UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
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FORM N-PX |
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annual report of proxy voting record of |
registered management investment company |
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Investment Company Act file number: | 811- 6490 | |
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Dreyfus Premier Investment Funds, Inc. |
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(Exact name of registrant as specified in charter) |
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c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166 |
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(Address of principal executive offices) (Zip code) |
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John Pak, Esq. 200 Park Avenue New York, New York 10166
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(Name and address of agent for service) |
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Registrant's telephone number, including area code: (212) 922-6000 |
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Date of fiscal year end: 10/31* |
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Date of reporting period: July 1, 2013-June 30, 2014 |
* Fiscal year end is 12/31 for Dreyfus Large Cap Growth Fund and Dreyfus Large Cap Equity Fund.
P:\Edgar Filings\NPX FILINGS\N-PX-2014\092\form092.doc
Item 1. Proxy Voting Record
Dreyfus Premier Investment Funds, Inc.
Dreyfus Premier Investment Funds, Inc.
==================== Dreyfus Diversified International Fund ====================
The Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
========================== Dreyfus Emerging Asia Fund ==========================
AUTONAVI HOLDINGS LTD.
Ticker: AMAP Security ID: 05330F106
Meeting Date: DEC 27, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
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AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
2 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
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AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the International
and Domestic Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Liu Renhuai as Director and For For Management
Approve Director's Remuneration
7 Other Business (Voting) For Against Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Other Business (Voting) For Against Management
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BIOSENSORS INTERNATIONAL GROUP LTD.
Ticker: B20 Security ID: G11325100
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Vincent Ong as Director For For Management
4 Elect Adrian Chan Pengee as Director For For Management
5 Elect Bing Yuan as Director For For Management
6 Elect Phyllis Chan Yuk Ying as Director For For Management
7 Approve Directors' Fees For For Management
8 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAHYA MATA SARAWAK BERHAD
Ticker: CMSB Security ID: Y1662L103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of MYR 0.12 Per For For Management
Share
3 Elect Mahmud Abu Bekir Taib as Director For For Management
4 Elect Mohd Zahidi Bin Hj Zainuddin as For For Management
Director
5 Elect Michael Ting Kuok Ngie @ Ting For For Management
Kok Ngie as Director
6 Approve Remuneration of Non-Executive For For Management
Chairman, Deputy Chairman, and
Non-Executive Director
7 Approve Remuneration of Directors For For Management
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Kevin How Kow to Continue For For Management
Office as Independent Non-Executive
Director
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
12 Approve Share Repurchase Program For For Management
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CAHYA MATA SARAWAK BERHAD
Ticker: CMSB Security ID: Y1662L103
Meeting Date: MAY 15, 2014 Meeting Type: Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Facilitate the Proposed
Subdivision
1 Approve Proposed Subdivision For For Management
2 Approve Bonus Issue For For Management
--------------------------------------------------------------------------------
CHICONY POWER TECHNOLOGY CO., LTD.
Ticker: 6412 Security ID: Y1364D102
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit and Employee
Bonus
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Trading Procedures Governing For Against Management
Derivatives Products
8 Approve Issuance of Restricted Stocks For Against Management
9.1 Elect Supervisor No.1 None Against Shareholder
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CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 01359 Security ID: Y1R34V103
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Account For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
for 2014
6 Appoint Accounting Firm for 2014 For For Management
7a Elect Li Honghui as Director For Against Management
7b Elect Song Lizhong as Director For Against Management
8 Approve Capital Increase in Happy Life For For Management
Insurance Co. Ltd.
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CHINA MEDICAL SYSTEM HOLDINGS LTD.
Ticker: 00867 Security ID: G21108124
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lam Kong as Director For For Management
3b Elect Chen Hongbing as Director �� For For Management
3c Elect Wu Chi Keung as Director For Against Management
3d Elect Huang Ming as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 03311 Security ID: G21677136
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Hancheng as Director For Against Management
3b Elect Hung Cheung Shew as Director For Against Management
3c Elect Raymond Ho Chung Tai as Director For For Management
3d Elect Adrian David Li Man Kiu as For Against Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
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CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 000625 Security ID: Y1583S104
Meeting Date: DEC 05, 2013 Meeting Type: Special
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Sign D Series For For Management
Powertrain Technology Licensing
Contracts and Technical Service
Support Contract with Harbin Dongan
Automotive Engine Manufacturing Co.,
Ltd
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CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 000625 Security ID: Y1583S104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Report of the Board of For For Management
Directors
2 Approve 2013 Report of the Board of For Against Management
Supervisors
3 Approve 2013 Annual Report and Summary For For Management
4 Approve 2013 Financial Statements and For Against Management
2014 Financial Budget Report
5 Approve 2013 Profit Distribution For For Management
6 Approve Estimated Amount of 2014 Daily For For Management
Related Party Transactions
7 Approve 2014 Investment Plan For For Management
8 Approve 2014 Financing Plan For For Management
9 By-elect Non-independent Director Ren For For Shareholder
Qiang
10 Approve Appointment of 2014 External For For Management
Auditor
11 Approve Appointment of 2014 Internal For For Management
Auditor
12 Approve Financial Service Agreement For Against Management
with China South Industries Group
Finance Co., Ltd.
13 Approve the Proposal to Carry-out For For Management
Trade Financing through United
Prosperity Investment Co., Ltd.
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 01093 Security ID: Y1837N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Wang Jinxu as Director For Against Management
3a2 Elect Feng Zhenying as Director For Against Management
3a3 Elect Wang Zhenguo as Director For Against Management
3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management
3b Elect Chan Siu Keung, Leonard as For For Management
Director
3c Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
D&L INDUSTRIES INC
Ticker: DNL Security ID: Y1973T100
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of Previous Meeting For For Management
4 Approve Annual Report For For Management
5 Ratify All Acts of the Board of For For Management
Directors and Officers of the
Corporation
6 Appoint Isla Lipana & Co. as External For For Management
Auditor
7.1 Elect Cesar B. Bautista as a Director For For Management
7.2 Elect Filemon T. Berba, Jr. as a For For Management
Director
7.3 Elect Dean L. Lao as a Director For For Management
7.4 Elect Leon L. Lao as a Director For For Management
7.5 Elect Alex L. Lao as a Director For Withhold Management
7.6 Elect Yin Yong L. Lao as a Director For For Management
7.7 Elect John L. Lao as a Director For For Management
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DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
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FLYTECH TECHNOLOGY CO., LTD.
Ticker: 6206 Security ID: Y2572Z109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Reserve
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Transact Other Business (Non-Voting) None None Management
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GAMUDA BHD.
Ticker: GAMUDA Security ID: Y2679X106
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: NOV 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Elect Lin Yun Ling as Director For For Management
3 Elect Ha Tiing Tai as Director For For Management
4 Elect Eleena binti Sultan Azlan Shah For For Management
as Director
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Zainul Ariff bin Haji Hussain For For Management
to Continue Office as Independent
Non-Executive Director
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GIGA SOLAR MATERIALS CORP.
Ticker: 3691 Security ID: Y270AA108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
GLENMARK PHARMACEUTICALS LTD.
Ticker: 532296 Security ID: Y2711C144
Meeting Date: AUG 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 2.00 Per Share For For Management
3 Reelect D.R. Mehta as Director For For Management
4 Reelect S. Gorthi as Director For For Management
5 Reelect J.F. Ribeiro as Director For For Management
6 Approve Walker, Chandiok & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
GOLDPAC GROUP LIMITED
Ticker: 03315 Security ID: Y27592107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lu Run Ting as Director For For Management
3b Elect Lu Runyi as Director For For Management
3c Elect Christophe Jacques Pagezy as For For Management
Director
4 Approve Remuneration of Directors For For Management
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOLDPOLY NEW ENERGY HOLDINGS LTD.
Ticker: 00686 Security ID: G4101X100
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For Against Management
and Related Transactions
2 Approve Subscription Agreement and For Against Management
Related Transactions
--------------------------------------------------------------------------------
GOLDPOLY NEW ENERGY HOLDINGS LTD.
Ticker: 00686 Security ID: G4101X100
Meeting Date: JAN 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
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HINDUJA VENTURES LIMITED
Ticker: 500189 Security ID: Y3198E140
Meeting Date: AUG 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 15.00 Per Share For For Management
3 Reelect P. Shah as Director For For Management
4 Reelect R.P. Chitale as Director For For Management
5 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect V. Hinduja as Director For For Management
7 Approve Reappointment and Remuneration For For Management
of A.P. Hinduja as Executive Chairman
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Reelect Jung Mong-Goo as Inside For For Management
Director and Reelect Oh Se-Bin as
Outside Director
3 Reelect Oh Se-Bin as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
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IDEA CELLULAR LTD
Ticker: 532822 Security ID: Y3857E100
Meeting Date: DEC 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Limit on Foreign For For Management
Shareholdings
2 Approve Increase in Remuneration of H. For For Management
Kapania, Managing Director
--------------------------------------------------------------------------------
IDFC LTD
Ticker: 532659 Security ID: Y40805114
Meeting Date: JAN 29, 2014 Meeting Type: Special
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Limit on Foreign For For Management
Shareholdings
--------------------------------------------------------------------------------
JAIN IRRIGATION SYSTEMS LTD
Ticker: 500219 Security ID: Y42531148
Meeting Date: AUG 14, 2013 Meeting Type: Special
Record Date: JUL 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Divestment of the Company's For For Management
Wind Power Generation Business
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JAIN IRRIGATION SYSTEMS LTD
Ticker: 500219 Security ID: Y42531148
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 0.50 Per For For Management
Ordinary Equity Share and INR 0.50 Per
DVR Equity Share
3 Reelect R. Swaminathan as Director For Against Management
4 Reelect R. Pereira as Director For For Management
5 Approve Haribhakti and Co. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Amend ESOP 2005 and ESOP 2011 For Against Management
--------------------------------------------------------------------------------
KOLAO HOLDINGS CO LTD
Ticker: 900140 Security ID: G5307W101
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Appropriation of Income and Dividened
of KRW 12 per Share and 0.06 Shares
per Share
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
5 Approve Stock Option Plan Grants For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: OCT 29, 2013 Meeting Type: Special
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For For Management
2 Dismiss Inside Director Lee Jong-Chan For For Management
3.1 Elect Park Jeong-Geun as Inside None For Management
Director
3.2 Elect Lee Hee-Yong as Inside Director None Did Not Vote Management
3.3 Elect Heo Kyung-Goo as Inside Director None Did Not Vote Management
--------------------------------------------------------------------------------
LEDLINK OPTICS INC
Ticker: 5230 Security ID: Y52236109
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5.1 Elect TANG, TE-LUNG, with ID No. None Against Shareholder
K12039XXXX, as Non-independent Director
5.2 Elect YAO, TER-CHANG, with ID No. None Against Shareholder
A12129XXXX, as Non-independent Director
5.3 Elect Wang, Bing-Lung, with ID No. None Against Shareholder
A10271XXXX, as Non-independent Director
5.4 Elect Representative of Xin-di None Against Shareholder
Investment Inc. with Shareholder No.
53210547 as Non-independent Director
5.5 Elect Chen, Zhao-zhang, with ID No. For For Management
T12047XXXX, as Independent Director
5.6 Elect Lin,Zi-Zhi, with ID No. For For Management
F12178XXXX, as Independent Director
5.7 Elect Cheng ,Yu-Da, with ID No. For For Management
K12055XXXX, as Independent Director
5.8 Elect CHENG, SEN-KUEN, with ID No. None Against Shareholder
A10139XXXX, as Supervisor
5.9 Elect Tasi,Xing-Juan, with ID No. None Against Shareholder
U22018XXXX, as Supervisor
5.10 Elect Lee, Zhi-Ho, a Representative of None Against Shareholder
ASUSTeK Computer Inc with Shareholder
No. 23638777 as Supervisor
6 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
MAH SING GROUP BHD.
Ticker: MAHSING Security ID: Y5418R108
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by Mah Sing For For Management
Development Sdn. Bhd., a Wholly Owned
Subsidiary of the Company, of a Parcel
of Freehold Land from Kim San
Investments Sdn. Bhd. for a Cash
Consideration of MYR 366 Million
2 Approve Stock Option Plan Grants to For Against Management
Lionel Leong Jihn Haur Under the
Employees' Share Option Scheme
--------------------------------------------------------------------------------
MANAPPURAM FINANCE LTD.
Ticker: 531213 Security ID: Y5759P141
Meeting Date: AUG 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend of INR 1.50 For For Management
Per Share as Final Dividend
3 Reelect S.J. Mehta as Director For Against Management
4 Reelect V.M. Manoharan as Director For For Management
5 Reelect P.M. Manomohanan as Director For For Management
6 Approve S.R. Batliboi & Associates LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Elect V.R. Rajiven as Director For For Management
--------------------------------------------------------------------------------
MEGA LIFESCIENCES PUBLIC COMPANY LIMITED
Ticker: MEGA Security ID: Y59253115
Meeting Date: APR 11, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Message from the Chairman and CEO None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge Operating Results None None Management
4 Accept Financial Statements For For Management
5 Acknowledge Paid Dividend and Interim None None Management
Dividend
6 Approve Allocation of Income and For For Management
Dividend of THB 0.1803 Per Share
7.1 Elect Kirit C. Shah as Director For For Management
7.2 Elect Thor Santhisiri as Director For For Management
7.3 Elect Sameera Shah as Director For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
10 Other Business For Against Management
--------------------------------------------------------------------------------
METRO PACIFIC INVESTMENTS CORPORATION
Ticker: MPI Security ID: Y60305102
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Year Ended Dec. 31,
2013
2 Ratify All Acts of the Board of For For Management
Directors and Management for the Year
2013
3.1 Elect Manuel V. Pangilinan as a For For Management
Director
3.2 Elect Jose Ma. K. Lim as a Director For For Management
3.3 Elect David J. Nicol as a Director For For Management
3.4 Elect Edward S. Go as a Director For For Management
3.5 Elect Augusto P. Palisoc, Jr. as a For For Management
Director
3.6 Elect Antonio A. Picazo as a Director For For Management
3.7 Elect Amado R. Santiago, III as a For For Management
Director
3.8 Elect Artemio V. Panganiban as a For For Management
Director
3.9 Elect Ramoncito S. Fernandez as a For For Management
Director
3.10 Elect Lydia B. Echauz as a Director For For Management
3.11 Elect Edward A. Tortorici as a Director For For Management
3.12 Elect Ray C. Espinosa as a Director For For Management
3.13 Elect Robert C. Nicholson as a Director For For Management
3.14 Elect Victorico P. Vargas as a Director For For Management
3.15 Elect Washington Z. Sycip as a Director For For Management
4 Appoint External Auditor of the For For Management
Company for the Year 2014
5 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
MY E.G. SERVICES BHD.
Ticker: MYEG Security ID: Y6147P116
Meeting Date: DEC 19, 2013 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of MYR 0.013 For For Management
Per Share
2 Elect Shamsul Anuar Bin Haji Nasarah For For Management
as Director
3 Elect Munir Shah Bin Raja Mustapha as For For Management
Director
4 Elect Ng Fook Ai, Victor as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Crowe Horwath as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
NAGACORP LTD.
Ticker: 03918 Security ID: G6382M109
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Philip Lee Wai Tuck as Director For For Management
3b Elect Chen Yepern as Director For For Management
3c Elect Michael Lai Kai Jin as Director For For Management
4 Approve Remuneration of Directors for For For Management
the Year Ended Dec. 31, 2013 and
Authorize Board to Fix Directors'
Remuneration for the Year Ending Dec.
31, 2014
5 Reappoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
OLDTOWN BHD
Ticker: OLDTOWN Security ID: Y6474Z109
Meeting Date: SEP 26, 2013 Meeting Type: Annual
Record Date: SEP 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of MYR 0.03 Per For For Management
Share
2 Approve Remuneration of Directors For For Management
3 Elect Clarence D'Silva A/L Leon For For Management
D'Silva as Director
4 Elect Tan Say Yap as Director For For Management
5 Elect Tan Chon Ing @ Tan Chong Ling as For For Management
Director
6 Approve Deloitte KassimChan as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For Against Management
Shareholders' Mandate for Recurrent
Related Party Transactions
9 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
OLDTOWN BHD
Ticker: OLDTOWN Security ID: Y6474Z109
Meeting Date: JAN 06, 2014 Meeting Type: Special
Record Date: DEC 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
--------------------------------------------------------------------------------
POSIFLEX TECHNOLOGY, INC.
Ticker: 8114 Security ID: Y7026Q100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Financial Statements and For For Management
Statutory Reports
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
PT ADHI KARYA (PERSERO)
Ticker: ADHI Security ID: Y7115S108
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: JUN 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT BANK TABUNGAN NEGARA (PERSERO) TBK
Ticker: BBTN Security ID: Y71197100
Meeting Date: MAY 21, 2014 Meeting Type: Special
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Commissioners For Against Management
--------------------------------------------------------------------------------
PT ELECTRONIC CITY INDONESIA TBK
Ticker: ECII Security ID: Y712D3102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Elect Directors For Against Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chiang Yun as Director For For Management
3b Elect Iain Ferguson Bruce as Director For Against Management
3c Elect Charles Daniel Forman as Director For For Management
3d Elect Robert Glen Goldstein as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SAPPHIRE TECHNOLOGY CO., LTD.
Ticker: 123260 Security ID: Y7T137114
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Disposition of Loss
2.1 Reelect Lee Hee-Choon as Inside For For Management
Director
2.2 Reelect Choi Yi-Sik as Inside Director For For Management
2.3 Elect Kim Ho-Sung as Non-independent For For Management
Non-executive Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SAPURAKENCANA PETROLEUM BERHAD
Ticker: SKPETRO Security ID: Y40892104
Meeting Date: JUL 04, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Elect John Fredriksen as Director For For Management
3 Elect Shahril Shamsuddin as Director For For Management
4 Elect Mohamed Nik Yaacob as Director For For Management
5 Elect Mahmood Fawzy Tunku Muhiyiddin For For Management
as Director
6 Elect Mohamed Rashdi Mohamed Ghazalli For For Management
as Director
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SAPURAKENCANA PETROLEUM BERHAD
Ticker: SKPETRO Security ID: Y7516Y100
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For For Management
Issued and Outstanding Common Shares
of Newfield Malaysia Holding Inc from
Newfield International Holdings Inc
for a Cash Consideration of USD 898
Million
--------------------------------------------------------------------------------
SEEGENE INC.
Ticker: 096530 Security ID: Y7569K106
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Reelect Cheon Gyung-Joon as For For Management
Non-independent Non-executive Director
3.2 Elect Baek Hyun as Outside Director For For Management
4 Appoint Huh No-Joong as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SEOUL SEMICONDUCTOR CO LTD
Ticker: 046890 Security ID: Y7666J101
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 146 per Share
2.1 Elect Kwon Hyuk-Won as Inside Director For For Management
2.2 Reelect Shin Se-Gil as Inside Director For For Management
2.3 Reelect Jang Dae-Ryun as Outside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
5 Amend Articles of Incorporation For For Management
6 Approve Stock Option Grants For For Management
7 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
SERCOMM CORP.
