The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 620 | 17,452 | SH | DFND | 11,532 | 5,920 | 0 | ||
ABIOMED INC COM | COM | 3654100 | 3,418 | 52,003 | SH | DFND | 34,043 | 17,960 | 0 | ||
ALIGN TECHNOLOGY INC COM | COM | 16255101 | 353 | 5,635 | SH | DFND | 0 | 5,635 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 17175100 | 328 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMERICAN NATL INS CO COM | COM | 28591105 | 2,722 | 26,604 | SH | DFND | 18,663 | 7,941 | 0 | ||
ASTROTECH CORP | COM | 46484101 | 39 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
BOEING CO COM | COM | 97023105 | 466 | 3,355 | SH | DFND | 3,290 | 65 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 341 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CALAVO GROWERS INC COM | COM | 128246105 | 3,998 | 76,992 | SH | DFND | 51,112 | 25,880 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 24 | SH | SOLE | 24 | 0 | 0 | ||
CALLIDUS SOFTWARE INC COM | COM | 13123E500 | 904 | 58,033 | SH | DFND | 39,233 | 18,800 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 442 | 6,959 | SH | DFND | 5,637 | 1,322 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 353 | 3,660 | SH | DFND | 3,652 | 8 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 3 | 1,006 | SH | SOLE | 1,006 | 0 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 735 | 59,940 | SH | DFND | 39,139 | 20,801 | 0 | ||
COUER MINING ING | COM | 192108504 | 28 | 4,825 | SH | SOLE | 4,825 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 269 | 23,290 | SH | DFND | 6,840 | 16,450 | 0 | ||
CUBIC CORP COM | COM | 229669106 | 1,475 | 31,001 | SH | DFND | 19,027 | 11,974 | 0 | ||
DEERE & CO COM | COM | 244199105 | 388 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 352 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 693 | 31,127 | SH | DFND | 19,637 | 11,490 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 5 | 324 | SH | SOLE | 324 | 0 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 1,033 | 12,412 | SH | DFND | 6,572 | 5,840 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 3,910 | 79,942 | SH | DFND | 47,381 | 32,561 | 0 | ||
FLUOR CORP | COM | 343412102 | 21 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 315 | 11,870 | SH | SOLE | 11,870 | 0 | 0 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 488 | 4,170 | SH | DFND | 0 | 4,170 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 2,770 | 116,063 | SH | DFND | 78,620 | 37,443 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 2,249 | 63,936 | SH | DFND | 39,847 | 24,089 | 0 | ||
ILLINOIS TOOL WKS INC COM | COM | 452308109 | 333 | 3,625 | SH | DFND | 50 | 3,575 | 0 | ||
ILLUMINA INC COM | COM | 452327109 | 3,778 | 17,298 | SH | DFND | 10,243 | 7,055 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 1,763 | 147,675 | SH | DFND | 96,657 | 51,018 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 7 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISIS PHARMACEUTICALS INC COM | COM | 464330109 | 1,975 | 34,330 | SH | DFND | 18,200 | 15,830 | 0 | ||
JACOBS ENGR GROUP INC DEL COM | COM | 469814107 | 1,504 | 37,028 | SH | DFND | 24,976 | 12,052 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,049 | 10,768 | SH | DFND | 5,523 | 5,245 | 0 | ||
KAYNE ANDERSON MLP INVT CO COM | COM | 486606106 | 561 | 18,285 | SH | DFND | 0 | 18,285 | 0 | ||
KB HOME COM | COM | 48666K109 | 2,763 | 166,457 | SH | DFND | 118,517 | 47,940 | 0 | ||
KKR & CO L P DEL COM UNITS | COM | 48248M102 | 417 | 18,258 | SH | DFND | 13,615 | 4,643 | 0 | ||
LSI INDS INC COM | COM | 50216C108 | 121 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
MASTEC INC COM | COM | 576323109 | 1,927 | 96,966 | SH | DFND | 54,935 | 42,031 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 28 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 321 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MICROSEMI CORP COM | COM | 595137100 | 2,365 | 67,665 | SH | DFND | 46,489 | 21,176 | 0 | ||
MILLER ENERGY RES INC COM | COM | 600527105 | 1 | 300 | SH | SOLE | 300 | 0 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 1 | 60 | SH | SOLE | 60 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 235 | 62,035 | SH | DFND | 0 | 62,035 | 0 | ||
MTS SYS CORP COM | COM | 553777103 | 2,249 | 32,612 | SH | DFND | 19,433 | 13,179 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 19 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 426 | 4,880 | SH | SOLE | 4,880 | 0 | 0 | ||
OMNICOM GROUP COM | COM | 681919106 | 526 | 7,580 | SH | DFND | 2,783 | 4,797 | 0 | ||
ON SEMICONDUCTOR CORP COM | COM | 682189105 | 417 | 35,640 | SH | DFND | 0 | 35,640 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 139 | 36,990 | SH | DFND | 0 | 36,990 | 0 | ||
PACIFIC DRILLING SA LUXEMBOURE | COM | L7257P106 | 32 | 11,400 | SH | DFND | 0 | 11,400 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 3 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
PFIZER INC | COM | 717081103 | 396 | 11,820 | SH | SOLE | 11,820 | 0 | 0 | ||
PREMIER EXHIBITIONS INC | COM | 740S1E102 | 1 | 300 | SH | SOLE | 300 | 0 | 0 | ||
PRICESMART INC COM | COM | 741511109 | 1,655 | 18,139 | SH | DFND | 12,271 | 5,868 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 2,799 | 70,308 | SH | DFND | 52,532 | 17,776 | 0 | ||
PROSPECT CAPITAL CORPORATIONCO | COM | 74348T102 | 2,800 | 379,903 | SH | DFND | 217,533 | 162,370 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 251 | 4,000 | SH | DFND | 0 | 4,000 | 0 | ||
RAYTHEON CO COM NEW | COM | 755111507 | 326 | 3,405 | SH | DFND | 0 | 3,405 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 1,067 | 21,932 | SH | DFND | 11,726 | 10,206 | 0 | ||
SABINE OIL & GAS CORP | COM | 78532P107 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
SANDISK CORP COM | COM | 80004C101 | 2,535 | 43,546 | SH | DFND | 24,776 | 18,770 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 927 | 172,979 | SH | DFND | 112,691 | 60,288 | 0 | ||
SJW CORP COM | COM | 784305104 | 238 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 234 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
TRI POINTE HOMES INC COM | COM | 87265H109 | 1,685 | 110,143 | SH | DFND | 54,353 | 55,790 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 1,644 | 112,422 | SH | DFND | 76,660 | 35,762 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 390 | 38,400 | SH | DFND | 0 | 38,400 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 234 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 469 | 4,920 | SH | SOLE | 4,920 | 0 | 0 | ||
V F CORP | COM | 918204108 | 779 | 11,170 | SH | DFND | 3,730 | 7,440 | 0 | ||
VANGUARD CALIF TAX FREE FD ST | MUTUAL FUNDS | 922907803 | 202 | 12,755 | SH | DFND | 0 | 12,755 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | COM | 922031307 | 629 | 58,966 | SH | DFND | 0 | 58,966 | 0 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 594 | 12,740 | SH | DFND | 1,450 | 11,290 | 0 | ||
WABTEC CORP COM | COM | 929740108 | 810 | 8,600 | SH | DFND | 880 | 7,720 | 0 | ||
WELLS FARGO & CO NEW COM | COM | 949746101 | 404 | 7,175 | SH | DFND | 4,405 | 2,770 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 0 | 1 | SH | SOLE | 1 | 0 | 0 |