-2010 |
| ISIN | US12189T1043 | Agenda | 933179106 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For |
| 02 | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 950 | 0 | 22-Jan-2010 | 22-Jan-2010 |
VARIAN MEDICAL SYSTEMS, INC.| Security | 92220P105 | Meeting Type | Annual |
| Ticker Symbol | VAR | Meeting Date | 11-Feb-2010 |
| ISIN | US92220P1057 | Agenda | 933178534 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JOHN SEELY BROWN | Withheld | Against |
| 3 | MARK R. LARET | Withheld | Against |
| 02 | TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL SYSTEMS, INC. SECOND AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARDS THEREUNDER. | Management | For | For |
| 03 | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1300 | 0 | 22-Jan-2010 | 22-Jan-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Special |
| Ticker Symbol | BAC | Meeting Date | 23-Feb-2010 |
| ISIN | US0605051046 | Agenda | 933183218 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION. | Management | For | For |
| 02 | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 10000 | 0 | 11-Feb-2010 | 11-Feb-2010 |
APPLE INC.| Security | 037833100 | Meeting Type | Annual |
| Ticker Symbol | AAPL | Meeting Date | 25-Feb-2010 |
| ISIN | US0378331005 | Agenda | 933180680 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | WILLIAM V. CAMPBELL | For | For |
| 2 | MILLARD S. DREXLER | For | For |
| 3 | ALBERT A. GORE, JR. | For | For |
| 6 | A.D. LEVINSON, PH.D. | For | For |
| 02 | TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN. | Management | For | For |
| 03 | TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN. | Management | For | For |
| 04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSALS 6 AND 7. | Management | For | For |
| 06 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
| 07 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1500 | 0 | 04-Feb-2010 | 04-Feb-2010 |
AGILENT TECHNOLOGIES, INC.| Security | 00846U101 | Meeting Type | Annual |
| Ticker Symbol | A | Meeting Date | 02-Mar-2010 |
| ISIN | US00846U1016 | Agenda | 933182280 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: PAUL N. CLARK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 02 | THE RATIFICATION OF THE AUDIT AND FINANCE COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | THE APPROVAL OF THE AGILENT TECHNOLOGIES, INC. PERFORMANCE-BASED COMPENSATION PLAN FOR COVERED EMPLOYEES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 11-Feb-2010 | 11-Feb-2010 |
QUALCOMM, INCORPORATED| Security | 747525103 | Meeting Type | Annual |
| Ticker Symbol | QCOM | Meeting Date | 02-Mar-2010 |
| ISIN | US7475251036 | Agenda | 933181620 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | BARBARA T. ALEXANDER | For | For |
| 2 | STEPHEN M. BENNETT | For | For |
| 3 | DONALD G. CRUICKSHANK | For | For |
| 4 | RAYMOND V. DITTAMORE | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 11-Feb-2010 | 11-Feb-2010 |
HOLOGIC, INC.| Security | 436440101 | Meeting Type | Annual |
| Ticker Symbol | HOLX | Meeting Date | 03-Mar-2010 |
| ISIN | US4364401012 | Agenda | 933183369 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ROBERT A. CASCELLA | For | For |
| 5 | DAVID R. LAVANCE JR. | For | For |
| 02 | TO CONSIDER AND ACT UPON RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS HOLOGIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO CONSIDER AND ACT UPON THE ADJOURNMENT OF THE ANNUAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1750 | 0 | 16-Feb-2010 | 16-Feb-2010 |
THE WALT DISNEY COMPANY| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 10-Mar-2010 |
| ISIN | US2546871060 | Agenda | 933183751 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Management | For | For |
| 1L | ELECTION OF DIRECTOR: SHERYL SANDBERG | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For |
| 03 | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO INTERESTED PERSON TRANSACTIONS. | Management | For | For |
| 05 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO BYLAW AMENDMENTS. | Management | For | For |
| 06 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO TRACKING STOCK PROVISIONS. | Management | For | For |
| 07 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO CLASSIFIED BOARD TRANSITION PROVISIONS. | Management | For | For |
| 08 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 09 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO EX-GAY NON DISCRIMINATION POLICY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 6000 | 0 | 22-Feb-2010 | 22-Feb-2010 |
TYCO ELECTRONICS LTD| Security | H8912P106 | Meeting Type | Annual |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2010 |
| ISIN | CH0102993182 | Agenda | 933187672 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF PIERRE R. BRONDEAU | Management | Against | Against |
| 1B | ELECTION OF RAM CHARAN | Management | For | For |
| 1C | ELECTION OF JUERGEN W. GROMER | Management | For | For |
| 1D | ELECTION OF ROBERT M. HERNANDEZ | Management | Against | Against |
| 1E | ELECTION OF THOMAS J. LYNCH | Management | For | For |
| 1F | ELECTION OF DANIEL J. PHELAN | Management | For | For |
| 1G | ELECTION OF FREDERIC M. POSES | Management | Against | Against |
| 1H | ELECTION OF LAWRENCE S. SMITH | Management | For | For |
| 1I | ELECTION OF PAULA A. SNEED | Management | For | For |
| 1J | ELECTION OF DAVID P. STEINER | Management | Against | Against |
| 1K | ELECTION OF JOHN C. VAN SCOTER | Management | Against | Against |
| 2A | TO APPROVE THE 2009 ANNUAL REPORT OF TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE PERIOD ENDED SEPTEMBER 25, 2009 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009) | Management | For | For |
| 2B | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE PERIOD ENDED SEPTEMBER 25, 2009 | Management | For | For |
| 2C | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009 | Management | For | For |
| 03 | TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF TYCO ELECTRONICS SHARES, SUCH PAYMENT TO BE MADE IN FOUR EQUAL QUARTERLY INSTALLMENTS ON OR BEFORE MARCH 25, 2011 (THE END OF THE SECOND FISCAL QUARTER OF 2011) | Management | For | For |
| 04 | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING FISCAL YEAR 2009 | Management | For | For |
| 05 | TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE PLAN | Management | For | For |
| 6A | TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 6B | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO ELECTRONICS | Management | For | For |
| 6C | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO ELECTRONICS | Management | For | For |
| 07 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2400 | 0 | 18-Feb-2010 | 18-Feb-2010 |
TYCO INTERNATIONAL LTD.| Security | H89128104 | Meeting Type | Annual |
| Ticker Symbol | TYC | Meeting Date | 10-Mar-2010 |
| ISIN | CH0100383485 | Agenda | 933185298 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 02 | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 2 | MICHAEL E. DANIELS | For | For |
| 3 | TIMOTHY M. DONAHUE | Withheld | Against |
| 6 | RAJIV L. GUPTA | Withheld | Against |
| 7 | JOHN A. KROL | Withheld | Against |
| 8 | BRENDAN R. O'NEILL | For | For |
| 9 | WILLIAM S. STAVROPOULOS | Withheld | Against |
| 10 | SANDRA S. WIJNBERG | For | For |
| 4A | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 4B | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 24, 2010. | Management | For | For |
| 4C | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 5A | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2009 RESULTS. | Management | For | For |
| 5B | TO APPROVE THE PAYMENT OF A DIVIDEND IN THE FORM OF A CAPITAL REDUCTION, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH THE NEXT ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD. | Management | For | For |
| 06 | AMENDMENT TO OUR ARTICLES OF ASSOCIATION TO PROVIDE FOR PLURALITY VOTING IN THE EVENT THAT NUMBER OF CANDIDATES THAT ARE NOMINATED FOR ELECTION EXCEEDS NUMBER OF POSITIONS AVAILABLE. | Management | For | For |
| 07 | TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 18-Feb-2010 | 18-Feb-2010 |
COVIDIEN PLC| Security | G2554F105 | Meeting Type | Annual |
| Ticker Symbol | COV | Meeting Date | 16-Mar-2010 |
| ISIN | IE00B3QN1M21 | Agenda | 933185337 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | Management | For | For |
| 2A | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | Against | Against |
| 2B | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | Against | Against |
| 2C | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | Management | For | For |
| 2D | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For |
| 2E | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For |
| 2F | ELECTION OF DIRECTOR: KATHY J. HERBERT | Management | For | For |
| 2G | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | Against | Against |
| 2H | ELECTION OF DIRECTOR: RICHARD J. MEELIA | Management | For | For |
| 2I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | Against | Against |
| 2J | ELECTION OF DIRECTOR: TADATAKA YAMADA | Management | For | For |
| 2K | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For |
| 03 | TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For |
| 04 | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For |
| S5 | TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 23-Feb-2010 | 23-Feb-2010 |
HEWLETT-PACKARD COMPANY| Security | 428236103 | Meeting Type | Annual |
| Ticker Symbol | HPQ | Meeting Date | 17-Mar-2010 |
| ISIN | US4282361033 | Agenda | 933187191 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR : M.L. ANDREESSEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR : L.T. BABBIO, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR : S.M. BALDAUF | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR : R.L. GUPTA | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR : J.H. HAMMERGREN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR : M.V. HURD | Management | For | For |
| 1G | ELECTION OF DIRECTOR : J.Z. HYATT | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR : J.R. JOYCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR : R.L. RYAN | Management | For | For |
| IJ | ELECTION OF DIRECTOR : L.S. SALHANY | Management | For | For |
| 1K | ELECTION OF DIRECTOR : G.K. THOMPSON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING OCTOBER 31, 2010. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO CONDUCT AN ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4500 | 0 | 23-Feb-2010 | 23-Feb-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Special |
| Ticker Symbol | BHI | Meeting Date | 31-Mar-2010 |
| ISIN | US0572241075 | Agenda | 933191811 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF BAKER HUGHES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES COMPANY (AS IT MAY BE AMENDED FROM TIME TO TIME). | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1825 | 0 | 01-Mar-2010 | 01-Mar-2010 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)| Security | 806857108 | Meeting Type | Annual |
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2010 |
| ISIN | AN8068571086 | Agenda | 933201395 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For |
| 05 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2200 | 0 | 15-Mar-2010 | 15-Mar-2010 |
DISCOVER FINANCIAL SERVICES| Security | 254709108 | Meeting Type | Annual |
| Ticker Symbol | DFS | Meeting Date | 08-Apr-2010 |
| ISIN | US2547091080 | Agenda | 933193663 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JEFFREY S. ARONIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MARY K. BUSH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GREGORY C. CASE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT M. DEVLIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS G. MAHERAS | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: MICHAEL H. MOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID W. NELMS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH | Management | For | For |
| 02 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5375 | 0 | 10-Mar-2010 | 10-Mar-2010 |
BANK OF NEW YORK MELLON CORP.| Security | 064058100 | Meeting Type | Annual |
| Ticker Symbol | BK | Meeting Date | 13-Apr-2010 |
| ISIN | US0640581007 | Agenda | 933207436 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | NICHOLAS M. DONOFRIO | For | For |
| 7 | MICHAEL J. KOWALSKI | For | For |
| 10 | MARK A. NORDENBERG | For | For |
| 11 | CATHERINE A. REIN | For | For |
| 12 | WILLIAM C. RICHARDSON | For | For |
| 13 | SAMUEL C. SCOTT III | For | For |
| 15 | WESLEY W. VON SCHACK | For | For |
| 02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR SENIOR EXECUTIVES' EQUITY INCENTIVE AWARDS. | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4350 | 0 | 19-Mar-2010 | 19-Mar-2010 |
UNITED TECHNOLOGIES CORPORATION| Security | 913017109 | Meeting Type | Annual |
| Ticker Symbol | UTX | Meeting Date | 14-Apr-2010 |
| ISIN | US9130171096 | Agenda | 933195530 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | LOUIS R. CHENEVERT | For | For |
| 3 | JEAN-PIERRE GARNIER | For | For |
| 5 | CARLOS M. GUTIERREZ | For | For |
| 6 | EDWARD A. KANGAS | Withheld | Against |
| 7 | CHARLES R. LEE | Withheld | Against |
| 8 | RICHARD D. MCCORMICK | For | For |
| 10 | RICHARD B. MYERS | Withheld | Against |
| 11 | H. PATRICK SWYGERT | For | For |
| 13 | CHRISTINE TODD WHITMAN | For | For |
| 02 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1400 | 0 | 16-Mar-2010 | 16-Mar-2010 |
BP P.L.C.| Security | 055622104 | Meeting Type | Annual |
| Ticker Symbol | BP | Meeting Date | 15-Apr-2010 |
| ISIN | US0556221044 | Agenda | 933199716 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | Management | For | For |
| 02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For |
| 03 | TO ELECT MR P ANDERSON AS A DIRECTOR | Management | For | For |
| 04 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For |
| 05 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | Management | For | For |
| 06 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR | Management | For | For |
| 07 | TO RE-ELECT MR I C CONN AS A DIRECTOR | Management | For | For |
| 08 | TO RE-ELECT MR G DAVID AS A DIRECTOR | Management | For | For |
| 09 | TO ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For |
| 10 | TO RE-ELECT MR R DUDLEY AS A DIRECTOR | Management | For | For |
| 11 | TO RE-ELECT MR D J FLINT AS A DIRECTOR | Management | For | For |
| 12 | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For |
| 13 | TO RE-ELECT DR A B HAYWARD AS A DIRECTOR | Management | For | For |
| 14 | TO RE-ELECT MR A G INGLIS AS A DIRECTOR | Management | For | For |
| 15 | TO RE-ELECT DR D S JULIUS AS A DIRECTOR | Management | For | For |
| 16 | TO ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For |
| 17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| S18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For |
| S19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For |
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For |
| S21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS | Management | For | For |
| S22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For |
| 23 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN | Management | For | For |
| 24 | TO APPROVE THE SCRIP DIVIDEND PROGRAMME | Management | For | For |
| S25 | SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3500 | 0 | 18-Mar-2010 | 18-Mar-2010 |
PPG INDUSTRIES, INC.| Security | 693506107 | Meeting Type | Annual |
| Ticker Symbol | PPG | Meeting Date | 15-Apr-2010 |
| ISIN | US6935061076 | Agenda | 933195112 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES G. BERGES | Withheld | Against |
| 2 | VICTORIA F. HAYNES | For | For |
| 3 | MARTIN H. RICHENHAGEN | For | For |
| 2 | THE ENDORSEMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 17-Mar-2010 | 17-Mar-2010 |
TEXAS INSTRUMENTS INCORPORATED| Security | 882508104 | Meeting Type | Annual |
| Ticker Symbol | TXN | Meeting Date | 15-Apr-2010 |
| ISIN | US8825081040 | Agenda | 933195465 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: D.L. BOREN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For |
| 1D | ELECTION OF DIRECTOR: C.S. COX | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D.R. GOODE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: S.P. MACMILLAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For |
| 1K | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For |
| 02 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3400 | 0 | 16-Mar-2010 | 16-Mar-2010 |
ELI LILLY AND COMPANY| Security | 532457108 | Meeting Type | Annual |
| Ticker Symbol | LLY | Meeting Date | 19-Apr-2010 |
| ISIN | US5324571083 | Agenda | 933197128 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR : R. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR : W. BISCHOFF | Management | For | For |
| 1C | ELECTION OF DIRECTOR : R.D. HOOVER | Management | For | For |
| 1D | ELECTION OF DIRECTOR : F.G. PRENDERGAST | Management | For | For |
| 1E | ELECTION OF DIRECTOR : K.P. SEIFERT | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 03 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For |
| 04 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL SHAREHOLDERS' MEETINGS. | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING ON THE COMPENSATION COMMITTEE. | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS INTO RETIREMENT. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3850 | 0 | 18-Mar-2010 | 18-Mar-2010 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Annual |
| Ticker Symbol | C | Meeting Date | 20-Apr-2010 |
| ISIN | US1729671016 | Agenda | 933203503 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Management | For | For |
| 1H | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For |
| 1N | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For |
| 1O | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. | Management | For | For |
| 05 | PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. | Management | For | For |
| 06 | PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | Management | For | For |
| 07 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | Management | For | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- PARTISANSHIP. | Shareholder | Against | For |
| 09 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| 10 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| 12 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. | Shareholder | Against | For |
| 13 | STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 14500 | 0 | 22-Mar-2010 | 22-Mar-2010 |
GOODRICH CORPORATION| Security | 382388106 | Meeting Type | Annual |
| Ticker Symbol | GR | Meeting Date | 20-Apr-2010 |
| ISIN | US3823881061 | Agenda | 933197154 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | GEORGE A. DAVIDSON, JR. | For | For |
| 4 | HARRIS E. DELOACH, JR. | For | For |
| 5 | JAMES W. GRIFFITH | Withheld | Against |
| 6 | WILLIAM R. HOLLAND | Withheld | Against |
| 8 | MARSHALL O. LARSEN | For | For |
| 10 | DOUGLAS E. OLESEN | For | For |
| 11 | ALFRED M. RANKIN, JR. | For | For |
| 02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | For | For |
| 03 | APPROVE AN AMENDMENT AND RESTATEMENT OF THE SENIOR EXECUTIVE MANAGEMENT INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1700 | 0 | 23-Mar-2010 | 23-Mar-2010 |
U.S. BANCORP| Security | 902973304 | Meeting Type | Annual |
| Ticker Symbol | USB | Meeting Date | 20-Apr-2010 |
| ISIN | US9029733048 | Agenda | 933203159 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For |
| 1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5000 | 0 | 22-Mar-2010 | 22-Mar-2010 |
THE COCA-COLA COMPANY| Security | 191216100 | Meeting Type | Annual |
| Ticker Symbol | KO | Meeting Date | 21-Apr-2010 |
| ISIN | US1912161007 | Agenda | 933196758 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For |
| 02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | Against | Against |
| 03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | Against | Against |
| 04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against |
| 05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For |
| 08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For |
| 09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For |
| 10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| 11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For |
| 12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For |
| 13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For |
| 14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For |
| 15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| 16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For |
| 18 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | For |
| 19 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Annual |
| Ticker Symbol | BHI | Meeting Date | 22-Apr-2010 |
| ISIN | US0572241075 | Agenda | 933198182 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | CLARENCE P. CAZALOT | For | For |
| 4 | EDWARD P. DJEREJIAN | For | For |
| 5 | ANTHONY G. FERNANDES | For | For |
| 6 | CLAIRE W. GARGALLI | For | For |
| 7 | PIERRE H. JUNGELS | Withheld | Against |
| 10 | H. JOHN RILEY, JR. | Withheld | Against |
| 11 | CHARLES L. WATSON | Withheld | Against |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 03 | MANAGEMENT PROPOSAL NO. 1 REGARDING THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION THAT WOULD, SUBJECT TO ANY LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS, REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL STOCKHOLDER MEETINGS FOLLOWING A REQUEST FROM THE HOLDERS OF 25% OF OUR VOTING STOCK | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1825 | 0 | 24-Mar-2010 | 24-Mar-2010 |
CENTERPOINT ENERGY, INC.| Security | 15189T107 | Meeting Type | Annual |
| Ticker Symbol | CNP | Meeting Date | 22-Apr-2010 |
| ISIN | US15189T1079 | Agenda | 933199273 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DONALD R. CAMPBELL | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MILTON CARROLL | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: DERRILL CODY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL P. JOHNSON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ROBERT T. O'CONNELL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SUSAN O. RHENEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: PETER S. WAREING | Management | For | For |
| 02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
JOHNSON & JOHNSON| Security | 478160104 | Meeting Type | Annual |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 |
| ISIN | US4781601046 | Agenda | 933205963 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For |
| 1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 04 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
PFIZER INC.| Security | 717081103 | Meeting Type | Annual |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2010 |
| ISIN | US7170811035 | Agenda | 933210243 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1O | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 19334 | 0 | 29-Mar-2010 | 29-Mar-2010 |
SENSIENT TECHNOLOGIES CORPORATION| Security | 81725T100 | Meeting Type | Annual |
| Ticker Symbol | SXT | Meeting Date | 22-Apr-2010 |
| ISIN | US81725T1007 | Agenda | 933204668 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | FERGUS M. CLYDESDALE | For | For |
| 4 | WILLIAM V. HICKEY | Withheld | Against |
| 5 | KENNETH P. MANNING | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3700 | 0 | 29-Mar-2010 | 29-Mar-2010 |
ABBOTT LABORATORIES| Security | 002824100 | Meeting Type | Annual |
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2010 |
| ISIN | US0028241000 | Agenda | 933205898 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL-ADVISORY VOTE | Shareholder | For | Against |
| 04 | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
SEASPAN CORPORATION| Security | Y75638109 | Meeting Type | Annual |
| Ticker Symbol | SSW | Meeting Date | 25-Apr-2010 |
| ISIN | MHY756381098 | Agenda | 933212588 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | GERRY WANG | Withheld | Against |
| 2 | PETER LORANGE | Withheld | Against |
| 3 | GRAHAM PORTER | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS SEASPAN CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2250 | 0 | 06-Apr-2010 | 06-Apr-2010 |
MEADWESTVACO CORPORATION| Security | 583334107 | Meeting Type | Annual |
| Ticker Symbol | MWV | Meeting Date | 26-Apr-2010 |
