UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
Washington DC 20549 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
Investment Company Act file number 811-6569 |
IVY FUNDS, INC. |
(Exact Name as Specified in Charter) |
6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Address of Principal Executive Office) (Zip Code) |
Kristen A. Richards, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200 |
(Name and Address of Agent for Service) |
Registrant's Telephone Number, including Area Code (913) 236-2000 |
Date of fiscal year end: March 31 |
Date of reporting period: July 1, 2004 to June 30, 2005 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to Section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. |
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. |
IVY ASSET STRATEGY FUND |
Proxy Voting Record |
COMPANHIA VALE DO RIO DOCE | RIO | Special Meeting Date: 08/18/2004 | ||||
Issuer: 204412209 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| I | APPROVE STOCK SPLIT | Management | For | For | ||
| II | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| III | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
ALUMINUM CORP CHINA LTD | SGM Meeting Date: 09/28/2004 | |||||
Issuer: Y0094N109 | ISIN: CN0007659070 | |||||
SEDOL: 6425395 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
HUANENG POWER INTERNATIONAL INC | EGM Meeting Date: 09/28/2004 | |||||
Issuer: Y3744A105 | ISIN: CN0009115410 | |||||
SEDOL: 5788839, 6099671, 6441904, B01XLD7 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3.1 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.3.2 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.3.3 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.3.4 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
HUANENG POWER INTERNATIONAL INC | CLS Meeting Date: 09/28/2004 | |||||
Issuer: Y3744A105 | ISIN: CN0009115410 | |||||
SEDOL: 5788839, 6099671, 6441904, B01XLD7 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| S.1.1 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.1.2 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.1.3 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.1.4 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
BHP BILLITON LTD | AGM Meeting Date: 10/22/2004 | |||||
Issuer: Q1498M100 | ISIN: AU000000BHP4 | |||||
SEDOL: 0144403, 0144414, 5709506, 6144690, 6144764, 6146760, B02KCV2 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ARCHER-DANIELS-MIDLAND COMPANY | ADM | Annual Meeting Date: 11/04/2004 | ||||
Issuer: 039483102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G.A. ANDREAS | Management | For | For | |||
| A.L. BOECKMANN | Management | For | For | |||
| M.H. CARTER | Management | For | For | |||
| R.S. JOSLIN | Management | For | For | |||
| P.J. MOORE | Management | For | For | |||
| M.B. MULRONEY | Management | For | For | |||
| T.F. O'NEILL | Management | For | For | |||
| O.G. WEBB | Management | For | For | |||
| K.R. WESTBROOK | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
HUANENG POWER INTERNATIONAL INC | EGM Meeting Date: 12/17/2004 | |||||
Issuer: Y3744A105 | ISIN: CN0009115410 | |||||
SEDOL: 5788839, 6099671, 6441904, B01XLD7 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
JACOBS ENGINEERING GROUP INC. | JEC | Annual Meeting Date: 02/08/2005 | ||||
Issuer: 469814107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. DALE R. LAURANCE | Management | For | For | |||
| LINDA FAYNE LEVINSON | Management | For | For | |||
| CRAIG L. MARTIN | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DEERE & COMPANY | DE | Annual Meeting Date: 02/23/2005 | ||||
Issuer: 244199105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BLOCK | Management | For | For | |||
| T. KEVIN DUNNIGAN | Management | For | For | |||
| DIPAK C. JAIN | Management | For | For | |||
| JOACHIM MILBERG | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SAMSUNG ELECTRS LTD | AGM Meeting Date: 02/28/2005 | |||||
Issuer: Y74718100 | ISIN: KR7005930003 | |||||
SEDOL: 6771720 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
LG CHEM LTD | AGM Meeting Date: 03/17/2005 | |||||
Issuer: Y52758102 | ISIN: KR7051910008 | |||||
SEDOL: 6346913 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
HYUNDAI HEAVY INDUSTRIES CO LTD | AGM Meeting Date: 03/18/2005 | |||||
Issuer: Y3838M106 | ISIN: KR7009540006 | |||||
SEDOL: 6446620 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CATERPILLAR INC. | CAT | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 149123101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| W. FRANK BLOUNT | Management | For | For | |||
| JOHN R. BRAZIL | Management | For | For | |||
| EUGENE V. FIFE | Management | For | For | |||
| GAIL D. FOSLER | Management | For | For | |||
| PETER A. MAGOWAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON PILL | Shareholder | For | Against | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N | SLB | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 806857108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| J. DEUTCH | Management | For | For | |||
| J.S. GORELICK | Management | For | For | |||
| A. GOULD | Management | For | For | |||
| T. ISAAC | Management | For | For | |||
| A. LAJOUS | Management | For | For | |||
| A. LEVY-LANG | Management | For | For | |||
| M.E. MARKS | Management | For | For | |||
| D. PRIMAT | Management | Withheld | Against | |||
| T.I. SANDVOLD | Management | For | For | |||
| N. SEYDOUX | Management | For | For | |||
| L.G. STUNTZ | Management | For | For | |||
| R. TALWAR | Management | For | For | |||
| 02 | DIVIDEND | Management | For | For | ||
| 3A | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 3B | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 4 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 5 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 6 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITED TECHNOLOGIES CORPORATION | UTX | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 913017109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE DAVID | Management | For | For | |||
| JEAN-PIERRE GARNIER | Management | For | For | |||
| JAMIE S. GORELICK | Management | For | For | |||
| CHARLES R. LEE | Management | For | For | |||
| RICHARD D. MCCORMICK | Management | For | For | |||
| HAROLD MCGRAW III | Management | For | For | |||
| FRANK P. POPOFF | Management | For | For | |||
| H. PATRICK SWYGERT | Management | For | For | |||
| ANDRE VILLENEUVE | Management | For | For | |||
| H.A. WAGNER | Management | For | For | |||
| CHRISTINE TODD WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H - REPORT ON EXECUTIVE COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
BP P.L.C. | BP | Annual Meeting Date: 04/14/2005 | ||||
Issuer: 055622104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR D C ALLEN** | Management | For | For | |||
| LORD BROWNE** | Management | For | For | |||
| MR J H BRYAN** | Management | For | For | |||
| MR A BURGMANS** | Management | For | For | |||
| MR I C CONN* | Management | For | For | |||
| MR E B DAVIS, JR** | Management | For | For | |||
| MR D J FLINT* | Management | For | For | |||
| DR B E GROTE** | Management | For | For | |||
| DR A B HAYWARD** | Management | For | For | |||
| DR D S JULIUS** | Management | For | For | |||
| SIR TOM MCKILLOP* | Management | For | For | |||
| MR J A MANZONI** | Management | For | For | |||
| DR W E MASSEY** | Management | For | For | |||
| MR H M P MILES** | Management | For | For | |||
| SIR IAN PROSSER** | Management | For | For | |||
| MR M H WILSON** | Management | For | For | |||
| MR P D SUTHERLAND** | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | ALLOT SECURITIES | Management | Against | Against | ||
| 04 | ALLOT SECURITIES | Management | For | For | ||
| 05 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 07 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
| 08 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
BUCYRUS INTERNATIONAL, INC. | BUCY | Annual Meeting Date: 04/14/2005 | ||||
Issuer: 118759109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| R.A. CRUTCHER, PHD | Management | For | For | |||
| R.W. KORTHALS | Management | For | For | |||
| G.E. LITTLE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
RIO TINTO PLC | AGM Meeting Date: 04/14/2005 | |||||
Issuer: G75754104 | ISIN: GB0007188757 | |||||
SEDOL: 0718875, 4718699, 5725676, 6720595 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CITIGROUP INC. | C | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 172967101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. MICHAEL ARMSTRONG | Management | For | For | |||
| ALAIN J.P. BELDA | Management | For | For | |||
| GEORGE DAVID | Management | For | For | |||
| KENNETH T. DERR | Management | For | For | |||
| JOHN M. DEUTCH | Management | For | For | |||
| R. HERNANDEZ RAMIREZ | Management | For | For | |||
| ANN DIBBLE JORDAN | Management | For | For | |||
| KLAUS KLEINFELD | Management | For | For | |||
| DUDLEY C. MECUM | Management | For | For | |||
| ANNE MULCAHY | Management | For | For | |||
| RICHARD D. PARSONS | Management | For | For | |||
| CHARLES PRINCE | Management | For | For | |||
| JUDITH RODIN | Management | For | For | |||
| ROBERT E. RUBIN | Management | For | For | |||
| FRANKLIN A. THOMAS | Management | For | For | |||
| SANFORD I. WEILL | Management | For | For | |||
| ROBERT B. WILLUMSTAD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 09 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 10 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
INCO LIMITED | N | Special Meeting Date: 04/20/2005 | ||||
Issuer: 453258402 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GLEN A. BARTON | Management | For | For | |||
| ANGUS A. BRUNEAU | Management | For | For | |||
| RONALD C. CAMBRE | Management | For | For | |||
| SCOTT M. HAND | Management | For | For | |||
| JANICE K. HENRY | Management | For | For | |||
| CHAVIVA M. HOSEK | Management | For | For | |||
| PETER C. JONES | Management | For | For | |||
| JOHN T. MAYBERRY | Management | For | For | |||
| DAVID P. O'BRIEN | Management | For | For | |||
| ROGER PHILLIPS | Management | For | For | |||
| JAMES M. STANFORD | Management | For | For | |||
| 02 | APPOINT AUDITORS | Management | For | For | ||
| 03 | SHAREHOLDER RIGHTS PLAN | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 05 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
WEYERHAEUSER COMPANY | WY | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 962166104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| D. MICHAEL STEUERT | Management | For | For | |||
| MARTHA R. INGRAM | Management | Withheld | Against | |||
| JOHN I. KIECKHEFER | Management | Withheld | Against | |||
| ARNOLD G. LANGBO | Management | Withheld | Against | |||
| CHARLES R. WILLIAMSON | Management | For | For | |||
| 02 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 06 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NORANDA INC | MIX Meeting Date: 04/26/2005 | |||||
Issuer: 655422103 | ISIN: CA6554221037 | |||||
SEDOL: 2641322, 2771791, 4638612, 5180480 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | SHAREHOLDER PROPOSAL | Shareholder | Against | *Management Position Unknown | ||
| 7. | SHAREHOLDER PROPOSAL | Shareholder | Against | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ALPHA NATURAL RESOURCES, INC. | Annual Meeting Date: 04/27/2005 | |||||
Issuer: 02076X102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| E. LINN DRAPER JR. | Management | For | For | |||
| GLENN A. EISENBERG | Management | For | For | |||
| JOHN W. FOX JR. | Management | For | For | |||
| ALEX T. KRUEGER | Management | For | For | |||
| FRITZ R. KUNDRUN | Management | Withheld | Against | |||
| WILLIAM E. MACAULAY | Management | For | For | |||
| HANS J. MENDE | Management | For | For | |||
| MICHAEL J. QUILLEN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ALUMINA LTD | AGM Meeting Date: 04/27/2005 | |||||
Issuer: Q0269M109 | ISIN: AU000000AWC3 | |||||
SEDOL: 5699436, 6954985 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| �� | ||||||
BURLINGTON RESOURCES INC. | BR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 122014103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B.T. ALEXANDER | Management | For | For | |||
| R.V. ANDERSON | Management | For | For | |||
| L.I. GRANT | Management | For | For | |||
| R.J. HARDING | Management | For | For | |||
| J.T. LAMACCHIA | Management | For | For | |||
| R.L. LIMBACHER | Management | For | For | |||
| J.F. MCDONALD | Management | For | For | |||
| K.W. ORCE | Management | For | For | |||
| D.M. ROBERTS | Management | For | For | |||
| J.A. RUNDE | Management | For | For | |||
| J.F. SCHWARZ | Management | For | For | |||
| W. SCOTT, JR. | Management | For | For | |||
| B.S. SHACKOULS | Management | For | For | |||
| S.J. SHAPIRO | Management | For | For | |||
| W.E. WADE, JR. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHICAGO MERCANTILE EXCHANGE HOLDINGS | CME | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 167760107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG S. DONOHUE | Management | For | For | |||
| TERRENCE A. DUFFY | Management | For | For | |||
| DANIEL R. GLICKMAN | Management | For | For | |||
| WILLIAM P. MILLER II | Management | For | For | |||
| JAMES E. OLIFF | Management | For | For | |||
| JOHN F. SANDNER | Management | For | For | |||
| TERRY L. SAVAGE | Management | For | For | |||
| 02 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COMPANHIA VALE DO RIO DOCE | RIO | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 204412209 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| OA | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| OB | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| OC | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| OD | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| OE | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| EA | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| EB | DIVIDEND | Management | For | For | ||
FLUOR CORPORATION | FLR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 343412102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PETER J. FLUOR | Management | For | For | |||
| DAVID P. GARDNER | Management | For | For | |||
| JOSEPH W. PRUEHER | Management | For | For | |||
| SUZANNE H. WOOLSEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 369604103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A | ELECTION OF DIRECTORS | Management | For | |||
| JAMES I. CASH, JR. | Management | For | For | |||
| WILLIAM M. CASTELL | Management | For | For | |||
| DENNIS D. DAMMERMAN | Management | For | For | |||
| ANN M. FUDGE | Management | For | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| JEFFREY R. IMMELT | Management | For | For | |||
| ANDREA JUNG | Management | For | For | |||
| ALAN G. LAFLEY | Management | For | For | |||
| RALPH S. LARSEN | Management | For | For | |||
| ROCHELLE B. LAZARUS | Management | For | For | |||
| SAM NUNN | Management | For | For | |||
| ROGER S. PENSKE | Management | For | For | |||
| ROBERT J. SWIERINGA | Management | For | For | |||
| DOUGLAS A. WARNER III | Management | For | For | |||
| ROBERT C. WRIGHT | Management | For | For | |||
| B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 01 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | Against | For | ||
| 02 | S/H - RESEARCH RENEWABLE ENERGY | Shareholder | Against | For | ||
| 03 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
NEWMONT MINING CORPORATION | NEM | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 651639106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G.A. BARTON | Management | For | For | |||
| V.A. CALARCO | Management | For | For | |||
| M.S. HAMSON | Management | For | For | |||
| L.I. HIGDON, JR. | Management | For | For | |||
| P. LASSONDE | Management | For | For | |||
| R.J. MILLER | Management | For | For | |||
| W.W. MURDY | Management | For | For | |||
| R.A. PLUMBRIDGE | Management | For | For | |||
| J.B. PRESCOTT | Management | For | For | |||
| D.C. ROTH | Management | For | For | |||
| S. SCHULICH | Management | For | For | |||
| J.V. TARANIK | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
PLACER DOME INC. | PDG | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 725906101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| D.J. CARTY | Management | For | For | |||
| G.B. COULOMBE | Management | For | For | |||
| J.W. CROW | Management | For | For | |||
| G. FARQUHARSON | Management | For | For | |||
| R.M. FRANKLIN | Management | For | For | |||
| D.S. KARPIN | Management | For | For | |||
| A.R. MCFARLAND | Management | For | For | |||
| H.C. MATHER | Management | For | For | |||
| E.A. PARKINSON-MARCOUX | Management | For | For | |||
| V.F. TAYLOR III | Management | For | For | |||
| P.W. TOMSETT | Management | For | For | |||
| W.G. WILSON | Management | For | For | |||
| 02 | APPOINT AUDITORS | Management | For | For | ||
BAKER HUGHES INCORPORATED | BHI | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 057224107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| LARRY D. BRADY | Management | For | For | |||
| CLARENCE P. CAZALOT, JR | Management | Withheld | Against | |||
| ANTHONY G. FERNANDES | Management | For | For | |||
| J. LARRY NICHOLS | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | DECLASSIFY BOARD | Management | For | For | ||
| 04 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
BARRICK GOLD CORPORATION | ABX | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 067901108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| H.L. BECK | Management | For | For | |||
| C.W.D. BIRCHALL | Management | For | For | |||
| G. CISNEROS | Management | For | For | |||
| M.A. COHEN | Management | For | For | |||
| P.A. CROSSGROVE | Management | For | For | |||
| P.C. GODSOE | Management | For | For | |||
| A.A. MACNAUGHTON | Management | For | For | |||
| B. MULRONEY | Management | For | For | |||
| A. MUNK | Management | For | For | |||
| P. MUNK | Management | For | For | |||
| J.L. ROTMAN | Management | For | For | |||
| S.J. SHAPIRO | Management | For | For | |||
| G.C. WILKINS | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
CEMEX, S.A. DE C.V. | CX | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 151290889 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A1 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| A2 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| A3 | APPROVE ALLOTMENT OF EQUITY SECURITIES | Management | For | For | ||
| A4 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| A5 | APPOINT AUDITORS | Management | For | For | ||
| A6 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| S1 | APPROVE REVERSE STOCK SPLIT | Management | For | For | ||
| S2 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
KEPPEL LAND LTD | AGM Meeting Date: 04/29/2005 | |||||
Issuer: V87778102 | ISIN: SG1R31002210 | |||||
SEDOL: 6853468, B03NNP1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
PACIFIC BASIN SHIPPING LTD | AGM Meeting Date: 04/29/2005 | |||||
Issuer: G68437139 | ISIN: BMG684371393 | |||||
SEDOL: B01RQM3, B01WV34, B03NP88 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
THE BOEING COMPANY | BA | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 097023105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| KENNETH M. DUBERSTEIN | Management | For | For | |||
| W. JAMES MCNERNEY, JR. | Management | For | For | |||
| LEWIS E. PLATT | Management | Withheld | Against | |||
| MIKE S. ZAFIROVSKI | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 05 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | ||||
| 07 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
BAE SYSTEMS PLC | AGM Meeting Date: 05/04/2005 | |||||
Issuer: G06940103 | ISIN: GB0002634946 | |||||
SEDOL: 0263494, 2100425, 5473759, B02S669 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 20. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.22 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.23 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
COLGATE-PALMOLIVE COMPANY | CL | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 194162103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.K. CONWAY | Management | For | For | |||
| R.E. FERGUSON | Management | For | For | |||
| E.M. HANCOCK | Management | For | For | |||
| D.W. JOHNSON | Management | For | For | |||
| R.J. KOGAN | Management | For | For | |||
| D.E. LEWIS | Management | For | For | |||
| R. MARK | Management | For | For | |||
| E.A. MONRAD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
FREEPORT-MCMORAN COPPER & GOLD INC. | FCX | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 35671D857 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT J. ALLISON, JR. | Management | For | For | |||
| ROBERT A. DAY | Management | For | For | |||
| H. DEVON GRAHAM, JR. | Management | For | For | |||
| BOBBY LEE LACKEY | Management | For | For | |||
| GABRIELLE K. MCDONALD | Management | For | For | |||
| JAMES R. MOFFETT | Management | For | For | |||
| B. M. RANKIN, JR. | Management | For | For | |||
| J. STAPLETON ROY | Management | For | For | |||
| J. TAYLOR WHARTON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
AGNICO-EAGLE MINES LIMITED | AEM | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 008474108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEANNE M. BAKER | Management | For | For | |||
| DOUGLAS R. BEAUMONT | Management | For | For | |||
| SEAN BOYD | Management | For | For | |||
| BERNARD KRAFT | Management | For | For | |||
| MEL LEIDERMAN | Management | For | For | |||
| JAMES D. NASSO | Management | For | For | |||
| EBE SCHERKUS | Management | For | For | |||
| HOWARD R. STOCKFORD | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | RATIFY SHAREHOLDER RIGHTS PLAN | Management | Against | Against | ||
GERDAU AMERISTEEL CORPORATION | GNA | Special Meeting Date: 05/06/2005 | ||||
Issuer: 37373P105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A | ELECTION OF DIRECTORS | Management | For | |||
| PHILLIP E. CASEY | Management | For | For | |||
| KENNETH W. HARRIGAN | Management | For | For | |||
| JOSEPH J. HEFFERNAN | Management | For | For | |||
| J. GERDAU JOHANNPETER | Management | For | For | |||
| F.C. GERDAU JOHANNPETER | Management | For | For | |||
| ANDRE BIER JOHANNPETER | Management | For | For | |||
| J. SPENCER LANTHIER | Management | For | For | |||
| ARTHUR SCACE | Management | For | For | |||
| DR. MICHAEL D. SOPKO | Management | For | For | |||
| B | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| C | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
PEABODY ENERGY CORPORATION | BTU | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 704549104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B.R. BROWN | Management | For | For | |||
| HENRY GIVENS, JR. | Management | For | For | |||
| JAMES R. SCHLESINGER | Management | For | For | |||
| SANDRA VAN TREASE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT | Shareholder | For | Against | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
BOSTON SCIENTIFIC CORPORATION | BSX | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 101137107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RAY J. GROVES | Management | For | For | |||
| PETER M. NICHOLAS | Management | For | For | |||
| WARREN B. RUDMAN | Management | For | For | |||
| JAMES R. TOBIN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GILEAD SCIENCES, INC. | GILD | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 375558103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL BERG | Management | For | For | |||
| ETIENNE F. DAVIGNON | Management | For | For | |||
| JAMES M. DENNY | Management | For | For | |||
| JOHN C. MARTIN | Management | For | For | |||
| GORDON E. MOORE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| GEORGE P. SHULTZ | Management | For | For | |||
| GAYLE E. WILSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
INTERNATIONAL PAPER COMPANY | IP | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 460146103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT M. AMEN* | Management | For | For | |||
| SAMIR G. GIBARA* | Management | For | For | |||
| CHARLES R. SHOEMATE* | Management | For | For | |||
| WILLIAM G. WALTER** | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
ANADARKO PETROLEUM CORPORATION | APC | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 032511107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BUTLER, JR. | Management | For | For | |||
| PRESTON M. GEREN III | Management | For | For | |||
| JOHN R. GORDON | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
CHINA MOBILE (HONG KONG) LTD | AGM Meeting Date: 05/12/2005 | |||||
Issuer: Y14965100 | ISIN: HK0941009539 | |||||
SEDOL: 5563575, 6073556, B01DDV9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.I | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.II | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.III | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.IV | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.V | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.VI | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.VII | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CVS CORPORATION | CVS | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 126650100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| W. DON CORNWELL | Management | For | For | |||
| THOMAS P. GERRITY | Management | For | For | |||
| STANLEY P. GOLDSTEIN | Management | For | For | |||
| MARIAN L. HEARD | Management | For | For | |||
| WILLIAM H. JOYCE | Management | For | For | |||
| TERRENCE MURRAY | Management | For | For | |||
| SHELI Z. ROSENBERG | Management | For | For | |||
| THOMAS M. RYAN | Management | For | For | |||
| ALFRED J. VERRECCHIA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