Ticker: 5388 Security ID: Y7670W106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Articles of Association For For Management
5.1 Elect Steve K. Chen, with ID No. For For Management
*****115CH, as Independent Director
6 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 600196 Security ID: Y7687D109
Meeting Date: MAY 29, 2014 Meeting Type: Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Equity Transfer Agreement For For Management
and Equity Pledge Agreement
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 600196 Security ID: Y7687D109
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Company's PRC and
International Auditors, Respectively,
and Approve Their Remuneration
7 Approve Ongoing Related Party For For Management
Transactions Report for 2013 and the
Estimated Ongoing Related Party
Transaction for 2014
8 Approve Appraisal Results and For For Management
Remunerations of Directors for 2013
9 Approve the Appraisal Program of For For Management
Directors for 2014
10 Approve New Entrusted Loan Quota of For Against Management
the Group for 2014
11 Approve New External Guarantee Quota For Against Management
of the Group for 2014
12 Approve Total New Bank Credit For For Management
Applications for 2014
13 Approve Disposal of Listed Securities For For Management
14 Approve Privatization of Chindex For For Management
International, Inc. and the Proposed
Acquisition of 30 Percent Interest in
Chindex Medical Limited
15 Elect John Changzheng Ma as Director For For Management
16 Elect Guan Yimin as Supervisor For For Management
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAR 31, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Li Guanpeng as Director For For Management
1b Elect Wang Lin as Director For Against Management
1c Elect Yu Jianmin as Director For Against Management
1d Elect Wu Dongming as Supervisor For For Management
2 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Accounts and Auditors' For For Management
Report
4 Approve Profit Distribution Proposal For For Management
and Final Dividend
5 Authorize Board to Deal with Matters For For Management
in Relation to the Distribution of
Interim or Special Dividends for the
Year 2014
6 Reappoint Deloitte Touche Tohmatsu CPA For For Management
LLP and Deloitte Touche Tohmatsu as
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve HK Acquisition Agreement, the For For Management
SNL 51 Percent Acquisition Agreement,
the SNL 49 Percent Acquisition
Agreement, the Sinotrans Sunnyexpress
Acquisition Agreement, and Related
Transactions
--------------------------------------------------------------------------------
SK HYNIX INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lim Hyung-Gyu as Inside Director For For Management
2.2 Elect Choi Jong-Won as Outside For For Management
Director
3 Elect Choi Jong-Won as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: Y85740267
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of INR 2.00 Per For For Management
Ordinary Share and INR 2.10 Per 'A'
Ordinary Share
3 Reelect N.N. Wadia as Director For For Management
4 Reelect R.A. Mashelkar as Director For For Management
5 Approve Deloitte Haskins and Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect F.S. Nayar as Director For For Management
7 Elect K.J. Slym as Director For For Management
8 Approve Appointment and Remuneration For For Management
of K.J. Slym as Managing Director
9 Approve Commission Remuneration for For For Management
Non-Executive Directors
10 Approve Increase in Limit on Foreign For For Management
Shareholdings on 'A' Ordinary Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For For Management
3a2 Elect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
TULIP TELECOM LTD.
Ticker: 532691 Security ID: Y8998U129
Meeting Date: SEP 28, 2013 Meeting Type: Special
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association to
Reflect Increase in Authorized Share
Capital
2 Approve Issuance of Equity Shares to For For Management
CDR & Non-CDR Lenders
--------------------------------------------------------------------------------
VISTA LAND & LIFESCAPES, INC.
Ticker: VLL Security ID: Y9382G106
Meeting Date: JUN 16, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
4 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management for
the Year 2013
5.1 Elect Manuel B. Villar, Jr. as a For For Management
Director
5.2 Elect Manuel Paolo A. Villar as a For For Management
Director
5.3 Elect Cynthia J. Javarez as a Director For For Management
5.4 Elect Marcelino Mendoza as a Director For For Management
5.5 Elect Maribeth C. Tolentino as a For Against Management
Director
5.6 Elect Ruben O. Fruto as a Director For For Management
5.7 Elect Marilou Adea as a Director For For Management
6 Appoint External Auditors For For Management
7 Approve Amendment of the Articles of For For Management
Incorporation to Change the Principal
Address
--------------------------------------------------------------------------------
WOORI FINANCE HOLDINGS CO. LTD.
Ticker: 053000 Security ID: Y9695X119
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
WOORI FINANCE HOLDINGS CO. LTD.
Ticker: 053000 Security ID: Y9695X119
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Oh Sang-Geun as Outside Director For For Management
2.2 Elect Choi Gang-Sik as Outside Director For For Management
2.3 Elect Lim Sung-Yeol as Outside Director For For Management
2.4 Elect Jang Min as Outside Director For For Management
3.1 Elect Chae Hee-Yul as Member of Audit For For Management
Committee
3.2 Elect Oh Sang-Geun as Member of Audit For For Management
Committee
3.3 Elect Choi Gang-Sik as Member of Audit For For Management
Committee
3.4 Elect Lim Sung-Yeol as Member of Audit For For Management
Committee
3.5 Elect Jang Min as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: FEB 18, 2014 Meeting Type: Special
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
YES BANK LIMITED
Ticker: 532648 Security ID: Y97636107
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Powers For For Management
--------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 03898 Security ID: Y9892N104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Declare Final Dividend
5 Reappoint Ernst & Young Hua Ming LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Ding Rongjun as Director and For For Management
Approve Remuneration of Director
7 Elect Deng Huijin as Director and For For Management
Approve Remuneration of Director
8 Elect Li Donglin as Director and For For Management
Approve Remuneration of Director
9 Elect Yan Wu as Director and Approve For For Management
Remuneration of Director
10 Elect Ma Yunkun as Director and For For Management
Approve Remuneration of Director
11 Elect Gao Yucai as Director and For For Management
Approve Remuneration of Director
12 Elect Chan Kam Wing, Clement as For For Management
Director and Approve Remuneration of
Director
13 Elect Pao Ping Wing as Director and For Against Management
Approve Remuneration of Director
14 Elect Liu Chunru as Director and For For Management
Approve Remuneration of Director
15 Elect Xiong Ruihua as Supervisor and For For Management
Approve Remuneration of Supervisor
16 Elect Geng Jianxin as Supervisor and For For Management
Approve Remuneration of Supervisor
17 Amend Rules of Procedures for General For Against Management
Meetings of the Company
18 Amend Rules of Procedures for Board For Against Management
Meetings of the Company
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
================== Dreyfus Global Real Estate Securities Fund ==================
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Richard B. Jennings For For Management
1.3 Elect Director John L. Atkins, III For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Steven R. Hash For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director James H. Richardson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST
Ticker: AP.UN Security ID: 019456102
Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Gerald R. Connor For For Management
1.2 Elect Trustee Gordon R. Cunningham For For Management
1.3 Elect Trustee Michael R. Emory For For Management
1.4 Elect Trustee James Griffiths For For Management
1.5 Elect Trustee Ralph T. Neville For For Management
1.6 Elect Trustee Daniel F. Sullivan For For Management
1.7 Elect Trustee Peter Sharpe For For Management
2 Approve BDO Canada LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration ��
3 Approve Unit Option Plan For For Management
--------------------------------------------------------------------------------
ALSTRIA OFFICE REIT-AG
Ticker: AOX Security ID: D0378R100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2014
6.1 Approve Creation of EUR 39.5 Million For For Management
Pool of Capital with Preemptive Rights
6.2 Allow Exclusion of Preemptive Rights For For Management
for up to 5 Percent of the Share
Capital when Issuing Shares Under the
Authorization in Item 6.1
6.3 Allow Exclusion of Preemptive Rights For For Management
for up to 5 Percent of the Share
Capital when Issuing Shares Under the
Authorization in Item 6.1
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless Jr. For For Management
1b Elect Director R.D. Burck For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Edward Lowenthal For For Management
1g Elect Director Oliver Luck For For Management
1h Elect Director C. Patrick Oles, Jr. For For Management
1i Elect Director Winston W. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-linked Securities With or
Without Preemptive Rights
--------------------------------------------------------------------------------
ASHFORD HOSPITALITY PRIME INC.
Ticker: AHP Security ID: 044102101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For For Management
1.2 Elect Director Stefani D. Carter For For Management
1.3 Elect Director Douglas A. Kessler For For Management
1.4 Elect Director Curtis B. McWilliams For For Management
1.5 Elect Director W. Michael Murphy For For Management
1.6 Elect Director Matthew D. Rinaldi For For Management
1.7 Elect Director Andrew L. Strong For For Management
2 Ratify Auditors For For Management
3 Amend Articles to Remove Antitakeover Against For Shareholder
Provisions
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AVIV REIT, INC.
Ticker: AVIV Security ID: 05381L101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig M. Bernfield For For Management
1.2 Elect Director Norman R. Bobins For For Management
1.3 Elect Director Michael W. Dees For For Management
1.4 Elect Director Alan E. Goldberg For For Management
1.5 Elect Director Susan R. Lichtenstein For For Management
1.6 Elect Director Mark B. McClellan For For Management
1.7 Elect Director Sharon O'Keefe For For Management
1.8 Elect Director Mark J. Parrell For For Management
1.9 Elect Director Ben W. Perks For For Management
1.10 Elect Director James H. Roth For For Management
1.11 Elect Director J. Russell Triedman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BOARDWALK REAL ESTATE INVESTMENT TRUST
Ticker: BEI.UN Security ID: 096631106
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Trustees at Not More For For Management
Than Seven
2.1 Elect Trustee James R. Dewald For For Management
2.2 Elect Trustee Gary Goodman For For Management
2.3 Elect Trustee Arthur L. Havener, Jr. For For Management
2.4 Elect Trustee Sam Kolias For For Management
2.5 Elect Trustee Samantha Kolias For For Management
2.6 Elect Trustee Al W. Mawani For For Management
2.7 Elect Trustee Andrea M. Stephen For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
4 Allow Electronic Distribution of For For Management
Company Communications
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol B. Einiger For For Management
1.2 Elect Director Jacob A. Frenkel For For Management
1.3 Elect Director Joel I. Klein For For Management
1.4 Elect Director Douglas T. Linde For For Management
1.5 Elect Director Matthew J. Lustig For For Management
1.6 Elect Director Alan J. Patricof For For Management
1.7 Elect Director Ivan G. Seidenberg For For Management
1.8 Elect Director Owen D. Thomas For For Management
1.9 Elect Director Martin Turchin For For Management
1.10 Elect Director David A. Twardock For For Management
1.11 Elect Director Mortimer B. Zuckerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter D'Alessio For For Management
1.2 Elect Director Anthony A. Nichols, Sr. For For Management
1.3 Elect Director Gerard H. Sweeney For For Management
1.4 Elect Director Wyche Fowler For For Management
1.5 Elect Director Michael J. Joyce For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director James C. Diggs For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRE PROPERTIES, INC.
Ticker: BRE Security ID: 05564E106
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Carroll For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director A.J. Agarwal For For Management
1.4 Elect Director Michael Berman For For Management
1.5 Elect Director Anthony W. Deering For For Management
1.6 Elect Director Jonathan D. Gray For For Management
1.7 Elect Director Nadeem Meghji For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director William J. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CALLOWAY REAL ESTATE INVESTMENT TRUST
Ticker: CWT.UN Security ID: 131253205
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Huw Thomas For For Management
1.2 Elect Trustee Jamie McVicar For For Management
1.3 Elect Trustee Kevin Pshebniski For For Management
1.4 Elect Trustee Michael Young For For Management
1.5 Elect Trustee Garry Foster For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Scott S. Ingraham For For Management
1.3 Elect Director Lewis A. Levey For For Management
1.4 Elect Director William B. McGuire, Jr. For For Management
1.5 Elect Director William F. Paulsen For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director F. Gardner Parker For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL & COUNTIES PROPERTIES PLC
Ticker: CAPC Security ID: G19406100
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ian Durant as Director For For Management
4 Re-elect Ian Hawksworth as Director For For Management
5 Re-elect Soumen Das as Director For For Management
6 Re-elect Gary Yardley as Director For For Management
7 Re-elect Graeme Gordon as Director For For Management
8 Re-elect Ian Henderson as Director For For Management
9 Re-elect Andrew Huntley as Director For For Management
10 Re-elect Demetra Pinsent as Director For For Management
11 Re-elect Henry Staunton as Director For For Management
12 Re-elect Andrew Strang as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Remuneration Policy For Against Management
16 Approve Remuneration Report For Against Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect John Powell Morschel as Director For For Management
5a Elect James Koh Cher Siang as Director For For Management
5b Elect Simon Claude Israel as Director For For Management
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Elect Philip Nalliah Pillai as Director For For Management
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares and Grant For For Management
of Awards Pursuant to CapitaLand
Performance Share Plan 2010 and
CapitaLand Restricted Share Plan 2010
--------------------------------------------------------------------------------
CAPITALAND LIMITED
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Approve Directors' Fees For For Management
4a Elect Amirsham A Aziz as Director For Against Management
4b Elect Lim Tse Ghow Olivier as Director For For Management
4c Elect Lim Beng Chee as Director For For Management
5 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Issuance of Shares and Grant For Against Management
of Awards Pursuant to the CapitaMalls
Asia Performance Share Plan and/or the
CapitaMalls Asia Restricted Stock Plan
8 Approve Issuance of Shares and Grant For For Management
of Options Pursuant to the Dividend
Reinvestement Scheme
--------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD.
Ticker: JS8 Security ID: Y1122V105
Meeting Date: APR 17, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT
Ticker: CQR Security ID: Q2308D108
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maurice Koop as Director For For Management
--------------------------------------------------------------------------------
CHARTWELL RETIREMENT RESIDENCES
Ticker: CSH.UN Security ID: 16141A103
Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Lise Bastarache of For For Management
Chartwell
1.2 Elect Trustee Sidney P. H. Robinson of For For Management
Chartwell
1.3 Elect Trustee Huw Thomas of Chartwell For For Management
2.1 Elect Trustee Michael D. Harris of CSH For For Management
Trust
2.2 Elect Trustee Andre R. Kuzmicki of CSH For For Management
Trust
2.3 Elect Trustee Thomas Schwartz of CSH For For Management
Trust
3.1 Elect Director Lise Bastarache of CMCC For For Management
3.2 Elect Director W. Brent Binions of CMCC For For Management
3.3 Elect Director Michael D. Harris of For For Management
CMCC
3.4 Elect Director Andre R. Kuzmicki of For For Management
CMCC
3.5 Elect Director Sidney P. H. Robinson For For Management
of CMCC
3.6 Elect Director Sharon Sallows of CMCC For For Management
3.7 Elect Director Thomas Schwartz of CMCC For For Management
3.8 Elect Director Huw Thomas of CMCC For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Trustees to Fix Their
Remuneration
5 Amend Long Term Incentive Plan For Against Management
6 Allow Electronic Distribution of For For Management
Company Communications
7 Approve Advance Notice Policy For For Management
8 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 00688 Security ID: Y15004107
Meeting Date: MAY 26, 2014 Meeting Type: Annual
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chen Yi as Director For Against Management
3b Elect Luo Liang as Director For Against Management
3c Elect Nip Yun Wing as Director For Against Management
3d Elect Zheng Xuexuan as Director For Against Management
3e Elect Lam Kwong Siu as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CORIO NV
Ticker: CORA Security ID: N2273C104
Meeting Date: APR 17, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Discuss Remuneration Policy 2013 None None Management
4 Adopt Financial Statements For For Management
5a Approve Dividends of EUR 2.13 Per Share For For Management
5b Approve Offering Optional Dividend in For For Management
Stock
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect B.A. van der Klift to For For Management
Management Board
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Cancellation of Repurchased For For Management
Shares
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG ��
Ticker: DWNI Security ID: D2046U176
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: SEP 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Up to 128.8 Million New Shares For For Management
in Connection with Acquisition of GSW
Immobilien AG
2 Issue Up to 6.6 Million New Shares in For For Management
Connection with Acquisition of GSW
Immobilien AG
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
Ticker: DWNI Security ID: D2046U176
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.34 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Elect Claus Wisser to the Supervisory For For Management
Board
7 Approve Remuneration System for For Against Management
Management Board Members
8 Approve Creation of EUR 85 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 950
Million; Approve Creation of EUR 50
Million Pool of Capital to Guarantee
Conversion Rights
10 Approve Affiliation Agreement with For For Management
Subsidiary GSW Immobilien AG; Approve
Creation of EUR 15 Million Pool of
Capital Reserved for Cash Compensation
for Settlement of GSW Immobilien AG
Shares Held by Minority Shareholders
11 Approve Affiliation Agreement with For For Management
Subsidiary Deutsche Wohnen Management
GmbH
12 Approve Affiliation Agreement with For For Management
Subsidiary Deutsche Wohnen Immobilien
Management GmbH
13 Approve Affiliation Agreements with For For Management
Subsidiary Deutsche Wohnen
Constructions and Facilities GmbH
14 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
15 Approve Conversion of Registered For For Management
Shares into Bearer Shares
16 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 12.