| ISIN | US5833341077 | Agenda | 933215471 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: DR. THOMAS W. COLE, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JAMES G. KAISER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: SUSAN J. KROPF | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DOUGLAS S. LUKE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: TIMOTHY H. POWERS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: EDWARD M. STRAW | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JANE L. WARNER | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1000 | 0 | 06-Apr-2010 | 06-Apr-2010 |
THE BOEING COMPANY| Security | 097023105 | Meeting Type | Annual |
| Ticker Symbol | BA | Meeting Date | 26-Apr-2010 |
| ISIN | US0970231058 | Agenda | 933201561 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN H. BIGGS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM M. DALEY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | ETHICAL CRITERIA FOR MILITARY CONTRACTS. | Shareholder | For | Against |
| 04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Shareholder | For | Against |
| 05 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. | Shareholder | For | Against |
| 06 | INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2075 | 0 | 13-Apr-2010 | 13-Apr-2010 |
AMEREN CORPORATION| Security | 023608102 | Meeting Type | Annual |
| Ticker Symbol | AEE | Meeting Date | 27-Apr-2010 |
| ISIN | US0236081024 | Agenda | 933201725 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ELLEN M. FITZSIMMONS | For | For |
| 4 | GAYLE P.W. JACKSON | For | For |
| 6 | STEVEN H. LIPSTEIN | For | For |
| 7 | CHARLES W. MUELLER | For | For |
| 11 | STEPHEN R. WILSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY PLANT EXTENSION OF OPERATING LICENSE. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
EXELON CORPORATION| Security | 30161N101 | Meeting Type | Annual |
| Ticker Symbol | EXC | Meeting Date | 27-Apr-2010 |
| ISIN | US30161N1019 | Agenda | 933201826 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M. WALTER D'ALESSIO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: BRUCE DEMARS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: NELSON A. DIAZ | Management | For | For |
| 1F | ELECTION OF DIRECTOR: SUE L. GIN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: ROSEMARIE B. GRECO | Management | For | For |
| 1H | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOHN M. PALMS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: THOMAS J. RIDGE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For |
| 1N | ELECTION OF DIRECTOR: JOHN W. ROWE | Management | For | For |
| 1O | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR | Management | Against | Against |
| 1P | ELECTION OF DIRECTOR: DON THOMPSON | Management | For | For |
| 02 | THE APPROVAL OF EXELON CORPORATION'S 2011 LONG- TERM INCENTIVE PLAN. | Management | For | For |
| 03 | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1400 | 0 | 29-Mar-2010 | 29-Mar-2010 |
INTERNATIONAL BUSINESS MACHINES CORP.| Security | 459200101 | Meeting Type | Annual |
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2010 |
| ISIN | US4592001014 | Agenda | 933199653 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. BLACK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M.L. ESKEW | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: S.A. JACKSON | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T. NISHIMURO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For |
| 1L | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For |
| 1N | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2425 | 0 | 31-Mar-2010 | 31-Mar-2010 |
INTERNATIONAL FLAVORS & FRAGRANCES INC.| Security | 459506101 | Meeting Type | Annual |
| Ticker Symbol | IFF | Meeting Date | 27-Apr-2010 |
| ISIN | US4595061015 | Agenda | 933198081 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARGARET HAYES ADAME | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MARCELLO BOTTOLI | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LINDA B. BUCK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J. MICHAEL COOK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: PETER A. GEORGESCU | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: DOUGLAS D. TOUGH | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | TO APPROVE THE 2010 STOCK AWARD AND INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 06-Apr-2010 | 06-Apr-2010 |
L-3 COMMUNICATIONS HOLDINGS, INC.| Security | 502424104 | Meeting Type | Annual |
| Ticker Symbol | LLL | Meeting Date | 27-Apr-2010 |
| ISIN | US5024241045 | Agenda | 933203642 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | CLAUDE R. CANIZARES | Withheld | Against |
| 2 | THOMAS A. CORCORAN | Withheld | Against |
| 4 | ALAN H. WASHKOWITZ | For | For |
| 2 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE PLAN. | Management | For | For |
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 06-Apr-2010 | 06-Apr-2010 |
PRAXAIR, INC.| Security | 74005P104 | Meeting Type | Annual |
| Ticker Symbol | PX | Meeting Date | 27-Apr-2010 |
| ISIN | US74005P1049 | Agenda | 933201600 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | CLAIRE W. GARGALLI | For | For |
| 6 | RAYMOND W. LEBOEUF | For | For |
| 8 | WAYNE T. SMITH | Withheld | Against |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 675 | 0 | 06-Apr-2010 | 06-Apr-2010 |
SPECTRA ENERGY CORP| Security | 847560109 | Meeting Type | Annual |
| Ticker Symbol | SE | Meeting Date | 27-Apr-2010 |
| ISIN | US8475601097 | Agenda | 933202234 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 6 | MICHAEL E.J. PHELPS | Withheld | Against |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST" THE FOLLOWING PROPOSAL 3. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2525 | 0 | 06-Apr-2010 | 06-Apr-2010 |
THE PNC FINANCIAL SERVICES GROUP, INC.| Security | 693475105 | Meeting Type | Annual |
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2010 |
| ISIN | US6934751057 | Agenda | 933204884 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. CLAY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For |
| 1L | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | Against | Against |
| 1N | ELECTION OF DIRECTOR: STEPHEN G. THIEKE | Management | For | For |
| 1O | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For |
| 1P | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For |
| 2 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 3 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 4 | A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| 5 | A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 06-Apr-2010 | 06-Apr-2010 |
UNITED STATES STEEL CORPORATION| Security | 912909108 | Meeting Type | Annual |
| Ticker Symbol | X | Meeting Date | 27-Apr-2010 |
| ISIN | US9129091081 | Agenda | 933201624 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | CHARLES R. LEE | Withheld | Against |
| 02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | APPROVAL OF AMENDMENT AND RESTATEMENT OF 2005 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | APPROVAL OF 2010 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 200 | 0 | 31-Mar-2010 | 31-Mar-2010 |
WELLS FARGO & COMPANY| Security | 949746101 | Meeting Type | Annual |
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2010 |
| ISIN | US9497461015 | Agenda | 933204593 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For |
| 1G | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ROBERT K. STEEL | Management | For | For |
| 1O | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For |
| 1P | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For |
| 02 | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | Management | For | For |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4716 | 0 | 06-Apr-2010 | 06-Apr-2010 |
ASPEN INSURANCE HOLDINGS LIMITED| Security | G05384105 | Meeting Type | Annual |
| Ticker Symbol | AHL | Meeting Date | 28-Apr-2010 |
| ISIN | BMG053841059 | Agenda | 933209062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | MR. IAN CORMACK* | Withheld | Against |
| 2 | MR. MATTHEW BOTEIN* | Withheld | Against |
| 3 | MR. RICHARD BUCKNALL* | For | For |
| 4 | MR. PETER O'FLINN** | For | For |
| 02 | TO APPOINT KPMG AUDIT PLC. LONDON, ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET THE RUMUNERATION FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4125 | 0 | 06-Apr-2010 | 06-Apr-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Annual |
| Ticker Symbol | BAC | Meeting Date | 28-Apr-2010 |
| ISIN | US0605051046 | Agenda | 933203111 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For |
| 02 | A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION | Management | For | For |
| 04 | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 05 | A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| 09 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 10 | STOCKHOLDER PROPOSAL - SUCCESSION PLANNING | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL - DERIVATIVES TRADING | Shareholder | Against | For |
| 12 | STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 10000 | 0 | 13-Apr-2010 | 13-Apr-2010 |
E. I. DU PONT DE NEMOURS AND COMPANY| Security | 263534109 | Meeting Type | Annual |
| Ticker Symbol | DD | Meeting Date | 28-Apr-2010 |
| ISIN | US2635341090 | Agenda | 933206535 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SAMUEL W. BODMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN T. DILLON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | For | For |
| 02 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ON SHAREHOLDER SAY ON EXECUTIVE PAY | Shareholder | For | Against |
| 04 | ON AMENDMENT TO HUMAN RIGHTS POLICY | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1550 | 0 | 06-Apr-2010 | 06-Apr-2010 |
GENERAL ELECTRIC COMPANY| Security | 369604103 | Meeting Type | Annual |
| Ticker Symbol | GE | Meeting Date | 28-Apr-2010 |
| ISIN | US3696041033 | Agenda | 933200090 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | Against | Against |
| A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| A3 | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | Management | For | For |
| A4 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For |
| A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | Against | Against |
| A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For |
| A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | Against | Against |
| A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | Against | Against |
| A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For |
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Against | Against |
| A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For |
| A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For |
| A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For |
| B1 | RATIFICATION OF KPMG | Management | For | For |
| C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For |
| C2 | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| C3 | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
| C4 | SHAREOWNER PROPOSAL: PAY DISPARITY | Shareholder | Against | For |
| C5 | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | Shareholder | Against | For |
| C6 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 19750 | 0 | 06-Apr-2010 | 06-Apr-2010 |
EMC CORPORATION| Security | 268648102 | Meeting Type | Annual |
| Ticker Symbol | EMC | Meeting Date | 29-Apr-2010 |
| ISIN | US2686481027 | Agenda | 933203200 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Management | For | For |
| 1I | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For |
| 02 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS. | Management | For | For |
| 03 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against |
| 04 | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 6000 | 0 | 06-Apr-2010 | 06-Apr-2010 |
KIMBERLY-CLARK CORPORATION| Security | 494368103 | Meeting Type | Annual |
| Ticker Symbol | KMB | Meeting Date | 29-Apr-2010 |
| ISIN | US4943681035 | Agenda | 933197255 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN R. ALM | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DENNIS R. BERESFORD | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For |
| 1L | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Management | For | For |
| 02 | RATIFICATION OF AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2200 | 0 | 12-Apr-2010 | 12-Apr-2010 |
NYSE EURONEXT| Security | 629491101 | Meeting Type | Annual |
| Ticker Symbol | NYX | Meeting Date | 29-Apr-2010 |
| ISIN | US6294911010 | Agenda | 933215255 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | MARSHALL N. CARTER | For | For |
| 4 | PATRICIA M. CLOHERTY | Withheld | Against |
| 7 | JAN-MICHIEL HESSELS | Withheld | Against |
| 8 | DUNCAN M. MCFARLAND | For | For |
| 10 | DUNCAN L. NIEDERAUER | For | For |
| 13 | JACKSON P. TAI | Withheld | Against |
| 14 | JEAN-FRANCOIS THEODORE | For | For |
| 15 | RIJNHARD VAN TETS | Withheld | Against |
| 16 | SIR BRIAN WILLIAMSON | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO APPROVE THE STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTING IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS. | Shareholder | For |
| 04 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING CERTIFICATED SHARES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2925 | 0 | 12-Apr-2010 | 12-Apr-2010 |
AT&T INC.| Security | 00206R102 | Meeting Type | Annual |
| Ticker Symbol | T | Meeting Date | 30-Apr-2010 |
| ISIN | US00206R1023 | Agenda | 933200177 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
| 03 | CUMULATIVE VOTING. | Shareholder | Against | For |
| 04 | PENSION CREDIT POLICY. | Shareholder | Against | For |
| 05 | ADVISORY VOTE ON COMPENSATION. | Shareholder | For | Against |
| 06 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 11325 | 0 | 12-Apr-2010 | 12-Apr-2010 |
THE TRAVELERS COMPANIES, INC.| Security | 89417E109 | Meeting Type | Annual |
| Ticker Symbol | TRV | Meeting Date | 04-May-2010 |
| ISIN | US89417E1091 | Agenda | 933205115 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Management | For | For |
| 1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For |
| 1L | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2950 | 0 | 19-Apr-2010 | 19-Apr-2010 |
GENERAL DYNAMICS CORPORATION| Security | 369550108 | Meeting Type | Annual |
| Ticker Symbol | GD | Meeting Date | 05-May-2010 |
| ISIN | US3695501086 | Agenda | 933209290 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAY L. JOHNSON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GEORGE A. JOULWAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For |
| 1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT WALMSLEY | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL WITH REGARD TO WEAPONS IN SPACE. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1300 | 0 | 22-Apr-2010 | 22-Apr-2010 |
PEPSICO, INC.| Security | 713448108 | Meeting Type | Annual |
| Ticker Symbol | PEP | Meeting Date | 05-May-2010 |
| ISIN | US7134481081 | Agenda | 933213388 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For |
| 02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| 03 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM INCENTIVE PLAN. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2800 | 0 | 22-Apr-2010 | 22-Apr-2010 |
WINDSTREAM CORPORATION| Security | 97381W104 | Meeting Type | Annual |
| Ticker Symbol | WIN | Meeting Date | 05-May-2010 |
| ISIN | US97381W1045 | Agenda | 933211043 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CAROL B. ARMITAGE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SAMUEL E. BEALL, III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: FRANCIS X. FRANTZ | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JEFFERY R. GARDNER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JUDY K. JONES | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY | Management | For | For |
| 02 | TO ADOPT AND APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN | Management | Against | Against |
| 03 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) RESOLUTION CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION POLICIES | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010 | Management | For | For |
| 05 | HOLDING EQUITY UNTIL RETIREMENT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 7100 | 0 | 22-Apr-2010 | 22-Apr-2010 |
AVON PRODUCTS, INC.| Security | 054303102 | Meeting Type | Annual |
| Ticker Symbol | AVP | Meeting Date | 06-May-2010 |
| ISIN | US0543031027 | Agenda | 933212083 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 5 | MARIA ELENA LAGOMASINO | For | For |
| 10 | LAWRENCE A. WEINBACH | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 3 | APPROVAL OF 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3050 | 0 | 22-Apr-2010 | 22-Apr-2010 |
DUKE ENERGY CORPORATION| Security | 26441C105 | Meeting Type | Annual |
| Ticker Symbol | DUK | Meeting Date | 06-May-2010 |
| ISIN | US26441C1053 | Agenda | 933207347 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | WILLIAM BARNET, III | For | For |
| 2 | G. ALEX BERNHARDT, SR. | For | For |
| 3 | MICHAEL G. BROWNING | For | For |
| 7 | JAMES H. HANCE, JR. | Withheld | Against |
| 02 | APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN | Management | For | For |
| 03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2010 | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY GLOBAL WARMING- RELATED LOBBYING ACTIVITIES | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE ELECTION OF DIRECTORS | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY COMPENSATION BY SENIOR EXECUTIVES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
HOST HOTELS & RESORTS, INC.| Security | 44107P104 | Meeting Type | Annual |
| Ticker Symbol | HST | Meeting Date | 06-May-2010 |
| ISIN | US44107P1049 | Agenda | 933231019 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROBERT M. BAYLIS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN, JR. | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: TERENCE C. GOLDEN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ANN M. KOROLOGOS | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: RICHARD E. MARRIOTT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GORDON H. SMITH | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | For | For |
| 02 | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2312 | 0 | 22-Apr-2010 | 22-Apr-2010 |
NOKIA CORPORATION| Security | 654902204 | Meeting Type | Annual |
| Ticker Symbol | NOK | Meeting Date | 06-May-2010 |
| ISIN | US6549022043 | Agenda | 933190972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 07 | ADOPTION OF THE ANNUAL ACCOUNTS. | Management | For | For |
| 08 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | Management | For | For |
| 09 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Management | For | For |
| 10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 1 | LALITA D. GUPTE | Withheld | Against |
| 2 | DR. BENGT HOLMSTROM | For | For |
| 3 | PROF. DR. H. KAGERMANN | For | For |
| 4 | OLLI-PEKKA KALLASVUO | For | For |
| 6 | ISABEL MAREY-SEMPER | For | For |
| 7 | JORMA OLLILA | Withheld | Against |
| 8 | DAME MARJORIE SCARDINO | For | For |
| 9 | RISTO SIILASMAA | Withheld | Against |
| 13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | Management | For | For |
| 14 | ELECTION OF AUDITOR. | Management | For | For |
| 15 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. | Management | For | For |
| 16 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | Management | For | For |
| 17 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 6500 | 0 | 12-Apr-2010 | 12-Apr-2010 |
UNION PACIFIC CORPORATION| Security | 907818108 | Meeting Type | Annual |
| Ticker Symbol | UNP | Meeting Date | 06-May-2010 |
| ISIN | US9078181081 | Agenda | 933230411 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: T.J. DONOHUE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A.W. DUNHAM | Management | For | For |
| 1E | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For |
| 1J | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For |
| 1K | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: J.R. YOUNG | Management | For | For |
| 02 | APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1275 | 0 | 26-Apr-2010 | 26-Apr-2010 |
UNITED PARCEL SERVICE, INC.| Security | 911312106 | Meeting Type | Annual |
| Ticker Symbol | UPS | Meeting Date | 06-May-2010 |
| ISIN | US9113121068 | Agenda | 933208969 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | STUART E. EIZENSTAT | For | For |
| 6 | WILLIAM R. JOHNSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD FROM THE UPS CERTIFICATE OF INCORPORATION SO THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1775 | 0 | 26-Apr-2010 | 26-Apr-2010 |
VERIZON COMMUNICATIONS INC.| Security | 92343V104 | Meeting Type | Annual |
| Ticker Symbol | VZ | Meeting Date | 06-May-2010 |
| ISIN | US92343V1044 | Agenda | 933212451 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | Against | Against |
| 1M | ELECTION OF DIRECTOR: JOHN R. STAFFORD | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | Management | For | For |
| 04 | PROHIBIT GRANTING STOCK OPTIONS | Shareholder | Against | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Shareholder | Against | For |
| 07 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | For | Against |
| 08 | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Shareholder | Against | For |
| 09 | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | Shareholder | For | Against |
| 10 | EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5450 | 0 | 29-Apr-2010 | 29-Apr-2010 |
BARNES GROUP INC.| Security | 067806109 | Meeting Type | Annual |
| Ticker Symbol | B | Meeting Date | 07-May-2010 |
| ISIN | US0678061096 | Agenda | 933237097 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | GEORGE T. CARPENTER* | For | For |
| 3 | WILLIAM J. MORGAN* | For | For |
| 4 | HASSELL H. MCCLELLAN** | For | For |
| 02 | APPROVE THE BARNES GROUP INC. STOCK AND INCENTIVE AWARD PLAN, AS AMENDED | Management | For | For |
| 03 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 04 | CONSIDERATION OF STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 26-Apr-2010 | 26-Apr-2010 |
COLGATE-PALMOLIVE COMPANY| Security | 194162103 | Meeting Type | Annual |
| Ticker Symbol | CL | Meeting Date | 07-May-2010 |
| ISIN | US1941621039 | Agenda | 933208539 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For |
| 1B | ELECTION OF DIRECTOR: IAN COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DAVID W. JOHNSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For |
| 1J | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For |
| 02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1475 | 0 | 29-Apr-2010 | 29-Apr-2010 |
ILLINOIS TOOL WORKS INC.| Security | 452308109 | Meeting Type | Annual |
| Ticker Symbol | ITW | Meeting Date | 07-May-2010 |
| ISIN | US4523081093 | Agenda | 933207272 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SUSAN CROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DAVID B. SPEER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, REQUESTING REPORTS ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1800 | 0 | 26-Apr-2010 | 26-Apr-2010 |
THE GOLDMAN SACHS GROUP, INC.| Security | 38141G104 | Meeting Type | Annual |
| Ticker Symbol | GS | Meeting Date | 07-May-2010 |
| ISIN | US38141G1040 | Agenda | 933232338 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN H. BRYAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CLAES DAHLBACK | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | Management | For | For |
| 03 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | Management | For | For |
| 04 | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | Management | For | For |
| 05 | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | Shareholder | Against | For |
| 07 | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 10 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | Shareholder | Against | For |
| 11 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | Shareholder | Against | For |
| 12 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1150 | 0 | 27-Apr-2010 | 27-Apr-2010 |
PITNEY BOWES INC.| Security | 724479100 | Meeting Type | Annual |
| Ticker Symbol | PBI | Meeting Date | 10-May-2010 |
| ISIN | US7244791007 | Agenda | 933216473 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ERNIE GREEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. MCFARLANE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: EDUARDO R. MENASCE | Management | Against | Against |
| 02 | RATIFICATION OF INDEPENDENT ACCOUNTANTS FOR 2010. | Management | For | For |
| 03 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION ("CERTIFICATE") AND AMENDED AND RESTATED BY-LAWS ("BY-LAWS") TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