NORFOLK SOUTHERN CORPORATION | NSC | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 655844108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GERALD L. BALILES | Management | For | For | |||
| GENE R. CARTER | Management | For | For | |||
| CHARLES W. MOORMAN, IV | Management | For | For | |||
| J. PAUL REASON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | AMEND MANAGEMENT INCENTIVE PLAN | Management | For | For | ||
TRANSOCEAN INC. | RIG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: G90078109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JUDY J. KELLY | Management | For | For | |||
| ROBERTO MONTI | Management | For | For | |||
| IAN C. STRACHAN | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
VEOLIA ENVIRONNEMENT | MIX Meeting Date: 05/12/2005 | |||||
Issuer: F9686M107 | ISIN: FR0000124141 | BLOCKING | ||||
SEDOL: 4031879, 4104704, 7188761, B0335V1, B03XMB0 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.17 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.18 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.19 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.20 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
BAE SYSTEMS PLC | EGM Meeting Date: 05/13/2005 | |||||
Issuer: G06940103 | ISIN: GB0002634946 | |||||
SEDOL: 0263494, 2100425, 5473759, B02S669 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CHICAGO BRIDGE & IRON COMPANY N.V. | CBI | Annual Meeting Date: 05/13/2005 | ||||
Issuer: 167250109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1A | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1B | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 1C | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1D | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 1E | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1F | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 02 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 03 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 04 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 05 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 06 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 07 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 08 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 09 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 10 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 11 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 12 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 13 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
FOUNDATION COAL HOLDINGS, INC. | Annual Meeting Date: 05/19/2005 | |||||
Issuer: 35039W100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| WILLIAM E. MACAULAY | Management | Withheld | Against | |||
| PRAKASH A. MELWANI | Management | For | For | |||
| HANS J. MENDE | Management | For | For | |||
| DAVID I. FOLEY | Management | For | For | |||
| ALEX T. KRUEGER | Management | For | For | |||
| JOSHUA H. ASTROF | Management | For | For | |||
| WILLIAM J. CROWLEY, JR. | Management | For | For | |||
| JOEL RICHARDS, III | Management | For | For | |||
| JAMES F. ROBERTS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
HUTCHISON WHAMPOA LTD | AGM Meeting Date: 05/19/2005 | |||||
Issuer: Y38024108 | ISIN: HK0013000119 | |||||
SEDOL: 5324910, 6448035, 6448068, B01DJQ6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.1 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 5.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
HUTCHISON WHAMPOA LTD | EGM Meeting Date: 05/19/2005 | |||||
Issuer: Y38024108 | ISIN: HK0013000119 | |||||
SEDOL: 5324910, 6448035, 6448068, B01DJQ6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
HENRY SCHEIN, INC. | HSIC | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 806407102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| STANLEY M. BERGMAN | Management | For | For | |||
| GERALD A. BENJAMIN | Management | For | For | |||
| JAMES P. BRESLAWSKI | Management | For | For | |||
| MARK E. MLOTEK | Management | For | For | |||
| STEVEN PALADINO | Management | For | For | |||
| BARRY J. ALPERIN | Management | For | For | |||
| PAUL BRONS | Management | For | For | |||
| DR. MARGARET A. HAMBURG | Management | For | For | |||
| DONALD J. KABAT | Management | For | For | |||
| PHILIP A. LASKAWY | Management | For | For | |||
| NORMAN S. MATTHEWS | Management | For | For | |||
| MARVIN H. SCHEIN | Management | Withheld | Against | |||
| DR. LOUIS W. SULLIVAN | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
EXXON MOBIL CORPORATION | XOM | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 30231G102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M.J. BOSKIN | Management | For | For | |||
| W.W. GEORGE | Management | For | For | |||
| J.R. HOUGHTON | Management | For | For | |||
| W.R. HOWELL | Management | For | For | |||
| R.C. KING | Management | For | For | |||
| P.E. LIPPINCOTT | Management | For | For | |||
| H.A. MCKINNELL, JR. | Management | For | For | |||
| M.C. NELSON | Management | For | For | |||
| �� | L.R. RAYMOND | Management | For | For | ||
| W.V. SHIPLEY | Management | For | For | |||
| R.W. TILLERSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
BUNGE LIMITED | BG | Annual Meeting Date: 05/27/2005 | ||||
Issuer: G16962105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ERNEST G. BACHRACH | Management | For | For | |||
| ENRIQUE H. BOILINI | Management | For | For | |||
| MICHAEL H. BULKIN | Management | For | For | |||
| PAUL H. HATFIELD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 3A | APPROVE CHARTER AMENDMENT | Management | Against | Against | ||
| 3B | APPROVE CHARTER AMENDMENT | Management | Against | Against | ||
| 3C | APPROVE CHARTER AMENDMENT | Management | Against | Against | ||
| 3D | SET/CHANGE NUMBER OF DIRECTORS ON BOARD | Management | Against | Against | ||
| 4 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 3E | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 3F | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 3G | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Against | Against | ||
PHELPS DODGE CORPORATION | PD | Annual Meeting Date: 05/27/2005 | ||||
Issuer: 717265102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| A. DUNHAM | Management | For | For | |||
| W. FRANKE | Management | For | For | |||
| R. JOHNSON | Management | For | For | |||
| J. STEVEN WHISLER | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PANERA BREAD COMPANY | PNRA | Annual Meeting Date: 06/02/2005 | ||||
Issuer: 69840W108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RONALD M. SHAICH | Management | For | For | |||
| FRED K. FOULKES | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PACIFIC BASIN SHIPPING LTD | SGM Meeting Date: 06/08/2005 | |||||
Issuer: G68437139 | ISIN: BMG684371393 | |||||
SEDOL: B01RQM3, B01WV34, B03NP88 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
ALUMINUM CORP CHINA LTD | AGM Meeting Date: 06/09/2005 | |||||
Issuer: Y0094N109 | ISIN: CN0007659070 | |||||
SEDOL: 6425395 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.9.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.9.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.9.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.10 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 11. | OTHER BUSINESS | Other | Against | *Management Position Unknown | ||
BHP BILLITON LTD | EGM Meeting Date: 06/13/2005 | |||||
Issuer: Q1498M100 | ISIN: AU000000BHP4 | |||||
SEDOL: 0144403, 0144414, 5709506, 6144690, 6144764, 6146760, B02KCV2 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
NIDEC CORP | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J52968104 | ISIN: JP3734800000 | |||||
SEDOL: 6640682, B05PHB9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
TOYOTA MOTOR CORP | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J92676113 | ISIN: JP3633400001 | |||||
SEDOL: 0851435, 2205870, 4871503, 6900643 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.20 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.21 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.22 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.23 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.24 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.25 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.26 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 7. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 8. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
MITSUBISHI CORP | AGM Meeting Date: 06/24/2005 | |||||
Issuer: J43830116 | ISIN: JP3898400001 | |||||
SEDOL: 0597621, 5101908, 6596785, B02JCW0 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
YANZHOU COAL MINING CO LTD | AGM Meeting Date: 06/28/2005 | |||||
Issuer: Y97417102 | ISIN: CN0009131243 | |||||
SEDOL: 6109893, B01XVK4, B07LWN2 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.7 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.17 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
MITSUBISHI ESTATE CO LTD | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J43916113 | ISIN: JP3899600005 | |||||
SEDOL: 5271113, 6596729, B02JCZ3 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
MITSUI FUDOSAN CO LTD | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J4509L101 | ISIN: JP3893200000 | |||||
SEDOL: 5451788, 6597603, B02JDD8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
IVY CAPITAL APPRECIATION FUND |
Proxy Voting Record |
RESEARCH IN MOTION LIMITED | RIMM | Annual Meeting Date: 07/12/2004 | ||||
Issuer: 760975102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | S/H PROPOSAL - ADD WOMEN & MINORITIES TO BOARD | Shareholder | Against | For | ||
DELL INC. | Annual Meeting Date: 07/16/2004 | |||||
Issuer: 24702R101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD J. CARTY | Management | For | For | |||
| MICHAEL S. DELL | Management | For | For | |||
| WILLIAM H. GRAY, III | Management | For | For | |||
| JUDY C. LEWENT | Management | For | For | |||
| THOMAS W. LUCE, III | Management | For | For | |||
| KLAUS S. LUFT | Management | For | For | |||
| ALEX J. MANDL | Management | For | For | |||
| MICHAEL A. MILES | Management | For | For | |||
| SAMUEL A. NUNN, JR. | Management | For | For | |||
| KEVIN B. ROLLINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
FOREST LABORATORIES, INC. | FRX | Annual Meeting Date: 08/11/2004 | ||||
Issuer: 345838106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HOWARD SOLOMON | Management | For | For | |||
| WILLIAM J. CANDEE, III | Management | For | For | |||
| GEORGE S. COHAN | Management | For | For | |||
| DAN L. GOLDWASSER | Management | For | For | |||
| LESTER B. SALANS | Management | For | For | |||
| KENNETH E. GOODMAN | Management | For | For | |||
| PHILLIP M. SATOW | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROCHIP TECHNOLOGY INCORPORATED | MCHP | Annual Meeting Date: 08/20/2004 | ||||
Issuer: 595017104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVE SANGHI | Management | For | For | |||
| ALBERT J. HUGO-MARTINEZ | Management | For | For | |||
| L.B. DAY | Management | For | For | |||
| MATTHEW W. CHAPMAN | Management | For | For | |||
| WADE F. MEYERCORD | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
VERITAS SOFTWARE CORPORATION | VRTSE | Annual Meeting Date: 08/25/2004 | ||||
Issuer: 923436109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL BROWN | Management | For | For | |||
| KURT J. LAUK | Management | For | For | |||
| FRED VAN DEN BOSCH | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
KLA-TENCOR CORPORATION | KLAC | Annual Meeting Date: 10/18/2004 | ||||
Issuer: 482480100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| EDWARD W. BARNHOLT | Management | For | For | |||
| STEPHEN P. KAUFMAN | Management | For | For | |||
| KENNETH L. SCHROEDER | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BARR PHARMACEUTICALS, INC. | BRL | Annual Meeting Date: 10/28/2004 | ||||
Issuer: 068306109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRUCE L. DOWNEY | Management | For | For | |||
| PAUL M. BISARO | Management | For | For | |||
| CAROLE S. BEN-MAIMON | Management | For | For | |||
| GEORGE P. STEPHAN | Management | For | For | |||
| JACK M. KAY | Management | For | For | |||
| HAROLD N. CHEFITZ | Management | For | For | |||
| RICHARD R. FRANKOVIC | Management | For | For | |||
| PETER R. SEAVER | Management | For | For | |||
| JAMES S. GILMORE, III | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COACH, INC. | COH | Annual Meeting Date: 11/03/2004 | ||||
Issuer: 189754104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOSEPH ELLIS | Management | For | For | |||
| LEW FRANKFORT | Management | For | For | |||
| SALLY FRAME KASAKS | Management | For | For | |||
| GARY LOVEMAN | Management | For | For | |||
| IRENE MILLER | Management | For | For | |||
| KEITH MONDA | Management | For | For | |||
| MICHAEL MURPHY | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2004 | ||||
Issuer: 594918104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | Against | Against | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: 11/18/2004 | ||||
Issuer: 17275R102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| CAROL A. BARTZ | Management | For | For | |||
| M. MICHELE BURNS | Management | For | For | |||
| LARRY R. CARTER | Management | For | For | |||
| JOHN T. CHAMBERS | Management | For | For | |||
| DR. JAMES F. GIBBONS | Management | For | For | |||
| DR. JOHN L. HENNESSY | Management | For | For | |||
| RODERICK C. MCGEARY | Management | For | For | |||
| JAMES C. MORGAN | Management | For | For | |||
| JOHN P. MORGRIDGE | Management | For | For | |||
| DONALD T. VALENTINE | Management | For | For | |||
| STEVEN M. WEST | Management | For | For | |||
| JERRY YANG | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
COSTCO WHOLESALE CORPORATION | COST | Annual Meeting Date: 01/27/2005 | ||||
Issuer: 22160K105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD D. DICERCHIO | Management | For | For | |||
| RICHARD M. LIBENSON | Management | For | For | |||
| JOHN W. MEISENBACH | Management | For | For | |||
| CHARLES T. MUNGER | Management | For | For | |||
| SUSAN L. DECKER | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DEERE & COMPANY | DE | Annual Meeting Date: 02/23/2005 | ||||
Issuer: 244199105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BLOCK | Management | For | For | |||
| T. KEVIN DUNNIGAN | Management | For | For | |||
| DIPAK C. JAIN | Management | For | For | |||
| JOACHIM MILBERG | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
INTERNATIONAL GAME TECHNOLOGY | IGT | Annual Meeting Date: 03/01/2005 | ||||
Issuer: 459902102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| NEIL BARSKY | Management | For | For | |||
| ROBERT A. BITTMAN | Management | For | For | |||
| RICHARD R. BURT | Management | For | For | |||
| LESLIE S. HEISZ | Management | For | For | |||
| ROBERT A. MATHEWSON | Management | For | For | |||
| THOMAS J. MATTHEWS | Management | For | For | |||
| ROBERT MILLER | Management | For | For | |||
| FREDERICK B. RENTSCHLER | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ANALOG DEVICES, INC. | ADI | Annual Meeting Date: 03/08/2005 | ||||
Issuer: 032654105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN L. DOYLE | Management | For | For | |||
| CHRISTINE KING | Management | For | For | |||
| RAY STATA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
MORGAN STANLEY | MWD | Annual Meeting Date: 03/15/2005 | ||||
Issuer: 617446448 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN E. JACOB | Management | For | For | |||
| CHARLES F. KNIGHT | Management | For | For | |||
| MILES L. MARSH | Management | For | For | |||
| LAURA D'ANDREA TYSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | CLASSIFY/STAGGER BOARD OF DIRECTORS | Management | For | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
APPLIED MATERIALS, INC. | AMAT | Annual Meeting Date: 03/23/2005 | ||||
Issuer: 038222105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL H. ARMACOST | Management | For | For | |||
| DEBORAH A. COLEMAN | Management | For | For | |||
| HERBERT M. DWIGHT, JR. | Management | For | For | |||
| PHILIP V. GERDINE | Management | For | For | |||
| PAUL R. LOW | Management | For | For | |||
| DAN MAYDAN | Management | For | For | |||
| STEVEN L. MILLER | Management | For | For | |||
| JAMES C. MORGAN | Management | For | For | |||
| GERHARD H. PARKER | Management | For | For | |||
| WILLEM P. ROELANDTS | Management | For | For | |||
| MICHAEL R. SPLINTER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE GOLDMAN SACHS GROUP, INC. | GS | Annual Meeting Date: 04/06/2005 | ||||
Issuer: 38141G104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN H. BRYAN | Management | For | For | |||
| STEPHEN FRIEDMAN | Management | For | For | |||
| WILLIAM W. GEORGE | Management | For | For | |||
| HENRY M. PAULSON, JR. | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N | SLB | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 806857108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| J. DEUTCH | Management | For | For | |||
| J.S. GORELICK | Management | For | For | |||
| A. GOULD | Management | For | For | |||
| T. ISAAC | Management | For | For | |||
| A. LAJOUS | Management | For | For | |||
| A. LEVY-LANG | Management | For | For | |||
| M.E. MARKS | Management | For | For | |||
| D. PRIMAT | Management | Withheld | Against | |||
| T.I. SANDVOLD | Management | For | For | |||
| N. SEYDOUX | Management | For | For | |||
| L.G. STUNTZ | Management | For | For | |||
| R. TALWAR | Management | For | For | |||
| 02 | DIVIDEND | Management | For | For | ||
| 3A | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 3B | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 4 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 5 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 6 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITED TECHNOLOGIES CORPORATION | UTX | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 913017109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE DAVID | Management | For | For | |||
| JEAN-PIERRE GARNIER | Management | For | For | |||
| JAMIE S. GORELICK | Management | For | For | |||
| CHARLES R. LEE | Management | For | For | |||
| RICHARD D. MCCORMICK | Management | For | For | |||
| HAROLD MCGRAW III | Management | For | For | |||
| FRANK P. POPOFF | Management | For | For | |||
| H. PATRICK SWYGERT | Management | For | For | |||
| ANDRE VILLENEUVE | Management | For | For | |||
| H.A. WAGNER | Management | For | For | |||
| CHRISTINE TODD WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H - REPORT ON EXECUTIVE COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
CITIGROUP INC. | C | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 172967101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. MICHAEL ARMSTRONG | Management | For | For | |||
| ALAIN J.P. BELDA | Management | For | For | |||
| GEORGE DAVID | Management | For | For | |||
| KENNETH T. DERR | Management | For | For | |||
| JOHN M. DEUTCH | Management | For | For | |||
| R. HERNANDEZ RAMIREZ | Management | For | For | |||
| ANN DIBBLE JORDAN | Management | For | For | |||
| KLAUS KLEINFELD | Management | For | For | |||
| DUDLEY C. MECUM | Management | For | For | |||
| ANNE MULCAHY | Management | For | For | |||
| RICHARD D. PARSONS | Management | For | For | |||
| CHARLES PRINCE | Management | For | For | |||
| JUDITH RODIN | Management | For | For | |||
| ROBERT E. RUBIN | Management | For | For | |||
| FRANKLIN A. THOMAS | Management | For | For | |||
| SANFORD I. WEILL | Management | For | For | |||
| ROBERT B. WILLUMSTAD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 09 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 10 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
APPLE COMPUTER, INC. | AAPL | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 037833100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| WILLIAM V. CAMPBELL | Management | For | For | |||
| MILLARD S. DREXLER | Management | For | For | |||
| ALBERT A. GORE, JR. | Management | For | For | |||
| STEVEN P. JOBS | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| JEROME B. YORK | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
TEXAS INSTRUMENTS INCORPORATED | TXN | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 882508104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.R. ADAMS | Management | For | For | |||
| D.L. BOREN | Management | For | For | |||
| D.A. CARP | Management | For | For | |||
| C.S. COX | Management | For | For | |||
| T.J. ENGIBOUS | Management | For | For | |||
| G.W. FRONTERHOUSE | Management | For | For | |||
| D.R. GOODE | Management | For | For | |||
| P.H. PATSLEY | Management | For | For | |||
| W.R. SANDERS | Management | For | For | |||
| R.J. SIMMONS | Management | For | For | |||
| R.K. TEMPLETON | Management | For | For | |||
| C.T. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
ALCOA INC. | AA | Annual Meeting Date: 04/22/2005 | ||||
Issuer: 013817101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOSEPH T. GORMAN | Management | For | For | |||
| KLAUS KLEINFELD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MERRILL LYNCH & CO., INC. | MER | Annual Meeting Date: 04/22/2005 | ||||
Issuer: 590188108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JILL K. CONWAY | Management | For | For | |||
| HEINZ-JOACHIM NEUBURGER | Management | For | For | |||
| E. STANLEY O'NEAL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
ALLERGAN, INC. | AGN | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 018490102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TREVOR M. JONES | Management | For | For | |||
| KAREN R. OSAR | Management | For | For | |||
| LEONARD D. SCHAEFFER | Management | For | For | |||
SCHERING-PLOUGH CORPORATION | SGP | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 806605101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HANS W. BECHERER | Management | For | For | |||
| KATHRYN C. TURNER | Management | For | For | |||
| ROBERT F.W. VAN OORDT | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
BURLINGTON RESOURCES INC. | BR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 122014103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B.T. ALEXANDER | Management | For | For | |||
| R.V. ANDERSON | Management | For | For | |||
| L.I. GRANT | Management | For | For | |||
| R.J. HARDING | Management | For | For | |||
| J.T. LAMACCHIA | Management | For | For | |||
| R.L. LIMBACHER | Management | For | For | |||
| J.F. MCDONALD | Management | For | For | |||
| K.W. ORCE | Management | For | For | |||
| D.M. ROBERTS | Management | For | For | |||
| J.A. RUNDE | Management | For | For | |||
| J.F. SCHWARZ | Management | For | For | |||
| W. SCOTT, JR. | Management | For | For | |||
| B.S. SHACKOULS | Management | For | For | |||
| S.J. SHAPIRO | Management | For | For | |||
| W.E. WADE, JR. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHICAGO MERCANTILE EXCHANGE HOLDINGS | CME | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 167760107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG S. DONOHUE | Management | For | For | |||
| TERRENCE A. DUFFY | Management | For | For | |||
| DANIEL R. GLICKMAN | Management | For | For | |||
| WILLIAM P. MILLER II | Management | For | For | |||
| JAMES E. OLIFF | Management | For | For | |||
| JOHN F. SANDNER | Management | For | For | |||
| TERRY L. SAVAGE | Management | For | For | |||
| 02 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 369604103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A | ELECTION OF DIRECTORS | Management | For | |||
| JAMES I. CASH, JR. | Management | For | For | |||
| WILLIAM M. CASTELL | Management | For | For | |||
| DENNIS D. DAMMERMAN | Management | For | For | |||
| ANN M. FUDGE | Management | For | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| JEFFREY R. IMMELT | Management | For | For | |||
| ANDREA JUNG | Management | For | For | |||
| ALAN G. LAFLEY | Management | For | For | |||
| RALPH S. LARSEN | Management | For | For | |||
| ROCHELLE B. LAZARUS | Management | For | For | |||
| SAM NUNN | Management | For | For | |||
| ROGER S. PENSKE | Management | For | For | |||
| ROBERT J. SWIERINGA | Management | For | For | |||
| DOUGLAS A. WARNER III | Management | For | For | |||
| ROBERT C. WRIGHT | Management | For | For | |||
| B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 01 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | Against | For | ||
| 02 | S/H - RESEARCH RENEWABLE ENERGY | Shareholder | Against | For | ||
| 03 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
ALTRIA GROUP, INC. | MO | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 02209S103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| ELIZABETH E. BAILEY | Management | For | For | |||
| HAROLD BROWN | Management | For | For | |||
| MATHIS CABIALLAVETTA | Management | For | For | |||
| LOUIS C. CAMILLERI | Management | For | For | |||
| J. DUDLEY FISHBURN | Management | For | For | |||
| ROBERT E. R. HUNTLEY | Management | For | For | |||
| THOMAS W. JONES | Management | Withheld | Against | |||
| GEORGE MUNOZ | Management | For | For | |||
| LUCIO A. NOTO | Management | For | For | |||
| JOHN S. REED | Management | For | For | |||
| CARLOS SLIM HELU | Management | For | For | |||
| STEPHEN M. WOLF | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Against | For | ||
| 06 | S/H PROPOSAL - TOBACCO | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - TOBACCO | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - TOBACCO | Shareholder | Against | For | ||
JOHNSON & JOHNSON | JNJ | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 478160104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARY S. COLEMAN | Management | For | For | |||
| JAMES G. CULLEN | Management | For | For | |||
| ROBERT J. DARRETTA | Management | For | For | |||
