The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 654 | 3,420 | SH | DFND | 200 | 3,220 | 0 | ||
A T & T INC (NEW) | COM | 00206R102 | 725 | 17,457 | SH | DFND | 11,532 | 5,925 | 0 | ||
ABBOTT LABS | COM | 002824100 | 496 | 11,164 | SH | DFND | 124 | 11,040 | 0 | ||
ABIOMED INC COM | COM | 003654100 | 1,400 | 11,183 | SH | DFND | 8,461 | 2,722 | 0 | ||
ALLEGHANY CORP DEL COM | COM | 017175100 | 430 | 700 | SH | SOLE | 700 | 0 | 0 | ||
AMBARELLA INC SHS | COM | G037AX101 | 2,322 | 42,452 | SH | DFND | 18,922 | 23,530 | 0 | ||
AMERICAN NATL INS CO COM | COM | 028591105 | 1,811 | 15,342 | SH | DFND | 10,794 | 4,548 | 0 | ||
APACHE CORP COM | COM | 037411105 | 522 | 10,155 | SH | DFND | 4,471 | 5,684 | 0 | ||
APPLIED MATLS INC COM | COM | 038222105 | 1,737 | 44,644 | SH | DFND | 27,983 | 16,661 | 0 | ||
ASTROTECH CORP | COM | 046484101 | 30 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
AVID TECHNOLOGY INC COM | COM | 05367P100 | 1,290 | 276,697 | SH | DFND | 136,882 | 139,815 | 0 | ||
BASIC ENERGY SERVICES | COM | 06985P209 | 258 | 7,739 | SH | DFND | 967 | 6,772 | 0 | ||
BOEING CO COM | COM | 097023105 | 520 | 2,940 | SH | DFND | 2,925 | 15 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 279 | 5,123 | SH | SOLE | 5,123 | 0 | 0 | ||
CADUS CORP | COM | 127639102 | 2 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CALIFORNIA RESOURCES CORP | COM | 13057Q107 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
CALLIDUS SOFTWARE INC COM | COM | 13123E500 | 2,569 | 120,292 | SH | DFND | 64,330 | 55,962 | 0 | ||
CARNIVAL CORP PAIRED CTF | COM | 143658300 | 2,441 | 41,434 | SH | DFND | 18,141 | 23,293 | 0 | ||
CELGENE CORP COM | COM | 151020104 | 438 | 3,517 | SH | DFND | 1,575 | 1,942 | 0 | ||
CELGENE CORP CONTIN VAL RT | WARRANT AND RIGH | 151020112 | 21 | 20,000 | SH | DFND | 5,000 | 15,000 | 0 | ||
CHEVRONTEXACO CORP COM | COM | 166764100 | 939 | 8,750 | SH | DFND | 3,652 | 5,098 | 0 | ||
COCA COLA CO | COM | 191216100 | 242 | 5,700 | SH | DFND | 4,300 | 1,400 | 0 | ||
COEUR D ALENE MINES CORP IDAHO | COM | 192108504 | 984 | 121,812 | SH | DFND | 61,877 | 59,935 | 0 | ||
COMSCORE INC COM | COM | 20564W105 | 1,771 | 82,026 | SH | DFND | 39,372 | 42,654 | 0 | ||
COMSTOCK RES INC COM NEW | COM | 205768203 | 0 | 1 | SH | SOLE | 1 | 0 | 0 | ||
COMSTOCK RES INC PIK NT | CONVERTIBLE BOND | 205768AM6 | 381 | 450,000 | PRN | DFND | 100,000 | 350,000 | 0 | ||
CONTANGO OIL & GAS COMPANY COM | COM | 21075N204 | 774 | 105,753 | SH | DFND | 59,480 | 46,273 | 0 | ||
CONTANGO ORE INC | COM | 21077F100 | 5 | 300 | SH | SOLE | 300 | 0 | 0 | ||
CORNING INC COM | COM | 219350105 | 243 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CREDIT SUISSE NASSAU BRH GOLD | PREFERRED STOCKS | 22542D480 | 249 | 26,290 | SH | DFND | 4,840 | 21,450 | 0 | ||
DEERE & CO COM | COM | 244199105 | 435 | 4,000 | SH | DFND | 2,000 | 2,000 | 0 | ||
DOW CHEMICAL CORP | COM | 260543103 | 347 | 5,464 | SH | SOLE | 5,464 | 0 | 0 | ||
ENSCO PLC SHS CLASS A | COM | G3157S106 | 2,075 | 231,853 | SH | DFND | 115,011 | 116,842 | 0 | ||
ETFS SILVER TRUST | COM | 26922X107 | 6 | 324 | SH | SOLE | 324 | 0 | 0 | ||
ERIE INDTY CO CL A | COM | 29530P102 | 1,300 | 10,596 | SH | DFND | 6,601 | 3,995 | 0 | ||
EXCO RESOURCES INC | COM | 269279402 | 1 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
EXXON MOBIL CORP COM | COM | 30231G102 | 514 | 6,272 | SH | SOLE | 6,272 | 0 | 0 | ||
FIDELITY ADVISOR SER II FL RT | MUTUAL FUNDS | 315916783 | 106 | 10,993 | SH | DFND | 0 | 10,993 | 0 | ||
FIREEYE INC COM | COM | 31816Q101 | 7 | 542 | SH | DFND | 542 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 326 | 10,930 | SH | SOLE | 10,930 | 0 | 0 | ||
GENTEX CORP COM | COM | 371901109 | 2,062 | 96,638 | SH | DFND | 50,718 | 45,920 | 0 | ||
GTT COMMUNICATIONS INC COM | COM | 362393100 | 1,060 | 43,553 | SH | DFND | 23,989 | 19,564 | 0 | ||