| 04 | CONSIDERATION OF A STOCKHOLDER PROPOSAL. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1725 | 0 | 29-Apr-2010 | 29-Apr-2010 |
3M COMPANY| Security | 88579Y101 | Meeting Type | Annual |
| Ticker Symbol | MMM | Meeting Date | 11-May-2010 |
| ISIN | US88579Y1010 | Agenda | 933208565 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1925 | 0 | 29-Apr-2010 | 29-Apr-2010 |
DANAHER CORPORATION| Security | 235851102 | Meeting Type | Annual |
| Ticker Symbol | DHR | Meeting Date | 11-May-2010 |
| ISIN | US2358511028 | Agenda | 933230536 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER'S BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO DECLASSIFY THE BOARD OF DIRECTORS WITHIN ONE YEAR, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1000 | 0 | 03-May-2010 | 03-May-2010 |
GILEAD SCIENCES, INC.| Security | 375558103 | Meeting Type | Annual |
| Ticker Symbol | GILD | Meeting Date | 11-May-2010 |
| ISIN | US3755581036 | Agenda | 933218667 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | ETIENNE F. DAVIGNON | Withheld | Against |
| 10 | NICHOLAS G. MOORE | For | For |
| 11 | RICHARD J. WHITLEY | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD'S CERTIFICATE OF INCORPORATION AND BY-LAWS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1500 | 0 | 29-Apr-2010 | 29-Apr-2010 |
NEWELL RUBBERMAID INC.| Security | 651229106 | Meeting Type | Annual |
| Ticker Symbol | NWL | Meeting Date | 11-May-2010 |
| ISIN | US6512291062 | Agenda | 933228707 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SCOTT S. COWEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For |
| 02 | APPROVE THE NEWELL RUBBERMAID INC. 2010 STOCK PLAN. | Management | For | For |
| 03 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3800 | 0 | 03-May-2010 | 03-May-2010 |
PRUDENTIAL FINANCIAL, INC.| Security | 744320102 | Meeting Type | Annual |
| Ticker Symbol | PRU | Meeting Date | 11-May-2010 |
| ISIN | US7443201022 | Agenda | 933219013 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JON F. HANSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON COMPENSATION POLICIES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
AMERICAN TOWER CORPORATION| Security | 029912201 | Meeting Type | Annual |
| Ticker Symbol | AMT | Meeting Date | 12-May-2010 |
| ISIN | US0299122012 | Agenda | 933215116 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RONALD M. DYKES | Management | For | For |
| 1C | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For |
| 1F | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1250 | 0 | 29-Apr-2010 | 29-Apr-2010 |
AMGEN INC.| Security | 031162100 | Meeting Type | Annual |
| Ticker Symbol | AMGN | Meeting Date | 12-May-2010 |
| ISIN | US0311621009 | Agenda | 933212134 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For |
| 1M | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | For | For |
| 3A | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION BY WRITTEN CONSENT) | Shareholder | For | Against |
| 3B | STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2 (EQUITY RETENTION POLICY) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1300 | 0 | 29-Apr-2010 | 29-Apr-2010 |
CVS CAREMARK CORPORATION| Security | 126650100 | Meeting Type | Annual |
| Ticker Symbol | CVS | Meeting Date | 12-May-2010 |
| ISIN | US1266501006 | Agenda | 933219152 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: EDWIN M. BANKS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MARIAN L. HEARD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. JOYCE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: TERRENCE MURRAY | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Management | For | For |
| 1K | ELECTION OF DIRECTOR: THOMAS M. RYAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | Against | Against |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. | Management | For | For |
| 04 | PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP GLOBAL WARMING. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
PHILIP MORRIS INTERNATIONAL INC.| Security | 718172109 | Meeting Type | Annual |
| Ticker Symbol | PM | Meeting Date | 12-May-2010 |
| ISIN | US7181721090 | Agenda | 933223240 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For |
| 1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For |
| 02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2050 | 0 | 03-May-2010 | 03-May-2010 |
SEMPRA ENERGY| Security | 816851109 | Meeting Type | Annual |
| Ticker Symbol | SRE | Meeting Date | 12-May-2010 |
| ISIN | US8168511090 | Agenda | 933218489 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: WILLIAM D. JONES | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CARLOS RUIZ | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: NEAL E. SCHMALE | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 675 | 0 | 04-May-2010 | 04-May-2010 |
NUCOR CORPORATION| Security | 670346105 | Meeting Type | Annual |
| Ticker Symbol | NUE | Meeting Date | 13-May-2010 |
| ISIN | US6703461052 | Agenda | 933219772 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010 | Management | For | For |
| 03 | APPROVE AMENDMENTS TO NUCOR'S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS | Management | For | For |
| 04 | APPROVE THE 2010 STOCK OPTION AND AWARD PLAN | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 700 | 0 | 06-May-2010 | 06-May-2010 |
STARWOOD HOTELS & RESORTS WORLDWIDE| Security | 85590A401 | Meeting Type | Annual |
| Ticker Symbol | HOT | Meeting Date | 13-May-2010 |
| ISIN | US85590A4013 | Agenda | 933222717 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ADAM ARON | Withheld | Against |
| 2 | CHARLENE BARSHEFSKY | For | For |
| 4 | CLAYTON DALEY, JR. | For | For |
| 8 | STEPHEN QUAZZO | Withheld | Against |
| 10 | FRITS VAN PAASSCHEN | For | For |
| 11 | KNEELAND YOUNGBLOOD | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO REAPPROVE THE COMPANY'S ANNUAL INCENTIVE PLAN FOR CERTAIN EXECUTIVES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 06-May-2010 | 06-May-2010 |
THE CHARLES SCHWAB CORPORATION| Security | 808513105 | Meeting Type | Annual |
| Ticker Symbol | SCHW | Meeting Date | 13-May-2010 |
| ISIN | US8085131055 | Agenda | 933221335 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | Management | Against | Against |
| 04 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5600 | 0 | 06-May-2010 | 06-May-2010 |
WYNDHAM WORLDWIDE CORPORATION| Security | 98310W108 | Meeting Type | Annual |
| Ticker Symbol | WYN | Meeting Date | 13-May-2010 |
| ISIN | US98310W1080 | Agenda | 933223430 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | HONOURABLE B. MULRONEY | Withheld | Against |
| 2 | MICHAEL H. WARGOTZ | For | For |
| 2 | TO VOTE ON A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| 3 | TO VOTE ON A PROPOSAL TO APPROVE THE AMENDMENT OF THE WYNDHAM WORLDWIDE CORPORATION 2006 EQUITY AND INCENTIVE PLAN (AS AMENDED AND RESTATED AS OF MAY 12, 2009). | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1020 | 0 | 10-May-2010 | 10-May-2010 |
TRANSOCEAN, LTD.| Security | H8817H100 | Meeting Type | Annual |
| Ticker Symbol | RIG | Meeting Date | 14-May-2010 |
| ISIN | CH0048265513 | Agenda | 933218338 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | Management | For | For |
| 02 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | Management | For | For |
| 03 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | Management | For | For |
| 04 | CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. | Management | For | For |
| 05 | RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. | Management | For | For |
| 06 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | Management | For | For |
| 07 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | Management | For | For |
| 8A | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | Management | For | For |
| 8B | REELECTION OF DIRECTOR: THOMAS W. CASON. | Management | For | For |
| 8C | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | Management | For | For |
| 8D | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | Management | For | For |
| 8E | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | Management | For | For |
| 09 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 900 | 0 | 06-May-2010 | 06-May-2010 |
ANADARKO PETROLEUM CORPORATION| Security | 032511107 | Meeting Type | Annual |
| Ticker Symbol | APC | Meeting Date | 18-May-2010 |
| ISIN | US0325111070 | Agenda | 933231160 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: PRESTON M. GEREN III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: REIMBURSEMENT OF PROXY EXPENSES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2800 | 0 | 10-May-2010 | 10-May-2010 |
JPMORGAN CHASE & CO.| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 18-May-2010 |
| ISIN | US46625H1005 | Agenda | 933226501 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 04 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For |
| 05 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | Shareholder | Against | For |
| 07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | INDEPENDENT CHAIRMAN | Shareholder | Against | For |
| 09 | PAY DISPARITY | Shareholder | Against | For |
| 10 | SHARE RETENTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 6500 | 0 | 10-May-2010 | 10-May-2010 |
KRAFT FOODS INC.| Security | 50075N104 | Meeting Type | Annual |
| Ticker Symbol | KFT | Meeting Date | 18-May-2010 |
| ISIN | US50075N1046 | Agenda | 933205331 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN C. POPE | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For |
| 1L | ELECTION OF DIRECTOR: FRANK G. ZARB | Management | For | For |
| 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3500 | 0 | 11-May-2010 | 11-May-2010 |
MORGAN STANLEY| Security | 617446448 | Meeting Type | Annual |
| Ticker Symbol | MS | Meeting Date | 18-May-2010 |
| ISIN | US6174464486 | Agenda | 933246375 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For |
| 1G | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN J. MACK | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 1K | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
| 03 | TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Against | Against |
| 04 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDINGS REQUIREMENT | Shareholder | Against | For |
| 07 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF MANAGEMENT BONUSES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5000 | 0 | 11-May-2010 | 11-May-2010 |
PRINCIPAL FINANCIAL GROUP, INC.| Security | 74251V102 | Meeting Type | Annual |
| Ticker Symbol | PFG | Meeting Date | 18-May-2010 |
| ISIN | US74251V1026 | Agenda | 933228199 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL T. DAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. DANIEL GELATT | Management | For | For |
| 1C | ELECTION OF DIRECTOR: SANDRA L. HELTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN | Management | For | For |
| 02 | APPROVE 2010 STOCK INCENTIVE PLAN | Management | For | For |
| 03 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3850 | 0 | 12-May-2010 | 12-May-2010 |
RENAISSANCERE HOLDINGS LTD.| Security | G7496G103 | Meeting Type | Annual |
| Ticker Symbol | RNR | Meeting Date | 18-May-2010 |
| ISIN | BMG7496G1033 | Agenda | 933230764 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | NICHOLAS L. TRIVISONNO | For | For |
| 02 | THE ADOPTION OF THE RENAISSANCERE HOLDINGS LTD. 2010 PERFORMANCE-BASED EQUITY INCENTIVE PLAN. | Management | For | For |
| 03 | THE AMENDMENT TO THE RENAISSANCERE HOLDINGS LTD. 2001 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | THE ADOPTION OF THE RENIASSANCERE HOLDINGS LTD. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 05 | TO APPOINT THE FIRM OF ERNST & YOUNG LTD., AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO SERVE AS OUR AUDITORS FOR THE 2010 FISCAL YEAR UNTIL OUR 2011 ANNUAL GENERAL MEETING, AND TO REFER THE DETERMINATION OF THE AUDITORS' REMUNERATION TO THE BOARD OF DIRECTORS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1700 | 0 | 11-May-2010 | 11-May-2010 |
ROYAL DUTCH SHELL PLC| Security | 780259206 | Meeting Type | Annual |
| Ticker Symbol | RDSA | Meeting Date | 18-May-2010 |
| ISIN | US7802592060 | Agenda | 933254346 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Management | For | For |
| 02 | APPROVAL OF REMUNERATION REPORT | Management | For | For |
| 03 | APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR | Management | For | For |
| 04 | RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR | Management | For | For |
| 05 | RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR | Management | For | For |
| 06 | RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR | Management | For | For |
| 07 | RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR | Management | For | For |
| 08 | RE-APPOINTMENT OF WIM KOK AS A DIRECTOR | Management | For | For |
| 09 | RE-APPOINTMENT OF NICK LAND AS A DIRECTOR | Management | Against | Against |
| 10 | RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR | Management | For | For |
| 11 | RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR | Management | For | For |
| 12 | RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR | Management | Against | Against |
| 13 | RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR | Management | For | For |
| 14 | RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR | Management | For | For |
| 15 | RE-APPOINTMENT OF AUDITORS | Management | For | For |
| 16 | REMUNERATION OF AUDITORS | Management | For | For |
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For |
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For |
| 20 | AUTHORITY FOR SCRIP DIVIDEND SCHEME | Management | For | For |
| 21 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For |
| 22 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For |
| 23 | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 30-Apr-2010 | 30-Apr-2010 |
THE ALLSTATE CORPORATION| Security | 020002101 | Meeting Type | Annual |
| Ticker Symbol | ALL | Meeting Date | 18-May-2010 |
| ISIN | US0200021014 | Agenda | 933226119 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | Abstain | Against |
| 1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | Management | Abstain | Against |
| 1F | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | Abstain | Against |
| 1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | Abstain | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against |
| 04 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE COMPENSATION. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2300 | 0 | 06-May-2010 | 06-May-2010 |
WELLPOINT, INC.| Security | 94973V107 | Meeting Type | Annual |
| Ticker Symbol | WLP | Meeting Date | 18-May-2010 |
| ISIN | US94973V1070 | Agenda | 933221397 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JACKIE M. WARD | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY STUDY FOR CONVERTING TO NONPROFIT STATUS. | Shareholder | Against | For |
| 04 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING EXPENSES. | Shareholder | Against | For |
| 05 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Shareholder | For | Against |
| 06 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION OF INCORPORATION FROM INDIANA TO DELAWARE. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1550 | 0 | 12-May-2010 | 12-May-2010 |
AKAMAI TECHNOLOGIES, INC.| Security | 00971T101 | Meeting Type | Annual |
| Ticker Symbol | AKAM | Meeting Date | 19-May-2010 |
| ISIN | US00971T1016 | Agenda | 933242529 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. THOMSON LEIGHTON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: NAOMI O. SELIGMAN | Management | For | For |
| 02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1900 | 0 | 06-May-2010 | 06-May-2010 |
FOOT LOCKER, INC.| Security | 344849104 | Meeting Type | Annual |
| Ticker Symbol | FL | Meeting Date | 19-May-2010 |
| ISIN | US3448491049 | Agenda | 933226993 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 3 | APPROVAL OF THE FOOT LOCKER 2007 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4800 | 0 | 13-May-2010 | 13-May-2010 |
INTEL CORPORATION| Security | 458140100 | Meeting Type | Annual |
| Ticker Symbol | INTC | Meeting Date | 19-May-2010 |
| ISIN | US4581401001 | Agenda | 933224367 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 11000 | 0 | 10-May-2010 | 10-May-2010 |
NORTHROP GRUMMAN CORPORATION| Security | 666807102 | Meeting Type | Annual |
| Ticker Symbol | NOC | Meeting Date | 19-May-2010 |
| ISIN | US6668071029 | Agenda | 933233227 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: THOMAS B. FARGO | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MADELEINE KLEINER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: KEVIN W. SHARER | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For |
| 03 | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER MEETINGS AND CERTAIN OTHER PROVISIONS. | Management | For | For |
| 04 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN TRANSACTIONS. | Management | Against | Against |
| 05 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1200 | 0 | 12-May-2010 | 12-May-2010 |
PPL CORPORATION| Security | 69351T106 | Meeting Type | Annual |
| Ticker Symbol | PPL | Meeting Date | 19-May-2010 |
| ISIN | US69351T1060 | Agenda | 933253382 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | STUART E. GRAHAM | Withheld | Against |
| 02 | COMPANY PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS | Management | For | For |
| 03 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 04 | SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 05 | SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 925 | 0 | 10-May-2010 | 10-May-2010 |
STATE STREET CORPORATION| Security | 857477103 | Meeting Type | Annual |
| Ticker Symbol | STT | Meeting Date | 19-May-2010 |
| ISIN | US8574771031 | Agenda | 933226234 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D. GRUBER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R. LOGUE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: R. SKATES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: G. SUMME | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For |
| 02 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 04 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For |
| 05 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1700 | 0 | 10-May-2010 | 10-May-2010 |
THE HARTFORD FINANCIAL SVCS GROUP, INC.| Security | 416515104 | Meeting Type | Annual |
| Ticker Symbol | HIG | Meeting Date | 19-May-2010 |
| ISIN | US4165151048 | Agenda | 933233203 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TREVOR FETTER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL G. KIRK, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LIAM E. MCGEE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: THOMAS A. RENYI | Management | For | For |
| 1H | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | MANAGEMENT PROPOSAL TO APPROVE THE COMPANY'S 2010 INCENTIVE STOCK PLAN. | Management | For | For |
| 04 | MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS FOR ANNUAL INCENTIVE AWARDS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL RECOMMENDING THAT THE BOARD OF DIRECTORS AMEND THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT OF A SHAREHOLDER OR GROUP OF SHAREHOLDERS FOR EXPENSES INCURRED IN CONNECTION WITH NOMINATING ONE OR MORE CANDIDATES WHO ARE ELECTED BY SHAREHOLDERS IN A CONTESTED ELECTION OF DIRECTORS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1375 | 0 | 10-May-2010 | 10-May-2010 |
ALLEGHENY ENERGY, INC.| Security | 017361106 | Meeting Type | Annual |
| Ticker Symbol | AYE | Meeting Date | 20-May-2010 |
| ISIN | US0173611064 | Agenda | 933213972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. FURLONG BALDWIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ELEANOR BAUM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: TED J. KLEISNER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: STEVEN H. RICE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GUNNAR E. SARSTEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL H. SUTTON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1600 | 0 | 12-May-2010 | 12-May-2010 |
CEPHALON, INC.| Security | 156708109 | Meeting Type | Annual |
| Ticker Symbol | CEPH | Meeting Date | 20-May-2010 |
| ISIN | US1567081096 | Agenda | 933232528 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: FRANK BALDINO, JR., PH.D. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. EGAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MARTYN D. GREENACRE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: VAUGHN M. KAILIAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KEVIN E. MOLEY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES A. SANDERS, M.D. | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: DENNIS L. WINGER | Management | For | For |
| 02 | APPROVAL OF AMENDMENT TO THE 2004 EQUITY COMPENSATION PLAN INCREASING THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. | Management | For | For |
| 03 | APPROVAL OF CEPHALON, INC.'S 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1675 | 0 | 12-May-2010 | 12-May-2010 |
LORILLARD, INC.| Security | 544147101 | Meeting Type | Annual |
| Ticker Symbol | LO | Meeting Date | 20-May-2010 |
| ISIN | US5441471019 | Agenda | 933231526 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | VIRGIS W. COLBERT | Withheld | Against |
| 2 | RICHARD W. ROEDEL | Withheld | Against |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1300 | 0 | 12-May-2010 | 12-May-2010 |
MCDONALD'S CORPORATION| Security | 580135101 | Meeting Type | Annual |
| Ticker Symbol | MCD | Meeting Date | 20-May-2010 |
| ISIN | US5801351017 | Agenda | 933232491 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROGER W. STONE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For |
| 02 | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 04 | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | Shareholder | For | Against |
| 05 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2500 | 0 | 17-May-2010 | 17-May-2010 |
THE HOME DEPOT, INC.| Security | 437076102 | Meeting Type | Annual |
| Ticker Symbol | HD | Meeting Date | 20-May-2010 |
| ISIN | US4370761029 | Agenda | 933228226 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE PLAN | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For |
| 10 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4100 | 0 | 13-May-2010 | 13-May-2010 |
FPL GROUP, INC.| Security | 302571104 | Meeting Type | Annual |
| Ticker Symbol | FPL | Meeting Date | 21-May-2010 |
| ISIN | US3025711041 | Agenda | 933228062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ROBERT M. BEALL, II | For | For |
| 8 | OLIVER D. KINGSLEY, JR. | For | For |
| 10 | WILLIAM H. SWANSON | For | For |
| 11 | MICHAEL H. THAMAN | For | For |
| 12 | HANSEL E. TOOKES, II | Withheld | Against |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY'S NAME TO NEXTERA ENERGY, INC. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1100 | 0 | 17-May-2010 | 17-May-2010 |
J. C. PENNEY COMPANY, INC.| Security | 708160106 | Meeting Type | Annual |
| Ticker Symbol | JCP | Meeting Date | 21-May-2010 |
| ISIN | US7081601061 | Agenda | 933226424 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: C.C. BARRETT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M.A. BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M.K. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: T.J. ENGIBOUS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: K.B. FOSTER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: G.B. LAYBOURNE | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: BURL OSBORNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: L.H. ROBERTS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J.G. TERUEL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R.G. TURNER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: M.E. ULLMAN, III | Management | For | For |
| 1L | ELECTION OF DIRECTOR: M.E. WEST | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4025 | 0 | 12-May-2010 | 12-May-2010 |
UNITEDHEALTH GROUP INCORPORATED| Security | 91324P102 | Meeting Type | Annual |
| Ticker Symbol | UNH | Meeting Date | 24-May-2010 |
| ISIN | US91324P1021 | Agenda | 933235031 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For |
| 1D | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING EXPENSES. | Shareholder | Against | For |
| 04 | SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2050 | 0 | 13-May-2010 | 13-May-2010 |