| MICHAEL M. E. JOHNS | Management | For | For | |||
| ANN D. JORDAN | Management | For | For | |||
| ARNOLD G. LANGBO | Management | For | For | |||
| SUSAN L. LINDQUIST | Management | For | For | |||
| LEO F. MULLIN | Management | For | For | |||
| CHRISTINE A. POON | Management | For | For | |||
| STEVEN S REINEMUND | Management | For | For | |||
| DAVID SATCHER | Management | For | For | |||
| WILLIAM C. WELDON | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
LEXMARK INTERNATIONAL, INC. | LXK | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 529771107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B. CHARLES AMES | Management | For | For | |||
| RALPH E. GOMORY | Management | For | For | |||
| MARVIN L. MANN | Management | For | For | |||
| TERESA BECK | Management | For | For | |||
| 02 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AETNA INC. | AET | Annual Meeting Date: 04/29/2005 | ||||
Issuer: 00817Y108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BETSY Z. COHEN | Management | For | For | |||
| BARBARA H. FRANKLIN | Management | For | For | |||
| JEFFREY E. GARTEN | Management | For | For | |||
| EARL G. GRAVES | Management | For | For | |||
| GERALD GREENWALD | Management | For | For | |||
| ELLEN M. HANCOCK | Management | For | For | |||
| MICHAEL H. JORDAN | Management | For | For | |||
| EDWARD J. LUDWIG | Management | For | For | |||
| JOSEPH P. NEWHOUSE | Management | For | For | |||
| JOHN W. ROWE, M.D. | Management | For | For | |||
| RONALD A. WILLIAMS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | ||
| 06 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
BERKSHIRE HATHAWAY INC. | BRKA | Annual Meeting Date: 04/30/2005 | ||||
Issuer: 084670207 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WARREN E. BUFFETT | Management | For | For | |||
| CHARLES T. MUNGER | Management | For | For | |||
| HOWARD G. BUFFETT | Management | For | For | |||
| MALCOLM G. CHACE | Management | For | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| DAVID S. GOTTESMAN | Management | For | For | |||
| CHARLOTTE GUYMAN | Management | For | For | |||
| DONALD R. KEOUGH | Management | For | For | |||
| THOMAS S. MURPHY | Management | For | For | |||
| RONALD L. OLSON | Management | For | For | |||
| WALTER SCOTT, JR. | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
THE BOEING COMPANY | BA | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 097023105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| KENNETH M. DUBERSTEIN | Management | For | For | |||
| W. JAMES MCNERNEY, JR. | Management | For | For | |||
| LEWIS E. PLATT | Management | Withheld | Against | |||
| MIKE S. ZAFIROVSKI | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 05 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | ||||
| 07 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
ZIMMER HOLDINGS, INC. | ZMH | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 98956P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J. RAYMOND ELLIOTT | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
GENERAL DYNAMICS CORPORATION | GD | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 369550108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | Withheld | |||
| N.D. CHABRAJA | Management | Withheld | Against | |||
| J.S. CROWN | Management | Withheld | Against | |||
| L. CROWN | Management | Withheld | Against | |||
| W.P. FRICKS | Management | Withheld | Against | |||
| C.H. GOODMAN | Management | Withheld | Against | |||
| J.L. JOHNSON | Management | Withheld | Against | |||
| G.A. JOULWAN | Management | Withheld | Against | |||
| P.G. KAMINSKI | Management | Withheld | Against | |||
| J.M. KEANE | Management | Withheld | Against | |||
| L.L. LYLES | Management | Withheld | Against | |||
| C.E. MUNDY, JR. | Management | Withheld | Against | |||
| R. WALMSLEY | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Against | ||
APACHE CORPORATION | APA | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 037411105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G. STEVEN FARRIS | Management | For | For | |||
| RANDOLPH M. FERLIC | Management | For | For | |||
| A.D. FRAZIER, JR. | Management | For | For | |||
| JOHN A. KOCUR | Management | For | For | |||
| 02 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
UNION PACIFIC CORPORATION | UNP | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 907818108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| P.F. ANSCHUTZ | Management | For | For | |||
| E.B. DAVIS, JR. | Management | For | For | |||
| R.K. DAVIDSON | Management | For | For | |||
| T.J. DONOHUE | Management | For | For | |||
| A.W. DUNHAM | Management | For | For | |||
| S.F. ECCLES | Management | For | For | |||
| J.R. HOPE | Management | For | For | |||
| M.W. MCCONNELL | Management | For | For | |||
| S.R. ROGEL | Management | For | For | |||
| J.R. YOUNG | Management | For | For | |||
| E. ZEDILLO | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
P.F. CHANG'S CHINA BISTRO, INC. | PFCB | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 69333Y108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD L. FEDERICO | Management | For | For | |||
| R. MICHAEL WELBORN | Management | For | For | |||
| JAMES G. SHENNAN, JR. | Management | For | For | |||
| F. LANE CARDWELL, JR. | Management | For | For | |||
| KENNETH J. WESSELS | Management | For | For | |||
| M. ANN RHOADES | Management | For | For | |||
| LESLEY H. HOWE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BOSTON SCIENTIFIC CORPORATION | BSX | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 101137107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RAY J. GROVES | Management | For | For | |||
| PETER M. NICHOLAS | Management | For | For | |||
| WARREN B. RUDMAN | Management | For | For | |||
| JAMES R. TOBIN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GILEAD SCIENCES, INC. | GILD | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 375558103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL BERG | Management | For | For | |||
| ETIENNE F. DAVIGNON | Management | For | For | |||
| JAMES M. DENNY | Management | For | For | |||
| JOHN C. MARTIN | Management | For | For | |||
| GORDON E. MOORE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| GEORGE P. SHULTZ | Management | For | For | |||
| GAYLE E. WILSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
WELLPOINT, INC. | Annual Meeting Date: 05/10/2005 | |||||
Issuer: 94973V107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H.T. BUSH | Management | For | For | |||
| WARREN Y. JOBE | Management | For | For | |||
| WILLIAM G. MAYS | Management | For | For | |||
| SEN. DONALD W RIEGLE JR | Management | For | For | |||
| WILLIAM J. RYAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
AMGEN INC. | AMGN | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 031162100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. DAVID BALTIMORE | Management | For | For | |||
| MS. JUDITH C. PELHAM | Management | For | For | |||
| MR. KEVIN W. SHARER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03A | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03B | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03C | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
CAREMARK RX, INC. | CMX | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 141705103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| EDWIN M. CRAWFORD | Management | For | For | |||
| KRISTEN GIBNEY WILLIAMS | Management | For | For | |||
| EDWARD L. HARDIN, JR. | Management | For | For | |||
| 02 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
ST. JUDE MEDICAL, INC. | STJ | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 790849103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MR. RICHARD R. DEVENUTI | Management | For | For | |||
| MR. STUART M. ESSIG | Management | For | For | |||
| MR. T.H. GARRETT, III | Management | For | For | |||
| MS. WENDY L. YARNO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
ANADARKO PETROLEUM CORPORATION | APC | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 032511107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BUTLER, JR. | Management | For | For | |||
| PRESTON M. GEREN III | Management | For | For | |||
| JOHN R. GORDON | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
APPLEBEE'S INTERNATIONAL, INC. | APPB | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 037899101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| I | ELECTION OF DIRECTORS | Management | For | |||
| ERLINE BELTON | Management | For | For | |||
| ERIC L. HANSEN | Management | For | For | |||
| II | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| III | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| IV | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| V | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
CVS CORPORATION | CVS | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 126650100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| W. DON CORNWELL | Management | For | For | |||
| THOMAS P. GERRITY | Management | For | For | |||
| STANLEY P. GOLDSTEIN | Management | For | For | |||
| MARIAN L. HEARD | Management | For | For | |||
| WILLIAM H. JOYCE | Management | For | For | |||
| TERRENCE MURRAY | Management | For | For | |||
| SHELI Z. ROSENBERG | Management | For | For | |||
| THOMAS M. RYAN | Management | For | For | |||
| ALFRED J. VERRECCHIA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
GOOGLE INC. | GOOG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 38259P508 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ERIC SCHMIDT | Management | For | For | |||
| LAWRENCE PAGE | Management | For | For | |||
| SERGEY BRIN | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| JOHN L. HENNESSY | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| MICHAEL MORITZ | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| K. RAM SHRIRAM | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
SAP AG | SAP | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 803054204 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 02 | APPROVE APPROPRIATION OF DISPOSABLE PROFIT | Management | For | For | ||
| 03 | APPROVAL OF ACTS | Management | For | For | ||
| 04 | APPROVAL OF ACTS | Management | For | For | ||
| 05 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 7A | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7B | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7C | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 08 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 09 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 10A | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | Against | Against | ||
| 10B | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 11 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 12 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
TRANSOCEAN INC. | RIG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: G90078109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JUDY J. KELLY | Management | For | For | |||
| ROBERTO MONTI | Management | For | For | |||
| IAN C. STRACHAN | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ROYAL CARIBBEAN CRUISES LTD. | RCL | Annual Meeting Date: 05/17/2005 | ||||
Issuer: V7780T103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LAURA LAVIADA | Management | For | For | |||
| EYAL OFER | Management | For | For | |||
| WILLIAM K. REILLY | Management | For | For | |||
| ARNE A. WILHELMSEN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
INTEL CORPORATION | INTC | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 458140100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG R. BARRETT | Management | For | For | |||
| CHARLENE BARSHEFSKY | Management | For | For | |||
| E. JOHN P. BROWNE | Management | For | For | |||
| D. JAMES GUZY | Management | For | For | |||
| REED E. HUNDT | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| DAVID S. POTTRUCK | Management | For | For | |||
| JANE E. SHAW | Management | For | For | |||
| JOHN L. THORNTON | Management | For | For | |||
| DAVID B. YOFFIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 844741108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| COLLEEN C. BARRETT | Management | For | For | |||
| GARY C. KELLY | Management | For | For | |||
| JOHN T. MONTFORD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MEDIMMUNE, INC. | MEDI | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 584699102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WAYNE T. HOCKMEYER | Management | For | For | |||
| DAVID M. MOTT | Management | For | For | |||
| DAVID BALTIMORE | Management | For | For | |||
| M. JAMES BARRETT | Management | For | For | |||
| JAMES H. CAVANAUGH | Management | For | For | |||
| BARBARA H. FRANKLIN | Management | For | For | |||
| GORDON S. MACKLIN | Management | For | For | |||
| GEORGE M. MILNE, JR. | Management | For | For | |||
| ELIZABETH H.S. WYATT | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PACIFICARE HEALTH SYSTEMS, INC. | PHS | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 695112102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| AIDA ALVAREZ | Management | For | For | |||
| BRADLEY C. CALL | Management | For | For | |||
| TERRY O. HARTSHORN | Management | For | For | |||
| DOMINIC NG | Management | For | For | |||
| HOWARD G. PHANSTIEL | Management | For | For | |||
| WARREN E. PINCKERT II | Management | For | For | |||
| DAVID A. REED | Management | For | For | |||
| CHARLES R. RINEHART | Management | For | For | |||
| LINDA ROSENSTOCK | Management | For | For | |||
| LLOYD E. ROSS | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ANDRX CORPORATION | ADRX | Annual Meeting Date: 05/20/2005 | ||||
Issuer: 034553107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TAMARA A. BAUM | Management | For | For | |||
| MELVIN SHAROKY, M.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHINA NETCOM GROUP CORP (HONG KONG) | Annual Meeting Date: 05/20/2005 | |||||
Issuer: 16940Q101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 02 | DIVIDEND | Management | For | For | ||
| 3A | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 3B | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 3C | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 3D | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 3E | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 04 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 05 | APPROVE RENUMERATION OF DIRECTORS | Management | For | For | ||
| 06 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||
| 07 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | Against | Against | ||
| 08 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
HENRY SCHEIN, INC. | HSIC | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 806407102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| STANLEY M. BERGMAN | Management | For | For | |||
| GERALD A. BENJAMIN | Management | For | For | |||
| JAMES P. BRESLAWSKI | Management | For | For | |||
| MARK E. MLOTEK | Management | For | For | |||
| STEVEN PALADINO | Management | For | For | |||
| BARRY J. ALPERIN | Management | For | For | |||
| PAUL BRONS | Management | For | For | |||
| DR. MARGARET A. HAMBURG | Management | For | For | |||
| DONALD J. KABAT | Management | For | For | |||
| PHILIP A. LASKAWY | Management | For | For | |||
| NORMAN S. MATTHEWS | Management | For | For | |||
| MARVIN H. SCHEIN | Management | Withheld | Against | |||
| DR. LOUIS W. SULLIVAN | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
TRIAD HOSPITALS, INC. | TRI | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 89579K109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL J. PARSONS | Management | For | For | |||
| THOMAS G. LOEFFLER, ESQ | Management | For | For | |||
| UWE E. REINHARDT, PH.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN TO INCREASE SHARES | Management | For | For | ||
EXXON MOBIL CORPORATION | XOM | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 30231G102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M.J. BOSKIN | Management | For | For | |||
| W.W. GEORGE | Management | For | For | |||
| J.R. HOUGHTON | Management | For | For | |||
| W.R. HOWELL | Management | For | For | |||
| R.C. KING | Management | For | For | |||
| P.E. LIPPINCOTT | Management | For | For | |||
| H.A. MCKINNELL, JR. | Management | For | For | |||
| M.C. NELSON | Management | For | For | |||
| L.R. RAYMOND | Management | For | For | |||
| W.V. SHIPLEY | Management | For | For | |||
| R.W. TILLERSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
HCA INC. | HCA | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 404119109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. MICHAEL ARMSTRONG | Management | For | For | |||
| M.H. AVERHOFF, M.D. | Management | For | For | |||
| JACK O. BOVENDER, JR. | Management | For | For | |||
| RICHARD M. BRACKEN | Management | For | For | |||
| MARTIN FELDSTEIN | Management | For | For | |||
| T.F. FRIST, JR., M.D. | Management | For | For | |||
| FREDERICK W. GLUCK | Management | For | For | |||
| GLENDA A. HATCHETT | Management | For | For | |||
| C.O. HOLLIDAY, JR. | Management | For | For | |||
| T. MICHAEL LONG | Management | For | For | |||
| JOHN H. MCARTHUR | Management | For | For | |||
| KENT C. NELSON | Management | For | For | |||
| FRANK S. ROYAL, M.D. | Management | For | For | |||
| HAROLD T. SHAPIRO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
HILTON HOTELS CORPORATION | HLT | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 432848109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEPHEN F. BOLLENBACH | Management | For | For | |||
| BARBARA BELL COLEMAN | Management | For | For | |||
| BENJAMIN V. LAMBERT | Management | For | For | |||
| JOHN L. NOTTER | Management | For | For | |||
| PETER V. UEBERROTH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
XM SATELLITE RADIO HOLDINGS INC. | XMSR | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 983759101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GARY M. PARSONS | Management | For | For | |||
| HUGH PANERO | Management | For | For | |||
| NATHANIEL A. DAVIS | Management | For | For | |||
| THOMAS J. DONOHUE | Management | For | For | |||
| EDDY W. HARTENSTEIN | Management | For | For | |||
| GEORGE W. HAYWOOD | Management | For | For | |||
| CHESTER A. HUBER, JR. | Management | For | For | |||
| JOHN MENDEL | Management | For | For | |||
| JARL MOHN | Management | For | For | |||
| PIERCE J. ROBERTS, JR. | Management | For | For | |||
| JACK SHAW | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
WAL-MART STORES, INC. | WMT | Annual Meeting Date: 06/03/2005 | ||||
Issuer: 931142103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES W. BREYER | Management | For | For | |||
| M. MICHELE BURNS | Management | For | For | |||
| DOUGLAS N. DAFT | Management | For | For | |||
| DAVID D. GLASS | Management | For | For | |||
| ROLAND A. HERNANDEZ | Management | For | For | |||
| JOHN D. OPIE | Management | For | For | |||
| J. PAUL REASON | Management | For | For | |||
| H. LEE SCOTT, JR. | Management | For | For | |||
| JACK C. SHEWMAKER | Management | For | For | |||
| JOSE H. VILLARREAL | Management | For | For | |||
| JOHN T. WALTON | Management | For | For | |||
| S. ROBSON WALTON | Management | For | For | |||
| CHRISTOPHER J. WILLIAMS | Management | For | For | |||
| LINDA S. WOLF | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 07 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
| 10 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 11 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
NABORS INDUSTRIES LTD. | NBR | Annual Meeting Date: 06/07/2005 | ||||
Issuer: G6359F103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ANTHONY G. PETRELLO | Management | For | For | |||
| MYRON M. SHEINFELD | Management | For | For | |||
| MARTIN J. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
LAS VEGAS SANDS CORP. | Annual Meeting Date: 06/09/2005 | |||||
Issuer: 517834107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES D. FORMAN | Management | For | For | |||
| IRWIN A. SIEGEL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PATTERSON-UTI ENERGY, INC. | PTEN | Annual Meeting Date: 06/15/2005 | ||||
Issuer: 703481101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARK S. SIEGEL | Management | For | For | |||
| CLOYCE A. TALBOTT | Management | For | For | |||
| A. GLENN PATTERSON | Management | For | For | |||
| KENNETH N. BERNS | Management | For | For | |||
| ROBERT C. GIST | Management | For | For | |||
| CURTIS W. HUFF | Management | For | For | |||
| TERRY H. HUNT | Management | For | For | |||
| KENNETH R. PEAK | Management | For | For | |||
| NADINE C. SMITH | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DREAMWORKS ANIMATION SKG, INC. | DWA | Annual Meeting Date: 06/22/2005 | ||||
Issuer: 26153C103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| JEFFREY KATZENBERG | Management | For | For | |||
| ROGER A. ENRICO | Management | For | For | |||
| PAUL G. ALLEN | Management | For | For | |||
| LEWIS W. COLEMAN | Management | For | For | |||
| DAVID GEFFEN | Management | For | For | |||
| MELLODY HOBSON | Management | For | For | |||
| NATHAN MYHRVOLD | Management | Withheld | Against | |||
| HOWARD SCHULTZ | Management | For | For | |||
| MARGARET C. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
EBAY INC. | EBAY | Annual Meeting Date: 06/23/2005 | ||||
Issuer: 278642103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| EDWARD W. BARNHOLT | Management | For | For | |||
| SCOTT D. COOK | Management | For | For | |||
| ROBERT C. KAGLE | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
IVY CORE EQUITY FUND |
Proxy Voting Record |
DELL INC. | Annual Meeting Date: 07/16/2004 | |||||
Issuer: 24702R101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD J. CARTY | Management | For | For | |||
| MICHAEL S. DELL | Management | For | For | |||
| WILLIAM H. GRAY, III | Management | For | For | |||
| JUDY C. LEWENT | Management | For | For | |||
| THOMAS W. LUCE, III | Management | For | For | |||
| KLAUS S. LUFT | Management | For | For | |||
| ALEX J. MANDL | Management | For | For | |||
| MICHAEL A. MILES | Management | For | For | |||
| SAMUEL A. NUNN, JR. | Management | For | For | |||
| KEVIN B. ROLLINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
VODAFONE GROUP PLC | VOD | Annual Meeting Date: 07/27/2004 | ||||
Issuer: 92857W100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 02 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 03 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 04 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 05 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 06 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 07 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 08 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 09 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 10 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| 11 | CHANGE STOCK EXCHANGE LISTING | Management | Against | Against | ||
| 12 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 13 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 14 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
VERITAS SOFTWARE CORPORATION | VRTSE | Annual Meeting Date: 08/25/2004 | ||||
Issuer: 923436109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL BROWN | Management | For | For | |||
| KURT J. LAUK | Management | For | For | |||
| FRED VAN DEN BOSCH | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MEDTRONIC, INC. | MDT | Annual Meeting Date: 08/26/2004 | ||||
Issuer: 585055106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM R BRODY MD PHD | Management | For | For | |||
| ARTHUR D COLLINS JR | Management | For | For | |||
| ANTONIO M GOTTO JR MD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
MAXIM INTEGRATED PRODUCTS, INC. | MXIM | Special Meeting Date: 09/17/2004 | ||||
Issuer: 57772K101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
ORACLE CORPORATION | ORCL | Annual Meeting Date: 10/29/2004 | ||||
Issuer: 68389X105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JEFFREY O. HENLEY | Management | For | For | |||
| LAWRENCE J. ELLISON | Management | For | For | |||
| DONALD L. LUCAS | Management | For | For | |||
| MICHAEL J. BOSKIN | Management | For | For | |||
| JACK F. KEMP | Management | For | For | |||
| JEFFREY S. BERG | Management | For | For | |||
| SAFRA CATZ | Management | For | For | |||
| HECTOR GARCIA-MOLINA | Management | For | For | |||
| JOSEPH A. GRUNDFEST | Management | For | For | |||
| H. RAYMOND BINGHAM | Management | For | For | |||
| CHARLES E. PHILLIPS, JR | Management | For | For | |||
| 02 | APPROVE EXECUTIVE BONUS PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | AMEND LONG TERM INCENTIVE PLAN | Management | Against | Against | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2004 | ||||
Issuer: 594918104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | Against | Against | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: 11/18/2004 | ||||
Issuer: 17275R102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| CAROL A. BARTZ | Management | For | For | |||
| M. MICHELE BURNS | Management | For | For | |||
| LARRY R. CARTER | Management | For | For | |||
| JOHN T. CHAMBERS | Management | For | For | |||
| DR. JAMES F. GIBBONS | Management | For | For | |||
| DR. JOHN L. HENNESSY | Management | For | For | |||
| RODERICK C. MCGEARY | Management | For | For | |||
| JAMES C. MORGAN | Management | For | For | |||
| JOHN P. MORGRIDGE | Management | For | For | |||
| DONALD T. VALENTINE | Management | For | For | |||
| STEVEN M. WEST | Management | For | For | |||
| JERRY YANG | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
AIR PRODUCTS AND CHEMICALS, INC. | APD | Annual Meeting Date: 01/27/2005 | ||||