9 Million Pool of Conditional Capital
to Guarantee Conversion Rights
--------------------------------------------------------------------------------
DEXUS PROPERTY GROUP
Ticker: DXS Security ID: Q3190P100
Meeting Date: OCT 29, 2013 Meeting Type: Annual
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Remuneration Report For For Management
2 Elect Craig Mitchell as Director For For Management
3.1 Approve the Grant of Performance For For Management
Rights to Darren Steinberg, Chief
Executive Officer and Executive
Director of the Company
3.2 Approve the Grant of Performance For For Management
Rights to Craig Mitchell, Chief
Financial Officer and Executive
Director of the Company
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dennis E. Singleton For For Management
1B Elect Director Laurence A. Chapman For For Management
1C Elect Director Kathleen Earley For For Management
1D Elect Director Ruann F. Ernst For For Management
1E Elect Director Kevin J. Kennedy For For Management
1F Elect Director William G. LaPerch For For Management
1G Elect Director Robert H. Zerbst For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
��
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore, Jr. For For Management
1b Elect Director William Cavanaugh, III For For Management
1c Elect Director Alan H. Cohen For For Management
1d Elect Director Ngaire E. Cuneo For For Management
1e Elect Director Charles R. Eitel For For Management
1f Elect Director Martin C. Jischke For For Management
1g Elect Director Dennis D. Oklak For For Management
1h Elect Director Melanie R. Sabelhaus For For Management
1i Elect Director Peter M. Scott, III For For Management
1j Elect Director Jack R. Shaw For For Management
1k Elect Director Michael E. Szymanczyk For For Management
1l Elect Director Lynn C. Thurber For For Management
1m Elect Director Robert J. Woodward Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4a Increase Authorized Common Stock For For Management
4b Approve Securities Transfer For For Management
Restrictions
4c Amend Articles of Incorporation to For For Management
Make Ministerial Changes
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DUNDEE REAL ESTATE INVESTMENT TRUST
Ticker: D.UN Security ID: 265270207
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Detlef Bierbaum For For Management
1.2 Elect Trustee Donald Charter For For Management
1.3 Elect Trustee Michael J. Cooper For For Management
1.4 Elect Trustee Peter Crossgrove For For Management
1.5 Elect Trustee Joanne Ferstman For For Management
1.6 Elect Trustee Robert Goodall For For Management
1.7 Elect Trustee Duncan Jackman For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Trustees to Fix
Their Remuneration
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director William H. Berkman For For Management
1.3 Elect Director Alice M. Connell For For Management
1.4 Elect Director Thomas J. DeRosa For For Management
1.5 Elect Director Steven J. Gilbert For For Management
1.6 Elect Director S. Michael Giliberto For For Management
1.7 Elect Director Lawrence E. Golub For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAR 28, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Brady For For Management
1.2 Elect Director Keith R. Guericke For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director George M. Marcus For For Management
1.5 Elect Director Gary P. Martin For For Management
1.6 Elect Director Issie N. Rabinovitch For For Management
1.7 Elect Director Thomas E. Randlett For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Michael J. Schall For For Management
1.10 Elect Director Byron A. Scordelis For For Management
1.11 Elect Director Janice L. Sears For For Management
1.12 Elect Director Thomas P. Sullivan For For Management
1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon E. Bortz For For Management
1.2 Elect Director David W. Faeder For For Management
1.3 Elect Director Kristin Gamble For For Management
1.4 Elect Director Gail P. Steinel For For Management
1.5 Elect Director Warren M. Thompson For For Management
1.6 Elect Director Joseph S. Vassalluzzo For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDERATION CENTRES LTD
Ticker: FDC Security ID: Q3752X103
Meeting Date: OCT 31, 2013 Meeting Type: Annual/Special
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Robert (Bob) Edgar as Director For For Management
2b Elect Peter Day as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Grant of Performance For For Management
Rights to Steven Sewell, Chief
Executive Officer and Managing
Director of the Company
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew S. Dominski For For Management
1.2 Elect Director Bruce W. Duncan For For Management
1.3 Elect Director H. Patrick Hackett, Jr. For For Management
1.4 Elect Director John Rau For For Management
1.5 Elect Director L. Peter Sharpe For For Management
1.6 Elect Director W. Ed Tyler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FORTUNE REAL ESTATE INVESTMENT TRUST
Ticker: F25U Security ID: Y2616W104
Meeting Date: SEP 16, 2013 Meeting Type: Special
Record Date: SEP 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Acquisition and For For Management
Related Transactions
--------------------------------------------------------------------------------
FORTUNE REAL ESTATE INVESTMENT TRUST
Ticker: F25U Security ID: Y2616W104
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustees' Report, Statement by For For Management
the Manager, Audited Financial
Statements and Auditors' Report
2 Approve Deloitte & Touche LLP and For Against Management
Deloitte Touche Tohmatsu as Auditors
and Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GAGFAH SA
Ticker: GFJ Security ID: L4121J101
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Reports None None Management
2 Presentation on Financial Year 2014 None None Management
3 Receive Auditor's Reports None None Management
4 Approve Financial Statements For For Management
5 Approve Consolidated Financial For For Management
Statements
6 Approve Treatment of Net Loss For For Management
7 Approve Discharge of Directors For For Management
8 Elect Gerhard Zeiler as Independent For For Management
Director
9 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard B. Clark For Against Management
1b Elect Director Mary Lou Fiala For For Management
1c Elect Director J. Bruce Flatt For For Management
1d Elect Director John K. Haley For For Management
1e Elect Director Daniel B. Hurwitz For For Management
1f Elect Director Brian W. Kingston For For Management
1g Elect Director Sandeep Mathrani For For Management
1h Elect Director David J. Neithercut For For Management
1i Elect Director Mark R. Patterson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Jeffrey H. Schwartz as Director For For Management
4 Elect Steven Lim Kok Hoong as Director For For Management
5 Elect Dipak Chand Jain as Director For For Management
6 Elect Wei Benhua as Director For For Management
7 Elect Lim Swe Guan as Director For For Management
8 Elect Paul Cheng Ming Fun as Director For For Management
9 Elect Yoichiro Furuse as Director For For Management
10 Approve Directors' Fees For For Management
11 Reappoint KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
13 Approve Grant of Awards and Issuance For Against Management
of Shares under the GLP Performance
Share Plan and GLP Restricted Share
Plan
14 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GLOBAL LOGISTIC PROPERTIES LTD.
Ticker: MC0 Security ID: Y27187106
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issuance of Shares For For Management
--------------------------------------------------------------------------------
GLP J-REIT
Ticker: 3281 Security ID: J17305103
Meeting Date: MAY 27, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Unit For For Management
Buybacks - Clarify Terms of Alternate
Directors
2 Elect Executive Director Miki, Masato For For Management
3.1 Appoint Supervisory Director Inoue, For Against Management
Toraki
3.2 Appoint Supervisory Director For For Management
Yamaguchi, Kota
4 Elect Alternate Executive Director For For Management
Tatsumi, Yoji
--------------------------------------------------------------------------------
GOODMAN GROUP
Ticker: GMG Security ID: Q4229W132
Meeting Date: NOV 22, 2013 Meeting Type: Annual/Special
Record Date: NOV 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports of Goodman Logistics
(HK) Limited
2 Appoint KPMG as Auditor of Goodman For For Management
Logistics (HK) Limited
3 Elect Phillip Pryke as Director For For Management
4 Elect Philip Pearce as Director For For Management
5 Elect Danny Peeters as Director For For Management
6 Elect Anthony Rozic as Director For For Management
7 Approve the Remuneration Report For For Management
8 Approve the Grant of 947,368 For For Management
Performance Rights to Gregory Goodman,
Executive Director of the Company
9 Approve the Grant of 394,737 For For Management
Performance Rights to Philip Pearce,
Executive Director of the Company
10 Approve the Grant of 421,053 For For Management
Performance Rights to Danny Peeters,
Executive Director of the Company
11 Approve the Grant of 421,053 For For Management
Performance Rights to Anthony Rozic,
Executive Director of the Company
12 Approve the Amendments to the Goodman For For Management
Industrial Trust Constitution
--------------------------------------------------------------------------------
HAMMERSON PLC
Ticker: HMSO Security ID: G4273Q107
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect David Atkins as Director For For Management
6 Re-elect Gwyn Burr as Director For For Management
7 Re-elect Peter Cole as Director For For Management
8 Re-elect Timon Drakesmith as Director For For Management
9 Re-elect Terry Duddy as Director For For Management
10 Re-elect Jacques Espinasse as Director For For Management
11 Re-elect Judy Gibbons as Director For For Management
12 Re-elect Jean-Philippe Mouton as For For Management
Director
13 Re-elect David Tyler as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
HCP, INC.
Ticker: HCP Security ID: 40414L109 ��
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Lauralee E. Martin For For Management
1e Elect Director Michael D. McKee For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEALTH CARE REIT, INC.
Ticker: HCN Security ID: 42217K106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Thomas J. DeRosa For For Management
1d Elect Director Jeffrey H. Donahue For For Management
1e Elect Director Peter J. Grua For For Management
1f Elect Director Fred S. Klipsch For For Management
1g Elect Director Timothy J. Naughton For For Management
1h Elect Director Sharon M. Oster For For Management
1i Elect Director Judith C. Pelham For For Management
1j Elect Director R. Scott Trumbull For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO. LTD.
Ticker: 00012 Security ID: Y31476107
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: JUN 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lee Ka Kit as Director For Against Management
3b Elect Lee Ka Shing as Director For Against Management
3c Elect Suen Kwok Lam as Director For Against Management
3d Elect Fung Lee Woon King as Director For Against Management
3e Elect Lau Yum Chuen, Eddie as Director For Against Management
3f Elect Lee Pui Ling, Angelina as For Against Management
Director
3g Elect Wu King Cheong as Director For For Management
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Bonus Shares For For Management
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5d Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Edward J. Fritsch For For Management
1.4 Elect Director David J. Hartzell For For Management
1.5 Elect Director Sherry A. Kellett For For Management
1.6 Elect Director Mark F. Mulhern For For Management
1.7 Elect Director L. Glenn Orr, Jr. For For Management
1.8 Elect Director O. Temple Sloan, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: H78 Security ID: G4587L109
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Listing Segment For For Management
from Premium to Standard on the London
Stock Exchange
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: H78 Security ID: G4587L109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Auditors' Report and Declare Final
Dividend
2 Re-elect Charles Allen-Jones as For Against Management
Director
3 Re-elect Jenkin Hui as Director For Against Management
4 Re-elect Henry Keswick as Director For Against Management
5 Re-elect Simon Keswick as Director For Against Management
6 Re-elect Lord Powell of Bayswater as For For Management
Director
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with and
without Preemptive Rights
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Terence C. Golden For For Management
1.4 Elect Director Ann M. Korologos For For Management
1.5 Elect Director Richard E. Marriott For For Management
1.6 Elect Director John B. Morse, Jr. For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Richard B. Fried For For Management
1.4 Elect Director Jonathan M. Glaser For For Management
1.5 Elect Director Mark D. Linehan For For Management
1.6 Elect Director Robert M. Moran, Jr. For For Management
1.7 Elect Director Barry A. Porter For For Management
1.8 Elect Director Patrick Whitesell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICADE
Ticker: ICAD Security ID: F4931M119
Meeting Date: DEC 27, 2013 Meeting Type: Special
Record Date: DEC 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of Silic For For Management
by Icade
2 Issue Shares in Connection with Merger For For Management
Above
3 Transfer to Icade Silic's Outstanding For For Management
Stock-Options at the Date of the
Completion of the Merger, and
Eliminate Preemptive Rights in Favor
of Beneficiaries of Stock-Options
4 Transfer to Icade Silic's Restricted For For Management
Shares to be Acquired at the Date of
the Completion of the Merger, and
Eliminate Preemptive Rights in Favor
of Beneficiaries of Restricted Shares
5 Transfer to Icade Silic's Outstanding For For Management
Convertible Bonds at the Date of the
Completion of the Merger and Eliminate
Preemptive Rights in Favor of Holders
of Bonds
6 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ICADE
Ticker: ICAD Security ID: F4931M119
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Auditors' Special Report on For For Management
Related-Party Transactions
3 Approve Discharge of Directors and For For Management
Chairman/CEO
4 Approve Treatment of Losses and For For Management
Dividends of EUR 3.67 per Share
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Advisory Vote on Compensation of Serge For Against Management
Grzybowski, Chairman and CEO
7 Ratify Appointment of Franck Silvent For Against Management
as Director
8 Reelect Franck Silvent as Director For Against Management
9 Reelect Olivier de Poulpiquet as For For Management
Director
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 250,000
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 38 Million
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORP.
Ticker: 8952 Security ID: J27523109
Meeting Date: FEB 19, 2014 Meeting Type: Special
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Authorize Unit For For Management
Buybacks
2 Amend Articles to Amend Incentive For For Management
Compensation for Asset Management
Company
3 Amend Articles to Introduce Asset For For Management
Management Compensation Related to
Merger
--------------------------------------------------------------------------------
JAPAN RETAIL FUND INVESTMENT CORP.
Ticker: 8953 Security ID: J27544105
Meeting Date: NOV 29, 2013 Meeting Type: Special
Record Date: AUG 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Authorize Unit For For Management
Buybacks
2 Elect Executive Director Namba, Shuichi For For Management
3.1 Appoint Supervisory Director Nishida, For For Management
Masahiko
3.2 Appoint Supervisory Director Usuki, For For Management
Masaharu
4 Elect Alternate Executive Director For For Management
Imanishi, Fuminori
5 Appoint Alternate Supervisory Director For For Management
Murayama, Shuhei
--------------------------------------------------------------------------------
KENEDIX REALTY INVESTMENT CORP.
Ticker: 8972 Security ID: J32922106
Meeting Date: JAN 22, 2014 Meeting Type: Special
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change REIT Name - For For Management
Amend Permitted Investment Types -
Change Location of Head Office -
Authorize Unit Buybacks
2 Elect Executive Director Uchida, For For Management
Naokatsu
3 Elect Alternate Executive Director For For Management
Teramoto, Hikaru
4.1 Appoint Supervisory Director Toba, For For Management
Shiro
4.2 Appoint Supervisory Director For Against Management
Morishima, Yoshihiro
4.3 Appoint Supervisory Director Seki, For For Management
Takahiro
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Kilroy, Jr. For For Management
1.2 Elect Director Edward F. Brennan For For Management
1.3 Elect Director Scott S. Ingraham For For Management
1.4 Elect Director Dale F. Kinsella For For Management
1.5 Elect Director Peter B. Stoneberg For For Management
1.6 Elect Director Gary R. Stevenson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Ratify Auditors For For Management
6 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton Cooper For For Management
1.2 Elect Director Phillip E. Coviello For For Management
1.3 Elect Director Richard G. Dooley For For Management
1.4 Elect Director Joe Grills For For Management
1.5 Elect Director David B. Henry For For Management
1.6 Elect Director F. Patrick Hughes For For Management
1.7 Elect Director Frank Lourenso For For Management
1.8 Elect Director Colombe M. Nicholas For For Management
1.9 Elect Director Richard B. Saltzman For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M118
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Policy Report For For Management
4 Approve Implementation Report For For Management
5 Re-elect Alison Carnwath as Director For For Management
6 Re-elect Robert Noel as Director For For Management
7 Re-elect Martin Greenslade as Director For For Management
8 Re-elect Richard Akers as Director For For Management
9 Re-elect Kevin O'Byrne as Director For For Management
10 Re-elect Sir Stuart Rose as Director For For Management
11 Re-elect Simon Palley as Director For For Management
12 Re-elect David Rough as Director For For Management
13 Re-elect Christopher Bartram as For For Management
Director
14 Re-elect Stacey Rauch as Director For For Management
15 Appoint Ernst & Young LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2012
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.41 per Share
3 Approve Discharge of Managing For For Management
Directors of LEG Immobilien GmbH for
Fiscal 2012
4 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.73 per Share
3.1 Approve Discharge of Management of LEG For For Management
Immobilien GmbH for Fiscal 2013
3.2 Approve Discharge of Management Board For For Management
of LEG Immobilien AG for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Pricewaterhouse Coopers AG as For For Management
Auditors for Fiscal 2014
6 Approve Decrease in Size of For For Management
Supervisory Board to Six Members
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.2
Billion; Approve Creation of EUR 26.5
Million Pool of Capital to Guarantee
Conversion Rights
8 Approve Creation of EUR 26.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Affiliation Agreements with For For Management
Subsidiary Erste WohnServicePlus GmbH
--------------------------------------------------------------------------------
LEND LEASE GROUP
Ticker: LLC Security ID: Q55368114
Meeting Date: NOV 15, 2013 Meeting Type: Annual/Special
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect David Crawford as Director For For Management
2b Elect Jane Hemstritch as Director For For Management
2c Elect David Ryan as Director For For Management
2d Elect Nicola Wakefield Evans as For For Management
Director
3 Approve the Grant of Performance For For Management
Securities and Deferred Securities to
Stephen McCann, Managing Director of
the Company
4 Approve the Remuneration Report For For Management
5 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST
Ticker: LPT Security ID: 531172104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick F. Buchholz For For Management
1.2 Elect Director Thomas C. DeLoach, Jr. For For Management
1.3 Elect Director Katherine Elizabeth For For Management
Dietze
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director William P. Hankowsky For For Management
1.6 Elect Director M. Leanne Lachman For For Management
1.7 Elect Director David L. Lingerfelt For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LONDONMETRIC PROPERTY PLC
Ticker: LSP Security ID: G5689W109
Meeting Date: JUL 10, 2013 Meeting Type: Annual
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Reappoint BDO LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Andrew Jones as Director For For Management
7 Elect Andrew Varley as Director For For Management
8 Elect Alec Pelmore as Director For For Management
9 Elect Philip Watson as Director For For Management
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Approve Long-Term Incentive Plan For For Management
12 Approve Employee Benefit Trust For For Management
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise Market Purchase of Ordinary For For Management
Shares
15 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MERCIALYS
Ticker: MERY Security ID: F61573105
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.16 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Approve Severance Payment Agreement For Against Management
with Eric Le Gentil, Chairman and CEO
6 Advisory Vote on Compensation of Eric For Against Management
Le Gentil, Chairman and CEO
7 Advisory Vote on Compensation of For Against Management
Vincent Rebillard, Vice-CEO
8 Advisory Vote on Compensation of For For Management
Lahlou Khelifi, CEO from Feb. 13, 2013
to July 17, 2013
9 Ratify Appointment of Anne-Marie de For For Management
Chalambert as Director
10 Ratify Appointment of Generali Vie as For Against Management
Censor
11 Reelect Jacques Dumas as Director For Against Management
12 Reelect Michel Savart as Director For Against Management
13 Reelect Casino Guichard-Perrachon as For Against Management
Director
14 Elect Ingrid Nappi-Choulet as Director For For Management
15 Elect Generali Vie as Director For Against Management
16 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: SEP 27, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Eric Bolton, Jr. For For Management
1b Elect Director Alan B. Graf, Jr. For For Management
1c Elect Director Ralph Horn For For Management
1d Elect Director James K. Lowder For For Management
1e Elect Director Thomas H. Lowder For For Management
1f Elect Director Claude B. Nielsen For For Management
1g Elect Director Philip W. Norwood For For Management
1h Elect Director Harold W. Ripps For For Management
1i Elect Director W. Reid Sanders For For Management
1j Elect Director William B. Sansom For For Management
1k Elect Director Gary Shorb For For Management
1l Elect Director John W. Spiegel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MIRVAC GROUP LTD.