MERCK & CO., INC.| Security | 58933Y105 | Meeting Type | Annual |
| Ticker Symbol | MRK | Meeting Date | 25-May-2010 |
| ISIN | US58933Y1055 | Agenda | 933236920 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: HARRY R. JACOBSON | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: THOMAS E. SHENK | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For |
| 1O | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For |
| 1P | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | Management | Against | Against |
| 04 | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5300 | 0 | 17-May-2010 | 17-May-2010 |
CHEVRON CORPORATION| Security | 166764100 | Meeting Type | Annual |
| Ticker Symbol | CVX | Meeting Date | 26-May-2010 |
| ISIN | US1667641005 | Agenda | 933241743 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For |
| 1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S. NUNN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For |
| 1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For |
| 1P | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | Management | For | For |
| 04 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For |
| 05 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Shareholder | Against | For |
| 06 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Shareholder | Against | For |
| 07 | GUIDELINES FOR COUNTRY SELECTION | Shareholder | Against | For |
| 08 | FINANCIAL RISKS FROM CLIMATE CHANGE | Shareholder | Against | For |
| 09 | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3051 | 0 | 18-May-2010 | 18-May-2010 |
ENDO PHARMACEUTICALS HOLDINGS INC.| Security | 29264F205 | Meeting Type | Annual |
| Ticker Symbol | ENDP | Meeting Date | 26-May-2010 |
| ISIN | US29264F2056 | Agenda | 933264828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | NANCY J HUTSON, PH.D. | For | For |
| 6 | WILLIAM P. MONTAGUE | For | For |
| 8 | WILLIAM F. SPENGLER | For | For |
| 02 | TO APPROVE THE COMPANY'S 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1750 | 0 | 19-May-2010 | 19-May-2010 |
EXXON MOBIL CORPORATION| Security | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | XOM | Meeting Date | 26-May-2010 |
| ISIN | US30231G1022 | Agenda | 933239267 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | P. BRABECK-LETMATHE | For | For |
| 5 | K.C. FRAZIER | Withheld | Against |
| 7 | M.C. NELSON | Withheld | Against |
| 8 | S.J. PALMISANO | Withheld | Against |
| 11 | E.E. WHITACRE, JR. | Withheld | Against |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | For | For |
| 03 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Shareholder | Against | For |
| 04 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Shareholder | Against | For |
| 05 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Shareholder | For | Against |
| 06 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | Against | For |
| 07 | POLICY ON WATER (PAGE 59) | Shareholder | Against | For |
| 08 | WETLANDS RESTORATION POLICY (PAGE 60) | Shareholder | Against | For |
| 09 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Shareholder | Against | For |
| 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Shareholder | Against | For |
| 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Shareholder | Against | For |
| 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Shareholder | Against | For |
| 13 | PLANNING ASSUMPTIONS (PAGE 69) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 9000 | 0 | 17-May-2010 | 17-May-2010 |
THE SOUTHERN COMPANY| Security | 842587107 | Meeting Type | Annual |
| Ticker Symbol | SO | Meeting Date | 26-May-2010 |
| ISIN | US8425871071 | Agenda | 933245905 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | H.W. HABERMEYER, JR. | For | For |
| 7 | D.M. JAMES | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING | Management | For | For |
| 04 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING | Management | For | For |
| 05 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL ON CLIMATE CHANGE ENVIRONMENTAL REPORT | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2300 | 0 | 19-May-2010 | 19-May-2010 |
THERMO FISHER SCIENTIFIC INC.| Security | 883556102 | Meeting Type | Annual |
| Ticker Symbol | TMO | Meeting Date | 26-May-2010 |
| ISIN | US8835561023 | Agenda | 933237960 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TYLER JACKS | Management | Abstain | Against |
| 02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1525 | 0 | 17-May-2010 | 17-May-2010 |
LIMITED BRANDS, INC.| Security | 532716107 | Meeting Type | Annual |
| Ticker Symbol | LTD | Meeting Date | 27-May-2010 |
| ISIN | US5327161072 | Agenda | 933239774 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS S. HERSCH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID T. KOLLAT | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LESLIE H. WEXNER | Management | For | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 7600 | 0 | 19-May-2010 | 19-May-2010 |
LOWE'S COMPANIES, INC.| Security | 548661107 | Meeting Type | Annual |
| Ticker Symbol | LOW | Meeting Date | 28-May-2010 |
| ISIN | US5486611073 | Agenda | 933240032 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO APPROVE AN AMENDMENT TO LOWE'S BYLAWS DECREASING THE PERCENTAGE OF SHARES REQUIRED TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING. | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING SEPARATING THE ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5800 | 0 | 19-May-2010 | 19-May-2010 |
INGERSOLL-RAND PLC| Security | G47791101 | Meeting Type | Annual |
| Ticker Symbol | IR | Meeting Date | 03-Jun-2010 |
| ISIN | IE00B6330302 | Agenda | 933253647 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.C. BERZIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: J. BRUTON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: J.L. COHON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: G.D. FORSEE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: P.C. GODSOE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E.E. HAGENLOCKER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: C.J. HORNER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: M.W. LAMACH | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T.E. MARTIN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: O.R. SMITH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: R.J. SWIFT | Management | Abstain | Against |
| 1L | ELECTION OF DIRECTOR: T.L. WHITE | Management | For | For |
| 02 | APPROVAL OF AN ADVISORY PROPOSAL RELATING TO THE COMPANY'S EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES. | Management | For | For |
| 03 | APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF AUDIT COMMITTEE OF THE BOARD TO FIX THE AUDITORS' REMUNERATION. | Management | Abstain | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1900 | 0 | 21-May-2010 | 21-May-2010 |
WAL-MART STORES, INC.| Security | 931142103 | Meeting Type | Annual |
| Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 |
| ISIN | US9311421039 | Agenda | 933249939 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For |
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | Abstain | Against |
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For |
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
| 03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | For | For |
| 04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For |
| 08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 09 | POULTRY SLAUGHTER | Shareholder | Against | For |
| 10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4000 | 0 | 25-May-2010 | 25-May-2010 |
DAVITA INC.| Security | 23918K108 | Meeting Type | Annual |
| Ticker Symbol | DVA | Meeting Date | 07-Jun-2010 |
| ISIN | US23918K1088 | Agenda | 933259221 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: PAMELA M. ARWAY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CHARLES G. BERG | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: WILLARD W. BRITTAIN, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: PAUL J. DIAZ | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: PETER T. GRAUER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOHN M. NEHRA | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For |
| 1H | ELECTION OF DIRECTOR: KENT J. THIRY | Management | For | For |
| 1I | ELECTION OF DIRECTOR: ROGER J. VALINE | Management | For | For |
| 02 | APPROVAL OF THE AMENDMENT TO OUR 2002 EQUITY COMPENSATION PLAN | Management | For | For |
| 03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 925 | 0 | 25-May-2010 | 25-May-2010 |
CATERPILLAR INC.| Security | 149123101 | Meeting Type | Annual |
| Ticker Symbol | CAT | Meeting Date | 09-Jun-2010 |
| ISIN | US1491231015 | Agenda | 933262709 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | EDWARD B. RUST, JR. | For | For |
| 02 | RATIFY AUDITORS | Management | For | For |
| 03 | AMEND 2006 LONG-TERM INCENTIVE PLAN | Management | For | For |
| 04 | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | Management | For | For |
| 05 | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1100 | 0 | 25-May-2010 | 25-May-2010 |
TARGET CORPORATION| Security | 87612E106 | Meeting Type | Annual |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2010 |
| ISIN | US87612E1064 | Agenda | 933258902 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGG W. STEINHAFEL | Management | For | For |
| 02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | Against | Against |
| 03 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION RELATING TO BOARD, SEE PROXY STATEMENT FOR FURTHER DETAILS. | Management | For | For |
| 04 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTE REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS | Management | For | For |
| 05 | COMPANY PROPOSAL TO AMEND AND RESTATE THE RESTATED ARTICLES TO REFLECT THE CHANGES PROPOSED AS ITEMS 3 AND 4, IF APPROVED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 4150 | 0 | 25-May-2010 | 25-May-2010 |
TAIWAN SEMICONDUCTOR MFG. CO. LTD.| Security | 874039100 | Meeting Type | Annual |
| Ticker Symbol | TSM | Meeting Date | 15-Jun-2010 |
| ISIN | US8740391003 | Agenda | 933280757 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO ACCEPT 2009 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For |
| 02 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2009 PROFITS | Management | For | For |
| 03 | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For |
| 04 | TO REVISE THE POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 7450 | 0 | 27-May-2010 | 27-May-2010 |
CELGENE CORPORATION| Security | 151020104 | Meeting Type | Annual |
| Ticker Symbol | CELG | Meeting Date | 16-Jun-2010 |
| ISIN | US1510201049 | Agenda | 933268701 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | SOL J. BARER, PH.D. | For | For |
| 6 | GILLA KAPLAN, PH.D. | For | For |
| 8 | ERNEST MARIO, PH.D. | For | For |
| 9 | WALTER L. ROBB, PH.D. | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2575 | 0 | 25-May-2010 | 25-May-2010 |
GENZYME CORPORATION| Security | 372917104 | Meeting Type | Contested-Annual |
| Ticker Symbol | GENZ | Meeting Date | 16-Jun-2010 |
| ISIN | US3729171047 | Agenda | 933259726 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | DOUGLAS A. BERTHIAUME | For | For |
| 2 | ROBERT J. BERTOLINI | For | For |
| 4 | ROBERT J. CARPENTER | For | For |
| 7 | SENATOR CONNIE MACK III | Withheld | Against |
| 10 | RALPH V. WHITWORTH | For | For |
| 02 | A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 2,750,000 SHARES. | Management | For | For |
| 03 | A PROPOSAL TO AMEND THE 2009 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 1,500,000. | Management | For | For |
| 04 | A PROPOSAL TO AMEND THE 2007 DIRECTOR EQUITY PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 3250,000 SHARES. | Management | For | For |
| 05 | A PROPOSAL TO AMEND THE RESTATED ARTICLES OF ORGANIZATION TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS FROM 90% TO 40%. | Management | For | For |
| 06 | A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 1300 | 0 | 04-Jun-2010 |
| 1856061103 | 0S3 | 1300 | 0 | 04-Jun-2010 |
WEATHERFORD INTERNATIONAL LTD| Security | H27013103 | Meeting Type | Annual |
| Ticker Symbol | WFT | Meeting Date | 23-Jun-2010 |
| ISIN | CH0038838394 | Agenda | 933282612 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 02 | DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 3A | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- DANNER | Management | For | For |
| 3B | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | For | For |
| 3C | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | For | For |
| 3D | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | Abstain | Against |
| 3E | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | For | For |
| 3F | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | For | For |
| 3G | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For |
| 3H | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | For | For |
| 3I | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | For | For |
| 3J | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | For | For |
| 04 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 05 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN CAPITAL) TO OTHER RESERVES. | Management | For | For |
| 06 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO EXTEND THE COMPANY'S AUTHORIZED SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010. | Management | For | For |
| 07 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO INCREASE THE AMOUNT OF CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | Management | For | For |
| 08 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 5200 | 0 | 01-Jun-2010 | 01-Jun-2010 |
BEST BUY CO., INC.| Security | 086516101 | Meeting Type | Annual |
| Ticker Symbol | BBY | Meeting Date | 24-Jun-2010 |
| ISIN | US0865161014 | Agenda | 933274792 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | KATHY J. HIGGINS VICTOR | For | For |
| 4 | ROGELIO M. REBOLLEDO | For | For |
| 5 | GERARD R. VITTECOQ | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2011. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 3000 | 0 | 27-May-2010 | 27-May-2010 |
BED BATH & BEYOND INC.| Security | 075896100 | Meeting Type | Annual |
| Ticker Symbol | BBBY | Meeting Date | 29-Jun-2010 |
| ISIN | US0758961009 | Agenda | 933293134 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WARREN EISENBERG | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LEONARD FEINSTEIN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: STEVEN H. TEMARES | Management | For | For |
| 1D | ELECTION OF DIRECTOR: DEAN S. ADLER | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: STANLEY F. BARSHAY | Management | Abstain | Against |
| 1F | ELECTION OF DIRECTOR: KLAUS EPPLER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: PATRICK R. GASTON | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: JORDAN HELLER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: VICTORIA A. MORRISON | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061103 | 0S3 | 2000 | 0 | 08-Jun-2010 | 08-Jun-2010 |
SMRI Equity IncomeWYETH
| Security | 983024100 | Meeting Type | Annual |
| Ticker Symbol | WYE | Meeting Date | 20-Jul-2009 |
| ISIN | US9830241009 | Agenda | 933114869 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM TIME TO TIME | Management | For | For |
| 02 | VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT | Management | For | For |
| 3A | ELECTION OF DIRECTOR: ROBERT M. AMEN | Management | For | For |
| 3B | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For |
| 3C | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 3D | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | Against | Against |
| 3E | ELECTION OF DIRECTOR: ROBERT LANGER | Management | For | For |
| 3F | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 3G | ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE | Management | Against | Against |
| 3H | ELECTION OF DIRECTOR: MARY LAKE POLAN | Management | For | For |
| 3I | ELECTION OF DIRECTOR: BERNARD POUSSOT | Management | For | For |
| 3J | ELECTION OF DIRECTOR: GARY L. ROGERS | Management | For | For |
| 3K | ELECTION OF DIRECTOR: JOHN R. TORELL III | Management | For | For |
| 04 | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS | Shareholder | Against | For |
| 06 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 21325 | 0 | 06-Jul-2009 | 06-Jul-2009 |
DUKE REALTY CORPORATION| Security | 264411505 | Meeting Type | Special |
| Ticker Symbol | DRE | Meeting Date | 22-Jul-2009 |
| ISIN | US2644115055 | Agenda | 933111077 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S THIRD RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK, PAR VALUE $.01 PER SHARE, AUTHORIZED THEREUNDER FROM 250 MILLION SHARES TO 400 MILLION SHARES. | Management | Against | Against |
| 02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S THIRD RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S PREFERRED STOCK, PAR VALUE $.01 PER SHARE, AUTHORIZED THEREUNDER FROM FIVE MILLION SHARES TO TEN MILLION SHARES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 06-Jul-2009 | 06-Jul-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 24-Jul-2009 |
| ISIN | US1729671016 | Agenda | 933114693 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| 04 | APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN ANNEX D TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 68400 | 0 | 09-Jul-2009 | 09-Jul-2009 |
MERCK & CO., INC.| Security | 589331107 | Meeting Type | Special |
| Ticker Symbol | MRK | Meeting Date | 07-Aug-2009 |
| ISIN | US5893311077 | Agenda | 933117980 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 8, 2009, BY AND AMONG MERCK & CO., INC., SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE, INC. (FORMERLY BLUE, INC.) AND SP MERGER SUBSIDIARY TWO, INC. (FORMERLY PURPLE, INC.), AS IT MAY BE AMENDED. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 23000 | 0 | 14-Jul-2009 | 14-Jul-2009 |
H.J. HEINZ COMPANY| Security | 423074103 | Meeting Type | Annual |
| Ticker Symbol | HNZ | Meeting Date | 12-Aug-2009 |
| ISIN | US4230741039 | Agenda | 933118730 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: W.R. JOHNSON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C.E. BUNCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: J.G. DROSDICK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: C. KENDLE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D.R. O'HARE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: N. PELTZ | Management | For | For |
| 1I | ELECTION OF DIRECTOR: D.H. REILLEY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: L.C. SWANN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: T.J. USHER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: M.F. WEINSTEIN | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | AMENDMENT OF BY-LAWS TO ADD RIGHT OF HOLDERS OF 25% OF VOTING POWER TO CALL SPECIAL MEETING OF SHAREHOLDERS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 14000 | 0 | 28-Jul-2009 | 28-Jul-2009 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Consent |
| Ticker Symbol | C | Meeting Date | 02-Sep-2009 |
| ISIN | US1729671016 | Agenda | 933128135 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE AUTHORIZED SHARE INCREASE AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT. | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE PREFERRED STOCK CHANGE AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 68400 | 0 | 10-Aug-2009 | 10-Aug-2009 |
SEASPAN CORPORATION| Security | Y75638109 | Meeting Type | Annual |
| Ticker Symbol | SSW | Meeting Date | 19-Sep-2009 |
| ISIN | MHY756381098 | Agenda | 933133465 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | KYLE R. WASHINGTON | Withheld | Against |
| 2 | ANTONY S. CRAWFORD | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS SEASPAN CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 25000 | 0 | 03-Sep-2009 | 03-Sep-2009 |
CONAGRA FOODS, INC.| Security | 205887102 | Meeting Type | Annual |
| Ticker Symbol | CAG | Meeting Date | 25-Sep-2009 |
| ISIN | US2058871029 | Agenda | 933131132 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | STEVEN F. GOLDSTONE | For | For |
| 10 | ANDREW J. SCHINDLER | For | For |
| 11 | KENNETH E. STINSON | For | For |
| 02 | APPROVE THE CONAGRA FOODS 2009 STOCK PLAN | Management | For | For |
| 03 | APPROVE THE CONAGRA FOODS EXECUTIVE INCENTIVE PLAN | Management | For | For |
| 04 | RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 33500 | 0 | 03-Sep-2009 | 03-Sep-2009 |
TYCO ELECTRONICS LTD| Security | H8912P106 | Meeting Type | Special |
| Ticker Symbol | TEL | Meeting Date | 08-Oct-2009 |
| ISIN | CH0102993182 | Agenda | 933138504 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE PAYMENT OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE MADE IN TWO INSTALLMENTS ON OR BEFORE MARCH 26, 2010 (THE END OF THE SECOND FISCAL QUARTER OF 2010). | Management | For | For |
| 02 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 9450 | 0 | 16-Sep-2009 | 16-Sep-2009 |
THE PROCTER & GAMBLE COMPANY| Security | 742718109 | Meeting Type | Annual |
| Ticker Symbol | PG | Meeting Date | 13-Oct-2009 |
| ISIN | US7427181091 | Agenda | 933134241 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES R. LEE | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMEND THE COMPANY'S CODE OF REGULATIONS | Management | For | For |
| 04 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 19650 | 0 | 17-Sep-2009 | 17-Sep-2009 |
HARRIS CORPORATION| Security | 413875105 | Meeting Type | Annual |
| Ticker Symbol | HRS | Meeting Date | 23-Oct-2009 |
| ISIN | US4138751056 | Agenda | 933147236 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LESLIE F. KENNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGORY T. SWIENTON | Management | For | For |
| 02 | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| 03 | THE SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12750 | 0 | 05-Oct-2009 | 05-Oct-2009 |
FRONTIER COMMUNICATIONS CORP| Security | 35906A108 | Meeting Type | Special |
| Ticker Symbol | FTR | Meeting Date | 27-Oct-2009 |
| ISIN | US35906A1088 | Agenda | 933147541 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 13, 2009, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF JULY 24, 2009 (THE "MERGER AGREEMENT"), BY AND AMONG VERIZON COMMUNICATIONS INC., NEW COMMUNICATIONS HOLDINGS INC. AND FRONTIER COMMUNICATIONS CORPORATION. | Management | For | For |
| 02 | TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF FRONTIER COMMUNICATIONS CORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF FRONTIER COMMUNICATIONS CORPORATION COMMON STOCK FROM 600,000,000 TO 1,750,000,000. | Management | For | For |
| 03 | TO APPROVE THE ISSUANCE OF FRONTIER COMMUNICATIONS CORPORATION COMMON STOCK PURSUANT TO THE MERGER AGREEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 40000 | 0 | 14-Oct-2009 | 14-Oct-2009 |
LINEAR TECHNOLOGY CORPORATION| Security | 535678106 | Meeting Type | Annual |
| Ticker Symbol | LLTC | Meeting Date | 04-Nov-2009 |
| ISIN | US5356781063 | Agenda | 933146828 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ROBERT H. SWANSON, JR. | Withheld | Against |
| 2 | DAVID S. LEE | Withheld | Against |
| 5 | THOMAS S. VOLPE | Withheld | Against |
| 02 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,000,000. | Management | For | For |
| 03 | TO APPROVE THE COMPANY'S 2009 EXECUTIVE BONUS PLAN. | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 27, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11000 | 0 | 20-Oct-2009 | 20-Oct-2009 |
ALLIED CAPITAL CORPORATION| Security | 01903Q108 | Meeting Type | Special |
| Ticker Symbol | ALD | Meeting Date | 06-Nov-2009 |
| ISIN | US01903Q1085 | Agenda | 933152251 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE FLEXIBILITY FOR THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NAV PER SHARE IN ONE OR MORE OFFERINGS SUBJECT TO CERTAIN LIMITATIONS SET FORTH HEREIN (WITHOUT LIMITATION, THAT SHARES ISSUED DOESNOT EXCEED 25% OUTSTANDING) | Management | For | For |
| 02 | TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE THE COMPANY TO SELL OR OTHERWISE ISSUE WARRANTS, OPTIONS OR RIGHTS TO SUBSCRIBE FOR, CONVERT INTO OR PURCHASE SHARES OF ITS COMMON STOCK, IN ONE OR MORE OFFERINGS, AT AN EXERCISE OR CONVERSION PRICE THAT, AT THE TIME SECURITIES ARE ISSUED WILL NOT BE LESS THAN THE FAIR MARKET VALUE PER SHARE BUT MAY BE BELOW NAV. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 18000 | 0 | 27-Oct-2009 | 27-Oct-2009 |
MICROSOFT CORPORATION| Security | 594918104 | Meeting Type | Annual |
| Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 |