Issuer: 009158106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL J. DONAHUE | Management | For | For | |||
| URSULA F. FAIRBAIRN | Management | For | For | |||
| JOHN P. JONES III | Management | For | For | |||
| LAWRENCE S. SMITH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COSTCO WHOLESALE CORPORATION | COST | Annual Meeting Date: 01/27/2005 | ||||
Issuer: 22160K105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD D. DICERCHIO | Management | For | For | |||
| RICHARD M. LIBENSON | Management | For | For | |||
| JOHN W. MEISENBACH | Management | For | For | |||
| CHARLES T. MUNGER | Management | For | For | |||
| SUSAN L. DECKER | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AVAYA INC. | AV | Annual Meeting Date: 02/15/2005 | ||||
Issuer: 053499109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PHILIP A. ODEEN | Management | For | For | |||
| HELLENE S. RUNTAGH | Management | For | For | |||
| PAULA STERN | Management | For | For | |||
| RICHARD F. WALLMAN | Management | For | For | |||
DEERE & COMPANY | DE | Annual Meeting Date: 02/23/2005 | ||||
Issuer: 244199105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BLOCK | Management | For | For | |||
| T. KEVIN DUNNIGAN | Management | For | For | |||
| DIPAK C. JAIN | Management | For | For | |||
| JOACHIM MILBERG | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NOVARTIS AG, BASEL | AGM Meeting Date: 03/01/2005 | |||||
Issuer: H5820Q150 | ISIN: CH0012005267 | BLOCKING | ||||
SEDOL: 7103065 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ANALOG DEVICES, INC. | ADI | Annual Meeting Date: 03/08/2005 | ||||
Issuer: 032654105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN L. DOYLE | Management | For | For | |||
| CHRISTINE KING | Management | For | For | |||
| RAY STATA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
APPLIED MATERIALS, INC. | AMAT | Annual Meeting Date: 03/23/2005 | ||||
Issuer: 038222105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL H. ARMACOST | Management | For | For | |||
| DEBORAH A. COLEMAN | Management | For | For | |||
| HERBERT M. DWIGHT, JR. | Management | For | For | |||
| PHILIP V. GERDINE | Management | For | For | |||
| PAUL R. LOW | Management | For | For | |||
| DAN MAYDAN | Management | For | For | |||
| STEVEN L. MILLER | Management | For | For | |||
| JAMES C. MORGAN | Management | For | For | |||
| GERHARD H. PARKER | Management | For | For | |||
| WILLEM P. ROELANDTS | Management | For | For | |||
| MICHAEL R. SPLINTER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE GOLDMAN SACHS GROUP, INC. | GS | Annual Meeting Date: 04/06/2005 | ||||
Issuer: 38141G104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN H. BRYAN | Management | For | For | |||
| STEPHEN FRIEDMAN | Management | For | For | |||
| WILLIAM W. GEORGE | Management | For | For | |||
| HENRY M. PAULSON, JR. | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CARNIVAL CORPORATION | CCL | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 143658300 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICKY ARISON | Management | For | For | |||
| AMB RICHARD G. CAPEN JR | Management | For | For | |||
| ROBERT H. DICKINSON | Management | For | For | |||
| ARNOLD W. DONALD | Management | For | For | |||
| PIER LUIGI FOSCHI | Management | For | For | |||
| HOWARD S. FRANK | Management | For | For | |||
| RICHARD J. GLASIER | Management | For | For | |||
| BARONESS HOGG | Management | For | For | |||
| A. KIRK LANTERMAN | Management | For | For | |||
| MODESTO A. MAIDIQUE | Management | For | For | |||
| JOHN P. MCNULTY | Management | For | For | |||
| SIR JOHN PARKER | Management | For | For | |||
| PETER G. RATCLIFFE | Management | For | For | |||
| STUART SUBOTNICK | Management | For | For | |||
| UZI ZUCKER | Management | For | For | |||
| 02 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | APPROVE INCREASE IN AGGREGATE COMPENSATION CEILING FOR DIRS AND STATUTORY AUDS | Management | For | For | ||
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 08 | APPROVE RENUMERATION OF DIRECTORS | Management | For | For | ||
| 09 | ALLOT SECURITIES | Management | Against | Against | ||
| 10 | ELIMINATE PREEMPTIVE RIGHTS | Management | For | For | ||
| 11 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||
CATERPILLAR INC. | CAT | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 149123101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| W. FRANK BLOUNT | Management | For | For | |||
| JOHN R. BRAZIL | Management | For | For | |||
| EUGENE V. FIFE | Management | For | For | |||
| GAIL D. FOSLER | Management | For | For | |||
| PETER A. MAGOWAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON PILL | Shareholder | For | Against | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
SCHLUMBERGER LIMITED (SCHLUMBERGER N | SLB | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 806857108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| J. DEUTCH | Management | For | For | |||
| J.S. GORELICK | Management | For | For | |||
| A. GOULD | Management | For | For | |||
| T. ISAAC | Management | For | For | |||
| A. LAJOUS | Management | For | For | |||
| A. LEVY-LANG | Management | For | For | |||
| M.E. MARKS | Management | For | For | |||
| D. PRIMAT | Management | Withheld | Against | |||
| T.I. SANDVOLD | Management | For | For | |||
| N. SEYDOUX | Management | For | For | |||
| L.G. STUNTZ | Management | For | For | |||
| R. TALWAR | Management | For | For | |||
| 02 | DIVIDEND | Management | For | For | ||
| 3A | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 3B | APPROVE ARTICLE AMENDMENTS | Management | For | For | ||
| 4 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 5 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 6 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITED TECHNOLOGIES CORPORATION | UTX | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 913017109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE DAVID | Management | For | For | |||
| JEAN-PIERRE GARNIER | Management | For | For | |||
| JAMIE S. GORELICK | Management | For | For | |||
| CHARLES R. LEE | Management | For | For | |||
| RICHARD D. MCCORMICK | Management | For | For | |||
| HAROLD MCGRAW III | Management | For | For | |||
| FRANK P. POPOFF | Management | For | For | |||
| H. PATRICK SWYGERT | Management | For | For | |||
| ANDRE VILLENEUVE | Management | For | For | |||
| H.A. WAGNER | Management | For | For | |||
| CHRISTINE TODD WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H - REPORT ON EXECUTIVE COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
RIO TINTO PLC | AGM Meeting Date: 04/14/2005 | |||||
Issuer: G75754104 | ISIN: GB0007188757 | |||||
SEDOL: 0718875, 4718699, 5725676, 6720595 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CITIGROUP INC. | C | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 172967101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. MICHAEL ARMSTRONG | Management | For | For | |||
| ALAIN J.P. BELDA | Management | For | For | |||
| GEORGE DAVID | Management | For | For | |||
| KENNETH T. DERR | Management | For | For | |||
| JOHN M. DEUTCH | Management | For | For | |||
| R. HERNANDEZ RAMIREZ | Management | For | For | |||
| ANN DIBBLE JORDAN | Management | For | For | |||
| KLAUS KLEINFELD | Management | For | For | |||
| DUDLEY C. MECUM | Management | For | For | |||
| ANNE MULCAHY | Management | For | For | |||
| RICHARD D. PARSONS | Management | For | For | |||
| CHARLES PRINCE | Management | For | For | |||
| JUDITH RODIN | Management | For | For | |||
| ROBERT E. RUBIN | Management | For | For | |||
| FRANKLIN A. THOMAS | Management | For | For | |||
| SANFORD I. WEILL | Management | For | For | |||
| ROBERT B. WILLUMSTAD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 09 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 10 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
U.S. BANCORP | USB | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 902973304 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| JOEL W. JOHNSON | Management | For | For | |||
| DAVID B. O'MALEY | Management | For | For | |||
| O'DELL M. OWENS MD, MPH | Management | For | For | |||
| CRAIG D. SCHNUCK | Management | Withheld | Against | |||
| WARREN R. STALEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | SUPERMAJORITY | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
APPLE COMPUTER, INC. | AAPL | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 037833100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| WILLIAM V. CAMPBELL | Management | For | For | |||
| MILLARD S. DREXLER | Management | For | For | |||
| ALBERT A. GORE, JR. | Management | For | For | |||
| STEVEN P. JOBS | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| JEROME B. YORK | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
TEXAS INSTRUMENTS INCORPORATED | TXN | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 882508104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.R. ADAMS | Management | For | For | |||
| D.L. BOREN | Management | For | For | |||
| D.A. CARP | Management | For | For | |||
| C.S. COX | Management | For | For | |||
| T.J. ENGIBOUS | Management | For | For | |||
| G.W. FRONTERHOUSE | Management | For | For | |||
| D.R. GOODE | Management | For | For | |||
| P.H. PATSLEY | Management | For | For | |||
| W.R. SANDERS | Management | For | For | |||
| R.J. SIMMONS | Management | For | For | |||
| R.K. TEMPLETON | Management | For | For | |||
| C.T. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
WYETH | WYE | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 983024100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| R.L. CARRION | Management | For | For | |||
| R. ESSNER | Management | For | For | |||
| J.D. FEERICK | Management | For | For | |||
| F.D. FERGUSSON | Management | For | For | |||
| R. LANGER | Management | For | For | |||
| J.P. MASCOTTE | Management | For | For | |||
| M.L. POLAN | Management | For | For | |||
| I.G. SEIDENBERG | Management | For | For | |||
| W.V. SHIPLEY | Management | For | For | |||
| J.R. TORELL III | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 06 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
ALCOA INC. | AA | Annual Meeting Date: 04/22/2005 | ||||
Issuer: 013817101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOSEPH T. GORMAN | Management | For | For | |||
| KLAUS KLEINFELD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DOMINION RESOURCES, INC. | D | Annual Meeting Date: 04/22/2005 | ||||
Issuer: 25746U109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PETER W. BROWN | Management | For | For | |||
| RONALD J. CALISE | Management | For | For | |||
| THOS. E. CAPPS | Management | For | For | |||
| GEORGE A. DAVIDSON, JR. | Management | For | For | |||
| THOMAS F. FARRELL, II | Management | For | For | |||
| JOHN W. HARRIS | Management | For | For | |||
| ROBERT S. JEPSON, JR. | Management | For | For | |||
| MARK J. KINGTON | Management | For | For | |||
| BENJAMIN J. LAMBERT III | Management | For | For | |||
| RICHARD L. LEATHERWOOD | Management | For | For | |||
| MARGARET A. MCKENNA | Management | For | For | |||
| KENNETH A. RANDALL | Management | For | For | |||
| FRANK S. ROYAL | Management | For | For | |||
| S. DALLAS SIMMONS | Management | For | For | |||
| DAVID A. WOLLARD | Management | For | For | |||
| 02 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
SMITH INTERNATIONAL, INC. | SII | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 832110100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G. CLYDE BUCK | Management | For | For | |||
| LOREN K. CARROLL | Management | For | For | |||
| DOD A. FRASER | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BANK OF AMERICA CORPORATION | BAC | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 060505104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM BARNET, III | Management | For | For | |||
| CHARLES W. COKER | Management | For | For | |||
| JOHN T. COLLINS | Management | For | For | |||
| GARY L. COUNTRYMAN | Management | For | For | |||
| PAUL FULTON | Management | For | For | |||
| CHARLES K. GIFFORD | Management | For | For | |||
| W. STEVEN JONES | Management | For | For | |||
| KENNETH D. LEWIS | Management | For | For | |||
| WALTER E. MASSEY | Management | For | For | |||
| THOMAS J. MAY | Management | For | For | |||
| PATRICIA E. MITCHELL | Management | For | For | |||
| EDWARD L. ROMERO | Management | For | For | |||
| THOMAS M. RYAN | Management | For | For | |||
| O. TEMPLE SLOAN, JR. | Management | For | For | |||
| MEREDITH R. SPANGLER | Management | For | For | |||
| ROBERT L. TILLMAN | Management | For | For | |||
| JACKIE M. WARD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
BURLINGTON RESOURCES INC. | BR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 122014103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| �� | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B.T. ALEXANDER | Management | For | For | |||
| R.V. ANDERSON | Management | For | For | |||
| L.I. GRANT | Management | For | For | |||
| R.J. HARDING | Management | For | For | |||
| J.T. LAMACCHIA | Management | For | For | |||
| R.L. LIMBACHER | Management | For | For | |||
| J.F. MCDONALD | Management | For | For | |||
| K.W. ORCE | Management | For | For | |||
| D.M. ROBERTS | Management | For | For | |||
| J.A. RUNDE | Management | For | For | |||
| J.F. SCHWARZ | Management | For | For | |||
| W. SCOTT, JR. | Management | For | For | |||
| B.S. SHACKOULS | Management | For | For | |||
| S.J. SHAPIRO | Management | For | For | |||
| W.E. WADE, JR. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
E. I. DU PONT DE NEMOURS AND COMPANY | DD | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 263534109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| A.J.P. BELDA | Management | For | For | |||
| R.H. BROWN | Management | For | For | |||
| C.J. CRAWFORD | Management | For | For | |||
| J.T. DILLON | Management | For | For | |||
| L.C. DUEMLING | Management | For | For | |||
| C.O. HOLLIDAY, JR. | Management | For | For | |||
| L.D. JULIBER | Management | For | For | |||
| M. NAITOH | Management | For | For | |||
| W.K. REILLY | Management | For | For | |||
| H.R. SHARP, III | Management | For | For | |||
| C.M. VEST | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 07 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 09 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
FLUOR CORPORATION | FLR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 343412102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PETER J. FLUOR | Management | For | For | |||
| DAVID P. GARDNER | Management | For | For | |||
| JOSEPH W. PRUEHER | Management | For | For | |||
| SUZANNE H. WOOLSEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 369604103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A | ELECTION OF DIRECTORS | Management | For | |||
| JAMES I. CASH, JR. | Management | For | For | |||
| WILLIAM M. CASTELL | Management | For | For | |||
| DENNIS D. DAMMERMAN | Management | For | For | |||
| ANN M. FUDGE | Management | For | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| JEFFREY R. IMMELT | Management | For | For | |||
| ANDREA JUNG | Management | For | For | |||
| ALAN G. LAFLEY | Management | For | For | |||
| RALPH S. LARSEN | Management | For | For | |||
| ROCHELLE B. LAZARUS | Management | For | For | |||
| SAM NUNN | Management | For | For | |||
| ROGER S. PENSKE | Management | For | For | |||
| ROBERT J. SWIERINGA | Management | For | For | |||
| DOUGLAS A. WARNER III | Management | For | For | |||
| ROBERT C. WRIGHT | Management | For | For | |||
| B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 01 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | Against | For | ||
| 02 | S/H - RESEARCH RENEWABLE ENERGY | Shareholder | Against | For | ||
| 03 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
GUIDANT CORPORATION | GDT | Special Meeting Date: 04/27/2005 | ||||
Issuer: 401698105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
KOHL'S CORPORATION | KSS | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 500255104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES D. ERICSON | Management | For | For | |||
| WILLIAM S. KELLOGG | Management | For | For | |||
| ARLENE MEIER | Management | For | For | |||
| R. ELTON WHITE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
BAKER HUGHES INCORPORATED | BHI | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 057224107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| LARRY D. BRADY | Management | For | For | |||
| CLARENCE P. CAZALOT, JR | Management | Withheld | Against | |||
| ANTHONY G. FERNANDES | Management | For | For | |||
| J. LARRY NICHOLS | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | DECLASSIFY BOARD | Management | For | For | ||
| 04 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
LEXMARK INTERNATIONAL, INC. | LXK | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 529771107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B. CHARLES AMES | Management | For | For | |||
| RALPH E. GOMORY | Management | For | For | |||
| MARVIN L. MANN | Management | For | For | |||
| TERESA BECK | Management | For | For | |||
| 02 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
LOCKHEED MARTIN CORPORATION | LMT | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 539830109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| E.C."PETE"ALDRIDGE, JR. | Management | For | For | |||
| NOLAN D. ARCHIBALD | Management | For | For | |||
| MARCUS C. BENNETT | Management | For | For | |||
| JAMES O. ELLIS, JR. | Management | For | For | |||
| GWENDOLYN S. KING | Management | For | For | |||
| DOUGLAS H. MCCORKINDALE | Management | For | For | |||
| EUGENE F. MURPHY | Management | For | For | |||
| JOSEPH W. RALSTON | Management | For | For | |||
| FRANK SAVAGE | Management | For | For | |||
| ANNE STEVENS | Management | For | For | |||
| ROBERT J. STEVENS | Management | For | For | |||
| JAMES R. UKROPINA | Management | For | For | |||
| DOUGLAS C. YEARLEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 07 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
PFIZER INC. | PFE | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 717081103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL S. BROWN | Management | For | For | |||
| M. ANTHONY BURNS | Management | For | For | |||
| ROBERT N. BURT | Management | For | For | |||
| W. DON CORNWELL | Management | For | For | |||
| WILLIAM H. GRAY III | Management | For | For | |||
| CONSTANCE J. HORNER | Management | For | For | |||
| WILLIAM R. HOWELL | Management | For | For | |||
| STANLEY O. IKENBERRY | Management | For | For | |||
| GEORGE A. LORCH | Management | For | For | |||
| HENRY A. MCKINNELL | Management | For | For | |||
| DANA G. MEAD | Management | For | For | |||
| RUTH J. SIMMONS | Management | For | For | |||
| WILLIAM C. STEERE, JR. | Management | For | For | |||
| JEAN-PAUL VALLES | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
SUNCOR ENERGY INC. | SU | Special Meeting Date: 04/28/2005 | ||||
Issuer: 867229106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MEL E. BENSON | Management | For | For | |||
| BRIAN A. CANFIELD | Management | For | For | |||
| BRYAN P. DAVIES | Management | For | For | |||
| BRIAN A. FELESKY | Management | For | For | |||
| JOHN T. FERGUSON | Management | For | For | |||
| W. DOUGLAS FORD | Management | For | For | |||
| RICHARD L. GEORGE | Management | For | For | |||
| JOHN R. HUFF | Management | For | For | |||
| ROBERT W. KORTHALS | Management | For | For | |||
| M. ANN MCCAIG | Management | For | For | |||
| MICHAEL W. O'BRIEN | Management | For | For | |||
| JR SHAW | Management | For | For | |||
| 02 | APPOINT AUDITORS | Management | For | For | ||
| 03 | SHAREHOLDER RIGHTS PLAN | Management | For | For | ||
AETNA INC. | AET | Annual Meeting Date: 04/29/2005 | ||||
Issuer: 00817Y108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BETSY Z. COHEN | Management | For | For | |||
| BARBARA H. FRANKLIN | Management | For | For | |||
| JEFFREY E. GARTEN | Management | For | For | |||
| EARL G. GRAVES | Management | For | For | |||
| GERALD GREENWALD | Management | For | For | |||
| ELLEN M. HANCOCK | Management | For | For | |||
| MICHAEL H. JORDAN | Management | For | For | |||
| EDWARD J. LUDWIG | Management | For | For | |||
| JOSEPH P. NEWHOUSE | Management | For | For | |||
| JOHN W. ROWE, M.D. | Management | For | For | |||
| RONALD A. WILLIAMS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | For | ||
| 06 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
KELLOGG COMPANY | K | Annual Meeting Date: 04/29/2005 | ||||
Issuer: 487836108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| A.D. DAVID MACKAY | Management | For | For | |||
| WILLIAM C. RICHARDSON | Management | For | For | |||
| JOHN L. ZABRISKIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - REPORT ON GENETICALLY ENGINEERED FOOD PRODUCTS | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
BERKSHIRE HATHAWAY INC. | BRKA | Annual Meeting Date: 04/30/2005 | ||||
Issuer: 084670207 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WARREN E. BUFFETT | Management | For | For | |||
| CHARLES T. MUNGER | Management | For | For | |||
| HOWARD G. BUFFETT | Management | For | For | |||
| MALCOLM G. CHACE | Management | For | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| DAVID S. GOTTESMAN | Management | For | For | |||
| CHARLOTTE GUYMAN | Management | For | For | |||
| DONALD R. KEOUGH | Management | For | For | |||
| THOMAS S. MURPHY | Management | For | For | |||
| RONALD L. OLSON | Management | For | For | |||
| WALTER SCOTT, JR. | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
THE BOEING COMPANY | BA | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 097023105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| KENNETH M. DUBERSTEIN | Management | For | For | |||
| W. JAMES MCNERNEY, JR. | Management | For | For | |||
| LEWIS E. PLATT | Management | Withheld | Against | |||
| MIKE S. ZAFIROVSKI | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - MILITARY/WEAPONS | Shareholder | Against | For | ||
| 05 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | ||||
| 07 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
WYNN RESORTS, LIMITED | WYNN | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 983134107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| KAZUO OKADA | Management | For | For | |||
| ROBERT J. MILLER | Management | For | For | |||
| KIRIL SOKOLOFF | Management | For | For | |||
| ALLAN ZEMAN | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITEDHEALTH GROUP INCORPORATED | UNH | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 91324P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| THOMAS H. KEAN | Management | For | For | |||
| ROBERT L. RYAN | Management | For | For | |||
| WILLIAM G. SPEARS | Management | For | For | |||
| GAIL R. WILENSKY, PH.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
COLGATE-PALMOLIVE COMPANY | CL | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 194162103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.K. CONWAY | Management | For | For | |||
| R.E. FERGUSON | Management | For | For | |||
| E.M. HANCOCK | Management | For | For | |||
| D.W. JOHNSON | Management | For | For | |||
| R.J. KOGAN | Management | For | For | |||
| D.E. LEWIS | Management | For | For | |||
| R. MARK | Management | For | For | |||
| E.A. MONRAD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
GENERAL DYNAMICS CORPORATION | GD | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 369550108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | Withheld | |||
| N.D. CHABRAJA | Management | Withheld | Against | |||
| J.S. CROWN | Management | Withheld | Against | |||
| L. CROWN | Management | Withheld | Against | |||
| W.P. FRICKS | Management | Withheld | Against | |||
| C.H. GOODMAN | Management | Withheld | Against | |||
| J.L. JOHNSON | Management | Withheld | Against | |||
| G.A. JOULWAN | Management | Withheld | Against | |||
| P.G. KAMINSKI | Management | Withheld | Against | |||
| J.M. KEANE | Management | Withheld | Against | |||
| L.L. LYLES | Management | Withheld | Against | |||
| C.E. MUNDY, JR. | Management | Withheld | Against | |||
| R. WALMSLEY | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Against | ||
PEPSICO, INC. | PEP | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 713448108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.F. AKERS | Management | For | For | |||
| R.E. ALLEN | Management | For | For | |||
| R.L. HUNT | Management | For | For | |||
| A.C. MARTINEZ | Management | For | For | |||
| I.K. NOOYI | Management | For | For | |||
| S.S REINEMUND | Management | For | For | |||
| S.P. ROCKEFELLER | Management | For | For | |||
| J.J. SCHIRO | Management | For | For | |||
| F.A. THOMAS | Management | For | For | |||
| C.M. TRUDELL | Management | For | For | |||
| S.D. TRUJILLO | Management | For | For | |||
| D. VASELLA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
CANADIAN NATURAL RESOURCES LIMITED | CNQ | Special Meeting Date: 05/05/2005 | ||||
Issuer: 136385101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | APPROVE REVERSE STOCK SPLIT | Management | For | For | ||
STARWOOD HOTELS & RESORTS WORLDWIDE, | HOT | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 85590A203 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BARSHEFSKY | Management | For | For | |||
| CHAPUS | Management | For | For | |||
| DUNCAN | Management | For | For | |||
| HEYER | Management | For | For | |||
| HIPPEAU | Management | For | For | |||
| QUAZZO | Management | For | For | |||
| RYDER | Management | For | For | |||
| STERNLICHT | Management | For | For | |||
| YIH | Management | For | For | |||
| YOUNGBLOOD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
| 05 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