Ticker: MGR Security ID: Q62377108
Meeting Date: NOV 14, 2013 Meeting Type: Annual/Special
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect James Millar as Director For For Management
2.2 Elect John Mulcahy as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Amendments to the Mirvac For For Management
Limited Constitution
5 Approve the Amendments to the Mirvac For For Management
Limited Constitution
6 Approve the Amendments to the Mirvac For For Management
Property Trust Constitution
7 Approve the Amendments to the Mirvac For For Management
Property Trust Constitution
8.1 Approve the Long Term Performance Plan For For Management
8.2 Approve the General Employee Exemption For For Management
Plan
9 Approve the Grant of Performance For For Management
Rights to Susan Lloyd-Hurwitz, CEO and
Managing Director of the Company
10 Ratify the Past Issuance of 236.69 For For Management
Million Stapled Securities to
Institutional, Professional and Other
Wholesale Investors
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO LTD
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kimura, Keiji For For Management
2.2 Elect Director Sugiyama, Hirotaka For For Management
2.3 Elect Director Yanagisawa, Yutaka For For Management
2.4 Elect Director Kazama, Toshihiko For For Management
2.5 Elect Director Kato, Jo For For Management
2.6 Elect Director Aiba, Naoto For For Management
2.7 Elect Director Ono, Masamichi For For Management
2.8 Elect Director Okusa, Toru For For Management
2.9 Elect Director Tanisawa, Junichi For For Management
2.10 Elect Director Matsuhashi, Isao For For Management
2.11 Elect Director Tokiwa, Fumikatsu For For Management
2.12 Elect Director Gomi, Yasumasa For For Management
2.13 Elect Director Tomioka, Shuu For For Management
3 Appoint Statutory Auditor Matsuo, Kenji For Against Management
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: Y63084126
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: NOV 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cheng Kar-Shun, Henry as Director For Against Management
3b Elect Cheng Chi-Kong, Adrian as For For Management
Director
3c Elect Au Tak-Cheong as Director For Against Management
3d Elect Doo Wai-Hoi, William as Director For Against Management
3e Elect Yeung Ping-Leung, Howard as For Against Management
Director
3f Elect Cha Mou-Sing, Payson as Director For Against Management
3g Elect Liang Cheung-Biu, Thomas as For Against Management
Director
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: Y63084126
Meeting Date: MAY 22, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Services Agreement For For Management
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: Y63084126
Meeting Date: JUN 16, 2014 Meeting Type: Special
Record Date: JUN 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
NORWEGIAN PROPERTY ASA
Ticker: NPRO Security ID: R6370J108
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of None None Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Omission of Dividend
5 Reelect Nils Selte (Chairman), Synne For For Management
Syrrist (Vice Chairman), Gry
Molleskog, Jon Brondmo, and Gunnar
Boyum as Directors
6 Elect Members of Nominating Committee None None Management
(No Members are up for Election this
Year)
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 500,000 for
Chairman, NOK 400,000 for the Vice
Chairman, and NOK 275,000 for Other
Members
8 Approve Remuneration of Nomination For For Management
Committee Members in the Amount of NOK
59,000 for Chairman and NOK 39,000 for
Other Members
9 Approve Remuneration of Auditors For For Management
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Discuss Company's Corporate Governance None None Management
Statement
12a Approve Issuance of Shares for a For For Management
Private Placement for Cash
Consideration
12b Approve Issuance of Shares for a For For Management
Private Placement for Payment in Kind ��
13 Approve Issuance of Convertible Loan For For Management
without Preemptive Rights
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara B. Hill For For Management
1.2 Elect Director Harold J. Kloosterman For For Management
1.3 Elect Director C. Taylor Pickett For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director George L. Fotiades For For Management
1c Elect Director Christine N. Garvey For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director J. Michael Losh For For Management
1f Elect Director Irving F. Lyons, III For For Management
1g Elect Director Jeffrey L. Skelton For For Management
1h Elect Director D. Michael Steuert For For Management
1i Elect Director Carl B. Webb For For Management
1j Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director B. Wayne Hughes, Jr. For For Management
1.5 Elect Director Avedick B. Poladian For For Management
1.6 Elect Director Gary E. Pruitt For For Management
1.7 Elect Director Ronald P. Spogli For For Management
1.8 Elect Director Daniel C. Staton For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin E. Stein, Jr. For For Management
1.2 Elect Director Raymond L. Bank For For Management
1.3 Elect Director C. Ronald Blankenship For For Management
1.4 Elect Director A. R. Carpenter For For Management
1.5 Elect Director J. Dix Druce, Jr. For For Management
1.6 Elect Director Mary Lou Fiala For For Management
1.7 Elect Director Douglas S. Luke For For Management
1.8 Elect Director David P. O'Connor For For Management
1.9 Elect Director John C. Schweitzer For For Management
1.10 Elect Director Brian M. Smith For For Management
1.11 Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Catalano, Jr. For For Management
1.2 Elect Director Paul R. Gauvreau For For Management
1.3 Elect Director Gerald M. Gorski For For Management
1.4 Elect Director Steven P. Grimes For For Management
1.5 Elect Director Richard P. Imperiale For For Management
1.6 Elect Director Peter L. Lynch For For Management
1.7 Elect Director Kenneth E. Masick For For Management
1.8 Elect Director Barbara A. Murphy For For Management
1.9 Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Ziman For For Management
1.2 Elect Director Howard Schwimmer For For Management
1.3 Elect Director Michael S. Frankel For For Management
1.4 Elect Director Robert L. Antin For For Management
1.5 Elect Director Steven C. Good For For Management
1.6 Elect Director Joel S. Marcus For For Management
1.7 Elect Director Peter E. Schwab For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC
Ticker: SAFE Security ID: G77733106
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Approve Final Dividend For For Management
5 Re-elect Alan Lewis as Director For For Management
6 Re-elect Keith Edelman as Director For For Management
7 Re-elect Frederic Vecchioli as Director For For Management
8 Re-elect Adrian Martin as Director For For Management
9 Elect Andy Jones as Director For For Management
10 Elect Ian Krieger as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve Remuneration Policy For For Management
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Scrip Dividend For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LTD.
Ticker: 00813 Security ID: G81043104
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: JUN 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Hui Sai Tan, Jason as Director For For Management
3a2 Elect Xu Younong as Director For For Management
3a3 Elect Kan Lai Kuen, Alice as Director For For Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvyn E. Bergstein For For Management
1.2 Elect Director Larry C. Glasscock For For Management
1.3 Elect Director Karen N. Horn For For Management
1.4 Elect Director Allan Hubbard For For Management
1.5 Elect Director Reuben S. Leibowitz For For Management
1.6 Elect Director Daniel C. Smith For For Management
1.7 Elect Director J. Albert Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Holliday For For Management
1.2 Elect Director John S. Levy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC.
Ticker: SSS Security ID: 84610H108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Attea For For Management
1.2 Elect Director Kenneth F. Myszka For For Management
1.3 Elect Director Anthony P. Gammie For For Management
1.4 Elect Director Charles E. Lannon For For Management
1.5 Elect Director James R. Boldt For For Management
1.6 Elect Director Stephen R. Rusmisel For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPONDA OYJ
Ticker: SDA1V Security ID: X84465107
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive CEO's Review
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.18 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration of Directors in For For Management
the Amount of EUR 60,000 for Chairman,
EUR 36,000 for Vice Chairman, and EUR
31,200 for Other Directors; Approve
Attendance Fees for Board and
Committee Work
11 Fix Number of Directors at Seven For For Management
12 Reelect Kaj-Gustaf Bergh, Christian For For Management
Elfving, Juha Laaksonen, Arja Talma,
and Raimo Valo as Directors; Elect
Paul Hartwall and Leena Laitinen as
New Directors
13 Approve Remuneration of Auditors For For Management
14 Appoint Esa Kailiala and KPMG as For For Management
Auditors and Lasse Holopainen as
Deputy Auditor
15 Amend Articles Re: Convocation of For For Management
General Meeting
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 28.3 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 29, 2013 Meeting Type: Annual/Special
Record Date: OCT 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Approve the Grant of Up to 528,000 For For Management
Performance Rights to Mark Steinert,
Managing Director of the Company as
Part of His 2013 Fiscal Year
Remuneration
4 Approve the Grant of Up to 915,000 For For Management
Performance Rights to Mark Steinert,
Managing Director of the Company as
Part of His 2014 Fiscal Year
Remuneration
5 Elect Carol Schwartz as Director For For Management
6 Elect Duncan Boyle as Director For For Management
7 Elect Barry Neil as Director For For Management
8 Elect Graham Bradley as Director For For Management
9.1 Approve the Amendments to the For For Management
Stockland Corporation Limited
Constitution to Enable the Capital
Reallocation
9.2 Approve the Amendments to the For For Management
Stockland Trust Constitution to Enable
the Capital Reallocation
10.1 Approve the Distribution of Capital by For For Management
Stockland Trust
10.2 Approve the Distribution of Capital For For Management
from Stockland Trust as an Additional
Capital Payment in Each Share of
Stockland Corporation Limited
11 Approve the Amendments to the For For Management
Stockland Corporation Limited
Constitution
12 Approve the Amendments to the For For Management
Stockland Trust Constitution
--------------------------------------------------------------------------------
STRATEGIC HOTELS & RESORTS, INC.
Ticker: BEE Security ID: 86272T106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bowen For For Management
1.2 Elect Director Raymond L. Gellein, Jr. For For Management
1.3 Elect Director James A. Jeffs For For Management
1.4 Elect Director David W. Johnson For For Management
1.5 Elect Director Richard D. Kincaid For For Management
1.6 Elect Director David M.C. Michels For For Management
1.7 Elect Director William A. Prezant For For Management
1.8 Elect Director Eugene F. Reilly For For Management
1.9 Elect Director Sheli Z. Rosenberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
Ticker: 8830 Security ID: J77841112
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Appoint Statutory Auditor Izuhara, Yozo For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 00016 Security ID: Y82594121
Meeting Date: NOV 14, 2013 Meeting Type: Annual
Record Date: NOV 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Leung Ko May-yee, Margaret as For For Management
Director
3a2 Elect Kwok Ping-luen, Raymond as For Against Management
Director
3a3 Elect Wong Chik-wing, Mike as Director For For Management
3a4 Elect Li Ka-cheung, Eric as Director For Against Management
3a5 Elect Kwok Ping-sheung, Walter as For Against Management
Director ��
3a6 Elect Po-shing Woo as Director For Against Management
3a7 Elect Chan Kui-yuen, Thomas as Director For Against Management
3a8 Elect Kwong Chun as Director For For Management
3b Approve Directors' Fees For For Management
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Arabia For For Management
1.2 Elect Director Andrew Batinovich For For Management
1.3 Elect Director Z. Jamie Behar For For Management
1.4 Elect Director Kenneth E. Cruse For For Management
1.5 Elect Director Thomas A. Lewis, Jr. For For Management
1.6 Elect Director Keith M. Locker For For Management
1.7 Elect Director Douglas M. Pasquale For For Management
1.8 Elect Director Keith P. Russell For For Management
1.9 Elect Director Lewis N. Wolff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Benton For For Management
1.2 Elect Director Bridget Ryan Berman For For Management
1.3 Elect Director Donald G. Drapkin For For Management
1.4 Elect Director Thomas J. Reddin For For Management
1.5 Elect Director Thomas E. Robinson For For Management
1.6 Elect Director Allan L. Schuman For For Management
1.7 Elect Director Steven B. Tanger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE BRITISH LAND COMPANY PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date: JUL 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Aubrey Adams as Director For For Management
4 Re-elect Lucinda Bell as Director For For Management
5 Re-elect Simon Borrows as Director For For Management
6 Re-elect John Gildersleeve as Director For For Management
7 Re-elect Chris Grigg as Director For For Management
8 Re-elect Dido Harding as Director For For Management
9 Re-elect William Jackson as Director For For Management
10 Re-elect Charles Maudsley as Director For For Management
11 Re-elect Richard Pym as Director For For Management
12 Re-elect Tim Roberts as Director For For Management
13 Re-elect Lord Turnbull as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long-Term Incentive Plan For For Management
22 Approve Scrip Dividend For For Management
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Note the Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor of The None None Management
Link REIT and the Fixing of Their
Remuneration
3a Elect Ian Keith Griffiths as Director For For Management
3b Elect Nicholas Robert Sallnow-Smith as For For Management
Director
3c Elect Richard Wong Yue Chim as Director For For Management
3d Elect Patrick Fung Yuk Bun as Director For For Management
4a Elect May Siew Boi Tan as Director For Against Management
4b Elect Elaine Carole Young as Director For For Management
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Units
--------------------------------------------------------------------------------
THE LINK REAL ESTATE INVESTMENT TRUST
Ticker: 00823 Security ID: Y5281M111
Meeting Date: FEB 18, 2014 Meeting Type: Special
Record Date: FEB 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Expanded Geographical For For Management
Investment Scope
2 Amend Trust Deed Re: Investment Scope For For Management
Trust Deed Amendments
3 Amend Trust Deed Re: Authorized For For Management
Investments and Related Activities
4 Amend Trust Deed Re: Issuance of Units For Against Management
and/or Convertible Instruments to a
Connected Person
5 Amend Trust Deed Re: Manager's and For For Management
Trustee's Ability to Borrow or Raise
Money for The Link Real Estate
Investment Trust
6 Amend Trust Deed Re: Voting by a Show For For Management
of Hands
7 Amend Trust Deed Re: Other For For Management
Miscellaneous Amendments
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas D. Abbey For For Management
1b Elect Director Dana K. Anderson For For Management
1c Elect Director Arthur M. Coppola For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Fred S. Hubbell For For Management
1f Elect Director Diana M. Laing For For Management
1g Elect Director Stanley A. Moore For For Management
1h Elect Director Mason G. Ross For For Management
1i Elect Director William P. Sexton For For Management
1j Elect Director Steven L. Soboroff For For Management
1k Elect Director Andrea M. Stephen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
THE UNITE GROUP PLC
Ticker: UTG Security ID: G9283N101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Abstain Management
4 Approve Final Dividend For For Management
5 Re-elect Phil White as Director For For Management
6 Re-elect Mark Allan as Director For For Management
7 Re-elect Joe Lister as Director For For Management
8 Re-elect Richard Simpson as Director For For Management
9 Re-elect Richard Smith as Director For For Management
10 Re-elect Manjit Wolstenholme as For For Management
Director
11 Re-elect Sir Tim Wilson as Director For For Management
12 Re-elect Andrew Jones as Director For For Management
13 Elect Elizabeth McMeikan as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: Y8800U127
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Vincent K. Fang as Director For For Management
2b Elect Hans Michael Jebsen as Director For For Management
2c Elect Wyman Li as Director For For Management
2d Elect David M. Turnbull as Director For For Management
3 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Adopt Official Chinese Company Name For For Management
5 Adopt New Articles of Association For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TOKYO TATEMONO CO. LTD.
Ticker: 8804 Security ID: J88333117
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Appoint Statutory Auditor Hanazawa, For For Management
Toshiyuki
2.2 Appoint Statutory Auditor Uehara, For For Management
Masahiro
--------------------------------------------------------------------------------
TRITAX BIG BOX REIT PLC
Ticker: BBOX Security ID: G9101W101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Shaw as Director For For Management
2 Authorise Issue of Equity with For For Management
Pre-emptive Rights
3 Authorise Issue of Equity without For For Management
Pre-emptive Rights
4 Authorise Market Purchase of Ordinary For For Management
Shares
5 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine A. Cattanach For For Management
1.2 Elect Director Eric J. Foss For For Management
1.3 Elect Director Robert P. Freeman For For Management
1.4 Elect Director Jon A. Grove For For Management
1.5 Elect Director James D. Klingbeil For For Management
1.6 Elect Director Robert A. McNamara For For Management
1.7 Elect Director Mark R. Patterson For For Management
1.8 Elect Director Lynne B. Sagalyn For For Management
1.9 Elect Director Thomas W. Toomey For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNIBAIL RODAMCO SE
Ticker: UL Security ID: F95094110
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 8.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Advisory Vote on Compensation of For For Management
Christophe Cuvillier, Chairman of the
Management Board
6 Advisory Vote on Compensation of For For Management
Olivier Bossard, Armelle
Carminati-Rabasse, Fabrice Mouchel,
Jaap Tonckens and Jean-Marie Tritant,
Members of the Management Board
7 Advisory Vote on Compensation of For For Management
Guillaume Poitrinal, Chairman of the
Management Board from Jan. 1, 2013 to
April 25, 2013
8 Advisory Vote on Compensation of For For Management
Catherine Pourre, Member of the
Management Board from Jan. 1, 2013 to
Sept. 1, 2013
9 Reelect Rob Ter Haar as Supervisory For For Management
Board Member
10 Reelect Jose Luis Duran as Supervisory For For Management
Board Member
11 Reelect Yves Lyon-Caen as Supervisory For For Management
Board Member
12 Elect Dagmar Kollmann as Supervisory For For Management
Board Member
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 45 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Stock Option Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra A. Cafaro For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Ronald G. Geary For For Management
1d Elect Director Jay M. Gellert For For Management
1e Elect Director Richard I. Gilchrist For For Management
1f Elect Director Matthew J. Lustig For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Robert D. Reed For For Management
1i Elect Director Glenn J. Rufrano For For Management
1j Elect Director James D. Shelton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation ��
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Lynne For Withhold Management
1.2 Elect Director David Mandelbaum For Withhold Management
1.3 Elect Director Daniel R. Tisch For Withhold Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Require Independent Board Chairman Against For Shareholder
6 Declassify the Board of Directors Against For Shareholder
7 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: WDC Security ID: Q97062105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For For Management
3 Elect Frank P. Lowy as Director For For Management
4 Elect Brian M. Schwartz as Director For For Management
5 Elect Steven M. Lowy as Director For For Management
6 Elect Ilana R. Atlas as Director For For Management
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: WDC Security ID: Q97062105
Meeting Date: MAY 29, 2014 Meeting Type: Court
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme of Arrangement For For Management
Between Westfield Holdings and the
Holders of Its Fully Paid Ordinary
Shares
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: WDC Security ID: Q97062105
Meeting Date: MAY 29, 2014 Meeting Type: Special
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Capital Reduction For For Management
2 Approve the Capital Conversion For For Management
Resolution
3 Approve the Westfield Trust For For Management
Constitution Amendments
4 Approve the Westfield America Trust For For Management
Constitution Amendments
5 Authorize the Board to Ratify and For For Management
Execute Approved Resolutions
6 Approve the Westfield Holdings For For Management
Constitution Amendments
7 Approve the Stapling Deed Resolution For For Management
8 Approve the Change of Company Name to For For Management
Scentre Group Limited
--------------------------------------------------------------------------------
WESTFIELD RETAIL TRUST
Ticker: WRT Security ID: Q97145108
Meeting Date: JUN 20, 2014 Meeting Type: Special
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Authorize the Board to Ratify and For For Management
Execute Approved Resolutions
3 Approve the Amendments to the For For Management
Constitution of Westfield Retail Trust
1
4 Approve the Amendments to the For For Management
Constitution of Westfield Retail Trust
2
5 Approve the Termination of the For For Management
Corporate Governance Deeds
--------------------------------------------------------------------------------
WIHLBORGS FASTIGHETER AB
Ticker: WIHL Security ID: W9899S108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9a Accept Financial Statements and For For Management
Statutory Reports
9b Approve Allocation of Income and For For Management
Dividends of SEK 4.25 Per Share
9c Approve Discharge of Board and For For Management
President
9d Approve Record Date for Dividend For For Management
Payment
10 Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 230,000 for Chairman
and SEK 135,000 for Other Members;
Approve Remuneration of Auditors
12 Reelect Anders Jarl, Sara Karlsson, For For Management
Helen Olausson, Per-Ingemar Persson,
Erik Paulsson (Chairman), and Johan
Qviberg as Directors; Elect Tina
Andersson as New Director
13 Ratify Deloitte as Auditors For For Management
14 Authorize Representatives of Three of For For Management
Company's Largest Shareholders and a
Representative of the Company's
Minority Shareholders to Serve on
Nominating Committee
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Approve Issuance of up to Ten Percent For For Management
of Share Capital without Preemptive
Rights
18 Other Business None None Management
19 Close Meeting None None Management
========================== Dreyfus Greater China Fund ==========================
AIA GROUP LTD.