| ISIN | US5949181045 | Agenda | 933150310 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For |
| 02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For |
| 03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For |
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For |
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For |
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For |
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For |
| 11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For |
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Against | For |
| 14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 43000 | 0 | 05-Nov-2009 | 05-Nov-2009 |
KRAFT FOODS INC.| Security | 50075N104 | Meeting Type | Special |
| Ticker Symbol | KFT | Meeting Date | 14-Jan-2010 |
| ISIN | US50075N1046 | Agenda | 933177099 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | A PROPOSAL TO APPROVE ISSUING UP TO 370 MILLION SHARES OF KRAFT FOODS INC. CLASS A COMMON STOCK IN CONNECTION WITH OUR PROPOSED ACQUISITION OF CADBURY PLC, INCLUDING ANY ISSUANCE OF SHARES OF KRAFT FOODS CLASS A COMMON STOCK TO FINANCE THE PROPOSED ACQUISITION. | Management | For | For |
| 02 | A PROPOSAL TO APPROVE ANY ADJOURNMENT OF THE SPECIAL MEETING, INCLUDING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM 1 IF THERE ARE NOT SUFFICIENT VOTES FOR ITEM 1. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 17000 | 0 | 18-Jan-2010 | 19-Jan-2010 |
ALBERTO-CULVER COMPANY| Security | 013078100 | Meeting Type | Annual |
| Ticker Symbol | ACV | Meeting Date | 28-Jan-2010 |
| ISIN | US0130781000 | Agenda | 933176364 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES G. BROCKSMITH, JR | For | For |
| 3 | ROBERT H. ROCK, D.B.A. | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 9000 | 0 | 06-Jan-2010 | 06-Jan-2010 |
BURLINGTON NORTHERN SANTA FE CORPORATION| Security | 12189T104 | Meeting Type | Special |
| Ticker Symbol | BNI | Meeting Date | 11-Feb-2010 |
| ISIN | US12189T1043 | Agenda | 933179106 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC., R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). | Management | For | For |
| 02 | ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3500 | 0 | 22-Jan-2010 | 22-Jan-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Special |
| Ticker Symbol | BAC | Meeting Date | 23-Feb-2010 |
| ISIN | US0605051046 | Agenda | 933183218 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION. | Management | For | For |
| 02 | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 47000 | 0 | 11-Feb-2010 | 11-Feb-2010 |
QUALCOMM, INCORPORATED| Security | 747525103 | Meeting Type | Annual |
| Ticker Symbol | QCOM | Meeting Date | 02-Mar-2010 |
| ISIN | US7475251036 | Agenda | 933181620 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | BARBARA T. ALEXANDER | For | For |
| 2 | STEPHEN M. BENNETT | For | For |
| 3 | DONALD G. CRUICKSHANK | For | For |
| 4 | RAYMOND V. DITTAMORE | For | For |
| 02 | TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 5075 | 0 | 11-Feb-2010 | 11-Feb-2010 |
THE WALT DISNEY COMPANY| Security | 254687106 | Meeting Type | Annual |
| Ticker Symbol | DIS | Meeting Date | 10-Mar-2010 |
| ISIN | US2546871060 | Agenda | 933183751 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | Management | For | For |
| 1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
| 1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Management | For | For |
| 1L | ELECTION OF DIRECTOR: SHERYL SANDBERG | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For |
| 03 | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO INTERESTED PERSON TRANSACTIONS. | Management | For | For |
| 05 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO BYLAW AMENDMENTS. | Management | For | For |
| 06 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO TRACKING STOCK PROVISIONS. | Management | For | For |
| 07 | TO APPROVE THE AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO CLASSIFIED BOARD TRANSITION PROVISIONS. | Management | For | For |
| 08 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 09 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO EX-GAY NON DISCRIMINATION POLICY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11100 | 0 | 22-Feb-2010 | 22-Feb-2010 |
TYCO ELECTRONICS LTD| Security | H8912P106 | Meeting Type | Annual |
| Ticker Symbol | TEL | Meeting Date | 10-Mar-2010 |
| ISIN | CH0102993182 | Agenda | 933187672 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF PIERRE R. BRONDEAU | Management | Against | Against |
| 1B | ELECTION OF RAM CHARAN | Management | For | For |
| 1C | ELECTION OF JUERGEN W. GROMER | Management | For | For |
| 1D | ELECTION OF ROBERT M. HERNANDEZ | Management | Against | Against |
| 1E | ELECTION OF THOMAS J. LYNCH | Management | For | For |
| 1F | ELECTION OF DANIEL J. PHELAN | Management | For | For |
| 1G | ELECTION OF FREDERIC M. POSES | Management | Against | Against |
| 1H | ELECTION OF LAWRENCE S. SMITH | Management | For | For |
| 1I | ELECTION OF PAULA A. SNEED | Management | For | For |
| 1J | ELECTION OF DAVID P. STEINER | Management | Against | Against |
| 1K | ELECTION OF JOHN C. VAN SCOTER | Management | Against | Against |
| 2A | TO APPROVE THE 2009 ANNUAL REPORT OF TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE PERIOD ENDED SEPTEMBER 25, 2009 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009) | Management | For | For |
| 2B | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE PERIOD ENDED SEPTEMBER 25, 2009 | Management | For | For |
| 2C | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 25, 2009 | Management | For | For |
| 03 | TO APPROVE THE EQUIVALENT OF A DIVIDEND PAYMENT IN THE FORM OF A DISTRIBUTION TO SHAREHOLDERS THROUGH A REDUCTION OF THE PAR VALUE OF TYCO ELECTRONICS SHARES, SUCH PAYMENT TO BE MADE IN FOUR EQUAL QUARTERLY INSTALLMENTS ON OR BEFORE MARCH 25, 2011 (THE END OF THE SECOND FISCAL QUARTER OF 2011) | Management | For | For |
| 04 | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS FOR ACTIVITIES DURING FISCAL YEAR 2009 | Management | For | For |
| 05 | TO APPROVE AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR AWARDS UNDER THE TYCO ELECTRONICS LTD. 2007 STOCK AND INCENTIVE PLAN | Management | For | For |
| 6A | TO ELECT DELOITTE & TOUCHE LLP AS TYCO ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 6B | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO ELECTRONICS | Management | For | For |
| 6C | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO ELECTRONICS | Management | For | For |
| 07 | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 9450 | 0 | 18-Feb-2010 | 18-Feb-2010 |
TYCO INTERNATIONAL LTD.| Security | H89128104 | Meeting Type | Annual |
| Ticker Symbol | TYC | Meeting Date | 10-Mar-2010 |
| ISIN | CH0100383485 | Agenda | 933185298 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 02 | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 25, 2009. | Management | For | For |
| 2 | MICHAEL E. DANIELS | For | For |
| 3 | TIMOTHY M. DONAHUE | Withheld | Against |
| 6 | RAJIV L. GUPTA | Withheld | Against |
| 7 | JOHN A. KROL | Withheld | Against |
| 8 | BRENDAN R. O'NEILL | For | For |
| 9 | WILLIAM S. STAVROPOULOS | Withheld | Against |
| 10 | SANDRA S. WIJNBERG | For | For |
| 4A | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 4B | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 24, 2010. | Management | For | For |
| 4C | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL OUR NEXT ANNUAL GENERAL MEETING. | Management | For | For |
| 5A | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2009 RESULTS. | Management | For | For |
| 5B | TO APPROVE THE PAYMENT OF A DIVIDEND IN THE FORM OF A CAPITAL REDUCTION, SUCH PAYMENT TO BE MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH TIMES DURING THE PERIOD THROUGH THE NEXT ANNUAL GENERAL MEETING AS SHALL BE DETERMINED BY THE BOARD. | Management | For | For |
| 06 | AMENDMENT TO OUR ARTICLES OF ASSOCIATION TO PROVIDE FOR PLURALITY VOTING IN THE EVENT THAT NUMBER OF CANDIDATES THAT ARE NOMINATED FOR ELECTION EXCEEDS NUMBER OF POSITIONS AVAILABLE. | Management | For | For |
| 07 | TO CONSIDER AND ACT ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3750 | 0 | 18-Feb-2010 | 18-Feb-2010 |
COVIDIEN PLC| Security | G2554F105 | Meeting Type | Annual |
| Ticker Symbol | COV | Meeting Date | 16-Mar-2010 |
| ISIN | IE00B3QN1M21 | Agenda | 933185337 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE AND CONSIDER THE COMPANY'S IRISH STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. | Management | For | For |
| 2A | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | Against | Against |
| 2B | ELECTION OF DIRECTOR: ROBERT H. BRUST | Management | Against | Against |
| 2C | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | Management | For | For |
| 2D | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For |
| 2E | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For |
| 2F | ELECTION OF DIRECTOR: KATHY J. HERBERT | Management | For | For |
| 2G | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | Management | Against | Against |
| 2H | ELECTION OF DIRECTOR: RICHARD J. MEELIA | Management | For | For |
| 2I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | Against | Against |
| 2J | ELECTION OF DIRECTOR: TADATAKA YAMADA | Management | For | For |
| 2K | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | Management | For | For |
| 03 | TO APPOINT INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | Management | For | For |
| 04 | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. | Management | For | For |
| S5 | TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES. (SPECIAL RESOLUTION) | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3750 | 0 | 23-Feb-2010 | 23-Feb-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Special |
| Ticker Symbol | BHI | Meeting Date | 31-Mar-2010 |
| ISIN | US0572241075 | Agenda | 933191811 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF BAKER HUGHES COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 30, 2009, BY AND AMONG BAKER HUGHES INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES COMPANY (AS IT MAY BE AMENDED FROM TIME TO TIME). | Management | For | For |
| 02 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6850 | 0 | 01-Mar-2010 | 01-Mar-2010 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)| Security | 806857108 | Meeting Type | Annual |
| Ticker Symbol | SLB | Meeting Date | 07-Apr-2010 |
| ISIN | AN8068571086 | Agenda | 933201395 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For |
| 05 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 15-Mar-2010 | 15-Mar-2010 |
UNITED TECHNOLOGIES CORPORATION| Security | 913017109 | Meeting Type | Annual |
| Ticker Symbol | UTX | Meeting Date | 14-Apr-2010 |
| ISIN | US9130171096 | Agenda | 933195530 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | LOUIS R. CHENEVERT | For | For |
| 3 | JEAN-PIERRE GARNIER | For | For |
| 5 | CARLOS M. GUTIERREZ | For | For |
| 6 | EDWARD A. KANGAS | Withheld | Against |
| 7 | CHARLES R. LEE | Withheld | Against |
| 8 | RICHARD D. MCCORMICK | For | For |
| 10 | RICHARD B. MYERS | Withheld | Against |
| 11 | H. PATRICK SWYGERT | For | For |
| 13 | CHRISTINE TODD WHITMAN | For | For |
| 02 | APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13000 | 0 | 16-Mar-2010 | 16-Mar-2010 |
BP P.L.C.| Security | 055622104 | Meeting Type | Annual |
| Ticker Symbol | BP | Meeting Date | 15-Apr-2010 |
| ISIN | US0556221044 | Agenda | 933199716 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | Management | For | For |
| 02 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For |
| 03 | TO ELECT MR P ANDERSON AS A DIRECTOR | Management | For | For |
| 04 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | Management | For | For |
| 05 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | Management | For | For |
| 06 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR | Management | For | For |
| 07 | TO RE-ELECT MR I C CONN AS A DIRECTOR | Management | For | For |
| 08 | TO RE-ELECT MR G DAVID AS A DIRECTOR | Management | For | For |
| 09 | TO ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For |
| 10 | TO RE-ELECT MR R DUDLEY AS A DIRECTOR | Management | For | For |
| 11 | TO RE-ELECT MR D J FLINT AS A DIRECTOR | Management | For | For |
| 12 | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For |
| 13 | TO RE-ELECT DR A B HAYWARD AS A DIRECTOR | Management | For | For |
| 14 | TO RE-ELECT MR A G INGLIS AS A DIRECTOR | Management | For | For |
| 15 | TO RE-ELECT DR D S JULIUS AS A DIRECTOR | Management | For | For |
| 16 | TO ELECT MR C-H SVANBERG AS A DIRECTOR | Management | For | For |
| 17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Management | For | For |
| S18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For |
| S19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | For | For |
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | Management | For | For |
| S21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION RIGHTS | Management | For | For |
| S22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For |
| 23 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN | Management | For | For |
| 24 | TO APPROVE THE SCRIP DIVIDEND PROGRAMME | Management | For | For |
| S25 | SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 15000 | 0 | 18-Mar-2010 | 18-Mar-2010 |
PPG INDUSTRIES, INC.| Security | 693506107 | Meeting Type | Annual |
| Ticker Symbol | PPG | Meeting Date | 15-Apr-2010 |
| ISIN | US6935061076 | Agenda | 933195112 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES G. BERGES | Withheld | Against |
| 2 | VICTORIA F. HAYNES | For | For |
| 3 | MARTIN H. RICHENHAGEN | For | For |
| 2 | THE ENDORSEMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 7200 | 0 | 17-Mar-2010 | 17-Mar-2010 |
TEXAS INSTRUMENTS INCORPORATED| Security | 882508104 | Meeting Type | Annual |
| Ticker Symbol | TXN | Meeting Date | 15-Apr-2010 |
| ISIN | US8825081040 | Agenda | 933195465 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: D.L. BOREN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For |
| 1D | ELECTION OF DIRECTOR: C.S. COX | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D.R. GOODE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: S.P. MACMILLAN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For |
| 1K | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For |
| 02 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13100 | 0 | 16-Mar-2010 | 16-Mar-2010 |
ELI LILLY AND COMPANY| Security | 532457108 | Meeting Type | Annual |
| Ticker Symbol | LLY | Meeting Date | 19-Apr-2010 |
| ISIN | US5324571083 | Agenda | 933197128 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR : R. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR : W. BISCHOFF | Management | For | For |
| 1C | ELECTION OF DIRECTOR : R.D. HOOVER | Management | For | For |
| 1D | ELECTION OF DIRECTOR : F.G. PRENDERGAST | Management | For | For |
| 1E | ELECTION OF DIRECTOR : K.P. SEIFERT | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 03 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For |
| 04 | APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL SHAREHOLDERS' MEETINGS. | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING ON THE COMPENSATION COMMITTEE. | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS INTO RETIREMENT. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 22000 | 0 | 18-Mar-2010 | 18-Mar-2010 |
CITIGROUP INC.| Security | 172967101 | Meeting Type | Annual |
| Ticker Symbol | C | Meeting Date | 20-Apr-2010 |
| ISIN | US1729671016 | Agenda | 933203503 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Management | For | For |
| 1H | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For |
| 1N | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For |
| 1O | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. | Management | For | For |
| 05 | PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. | Management | For | For |
| 06 | PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | Management | For | For |
| 07 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | Management | For | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON- PARTISANSHIP. | Shareholder | Against | For |
| 09 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| 10 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| 12 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. | Shareholder | Against | For |
| 13 | STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 68400 | 0 | 22-Mar-2010 | 22-Mar-2010 |
U.S. BANCORP| Security | 902973304 | Meeting Type | Annual |
| Ticker Symbol | USB | Meeting Date | 20-Apr-2010 |
| ISIN | US9029733048 | Agenda | 933203159 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For |
| 1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | Management | For | For |
| 03 | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 23000 | 0 | 22-Mar-2010 | 22-Mar-2010 |
THE COCA-COLA COMPANY| Security | 191216100 | Meeting Type | Annual |
| Ticker Symbol | KO | Meeting Date | 21-Apr-2010 |
| ISIN | US1912161007 | Agenda | 933196758 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For |
| 02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | Against | Against |
| 03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | Against | Against |
| 04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against |
| 05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For |
| 06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For |
| 07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For |
| 08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For |
| 09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For |
| 10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| 11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For |
| 12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For |
| 13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For |
| 14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For |
| 15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For |
| 16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For |
| 18 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | Against | For |
| 19 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 14500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
BAKER HUGHES INCORPORATED| Security | 057224107 | Meeting Type | Annual |
| Ticker Symbol | BHI | Meeting Date | 22-Apr-2010 |
| ISIN | US0572241075 | Agenda | 933198182 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | CLARENCE P. CAZALOT | For | For |
| 4 | EDWARD P. DJEREJIAN | For | For |
| 5 | ANTHONY G. FERNANDES | For | For |
| 6 | CLAIRE W. GARGALLI | For | For |
| 7 | PIERRE H. JUNGELS | Withheld | Against |
| 10 | H. JOHN RILEY, JR. | Withheld | Against |
| 11 | CHARLES L. WATSON | Withheld | Against |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010 | Management | For | For |
| 03 | MANAGEMENT PROPOSAL NO. 1 REGARDING THE APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION THAT WOULD, SUBJECT TO ANY LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS, REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL STOCKHOLDER MEETINGS FOLLOWING A REQUEST FROM THE HOLDERS OF 25% OF OUR VOTING STOCK | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6850 | 0 | 24-Mar-2010 | 24-Mar-2010 |
HCP, INC.| Security | 40414L109 | Meeting Type | Annual |
| Ticker Symbol | HCP | Meeting Date | 22-Apr-2010 |
| ISIN | US40414L1098 | Agenda | 933199526 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | JAMES F. FLAHERTY III | For | For |
| 2 | CHRISTINE N. GARVEY | For | For |
| 4 | LAURALEE E. MARTIN | For | For |
| 6 | HAROLD M. MESSMER,JR. | For | For |
| 9 | RICHARD M. ROSENBERG | For | For |
| 10 | JOSEPH P. SULLIVAN | Withheld | Against |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 7000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
JOHNSON & JOHNSON| Security | 478160104 | Meeting Type | Annual |
| Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 |
| ISIN | US4781601046 | Agenda | 933205963 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For |
| 1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 04 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 26000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
NICOR INC.| Security | 654086107 | Meeting Type | Annual |
| Ticker Symbol | GAS | Meeting Date | 22-Apr-2010 |
| ISIN | US6540861076 | Agenda | 933198524 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | J.H. BIRDSALL, III | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NICOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 7000 | 0 | 24-Mar-2010 | 24-Mar-2010 |
PFIZER INC.| Security | 717081103 | Meeting Type | Annual |
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2010 |
| ISIN | US7170811035 | Agenda | 933210243 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. BURT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1O | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 92005 | 0 | 29-Mar-2010 | 29-Mar-2010 |
SENSIENT TECHNOLOGIES CORPORATION| Security | 81725T100 | Meeting Type | Annual |
| Ticker Symbol | SXT | Meeting Date | 22-Apr-2010 |
| ISIN | US81725T1007 | Agenda | 933204668 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | FERGUS M. CLYDESDALE | For | For |
| 4 | WILLIAM V. HICKEY | Withheld | Against |
| 5 | KENNETH P. MANNING | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 15000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
ABBOTT LABORATORIES| Security | 002824100 | Meeting Type | Annual |
| Ticker Symbol | ABT | Meeting Date | 23-Apr-2010 |
| ISIN | US0028241000 | Agenda | 933205898 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL-ADVISORY VOTE | Shareholder | For | Against |
| 04 | SHAREHOLDER PROPOSAL-SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
ALCOA INC.| Security | 013817101 | Meeting Type | Annual |
| Ticker Symbol | AA | Meeting Date | 23-Apr-2010 |
| ISIN | US0138171014 | Agenda | 933197875 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ARTHUR D. COLLINS, JR. | For | For |
| 02 | PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR | Management | For | For |
| 03 | APPROVE A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | Management | For | For |
| 04 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE SEVENTH (FAIR PRICE PROTECTION) | Management | For | For |
| 05 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN THE ARTICLES OF INCORPORATION REGARDING AMENDING ARTICLE EIGHTH (DIRECTOR ELECTIONS) | Management | For | For |
| 06 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE EIGHTH OF THE ARTICLES OF INCORPORATION RELATING TO THE REMOVAL OF DIRECTORS | Management | For | For |
| 07 | SHAREHOLDER PROPOSAL TO ADOPT SIMPLE-MAJORITY VOTE | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 15000 | 0 | 29-Mar-2010 | 29-Mar-2010 |
SEASPAN CORPORATION| Security | Y75638109 | Meeting Type | Annual |
| Ticker Symbol | SSW | Meeting Date | 25-Apr-2010 |
| ISIN | MHY756381098 | Agenda | 933212588 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | GERRY WANG | Withheld | Against |
| 2 | PETER LORANGE | Withheld | Against |
| 3 | GRAHAM PORTER | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS SEASPAN CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 25000 | 0 | 06-Apr-2010 | 06-Apr-2010 |
THE BOEING COMPANY| Security | 097023105 | Meeting Type | Annual |
| Ticker Symbol | BA | Meeting Date | 26-Apr-2010 |
| ISIN | US0970231058 | Agenda | 933201561 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN H. BIGGS | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM M. DALEY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For |
| 1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR. | Management | For | For |
| 03 | ETHICAL CRITERIA FOR MILITARY CONTRACTS. | Shareholder | For | Against |
| 04 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Shareholder | For | Against |
| 05 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. | Shareholder | For | Against |
| 06 | INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6500 | 0 | 13-Apr-2010 | 13-Apr-2010 |
AMEREN CORPORATION| Security | 023608102 | Meeting Type | Annual |
| Ticker Symbol | AEE | Meeting Date | 27-Apr-2010 |
| ISIN | US0236081024 | Agenda | 933201725 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ELLEN M. FITZSIMMONS | For | For |
| 4 | GAYLE P.W. JACKSON | For | For |
| 6 | STEVEN H. LIPSTEIN | For | For |
| 7 | CHARLES W. MUELLER | For | For |
| 11 | STEPHEN R. WILSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY PLANT EXTENSION OF OPERATING LICENSE. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 10900 | 0 | 29-Mar-2010 | 29-Mar-2010 |
