The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 571 | 3,200 | SH | DFND | 200 | 3,000 | 0 | ||
A T & T INC (NEW) | COM | 00206R102 | 742 | 17,457 | SH | DFND | 11,532 | 5,925 | 0 | ||
ABBOTT LABS | COM | 002824100 | 427 | 11,104 | SH | DFND | 124 | 10,980 | 0 | ||
ABIOMED INC COM | COM | 003654100 | 1,284 | 11,399 | SH | DFND | 8,527 | 2,872 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 017175100 | 426 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMERICAN NATL INS CO COM | COM | 028591105 | 1,918 | 15,388 | SH | DFND | 10,840 | 4,548 | 0 | ||
APACHE CORP COM | COM | 037411105 | 544 | 8,577 | SH | DFND | 3,653 | 4,924 | 0 | ||
APPLIED MATLS INC COM | COM | 038222105 | 1,435 | 44,469 | SH | DFND | 28,208 | 16,261 | 0 | ||
ASTROTECH CORP | COM | 046484101 | 34 | 22,800 | SH | SOLE | 22,800 | 0 | 0 | ||
AVID TECHNOLOGY INC COM | COM | 05367P100 | 1,194 | 271,355 | SH | DFND | 137,995 | 133,360 | 0 | ||
BASIC ENERGY SVCS INC NEW COM | COM | 06985P209 | 274 | 7,739 | SH | DFND | 967 | 6,772 | 0 | ||
BOEING CO COM | COM | 097023105 | 458 | 2,940 | SH | DFND | 2,925 | 15 | 0 | ||
CADUS CORP | COM | 127639102 | 2 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 299 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CALLIDUS SOFTWARE INC COM | COM | 13123E500 | 2,098 | 124,897 | SH | DFND | 64,835 | 60,062 | 0 | ||
CARNIVAL CORP PAIRED CTF | COM | 143658300 | 2,165 | 41,577 | SH | DFND | 18,284 | 23,293 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 411 | 3,547 | SH | DFND | 1,575 | 1,972 | 0 | ||
CELGENE CORP CONTIN VAL RT | WARRANT AND RIGH | 151020112 | 20 | 20,000 | SH | DFND | 5,000 | 15,000 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 1,048 | 8,900 | SH | DFND | 3,652 | 5,248 | 0 | ||
COCA COLA CO | COM | 191216100 | 236 | 5,700 | SH | DFND | 4,300 | 1,400 | 0 | ||
COEUR D ALENE MINES CORP IDAHO | COM | 192108504 | 1,110 | 122,077 | SH | DFND | 61,342 | 60,735 | 0 | ||
COMSCORE INC COM | COM | 20564W105 | 1,789 | 56,645 | SH | DFND | 26,291 | 30,354 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
COMSTOCK RES INC PIK NT | CONVERTIBLE BOND | 205768AM6 | 392 | 450,000 | PRN | DFND | 100,000 | 350,000 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 943 | 100,879 | SH | DFND | 58,906 | 41,973 | 0 | ||
CONTANGO ORE INC | COM | 21077F100 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CORNING INC COM | COM | 219350105 | 218 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 235 | 26,290 | SH | DFND | 4,840 | 21,450 | 0 | ||
DEERE & CO COM | COM | 244199105 | 412 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DELPHI AUTOMOTIVE PLC SHS | COM | G27823106 | 1,596 | 23,688 | SH | DFND | 11,985 | 11,703 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 393 | 6,864 | SH | SOLE | 6,864 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 2,261 | 232,543 | SH | DFND | 115,701 | 116,842 | 0 | ||
ERIE INDTY CO CL A | COM | 29530P102 | 1,197 | 10,646 | SH | DFND | 6,651 | 3,995 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 5 | 324 | SH | SOLE | 324 | 0 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 566 | 6,272 | SH | SOLE | 6,272 | 0 | 0 | ||
FEDERAL NAT MORTGAGE ASSN | COM | 313586109 | 136 | 34,900 | SH | DFND | 0 | 34,900 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 14 | 1,142 | SH | DFND | 1,142 | 0 | 0 | ||
FLUOR CORP | COM | 343412102 | 21 | 400 | SH | SOLE | 400 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 345 | 10,930 | SH | SOLE | 10,930 | 0 | 0 | ||
GENTEX CORP COM | COM | 371901109 | 1,905 | 96,753 | SH | DFND | 51,123 | 45,630 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 1,258 | 43,778 | SH | DFND | 24,214 | 19,564 | 0 | ||