Ticker: 01299 Security ID: Y002A1105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Elect Mohamed Azman Yahya as Director For For Management
4 Elect Edmund Sze-Wing Tse as Director For For Management
5 Elect Jack Chak-Kwong So as Director For For Management
6 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7a Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7c Approve Allotment and Issuance of For For Management
Additional Shares Under the Restricted
Share Unit Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AUTONAVI HOLDINGS LTD.
Ticker: AMAP Security ID: 05330F106
Meeting Date: DEC 27, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
2 Approve Acquisition Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: AUG 21, 2013 Meeting Type: Special
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association of the For For Management
Company
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY CO., LTD.
Ticker: 02357 Security ID: Y0485Q109
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian CPAs
Limited Company as the International
and Domestic Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Liu Renhuai as Director and For For Management
Approve Director's Remuneration
7 Other Business (Voting) For Against Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BIOSENSORS INTERNATIONAL GROUP LTD.
Ticker: B20 Security ID: G11325100
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend For For Management
3 Elect Vincent Ong as Director For For Management
4 Elect Adrian Chan Pengee as Director For For Management
5 Elect Bing Yuan as Director For For Management
6 Elect Phyllis Chan Yuk Ying as Director For For Management
7 Approve Directors' Fees For For Management
8 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CHICONY POWER TECHNOLOGY CO., LTD.
Ticker: 6412 Security ID: Y1364D102
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit and Employee
Bonus
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Trading Procedures Governing For Against Management
Derivatives Products
8 Approve Issuance of Restricted Stocks For Against Management
9.1 Elect Supervisor No.1 None Against Shareholder
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 01359 Security ID: Y1R34V103
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Account For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
for 2014
6 Appoint Accounting Firm for 2014 For For Management
7a Elect Li Honghui as Director For Against Management
7b Elect Song Lizhong as Director For Against Management
8 Approve Capital Increase in Happy Life For For Management
Insurance Co. Ltd.
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO LTD
Ticker: 06881 Security ID: Y1R92J109
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the A Share For For Management
Offering Plan
2 Authorize Board to Deal with Relevant For For Management
Matters Relating to the A Share
Offering
3 Approve Amendments to the Articles of For For Management
Association of the Company Relating to
the A Share Offering
4 Approve Return Plan for Shareholders For For Management
in Three Years After A Share Offering
5 Approve Price Stabilization of A For For Management
Shares within 3 Years After A Share
Offering
6 Approve Letter of Undertaking For For Management
Regarding Repurchase of New A Shares
Under A Share Offering
7 Approve Letter of Undertaking Relating For For Management
to Compensation for the Losses of
Investors According to Law
8 Amend Articles Re: Scope of Business For For Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO LTD
Ticker: 06881 Security ID: Y1R92J109
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to the A Share For For Management
Offering Plan
2 Authorize Board to Deal with Relevant For For Management
Matters Concerning the A Share Offering
3 Approve Price Stabilization of A For For Management
Shares within 3 Years After A Share
Offering
4 Approve Letter of Undertaking For For Management
Regarding Repurchase of New A Shares
Under A Share Offering
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO LTD
Ticker: 06881 Security ID: Y1R92J109
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve 2013 Annual Report For For Management
4 Approve 2013 Final Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Capital Expenditure Budget for For For Management
the Year 2014
7 Reappoint External Auditing Firms of For For Management
the Company
8 Approve Special Report For For Management
--------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD.
Ticker: 00867 Security ID: G21108124
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lam Kong as Director For For Management
3b Elect Chen Hongbing as Director For For Management
3c Elect Wu Chi Keung as Director For Against Management
3d Elect Huang Ming as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY DEVELOPMENT CO., LTD. ( FORMERLY CHINA MERCHANTS
Ticker: 000024 Security ID: Y1492Y101
Meeting Date: NOV 07, 2013 Meeting Type: Special
Record Date: NOV 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Assets Purchase by Issuing New Shares
and Raising Supporting Funds
2 Approve The Proposal That This Assets For For Management
Purchase by Issuing New Shares
Constitutes A Related-Party Transaction
3 Approve Related-party Transaction Plan For For Management
on Assets Purchase by Issuing New
Shares and Raising Supporting Funds
3.1 Approve Overview of Transaction Plan For For Management
3.2 Approve Transaction Price For For Management
3.3 Approve Share Type and Par Value For For Management
3.4 Approve Issue Manner and Target For For Management
Subscribers
3.5.1 Approve Pricing Basis, Pricing For For Management
Reference Date and Issue Price of
Assets Purchase by Issuing New Shares
3.5.2 Approve Issue Price and Pricing Basis For For Management
of Fund Raising by Private Placement
3.6.1 Approve Issue Size to Shekou For For Management
Industrial Zone
3.6.2 Approve Issue Size to Specific Parties For For Management
3.7 Approve Listing Location For For Management
3.8 Approve Lock-Up Period For For Management
3.9 Approve Profit and Loss Attribution of For For Management
the Related Assets during the Time
from Pricing Reference Date to
Delivery Date
3.10 Approve Distribution Arrangement of For For Management
Undistributed Earnings
3.11 Approve Intended Usage of Raised Funds For For Management
3.12 Approve Resolution Validity Period For For Management
4 Approve the Report (Draft) on For For Management
Related-Party Transactions of the
Company's Assets Purchase by Issuing
New Shares and Raising Supporting
Funds and Its Summary
5 Approve to Sign the Assets Purchase For For Management
Agreement, Supplementary Agreement (I)
of Assets Purchase Agreement and the
Supplementary Agreement with China
Merchants Shekou Industrial Zone Co.,
Ltd.
6 Approve to Sign Confirmation Contract For For Management
of Land Use Rights
7 Approve to Sign Earnings Compensation For For Management
Agreement
8 Approve the Assets Purchase by Issuing For For Management
New Shares to be in Compliance with
the Fourth Provision of Provisions on
Several Issues Concerning the
Regulation of Assets Reorganization by
Listed Companies
9 Approve to Authorize the Board to For For Management
Handle All Related Matter
10 Approve Report on the Usage of For For Management
Previously Raised Funds
11.1 Elect Director Wu Zhenqin For For Management
11.2 Elect Director Chen Gang For For Management
12.1 Elect Supervisor Hua Li For For Management
12.2 Elect Supervisor Liu Qingliang For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 02883 Security ID: Y15002101
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Annual Dividend
3 Accept Report of the Board of Directors For For Management
4 Accept Report of the Supervisory For For Management
Committee
5 Elect Law Hong Ping, Lawrence as For For Management
Director
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP and Deloitte Touche Tohmatsu as
Domestic and International Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 03311 Security ID: G21677136
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Hancheng as Director For Against Management
3b Elect Hung Cheung Shew as Director For Against Management
3c Elect Raymond Ho Chung Tai as Director For For Management
3d Elect Adrian David Li Man Kiu as For Against Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA WINDPOWER GROUP LIMITED
Ticker: 00182 Security ID: G2115L112
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Liu Shunxing as Director For For Management
2b Elect Ko Chun Shun, Johnson as Director For For Management
2c Elect Wong Yau Kar, David as Director For For Management
2d Elect Yap Fat Suan, Henry as Director For For Management
2e Authorize Board to Fix Directors' For For Management
Remuneration
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 000625 Security ID: Y1583S104
Meeting Date: DEC 05, 2013 Meeting Type: Special
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company to Sign D Series For For Management
Powertrain Technology Licensing
Contracts and Technical Service
Support Contract with Harbin Dongan
Automotive Engine Manufacturing Co.,
Ltd
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Ticker: 000625 Security ID: Y1583S104
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Report of the Board of For For Management
Directors
2 Approve 2013 Report of the Board of For Against Management
Supervisors
3 Approve 2013 Annual Report and Summary For For Management
4 Approve 2013 Financial Statements and For Against Management
2014 Financial Budget Report
5 Approve 2013 Profit Distribution For For Management
6 Approve Estimated Amount of 2014 Daily For For Management
Related Party Transactions
7 Approve 2014 Investment Plan For For Management
8 Approve 2014 Financing Plan For For Management
9 By-elect Non-independent Director Ren For For Shareholder
Qiang
10 Approve Appointment of 2014 External For For Management
Auditor
11 Approve Appointment of 2014 Internal For For Management
Auditor
12 Approve Financial Service Agreement For Against Management
with China South Industries Group
Finance Co., Ltd.
13 Approve the Proposal to Carry-out For For Management
Trade Financing through United
Prosperity Investment Co., Ltd.
--------------------------------------------------------------------------------
CNOOC LTD.
Ticker: 00883 Security ID: Y1662W117
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Non-exempt Continuing For For Management
Connected Transactions
2 Approve Proposed Caps for Each For For Management
Category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 01093 Security ID: Y1837N109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014��
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Wang Jinxu as Director For Against Management
3a2 Elect Feng Zhenying as Director For Against Management
3a3 Elect Wang Zhenguo as Director For Against Management
3a4 Elect Lee Ka Sze, Carmelo as Director For Against Management
3b Elect Chan Siu Keung, Leonard as For For Management
Director
3c Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
FLYTECH TECHNOLOGY CO., LTD.
Ticker: 6206 Security ID: Y2572Z109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Reserve
4 Amend Articles of Association For For Management
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD.
Ticker: 00027 Security ID: Y2679D118
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: JUN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Paddy Tang Lui Wai Yu as Director For For Management
2b Elect William Yip Shue Lam as Director For For Management
2c Authorize Board to Fix Directors' For For Management
Remuneration
3 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
4a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4c Authorize Reissuance of Repurchased For Against Management
Shares
5a Delete Memorandum of Association For For Management
5b Amend Articles of Association For For Management
5c Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
GIGA SOLAR MATERIALS CORP.
Ticker: 3691 Security ID: Y270AA108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
GOLDPAC GROUP LIMITED
Ticker: 03315 Security ID: Y27592107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lu Run Ting as Director For For Management
3b Elect Lu Runyi as Director For For Management
3c Elect Christophe Jacques Pagezy as For For Management
Director
4 Approve Remuneration of Directors For For Management
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOLDPOLY NEW ENERGY HOLDINGS LTD.
Ticker: 00686 Security ID: G4101X100 ��
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For Against Management
and Related Transactions
2 Approve Subscription Agreement and For Against Management
Related Transactions
--------------------------------------------------------------------------------
GOLDPOLY NEW ENERGY HOLDINGS LTD.
Ticker: 00686 Security ID: G4101X100
Meeting Date: JAN 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name For For Management
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD.
Ticker: 00270 Security ID: Y2929L100
Meeting Date: JUN 20, 2014 Meeting Type: Annual
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Tsang Hon Nam as Director For For Management
3b Elect Wu Jianguo as Director For Against Management
3c Elect Zhang Hui as Director For Against Management
3d Elect Zhao Chunxiao as Director For Against Management
3e Elect Fung Daniel Richard as Director For Against Management
3f Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD.
Ticker: 00270 Security ID: Y2929L100
Meeting Date: JUN 20, 2014 Meeting Type: Special
Record Date: JUN 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For Against Management
Association and Adopt New Articles of
Association
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 600837 Security ID: Y2988F101
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Renewal of Engagement of A For For Management
Share Auditing Firm and H Share
Auditing Firm for the Year 2014
7 Approve Proposal Regarding Investment For For Management
Asset Allocation of Equity, Fixed
Income Securities and Derivative
Products for the Year 2014
1 Approve the Proposal Regarding the For For Management
Scale of Financing Business for
Customers of the Company
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Approve Adoption of Share Option For For Management
Incentive Scheme
4 Approve the Proposed Conduct of Option For For Management
Related Business
8 Elect Qu Qiuping as Director For For Shareholder
--------------------------------------------------------------------------------
HUTCHISON WHAMPOA LIMITED
Ticker: 00013 Security ID: Y38024108
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Fok Kin Ning, Canning as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For Against Management
3c Elect Kam Hing Lam as Director For Against Management
3d Elect William Shurniak as Director For For Management
3e Elect Wong Chung Hin as Director For For Management
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
7a Add Chinese Name to Existing Company For For Management
Name
7b Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INOTERA MEMORIES, INC.
Ticker: 3474 Security ID: Y4084K109
Meeting Date: FEB 13, 2014 Meeting Type: Special
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Ordinary Shares or For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository
2 Approve to Change the Usage of For For Management
Privately Raised Funds in 2012
3 Approve to Change the Usage of For For Management
Privately Raised Funds in 2013
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INOTERA MEMORIES, INC.
Ticker: 3474 Security ID: Y4084K109
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Financial Statements For For Management
2 Approve 2013 Statement of Profit and For For Management
Loss Appropriation
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Trading Procedures Governing For For Management
Derivatives Products
8 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for
Endorsement and Guarantees
9.1 Elect GAO,CYUAN, a Representative of For For Management
NANYA TECHNOLOGY CORPORATION with
Shareholder No. 8939****, as
Non-Independent Director
9.2 Elect WANG,RUEI-HUA, a Representative For For Management
of NANYA TECHNOLOGY CORPORATION with
Shareholder No. 8939****, as
Non-Independent Director
9.3 Elect WU,JIA-JHAO, a Representative of For For Management
NANYA TECHNOLOGY CORPORATION with
Shareholder No. 8939****, as
Non-Independent Director
9.4 Elect JHANG,JIA-FANG, a Representative For For Management
of NANYA TECHNOLOGY CORPORATION with
Shareholder No. 8939****, as
Non-Independent Director
9.5 Elect HU,YAO-WUN, a Representative of For For Management
NANYA TECHNOLOGY CORPORATION with
Shareholder No. 8939****, as
Non-Independent Director
9.6 Elect MICHEAL W SADLER, a For For Management
Representative of NUMONYX HOLDINGS BV
with Shareholder No. 2630****, as
Non-Independent Director
9.7 Elect RONALD C FOSTER, a For For Management
Representative of NUMONYX HOLDINGS BV
with Shareholder No. 2630****, as
Non-Independent Director
9.8 Elect SCOTT MEIKLE, a Representative For For Management
of NUMONYX HOLDINGS BV with
Shareholder No. 2630****, as
Non-Independent Director
9.9 Elect BRIAN M SHIRLEY, a For For Management
Representative of NUMONYX HOLDINGS BV
with Shareholder No. 2630****, as
Non-Independent Director
9.10 Elect WAYNE R ALLAN, a Representative For For Management
of NUMONYX HOLDINGS BV with
Shareholder No. 2630****, as
Non-Independent Director
9.11 Elect LIN,CYUAN, with ID No. For For Management
E10068****, as Independent Director
9.12 Elect HUANG,MAO-SYONG, with ID No. For For Management
B10014****, as Independent Director
9.13 Elect JIAN,SYUE-REN, with ID No. For For Management
A12079****, as Independent Director
10 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
11 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
L.K. TECHNOLOGY HOLDINGS LTD.
Ticker: 00558 Security ID: G5548P105
Meeting Date: AUG 29, 2013 Meeting Type: Annual
Record Date: AUG 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2a1 Elect Chong Siw Yin as Director For For Management
2a2 Elect Chung Yuk Ming as Director For For Management
2a3 Elect Tsang Yiu Keung, Paul as Director For For Management
2b Authorize Board to Fix Directors' For For Management
Remuneration
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4b Authorize Share Repurchase Program For For Management
4c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC
Ticker: 000513 Security ID: Y52889105
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Report of the Board of For For Management
Directors
2 Approve 2013 Report of the Board of For Against Management
Supervisors
3 Approve 2013 Financial Statements For For Management
4 Approve 2013 Profit Distribution For For Management
5 Approve Re-Appointment of 2014 For For Management
External and Internal Auditor
6 Approve 2013 Annual Report and Summary For For Management
7.1 Elect Non-Executive Director Zhu Baoguo For For Management
7.2 Elect Non-Executive Director Liu For For Management
Guangxia
7.3 Elect Non-Executive Qiu Qingfeng For For Management
7.4 Elect Non-Executive Director Zhong Shan For For Management
7.5 Elect Executive Director Tao Desheng For For Management
7.6 Elect Executive Director Fu Daotian For For Management
7.7 Elect Independent Non-Executive For For Management
Director Yang Bin
7.8 Elect Independent Non-Executive For For Management
Director Guo Guoqing
7.9 Elect Independent Non-Executive For For Management
Director Wang Xiaojun
7.10 Elect Independent Non-Executive For For Management
Director Yu Xiong
7.11 Elect Independent Non-Executive For For Management
Director Xu Yanjun
8.1 Elect Supervisor Yuan Huasheng For For Management
8.2 Elect Supervisor Huang Huamin For For Management
9 Approve Application of Financing and For For Management
Provision of Loan Guarantees to
Controlled Subsidiaries
10 Amend Articles of Association For For Management
11 Approve Issuance of Super & Short-term For For Shareholder
Commercial Paper
--------------------------------------------------------------------------------
NAGACORP LTD.
Ticker: 03918 Security ID: G6382M109
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Philip Lee Wai Tuck as Director For For Management
3b Elect Chen Yepern as Director For For Management
3c Elect Michael Lai Kai Jin as Director For For Management
4 Approve Remuneration of Directors for For For Management
the Year Ended Dec. 31, 2013 and
Authorize Board to Fix Directors'
Remuneration for the Year Ending Dec.
31, 2014
5 Reappoint BDO Limited as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POSIFLEX TECHNOLOGY, INC.
Ticker: 8114 Security ID: Y7026Q100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Financial Statements and For For Management
Statutory Reports
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Chiang Yun as Director For For Management
3b Elect Iain Ferguson Bruce as Director For Against Management
3c Elect Charles Daniel Forman as Director For For Management
3d Elect Robert Glen Goldstein as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SERCOMM CORP.