COMERICA INCORPORATED| Security | 200340107 | Meeting Type | Annual |
| Ticker Symbol | CMA | Meeting Date | 27-Apr-2010 |
| ISIN | US2003401070 | Agenda | 933207614 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RALPH W. BABB, JR. | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: JAMES F. CORDES | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: JACQUELINE P. KANE | Management | Abstain | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT AUDITORS | Management | For | For |
| 03 | APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 04 | APPROVAL OF THE COMERICA INCORPORATED 2006 AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN | Management | For | For |
| 05 | APPROVAL OF AMENDMENTS TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD OF DIRECTORS TAKE STEPS TO ELIMINATE SHAREHOLDER SUPERMAJORITY VOTING PROVISIONS | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL-REQUESTING THAT THE BOARD OF DIRECTORS ADOPT A POLICY TO CONSIDER SEEKING RECOUPMENT OF EXECUTIVE COMPENSATION AWARDS | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL-REQUESTING THAT A COMMITTEE OF THE BOARD OF DIRECTORS ADOPT A PAY FOR SUPERIOR PERFORMANCE PRINCIPLE | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8500 | 0 | 29-Mar-2010 | 29-Mar-2010 |
INTERNATIONAL BUSINESS MACHINES CORP.| Security | 459200101 | Meeting Type | Annual |
| Ticker Symbol | IBM | Meeting Date | 27-Apr-2010 |
| ISIN | US4592001014 | Agenda | 933199653 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. BLACK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M.L. ESKEW | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: S.A. JACKSON | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T. NISHIMURO | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For |
| 1L | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For |
| 1N | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 31-Mar-2010 | 31-Mar-2010 |
PRAXAIR, INC.| Security | 74005P104 | Meeting Type | Annual |
| Ticker Symbol | PX | Meeting Date | 27-Apr-2010 |
| ISIN | US74005P1049 | Agenda | 933201600 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | CLAIRE W. GARGALLI | For | For |
| 6 | RAYMOND W. LEBOEUF | For | For |
| 8 | WAYNE T. SMITH | Withheld | Against |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 2700 | 0 | 06-Apr-2010 | 06-Apr-2010 |
SPECTRA ENERGY CORP| Security | 847560109 | Meeting Type | Annual |
| Ticker Symbol | SE | Meeting Date | 27-Apr-2010 |
| ISIN | US8475601097 | Agenda | 933202234 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 6 | MICHAEL E.J. PHELPS | Withheld | Against |
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST" THE FOLLOWING PROPOSAL 3. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 19300 | 0 | 06-Apr-2010 | 06-Apr-2010 |
THE PNC FINANCIAL SERVICES GROUP, INC.| Security | 693475105 | Meeting Type | Annual |
| Ticker Symbol | PNC | Meeting Date | 27-Apr-2010 |
| ISIN | US6934751057 | Agenda | 933204884 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ROBERT N. CLAY | Management | For | For |
| 1E | ELECTION OF DIRECTOR: KAY COLES JAMES | Management | For | For |
| 1F | ELECTION OF DIRECTOR: RICHARD B. KELSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JANE G. PEPPER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For |
| 1L | ELECTION OF DIRECTOR: LORENE K. STEFFES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: DENNIS F. STRIGL | Management | Against | Against |
| 1N | ELECTION OF DIRECTOR: STEPHEN G. THIEKE | Management | For | For |
| 1O | ELECTION OF DIRECTOR: THOMAS J. USHER | Management | For | For |
| 1P | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | Management | For | For |
| 2 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 3 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 4 | A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| 5 | A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 10219 | 0 | 06-Apr-2010 | 06-Apr-2010 |
WELLS FARGO & COMPANY| Security | 949746101 | Meeting Type | Annual |
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2010 |
| ISIN | US9497461015 | Agenda | 933204593 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | For | For |
| 1G | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ROBERT K. STEEL | Management | For | For |
| 1O | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For |
| 1P | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For |
| 02 | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. | Management | For | For |
| 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | Management | For | For |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 24000 | 0 | 06-Apr-2010 | 06-Apr-2010 |
ASPEN INSURANCE HOLDINGS LIMITED| Security | G05384105 | Meeting Type | Annual |
| Ticker Symbol | AHL | Meeting Date | 28-Apr-2010 |
| ISIN | BMG053841059 | Agenda | 933209062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | MR. IAN CORMACK* | Withheld | Against |
| 2 | MR. MATTHEW BOTEIN* | Withheld | Against |
| 3 | MR. RICHARD BUCKNALL* | For | For |
| 4 | MR. PETER O'FLINN** | For | For |
| 02 | TO APPOINT KPMG AUDIT PLC. LONDON, ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 AND TO AUTHORIZE THE BOARD OF DIRECTORS THROUGH THE AUDIT COMMITTEE TO SET THE RUMUNERATION FOR THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 20825 | 0 | 06-Apr-2010 | 06-Apr-2010 |
BANK OF AMERICA CORPORATION| Security | 060505104 | Meeting Type | Annual |
| Ticker Symbol | BAC | Meeting Date | 28-Apr-2010 |
| ISIN | US0605051046 | Agenda | 933203111 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: WILLIAM P. BOARDMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD E. POWELL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For |
| 1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For |
| 02 | A PROPOSAL TO RATIFY THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION | Management | For | For |
| 04 | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 05 | A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL - NON-DEDUCTIBLE PAY | Shareholder | Against | For |
| 08 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Shareholder | For | Against |
| 09 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 10 | STOCKHOLDER PROPOSAL - SUCCESSION PLANNING | Shareholder | Against | For |
| 11 | STOCKHOLDER PROPOSAL - DERIVATIVES TRADING | Shareholder | Against | For |
| 12 | STOCKHOLDER PROPOSAL - RECOUP INCENTIVE COMPENSATION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 47000 | 0 | 13-Apr-2010 | 13-Apr-2010 |
DUKE REALTY CORPORATION| Security | 264411505 | Meeting Type | Annual |
| Ticker Symbol | DRE | Meeting Date | 28-Apr-2010 |
| ISIN | US2644115055 | Agenda | 933202309 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR | Management | For | For |
| 1B | ELECTION OF DIRECTOR: BARRINGTON H. BRANCH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GEOFFREY A. BUTTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: WILLIAM CAVANAUGH III | Management | For | For |
| 1E | ELECTION OF DIRECTOR: NGAIRE E. CUNEO | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CHARLES R. EITEL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MARTIN C. JISCHKE, PHD | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DENNIS D. OKLAK | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JACK R. SHAW | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LYNN C. THURBER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ROBERT J. WOODWARD, JR | Management | For | For |
| 2 | TO RATIFY THE REAPPOINTMENT BY THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2010. | Management | For | For |
| 3 | TO APPROVE AMENDMENTS TO THE DUKE REALTY CORPORATION AMENDED AND RESTATED 2005 LONG- TERM INCENTIVE PLAN AND THE 1995 KEY EMPLOYEES' STOCK OPTION PLAN OF DUKE REALTY INVESTMENTS, INC., ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 09-Apr-2010 | 09-Apr-2010 |
E. I. DU PONT DE NEMOURS AND COMPANY| Security | 263534109 | Meeting Type | Annual |
| Ticker Symbol | DD | Meeting Date | 28-Apr-2010 |
| ISIN | US2635341090 | Agenda | 933206535 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SAMUEL W. BODMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For |
| 1E | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN T. DILLON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For |
| 1I | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For |
| 1L | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | For | For |
| 02 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ON SHAREHOLDER SAY ON EXECUTIVE PAY | Shareholder | For | Against |
| 04 | ON AMENDMENT TO HUMAN RIGHTS POLICY | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6100 | 0 | 06-Apr-2010 | 06-Apr-2010 |
GENERAL ELECTRIC COMPANY| Security | 369604103 | Meeting Type | Annual |
| Ticker Symbol | GE | Meeting Date | 28-Apr-2010 |
| ISIN | US3696041033 | Agenda | 933200090 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | Against | Against |
| A2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| A3 | ELECTION OF DIRECTOR: WILLIAM M. CASTELL | Management | For | For |
| A4 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For |
| A5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | Against | Against |
| A6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For |
| A7 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | Against | Against |
| A8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | Management | Against | Against |
| A9 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| A10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | Management | For | For |
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Against | Against |
| A13 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For |
| A14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | Management | For | For |
| A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | Management | For | For |
| A16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | Management | For | For |
| B1 | RATIFICATION OF KPMG | Management | For | For |
| C1 | SHAREOWNER PROPOSAL: CUMULATIVE VOTING | Shareholder | Against | For |
| C2 | SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| C3 | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For |
| C4 | SHAREOWNER PROPOSAL: PAY DISPARITY | Shareholder | Against | For |
| C5 | SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES | Shareholder | Against | For |
| C6 | SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 86500 | 0 | 06-Apr-2010 | 06-Apr-2010 |
DIEBOLD, INCORPORATED| Security | 253651103 | Meeting Type | Annual |
| Ticker Symbol | DBD | Meeting Date | 29-Apr-2010 |
| ISIN | US2536511031 | Agenda | 933204012 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | RICHARD L. CRANDALL | For | For |
| 5 | GALE S. FITZGERALD | For | For |
| 6 | PHILLIP B. LASSITER | For | For |
| 8 | THOMAS W. SWIDARSKI | For | For |
| 9 | HENRY D.G. WALLACE | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR 2010. | Management | For | For |
| 03 | TO RE-APPROVE THE COMPANY'S ANNUAL CASH BONUS PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
KIMBERLY-CLARK CORPORATION| Security | 494368103 | Meeting Type | Annual |
| Ticker Symbol | KMB | Meeting Date | 29-Apr-2010 |
| ISIN | US4943681035 | Agenda | 933197255 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN R. ALM | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DENNIS R. BERESFORD | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For |
| 1L | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | Management | For | For |
| 02 | RATIFICATION OF AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
NYSE EURONEXT| Security | 629491101 | Meeting Type | Annual |
| Ticker Symbol | NYX | Meeting Date | 29-Apr-2010 |
| ISIN | US6294911010 | Agenda | 933215255 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | MARSHALL N. CARTER | For | For |
| 4 | PATRICIA M. CLOHERTY | Withheld | Against |
| 7 | JAN-MICHIEL HESSELS | Withheld | Against |
| 8 | DUNCAN M. MCFARLAND | For | For |
| 10 | DUNCAN L. NIEDERAUER | For | For |
| 13 | JACKSON P. TAI | Withheld | Against |
| 14 | JEAN-FRANCOIS THEODORE | For | For |
| 15 | RIJNHARD VAN TETS | Withheld | Against |
| 16 | SIR BRIAN WILLIAMSON | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO APPROVE THE STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTING IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS. | Shareholder | For |
| 04 | TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING CERTIFICATED SHARES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
AT&T INC.| Security | 00206R102 | Meeting Type | Annual |
| Ticker Symbol | T | Meeting Date | 30-Apr-2010 |
| ISIN | US00206R1023 | Agenda | 933200177 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For |
| 1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA P. UPTON | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
| 03 | CUMULATIVE VOTING. | Shareholder | Against | For |
| 04 | PENSION CREDIT POLICY. | Shareholder | Against | For |
| 05 | ADVISORY VOTE ON COMPENSATION. | Shareholder | For | Against |
| 06 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 48000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
POTLATCH CORPORATION| Security | 737630103 | Meeting Type | Annual |
| Ticker Symbol | PCH | Meeting Date | 03-May-2010 |
| ISIN | US7376301039 | Agenda | 933223492 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL J. COVEY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GREGORY L. QUESNEL | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RUTH ANN M. GILLIS | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
THE TRAVELERS COMPANIES, INC.| Security | 89417E109 | Meeting Type | Annual |
| Ticker Symbol | TRV | Meeting Date | 04-May-2010 |
| ISIN | US89417E1091 | Agenda | 933205115 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ALAN L. BELLER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JANET M. DOLAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | Management | For | For |
| 1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Management | For | For |
| 1J | ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DONALD J. SHEPARD | Management | For | For |
| 1L | ELECTION OF DIRECTOR: LAURIE J. THOMSEN | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 19-Apr-2010 | 19-Apr-2010 |
PEPSICO, INC.| Security | 713448108 | Meeting Type | Annual |
| Ticker Symbol | PEP | Meeting Date | 05-May-2010 |
| ISIN | US7134481081 | Agenda | 933213388 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For |
| 1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For |
| 1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For |
| 1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For |
| 02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| 03 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM INCENTIVE PLAN. | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
WINDSTREAM CORPORATION| Security | 97381W104 | Meeting Type | Annual |
| Ticker Symbol | WIN | Meeting Date | 05-May-2010 |
| ISIN | US97381W1045 | Agenda | 933211043 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CAROL B. ARMITAGE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SAMUEL E. BEALL, III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: FRANCIS X. FRANTZ | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JEFFERY R. GARDNER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JEFFREY T. HINSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JUDY K. JONES | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY | Management | For | For |
| 02 | TO ADOPT AND APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN | Management | Against | Against |
| 03 | TO CONSIDER AND APPROVE AN ADVISORY (NON-BINDING) RESOLUTION CONCERNING THE COMPANY'S EXECUTIVE COMPENSATION POLICIES | Management | For | For |
| 04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS WINDSTREAM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010 | Management | For | For |
| 05 | HOLDING EQUITY UNTIL RETIREMENT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 39000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
AVON PRODUCTS, INC.| Security | 054303102 | Meeting Type | Annual |
| Ticker Symbol | AVP | Meeting Date | 06-May-2010 |
| ISIN | US0543031027 | Agenda | 933212083 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 5 | MARIA ELENA LAGOMASINO | For | For |
| 10 | LAWRENCE A. WEINBACH | For | For |
| 2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 3 | APPROVAL OF 2010 STOCK INCENTIVE PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
DTE ENERGY COMPANY| Security | 233331107 | Meeting Type | Annual |
| Ticker Symbol | DTE | Meeting Date | 06-May-2010 |
| ISIN | US2333311072 | Agenda | 933232352 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ANTHONY F. EARLEY, JR. | For | For |
| 3 | FRANK M. HENNESSEY | For | For |
| 2 | INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP | Management | For | For |
| 3 | MANAGEMENT PROPOSAL REGARDING CUMULATIVE VOTING | Management | For | For |
| 04 | MANAGEMENT PROPOSAL REGARDING 2006 LONG-TERM INCENTIVE PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
DUKE ENERGY CORPORATION| Security | 26441C105 | Meeting Type | Annual |
| Ticker Symbol | DUK | Meeting Date | 06-May-2010 |
| ISIN | US26441C1053 | Agenda | 933207347 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | WILLIAM BARNET, III | For | For |
| 2 | G. ALEX BERNHARDT, SR. | For | For |
| 3 | MICHAEL G. BROWNING | For | For |
| 7 | JAMES H. HANCE, JR. | Withheld | Against |
| 02 | APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN | Management | For | For |
| 03 | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2010 | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY GLOBAL WARMING- RELATED LOBBYING ACTIVITIES | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE ELECTION OF DIRECTORS | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY COMPENSATION BY SENIOR EXECUTIVES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 33000 | 0 | 22-Apr-2010 | 22-Apr-2010 |
HEALTH CARE REIT, INC.| Security | 42217K106 | Meeting Type | Annual |
| Ticker Symbol | HCN | Meeting Date | 06-May-2010 |
| ISIN | US42217K1060 | Agenda | 933219126 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | JEFFREY H. DONAHUE | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4500 | 0 | 29-Apr-2010 | 29-Apr-2010 |
NOKIA CORPORATION| Security | 654902204 | Meeting Type | Annual |
| Ticker Symbol | NOK | Meeting Date | 06-May-2010 |
| ISIN | US6549022043 | Agenda | 933190972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 07 | ADOPTION OF THE ANNUAL ACCOUNTS. | Management | For | For |
| 08 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | Management | For | For |
| 09 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Management | For | For |
| 10 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | For |
| 1 | LALITA D. GUPTE | Withheld | Against |
| 2 | DR. BENGT HOLMSTROM | For | For |
| 3 | PROF. DR. H. KAGERMANN | For | For |
| 4 | OLLI-PEKKA KALLASVUO | For | For |
| 6 | ISABEL MAREY-SEMPER | For | For |
| 7 | JORMA OLLILA | Withheld | Against |
| 8 | DAME MARJORIE SCARDINO | For | For |
| 9 | RISTO SIILASMAA | Withheld | Against |
| 13 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | Management | For | For |
| 14 | ELECTION OF AUDITOR. | Management | For | For |
| 15 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. | Management | For | For |
| 16 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | Management | For | For |
| 17 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 12-Apr-2010 | 12-Apr-2010 |
SIMON PROPERTY GROUP, INC.| Security | 828806109 | Meeting Type | Annual |
| Ticker Symbol | SPG | Meeting Date | 06-May-2010 |
| ISIN | US8288061091 | Agenda | 933213996 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ALLAN HUBBARD | Management | For | For |
| 1F | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Management | For | For |
| 1H | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4183 | 0 | 29-Apr-2010 | 29-Apr-2010 |
UNION PACIFIC CORPORATION| Security | 907818108 | Meeting Type | Annual |
| Ticker Symbol | UNP | Meeting Date | 06-May-2010 |
| ISIN | US9078181081 | Agenda | 933230411 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: T.J. DONOHUE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: A.W. DUNHAM | Management | For | For |
| 1E | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For |
| 1I | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For |
| 1J | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For |
| 1K | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: J.R. YOUNG | Management | For | For |
| 02 | APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. | Shareholder | Against | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4775 | 0 | 26-Apr-2010 | 26-Apr-2010 |
UNITED PARCEL SERVICE, INC.| Security | 911312106 | Meeting Type | Annual |
| Ticker Symbol | UPS | Meeting Date | 06-May-2010 |
| ISIN | US9113121068 | Agenda | 933208969 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | STUART E. EIZENSTAT | For | For |
| 6 | WILLIAM R. JOHNSON | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD FROM THE UPS CERTIFICATE OF INCORPORATION SO THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 26-Apr-2010 | 26-Apr-2010 |
VERIZON COMMUNICATIONS INC.| Security | 92343V104 | Meeting Type | Annual |
| Ticker Symbol | VZ | Meeting Date | 06-May-2010 |
| ISIN | US92343V1044 | Agenda | 933212451 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | Against | Against |
| 1J | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | Against | Against |
| 1K | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: JOHN W. SNOW | Management | Against | Against |
| 1M | ELECTION OF DIRECTOR: JOHN R. STAFFORD | Management | Against | Against |
| 02 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | Management | For | For |
| 04 | PROHIBIT GRANTING STOCK OPTIONS | Shareholder | Against | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Shareholder | Against | For |
| 07 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | For | Against |
| 08 | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Shareholder | Against | For |
| 09 | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | Shareholder | For | Against |
| 10 | EXECUTIVE STOCK RETENTION REQUIREMENTS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 36000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
WEINGARTEN REALTY INVESTORS| Security | 948741103 | Meeting Type | Annual |
| Ticker Symbol | WRI | Meeting Date | 06-May-2010 |
| ISIN | US9487411038 | Agenda | 933207563 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | STANFORD ALEXANDER | For | For |
| 2 | ANDREW M. ALEXANDER | For | For |
| 3 | JAMES W. CROWNOVER | For | For |
| 4 | ROBERT J. CRUIKSHANK | For | For |
| 7 | DOUGLAS W. SCHNITZER | For | For |
| 02 | APPROVAL TO AMEND OUR SIXTH AMENDED AND RESTATED DECLARATION OF TRUST TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES OF BENEFICIAL INTEREST FROM 150,000,000 TO 275,000,000. | Management | Against | Against |
| 03 | APPROVAL AND ADOPTION OF THE WEINGARTEN REALTY INVESTORS 2010 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 19000 | 0 | 23-Apr-2010 | 23-Apr-2010 |
BARNES GROUP INC.| Security | 067806109 | Meeting Type | Annual |
| Ticker Symbol | B | Meeting Date | 07-May-2010 |
| ISIN | US0678061096 | Agenda | 933237097 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | GEORGE T. CARPENTER* | For | For |
| 3 | WILLIAM J. MORGAN* | For | For |
| 4 | HASSELL H. MCCLELLAN** | For | For |
| 02 | APPROVE THE BARNES GROUP INC. STOCK AND INCENTIVE AWARD PLAN, AS AMENDED | Management | For | For |
| 03 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 04 | CONSIDERATION OF STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 10500 | 0 | 26-Apr-2010 | 26-Apr-2010 |
COLGATE-PALMOLIVE COMPANY| Security | 194162103 | Meeting Type | Annual |
| Ticker Symbol | CL | Meeting Date | 07-May-2010 |
| ISIN | US1941621039 | Agenda | 933208539 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For |
| 1B | ELECTION OF DIRECTOR: IAN COOK | Management | For | For |
| 1C | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DAVID W. JOHNSON | Management | For | For |
| 1G | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For |
| 1H | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For |
| 1J | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For |
| 02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8675 | 0 | 29-Apr-2010 | 29-Apr-2010 |
PITNEY BOWES INC.| Security | 724479100 | Meeting Type | Annual |
| Ticker Symbol | PBI | Meeting Date | 10-May-2010 |