UNITED PARCEL SERVICE, INC. | UPS | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 911312106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN J. BEYSTEHNER | Management | For | For | |||
| MICHAEL L. ESKEW | Management | For | For | |||
| JAMES P. KELLY | Management | For | For | |||
| ANN M. LIVERMORE | Management | For | For | |||
| GARY E. MACDOUGAL | Management | For | For | |||
| VICTOR A. PELSON | Management | For | For | |||
| LEA N. SOUPATA | Management | For | For | |||
| JOHN W. THOMPSON | Management | For | For | |||
| CAROL B. TOME | Management | For | For | |||
| BEN VERWAAYEN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ILLINOIS TOOL WORKS INC. | ITW | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 452308109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM F. ALDINGER | Management | For | For | |||
| MICHAEL J. BIRCK | Management | For | For | |||
| MARVIN D. BRAILSFORD | Management | For | For | |||
| SUSAN CROWN | Management | For | For | |||
| DON H. DAVIS, JR. | Management | For | For | |||
| W. JAMES FARRELL | Management | For | For | |||
| ROBERT C. MCCORMACK | Management | For | For | |||
| ROBERT S. MORRISON | Management | For | For | |||
| HAROLD B. SMITH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
MARRIOTT INTERNATIONAL, INC. | MAR | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 571903202 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.W. MARRIOTT, JR. | Management | For | For | |||
| DEBRA L. LEE | Management | For | For | |||
| GEORGE MUNOZ | Management | For | For | |||
| WILLIAM J. SHAW | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | For | Against | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
BOSTON SCIENTIFIC CORPORATION | BSX | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 101137107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RAY J. GROVES | Management | For | For | |||
| PETER M. NICHOLAS | Management | For | For | |||
| WARREN B. RUDMAN | Management | For | For | |||
| JAMES R. TOBIN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GILEAD SCIENCES, INC. | GILD | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 375558103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL BERG | Management | For | For | |||
| ETIENNE F. DAVIGNON | Management | For | For | |||
| JAMES M. DENNY | Management | For | For | |||
| JOHN C. MARTIN | Management | For | For | |||
| GORDON E. MOORE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| GEORGE P. SHULTZ | Management | For | For | |||
| GAYLE E. WILSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
WELLPOINT, INC. | Annual Meeting Date: 05/10/2005 | |||||
Issuer: 94973V107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H.T. BUSH | Management | For | For | |||
| WARREN Y. JOBE | Management | For | For | |||
| WILLIAM G. MAYS | Management | For | For | |||
| SEN. DONALD W RIEGLE JR | Management | For | For | |||
| WILLIAM J. RYAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
AMGEN INC. | AMGN | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 031162100 | ISIN: | |||||
| SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. DAVID BALTIMORE | Management | For | For | |||
| MS. JUDITH C. PELHAM | Management | For | For | |||
| MR. KEVIN W. SHARER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03A | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03B | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03C | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
CAREMARK RX, INC. | CMX | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 141705103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| EDWIN M. CRAWFORD | Management | For | For | |||
| KRISTEN GIBNEY WILLIAMS | Management | For | For | |||
| EDWARD L. HARDIN, JR. | Management | For | For | |||
| 02 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
FIRST DATA CORPORATION | FDC | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 319963104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ALISON DAVIS | Management | For | For | |||
| JAMES D. ROBINSON III | Management | For | For | |||
| BERNARD L. SCHWARTZ | Management | For | For | |||
| ARTHUR F. WEINBACH | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
ANADARKO PETROLEUM CORPORATION | APC | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 032511107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN R. BUTLER, JR. | Management | For | For | |||
| PRESTON M. GEREN III | Management | For | For | |||
| JOHN R. GORDON | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
GOOGLE INC. | GOOG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 38259P508 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ERIC SCHMIDT | Management | For | For | |||
| LAWRENCE PAGE | Management | For | For | |||
| SERGEY BRIN | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| JOHN L. HENNESSY | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| MICHAEL MORITZ | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| K. RAM SHRIRAM | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
SAP AG | SAP | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 803054204 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 02 | APPROVE APPROPRIATION OF DISPOSABLE PROFIT | Management | For | For | ||
| 03 | APPROVAL OF ACTS | Management | For | For | ||
| 04 | APPROVAL OF ACTS | Management | For | For | ||
| 05 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 7A | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7B | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7C | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 08 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 09 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 10A | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | Against | Against | ||
| 10B | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 11 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 12 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
TRANSOCEAN INC. | RIG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: G90078109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JUDY J. KELLY | Management | For | For | |||
| ROBERTO MONTI | Management | For | For | |||
| IAN C. STRACHAN | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
WEATHERFORD INTERNATIONAL LTD. | WFT | Annual Meeting Date: 05/13/2005 | ||||
Issuer: G95089101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| NICHOLAS F. BRADY | Management | For | For | |||
| DAVID J. BUTTERS | Management | For | For | |||
| BERNARD J. DUROC-DANNER | Management | For | For | |||
| SHELDON B. LUBAR | Management | For | For | |||
| WILLIAM E. MACAULAY | Management | For | For | |||
| ROBERT B. MILLARD | Management | For | For | |||
| ROBERT K. MOSES, JR. | Management | For | For | |||
| ROBERT A. RAYNE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
JPMORGAN CHASE & CO. | JPM | Annual Meeting Date: 05/17/2005 | ||||
Issuer: 46625H100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HANS W. BECHERER | Management | For | For | |||
| JOHN H. BIGGS | Management | For | For | |||
| LAWRENCE A. BOSSIDY | Management | For | For | |||
| STEPHEN B. BURKE | Management | For | For | |||
| JAMES S. CROWN | Management | For | For | |||
| JAMES DIMON | Management | For | For | |||
| ELLEN V. FUTTER | Management | For | For | |||
| WILLIAM H. GRAY III | Management | For | For | |||
| WILLIAM B. HARRISON JR. | Management | For | For | |||
| LABAN P. JACKSON JR. | Management | For | For | |||
| JOHN W. KESSLER | Management | For | For | |||
| ROBERT I. LIPP | Management | For | For | |||
| RICHARD A. MANOOGIAN | Management | For | For | |||
| DAVID C. NOVAK | Management | For | For | |||
| LEE R. RAYMOND | Management | For | For | |||
| WILLIAM C. WELDON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
INTEL CORPORATION | INTC | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 458140100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG R. BARRETT | Management | For | For | |||
| CHARLENE BARSHEFSKY | Management | For | For | |||
| E. JOHN P. BROWNE | Management | For | For | |||
| D. JAMES GUZY | Management | For | For | |||
| REED E. HUNDT | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| DAVID S. POTTRUCK | Management | For | For | |||
| JANE E. SHAW | Management | For | For | |||
| JOHN L. THORNTON | Management | For | For | |||
| DAVID B. YOFFIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
TARGET CORPORATION | TGT | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 87612E106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROXANNE S. AUSTIN | Management | For | For | |||
| JAMES A. JOHNSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SLM CORPORATION | SLM | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 78442P106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES L. DALEY | Management | For | For | |||
| W.M. DIEFENDERFER III | Management | For | For | |||
| THOMAS J. FITZPATRICK | Management | For | For | |||
| DIANE SUITT GILLELAND | Management | For | For | |||
| EARL A. GOODE | Management | For | For | |||
| ANN TORRE GRANT | Management | For | For | |||
| RONALD F. HUNT | Management | For | For | |||
| BENJAMIN J. LAMBERT III | Management | For | For | |||
| ALBERT L. LORD | Management | For | For | |||
| BARRY A. MUNITZ | Management | For | For | |||
| A.A. PORTER, JR. | Management | For | For | |||
| WOLFGANG SCHOELLKOPF | Management | For | For | |||
| STEVEN L. SHAPIRO | Management | For | For | |||
| BARRY L. WILLIAMS | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
YAHOO] INC. | YHOO | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 984332106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TERRY S. SEMEL | Management | For | For | |||
| JERRY YANG | Management | For | For | |||
| ROY J. BOSTOCK | Management | For | For | |||
| RONALD W. BURKLE | Management | For | For | |||
| ERIC HIPPEAU | Management | For | For | |||
| ARTHUR H. KERN | Management | For | For | |||
| ROBERT A. KOTICK | Management | For | For | |||
| EDWARD R. KOZEL | Management | For | For | |||
| GARY L. WILSON | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
EXXON MOBIL CORPORATION | XOM | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 30231G102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M.J. BOSKIN | Management | For | For | |||
| W.W. GEORGE | Management | For | For | |||
| J.R. HOUGHTON | Management | For | For | |||
| W.R. HOWELL | Management | For | For | |||
| R.C. KING | Management | For | For | |||
| P.E. LIPPINCOTT | Management | For | For | |||
| H.A. MCKINNELL, JR. | Management | For | For | |||
| M.C. NELSON | Management | For | For | |||
| L.R. RAYMOND | Management | For | For | |||
| W.V. SHIPLEY | Management | For | For | |||
| R.W. TILLERSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
PHELPS DODGE CORPORATION | PD | Annual Meeting Date: 05/27/2005 | ||||
Issuer: 717265102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| A. DUNHAM | Management | For | For | |||
| W. FRANKE | Management | For | For | |||
| R. JOHNSON | Management | For | For | |||
| J. STEVEN WHISLER | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
WAL-MART STORES, INC. | WMT | Annual Meeting Date: 06/03/2005 | ||||
Issuer: 931142103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES W. BREYER | Management | For | For | |||
| M. MICHELE BURNS | Management | For | For | |||
| DOUGLAS N. DAFT | Management | For | For | |||
| DAVID D. GLASS | Management | For | For | |||
| ROLAND A. HERNANDEZ | Management | For | For | |||
| JOHN D. OPIE | Management | For | For | |||
| J. PAUL REASON | Management | For | For | |||
| H. LEE SCOTT, JR. | Management | For | For | |||
| JACK C. SHEWMAKER | Management | For | For | |||
| JOSE H. VILLARREAL | Management | For | For | |||
| JOHN T. WALTON | Management | For | For | |||
| S. ROBSON WALTON | Management | For | For | |||
| CHRISTOPHER J. WILLIAMS | Management | For | For | |||
| LINDA S. WOLF | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 07 | S/H - REPORT ON CHARITABLE CONRIBUTIONS | Shareholder | Against | For | ||
| 08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
| 10 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 11 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
NABORS INDUSTRIES LTD. | NBR | Annual Meeting Date: 06/07/2005 | ||||
Issuer: G6359F103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ANTHONY G. PETRELLO | Management | For | For | |||
| MYRON M. SHEINFELD | Management | For | For | |||
| MARTIN J. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
LIBERTY MEDIA CORPORATION | L | Annual Meeting Date: 06/08/2005 | ||||
Issuer: 530718105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DAVID E. RAPLEY | Management | For | For | |||
| LARRY E. ROMRELL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
LAS VEGAS SANDS CORP. | Annual Meeting Date: 06/09/2005 | |||||
Issuer: 517834107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES D. FORMAN | Management | For | For | |||
| IRWIN A. SIEGEL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
EBAY INC. | EBAY | Annual Meeting Date: 06/23/2005 | ||||
Issuer: 278642103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| EDWARD W. BARNHOLT | Management | For | For | |||
| SCOTT D. COOK | Management | For | For | |||
| ROBERT C. KAGLE | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
IVY HIGH INCOME FUND |
Proxy Voting Record |
US UNWIRED INC. | UNWR | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 90338R104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT W. PIPER | Management | For | For | |||
| CHRISTOPHER J. STADLER | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
FOREST OIL CORPORATION | FST | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 346091705 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FORREST E. HOGLUND | Management | For | For | |||
| JAMES H. LEE | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PSYCHIATRIC SOLUTIONS, INC. | PSYS | Annual Meeting Date: 05/17/2005 | ||||
Issuer: 74439H108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOEY A. JACOBS | Management | For | For | |||
| WILLIAM M. PETRIE, M.D. | Management | For | For | |||
| EDWARD K. WISSING | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SBA COMMUNICATIONS CORPORATION | SBAC | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 78388J106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVEN E. BERNSTEIN | Management | For | For | |||
| DUNCAN H. COCROFT | Management | For | For | |||
| PHILIP L. HAWKINS | Management | For | For | |||
FOUNDATION COAL HOLDINGS, INC. | Annual Meeting Date: 05/19/2005 | |||||
Issuer: 35039W100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| WILLIAM E. MACAULAY | Management | Withheld | Against | |||
| PRAKASH A. MELWANI | Management | For | For | |||
| HANS J. MENDE | Management | For | For | |||
| DAVID I. FOLEY | Management | For | For | |||
| ALEX T. KRUEGER | Management | For | For | |||
| JOSHUA H. ASTROF | Management | For | For | |||
| WILLIAM J. CROWLEY, JR. | Management | For | For | |||
| JOEL RICHARDS, III | Management | For | For | |||
| JAMES F. ROBERTS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
THE WILLIAMS COMPANIES, INC. | WMB | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 969457100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JUANITA H. HINSHAW | Management | For | For | |||
| FRANK T. MACINNIS | Management | For | For | |||
| STEVEN J. MALCOLM | Management | For | For | |||
| JANICE D. STONEY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
ORIENT-EXPRESS HOTELS LTD. | OEH | Annual Meeting Date: 06/06/2005 | ||||
Issuer: G67743107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN D. CAMPBELL | Management | For | For | |||
| JAMES B. HURLOCK | Management | For | For | |||
| J. ROBERT LOVEJOY | Management | For | For | |||
| DANIEL J. O'SULLIVAN | Management | For | For | |||
| GEORG R. RAFAEL | Management | For | For | |||
| JAMES B. SHERWOOD | Management | For | For | |||
| SIMON M.C. SHERWOOD | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
IVY INTERNATIONAL GROWTH FUND |
Proxy Voting Record |
VODAFONE GROUP PLC | AGM Meeting Date: 07/27/2004 | |||||
Issuer: G93882101 | ISIN: GB0007192106 | |||||
SEDOL: 0719210, 2615101, 5476190 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
BELLSYSTEM24 INC | AGM Meeting Date: 08/30/2004 | |||||
Issuer: J0428S102 | ISIN: JP3835750005 | |||||
SEDOL: 5757453, 6100056 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
TELEFON AB L.M.ERICSSON | EGM Meeting Date: 08/31/2004 | |||||
Issuer: W26049119 | ISIN: SE0000108656 | |||||
SEDOL: 0615642, 4303095, 4321558, 4411200, 5009972, 5179723, 5959378, 5962967, 5967360, 7527267 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Abstain | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
FRANCE TELECOM SA | MIX Meeting Date: 09/01/2004 | |||||
Issuer: F4113C103 | ISIN: FR0000133308 | BLOCKING | ||||
SEDOL: 4617428, 5176177, 5356399, 5897650, B067338 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| E.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
CARLTON COMMUNICATIONS PLC | EGM Meeting Date: 09/27/2004 | |||||
Issuer: G4984A110 | ISIN: GB0033986497 | |||||
SEDOL: 3398649 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
DIAGEO PLC | AGM Meeting Date: 10/20/2004 | |||||
Issuer: G42089113 | ISIN: GB0002374006 | |||||
SEDOL: 0237400, 5399736, 5409345, 5460494 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
NOVOGEN LIMITED | AGM Meeting Date: 10/22/2004 | |||||
Issuer: Q69941203 | ISIN: AU000000NRT0 | |||||
SEDOL: 5876057, 6648244 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
THE NEWS CORPORATION LTD | AGM Meeting Date: 10/26/2004 | |||||
Issuer: Q67027112 | ISIN: AU000000NCP0 | |||||
SEDOL: 0637163, 4633543, 5412105, 6633433, 6886925 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
BRITISH SKY BROADCASTING GROUP PLC | AGM Meeting Date: 11/12/2004 | |||||
Issuer: G15632105 | ISIN: GB0001411924 | |||||
SEDOL: 0141192, 5474837 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
EFG EUROBANK ERGASIAS SA | EGM Meeting Date: 11/29/2004 | |||||
Issuer: X1898P101 | ISIN: GRS323013003 | BLOCKING | ||||
SEDOL: 5654316, 5674626 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
NEXT PLC | EGM Meeting Date: 11/29/2004 | |||||
Issuer: G6500M106 | ISIN: GB0032089863 | |||||
SEDOL: 3208986, B02SZZ1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| S.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
BELLSYSTEM24 INC | EGM Meeting Date: 12/15/2004 | |||||
Issuer: J0428S102 | ISIN: JP3835750005 | |||||
SEDOL: 5757453, 6100056 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
WESTPAC BANKING CORP | AGM Meeting Date: 12/16/2004 | |||||
Issuer: Q97417101 | ISIN: AU000000WBC1 | |||||
SEDOL: 0957258, 5412183, 6076146, 6956527, 6957393 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2.a | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.b | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD | AGM Meeting Date: 12/17/2004 | |||||
Issuer: Q09504137 | ISIN: AU000000ANZ3 | |||||
SEDOL: 6065586, 6068079 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2.a | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.b | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.c | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.d | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.e | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
SANOFI-AVENTIS | EGM Meeting Date: 12/23/2004 | |||||
Issuer: F5548N101 | ISIN: FR0000120578 | BLOCKING | ||||
SEDOL: 5671735, 5696589, 7166239, B01DR51, B043B67 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ANGLO-IRISH BANK CORP PLC | AGM Meeting Date: 01/28/2005 | |||||
Issuer: G03808105 | ISIN: IE0001987894 | |||||
SEDOL: 0198789, 4032775 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.a | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.b | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.c | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.d | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.e | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.f | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.g | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
ANGLO-IRISH BANK CORP PLC | EGM Meeting Date: 01/28/2005 | |||||
Issuer: G03808105 | ISIN: IE0001987894 | |||||
SEDOL: 0198789, 4032775 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.4 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ITV PLC | CRT Meeting Date: 02/07/2005 | |||||
Issuer: G4984A110 | ISIN: GB0033986497 | |||||
SEDOL: 3398649 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
SAMSUNG ELECTRS LTD | AGM Meeting Date: 02/28/2005 | |||||
Issuer: Y74718100 | ISIN: KR7005930003 | |||||
SEDOL: 6771720 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
NOVARTIS AG, BASEL | AGM Meeting Date: 03/01/2005 | |||||
Issuer: H5820Q150 | ISIN: CH0012005267 | BLOCKING | ||||
SEDOL: 7103065 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
KBC BANCASSURANCE HOLDING SA, BRUXELLES | EGM Meeting Date: 03/02/2005 | |||||
Issuer: B5337G162 | ISIN: BE0003565737 | BLOCKING | ||||
SEDOL: 4497749, 5892923, B05P4T6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 12. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 13. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ALPHA BANK SA | EGM Meeting Date: 03/29/2005 | |||||
Issuer: X1687N119 | ISIN: GRS015013006 | BLOCKING | ||||
SEDOL: 4235864, 5437517, B06G6X6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ASAHI GLASS | AGM Meeting Date: 03/30/2005 | |||||
Issuer: J02394120 | ISIN: JP3112000009 | |||||
SEDOL: 2045515, 5753031, 6055208 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
CANON INC | AGM Meeting Date: 03/30/2005 | |||||
Issuer: J05124144 | ISIN: JP3242800005 | |||||
SEDOL: 5485271, 6172323, B021CR1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.20 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.21 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.22 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.23 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.24 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.25 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
TURKIYE GARANTI BANKASI AS | AGM Meeting Date: 04/04/2005 | |||||
Issuer: M4752S106 | ISIN: TRAGARAN91N1 | BLOCKING | ||||
SEDOL: 4361617, B03MYP5, B03N2W1, B04KF33 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
CARNIVAL PLC | AGM Meeting Date: 04/13/2005 | |||||
Issuer: G19081101 | ISIN: GB0031215220 | |||||
SEDOL: 3121522, 7582880 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 20. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 21. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 22. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 23. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 24. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 25. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
BP PLC | AGM Meeting Date: 04/14/2005 | |||||
Issuer: G12793181 | ISIN: GB0007980591 | |||||
SEDOL: 0798059, 5789401, 5790265, 6167493, 7110786 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.20 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 22. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 23. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 24. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
NESTLE SA, CHAM UND VEVEY | OGM Meeting Date: 04/14/2005 | |||||
Issuer: H57312466 | ISIN: CH0012056047 | BLOCKING | ||||
SEDOL: 3056044, 7123870 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.a | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.b | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.c | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ALPHA BANK SA | AGM Meeting Date: 04/19/2005 | |||||
Issuer: X1687N119 | ISIN: GRS015013006 | BLOCKING | ||||
SEDOL: 4235864, 5437517, B06G6X6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
INCO LIMITED | N | Special Meeting Date: 04/20/2005 | ||||
Issuer: 453258402 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GLEN A. BARTON | Management | For | For | |||
| ANGUS A. BRUNEAU | Management | For | For | |||
| RONALD C. CAMBRE | Management | For | For | |||
| SCOTT M. HAND | Management | For | For | |||
| JANICE K. HENRY | Management | For | For | |||
| CHAVIVA M. HOSEK | Management | For | For | |||
| PETER C. JONES | Management | For | For | |||
| JOHN T. MAYBERRY | Management | For | For | |||
| DAVID P. O'BRIEN | Management | For | For | |||
| ROGER PHILLIPS | Management | For | For | |||
| JAMES M. STANFORD | Management | For | For | |||
| 02 | APPOINT AUDITORS | Management | For | For | ||
| 03 | SHAREHOLDER RIGHTS PLAN | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 05 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
ROYAL BANK OF SCOTLAND GROUP PLC | AGM Meeting Date: 04/20/2005 | |||||
Issuer: G76891111 | ISIN: GB0007547838 | |||||
SEDOL: 0754783, 2337201, 2663003, 5824023 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
ENAGAS SA | OGM Meeting Date: 04/21/2005 | |||||
Issuer: E41759106 | ISIN: ES0130960018 | |||||
SEDOL: 7383072, B06MMP8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
UBS AG | AGM Meeting Date: 04/21/2005 | |||||
Issuer: H8920M855 | ISIN: CH0012032030 | BLOCKING | ||||
SEDOL: 2193607, 2782179, 7126114 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.2.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.2.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
BANCO POPOLARE DI VERONA E NOVARA SCRL, VERONA | MIX Meeting Date: 04/22/2005 | |||||
Issuer: T1866D101 | ISIN: IT0003262513 | BLOCKING | ||||
SEDOL: 7378261 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.1.a | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.1.b | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
FRANCE TELECOM SA | MIX Meeting Date: 04/22/2005 | |||||
Issuer: F4113C103 | ISIN: FR0000133308 | BLOCKING | ||||