Ticker: 5388 Security ID: Y7670W106
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Articles of Association For For Management
5.1 Elect Steve K. Chen, with ID No. For For Management
*****115CH, as Independent Director
6 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 600196 Security ID: Y7687D109
Meeting Date: MAY 29, 2014 Meeting Type: Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Equity Transfer Agreement For For Management
and Equity Pledge Agreement
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 600196 Security ID: Y7687D109
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Reappoint Ernst & Young Hua Ming and For For Management
Ernst & Young as Company's PRC and
International Auditors, Respectively,
and Approve Their Remuneration
7 Approve Ongoing Related Party For For Management
Transactions Report for 2013 and the
Estimated Ongoing Related Party
Transaction for 2014
8 Approve Appraisal Results and For For Management
Remunerations of Directors for 2013
9 Approve the Appraisal Program of For For Management
Directors for 2014
10 Approve New Entrusted Loan Quota of For Against Management
the Group for 2014
11 Approve New External Guarantee Quota For Against Management
of the Group for 2014
12 Approve Total New Bank Credit For For Management
Applications for 2014
13 Approve Disposal of Listed Securities For For Management
14 Approve Privatization of Chindex For For Management
International, Inc. and the Proposed
Acquisition of 30 Percent Interest in
Chindex Medical Limited
15 Elect John Changzheng Ma as Director For For Management
16 Elect Guan Yimin as Supervisor For For Management
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD.
Ticker: 00460 Security ID: G8162K113
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Che Fengsheng as Director For For Management
3a2 Elect Homer Sun as Director For For Management
3a3 Elect Zhang Jionglong as Director For For Management
3a4 Elect Tsang Wah Kwong as Director For For Management
3a5 Elect Zhu Xun as Director For For Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Approve Increase in Authorized Share For Against Management
Capital
7 Approve Bonus Issue of Shares For Against Management
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAR 31, 2014 Meeting Type: Special
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Li Guanpeng as Director For For Management
1b Elect Wang Lin as Director For Against Management
1c Elect Yu Jianmin as Director For Against Management
1d Elect Wu Dongming as Supervisor For For Management
2 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Accounts and Auditors' For For Management
Report
4 Approve Profit Distribution Proposal For For Management
and Final Dividend
5 Authorize Board to Deal with Matters For For Management
in Relation to the Distribution of
Interim or Special Dividends for the
Year 2014
6 Reappoint Deloitte Touche Tohmatsu CPA For For Management
LLP and Deloitte Touche Tohmatsu as
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Share Capital
--------------------------------------------------------------------------------
SINOTRANS LTD.
Ticker: 00598 Security ID: Y6145J104
Meeting Date: MAY 16, 2014 Meeting Type: Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve HK Acquisition Agreement, the For For Management
SNL 51 Percent Acquisition Agreement,
the SNL 49 Percent Acquisition
Agreement, the Sinotrans Sunnyexpress
Acquisition Agreement, and Related
Transactions
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For For Management
3a2 Elect Charles St Leger Searle as For For Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: FEB 18, 2014 Meeting Type: Special
Record Date: FEB 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
YASHILI INTERNATIONAL HOLDINGS LIMITED
Ticker: 01230 Security ID: G98340105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Sun Yiping as Director For For Management
3b Elect Ding Sheng as Director For For Management
3c Elect Wu Jingshui as Director For For Management
3d Elect Li Dongming as Director For For Management
3e Elect Zhang Yanpeng as Director For For Management
3f Elect Cheng Shoutai as Director For For Management
3g Elect Mok Wai Bun Ben as Director For For Management
3h Elect Lee Kong Wai Conway as Director For Against Management
3i Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Repurchase of Up to 10 Percent For For Management
of Issued Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 03898 Security ID: Y9892N104
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Declare Final Dividend
5 Reappoint Ernst & Young Hua Ming LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect Ding Rongjun as Director and For For Management
Approve Remuneration of Director
7 Elect Deng Huijin as Director and For For Management
Approve Remuneration of Director
8 Elect Li Donglin as Director and For For Management
Approve Remuneration of Director
9 Elect Yan Wu as Director and Approve For For Management
Remuneration of Director
10 Elect Ma Yunkun as Director and For For Management
Approve Remuneration of Director
11 Elect Gao Yucai as Director and For For Management
Approve Remuneration of Director
12 Elect Chan Kam Wing, Clement as For For Management
Director and Approve Remuneration of
Director
13 Elect Pao Ping Wing as Director and For Against Management
Approve Remuneration of Director
14 Elect Liu Chunru as Director and For For Management
Approve Remuneration of Director
15 Elect Xiong Ruihua as Supervisor and For For Management
Approve Remuneration of Supervisor
16 Elect Geng Jianxin as Supervisor and For For Management
Approve Remuneration of Supervisor
17 Amend Rules of Procedures for General For Against Management
Meetings of the Company
18 Amend Rules of Procedures for Board For Against Management
Meetings of the Company
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: OCT 15, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Basis for Determining the For For Management
Participants and Scope of Participants
of the Scheme
1b Approve Source and Number of Subject For For Management
Shares Under the Scheme
1c Approve Validity Period, Date of For For Management
Grant, Vesting Period, Exercise
Arrangements and Lock-Up Period for
Subject Shares Under the Scheme
1d Approve Exercise Price of Share For For Management
Options and Basis of Determination
Under the Scheme
1e Approve Conditions of Grant and For For Management
Exercise of Share Options Under the
Scheme
1f Approve Methods and Procedures for For For Management
Adjustment of the Scheme
1g Approve Accounting Treatment of Share For For Management
Options Under the Scheme
1h Approve Procedures for the Grant by For For Management
the Company and the Exercise by the
Participants of Share Options Under
the Scheme
1i Approve Respective Rights and For For Management
Obligations of the Company and the
Participants Under the Scheme
1j Approve Handling of Special Cases For For Management
Under the Scheme
1k Approve Amendment and Termination For For Management
Under the Scheme
2 Approve ZTE Corporation Share Option For For Management
Incentive Scheme Performance Appraisal
System
3a Authorize Board to Confirm the For For Management
Qualifications of Participants, List
of Participants and Number of Options
to Be Granted and Grant Price Under
the Scheme
3b Authorize Board to Grant Shares to For For Management
Participants Upon Fulfillment of
Relevant Conditions
3c Authorize Board to Adjust the Number For For Management
of Shares Under the Scheme
3d Authorize Board to Formulate or Modify For For Management
Provisions for the Administration and
Implementation of the Scheme
3e Authorize Board to Sign, Execute, For For Management
Modify and Terminate Any Agreements
Relating to the Scheme and Other
Relevant Agreements
3f Authorize Board to Appoint Receiving For For Management
Banks, Accountants, Legal Advisers and
Other Intermediaries for the
Implementation of the Scheme
3g Authorize Board to Conduct Other For For Management
Necessary Matters Required for the
Implementation of the Scheme
3h Authorize Board to Process Certain For For Management
Procedures with Relevant Governments
and Authorities, to Process Documents
Submitted to Relevant Governments,
Authorities, Organizations and
Individuals, and to Do All Acts
Necessary Under the Scheme
3i Approve Term of the Mandate Granted to For For Management
the Board Under the Scheme
4 Approve Waiver by the Company of the For For Shareholder
First Right of Refusal
5 Approve Provision of Performance For For Shareholder
Guarantee in Respect of P.T. ZTE
Indonesia
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 000063 Security ID: Y0004F105
Meeting Date: OCT 15, 2013 Meeting Type: Special
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Basis for Determining the For For Management
Participants and Scope of Participants��
of the Scheme
1b Approve Source and Number of Subject For For Management
Shares Under the Scheme
1c Approve Validity Period, Date of For For Management
Grant, Vesting Period, Exercise
Arrangements and Lock-Up Period for
Subject Shares Under the Scheme
1d Approve Exercise Price of Share For For Management
Options and Basis of Determination
Under the Scheme
1e Approve Conditions of Grant and For For Management
Exercise of Share Options Under the
Scheme
1f Approve Methods annd Procedures for For For Management
Adjustment of the Scheme
1g Approve Accounting Treatment of Share For For Management
Options Under the Scheme
1h Approve Procedures for the Grant by For For Management
the Company and the Exercise by the
Participants of Share Options Under
the Scheme
1i Approve Respective Rights and For For Management
Obligations of the Company and the
Participants Under the Scheme
1j Approve Handling of Special Cases For For Management
Under the Scheme
1k Approve Amendment and Termination For For Management
Under the Scheme
2 Approve ZTE Corporation Share Option For For Management
Incentive Scheme Performance Appraisal
System
3a Authorize Board to Confirm the For For Management
Qualifications of Participants, List
of Participants and Number of Options
to Be Granted and Grant Price Under
the Scheme
3b Authorize Board to Grant Shares to For For Management
Participants Upon Fulfillment of
Relevant Conditions
3c Authorize Board to Adjust the Number For For Management
of Shares Under the Scheme
3d Authorize Board to Formulate or Modify For For Management
Provisions for the Administration and
Implementation of the Scheme
3e Authorize Board to Sign, Execute, For For Management
Modify and Terminate Any Agreements
Relating to the Scheme and Other
Relevant Agreements
3f Authorize Board to Appoint Receiving For For Management
Banks, Accountants, Legal Advisers and
Other Intermediaries for the
Implementation of the Scheme
3g Authorize Board to Conduct Other For For Management
Necessary Matters Required for the
Implementation of the Scheme
3h Authorize Board to Process Certain For For Management
Procedures with Relevant Governments
and Authorities, to Process Documents
Submitted to Relevant Governments,
Authorities, Organizations and
Individuals, and to Do All Acts
Necessary Under the Scheme
3i Approve Term of the Mandate Granted to For For Management
the Board Under the Scheme
============================== Dreyfus India Fund ==============================
AXIS BANK LTD.
Ticker: 532215 Security ID: Y0487S103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect K.N. Prithviraj as Director For For Management
3 Reelect V. Srinivasan as Director For For Management
4 Approve Dividend of INR 20 Per Share For For Management
5 Approve S. R. Batliboi & Co. LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect U. Sangwan as Director For For Management
7 Approve Remuneration of S. Misra For For Management
8 Approve Revision in Remuneration of S. For For Management
Sharma, Managing Director and CEO
9 Approve Revision in Remuneration of S. For For Management
Sengupta, Executive Director & Head
(Corporate Centre)
10 Approve Revision in Remuneration of V. For For Management
Srinivasan, Executive Director & Head
(Corporate Banking)
11 Amend Stock Option Scheme For For Management
12 Approve Increase in Borrowing Powers For For Management
13 Authorize Issuance of Debt Instruments For For Management
14 Approve Stock Split For For Management
15 Amend Memorandum of Association For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BALRAMPUR CHINI MILLS LTD.
Ticker: 500038 Security ID: Y0548Y149
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 2.00 Per Share For For Management
3 Reelect R.K. Choudhury as Director For Against Management
4 Reelect A.K. Saxena as Director For Against Management
5 Approve G.P. Agrawal & Co. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Reappointment and Remuneration For For Management
of K. Shah as Executive Director and
CFO
7 Approve Modified Draft Rehabilitation For Against Management
Scheme ��
--------------------------------------------------------------------------------
BANK OF BARODA LTD.
Ticker: 532134 Security ID: Y06451119
Meeting Date: JAN 15, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares to For For Management
the Government of India, Promoter
--------------------------------------------------------------------------------
BANK OF BARODA LTD.
Ticker: 532134 Security ID: Y06451119
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 10.50 For For Management
Per Share
--------------------------------------------------------------------------------
BLUE DART EXPRESS LTD.
Ticker: 526612 Security ID: Y0916Q124
Meeting Date: JUN 13, 2014 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CANARA BANK LTD
Ticker: 532483 Security ID: Y1081F109
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 13.00 Per Share For For Management
3.1 Elect S. Gupta as Director For For Management
3.2 Elect B.M. Sharma as Director For Against Management
3.3 Elect R.K. Goel as Director For Against Management
3.4 Elect A.P. Garg as Director For Did Not Vote Management
3.5 Elect U.N. Kapur as Director For Did Not Vote Management
3.6 Elect P.G. Thacker as Director For Did Not Vote Management
3.7 Elect S. Jain as Director For Did Not Vote Management
3.8 Elect S.P. Ballambettu as Director For Did Not Vote Management
--------------------------------------------------------------------------------
DHAMPUR SUGAR MILLS LTD.
Ticker: 500119 Security ID: Y2058S124
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on Preference Shares For For Management
and INR 1.25 Per Equity Share
3 Reelect V.K. Goel as Director For For Management
4 Reelect A.K. Goel as Director For Against Management
5 Reelect P. Brat as Director For For Management
6 Reelect R. Bedi as Director For For Management
7 Approve S Vaish & Co. and Mittal Gupta For For Management
& Co. as Auditors and Authorize Board
to Fix Their Remuneration
8 Approve S.S. Kothari Mehta & Co. as For For Management
Branch Auditors and Authorize Board to
Fix Their Remuneration
9 Approve Revision in the Remuneration For For Management
of V.K. Goel, Chairman and Executive
Director
10 Approve Revision in the Remuneration For For Management
of G. Goel, Managing Director
11 Approve Commission Remuneration for For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
DISH TV INDIA LTD.
Ticker: 532839 Security ID: Y2076S114
Meeting Date: MAR 21, 2014 Meeting Type: Special
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans, Investments, or For Against Management
Guarantee to Dish TV Lanka (Pvt) Ltd
2 Approve Investment in Xingmedia For For Management
Distribution Pvt Ltd
--------------------------------------------------------------------------------
HATHWAY CABLE & DATACOM LTD.
Ticker: 533162 Security ID: Y3115L102
Meeting Date: JUL 22, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Powers For For Management
2 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
HCL TECHNOLOGIES LTD.
Ticker: 532281 Security ID: Y3121G147
Meeting Date: DEC 27, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect A. Ganguli as Director For For Management
3 Reelect V. Nayar as Director For For Management
4 Approve Vacancy on the Board Resulting For For Management
from the Retirement of S. Bhattacharya
5 Approve S.R. Batliboi & Co. LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Final Dividend of INR 6.00 Per For For Management
Share
7 Elect S. Madhavan as Director For For Management
8 Elect K. Mistry as Director For Against Management
9 Elect R.N. Malhotra as Director For For Management
10 Approve Commission Remuneration for For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
HINDUJA VENTURES LIMITED
Ticker: 500189 Security ID: Y3198E140
Meeting Date: AUG 10, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 15.00 Per Share For For Management
3 Reelect P. Shah as Director For For Management
4 Reelect R.P. Chitale as Director For For Management
5 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect V. Hinduja as Director For For Management
7 Approve Reappointment and Remuneration For For Management
of A.P. Hinduja as Executive Chairman
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y38575109
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on Preference Shares For For Management
3 Approve Dividend of INR 23.00 Per For For Management
Equity Share
4 Reelect K. Ramkumar as Director For For Management
5 Approve BSR & Co. LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
7 Elect V.K. Sharma as Independent For For Management
Non-Executive Director
8 Approve Reappointment and Remuneration For For Management
of R. Sabharwal as Executive Director
9 Amend Articles of Association For For Management
10 Approve Increase in Borrowing Powers For For Management
11 Approve Issuance of Debt Securities For For Management
--------------------------------------------------------------------------------
IDEA CELLULAR LTD
Ticker: 532822 Security ID: Y3857E100
Meeting Date: DEC 26, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Limit on Foreign For For Management
Shareholdings
2 Approve Increase in Remuneration of H. For For Management
Kapania, Managing Director
--------------------------------------------------------------------------------
IDFC LTD
Ticker: 532659 Security ID: Y40805114
Meeting Date: JAN 29, 2014 Meeting Type: Special
Record Date: DEC 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Limit on Foreign For For Management
Shareholdings
--------------------------------------------------------------------------------
IFCI LIMITED
Ticker: 500106 Security ID: Y8743E123
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend Paid on For For Management
Preference Shares as Final Dividend
3 Approve Dividend on Equity Shares of For For Management
INR 1.00 Per Share
4 Reelect O. Mishra as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Elect S. Mahajan as Director For For Management
7 Approve Appointment of A. Jain as CEO For For Management
& Managing Director w.e.f. May 31,
2013 to July 14, 2013
8 Elect A.K. Jha as Director For For Management
9 Elect S.B. Nayar as Director and For For Management
Approve Appointment and Remuneration
of S.B Nayar as CEO & Managing
Director w.e.f. July 15, 2013 to July
14, 2016
10 Amend Articles of Association Re: For For Management
Nomination of Directors by the
Government of India
11 Amend Articles of Association Re: For For Management
Appointment of Executive Directors
--------------------------------------------------------------------------------
INDRAPRASTHA GAS LTD.
Ticker: 532514 Security ID: Y39881100
Meeting Date: SEP 02, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 5.50 Per Share For For Management
3 Reelect V. Ranganathan as Director For For Management
4 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect N. Kumar as Director For For Management
6 Approve Appointment and Remuneration For Against Management
of N. Kumar as Managing Director
7 Elect R. Chaturvedi as Director For Against Management
8 Approve Appointment and Remuneration For Against Management
of R. Chaturvedi as Director
(Commercial) ��
9 Elect R.K. Mathur as Director For Against Management
10 Elect P.K. Goel as Director For Against Management
11 Elect S.K. Bajpai as Director For For Management
--------------------------------------------------------------------------------
INGERSOLL RAND (INDIA) LTD.
Ticker: 500210 Security ID: Y4082M115
Meeting Date: JUL 19, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 3.00 Per For For Management
Share
3 Reelect H.C. Asher as Director For For Management
4 Approve Price Waterhouse & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ITC LTD.
Ticker: 500875 Security ID: Y4211T171
Meeting Date: MAR 19, 2014 Meeting Type: Court
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
JAIN IRRIGATION SYSTEMS LTD
Ticker: 500219 Security ID: Y42531148
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 0.50 Per For For Management
Ordinary Equity Share and INR 0.50 Per
DVR Equity Share
3 Reelect R. Swaminathan as Director For Against Management
4 Reelect R. Pereira as Director For For Management
5 Approve Haribhakti and Co. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Amend ESOP 2005 and ESOP 2011 For Against Management
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD.
Ticker: 532532 Security ID: Y42539117
Meeting Date: JUL 03, 2013 Meeting Type: Special
Record Date: MAY 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Security to Lenders of For Against Management
Jaiprakash Power Ventures Ltd.,
Subsidiary of the Company
2 Approve Security/Guarantee to Lenders For For Management
of Jaypee Infratech Ltd., Subsidiary
of the Company
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD.
Ticker: 532532 Security ID: Y42539117
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 0.50 Per Share For For Management
3 Reelect P. Gaur as Director For Against Management
4 Reelect V.K. Chopra as Director For For Management
5 Reelect B. Samal as Director For Against Management
6 Reelect S. Gaur as Director For Against Management
7 Reelect B.K. Goswami as Director For For Management
8 Approve M.P. Singh & Associates as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD.
Ticker: 532532 Security ID: Y42539117
Meeting Date: OCT 03, 2013 Meeting Type: Special
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Security to For For Management
Jaiprakash Power Ventures Ltd., a
Subsidiary of the Company
2 Approve Provision of Security, For Against Management
Guarantee, and/or Undertakings to MP
Jaypee Coal Ltd., a Joint Venture
Company
3 Approve Additional Investment in For For Management
Bhilai Jaypee Cement Ltd. and Bokaro
Jaypee Cement Ltd., Joint Venture
Subsidiaries of the Company
4 Approve Provision of Undertakings to For Against Management
Kanpur Fertilizers & Cement Ltd., a
Joint Venture Company
--------------------------------------------------------------------------------
JK LAKSHMI CEMENT LTD.