| ISIN | US7244791007 | Agenda | 933216473 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ERNIE GREEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN S. MCFARLANE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: EDUARDO R. MENASCE | Management | Against | Against |
| 02 | RATIFICATION OF INDEPENDENT ACCOUNTANTS FOR 2010. | Management | For | For |
| 03 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION ("CERTIFICATE") AND AMENDED AND RESTATED BY-LAWS ("BY-LAWS") TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For |
| 04 | CONSIDERATION OF A STOCKHOLDER PROPOSAL. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
3M COMPANY| Security | 88579Y101 | Meeting Type | Annual |
| Ticker Symbol | MMM | Meeting Date | 11-May-2010 |
| ISIN | US88579Y1010 | Agenda | 933208565 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| 04 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 10200 | 0 | 29-Apr-2010 | 29-Apr-2010 |
ARTHUR J. GALLAGHER & CO.| Security | 363576109 | Meeting Type | Annual |
| Ticker Symbol | AJG | Meeting Date | 11-May-2010 |
| ISIN | US3635761097 | Agenda | 933209961 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | For | For |
| 1B | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ILENE S. GORDON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES R. WIMMER | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010 | Management | For | For |
| 03 | APPROVAL OF THE ARTHUR J. GALLAGHER & CO. SENIOR MANAGEMENT INCENTIVE PLAN | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 14000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
GILEAD SCIENCES, INC.| Security | 375558103 | Meeting Type | Annual |
| Ticker Symbol | GILD | Meeting Date | 11-May-2010 |
| ISIN | US3755581036 | Agenda | 933218667 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | ETIENNE F. DAVIGNON | Withheld | Against |
| 10 | NICHOLAS G. MOORE | For | For |
| 11 | RICHARD J. WHITLEY | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN GILEAD'S CERTIFICATE OF INCORPORATION AND BY- LAWS. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
NEWELL RUBBERMAID INC.| Security | 651229106 | Meeting Type | Annual |
| Ticker Symbol | NWL | Meeting Date | 11-May-2010 |
| ISIN | US6512291062 | Agenda | 933228707 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: SCOTT S. COWEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MICHAEL A. TODMAN | Management | For | For |
| 02 | APPROVE THE NEWELL RUBBERMAID INC. 2010 STOCK PLAN. | Management | For | For |
| 03 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 20000 | 0 | 03-May-2010 | 03-May-2010 |
NISOURCE INC.| Security | 65473P105 | Meeting Type | Annual |
| Ticker Symbol | NI | Meeting Date | 11-May-2010 |
| ISIN | US65473P1057 | Agenda | 933219621 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| I1 | ELECTION OF DIRECTOR: RICHARD A. ABDOO | Management | For | For |
| I2 | ELECTION OF DIRECTOR: STEVEN C. BEERING | Management | For | For |
| I3 | ELECTION OF DIRECTOR: DENNIS E. FOSTER | Management | For | For |
| I4 | ELECTION OF DIRECTOR: MICHAEL E. JESANIS | Management | For | For |
| I5 | ELECTION OF DIRECTOR: MARTY R. KITTRELL | Management | Against | Against |
| I6 | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | For |
| I7 | ELECTION OF DIRECTOR: DEBORAH S. PARKER | Management | For | For |
| I8 | ELECTION OF DIRECTOR: IAN M. ROLLAND | Management | For | For |
| I9 | ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. | Management | For | For |
| I10 | ELECTION OF DIRECTOR: RICHARD L. THOMPSON | Management | For | For |
| I11 | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | For |
| II | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| III | TO AMEND THE BY-LAWS TO GIVE STOCKHOLDERS THE POWER TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Management | For | For |
| IV | TO APPROVE THE NISOURCE INC. 2010 OMNIBUS INCENTIVE PLAN. | Management | For | For |
| V | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING A THREE-YEAR POST-TERMINATION STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 27000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
PRUDENTIAL FINANCIAL, INC.| Security | 744320102 | Meeting Type | Annual |
| Ticker Symbol | PRU | Meeting Date | 11-May-2010 |
| ISIN | US7443201022 | Agenda | 933219013 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JON F. HANSON | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For |
| 1J | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | For |
| 1L | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | For |
| 1M | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | Against | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADVISORY VOTE ON COMPENSATION POLICIES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12225 | 0 | 29-Apr-2010 | 29-Apr-2010 |
PHILIP MORRIS INTERNATIONAL INC.| Security | 718172109 | Meeting Type | Annual |
| Ticker Symbol | PM | Meeting Date | 12-May-2010 |
| ISIN | US7181721090 | Agenda | 933223240 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: HAROLD BROWN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JENNIFER LI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | Management | For | For |
| 1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | Management | For | For |
| 1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | Management | For | For |
| 02 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND TOBACCO USE | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL 2 - CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8375 | 0 | 03-May-2010 | 03-May-2010 |
PROGRESS ENERGY, INC.| Security | 743263105 | Meeting Type | Annual |
| Ticker Symbol | PGN | Meeting Date | 12-May-2010 |
| ISIN | US7432631056 | Agenda | 933218631 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: J. BAKER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: J. BOSTIC | Management | For | For |
| 1C | ELECTION OF DIRECTOR: H. DELOACH | Management | For | For |
| 1D | ELECTION OF DIRECTOR: J. HYLER | Management | For | For |
| 1E | ELECTION OF DIRECTOR: W. JOHNSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: R. JONES | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: W. JONES | Management | For | For |
| 1H | ELECTION OF DIRECTOR: M. MARTINEZ | Management | For | For |
| 1I | ELECTION OF DIRECTOR: E. MCKEE | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J. MULLIN | Management | For | For |
| 1K | ELECTION OF DIRECTOR: C. PRYOR | Management | For | For |
| 1L | ELECTION OF DIRECTOR: C. SALADRIGAS | Management | For | For |
| 1M | ELECTION OF DIRECTOR: T. STONE | Management | For | For |
| 1N | ELECTION OF DIRECTOR: A. TOLLISON | Management | For | For |
| 02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS PROGRESS ENERGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | ADOPTION OF A "HOLD-INTO-RETIREMENT" POLICY FOR EQUITY AWARDS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 04-May-2010 | 04-May-2010 |
SEMPRA ENERGY| Security | 816851109 | Meeting Type | Annual |
| Ticker Symbol | SRE | Meeting Date | 12-May-2010 |
| ISIN | US8168511090 | Agenda | 933218489 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: WILLIAM D. JONES | Management | For | For |
| 1E | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: CARLOS RUIZ | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: NEAL E. SCHMALE | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 2875 | 0 | 04-May-2010 | 04-May-2010 |
TUPPERWARE BRANDS CORPORATION| Security | 899896104 | Meeting Type | Annual |
| Ticker Symbol | TUP | Meeting Date | 12-May-2010 |
| ISIN | US8998961044 | Agenda | 933218477 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: KRISS CLONINGER, III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: E. V. GOINGS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JOE R. LEE | Management | For | For |
| 1E | ELECTION OF DIRECTOR: BOB MARBUT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID R. PARKER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR | Management | For | For |
| 1J | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | Management | For | For |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 3 | ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Management | For | For |
| 4 | PROPOSAL TO APPROVE THE TUPPERWARE BRANDS CORPORATION 2010 INCENTIVE PLAN | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 12000 | 0 | 29-Apr-2010 | 29-Apr-2010 |
FRONTIER COMMUNICATIONS CORP| Security | 35906A108 | Meeting Type | Annual |
| Ticker Symbol | FTR | Meeting Date | 13-May-2010 |
| ISIN | US35906A1088 | Agenda | 933244054 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | LEROY T. BARNES, JR. | For | For |
| 9 | MYRON A. WICK, III | For | For |
| 10 | MARY AGNES WILDEROTTER | For | For |
| 02 | TO CONSIDER AND VOTE UPON AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING. | Shareholder | Against | For |
| 04 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 20000 | 0 | 06-May-2010 | 06-May-2010 |
STARWOOD HOTELS & RESORTS WORLDWIDE| Security | 85590A401 | Meeting Type | Annual |
| Ticker Symbol | HOT | Meeting Date | 13-May-2010 |
| ISIN | US85590A4013 | Agenda | 933222717 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ADAM ARON | Withheld | Against |
| 2 | CHARLENE BARSHEFSKY | For | For |
| 4 | CLAYTON DALEY, JR. | For | For |
| 8 | STEPHEN QUAZZO | Withheld | Against |
| 10 | FRITS VAN PAASSCHEN | For | For |
| 11 | KNEELAND YOUNGBLOOD | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 03 | TO REAPPROVE THE COMPANY'S ANNUAL INCENTIVE PLAN FOR CERTAIN EXECUTIVES. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 18000 | 0 | 06-May-2010 | 06-May-2010 |
THE CHARLES SCHWAB CORPORATION| Security | 808513105 | Meeting Type | Annual |
| Ticker Symbol | SCHW | Meeting Date | 13-May-2010 |
| ISIN | US8085131055 | Agenda | 933221335 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| 03 | APPROVAL OF AMENDED CORPORATE EXECUTIVE BONUS PLAN | Management | Against | Against |
| 04 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Shareholder | Against | For |
| 05 | STOCKHOLDER PROPOSAL REGARDING DEATH BENEFITS | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 24000 | 0 | 06-May-2010 | 06-May-2010 |
PROLOGIS| Security | 743410102 | Meeting Type | Annual |
| Ticker Symbol | PLD | Meeting Date | 14-May-2010 |
| ISIN | US7434101025 | Agenda | 933224507 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | STEPHEN L. FEINBERG | For | For |
| 2 | GEORGE L. FOTIADES | For | For |
| 3 | CHRISTINE N. GARVEY | For | For |
| 4 | LAWRENCE V. JACKSON | For | For |
| 6 | IRVING F. LYONS III | For | For |
| 7 | WALTER C. RAKOWICH | For | For |
| 8 | D. MICHAEL STEUERT | For | For |
| 10 | ANDREA M. ZULBERTI | For | For |
| 02 | APPROVE AND ADOPT AN AMENDMENT TO THE PROLOGIS 2006 LONG-TERM INCENTIVE PLAN - INCREASE AUTHORIZED SHARES AND CERTAIN INDIVIDUAL GRANT LIMITS | Management | For | For |
| 03 | APPROVE AND ADOPT AMENDMENTS TO CERTAIN PROLOGIS EQUITY INCENTIVE PLANS - ALLOW FOR A ONE- TIME SHARE OPTION EXCHANGE PROGRAM FOR EMPLOYEES, OTHER THAN NAMED EXECUTIVE OFFICERS AND TRUSTEES | Management | For | For |
| 04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6000 | 0 | 06-May-2010 | 06-May-2010 |
CONSOLIDATED EDISON, INC.| Security | 209115104 | Meeting Type | Annual |
| Ticker Symbol | ED | Meeting Date | 17-May-2010 |
| ISIN | US2091151041 | Agenda | 933228086 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: K. BURKE | Management | For | For |
| 1B | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | For |
| 1C | ELECTION OF DIRECTOR: G. CAMPBELL, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: G.J. DAVIS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: M.J. DEL GIUDICE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E.V. FUTTER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: J.F. HENNESSY III | Management | For | For |
| 1H | ELECTION OF DIRECTOR: S. HERNANDEZ | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J.F. KILLIAN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: E.R. MCGRATH | Management | For | For |
| 1K | ELECTION OF DIRECTOR: M.W. RANGER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: L.F. SUTHERLAND | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. | Management | For | For |
| 03 | ADDITIONAL COMPENSATION INFORMATION. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11000 | 0 | 10-May-2010 | 10-May-2010 |
ANADARKO PETROLEUM CORPORATION| Security | 032511107 | Meeting Type | Annual |
| Ticker Symbol | APC | Meeting Date | 18-May-2010 |
| ISIN | US0325111070 | Agenda | 933231160 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: PRESTON M. GEREN III | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For |
| 02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. | Shareholder | Against | For |
| 04 | STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: REIMBURSEMENT OF PROXY EXPENSES. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 9000 | 0 | 10-May-2010 | 10-May-2010 |
BOSTON PROPERTIES, INC.| Security | 101121101 | Meeting Type | Annual |
| Ticker Symbol | BXP | Meeting Date | 18-May-2010 |
| ISIN | US1011211018 | Agenda | 933230966 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | MORTIMER B. ZUCKERMAN | For | For |
| 3 | DR. JACOB A. FRENKEL | For | For |
| 2 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION RELATING TO THE ELECTION OF DIRECTORS. | Management | For | For |
| 3 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 4 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL CONCERNING THE PREPARATION OF A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For |
| 5 | TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3700 | 0 | 06-May-2010 | 06-May-2010 |
BRE PROPERTIES, INC.| Security | 05564E106 | Meeting Type | Annual |
| Ticker Symbol | BRE | Meeting Date | 18-May-2010 |
| ISIN | US05564E1064 | Agenda | 933223581 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | IRVING F. LYONS, III | For | For |
| 3 | EDWARD F. LANGE, JR. | For | For |
| 4 | CHRISTOPHER J. MCGURK | For | For |
| 5 | MATTHEW T. MEDEIROS | For | For |
| 6 | CONSTANCE B. MOORE | For | For |
| 9 | THOMAS E. ROBINSON | For | For |
| 10 | DENNIS E. SINGLETON | For | For |
| 11 | THOMAS P. SULLIVAN | For | For |
| 2 | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED 1999 BRE STOCK INCENTIVE PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 4,500,000 SHARES TO 5,250,000 SHARES. | Management | For | For |
| 3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8600 | 0 | 10-May-2010 | 10-May-2010 |
JPMORGAN CHASE & CO.| Security | 46625H100 | Meeting Type | Annual |
| Ticker Symbol | JPM | Meeting Date | 18-May-2010 |
| ISIN | US46625H1005 | Agenda | 933226501 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For |
| 02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 04 | POLITICAL NON-PARTISANSHIP | Shareholder | Against | For |
| 05 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | Shareholder | Against | For |
| 07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | INDEPENDENT CHAIRMAN | Shareholder | Against | For |
| 09 | PAY DISPARITY | Shareholder | Against | For |
| 10 | SHARE RETENTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 30000 | 0 | 10-May-2010 | 10-May-2010 |
KRAFT FOODS INC.| Security | 50075N104 | Meeting Type | Annual |
| Ticker Symbol | KFT | Meeting Date | 18-May-2010 |
| ISIN | US50075N1046 | Agenda | 933205331 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AJAYPAL S. BANGA | Management | For | For |
| 1B | ELECTION OF DIRECTOR: MYRA M. HART | Management | For | For |
| 1C | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | For |
| 1E | ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. | Management | For | For |
| 1F | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | For | For |
| 1G | ELECTION OF DIRECTOR: JOHN C. POPE | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | For |
| 1J | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For |
| 1L | ELECTION OF DIRECTOR: FRANK G. ZARB | Management | For | For |
| 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 3 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 17000 | 0 | 11-May-2010 | 11-May-2010 |
MORGAN STANLEY| Security | 617446448 | Meeting Type | Annual |
| Ticker Symbol | MS | Meeting Date | 18-May-2010 |
| ISIN | US6174464486 | Agenda | 933246375 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | Against | Against |
| 1B | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | Against | Against |
| 1C | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | Against | Against |
| 1D | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JAMES H. HANCE, JR. | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | For | For |
| 1G | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JOHN J. MACK | Management | For | For |
| 1I | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For |
| 1K | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | Against | Against |
| 1L | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | Against | Against |
| 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | For | For |
| 03 | TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | Against | Against |
| 04 | TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY HOLDINGS REQUIREMENT | Shareholder | Against | For |
| 07 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR | Shareholder | Against | For |
| 08 | SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF MANAGEMENT BONUSES | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13250 | 0 | 11-May-2010 | 11-May-2010 |
PRINCIPAL FINANCIAL GROUP, INC.| Security | 74251V102 | Meeting Type | Annual |
| Ticker Symbol | PFG | Meeting Date | 18-May-2010 |
| ISIN | US74251V1026 | Agenda | 933228199 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: MICHAEL T. DAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: C. DANIEL GELATT | Management | For | For |
| 1C | ELECTION OF DIRECTOR: SANDRA L. HELTON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN | Management | For | For |
| 02 | APPROVE 2010 STOCK INCENTIVE PLAN | Management | For | For |
| 03 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 17050 | 0 | 12-May-2010 | 12-May-2010 |
RENAISSANCERE HOLDINGS LTD.| Security | G7496G103 | Meeting Type | Annual |
| Ticker Symbol | RNR | Meeting Date | 18-May-2010 |
| ISIN | BMG7496G1033 | Agenda | 933230764 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | NICHOLAS L. TRIVISONNO | For | For |
| 02 | THE ADOPTION OF THE RENAISSANCERE HOLDINGS LTD. 2010 PERFORMANCE-BASED EQUITY INCENTIVE PLAN. | Management | For | For |
| 03 | THE AMENDMENT TO THE RENAISSANCERE HOLDINGS LTD. 2001 STOCK INCENTIVE PLAN. | Management | For | For |
| 04 | THE ADOPTION OF THE RENIASSANCERE HOLDINGS LTD. 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 05 | TO APPOINT THE FIRM OF ERNST & YOUNG LTD., AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO SERVE AS OUR AUDITORS FOR THE 2010 FISCAL YEAR UNTIL OUR 2011 ANNUAL GENERAL MEETING, AND TO REFER THE DETERMINATION OF THE AUDITORS' REMUNERATION TO THE BOARD OF DIRECTORS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6000 | 0 | 11-May-2010 | 11-May-2010 |
ROYAL DUTCH SHELL PLC| Security | 780259206 | Meeting Type | Annual |
| Ticker Symbol | RDSA | Meeting Date | 18-May-2010 |
| ISIN | US7802592060 | Agenda | 933254346 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | ADOPTION OF ANNUAL REPORT & ACCOUNTS | Management | For | For |
| 02 | APPROVAL OF REMUNERATION REPORT | Management | For | For |
| 03 | APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR | Management | For | For |
| 04 | RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR | Management | For | For |
| 05 | RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR | Management | For | For |
| 06 | RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR | Management | For | For |
| 07 | RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR | Management | For | For |
| 08 | RE-APPOINTMENT OF WIM KOK AS A DIRECTOR | Management | For | For |
| 09 | RE-APPOINTMENT OF NICK LAND AS A DIRECTOR | Management | Against | Against |
| 10 | RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR | Management | For | For |
| 11 | RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR | Management | For | For |
| 12 | RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR | Management | Against | Against |
| 13 | RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR | Management | For | For |
| 14 | RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR | Management | For | For |
| 15 | RE-APPOINTMENT OF AUDITORS | Management | For | For |
| 16 | REMUNERATION OF AUDITORS | Management | For | For |
| 17 | AUTHORITY TO ALLOT SHARES | Management | For | For |
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For |
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For |
| 20 | AUTHORITY FOR SCRIP DIVIDEND SCHEME | Management | For | For |
| 21 | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE | Management | For | For |
| 22 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For |
| 23 | SHAREHOLDER RESOLUTION | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 14000 | 0 | 30-Apr-2010 | 30-Apr-2010 |
THE ALLSTATE CORPORATION| Security | 020002101 | Meeting Type | Annual |
| Ticker Symbol | ALL | Meeting Date | 18-May-2010 |
| ISIN | US0200021014 | Agenda | 933226119 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | Management | Abstain | Against |
| 1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | Management | Abstain | Against |
| 1F | ELECTION OF DIRECTOR: ANDREA REDMOND | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | Management | Abstain | Against |
| 1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | Management | Abstain | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL SPECIAL SHAREOWNER MEETINGS. | Shareholder | For | Against |
| 04 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against |
| 05 | STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Shareholder | For | Against |
| 06 | STOCKHOLDER PROPOSAL SEEKING A REVIEW AND REPORT ON EXECUTIVE COMPENSATION. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 8000 | 0 | 06-May-2010 | 06-May-2010 |
AVALONBAY COMMUNITIES, INC.| Security | 053484101 | Meeting Type | Annual |
| Ticker Symbol | AVB | Meeting Date | 19-May-2010 |
| ISIN | US0534841012 | Agenda | 933228656 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | JOHN J. HEALY, JR. | For | For |
| 4 | TIMOTHY J. NAUGHTON | For | For |
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3301 | 0 | 10-May-2010 | 10-May-2010 |
FOOT LOCKER, INC.| Security | 344849104 | Meeting Type | Annual |
| Ticker Symbol | FL | Meeting Date | 19-May-2010 |
| ISIN | US3448491049 | Agenda | 933226993 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 3 | APPROVAL OF THE FOOT LOCKER 2007 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 22000 | 0 | 13-May-2010 | 13-May-2010 |
INTEL CORPORATION| Security | 458140100 | Meeting Type | Annual |
| Ticker Symbol | INTC | Meeting Date | 19-May-2010 |
| ISIN | US4581401001 | Agenda | 933224367 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For |
| 1H | ELECTION OF DIRECTOR: JANE E. SHAW | Management | For | For |
| 1I | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 45000 | 0 | 10-May-2010 | 10-May-2010 |
NORTHROP GRUMMAN CORPORATION| Security | 666807102 | Meeting Type | Annual |
| Ticker Symbol | NOC | Meeting Date | 19-May-2010 |
| ISIN | US6668071029 | Agenda | 933233227 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WESLEY G. BUSH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LEWIS W. COLEMAN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: THOMAS B. FARGO | Management | For | For |
| 1D | ELECTION OF DIRECTOR: VICTOR H. FAZIO | Management | For | For |
| 1E | ELECTION OF DIRECTOR: DONALD E. FELSINGER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: STEPHEN E. FRANK | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE S. GORDON | Management | For | For |
| 1H | ELECTION OF DIRECTOR: MADELEINE KLEINER | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | For |
| 1J | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: AULANA L. PETERS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: KEVIN W. SHARER | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For |
| 03 | PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER MEETINGS AND CERTAIN OTHER PROVISIONS. | Management | For | For |
| 04 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN TRANSACTIONS. | Management | Against | Against |
| 05 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4000 | 0 | 12-May-2010 | 12-May-2010 |