SEDOL: 4617428, 5176177, 5356399, 5897650, B067338 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.17 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.18 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.19 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.20 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.21 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.22 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.23 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.24 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.25 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.26 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.27 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.28 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.29 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.30 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.31 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.32 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.33 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.34 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.35 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.36 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.37 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.38 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
GESTEVISION TELECINCO S.A. | OGM Meeting Date: 04/22/2005 | |||||
Issuer: E56793107 | ISIN: ES0152503035 | |||||
SEDOL: B01G2K0 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF | OGM Meeting Date: 04/27/2005 | |||||
Issuer: D24909109 | ISIN: DE0007614406 | BLOCKING | ||||
SEDOL: 4942904, 4943190, 4943208, 4943219, 5009693, 7158515 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ASSICURAZIONI GENERALI SPA, TRIESTE | OGM Meeting Date: 04/28/2005 | |||||
Issuer: T05040109 | ISIN: IT0000062072 | BLOCKING | ||||
SEDOL: 4056719, 5179659, 5971833, B020320 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
BASF AG, LUDWIGSHAFEN/RHEIN | OGM Meeting Date: 04/28/2005 | |||||
Issuer: D06216101 | ISIN: DE0005151005 | BLOCKING | ||||
SEDOL: 0067737, 0083142, 4082833, 4083483, 4083654, 4083665, 4083676, 4611185, 5086577, 5086588, 5086599, 6072036 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
CEMEX, S.A. DE C.V. | CX | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 151290889 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A1 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| A2 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| A3 | APPROVE ALLOTMENT OF EQUITY SECURITIES | Management | For | For | ||
| A4 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| A5 | APPOINT AUDITORS | Management | For | For | ||
| A6 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| S1 | APPROVE REVERSE STOCK SPLIT | Management | For | For | ||
| S2 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
KBC GROUPE SA, BRUXELLES | AGM Meeting Date: 04/28/2005 | |||||
Issuer: B5337G162 | ISIN: BE0003565737 | BLOCKING | ||||
SEDOL: 4497749, 5892923, B05P4T6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 6. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 7. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 15. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 16. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 17. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 18. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
SAIPEM SPA, SAN DONATO MILANESE | AGM Meeting Date: 04/28/2005 | |||||
Issuer: T82000117 | ISIN: IT0000068525 | BLOCKING | ||||
SEDOL: 4765996, 4768768, 4769103, B020R51 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
VINCI SA | OGM Meeting Date: 04/28/2005 | |||||
Issuer: F5879X108 | ISIN: FR0000125486 | BLOCKING | ||||
SEDOL: 4818083, 5876187, B030CV1, B03XM98 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.17 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.18 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.19 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.20 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.21 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.22 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
CREDIT SUISSE GROUP, ZUERICH | AGM Meeting Date: 04/29/2005 | |||||
Issuer: H3698D419 | ISIN: CH0012138530 | BLOCKING | ||||
SEDOL: 6384548, 7146327, 7154706, 7171589 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.1.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
HOLCIM LTD (EX.HOLDERBANK FINANCIERE GLARUS AG), JONA | AGM Meeting Date: 05/03/2005 | |||||
Issuer: H36940130 | ISIN: CH0012214059 | BLOCKING | ||||
SEDOL: 7110753, 7604609, B038B63 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.1.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
ALLIANZ AG, MUENCHEN | OGM Meeting Date: 05/04/2005 | |||||
Issuer: D03080112 | ISIN: DE0008404005 | |||||
SEDOL: 0018490, 0048646, 5231485, 5242487, 5479531, 5766749, 7158333 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
CRH PLC | AGM Meeting Date: 05/04/2005 | |||||
Issuer: G25508105 | ISIN: IE0001827041 | |||||
SEDOL: 0182704, 4182249 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
RECKITT BENCKISER PLC | AGM Meeting Date: 05/05/2005 | |||||
Issuer: G7420A107 | ISIN: GB0007278715 | |||||
SEDOL: 0727871, 5861268 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
SMITH & NEPHEW PLC | AGM Meeting Date: 05/05/2005 | |||||
Issuer: G82343164 | ISIN: GB0009223206 | |||||
SEDOL: 0922320, 4228499 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
SES GLOBAL SA | EGM Meeting Date: 05/06/2005 | |||||
Issuer: L8300G135 | ISIN: LU0088087324 | BLOCKING | ||||
SEDOL: 5493434, 5532070, B00ZQQ2, B03BMG9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | OTHER BUSINESS | Other | Take No Action | *Management Position Unknown | ||
SES GLOBAL SA | AGM Meeting Date: 05/06/2005 | |||||
Issuer: L8300G135 | ISIN: LU0088087324 | BLOCKING | ||||
SEDOL: 5493434, 5532070, B00ZQQ2, B03BMG9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 2. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 3. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 4. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 5. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 6. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 14.a | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 14.b | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 14.c | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 14.d | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 15. | NON-VOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN AG, WIEN | AGM Meeting Date: 05/11/2005 | |||||
Issuer: A19494102 | ISIN: AT0000652011 | BLOCKING | ||||
SEDOL: 5289837, 5369449, 7440621, B02Q7J3 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3.a | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3.b | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
JC DECAUX SA | MIX Meeting Date: 05/11/2005 | |||||
Issuer: F5333N100 | ISIN: FR0000077919 | BLOCKING | ||||
SEDOL: 7136663 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.17 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.18 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.19 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.20 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.21 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.22 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.23 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.24 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
STATOIL ASA | AGM Meeting Date: 05/11/2005 | |||||
Issuer: R8412T102 | ISIN: NO0010096985 | |||||
SEDOL: 7133608 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
TAYLOR NELSON SOFRES PLC | AGM Meeting Date: 05/11/2005 | |||||
Issuer: G8693M109 | ISIN: GB0001915395 | |||||
SEDOL: 0191539, 5607804 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CHINA MOBILE (HONG KONG) LTD | AGM Meeting Date: 05/12/2005 | |||||
Issuer: Y14965100 | ISIN: HK0941009539 | |||||
SEDOL: 5563575, 6073556, B01DDV9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.I | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.II | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.III | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.IV | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.V | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.VI | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.VII | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
CONTINENTAL AG, HANNOVER | OGM Meeting Date: 05/12/2005 | |||||
Issuer: D16212140 | ISIN: DE0005439004 | BLOCKING | ||||
SEDOL: 4598589, 4679956, 4740517 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
SAP AG SYSTEME ANWENDUNGEN PRODUKTE IN DER DATENVERARBEITUNG, WALLDORF/BADEN | OGM Meeting Date: 05/12/2005 | |||||
Issuer: D66992104 | ISIN: DE0007164600 | BLOCKING | ||||
SEDOL: 4616889, 4846288, 4882185, B02NV69 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
UTSTARCOM, INC. | UTSI | Annual Meeting Date: 05/13/2005 | ||||
Issuer: 918076100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ALLEN LENZMEIER | Management | For | For | |||
| LARRY D. HORNER | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
TOTAL SA | MIX Meeting Date: 05/17/2005 | |||||
Issuer: F92124100 | ISIN: FR0000120271 | BLOCKING | ||||
SEDOL: 0214663, 4617462, 4905413, 5180628, 5638279, 5836976, B030QX1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| o.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| o.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| o.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| o.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| o.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| E.13A | SHAREHOLDER PROPOSAL | Shareholder | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
NEXT PLC, LEICESTER | AGM Meeting Date: 05/18/2005 | |||||
Issuer: G6500M106 | ISIN: GB0032089863 | |||||
SEDOL: 3208986, B02SZZ1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
BANK AUSTRIA CREDITANSTALT AG | AGM Meeting Date: 05/19/2005 | |||||
Issuer: A07933129 | ISIN: AT0000995006 | BLOCKING | ||||
SEDOL: 7621363, 7699780, B02Q793 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
ALPHA BANK SA | AGM Meeting Date: 05/24/2005 | |||||
Issuer: X1687N119 | ISIN: GRS015013006 | BLOCKING | ||||
SEDOL: 4235864, 5437517, B06G6X6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
LAFARGE SA | MIX Meeting Date: 05/25/2005 | |||||
Issuer: F54432111 | ISIN: FR0000120537 | |||||
SEDOL: 0500481, 4502706, 4502870, 4503118, 4516547, 4538961, 7164642, B030CQ6, B043DS3 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.10 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.11 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.12 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.13 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.14 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| O.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.17 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| E.18 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.19 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.20 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.21 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.22 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.23 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| E.24 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| A. | SHAREHOLDER PROPOSAL | Shareholder | For | *Management Position Unknown | ||
ENI SPA, ROMA | AGM Meeting Date: 05/26/2005 | |||||
Issuer: T3643A145 | ISIN: IT0003132476 | BLOCKING | ||||
SEDOL: 7145056, 7146059, B020CR8, B07LWK9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
TELEFONICA SA | OGM Meeting Date: 05/30/2005 | |||||
Issuer: E90183182 | ISIN: ES0178430E18 | |||||
SEDOL: 0798394, 2608413, 5720972, 5732524, 5736322, 5786930, 6167460, B0389V4 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
SANOFI-AVENTIS | OGM Meeting Date: 05/31/2005 | |||||
Issuer: F5548N101 | ISIN: FR0000120578 | BLOCKING | ||||
SEDOL: 5671735, 5696589, 7166239, B01DR51, B043B67 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| O.1 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.2 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.3 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.4 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.5 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.6 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.7 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.8 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.9 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.10 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.11 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.12 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.13 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| E.14 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.15 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.16 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| O.17 | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
LINDE AG, WIESBADEN | AGM Meeting Date: 06/08/2005 | |||||
Issuer: D50348107 | ISIN: DE0006483001 | BLOCKING | ||||
SEDOL: 5740732, 5740817, 7159187, B0318L6 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | Take No Action | *Management Position Unknown | ||
HOYA CORP | AGM Meeting Date: 06/17/2005 | |||||
Issuer: J22848105 | ISIN: JP3837800006 | |||||
SEDOL: 5689374, 6441506, B02GXJ5 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
ORIX CORP | AGM Meeting Date: 06/21/2005 | |||||
Issuer: J61933123 | ISIN: JP3200450009 | |||||
SEDOL: 5878149, 6661144 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
OPEN JOINT STOCK CO VIMPEL-COMMUNICA | VIP | Contested Consent Meeting Date: 06/22/2005 | ||||
Issuer: 68370R109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 02 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 03 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 04 | CHANGE STOCK EXCHANGE LISTING | Management | *Management Position Unknown | |||
| 05 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 06 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 07 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 08 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 09 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 10 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 11 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 12 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 13 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 14 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
ACOM CO LTD | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J00105106 | ISIN: JP3108600002 | |||||
SEDOL: 5856758, 6049784, B020SP8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
EAST JAPAN RAILWAY CO | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J1257M109 | ISIN: JP3783600004 | |||||
SEDOL: 5734713, 6298542 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
HONDA MOTOR CO LTD | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J22302111 | ISIN: JP3854600008 | |||||
SEDOL: 0435141, 4435482, 5326273, 6435145, B02F0P7 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.20 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.21 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 7 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 8 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
NIDEC CORP | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J52968104 | ISIN: JP3734800000 | |||||
SEDOL: 6640682, B05PHB9 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
NIKKO CORDIAL CORP | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J51656122 | ISIN: JP3670000003 | |||||
SEDOL: 4576875, 5485345, 6640284, 6646464, B03TC41 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
TOYOTA MOTOR CORP | AGM Meeting Date: 06/23/2005 | |||||
Issuer: J92676113 | ISIN: JP3633400001 | |||||
SEDOL: 0851435, 2205870, 4871503, 6900643 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.20 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.21 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.22 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.23 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.24 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.25 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.26 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 7. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 8. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
MITSUBISHI CORP | AGM Meeting Date: 06/24/2005 | |||||
Issuer: J43830116 | ISIN: JP3898400001 | |||||
SEDOL: 0597621, 5101908, 6596785, B02JCW0 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
SEGA SAMMY HOLDINGS INC, TOKYO | AGM Meeting Date: 06/24/2005 | |||||
Issuer: J7028D104 | ISIN: JP3419050004 | |||||
SEDOL: B02RK08 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 4.3 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 4.4 | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 5. | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 6. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
SHINSEI BANK LTD | AGM Meeting Date: 06/24/2005 | |||||
Issuer: J7385L103 | ISIN: JP3729000004 | |||||
SEDOL: 6524731, 6730936, B00LHY5, B02LJT2 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
TESCO PLC | AGM Meeting Date: 06/24/2005 | |||||
Issuer: G87621101 | ISIN: GB0008847096 | |||||
SEDOL: 0884709, 5469491, 5474860, B02S3J1 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 8. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 9. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 10. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 11. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 12. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 13. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 14. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| S.15 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| S.16 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 17. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 18. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 19. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 20. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 21. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 22. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 23. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 24. | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
TOYOTA TSUSHO CORP, NAGOYA | AGM Meeting Date: 06/24/2005 | |||||
Issuer: J92719111 | ISIN: JP3635000007 | |||||
SEDOL: 6900580 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.20 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.21 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.22 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.23 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.24 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.25 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.26 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.27 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.28 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.29 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.30 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.31 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 7 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
BANK OF YOKOHAMA LTD | AGM Meeting Date: 06/28/2005 | |||||
Issuer: J04242103 | ISIN: JP3955400001 | |||||
SEDOL: 5861257, 6986449, B020TS8 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
NOMURA HOLDINGS INC | AGM Meeting Date: 06/28/2005 | |||||
Issuer: J59009159 | ISIN: JP3762600009 | |||||
SEDOL: 4601045, 4644879, 6643108, 6650487, B02JR69 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
OAO LUKOIL | LUKOY | Annual Meeting Date: 06/28/2005 | ||||
Issuer: 677862104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 02 | CHANGE STOCK EXCHANGE LISTING | Management | *Management Position Unknown | |||
| 03A | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 03B | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 03C | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 04 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 05 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 06 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 07 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 08 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 09 | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
TOKYO ELECTRIC POWER CO INC | AGM Meeting Date: 06/28/2005 | |||||
Issuer: J86914108 | ISIN: JP3585800000 | |||||
SEDOL: 5861354, 6895404, B01DS03 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 4. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 6. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 7. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 8. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 9. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| 10. | JAPAN SHAREHOLDER PROPOSAL | Other | Against | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
HOKUTO CORP | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J2224T102 | ISIN: JP3843250006 | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
MITSUBISHI TOKYO FINANCIAL GROUP INC, TOKYO | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J44497105 | ISIN: JP3902900004 | |||||
SEDOL: 3198902, 6335171, B02JD72 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
SMC CORP | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J75734103 | ISIN: JP3162600005 | |||||
SEDOL: 4198008, 6763965 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.13 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.14 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.15 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.16 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.17 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.18 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.19 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5 | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
TOKYO GAS CO LTD | AGM Meeting Date: 06/29/2005 | |||||
Issuer: J87000105 | ISIN: JP3573000001 | |||||
SEDOL: 5791699, 6895448, B02LVP2 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.3 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.4 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.5 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.6 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.7 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.8 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.9 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.10 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.11 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4.12 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.1 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 5.2 | JAPAN MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 6. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | Against | *Management Position Unknown | ||
| 7. | JAPAN MGMT DIRECTOR BONUS/REMUNERATIONS | Management | For | *Management Position Unknown | ||
IVY LARGE CAP GROWTH FUND |
Proxy Voting Record |
RESEARCH IN MOTION LIMITED | RIMM | Annual Meeting Date: 07/12/2004 | ||||
Issuer: 760975102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | S/H PROPOSAL - ADD WOMEN & MINORITIES TO BOARD | Shareholder | Against | For | ||
DELL INC. | Annual Meeting Date: 07/16/2004 | |||||
Issuer: 24702R101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD J. CARTY | Management | For | For | |||
| MICHAEL S. DELL | Management | For | For | |||
| WILLIAM H. GRAY, III | Management | For | For | |||
| JUDY C. LEWENT | Management | For | For | |||
| THOMAS W. LUCE, III | Management | For | For | |||
| KLAUS S. LUFT | Management | For | For | |||
| ALEX J. MANDL | Management | For | For | |||
| MICHAEL A. MILES | Management | For | For | |||
| SAMUEL A. NUNN, JR. | Management | For | For | |||
| KEVIN B. ROLLINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
LEGG MASON, INC. | LM | Annual Meeting Date: 07/20/2004 | ||||
Issuer: 524901105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HAROLD L. ADAMS | Management | For | For | |||
| JAMES W. BRINKLEY | Management | For | For | |||
| RAYMOND A. MASON | Management | For | For | |||
| MARGARET M. RICHARDSON | Management | For | For | |||
| KURT L. SCHMOKE | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
ELECTRONIC ARTS INC. | ERTS | Annual Meeting Date: 07/29/2004 | ||||
Issuer: 285512109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M. RICHARD ASHER | Management | For | For | |||
| WILLIAM J. BYRON | Management | For | For | |||
| LEONARD S. COLEMAN | Management | For | For | |||
| GARY M. KUSIN | Management | For | For | |||
| GREGORY B. MAFFEI | Management | For | For | |||
| TIMOTHY MOTT | Management | For | For | |||
| ROBERT W. PITTMAN | Management | For | For | |||
| LAWRENCE F. PROBST III | Management | For | For | |||
| LINDA J. SRERE | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | APPROVE REVERSE STOCK SPLIT | Management | For | For | ||
| 05 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 06 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
XILINX, INC. | XLNX | Annual Meeting Date: 08/05/2004 | ||||
Issuer: 983919101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLEM P. ROELANDTS | Management | For | For | |||
| JOHN L. DOYLE | Management | For | For | |||
| JERALD G. FISHMAN | Management | For | For | |||
| PHILIP T. GIANOS | Management | For | For | |||
| HAROLD E. HUGHES, JR. | Management | For | For | |||
| WILLIAM G. HOWARD, JR. | Management | For | For | |||
| RICHARD W. SEVCIK | Management | For | For | |||
| ELIZABETH VANDERSLICE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FOREST LABORATORIES, INC. | FRX | Annual Meeting Date: 08/11/2004 | ||||