HD SUPPLY HLDGS INC COM | COM | 40416M105 | 1,319 | 32,063 | SH | DFND | 21,441 | 10,622 | 0 | ||
HOLLYFRONTIER CORPORATION | COM | 436106108 | 1,856 | 65,508 | SH | DFND | 32,568 | 32,940 | 0 | ||
INTREPID POTASH INC COM | COM | 46121Y102 | 4 | 2,452 | SH | SOLE | 2,452 | 0 | 0 | ||
ISHARES GOLD TRUST | COM | 464285105 | 8 | 656 | SH | SOLE | 656 | 0 | 0 | ||
ISHARES TR RUSSELL MCP VL | COM | 464287473 | 1,257 | 15,141 | SH | DFND | 9,470 | 5,671 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 335 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
KANSAS CITY LIFE | COM | 484836200 | 598 | 13,049 | SH | DFND | 5,150 | 7,899 | 0 | ||
LUXOFT HLDG INC ORD SHS CL A | COM | G57279104 | 1,514 | 24,200 | SH | DFND | 14,181 | 10,019 | 0 | ||
MAZOR ROBOTICS LTD SPONSORED A | COM | 57886P103 | 872 | 29,282 | SH | DFND | 10,822 | 18,460 | 0 | ||
MCDERMOTT INTERNATIONAL | COM | 580037109 | 35 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO COM | COM | 582839106 | 317 | 3,560 | SH | SOLE | 3,560 | 0 | 0 | ||
MERCK & COMPANY | COM | 58933Y105 | 509 | 8,010 | SH | DFND | 265 | 7,745 | 0 | ||
MICRON TECHNOLOGY INC COM | COM | 595112103 | 2,031 | 70,285 | SH | DFND | 35,935 | 34,350 | 0 | ||
MICROSOFT | COM | 594918104 | 408 | 6,190 | SH | DFND | 0 | 6,190 | 0 | ||
MILLS MUSIC TRUST | COM | 601158108 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
MITEK SYS INC COM NEW | COM | 606710200 | 335 | 50,400 | SH | DFND | 0 | 50,400 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 10 | 300 | SH | SOLE | 300 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 347 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
OLIN CORP COM | COM | 680665205 | 1,705 | 51,883 | SH | DFND | 29,108 | 22,775 | 0 | ||
ON SEMICONDUCTOR CORP COM | COM | 682189105 | 1,710 | 110,413 | SH | DFND | 49,324 | 61,089 | 0 | ||
ORGANOVO HLDGS INC COM | COM | 68620A104 | 103 | 32,415 | SH | DFND | 0 | 32,415 | 0 | ||
PCS EDVENTURES COM INC COM | COM | 69325N102 | 1 | 20,700 | SH | DFND | 0 | 20,700 | 0 | ||
PFIZER INC | COM | 717081103 | 411 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
PRIVATEBANCORP INC COM | COM | 742962103 | 1,549 | 26,083 | SH | DFND | 19,639 | 6,444 | 0 | ||
PROSPECT CAPITAL CORPORATIONCO | COM | 74348T102 | 1,542 | 170,516 | SH | DFND | 100,642 | 69,874 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 241 | 4,200 | SH | DFND | 0 | 4,200 | 0 | ||
ROSS STORES INC COM | COM | 778296103 | 925 | 14,039 | SH | DFND | 5,263 | 8,776 | 0 | ||
SENOMYX INC COM | COM | 81724Q107 | 2 | 1,662 | SH | DFND | 1,662 | 0 | 0 | ||
SJW CORP COM | COM | 784305104 | 373 | 7,740 | SH | SOLE | 7,740 | 0 | 0 | ||
SKYWORKS SOLUTIONS INC COM | COM | 83088M102 | 1,572 | 16,047 | SH | DFND | 9,727 | 6,320 | 0 | ||
SNAP ON INC COM | COM | 833034101 | 248 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
SUMMIT MATLS INC CL A | COM | 86614U100 | 1,758 | 71,157 | SH | DFND | 33,017 | 38,140 | 0 | ||
TJX COS INC NEW COM | COM | 872540109 | 850 | 10,752 | SH | DFND | 3,457 | 7,295 | 0 | ||
TRONOX LTD SHS CL A | COM | Q9235V101 | 68 | 3,684 | SH | SOLE | 3,684 | 0 | 0 | ||
TROVAGENE INC COM NEW | COM | 897238309 | 31 | 26,925 | SH | DFND | 0 | 26,925 | 0 | ||
UNILEVER NV N Y SHS NEW | COM | 904784709 | 278 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 328 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
VANGUARD FIXED INCOME SECS FIN | MUTUAL FUNDS | 922031810 | 311 | 32,044 | SH | DFND | 0 | 32,044 | 0 | ||
VANGUARD FIXED INCOME SECS GNM | COM | 922031307 | 653 | 62,127 | SH | DFND | 0 | 62,127 | 0 | ||
VERIZON COMMUNICATIONS COM | COM | 92343V104 | 780 | 15,990 | SH | DFND | 1,450 | 14,540 | 0 | ||
WELLTOWER INC COM | COM | 95040Q104 | 563 | 7,950 | SH | DFND | 0 | 7,950 | 0 | ||
WESTERN DIGITAL CORP COM | COM | 958102105 | 1,678 | 20,334 | SH | DFND | 12,265 | 8,069 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 479 | 14,100 | SH | DFND | 0 | 14,100 | 0 |