Ticker: 500380 Security ID: Y44451154
Meeting Date: JAN 30, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Powers For For Management
2 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
JYOTHY LABORATORIES LTD.
Ticker: 532926 Security ID: Y44792102
Meeting Date: NOV 19, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares to For For Management
Sahyadri Agencies Ltd. and M.P.
Ramachandran
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: JUL 03, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 12, 2013 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
LARSEN & TOUBRO LTD
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 18.50 Per Share For For Management
3 Approve Vacancy on the Board Resulting For For Management
from the Retirement of B. Ramani
4 Reelect S. Bhargava as Director For For Management
5 Elect S. Roy as Director For Against Management
6 Elect R.S. Raman as Director For Against Management
7 Reelect M.M. Chitale as Director For For Management
8 Elect M. Damodaran as Director For For Management
9 Elect V.S. Mehta as Director For For Management
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Amend Clause 3(b) of the Explanatory For For Management
Statement Item 10 Included in the
Notice of Meeting for the AGM on Aug.
26, 2011
12 Approve Sharp & Tannan as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NCC LTD.
Ticker: 500294 Security ID: Y6198W135
Meeting Date: MAY 22, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Share Capital For Against Management
2 Amend Memorandum of Association to For Against Management
Reflect Increase in Authorized Share
Capital
3 Amend Articles of Association to For Against Management
Reflect Increase in Authorized Share
Capital
4 Approve Reappointment and Remuneration For For Management
of A.S.N. Raju as Executive Director
--------------------------------------------------------------------------------
NETWORK 18 MEDIA & INVESTMENTS LTD.
Ticker: 532798 Security ID: Y62588101
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect H.S. Bhartia as Director For Against Management
3 Reelect V. Malik as Director For Against Management
4 Approve Walker, Chandiok & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
NOVARTIS INDIA LTD.
Ticker: 500672 Security ID: Y6414U137
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 10.00 Per Share For For Management
3 Approve Lovelock & Lewes as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Reelect J. Hiremath as Director For For Management
--------------------------------------------------------------------------------
ONMOBILE GLOBAL LIMITED
Ticker: 532944 Security ID: Y6449B104
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 1.50 Per Share For For Management
3 Reelect N. Malhotra as Director For For Management
4 Approve Deloitte Haskins & Sells as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Branch Auditors and Authorize For Against Management
Board to Fix Their Remuneration
6 Approve OnMobile Employee Stock Option For For Management
Plan - I, 2013 (ESOP-I 2013)
7 Approve Stock Option Plan Grants to For For Management
Employees and/or Directors of the
Company's Subsidiaries Under the
ESOP-I 2013
--------------------------------------------------------------------------------
PARABOLIC DRUGS LTD
Ticker: 533211 Security ID: Y6693V103
Meeting Date: SEP 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Reelect A. Mathur as Director For Against Management
2b Reelect V. Gupta as Director For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Remuneration of P. Gupta as For Against Management
Chairman & Managing Director for the
Financial Year 2012-13
5 Approve Remuneration of V. Gupta as For Against Management
Chairman & Managing Director for the
Financial Year 2012-13
6 Approve Appointment and Remuneration For Against Management
of P. Gupta as Chairman & Managing
Director
7 Approve Appointment and Remuneration For Against Management
of V. Gupta as Executive Director
8 Elect B. Bansal as Director For Against Management
9 Increase Authorized Share Capital For For Management
10 Amend Memorandum of Association to For For Management
Reflect Changes in Capital
--------------------------------------------------------------------------------
PARABOLIC DRUGS LTD
Ticker: 533211 Security ID: Y6693V103
Meeting Date: JAN 20, 2014 Meeting Type: Special
Record Date: NOV 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Corporate Debt Restructuring For For Management
Scheme
2 Approve Issuance of Equity Shares to For For Management
Specific Promoters
3 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association to
Reflect Increase in Authorized Share
Capital
--------------------------------------------------------------------------------
PRIME FOCUS LTD.
Ticker: 532748 Security ID: Y707A4111
Meeting Date: SEP 14, 2013 Meeting Type: Special
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Company's Backend For For Management
Business to Prime Focus World Creative
Services Pvt Ltd at a Total
Consideration of Approximately USD 38
Million
--------------------------------------------------------------------------------
PRIME FOCUS LTD.
Ticker: 532748 Security ID: Y707A4111
Meeting Date: SEP 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect N. Malhotra as Director For For Management
3 Reelect G.P. Aiyar as Director For Against Management
4 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
RELIANCE CAPITAL LTD
Ticker: 500111 Security ID: Y72561114
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 8.00 Per For For Management
Share
3 Reelect R.P. Chitale as Director For For Management
4 Approve Chaturvedi & Shah and BSR & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
RELIANCE INFRASTRUCTURE LTD.
Ticker: 500390 Security ID: Y09789127
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 7.40 Per Share For For Management
3 Reelect R.R. Rai as Director For Against Management
4 Reelect K. Ravikumar as Director For For Management
5 Approve Haribhakti & Co. and Pathak H. For For Management
D. & Associates as Auditors and
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SITI CABLE NETWORK LIMITED
Ticker: 532795 Security ID: Y9650N106
Meeting Date: AUG 30, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect S. Chandra as Director For For Management
3 Approve Walker Chandiok & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Elect S. Kumar as Director For For Management
5 Elect V.D. Wadhwa as Director For For Management
6 Approve Appointment and Remuneration For Against Management
of V.D. Wadhwa as Executive Director
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD.
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend of INR 12.00 For For Management
Per Equity Share and Approve Final
Dividend of INR 20.00 Per Equity Share
3 Approve Dividend on Redeemable For For Management
Preference Shares
4 Reelect P. Vandrevala as Director For For Management
5 Approve Deloitte Haskins & Sells LLP For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Elect V. Thyagarajan as Independent For For Management
Non-Executive Director
7 Elect C.M. Christensen as Independent For Against Management
Non-Executive Director
8 Elect R. Sommer as Independent For For Management
Non-Executive Director
9 Elect O.P. Bhatt as Independent For For Management
Non-Executive Director
10 Elect V. Kelkar as Independent For For Management
Non-Executive Director
11 Elect A. Mehta as Independent For For Management
Non-Executive Director
12 Approve Commission Remuneration for For For Management
Non-Executive Directors
13 Approve Branch Auditors and Authorize For Against Management
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: Y85740267
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of INR 2.00 Per For For Management
Ordinary Share and INR 2.10 Per 'A'
Ordinary Share
3 Reelect N.N. Wadia as Director For For Management
4 Reelect R.A. Mashelkar as Director For For Management
5 Approve Deloitte Haskins and Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect F.S. Nayar as Director For For Management
7 Elect K.J. Slym as Director For For Management
8 Approve Appointment and Remuneration For For Management
of K.J. Slym as Managing Director
9 Approve Commission Remuneration for For For Management
Non-Executive Directors
10 Approve Increase in Limit on Foreign For For Management
Shareholdings on 'A' Ordinary Shares
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: Y85740267
Meeting Date: JUN 27, 2014 Meeting Type: Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Minimum For Against Management
Remuneration to R. Pisharody,
Executive Director (Commercial
Vehicles)
2 Approve Payment of Minimum For Against Management
Remuneration to S. Borwankar,
Executive Director (Quality)
3 Ratify Excess Remuneration Paid to K. For Against Management
Slym, Managing Director
4 Approve Increase in Borrowing Powers For For Management
5 Approve Pledging of Assets for Debt For For Management
6 Approve Issuance of Non-Convertible For For Management
Debentures
--------------------------------------------------------------------------------
TECH MAHINDRA LTD.
Ticker: 532755 Security ID: Y85491101
Meeting Date: JUN 24, 2014 Meeting Type: Special
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For Against Management
--------------------------------------------------------------------------------
TILAKNAGAR INDUSTRIES LIMITED
Ticker: 507205 Security ID: Y88381119
Meeting Date: SEP 11, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 0.80 Per Share For For Management
3 Reelect V. Kanhere as Director For For Management
4 Reelect R. Bapat as Director For For Management
5 Approve Batliboi & Purohit as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Revision in the Remuneration For For Management
of A. Dahanukar, Chairman and Managing
Director
7 Approve Revision in the Remuneration For For Management
of S.A. Dahanukar, Executive Director
--------------------------------------------------------------------------------
TULIP TELECOM LTD.
Ticker: 532691 Security ID: Y8998U129
Meeting Date: SEP 28, 2013 Meeting Type: Special
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association to
Reflect Increase in Authorized Share
Capital
2 Approve Issuance of Equity Shares to For For Management
CDR & Non-CDR Lenders ��
--------------------------------------------------------------------------------
TV18 BROADCAST LIMITED
Ticker: 532800 Security ID: Y2714T110
Meeting Date: JUL 05, 2013 Meeting Type: Special
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans, Investments, and/or For Against Management
Guarantees to Prism TV Pvt. Ltd. and
Panorama Television Pvt. Ltd.
2 Approve Increase in Remuneration of R. For For Management
Kapur as Produce, Director, Editor,
Content Head, Etc.
3 Approve Commission Remuneration of For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
TV18 BROADCAST LIMITED
Ticker: 532800 Security ID: Y2714T110
Meeting Date: JUL 29, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect R. Bahl as Director For For Management
3 Reelect S.R. Chaudhuri as Director For For Management
4 Approve Deloitte Haskins & Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
YES BANK LIMITED
Ticker: 532648 Security ID: Y97636107
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Borrowing Powers For For Management
--------------------------------------------------------------------------------
ZEE ENTERTAINMENT ENTERPRISES LTD.
Ticker: 505537 Security ID: Y98893152
Meeting Date: JUN 12, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
======================== Dreyfus Large Cap Equity Fund =========================
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103 ��
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALCATEL LUCENT
Ticker: ALU Security ID: 013904305
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Elect Veronique Morali as Director For For Management
5 Elect Francesco Caio as Director For For Management
6 Reelect Kim Crawford as Director For For Management
7 Reelect Jean-Cyril Spinetta as Director For For Management
8 Advisory Vote on Compensation of For For Management
Michel Combes
9 Advisory Vote on Compensation of For For Management
Philippe Camus
10 Ratify Change of Registered Office to For For Management
148/152, Route de la Reine, 92100
Boulogne-Billancourt and Amend Article
4 of Bylaws Accordingly
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 46.5 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with a Binding
Priority Right up to Aggregate Nominal
Amount of EUR 28.25 Million, and up to
Aggregate Nominal Amount of EUR 14.1
Million without a Binding Priority
Right
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 14.1 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 5 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
20 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
24 Amendments or new resolutions proposed For For Management
at the meeting
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For Withhold Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For Against Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For Against Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director Edgar D. Jannotta For For Management
1.6 Elect Director James W. Leng For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Gloria Santona For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditor
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
9 Amend Omnibus Stock Plan For Against Management
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Abstain Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Reuben V. Anderson For For Management
1.3 Elect Director Jaime Chico Pardo For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director James P. Kelly For For Management
1.6 Elect Director Jon C. Madonna For For Management
1.7 Elect Director Michael B. McCallister For For Management
1.8 Elect Director John B. McCoy For For Management
1.9 Elect Director Beth E. Mooney For For Management
1.10 Elect Director Joyce M. Roche For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Laura D'Andrea Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Severance For For Management
Agreements/Change-in-Control Agreements
5 Report on Indirect Political Against Against Shareholder
Contributions
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Patrick W. Gross For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Lewis Hay, III For For Management
1e Elect Director Benjamin P. Jenkins, III For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Mayo A. Shattuck, III For For Management
1i Elect Director Bradford H. Warner For For Management
1j Elect Director Catherine G. West For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Reduce Supermajority Vote Requirement For For Management
5b Reduce Supermajority Vote Requirement For For Management
5c Reduce Supermajority Vote Requirement For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against Against Shareholder
7 Report on Controls to Ensure no Sales Against Against Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Martin G. McGuinn For For Management
1c Elect Director Daniel S. Sanders For For Management
1d Elect Director John K. Wulff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Carroll For For Management
1b Elect Director Michael P. Johnson For For Management
1c Elect Director Janiece M. Longoria For For Management
1d Elect Director Scott J. McLean For For Management
1e Elect Director Scott M. Prochazka For For Management
1f Elect Director Susan O. Rheney For For Management
1g Elect Director Phillip R. Smith For For Management
1h Elect Director R. A. Walker For For Management
1i Elect Director Peter S. Wareing For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Jon M. Huntsman, Jr. For For Management
1f Elect Director George L. Kirkland For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Kevin W. Sharer For For Management
1i Elect Director John G. Stumpf For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director Carl Ware For For Management
1l Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Charitable Contributions Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
7 Require Independent Board Chairman Against Against Shareholder
8 Amend Bylaws -- Call Special Meetings Against For Shareholder
9 Require Director Nominee with Against Against Shareholder
Environmental Experience
10 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie A. Burns For For Management
1.2 Elect Director John A. Canning, Jr. For For Management
1.3 Elect Director Richard T. Clark For For Management
1.4 Elect Director Robert F. Cummings, Jr. For For Management
1.5 Elect Director James B. Flaws For Against Management
1.6 Elect Director Deborah A. Henretta For For Management
1.7 Elect Director Kurt M. Landgraf For For Management
1.8 Elect Director Kevin J. Martin For For Management
1.9 Elect Director Deborah D. Rieman For For Management
1.10 Elect Director Hansel E. Tookes, II For For Management
1.11 Elect Director Wendell P. Weeks For For Management
1.12 Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For Withhold Management
1.3 Elect Director John W. Meisenbach For Withhold Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC ��
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For �� Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Approve the Tracking Stock Proposal
2 Approve the Reclassification Proposal For For Management
3 Approve the Optional Conversion For For Management
Proposal
4 Approve the Group Disposition Proposal For For Management
5 Adjourn Meeting For For Management
6.1 Elect Director William P. Foley, II For For Management
6.2 Elect Director Douglas K. Ammerman For For Management
6.3 Elect Director Thomas M. Hagerty For For Management
6.4 Elect Director Peter O. Shea, Jr. For For Management
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Amend Nonqualified Employee Stock For For Management
Purchase Plan
9 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For Withhold Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For Withhold Management
1.9 Elect Director Charles C. Krulak For Withhold Management
1.10 Elect Director Bobby Lee Lackey For Withhold Management
1.11 Elect Director Jon C. Madonna For For Management
1.12 Elect Director Dustan E. McCoy For For Management
1.13 Elect Director James R. Moffett For For Management
1.14 Elect Director B. M. Rankin, Jr. For For Management
1.15 Elect Director Stephen H. Siegele For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Amend Bylaws-- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Alan R. Buckwalter, III For For Management
1.4 Elect Director Robert A. Day For For Management
1.5 Elect Director James C. Flores For For Management
1.6 Elect Director Gerald J. Ford For For Management
1.7 Elect Director Thomas A. Fry, III For For Management
1.8 Elect Director H. Devon Graham, Jr. For For Management
1.9 Elect Director Lydia H. Kennard For For Management
1.10 Elect Director Charles C. Krulak For For Management
1.11 Elect Director Bobby Lee Lackey For For Management
1.12 Elect Director Jon C. Madonna For For Management
1.13 Elect Director Dustan E. McCoy For For Management
1.14 Elect Director James R. Moffett For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director Frances Fragos Townsend For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Experience
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against Against Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against Against Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: APR 26, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Richard I. Beattie For For Management
1.4 Elect Director Michael J. Cave For For Management
1.5 Elect Director Georges H. Conrades For For Management
1.6 Elect Director Donald A. James For For Management
1.7 Elect Director Sara L. Levinson For For Management
1.8 Elect Director N. Thomas Linebarger For For Management
1.9 Elect Director George L. Miles, Jr. For For Management
1.10 Elect Director James A. Norling For For Management
1.11 Elect Director Keith E. Wandell For For Management
1.12 Elect Director Jochen Zeitz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director John P. Surma For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Renew Directors' Authority to Issue For For Management
Shares
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Denis Kessler For For Management
2.2 Elect Director G. Richard ('Rick') For For Management
Wagoner, Jr.