HARMAN INTL INDS INC COM | COM | 413086109 | 1,176 | 10,584 | SH | DFND | 6,755 | 3,829 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 1,810 | 42,589 | SH | DFND | 29,313 | 13,276 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 5 | 2,452 | SH | SOLE | 2,452 | 0 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 7 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISHARES TR RUSSELL MCP VL | COM | 464287473 | 1,218 | 15,141 | SH | DFND | 9,470 | 5,671 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,221 | 10,599 | SH | DFND | 4,783 | 5,816 | 0 | ||
KANSAS CITY LIFE | COM | 484836200 | 629 | 13,229 | SH | DFND | 5,150 | 8,079 | 0 | ||
LUXOFT HLDG INC ORD SHS CL A | COM | G57279104 | 1,367 | 24,316 | SH | DFND | 14,297 | 10,019 | 0 | ||
MASTEC INC COM | COM | 576323109 | 870 | 22,744 | SH | DFND | 12,478 | 10,266 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 39 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 252 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MERCK & COMPANY | COM | 58933Y105 | 431 | 7,325 | SH | DFND | 265 | 7,060 | 0 | ||
MICRON TECHNOLOGY INC COM | COM | 595112103 | 2,233 | 101,860 | SH | DFND | 53,060 | 48,800 | 0 | ||
MICROSOFT | COM | 594918104 | 382 | 6,140 | SH | DFND | 0 | 6,140 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 310 | 50,400 | SH | DFND | 0 | 50,400 | 0 | ||
MTS SYS CORP COM | COM | 553777103 | 1,419 | 25,022 | SH | DFND | 14,444 | 10,578 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 27 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 411 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
OLIN CORP COM PAR $1 | COM | 680665205 | 1,336 | 52,169 | SH | DFND | 29,394 | 22,775 | 0 | ||
ON SEMICONDUCTOR CORP COM | COM | 682189105 | 2,092 | 163,988 | SH | DFND | 71,319 | 92,669 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 139 | 41,095 | SH | DFND | 0 | 41,095 | 0 | ||
PARNELL PHARMACEUT HLDGS LTDSH | COM | Q73622104 | 7 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 1 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
PENSKE AUTOMOTIVE GRP INC COM | COM | 70959W103 | 786 | 15,166 | SH | DFND | 5,141 | 10,025 | 0 | ||
PFIZER INC | COM | 717081103 | 390 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 1,439 | 26,551 | SH | DFND | 19,807 | 6,744 | 0 | ||
PROSPECT CAPITAL CORPORATIONCO | COM | 74348T102 | 1,432 | 171,531 | SH | DFND | 101,657 | 69,874 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 928 | 14,139 | SH | DFND | 5,263 | 8,876 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 1 | 1,662 | SH | DFND | 1,662 | 0 | 0 | ||
SJW CORP COM | COM | 784305104 | 433 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC COM | COM | 83088M102 | 1,555 | 20,834 | SH | DFND | 12,474 | 8,360 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 252 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
TJX COS INC NEW COM | COM | 872540109 | 804 | 10,712 | SH | DFND | 3,457 | 7,255 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 26 | 2,484 | SH | SOLE | 2,484 | 0 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 72 | 34,075 | SH | DFND | 0 | 34,075 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 230 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 406 | 3,920 | SH | SOLE | 3,920 | 0 | 0 | ||
VANGUARD FIXED INCOME SECS FIN | MUTUAL FUNDS | 922031810 | 307 | 31,890 | SH | DFND | 0 | 31,890 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | COM | 922031307 | 652 | 61,888 | SH | DFND | 0 | 61,888 | 0 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 800 | 14,990 | SH | DFND | 1,450 | 13,540 | 0 | ||
WELLTOWER INC COM | COM | 95040Q104 | 479 | 7,150 | SH | DFND | 0 | 7,150 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 2,089 | 30,744 | SH | DFND | 18,445 | 12,299 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 362 | 12,030 | SH | DFND | 0 | 12,030 | 0 |