PINNACLE WEST CAPITAL CORPORATION| Security | 723484101 | Meeting Type | Annual |
| Ticker Symbol | PNW | Meeting Date | 19-May-2010 |
| ISIN | US7234841010 | Agenda | 933226943 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | EDWARD N. BASHA, JR. | For | For |
| 3 | SUSAN CLARK-JOHNSON | Withheld | Against |
| 4 | DENIS A. CORTESE, M.D. | For | For |
| 5 | MICHAEL L. GALLAGHER | Withheld | Against |
| 7 | ROY A. HERBERGER, JR. | For | For |
| 10 | BRUCE J. NORDSTROM | For | For |
| 11 | W. DOUGLAS PARKER | Withheld | Against |
| 2 | AMENDMENT TO THE COMPANY'S BYLAWS TO PERMIT SHAREHOLDERS TO CALL SPECIAL SHAREHOLDER MEETINGS. | Management | For | For |
| 3 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11000 | 0 | 12-May-2010 | 12-May-2010 |
PPL CORPORATION| Security | 69351T106 | Meeting Type | Annual |
| Ticker Symbol | PPL | Meeting Date | 19-May-2010 |
| ISIN | US69351T1060 | Agenda | 933253382 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | STUART E. GRAHAM | Withheld | Against |
| 02 | COMPANY PROPOSAL TO AMEND THE COMPANY'S BYLAWS TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS | Management | For | For |
| 03 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 04 | SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 05 | SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3950 | 0 | 10-May-2010 | 10-May-2010 |
STATE STREET CORPORATION| Security | 857477103 | Meeting Type | Annual |
| Ticker Symbol | STT | Meeting Date | 19-May-2010 |
| ISIN | US8574771031 | Agenda | 933226234 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: K. BURNES | Management | For | For |
| 1B | ELECTION OF DIRECTOR: P. COYM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For |
| 1D | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For |
| 1E | ELECTION OF DIRECTOR: D. GRUBER | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: L. HILL | Management | For | For |
| 1G | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | For |
| 1H | ELECTION OF DIRECTOR: R. KAPLAN | Management | Against | Against |
| 1I | ELECTION OF DIRECTOR: C. LAMANTIA | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R. LOGUE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: R. SERGEL | Management | For | For |
| 1L | ELECTION OF DIRECTOR: R. SKATES | Management | For | For |
| 1M | ELECTION OF DIRECTOR: G. SUMME | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R. WEISSMAN | Management | For | For |
| 02 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 04 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For |
| 05 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6400 | 0 | 10-May-2010 | 10-May-2010 |
ALLEGHENY ENERGY, INC.| Security | 017361106 | Meeting Type | Annual |
| Ticker Symbol | AYE | Meeting Date | 20-May-2010 |
| ISIN | US0173611064 | Agenda | 933213972 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: H. FURLONG BALDWIN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ELEANOR BAUM | Management | For | For |
| 1C | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | For |
| 1D | ELECTION OF DIRECTOR: CYRUS F. FREIDHEIM, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | For |
| 1F | ELECTION OF DIRECTOR: TED J. KLEISNER | Management | For | For |
| 1G | ELECTION OF DIRECTOR: CHRISTOPHER D. PAPPAS | Management | For | For |
| 1H | ELECTION OF DIRECTOR: STEVEN H. RICE | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GUNNAR E. SARSTEN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: MICHAEL H. SUTTON | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2010. | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 5000 | 0 | 12-May-2010 | 12-May-2010 |
LIBERTY PROPERTY TRUST| Security | 531172104 | Meeting Type | Annual |
| Ticker Symbol | LRY | Meeting Date | 20-May-2010 |
| ISIN | US5311721048 | Agenda | 933255716 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 3 | STEPHEN D. STEINOUR | For | For |
| 02 | APPROVAL OF THE PROPOSAL TO ELIMINATE THE CLASSIFICATION OF OUR BOARD OF TRUSTEES. | Management | For | For |
| 03 | APPROVAL OF THE PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11300 | 0 | 12-May-2010 | 12-May-2010 |
LORILLARD, INC.| Security | 544147101 | Meeting Type | Annual |
| Ticker Symbol | LO | Meeting Date | 20-May-2010 |
| ISIN | US5441471019 | Agenda | 933231526 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | VIRGIS W. COLBERT | Withheld | Against |
| 2 | RICHARD W. ROEDEL | Withheld | Against |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 5000 | 0 | 12-May-2010 | 12-May-2010 |
MARSH & MCLENNAN COMPANIES, INC.| Security | 571748102 | Meeting Type | Annual |
| Ticker Symbol | MMC | Meeting Date | 20-May-2010 |
| ISIN | US5717481023 | Agenda | 933225472 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LESLIE M. BAKER | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ZACHARY W. CARTER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For |
| 1D | ELECTION OF DIRECTOR: OSCAR FANJUL | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: H. EDWARD HANWAY | Management | For | For |
| 1F | ELECTION OF DIRECTOR: GWENDOLYN S. KING | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRUCE P. NOLOP | Management | Against | Against |
| 1H | ELECTION OF DIRECTOR: MARC D. OKEN | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | STOCKHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13600 | 0 | 12-May-2010 | 12-May-2010 |
MCDONALD'S CORPORATION| Security | 580135101 | Meeting Type | Annual |
| Ticker Symbol | MCD | Meeting Date | 20-May-2010 |
| ISIN | US5801351017 | Agenda | 933232491 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ROGER W. STONE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | For |
| 02 | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| 03 | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against |
| 04 | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | Shareholder | For | Against |
| 05 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Shareholder | Against | For |
| 06 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 11000 | 0 | 17-May-2010 | 17-May-2010 |
NATIONAL RETAIL PROPERTIES, INC.| Security | 637417106 | Meeting Type | Annual |
| Ticker Symbol | NNN | Meeting Date | 20-May-2010 |
| ISIN | US6374171063 | Agenda | 933231285 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | DENNIS E. GERSHENSON | For | For |
| 4 | RICHARD B. JENNINGS | For | For |
| 02 | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | Abstain | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 9000 | 0 | 12-May-2010 | 12-May-2010 |
THE HOME DEPOT, INC.| Security | 437076102 | Meeting Type | Annual |
| Ticker Symbol | HD | Meeting Date | 20-May-2010 |
| ISIN | US4370761029 | Agenda | 933228226 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For |
| 1D | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | Against | Against |
| 1E | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | Against | Against |
| 1F | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For |
| 1G | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For |
| 1H | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For |
| 1I | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE PLAN | Management | For | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Shareholder | Against | For |
| 05 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION | Shareholder | For | Against |
| 06 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | Shareholder | For | Against |
| 07 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT | Shareholder | For | Against |
| 08 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | Against | For |
| 09 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | Shareholder | Against | For |
| 10 | SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 15400 | 0 | 13-May-2010 | 13-May-2010 |
TRUSTCO BANK CORP NY| Security | 898349105 | Meeting Type | Annual |
| Ticker Symbol | TRST | Meeting Date | 20-May-2010 |
| ISIN | US8983491056 | Agenda | 933215128 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS EXPIRING AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS: DENNIS A. DEGENNARO | Management | For | For |
| 1B | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS EXPIRING AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS: JOSEPH A. LUCARELLI | Management | For | For |
| 1C | ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS EXPIRING AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS: ROBERT A. MCCORMICK | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS TRUSTCO'S INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 5000 | 0 | 17-May-2010 | 17-May-2010 |
FPL GROUP, INC.| Security | 302571104 | Meeting Type | Annual |
| Ticker Symbol | FPL | Meeting Date | 21-May-2010 |
| ISIN | US3025711041 | Agenda | 933228062 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | ROBERT M. BEALL, II | For | For |
| 8 | OLIVER D. KINGSLEY, JR. | For | For |
| 10 | WILLIAM H. SWANSON | For | For |
| 11 | MICHAEL H. THAMAN | For | For |
| 12 | HANSEL E. TOOKES, II | Withheld | Against |
| 02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY'S NAME TO NEXTERA ENERGY, INC. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6500 | 0 | 17-May-2010 | 17-May-2010 |
J. C. PENNEY COMPANY, INC.| Security | 708160106 | Meeting Type | Annual |
| Ticker Symbol | JCP | Meeting Date | 21-May-2010 |
| ISIN | US7081601061 | Agenda | 933226424 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: C.C. BARRETT | Management | For | For |
| 1B | ELECTION OF DIRECTOR: M.A. BURNS | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M.K. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: T.J. ENGIBOUS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: K.B. FOSTER | Management | For | For |
| 1F | ELECTION OF DIRECTOR: G.B. LAYBOURNE | Management | Against | Against |
| 1G | ELECTION OF DIRECTOR: BURL OSBORNE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: L.H. ROBERTS | Management | For | For |
| 1I | ELECTION OF DIRECTOR: J.G. TERUEL | Management | For | For |
| 1J | ELECTION OF DIRECTOR: R.G. TURNER | Management | For | For |
| 1K | ELECTION OF DIRECTOR: M.E. ULLMAN, III | Management | For | For |
| 1L | ELECTION OF DIRECTOR: M.E. WEST | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JANUARY 29, 2011. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 16800 | 0 | 12-May-2010 | 12-May-2010 |
MACK-CALI REALTY CORPORATION| Security | 554489104 | Meeting Type | Annual |
| Ticker Symbol | CLI | Meeting Date | 25-May-2010 |
| ISIN | US5544891048 | Agenda | 933250920 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | ALAN S. BERNIKOW | Withheld | Against |
| 2 | KENNETH M. DUBERSTEIN | Withheld | Against |
| 3 | VINCENT TESE | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 6000 | 0 | 14-May-2010 | 14-May-2010 |
MERCK & CO., INC.| Security | 58933Y105 | Meeting Type | Annual |
| Ticker Symbol | MRK | Meeting Date | 25-May-2010 |
| ISIN | US58933Y1055 | Agenda | 933236920 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | Abstain | Against |
| 1E | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | Management | For | For |
| 1F | ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. | Management | For | For |
| 1G | ELECTION OF DIRECTOR: HARRY R. JACOBSON | Management | Abstain | Against |
| 1H | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | Abstain | Against |
| 1J | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | Management | For | For |
| 1L | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For |
| 1M | ELECTION OF DIRECTOR: THOMAS E. SHENK | Management | For | For |
| 1N | ELECTION OF DIRECTOR: ANNE M. TATLOCK | Management | For | For |
| 1O | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | Management | For | For |
| 1P | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For |
| 1Q | ELECTION OF DIRECTOR: PETER C. WENDELL | Management | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For |
| 03 | PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. | Management | Against | Against |
| 04 | PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 24000 | 0 | 17-May-2010 | 17-May-2010 |
CHEVRON CORPORATION| Security | 166764100 | Meeting Type | Annual |
| Ticker Symbol | CVX | Meeting Date | 26-May-2010 |
| ISIN | US1667641005 | Agenda | 933241743 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: S.H. ARMACOST | Management | Abstain | Against |
| 1B | ELECTION OF DIRECTOR: L.F. DEILY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: R.E. DENHAM | Management | For | For |
| 1D | ELECTION OF DIRECTOR: R.J. EATON | Management | For | For |
| 1E | ELECTION OF DIRECTOR: C. HAGEL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: E. HERNANDEZ | Management | Abstain | Against |
| 1G | ELECTION OF DIRECTOR: F.G. JENIFER | Management | For | For |
| 1H | ELECTION OF DIRECTOR: G.L. KIRKLAND | Management | For | For |
| 1I | ELECTION OF DIRECTOR: S. NUNN | Management | For | For |
| 1J | ELECTION OF DIRECTOR: D.B. RICE | Management | For | For |
| 1K | ELECTION OF DIRECTOR: K.W. SHARER | Management | For | For |
| 1L | ELECTION OF DIRECTOR: C.R. SHOEMATE | Management | For | For |
| 1M | ELECTION OF DIRECTOR: J.G. STUMPF | Management | For | For |
| 1N | ELECTION OF DIRECTOR: R.D. SUGAR | Management | For | For |
| 1O | ELECTION OF DIRECTOR: C. WARE | Management | For | For |
| 1P | ELECTION OF DIRECTOR: J.S. WATSON | Management | For | For |
| 02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For |
| 03 | AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | Management | For | For |
| 04 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For |
| 05 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Shareholder | Against | For |
| 06 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Shareholder | Against | For |
| 07 | GUIDELINES FOR COUNTRY SELECTION | Shareholder | Against | For |
| 08 | FINANCIAL RISKS FROM CLIMATE CHANGE | Shareholder | Against | For |
| 09 | HUMAN RIGHTS COMMITTEE | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 13101 | 0 | 18-May-2010 | 18-May-2010 |
EXXON MOBIL CORPORATION| Security | 30231G102 | Meeting Type | Annual |
| Ticker Symbol | XOM | Meeting Date | 26-May-2010 |
| ISIN | US30231G1022 | Agenda | 933239267 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 2 | P. BRABECK-LETMATHE | For | For |
| 5 | K.C. FRAZIER | Withheld | Against |
| 7 | M.C. NELSON | Withheld | Against |
| 8 | S.J. PALMISANO | Withheld | Against |
| 11 | E.E. WHITACRE, JR. | Withheld | Against |
| 02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | Management | For | For |
| 03 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Shareholder | Against | For |
| 04 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Shareholder | Against | For |
| 05 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Shareholder | For | Against |
| 06 | AMENDMENT OF EEO POLICY (PAGE 57) | Shareholder | Against | For |
| 07 | POLICY ON WATER (PAGE 59) | Shareholder | Against | For |
| 08 | WETLANDS RESTORATION POLICY (PAGE 60) | Shareholder | Against | For |
| 09 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Shareholder | Against | For |
| 10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Shareholder | Against | For |
| 11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Shareholder | Against | For |
| 12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Shareholder | Against | For |
| 13 | PLANNING ASSUMPTIONS (PAGE 69) | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 28000 | 0 | 17-May-2010 | 17-May-2010 |
SOVRAN SELF STORAGE, INC.| Security | 84610H108 | Meeting Type | Annual |
| Ticker Symbol | SSS | Meeting Date | 26-May-2010 |
| ISIN | US84610H1086 | Agenda | 933242505 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 5 | CHARLES E. LANNON | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED UBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 7000 | 0 | 19-May-2010 | 19-May-2010 |
THE SOUTHERN COMPANY| Security | 842587107 | Meeting Type | Annual |
| Ticker Symbol | SO | Meeting Date | 26-May-2010 |
| ISIN | US8425871071 | Agenda | 933245905 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 4 | H.W. HABERMEYER, JR. | For | For |
| 7 | D.M. JAMES | Withheld | Against |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For |
| 03 | AMENDMENT OF COMPANY'S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING | Management | For | For |
| 04 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING | Management | For | For |
| 05 | AMENDMENT OF COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For |
| 06 | STOCKHOLDER PROPOSAL ON CLIMATE CHANGE ENVIRONMENTAL REPORT | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 10000 | 0 | 19-May-2010 | 19-May-2010 |
LIMITED BRANDS, INC.| Security | 532716107 | Meeting Type | Annual |
| Ticker Symbol | LTD | Meeting Date | 27-May-2010 |
| ISIN | US5327161072 | Agenda | 933239774 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: DENNIS S. HERSCH | Management | For | For |
| 1B | ELECTION OF DIRECTOR: DAVID T. KOLLAT | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | For |
| 1D | ELECTION OF DIRECTOR: LESLIE H. WEXNER | Management | For | For |
| 2 | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 34000 | 0 | 19-May-2010 | 19-May-2010 |
NEW YORK COMMUNITY BANCORP, INC.| Security | 649445103 | Meeting Type | Annual |
| Ticker Symbol | NYB | Meeting Date | 03-Jun-2010 |
| ISIN | US6494451031 | Agenda | 933253370 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 02 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 15000 | 0 | 19-May-2010 | 19-May-2010 |
WAL-MART STORES, INC.| Security | 931142103 | Meeting Type | Annual |
| Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 |
| ISIN | US9311421039 | Agenda | 933249939 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For |
| 1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For |
| 1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For |
| 1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For |
| 1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For |
| 1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For |
| 1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | Abstain | Against |
| 1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For |
| 1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For |
| 1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | Abstain | Against |
| 1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For |
| 1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For |
| 1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For |
| 1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For |
| 03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | For | For |
| 04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For |
| 05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For |
| 06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| 07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For |
| 08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against |
| 09 | POULTRY SLAUGHTER | Shareholder | Against | For |
| 10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 16000 | 0 | 25-May-2010 | 25-May-2010 |
TARGET CORPORATION| Security | 87612E106 | Meeting Type | Annual |
| Ticker Symbol | TGT | Meeting Date | 09-Jun-2010 |
| ISIN | US87612E1064 | Agenda | 933258902 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1A | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For |
| 1B | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | Abstain | Against |
| 1C | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For |
| 1D | ELECTION OF DIRECTOR: GREGG W. STEINHAFEL | Management | For | For |
| 02 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | Against | Against |
| 03 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION RELATING TO BOARD, SEE PROXY STATEMENT FOR FURTHER DETAILS. | Management | For | For |
| 04 | COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTE REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS | Management | For | For |
| 05 | COMPANY PROPOSAL TO AMEND AND RESTATE THE RESTATED ARTICLES TO REFLECT THE CHANGES PROPOSED AS ITEMS 3 AND 4, IF APPROVED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | Management | For | For |
| 06 | SHAREHOLDER PROPOSAL REGARDING ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 3500 | 0 | 25-May-2010 | 25-May-2010 |
TAIWAN SEMICONDUCTOR MFG. CO. LTD.| Security | 874039100 | Meeting Type | Annual |
| Ticker Symbol | TSM | Meeting Date | 15-Jun-2010 |
| ISIN | US8740391003 | Agenda | 933280757 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | TO ACCEPT 2009 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For |
| 02 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2009 PROFITS | Management | For | For |
| 03 | TO REVISE THE ARTICLES OF INCORPORATION | Management | For | For |
| 04 | TO REVISE THE POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 30000 | 0 | 27-May-2010 | 27-May-2010 |
GENZYME CORPORATION| Security | 372917104 | Meeting Type | Contested-Annual |
| Ticker Symbol | GENZ | Meeting Date | 16-Jun-2010 |
| ISIN | US3729171047 | Agenda | 933259726 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 1 | DOUGLAS A. BERTHIAUME | For | For |
| 2 | ROBERT J. BERTOLINI | For | For |
| 4 | ROBERT J. CARPENTER | For | For |
| 7 | SENATOR CONNIE MACK III | Withheld | Against |
| 10 | RALPH V. WHITWORTH | For | For |
| 02 | A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 2,750,000 SHARES. | Management | For | For |
| 03 | A PROPOSAL TO AMEND THE 2009 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 1,500,000. | Management | For | For |
| 04 | A PROPOSAL TO AMEND THE 2007 DIRECTOR EQUITY PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 250,000 SHARES. | Management | For | For |
| 05 | A PROPOSAL TO AMEND THE RESTATED ARTICLES OF ORGANIZATION TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS FROM 90% TO 40%. | Management | For | For |
| 06 | A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF INDEPENDENT AUDITORS FOR 2010. | Management | For | For |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 4000 | 0 | 04-Jun-2010 |
| 1856061002 | 0S3 | 4000 | 0 | 04-Jun-2010 |
WEATHERFORD INTERNATIONAL LTD| Security | H27013103 | Meeting Type | Annual |
| Ticker Symbol | WFT | Meeting Date | 23-Jun-2010 |
| ISIN | CH0038838394 | Agenda | 933282612 - Management |
| Item | Proposal | Type | Vote | For/Against Management |
| 01 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 02 | DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS DURING THE YEAR ENDED DECEMBER 31, 2009. | Management | For | For |
| 3A | ELECTION OF THE DIRECTOR: BERNARD J. DUROC- DANNER | Management | For | For |
| 3B | ELECTION OF THE DIRECTOR: SAMUEL W. BODMAN, III | Management | For | For |
| 3C | ELECTION OF THE DIRECTOR: DAVID J. BUTTERS | Management | For | For |
| 3D | ELECTION OF THE DIRECTOR: NICHOLAS F. BRADY | Management | Abstain | Against |
| 3E | ELECTION OF THE DIRECTOR: WILLIAM E. MACAULAY | Management | For | For |
| 3F | ELECTION OF THE DIRECTOR: ROBERT B. MILLARD | Management | For | For |
| 3G | ELECTION OF THE DIRECTOR: ROBERT K. MOSES, JR. | Management | For | For |
| 3H | ELECTION OF THE DIRECTOR: GUILLERMO ORTIZ | Management | For | For |
| 3I | ELECTION OF THE DIRECTOR: EMYR JONES PARRY | Management | For | For |
| 3J | ELECTION OF THE DIRECTOR: ROBERT A. RAYNE | Management | For | For |
| 04 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2010 AND THE RE-ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR ENDING DECEMBER 31, 2010. | Management | For | For |
| 05 | APPROVAL OF THE RECLASSIFICATION OF CHF 475 MILLION OF LEGAL RESERVES (ADDITIONAL PAID-IN CAPITAL) TO OTHER RESERVES. | Management | For | For |
| 06 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO EXTEND THE COMPANY'S AUTHORIZED SHARE CAPITAL TO JUNE 23, 2012 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010. | Management | For | For |
| 07 | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO INCREASE THE AMOUNT OF CONDITIONAL CAPITAL TO 50% OF STATED CAPITAL AS OF MAY 5, 2010 AND TO SPECIFY IN THE ARTICLES OF ASSOCIATION THE AMOUNT OF CONDITIONAL SHARE CAPITAL THAT MAY BE ALLOCATED TO EACH CATEGORY OF BENEFICIARY PROVIDED FOR IN THE ARTICLES. | Management | For | For |
| 08 | APPROVAL OF THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN. | Management | Against | Against |
| Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
| 1856061002 | 0S3 | 19000 | 0 | 01-Jun-2010 | 01-Jun-2010 |
SIGNATURESPursuant to the the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) SM&R Investments, Inc. |
| By (Signature and Title) /s/ Brenda Koelemay |
Vice PresidentDate August 31, 2010