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For Against Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director R. Glenn Hubbard For For Management
1.4 Elect Director Steven A. Kandarian For For Management
1.5 Elect Director John M. Keane For For Management
1.6 Elect Director Alfred F. Kelly, Jr. For For Management
1.7 Elect Director William E. Kennard For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Catherine R. Kinney For For Management
1.10 Elect Director Denise M. Morrison For For Management
1.11 Elect Director Kenton J. Sicchitano For For Management
1.12 Elect Director Lulu C. Wang For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 611740101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For Withhold Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director Norman C. Epstein For For Management
1.5 Elect Director Benjamin M. Polk For For Management
1.6 Elect Director Sydney Selati For For Management
1.7 Elect Director Harold C. Taber, Jr. For For Management
1.8 Elect Director Mark S. Vidergauz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Adopt Policy and Report on Board Against Against Shareholder
Diversity
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Crane For Withhold Management
1.2 Elect Director John P. Kotts For For Management
1.3 Elect Director Michael C. Linn For Withhold Management
1.4 Elect Director John V. Lombardi For Withhold Management
1.5 Elect Director Anthony G. Petrello For Withhold Management
1.6 Elect Director Howard Wolf For Withhold Management
1.7 Elect Director John Yearwood For Withhold Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
6 Adopt Retention Ratio for Executives Against Against Shareholder
7 Report on Sustainability Against Against Shareholder
8 Require a Majority Vote for the Against For Shareholder
Election of Directors
9 Adopt Proxy Access Right Against For Shareholder
10 Amend Vote-Counting Methodology to Against For Shareholder
Treat Broker Non-Votes as Having No
Impact
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Clay C. Williams For For Management
1C Elect Director Greg L. Armstrong For For Management
1D Elect Director Robert E. Beauchamp For For Management
1E Elect Director Marcela E. Donadio For For Management
1F Elect Director Ben A. Guill For For Management
1G Elect Director David D. Harrison For For Management
1H Elect Director Roger L. Jarvis For For Management
1I Elect Director Eric L. Mattson For For Management
1K Elect Director Jeffery A. Smisek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director John J. Ferriola For For Management
1.3 Elect Director Harvey B. Gantt For For Management
1.4 Elect Director Gregory J. Hayes For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Bernard L. Kasriel For For Management
1.7 Elect Director Christopher J. Kearney For For Management
1.8 Elect Director Raymond J. Milchovich For For Management
1.9 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual ��
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Brent Callinicos For For Management
1.3 Elect Director Emanuel Chirico For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Joseph B. Fuller For For Management
1.6 Elect Director Fred Gehring For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Henry Nasella For For Management
1.10 Elect Director Rita M. Rodriguez For For Management
1.11 Elect Director Edward R. Rosenfeld For For Management
1.12 Elect Director Craig Rydin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director James G. Brocksmith, Jr. For For Management
1.3 Elect Director Kathleen L. Brown For For Management
1.4 Elect Director Pablo A. Ferrero For For Management
1.5 Elect Director William D. Jones For For Management
1.6 Elect Director William G. Ouchi For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director William P. Rutledge For For Management
1.10 Elect Director Lynn Schenk For For Management
1.11 Elect Director Jack T. Taylor For For Management
1.12 Elect Director Luis M. Tellez For For Management
1.13 Elect Director James C. Yardley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Elliott Pew For For Management
1.8 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Kennett F. Burnes For For Management
1c Elect Director Peter Coym For For Management
1d Elect Director Patrick de Saint-Aignan For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For �� Management
1h Elect Director Robert S. Kaplan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Ronald L. Skates For For Management
1k Elect Director Gregory L. Summe For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Trading Procedures
Governing Derivatives Products
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1c Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal None Against Management
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
2b Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
2b.1 Vote YES if you have a personal None Against Management
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3.a Vote YES if you have a personal None Against Management
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: FEB 24, 2014 Meeting Type: Special
Record Date: JAN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employment Terms of Erez For For Management
Vigodman, President and Chief
Executive Officer-Designate
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Lorene K. Steffes For For Management
1.12 Elect Director Dennis F. Strigl For For Management
1.13 Elect Director Thomas J. Usher For For Management
1.14 Elect Director George H. Walls, Jr. For For Management
1.15 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For Against Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Donald L. Nickles For For Management
1f Elect Director Philip J. Pfeiffer For For Management
1g Elect Director Robert A. Profusek For For Management
1h Elect Director Susan Kaufman Purcell For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Awards Against For Shareholder
5 �� Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Cavanagh For For Management
1b Elect Director David W. Dorman For For Management
1c Elect Director Massimo Ferragamo For For Management
1d Elect Director Mirian M. Graddick-Weir For For Management
1e Elect Director Bonnie G. Hill For For Management
1f Elect Director Jonathan S. Linen For For Management
1g Elect Director Thomas C. Nelson For For Management
1h Elect Director David C. Novak For For Management
1i Elect Director Thomas M. Ryan For For Management
1j Elect Director Jing-Shyh S. Su For For Management
1k Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
======================== Dreyfus Large Cap Growth Fund =========================
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Borer For For Management
1.2 Elect Director Mary Ann Gray For For Management
1.3 Elect Director Lester J. Kaplan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: DEC 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Director Jaime Ardila For For Management
2b Elect Director Charles H. Giancarlo For For Management
2c Elect Director William L. Kimsey For For Management
2d Elect Director Blythe J. McGarvie For For Management
2e Elect Director Mark Moody-Stuart For For Management
2f Elect Director Pierre Nanterme For For Management
2g Elect Director Gilles C. Pelisson For For Management
2h Elect Director Wulf von Schimmelmann For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Reduction in Share Capital and For For Management
Creation of Distributable Reserves
8 Authorize the Holding of the 2015 AGM For For Management
at a Location Outside Ireland
9 Authorize Open-Market Purchases of For For Management
Class A Ordinary Shares
10 Determine the Price Range at which For For Management
Accenture Plc can Re-issue Shares that
it Acquires as Treasury Stock
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director John T. Mollen For For Management
1.5 Elect Director R. Douglas Norby For For Management
1.6 Elect Director Alvin S. Parven For Withhold Management
1.7 Elect Director Andreas Rummelt For For Management
1.8 Elect Director Ann M. Veneman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For Against Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For Against Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Abstain Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LIMITED
Ticker: AVGO Security ID: Y0486S104
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director John T. Dickson For For Management
1c Elect Director James V. Diller For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Bruno Guilmart For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director Justine F. Lien For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Cash Compensation to Directors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Issuance of Shares with or For For Management
without Preemptive Rights
6 Approve Repurchase of up to 10 Percent For For Management
of Issued Capital
7 Approve Omnibus Stock Plan For Against Management
8 Approve or Amend Severance For For Management
Agreements/Change-in-Control
Agreements with Hock E. Tan
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Martin S. Craighead For For Management
1.4 Elect Director Lynn L. Elsenhans For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director James W. Stewart For Withhold Management
1.11 Elect Director Charles L. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEAM INC.
Ticker: BEAM Security ID: 073730103
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Caputo For For Management
1b Elect Director Russell P. Fradin For For Management
1c Elect Director Kathy J. Higgins Victor For For Management
1d Elect Director Hubert Joly For For Management
1e Elect Director David W. Kenny For For Management
1f Elect Director Thomas L. 'Tommy' For For Management
Millner
1g Elect Director Gerard R. Vittecoq For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline D. Dorsa For For Management
1.2 Elect Director Stelios Papadopoulos For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Lynn Schenk For For Management
1.5 Elect Director Alexander J. Denner For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Richard C. Mulligan For For Management
1.8 Elect Director Robert W. Pangia For For Management
1.9 Elect Director Brian S. Posner For For Management
1.10 Elect Director Eric K. Rowinsky For For Management
1.11 Elect Director Stephen A. Sherwin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lamberto Andreotti For For Management
1B Elect Director Lewis B. Campbell For For Management
1C Elect Director James M. Cornelius For For Management
1D Elect Director Laurie H. Glimcher For For Management
1E Elect Director Michael Grobstein For For Management
1F Elect Director Alan J. Lacy For For Management
1G Elect Director Thomas J. Lynch, Jr. For For Management
1H Elect Director Dinesh C. Paliwal For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Togo D. West, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CATAMARAN CORPORATION
Ticker: CTRX Security ID: 148887102
Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special
Record Date: MAR 24, 2014 ��
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Thierer For For Management
1.2 Elect Director Peter J. Bensen For For Management
1.3 Elect Director Steven D. Cosler For For Management
1.4 Elect Director William J. Davis For For Management
1.5 Elect Director Steven B. Epstein For For Management
1.6 Elect Director Betsy D. Holden For For Management
1.7 Elect Director Karen L. Katen For For Management
1.8 Elect Director Harry M. Kraemer For For Management
1.9 Elect Director Anthony Masso For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against Against Shareholder
7 Report on Controls to Ensure no Sales Against Against Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Martin G. McGuinn For For Management
1c Elect Director Daniel S. Sanders For For Management
1d Elect Director John K. Wulff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard M. Libenson For Withhold Management
1.3 Elect Director John W. Meisenbach For Withhold Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
5 Declassify the Board of Directors None For Management
--------------------------------------------------------------------------------
DDR CORP.
Ticker: DDR Security ID: 23317H102
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Thomas Finne For For Management
1.4 Elect Director Robert H. Gidel For For Management
1.5 Elect Director Daniel B. Hurwitz For For Management
1.6 Elect Director Volker Kraft For For Management
1.7 Elect Director Rebecca L. Maccardini For For Management
1.8 Elect Director Victor B. MacFarlane For For Management
1.9 Elect Director Craig Macnab For For Management
1.10 Elect Director Scott D. Roulston For For Management
1.11 Elect Director Barry A. Sholem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Cremin For For Management
1b Elect Director Jean-Pierre M. Ergas For For Management
1c Elect Director Peter T. Francis For For Management
1d Elect Director Kristiane C. Graham For For Management
1e Elect Director Michael F. Johnston For For Management
1f Elect Director Robert A. Livingston For For Management
1g Elect Director Richard K. Lochridge For For Management
1h Elect Director Bernard G. Rethore For For Management
1i Elect Director Michael B. Stubbs For For Management
1j Elect Director Stephen M. Todd For For Management
1k Elect Director Stephen K. Wagner For For Management
1l Elect Director Mary A. Winston For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Eliminate Supermajority Vote For For Management
Requirement
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Supermajority Vote For For Management
Requirement
8 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
Ticker: Security ID: 26200T208
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For Withhold Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, LTD.
Ticker: FSL Security ID: G3727Q101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Krishnan Balasubramanian For For Management
1.2 Elect Director Chinh E. Chu For For Management
1.3 Elect Director Daniel J. Heneghan For For Management
1.4 Elect Director Thomas H. Lister For For Management
1.5 Elect Director Gregg A. Lowe For For Management
1.6 Elect Director Joanne M. Maguire For For Management
1.7 Elect Director John W. Marren For For Management
1.8 Elect Director James A. Quella For For Management
1.9 Elect Director Peter Smitham For For Management
1.10 Elect Director Gregory L. Summe For For Management
1.11 Elect Director Claudius E. Watts, IV For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Moore For For Management
1.2 Elect Director Donald L. Dillingham For For Management
1.3 Elect Director Craig Groeschel For For Management
1.4 Elect Director David L. Houston For For Management
1.5 Elect Director Michael S. Reddin For For Management
1.6 Elect Director Scott E. Streller For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: APR 26, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry K. Allen For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Richard I. Beattie For For Management
1.4 Elect Director Michael J. Cave For For Management
1.5 Elect Director Georges H. Conrades For For Management
1.6 Elect Director Donald A. James For For Management
1.7 Elect Director Sara L. Levinson For For Management
1.8 Elect Director N. Thomas Linebarger For For Management
1.9 Elect Director George L. Miles, Jr. For For Management
1.10 Elect Director James A. Norling For For Management
1.11 Elect Director Keith E. Wandell For For Management
1.12 Elect Director Jochen Zeitz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gordon M. Bethune For For Management
1B Elect Director Kevin Burke For For Management
1C Elect Director Jaime Chico Pardo For For Management
1D Elect Director David M. Cote For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Clive Hollick For For Management
1I Elect Director Grace D. Lieblein For For Management
1J Elect Director George Paz For For Management
1K Elect Director Bradley T. Sheares For For Management
1L Elect Director Robin L. Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director Barry M. Ariko For For Management
1.3 Elect Director Julian C. Baker For For Management
1.4 Elect Director Paul A. Brooke For For Management
1.5 Elect Director Wendy L. Dixon For For Management
1.6 Elect Director Paul A. Friedman For For Management
1.7 Elect Director Herve Hoppenot For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director John P. Surma For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Renew Directors' Authority to Issue For For Management
Shares
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Denis Kessler For For Management
2.2 Elect Director G. Richard ('Rick') For For Management
Wagoner, Jr.
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KLA-TENCOR CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: SEP 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward W. Barnholt For For Management
1.2 Elect Director Emiko Higashi For For Management
1.3 Elect Director Stephen P. Kaufman For For Management
1.4 Elect Director Richard P. Wallace For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles D. Forman For For Management
1.2 Elect Director George Jamieson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINKEDIN CORPORATION
Ticker: LNKD Security ID: 53578A108
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid Hoffman For For Management
1.2 Elect Director Stanley J. Meresman For Withhold Management
1.3 Elect Director David Sze For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation ��
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Against Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 22, 2013 Meeting Type: Annual
Record Date: JUL 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Scott C. Donnelly For For Management
1.3 Elect Director Victor J. Dzau For For Management
1.4 Elect Director Omar Ishrak For For Management
1.5 Elect Director Shirley Ann Jackson For For Management
1.6 Elect Director Michael O. Leavitt For For Management
1.7 Elect Director James T. Lenehan For For Management
1.8 Elect Director Denise M. O'Leary For For Management
1.9 Elect Director Kendall J. Powell For For Management
1.10 Elect Director Robert C. Pozen For For Management
1.11 Elect Director Preetha Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
8 Reduce Supermajority Vote Requirement For For Management
for Amendment of Articles
9 Rescind Fair Price Provision For For Management
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 23, 2014 Meeting Type: Annual
Record Date: NOV 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For Against Management
1.3 Elect Director Patrick J. Byrne For Against Management
1.4 Elect Director D. Mark Durcan For For Management
1.5 Elect Director Warren East For For Management
1.6 Elect Director Mercedes Johnson For For Management
1.7 Elect Director Lawrence N. Mondry For Against Management
1.8 Elect Director Robert E. Switz For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 611740101
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For Withhold Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director Norman C. Epstein For For Management
1.5 Elect Director Benjamin M. Polk For For Management
1.6 Elect Director Sydney Selati For For Management
1.7 Elect Director Harold C. Taber, Jr. For For Management
1.8 Elect Director Mark S. Vidergauz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Adopt Policy and Report on Board Against Against Shareholder
Diversity
--------------------------------------------------------------------------------
NETSUITE INC.
Ticker: N Security ID: 64118Q107
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary Nelson For For Management
1.2 Elect Director Kevin Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director John J. Ferriola For For Management
1.3 Elect Director Harvey B. Gantt For For Management
1.4 Elect Director Gregory J. Hayes For For Management
1.5 Elect Director Victoria F. Haynes For For Management
1.6 Elect Director Bernard L. Kasriel For For Management
1.7 Elect Director Christopher J. Kearney For For Management
1.8 Elect Director Raymond J. Milchovich For For Management
1.9 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Erbey For For Management
1.2 Elect Director Ronald M. Faris For For Management
1.3 Elect Director Ronald J. Korn For For Management
1.4 Elect Director William H. Lacy For For Management
1.5 Elect Director Wilbur L. Ross, Jr. For Withhold Management
1.6 Elect Director Robert A. Salcetti For For Management
1.7 Elect Director Barry N. Wish For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Nance K. Dicciani For For Management
1.4 Elect Director Edward G. Galante For For Management
1.5 Elect Director Claire W. Gargalli For For Management
1.6 Elect Director Ira D. Hall For For Management
1.7 Elect Director Raymond W. LeBoeuf For For Management
1.8 Elect Director Larry D. McVay For For Management
1.9 Elect Director Denise L. Ramos For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: JUN 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For For Management
1.2 Elect Director Joel L. Fleishman For For Management
1.3 Elect Director Hubert Joly For For Management
1.4 Elect Director Steven P. Murphy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Benioff For For Management
1.2 Elect Director Keith Block For For Management
1.3 Elect Director Craig Conway For For Management
1.4 Elect Director Alan Hassenfeld For For Management
1.5 Elect Director Colin Powell For For Management
1.6 Elect Director John V. Roos For For Management
1.7 Elect Director Lawrence Tomlinson For For Management
1.8 Elect Director Robin Washington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Dominic Blakemore as Director For For Management
5 Re-elect William Burns as Director For For Management
6 Re-elect Dr Steven Gillis as Director For For Management
7 Re-elect Dr David Ginsburg as Director For For Management
8 Re-elect David Kappler as Director For For Management
9 Re-elect Susan Kilsby as Director For For Management
10 Re-elect Anne Minto as Director For For Management
11 Re-elect Dr Flemming Ornskov as For For Management
Director
12 Re-elect David Stout as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
15 Approve Increase in Borrowing Powers For For Management
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. McLachlan For For Management
1.2 Elect Director David J. Aldrich For For Management
1.3 Elect Director Kevin L. Beebe For For Management
1.4 Elect Director Timothy R. Furey For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director Christine King For For Management
1.7 Elect Director David P. McGlade For For Management
1.8 Elect Director Robert A. Schriesheim For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Connors For For Management
1.2 Elect Director Patricia B. Morrison For For Management
1.3 Elect Director Nicholas G. Sturiale For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC.
Ticker: DATA Security ID: 87336U105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliott Jurgensen, Jr. For For Management
1.2 Elect Director John McAdam For For Management
1.3 Elect Director Brooke Seawell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: AUG 27, 2013 Meeting Type: Annual
Record Date: JUL 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Moshe Many as Director Until For For Management
the End of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director For For Management
Until the End of the 2016 General
Meeting
1c Reelect Amir Elstein as Director Until For For Management
the End of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director For For Management
Until the End of the 2016 General
Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Management
Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal None Against Management
interest in item 2a; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
2b Approval of Bonus Objectives and For For Management
Payout Terms for 2013 for Jeremy
Levin, President and CEO
2b.1 Vote YES if you have a personal None Against Management
interest in item 2b; otherwise, vote
NO. You may not abstain. If you vote
YES, please provide an explanation to
your account manager.
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
3.a Vote YES if you have a personal None Against Management
interest in item 3; otherwise, vote NO.
You may not abstain. If you vote YES,
please provide an explanation to your
account manager.
4 Approve Dividend for First and Second For For Management
Quarters of 2012, Paid in Two
Installments in an Aggregate Amount of
NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman For For Management
(Member of PricewaterhouseCoopers
International Ltd.) as External
Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012 None None Management
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Calhoun For For Management
1b Elect Director Arthur D. Collins, Jr. For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Edmund P. Giambastiani, For For Management
Jr.
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Susan C. Schwab For For Management
1j Elect Director Ronald A. Williams For For Management
1k Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For �� Management
1j Elect Director Orin C. Smith For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Kowalski For For Management
1b Elect Director Rose Marie Bravo For For Management
1c Elect Director Gary E. Costley For For Management
1d Elect Director Frederic P. Cumenal For For Management
1e Elect Director Lawrence K. Fish For For Management
1f Elect Director Abby F. Kohnstamm For For Management
1g Elect Director Charles K. Marquis For For Management
1h Elect Director Peter W. May For For Management
1i Elect Director William A. Shutzer For For Management
1j Elect Director Robert S. Singer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For For Management
1.3 Elect Director Jonathan F. Miller For For Management
1.4 Elect Director Dipchand (Deep) Nishar For For Management
1.5 Elect Director Jeremy Philips For For Management
1.6 Elect Director Spencer M. Rascoff For For Management
1.7 Elect Director Christopher W. Shean For For Management
1.8 Elect Director Sukhinder Singh Cassidy For For Management
1.9 Elect Director Robert S. Wiesenthal For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For Against Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Scott A. Belair For For Management
1.3 Elect Director Margaret A. Hayne For For Management
1.4 Elect Director Joel S. Lawson, III For For Management
1.5 Elect Director Robert H. Strouse For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy and Report on Board Against Against Shareholder
Diversity
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against Against Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christa Davies For For Management
1.2 Elect Director George J. Still, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Report on Political Contributions Against Against Shareholder
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YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================= Dreyfus Satellite Alpha Fund =========================
DREYFUS INVESTMENT GRADE FUNDS, INC.
Ticker: Security ID: 261967830
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon J. Davis For For Management
1.2 Elect Director Isabel P. Dunst For For Management
1.3 Elect Director Robin A. Melvin For For Management
1.4 Elect Director Roslyn M. Watson For For Management
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DREYFUS OPPORTUNITY FUNDS
Ticker: DLDRX Security ID: 26202P824
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: OCT 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Isabel P. Dunst For For Management
1.2 Elect Director Robin A. Melvin For For Management
1.3 Elect Director Roslyn M. Watson For For Management
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Premier Investment Funds, Inc.
By: /s/ Bradley J. Skapyak |
Bradley J. Skapyak President |
Date: | August 18, 2014 |
|