Issuer: 345838106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HOWARD SOLOMON | Management | For | For | |||
| WILLIAM J. CANDEE, III | Management | For | For | |||
| GEORGE S. COHAN | Management | For | For | |||
| DAN L. GOLDWASSER | Management | For | For | |||
| LESTER B. SALANS | Management | For | For | |||
| KENNETH E. GOODMAN | Management | For | For | |||
| PHILLIP M. SATOW | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROCHIP TECHNOLOGY INCORPORATED | MCHP | Annual Meeting Date: 08/20/2004 | ||||
Issuer: 595017104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVE SANGHI | Management | For | For | |||
| ALBERT J. HUGO-MARTINEZ | Management | For | For | |||
| L.B. DAY | Management | For | For | |||
| MATTHEW W. CHAPMAN | Management | For | For | |||
| WADE F. MEYERCORD | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
MEDTRONIC, INC. | MDT | Annual Meeting Date: 08/26/2004 | ||||
Issuer: 585055106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM R BRODY MD PHD | Management | For | For | |||
| ARTHUR D COLLINS JR | Management | For | For | |||
| ANTONIO M GOTTO JR MD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
PAYCHEX, INC. | PAYX | Annual Meeting Date: 10/06/2004 | ||||
Issuer: 704326107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B. THOMAS GOLISANO | Management | For | For | |||
| G. THOMAS CLARK | Management | For | For | |||
| DAVID J. S. FLASCHEN | Management | For | For | |||
| PHILLIP HORSLEY | Management | For | For | |||
| GRANT M. INMAN | Management | For | For | |||
| J. ROBERT SEBO | Management | For | For | |||
| JOSEPH M. TUCCI | Management | For | For | |||
THE PROCTER & GAMBLE COMPANY | PG | Annual Meeting Date: 10/12/2004 | ||||
Issuer: 742718109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| R. KERRY CLARK | Management | For | For | |||
| JOSEPH T. GORMAN | Management | For | For | |||
| LYNN M. MARTIN | Management | For | For | |||
| RALPH SNYDERMAN | Management | For | For | |||
| ROBERT D. STOREY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | ||||
| 05 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
COACH, INC. | COH | Annual Meeting Date: 11/03/2004 | ||||
Issuer: 189754104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOSEPH ELLIS | Management | For | For | |||
| LEW FRANKFORT | Management | For | For | |||
| SALLY FRAME KASAKS | Management | For | For | |||
| GARY LOVEMAN | Management | For | For | |||
| IRENE MILLER | Management | For | For | |||
| KEITH MONDA | Management | For | For | |||
| MICHAEL MURPHY | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
LINEAR TECHNOLOGY CORPORATION | LLTC | Annual Meeting Date: 11/03/2004 | ||||
Issuer: 535678106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT H. SWANSON, JR. | Management | For | For | |||
| DAVID S. LEE | Management | For | For | |||
| LEO T. MCCARTHY | Management | For | For | |||
| RICHARD M. MOLEY | Management | For | For | |||
| THOMAS S. VOLPE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AUTOMATIC DATA PROCESSING, INC. | ADP | Annual Meeting Date: 11/09/2004 | ||||
Issuer: 053015103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GREGORY D. BRENNEMAN | Management | For | For | |||
| LESLIE A. BRUN | Management | For | For | |||
| GARY C. BUTLER | Management | For | For | |||
| JOSEPH A. CALIFANO, JR. | Management | For | For | |||
| LEON G. COOPERMAN | Management | For | For | |||
| R. GLENN HUBBARD | Management | For | For | |||
| ANN DIBBLE JORDAN | Management | For | For | |||
| HARVEY M. KRUEGER | Management | For | For | |||
| FREDERIC V. MALEK | Management | For | For | |||
| HENRY TAUB | Management | For | For | |||
| ARTHUR F. WEINBACH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2004 | ||||
Issuer: 594918104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | Against | Against | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HARMAN INTERNATIONAL INDUSTRIES, INC | HAR | Annual Meeting Date: 11/10/2004 | ||||
Issuer: 413086109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BERNARD A. GIROD | Management | For | For | |||
| ANN KOROLOGOS | Management | For | For | |||
WALGREEN CO. | WAG | Annual Meeting Date: 01/12/2005 | ||||
Issuer: 931422109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DAVID W. BERNAUER | Management | For | For | |||
| WILLIAM C. FOOTE | Management | For | For | |||
| JAMES J. HOWARD | Management | For | For | |||
| ALAN G. MCNALLY | Management | For | For | |||
| CORDELL REED | Management | For | For | |||
| JEFFREY A. REIN | Management | For | For | |||
| DAVID Y. SCHWARTZ | Management | For | For | |||
| JOHN B. SCHWEMM | Management | For | For | |||
| MARILOU M. VON FERSTEL | Management | For | For | |||
| CHARLES R. WALGREEN III | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
COSTCO WHOLESALE CORPORATION | COST | Annual Meeting Date: 01/27/2005 | ||||
Issuer: 22160K105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD D. DICERCHIO | Management | For | For | |||
| RICHARD M. LIBENSON | Management | For | For | |||
| JOHN W. MEISENBACH | Management | For | For | |||
| CHARLES T. MUNGER | Management | For | For | |||
| SUSAN L. DECKER | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - ENVIRONMENTAL | Shareholder | Against | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE GOLDMAN SACHS GROUP, INC. | GS | Annual Meeting Date: 04/06/2005 | ||||
Issuer: 38141G104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN H. BRYAN | Management | For | For | |||
| STEPHEN FRIEDMAN | Management | For | For | |||
| WILLIAM W. GEORGE | Management | For | For | |||
| HENRY M. PAULSON, JR. | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CARNIVAL CORPORATION | CCL | Annual Meeting Date: 04/13/2005 | ||||
Issuer: 143658300 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICKY ARISON | Management | For | For | |||
| AMB RICHARD G. CAPEN JR | Management | For | For | |||
| ROBERT H. DICKINSON | Management | For | For | |||
| ARNOLD W. DONALD | Management | For | For | |||
| PIER LUIGI FOSCHI | Management | For | For | |||
| HOWARD S. FRANK | Management | For | For | |||
| RICHARD J. GLASIER | Management | For | For | |||
| BARONESS HOGG | Management | For | For | |||
| A. KIRK LANTERMAN | Management | For | For | |||
| MODESTO A. MAIDIQUE | Management | For | For | |||
| JOHN P. MCNULTY | Management | For | For | |||
| SIR JOHN PARKER | Management | For | For | |||
| PETER G. RATCLIFFE | Management | For | For | |||
| STUART SUBOTNICK | Management | For | For | |||
| UZI ZUCKER | Management | For | For | |||
| 02 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | APPROVE INCREASE IN AGGREGATE COMPENSATION CEILING | Management | For | For | ||
| FOR DIRS AND STATUTORY AUDS | ||||||
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 08 | APPROVE RENUMERATION OF DIRECTORS | Management | For | For | ||
| 09 | ALLOT SECURITIES | Management | Against | Against | ||
| 10 | ELIMINATE PREEMPTIVE RIGHTS | Management | For | For | ||
| 11 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||
GENENTECH, INC. | DNA | Annual Meeting Date: 04/14/2005 | ||||
Issuer: 368710406 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HERBERT W. BOYER | Management | For | For | |||
| WILLIAM M. BURNS | Management | For | For | |||
| ERICH HUNZIKER | Management | For | For | |||
| JONATHAN K.C. KNOWLES | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| CHARLES A. SANDERS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
APPLE COMPUTER, INC. | AAPL | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 037833100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| WILLIAM V. CAMPBELL | Management | For | For | |||
| MILLARD S. DREXLER | Management | For | For | |||
| ALBERT A. GORE, JR. | Management | For | For | |||
| STEVEN P. JOBS | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| JEROME B. YORK | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
MOODY'S CORPORATION | MCO | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 615369105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| I | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT R. GLAUBER | Management | For | For | |||
| CONNIE MACK | Management | For | For | |||
| NANCY S. NEWCOMB | Management | For | For | |||
| II | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| III | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SMITH INTERNATIONAL, INC. | SII | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 832110100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G. CLYDE BUCK | Management | For | For | |||
| LOREN K. CARROLL | Management | For | For | |||
| DOD A. FRASER | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AMERICAN EXPRESS COMPANY | AXP | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 025816109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| D.F. AKERSON | Management | For | For | |||
| C. BARSHEFSKY | Management | For | For | |||
| W.G. BOWEN | Management | For | For | |||
| U.M. BURNS | Management | For | For | |||
| K.I. CHENAULT | Management | For | For | |||
| P.R. DOLAN | Management | For | For | |||
| V.E. JORDAN, JR. | Management | For | For | |||
| J. LESCHLY | Management | For | For | |||
| R.A. MCGINN | Management | For | For | |||
| E.D. MILLER | Management | For | For | |||
| F.P. POPOFF | Management | For | For | |||
| R.D. WALTER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
CHICAGO MERCANTILE EXCHANGE HOLDINGS | CME | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 167760107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG S. DONOHUE | Management | For | For | |||
| TERRENCE A. DUFFY | Management | For | For | |||
| DANIEL R. GLICKMAN | Management | For | For | |||
| WILLIAM P. MILLER II | Management | For | For | |||
| JAMES E. OLIFF | Management | For | For | |||
| JOHN F. SANDNER | Management | For | For | |||
| TERRY L. SAVAGE | Management | For | For | |||
| 02 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 369604103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| A | ELECTION OF DIRECTORS | Management | For | |||
| JAMES I. CASH, JR. | Management | For | For | |||
| WILLIAM M. CASTELL | Management | For | For | |||
| DENNIS D. DAMMERMAN | Management | For | For | |||
| ANN M. FUDGE | Management | For | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| JEFFREY R. IMMELT | Management | For | For | |||
| ANDREA JUNG | Management | For | For | |||
| ALAN G. LAFLEY | Management | For | For | |||
| RALPH S. LARSEN | Management | For | For | |||
| ROCHELLE B. LAZARUS | Management | For | For | |||
| SAM NUNN | Management | For | For | |||
| ROGER S. PENSKE | Management | For | For | |||
| ROBERT J. SWIERINGA | Management | For | For | |||
| DOUGLAS A. WARNER III | Management | For | For | |||
| ROBERT C. WRIGHT | Management | For | For | |||
| B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 01 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | Against | For | ||
| 02 | S/H - RESEARCH RENEWABLE ENERGY | Shareholder | Against | For | ||
| 03 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | For | ||
| 07 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
JOHNSON & JOHNSON | JNJ | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 478160104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARY S. COLEMAN | Management | For | For | |||
| JAMES G. CULLEN | Management | For | For | |||
| ROBERT J. DARRETTA | Management | For | For | |||
| MICHAEL M. E. JOHNS | Management | For | For | |||
| ANN D. JORDAN | Management | For | For | |||
| ARNOLD G. LANGBO | Management | For | For | |||
| SUSAN L. LINDQUIST | Management | For | For | |||
| LEO F. MULLIN | Management | For | For | |||
| CHRISTINE A. POON | Management | For | For | |||
| STEVEN S REINEMUND | Management | For | For | |||
| DAVID SATCHER | Management | For | For | |||
| WILLIAM C. WELDON | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HARLEY-DAVIDSON, INC. | HDI | Annual Meeting Date: 04/30/2005 | ||||
Issuer: 412822108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE H. CONRADES | Management | For | For | |||
| SARA L. LEVINSON | Management | For | For | |||
| GEORGE L. MILES, JR. | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ZIMMER HOLDINGS, INC. | ZMH | Annual Meeting Date: 05/02/2005 | ||||
Issuer: 98956P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J. RAYMOND ELLIOTT | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
ALCON, INC. | ACL | Annual Meeting Date: 05/03/2005 | ||||
Issuer: H01301102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 02 | DIVIDEND | Management | For | For | ||
| 03 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 4A | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 4B | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 4C | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 05 | APPOINT AUDITORS | Management | For | For | ||
| 06 | APPOINT AUDITORS | Management | For | For | ||
ROBERT HALF INTERNATIONAL INC. | RHI | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 770323103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ANDREW S. BERWICK, JR. | Management | For | For | |||
| FREDERICK P. FURTH | Management | For | For | |||
| EDWARD W. GIBBONS | Management | For | For | |||
| HAROLD M. MESSMER, JR. | Management | For | For | |||
| THOMAS J. RYAN | Management | For | For | |||
| J. STEPHEN SCHAUB | Management | For | For | |||
| M. KEITH WADDELL | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITEDHEALTH GROUP INCORPORATED | UNH | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 91324P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| THOMAS H. KEAN | Management | For | For | |||
| ROBERT L. RYAN | Management | For | For | |||
| WILLIAM G. SPEARS | Management | For | For | |||
| GAIL R. WILENSKY, PH.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 302130109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| P.J. ROSE | Management | For | For | |||
| J.L.K. WANG | Management | For | For | |||
| R.J. GATES | Management | For | For | |||
| J.J. CASEY | Management | For | For | |||
| D.P. KOURKOUMELIS | Management | For | For | |||
| M.J. MALONE | Management | For | For | |||
| J.W. MEISENBACH | Management | For | For | |||
| 02 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
AVON PRODUCTS, INC. | AVP | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 054303102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED HASSAN | Management | For | For | |||
| ANN S. MOORE | Management | For | For | |||
| LAWRENCE A. WEINBACH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | DECLASSIFY BOARD | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
3M COMPANY | MMM | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 88579Y101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| VANCE D. COFFMAN | Management | For | For | |||
| ROZANNE L. RIDGWAY | Management | For | For | |||
| LOUIS W. SULLIVAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT NON-QUALIFIED STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
GILEAD SCIENCES, INC. | GILD | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 375558103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL BERG | Management | For | For | |||
| ETIENNE F. DAVIGNON | Management | For | For | |||
| JAMES M. DENNY | Management | For | For | |||
| JOHN C. MARTIN | Management | For | For | |||
| GORDON E. MOORE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| GEORGE P. SHULTZ | Management | For | For | |||
| GAYLE E. WILSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
DENTSPLY INTERNATIONAL INC. | XRAY | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 249030107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M.C. ALFANO, D.M.D. | Management | For | For | |||
| ERIC K. BRANDT | Management | For | For | |||
| WILLIAM F. HECHT | Management | For | For | |||
| FRANCIS J. LUNGER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
FIRST DATA CORPORATION | FDC | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 319963104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ALISON DAVIS | Management | For | For | |||
| JAMES D. ROBINSON III | Management | For | For | |||
| BERNARD L. SCHWARTZ | Management | For | For | |||
| ARTHUR F. WEINBACH | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GOOGLE INC. | GOOG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 38259P508 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ERIC SCHMIDT | Management | For | For | |||
| LAWRENCE PAGE | Management | For | For | |||
| SERGEY BRIN | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| JOHN L. HENNESSY | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| MICHAEL MORITZ | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| K. RAM SHRIRAM | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
SAP AG | SAP | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 803054204 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 02 | APPROVE APPROPRIATION OF DISPOSABLE PROFIT | Management | For | For | ||
| 03 | APPROVAL OF ACTS | Management | For | For | ||
| 04 | APPROVAL OF ACTS | Management | For | For | ||
| 05 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| 06 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 7A | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7B | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 7C | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 08 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 09 | ARTICLES OF ASSOCIATION | Management | For | For | ||
| 10A | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | Against | Against | ||
| 10B | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 11 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
| 12 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Management | For | For | ||
INTEL CORPORATION | INTC | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 458140100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG R. BARRETT | Management | For | For | |||
| CHARLENE BARSHEFSKY | Management | For | For | |||
| E. JOHN P. BROWNE | Management | For | For | |||
| D. JAMES GUZY | Management | For | For | |||
| REED E. HUNDT | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| DAVID S. POTTRUCK | Management | For | For | |||
| JANE E. SHAW | Management | For | For | |||
| JOHN L. THORNTON | Management | For | For | |||
| DAVID B. YOFFIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
SLM CORPORATION | SLM | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 78442P106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES L. DALEY | Management | For | For | |||
| W.M. DIEFENDERFER III | Management | For | For | |||
| THOMAS J. FITZPATRICK | Management | For | For | |||
| DIANE SUITT GILLELAND | Management | For | For | |||
| EARL A. GOODE | Management | For | For | |||
| ANN TORRE GRANT | Management | For | For | |||
| RONALD F. HUNT | Management | For | For | |||
| BENJAMIN J. LAMBERT III | Management | For | For | |||
| ALBERT L. LORD | Management | For | For | |||
| BARRY A. MUNITZ | Management | For | For | |||
| A.A. PORTER, JR. | Management | For | For | |||
| WOLFGANG SCHOELLKOPF | Management | For | For | |||
| STEVEN L. SHAPIRO | Management | For | For | |||
| BARRY L. WILLIAMS | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DOLLAR GENERAL CORPORATION | DG | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 256669102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DAVID L. BERE | Management | For | For | |||
| DENNIS C. BOTTORFF | Management | For | For | |||
| BARBARA L. BOWLES | Management | For | For | |||
| JAMES L. CLAYTON | Management | For | For | |||
| REGINALD D. DICKSON | Management | For | For | |||
| E. GORDON GEE | Management | For | For | |||
| BARBARA M. KNUCKLES | Management | For | For | |||
| DAVID A. PERDUE | Management | For | For | |||
| J. NEAL PURCELL | Management | For | For | |||
| JAMES D. ROBBINS | Management | For | For | |||
| DAVID M. WILDS | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE HOME DEPOT, INC. | HD | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 437076102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GREGORY D. BRENNEMAN | Management | For | For | |||
| RICHARD H. BROWN | Management | For | For | |||
| JOHN L. CLENDENIN | Management | For | For | |||
| BERRY R. COX | Management | For | For | |||
| CLAUDIO X. GONZALEZ | Management | For | For | |||
| MILLEDGE A. HART, III | Management | For | For | |||
| BONNIE G. HILL | Management | For | For | |||
| LABAN P. JACKSON, JR. | Management | For | For | |||
| LAWRENCE R. JOHNSTON | Management | For | For | |||
| KENNETH G. LANGONE | Management | For | For | |||
| ROBERT L. NARDELLI | Management | For | For | |||
| THOMAS J. RIDGE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | Against | Against | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - PROXY PROCESS/STATEMENT | Shareholder | For | Against | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 08 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 09 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 10 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 11 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
LAS VEGAS SANDS CORP. | Annual Meeting Date: 06/09/2005 | |||||
Issuer: 517834107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES D. FORMAN | Management | For | For | |||
| IRWIN A. SIEGEL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
STAPLES, INC. | SPLS | Annual Meeting Date: 06/13/2005 | ||||
Issuer: 855030102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRENDA C. BARNES | Management | For | For | |||
| MARY ELIZABETH BURTON | Management | For | For | |||
| RICHARD J. CURRIE | Management | For | For | |||
| ROWLAND T. MORIARTY | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO RATIFY POISON PILL | Shareholder | Against | For | ||
EBAY INC. | EBAY | Annual Meeting Date: 06/23/2005 | ||||
Issuer: 278642103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| EDWARD W. BARNHOLT | Management | For | For | |||
| SCOTT D. COOK | Management | For | For | |||
| ROBERT C. KAGLE | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
IVY LIMITED-TERM BOND FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Limited-Term Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY MID CAP GROWTH FUND |
Proxy Voting Record |
ELECTRONIC ARTS INC. | ERTS | Annual Meeting Date: 07/29/2004 | ||||
Issuer: 285512109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M. RICHARD ASHER | Management | For | For | |||
| WILLIAM J. BYRON | Management | For | For | |||
| LEONARD S. COLEMAN | Management | For | For | |||
| GARY M. KUSIN | Management | For | For | |||
| GREGORY B. MAFFEI | Management | For | For | |||
| TIMOTHY MOTT | Management | For | For | |||
| ROBERT W. PITTMAN | Management | For | For | |||
| LAWRENCE F. PROBST III | Management | For | For | |||
| LINDA J. SRERE | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | APPROVE REVERSE STOCK SPLIT | Management | For | For | ||
| 05 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 06 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FOREST LABORATORIES, INC. | FRX | Annual Meeting Date: 08/11/2004 | ||||
Issuer: 345838106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HOWARD SOLOMON | Management | For | For | |||
| WILLIAM J. CANDEE, III | Management | For | For | |||
| GEORGE S. COHAN | Management | For | For | |||
| DAN L. GOLDWASSER | Management | For | For | |||
| LESTER B. SALANS | Management | For | For | |||
| KENNETH E. GOODMAN | Management | For | For | |||
| PHILLIP M. SATOW | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROCHIP TECHNOLOGY INCORPORATED | MCHP | Annual Meeting Date: 08/20/2004 | ||||
Issuer: 595017104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVE SANGHI | Management | For | For | |||
| ALBERT J. HUGO-MARTINEZ | Management | For | For | |||
| L.B. DAY | Management | For | For | |||
| MATTHEW W. CHAPMAN | Management | For | For | |||
| WADE F. MEYERCORD | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
NETWORK APPLIANCE, INC. | NTAP | Annual Meeting Date: 09/02/2004 | ||||
Issuer: 64120L104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DANIEL J. WARMENHOVEN | Management | For | For | |||
| DONALD T. VALENTINE | Management | For | For | |||
| CAROL A. BARTZ | Management | For | For | |||
| MARK LESLIE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| SACHIO SEMMOTO | Management | For | For | |||
| GEORGE T. SHAHEEN | Management | For | For | |||
| ROBERT T. WALL | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | Against | Against | ||
| 03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BIOMET, INC. | BMET | Annual Meeting Date: 09/18/2004 | ||||
Issuer: 090613100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| M. RAY HARROFF | Management | For | For | |||
| JERRY L. MILLER | Management | For | For | |||
| CHARLES E. NIEMIER | Management | For | For | |||
| L. GENE TANNER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
GLOBAL PAYMENTS INC. | GPN | Annual Meeting Date: 09/21/2004 | ||||
Issuer: 37940X102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHARLES G. BETTY | Management | For | For | |||
| EDWIN H. BURBA, JR. | Management | For | For | |||
| RAYMOND L. KILLIAN | Management | For | For | |||
| 02 | INCENTIVE STOCK OPTIONS | Management | Against | Against | ||
PAYCHEX, INC. | PAYX | Annual Meeting Date: 10/06/2004 | ||||
Issuer: 704326107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B. THOMAS GOLISANO | Management | For | For | |||
| G. THOMAS CLARK | Management | For | For | |||
| DAVID J. S. FLASCHEN | Management | For | For | |||
| PHILLIP HORSLEY | Management | For | For | |||
| GRANT M. INMAN | Management | For | For | |||
| J. ROBERT SEBO | Management | For | For | |||
| JOSEPH M. TUCCI | Management | For | For | |||
CINTAS CORPORATION | CTAS | Annual Meeting Date: 10/19/2004 | ||||
