UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
July 15, 2009 (December 19, 2008)
VIVUS, INC.
(Exact name of registrant as specified in its charter)
Delaware | | 001-33389 | | 94-3136179 |
(State or other jurisdiction of
incorporation) | | (Commission File Number) | | (IRS Employer
Identification No.) |
1172 CASTRO STREET
MOUNTAIN VIEW, CA 94040
(Address of principal executive offices, including zip code)
(650) 934-5200
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
This Amendment No. 1 on Form 8-K/A (the “Amendment Filing”) is an amendment to the Current Report on Form 8-K that VIVUS, Inc. filed on December 24, 2008 (the “Original Filing”). The Amendment Filing is being filed for the sole purpose of re-filing Exhibit 10.1, portions of which have been unredacted as a result of comments received by the Staff of the Securities and Exchange Commission. Items included in the Original Filing are herein restated in their entirety.
This Amendment Filing does not reflect events occurring after the filing of the Original Filing, or modify or update the disclosure presented in the Original Filing, except to reflect the revisions as described above.
Item 1.01. Entry into a Material Definitive Agreement.
On December 19, 2008, VIVUS, Inc. (the “Company”) entered into Task Order Number: 06 (“Task Order 06”) under that certain Master Services Agreement dated September 12, 2007 with Medpace, Inc. (“Medpace”) pursuant to which Medpace will perform certain clinical research services in connection with the Phase 3 clinical trials for Qnexa, the Company’s investigational product candidate for the treatment of obesity. The Company’s aggregate payment obligations for services under Task Order 06 will total approximately $12.8 million.
Medpace is a global, full-service contract research organization with a focus in the areas of metabolism, diabetes and cardiovascular disease. Other than the Master Services Agreement, the Company does not have a material relationship with Medpace.
The above description of Task Order 06 is a summary only and is qualified in its entirety by reference to the full text of Task Order 06, which is filed herewith as Exhibit 10.1 and is incorporated herein by reference. Portions of Exhibit 10.1 have been omitted pursuant to a request for confidential treatment.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. | | Description |
| | |
10.1† | | Exhibit A: Medpace Task Order Number: 06 dated as of December 15, 2008 pursuant to that certain Master Services Agreement, between the Company and Medpace, Inc., dated as of September 12, 2007. |
† Confidential portions of this exhibit have been redacted and filed separately with the Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | VIVUS, INC. |
| | |
| By: | /s/ Lee B. Perry |
| | Lee B. Perry
Vice President and Chief Accounting Officer |
Date: July 15, 2009
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EXHIBIT INDEX
Exhibit No. | | Description |
| | |
10.1† | | Exhibit A: Medpace Task Order Number: 06 dated as of December 15, 2008 pursuant to that certain Master Services Agreement, between the Company and Medpace, Inc., dated as of September 12, 2007. |
† Confidential portions of this exhibit have been redacted and filed separately with the Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended.
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