Issuer: 172908105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD T. FARMER | Management | For | For | |||
| ROBERT J. KOHLHEPP | Management | For | For | |||
| SCOTT D. FARMER | Management | For | For | |||
| PAUL R. CARTER | Management | For | For | |||
| GERALD V. DIRVIN | Management | For | For | |||
| ROBERT J. HERBOLD | Management | For | For | |||
| JOYCE HERGENHAN | Management | For | For | |||
| ROGER L. HOWE | Management | For | For | |||
| DAVID C. PHILLIPS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | For | ||
MOLEX INCORPORATED | MOLX | Annual Meeting Date: 10/22/2004 | ||||
Issuer: 608554101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FREDERICK A. KREHBIEL | Management | For | For | |||
| MASAHISA NAITOH | Management | For | For | |||
| MICHAEL J. BIRCK | Management | For | For | |||
| MARTIN P. SLARK | Management | For | For | |||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MCDATA CORPORATION | MCDT | Annual Meeting Date: 10/27/2004 | ||||
Issuer: 580031201 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN A. KELLEY | Management | For | For | |||
| JOHN W. GERDELMAN | Management | For | For | |||
| BETSY S. ATKINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
LAM RESEARCH CORPORATION | LRCX | Annual Meeting Date: 11/04/2004 | ||||
Issuer: 512807108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES W. BAGLEY | Management | For | For | |||
| DAVID G. ARSCOTT | Management | For | For | |||
| ROBERT M. BERDAHL | Management | For | For | |||
| RICHARD J. ELKUS, JR. | Management | For | For | |||
| JACK R. HARRIS | Management | For | For | |||
| GRANT M. INMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE ESTEE LAUDER COMPANIES INC. | EL | Annual Meeting Date: 11/05/2004 | ||||
Issuer: 518439104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| AERIN LAUDER | Management | For | For | |||
| WILLIAM P. LAUDER | Management | For | For | |||
| RICHARD D. PARSONS | Management | For | For | |||
| LYNN F. DE ROTHSCHILD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SUN MICROSYSTEMS, INC. | SUNW | Annual Meeting Date: 11/10/2004 | ||||
Issuer: 866810104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| SCOTT G. MCNEALY | Management | For | For | |||
| JAMES L. BARKSDALE | Management | For | For | |||
| STEPHEN M. BENNETT | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| ROBERT J. FISHER | Management | For | For | |||
| MICHAEL E. LEHMAN | Management | For | For | |||
| M. KENNETH OSHMAN | Management | For | For | |||
| NAOMI O. SELIGMAN | Management | For | For | |||
| LYNN E. TURNER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
XTO ENERGY INC. | XTO | Special Meeting Date: 11/16/2004 | ||||
Issuer: 98385X106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
AXIS CAPITAL HOLDINGS LTD. | AXS | Special Meeting Date: 12/09/2004 | ||||
Issuer: G0692U109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 05 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 06 | AUTHORIZE PURCHASE OF ASSETS | Management | For | For | ||
| 07 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||
HEALTH MANAGEMENT ASSOCIATES, INC. | HMA | Contested Annual Meeting Date: 02/15/2005 | ||||
Issuer: 421933102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM J. SCHOEN | Management | For | For | |||
| JOSEPH V. VUMBACCO | Management | For | For | |||
| KENT P. DAUTEN | Management | For | For | |||
| DONALD E. KIERNAN | Management | For | For | |||
| ROBERT A. KNOX | Management | For | For | |||
| WILLIAM E. MAYBERRY, MD | Management | For | For | |||
| WILLIAM C. STEERE, JR. | Management | For | For | |||
| R.W. WESTERFIELD, PH.D. | Management | For | For | |||
AMERITRADE HOLDING CORPORATION | AMTD | Annual Meeting Date: 02/16/2005 | ||||
Issuer: 03074K100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J. JOE RICKETTS | Management | For | For | |||
| DAN W. COOK III | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
ANALOG DEVICES, INC. | ADI | Annual Meeting Date: 03/08/2005 | ||||
Issuer: 032654105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN L. DOYLE | Management | For | For | |||
| CHRISTINE KING | Management | For | For | |||
| RAY STATA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
IDEX CORPORATION | IEX | Annual Meeting Date: 03/22/2005 | ||||
Issuer: 45167R104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRADLEY J. BELL | Management | For | For | |||
| GREGORY B. KENNY | Management | For | For | |||
| LAWRENCE D. KINGSLEY | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FASTENAL COMPANY | FAST | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 311900104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT A. KIERLIN | Management | For | For | |||
| STEPHEN M. SLAGGIE | Management | For | For | |||
| MICHAEL M. GOSTOMSKI | Management | For | For | |||
| JOHN D. REMICK | Management | For | For | |||
| HENRY K. MCCONNON | Management | For | For | |||
| ROBERT A. HANSEN | Management | For | For | |||
| WILLARD D. OBERTON | Management | For | For | |||
| MICHAEL J. DOLAN | Management | For | For | |||
| REYNE K. WISECUP | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HERSHEY FOODS CORPORATION | HSY | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 427866108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J.A. BOSCIA | Management | For | For | |||
| R.H. CAMPBELL | Management | For | For | |||
| R.F. CAVANAUGH | Management | For | For | |||
| G.P. COUGHLAN | Management | For | For | |||
| H. EDELMAN | Management | For | For | |||
| B.G. HILL | Management | For | For | |||
| R.H. LENNY | Management | For | For | |||
| M.J. MCDONALD | Management | For | For | |||
| M.J. TOULANTIS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AUTHORIZE STOCK INCREASE | Management | Against | Against | ||
| 04 | APPROVE COMPANY NAME CHANGE | Management | For | For | ||
NORTHERN TRUST CORPORATION | NTRS | Annual Meeting Date: 04/19/2005 | ||||
Issuer: 665859104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DUANE L. BURNHAM | Management | For | For | |||
| SUSAN CROWN | Management | For | For | |||
| ROBERT A. HELMAN | Management | For | For | |||
| DIPAK C. JAIN | Management | For | For | |||
| ARTHUR L. KELLY | Management | For | For | |||
| ROBERT C. MCCORMACK | Management | For | For | |||
| EDWARD J. MOONEY | Management | For | For | |||
| WILLIAM A. OSBORN | Management | For | For | |||
| JOHN W. ROWE | Management | For | For | |||
| HAROLD B. SMITH | Management | For | For | |||
| WILLIAM D. SMITHBURG | Management | For | For | |||
| CHARLES A. TRIBBETT III | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
C.R. BARD, INC. | BCR | Annual Meeting Date: 04/20/2005 | ||||
Issuer: 067383109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| T. KEVIN DUNNIGAN | Management | For | For | |||
| GAIL K. NAUGHTON | Management | For | For | |||
| JOHN H. WEILAND | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
APPLE COMPUTER, INC. | AAPL | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 037833100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| WILLIAM V. CAMPBELL | Management | For | For | |||
| MILLARD S. DREXLER | Management | For | For | |||
| ALBERT A. GORE, JR. | Management | For | For | |||
| STEVEN P. JOBS | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| JEROME B. YORK | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
TOTAL SYSTEM SERVICES, INC. | TSS | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 891906109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| KRISS CLONINGER III | Management | For | For | |||
| G. WAYNE CLOUGH | Management | For | For | |||
| H. LYNN PAGE | Management | For | For | |||
| PHILIP W. TOMLINSON | Management | For | For | |||
| RICHARD W. USSERY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ALLERGAN, INC. | AGN | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 018490102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TREVOR M. JONES | Management | For | For | |||
| KAREN R. OSAR | Management | For | For | |||
| LEONARD D. SCHAEFFER | Management | For | For | |||
L-3 COMMUNICATIONS HOLDINGS, INC. | LLL | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 502424104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRANK C. LANZA | Management | For | For | |||
| JOHN M. SHALIKASHVILI | Management | For | For | |||
| JOHN P. WHITE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NOBLE ENERGY, INC. | NBL | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 655044105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL A. CAWLEY* | Management | For | For | |||
| EDWARD F. COX* | Management | For | For | |||
| CHARLES D. DAVIDSON* | Management | For | For | |||
| KIRBY L. HEDRICK* | Management | For | For | |||
| BRUCE A. SMITH* | Management | For | For | |||
| JEFFREY L. BERENSON* | Management | For | For | |||
| THOMAS J. EDELMAN* | Management | For | For | |||
| MICHAEL A. CAWLEY** | Management | For | For | |||
| EDWARD F. COX** | Management | For | For | |||
| CHARLES D. DAVIDSON** | Management | For | For | |||
| KIRBY L. HEDRICK** | Management | For | For | |||
| BRUCE A. SMITH** | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
SMITH INTERNATIONAL, INC. | SII | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 832110100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G. CLYDE BUCK | Management | For | For | |||
| LOREN K. CARROLL | Management | For | For | |||
| DOD A. FRASER | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BURLINGTON RESOURCES INC. | BR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 122014103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| B.T. ALEXANDER | Management | For | For | |||
| R.V. ANDERSON | Management | For | For | |||
| L.I. GRANT | Management | For | For | |||
| R.J. HARDING | Management | For | For | |||
| J.T. LAMACCHIA | Management | For | For | |||
| R.L. LIMBACHER | Management | For | For | |||
| J.F. MCDONALD | Management | For | For | |||
| K.W. ORCE | Management | For | For | |||
| D.M. ROBERTS | Management | For | For | |||
| J.A. RUNDE | Management | For | For | |||
| J.F. SCHWARZ | Management | For | For | |||
| W. SCOTT, JR. | Management | For | For | |||
| B.S. SHACKOULS | Management | For | For | |||
| S.J. SHAPIRO | Management | For | For | |||
| W.E. WADE, JR. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHICAGO MERCANTILE EXCHANGE HOLDINGS | CME | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 167760107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG S. DONOHUE | Management | For | For | |||
| TERRENCE A. DUFFY | Management | For | For | |||
| DANIEL R. GLICKMAN | Management | For | For | |||
| WILLIAM P. MILLER II | Management | For | For | |||
| JAMES E. OLIFF | Management | For | For | |||
| JOHN F. SANDNER | Management | For | For | |||
| TERRY L. SAVAGE | Management | For | For | |||
| 02 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
STERICYCLE, INC. | SRCL | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 858912108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JACK W. SCHULER | Management | For | For | |||
| MARK C. MILLER | Management | For | For | |||
| ROD F, DAMMEYER | Management | For | For | |||
| PATRICK F. GRAHAM | Management | For | For | |||
| JONATHAN T. LORD, M.D. | Management | For | For | |||
| JOHN PATIENCE | Management | For | For | |||
| THOMAS R. REUSCHE | Management | For | For | |||
| PETER VARDY | Management | For | For | |||
| L. JOHN WILKERSON, PH.D | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
BROADCOM CORPORATION | BRCM | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 111320107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE L. FARINSKY | Management | For | For | |||
| JOHN MAJOR | Management | For | For | |||
| SCOTT A. MCGREGOR | Management | For | For | |||
| ALAN E. ROSS | Management | For | For | |||
| HENRY SAMUELI, PH.D. | Management | For | For | |||
| ROBERT E. SWITZ | Management | For | For | |||
| WERNER F. WOLFEN | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
SYNOVUS FINANCIAL CORP. | SNV | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 87161C105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DANIEL P. AMOS | Management | For | For | |||
| RICHARD E. ANTHONY | Management | For | For | |||
| C. EDWARD FLOYD | Management | For | For | |||
| MASON H. LAMPTON | Management | For | For | |||
| ELIZABETH C. OGIE | Management | For | For | |||
| MELVIN T. STITH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COCA-COLA ENTERPRISES INC. | CCE | Annual Meeting Date: 04/29/2005 | ||||
Issuer: 191219104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FERNANDO AGUIRRE | Management | For | For | |||
| JAMES E. COPELAND, JR. | Management | For | For | |||
| IRIAL FINAN | Management | For | For | |||
| S. K. JOHNSTON III | Management | For | For | |||
| 02 | ADOPT MANAGEMENT INCENTIVE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
HARLEY-DAVIDSON, INC. | HDI | Annual Meeting Date: 04/30/2005 | ||||
Issuer: 412822108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE H. CONRADES | Management | For | For | |||
| SARA L. LEVINSON | Management | For | For | |||
| GEORGE L. MILES, JR. | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COX RADIO, INC. | CXR | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 224051102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JUANITA P. BARANCO | Management | For | For | |||
| G. DENNIS BERRY | Management | For | For | |||
| RICHARD A. FERGUSON | Management | For | For | |||
| PAUL M. HUGHES | Management | For | For | |||
| JAMES C. KENNEDY | Management | For | For | |||
| MARC W. MORGAN | Management | For | For | |||
| ROBERT F. NEIL | Management | For | For | |||
| NICHOLAS D. TRIGONY | Management | For | For | |||
| 02 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
GETTY IMAGES, INC. | GYI | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 374276103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHRISTOPHER H. SPORBORG | Management | For | For | |||
| MARK H. GETTY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
ICOS CORPORATION | ICOS | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 449295104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TERESA BECK | Management | For | For | |||
| JACK W. SCHULER | Management | For | For | |||
| GARY L. WILCOX, PH.D. | Management | For | For | |||
| 02 | ADOPT LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 03 | ADOPT MANAGEMENT INCENTIVE PLAN | Management | For | For | ||
| 04 | APPROVE REINCORPORATION TO ANOTHER STATE | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
SOUTHWEST BANCORPORATION OF TEXAS, I | ABNK | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 84476R109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CARIN M. BARTH | Management | For | For | |||
| PAUL W. HOBBY | Management | For | For | |||
| JOHN W. JOHNSON | Management | For | For | |||
| WALTER E. JOHNSON | Management | For | For | |||
| WILHELMINA E. ROBERTSON | Management | For | For | |||
| SCOTT J. MCLEAN | Management | For | For | |||
| 02 | APPROVE COMPANY NAME CHANGE | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AXIS CAPITAL HOLDINGS LTD. | AXS | Annual Meeting Date: 05/05/2005 | ||||
Issuer: G0692U109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT L. FRIEDMAN | Management | For | For | |||
| DONALD J. GREENE | Management | For | For | |||
| JUERGEN GRUPE | Management | For | For | |||
| FRANK J. TASCO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 04 | APPROVE LIQUIDATION PLAN | Management | For | For | ||
EMC CORPORATION | EMC | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 268648102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL J. CRONIN | Management | For | For | |||
| W. PAUL FITZGERALD | Management | For | For | |||
| JOSEPH M. TUCCI | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
STARWOOD HOTELS & RESORTS WORLDWIDE, | HOT | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 85590A203 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BARSHEFSKY | Management | For | For | |||
| CHAPUS | Management | For | For | |||
| DUNCAN | Management | For | For | |||
| HEYER | Management | For | For | |||
| HIPPEAU | Management | For | For | |||
| QUAZZO | Management | For | For | |||
| RYDER | Management | For | For | |||
| STERNLICHT | Management | For | For | |||
| YIH | Management | For | For | |||
| YOUNGBLOOD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
| 05 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
GILEAD SCIENCES, INC. | GILD | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 375558103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL BERG | Management | For | For | |||
| ETIENNE F. DAVIGNON | Management | For | For | |||
| JAMES M. DENNY | Management | For | For | |||
| JOHN C. MARTIN | Management | For | For | |||
| GORDON E. MOORE | Management | For | For | |||
| NICHOLAS G. MOORE | Management | For | For | |||
| GEORGE P. SHULTZ | Management | For | For | |||
| GAYLE E. WILSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
EYETECH PHARMACEUTICALS, INC. | EYET | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 302297106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PHILLIP M. SATOW* | Management | For | For | |||
| SAMIR PATEL** | Management | For | For | |||
| MICHAEL J. REGAN** | Management | For | For | |||
| DAMION E. WICKER** | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NOBLE ENERGY, INC. | NBL | Special Meeting Date: 05/11/2005 | ||||
Issuer: 655044105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
XTO ENERGY INC. | XTO | Annual Meeting Date: 05/17/2005 | ||||
Issuer: 98385X106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HERBERT D. SIMONS* | Management | For | For | |||
| WILLIAM H. ADAMS III** | Management | For | For | |||
| KEITH A. HUTTON** | Management | For | For | |||
| JACK P. RANDALL** | Management | For | For | |||
CEPHALON, INC. | CEPH | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 156708109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRANK BALDINO JR. PH.D. | Management | For | For | |||
| WILLIAM P. EGAN | Management | For | For | |||
| MARTYN D. GREENACRE | Management | For | For | |||
| VAUGHN M. KAILIAN | Management | For | For | |||
| CHARLES A. SANDERS M.D. | Management | For | For | |||
| GAIL R. WILENSKY PH.D. | Management | For | For | |||
| DENNIS L. WINGER | Management | For | For | |||
| HORST WITZEL DR.-ING. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
JUNIPER NETWORKS, INC. | JNPR | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 48203R104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM R. HEARST III | Management | For | For | |||
| KENNETH GOLDMAN | Management | For | For | |||
| FRANK MARSHALL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
LABORATORY CORP. OF AMERICA HOLDINGS | LH | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 50540R409 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| THOMAS P. MAC MAHON | Management | For | For | |||
| JEAN-LUC BELINGARD | Management | For | For | |||
| WENDY E. LANE | Management | For | For | |||
| R.E. MITTELSTAEDT, JR. | Management | For | For | |||
| ARTHUR H. RUBENSTEIN | Management | For | For | |||
| ANDREW G. WALLACE | Management | For | For | |||
| M. KEITH WEIKEL | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
C.H. ROBINSON WORLDWIDE, INC. | CHRW | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 12541W100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT EZRILOV | Management | For | For | |||
| WAYNE M. FORTON | Management | For | For | |||
| BRIAN P. SHORT | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT MANAGEMENT INCENTIVE PLAN | Management | For | For | ||
| 04 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
GEN-PROBE INCORPORATED | GPRO | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 36866T103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RAYMOND V. DITTAMORE | Management | For | For | |||
| ABRAHAM D. SOFAER | Management | For | For | |||
| PHILLIP M. SCHNEIDER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MERCURY INTERACTIVE CORPORATION | MERQ | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 589405109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| AMNON LANDAN | Management | For | For | |||
| BRAD BOSTON | Management | For | For | |||
| IGAL KOHAVI | Management | For | For | |||
| CLYDE OSTLER | Management | For | For | |||
| YAIR SHAMIR | Management | For | For | |||
| GIORA YARON | Management | For | For | |||
| ANTHONY ZINGALE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HENRY SCHEIN, INC. | HSIC | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 806407102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| STANLEY M. BERGMAN | Management | For | For | |||
| GERALD A. BENJAMIN | Management | For | For | |||
| JAMES P. BRESLAWSKI | Management | For | For | |||
| MARK E. MLOTEK | Management | For | For | |||
| STEVEN PALADINO | Management | For | For | |||
| BARRY J. ALPERIN | Management | For | For | |||
| PAUL BRONS | Management | For | For | |||
| DR. MARGARET A. HAMBURG | Management | For | For | |||
| DONALD J. KABAT | Management | For | For | |||
| PHILIP A. LASKAWY | Management | For | For | |||
| NORMAN S. MATTHEWS | Management | For | For | |||
| MARVIN H. SCHEIN | Management | Withheld | Against | |||
| DR. LOUIS W. SULLIVAN | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
LONGS DRUG STORES CORPORATION | LDG | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 543162101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEROY T. BARNES, JR. | Management | For | For | |||
| MURRAY H. DASHE | Management | For | For | |||
| DONNA A. TANOUE | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
NORDSTROM, INC. | JWN | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 655664100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| P.J. CAMPBELL | Management | For | For | |||
| E. HERNANDEZ, JR. | Management | For | For | |||
| J.P. JACKSON | Management | For | For | |||
| R.G. MILLER | Management | For | For | |||
| B.W. NORDSTROM | Management | For | For | |||
| B.A. NORDSTROM | Management | For | For | |||
| J.N. NORDSTROM | Management | For | For | |||
| A.E. OSBORNE, JR. PH.D. | Management | For | For | |||
| A.A. WINTER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NEUROCRINE BIOSCIENCES, INC. | NBIX | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 64125C109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GARY A. LYONS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
LAMAR ADVERTISING COMPANY | LAMR | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 512815101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ANNA REILLY CULLINAN | Management | For | For | |||
| JOHN MAXWELL HAMILTON | Management | For | For | |||
| ROBERT M. JELENIC | Management | For | For | |||
| STEPHEN P. MUMBLOW | Management | For | For | |||
| THOMAS V. REIFENHEISER | Management | For | For | |||
| KEVIN P. REILLY, JR. | Management | For | For | |||
| WENDELL REILLY | Management | For | For | |||
ORIENT-EXPRESS HOTELS LTD. | OEH | Annual Meeting Date: 06/06/2005 | ||||
Issuer: G67743107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN D. CAMPBELL | Management | For | For | |||
| JAMES B. HURLOCK | Management | For | For | |||
| J. ROBERT LOVEJOY | Management | For | For | |||
| DANIEL J. O'SULLIVAN | Management | For | For | |||
| GEORG R. RAFAEL | Management | For | For | |||
| JAMES B. SHERWOOD | Management | For | For | |||
| SIMON M.C. SHERWOOD | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
ALLIANCE DATA SYSTEMS CORPORATION | ADS | Annual Meeting Date: 06/07/2005 | ||||
Issuer: 018581108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRUCE K. ANDERSON | Management | For | For | |||
| ROGER H. BALLOU | Management | For | For | |||
| E. LINN DRAPER, JR. | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
PRUDENTIAL FINANCIAL, INC. | PRU | Annual Meeting Date: 06/07/2005 | ||||
Issuer: 744320102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES G. CULLEN | Management | For | For | |||
| JAMES A. UNRUH | Management | For | For | |||
| GORDON M. BETHUNE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | DECLASSIFY BOARD | Management | For | For | ||
| 04 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
KYPHON INC. | KYPH | Annual Meeting Date: 06/16/2005 | ||||
Issuer: 501577100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES T. TREACE | Management | For | For | |||
| ELIZABETH H. WEATHERMAN | Management | For | For | |||
| LOUIS J. LAVIGNE, JR. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SEMTECH CORPORATION | SMTC | Annual Meeting Date: 06/16/2005 | ||||
Issuer: 816850101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| GLEN M. ANTLE | Management | For | For | |||
| JAMES P. BURRA | Management | For | For | |||
| JASON L. CARLSON | Management | For | For | |||
| ROCKELL N. HANKIN | Management | For | For | |||
| JAMES T. LINDSTROM | Management | For | For | |||
| JOHN L. PIOTROWSKI | Management | Withheld | Against | |||
| JOHN D. POE | Management | For | For | |||
| JAMES T. SCHRAITH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
EBAY INC. | EBAY | Annual Meeting Date: 06/23/2005 | ||||
Issuer: 278642103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| EDWARD W. BARNHOLT | Management | For | For | |||
| SCOTT D. COOK | Management | For | For | |||
| ROBERT C. KAGLE | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
IVY MONEY MARKET FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Money Market Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY MUNICIPAL BOND FUND |
Proxy Voting Record |
There was no proxy voting for Ivy Municipal Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder. |
IVY SCIENCE AND TECHNOLOGY FUND |
Proxy Voting Record |
RESEARCH IN MOTION LIMITED | RIMM | Annual Meeting Date: 07/12/2004 | ||||
Issuer: 760975102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | MISCELLANEOUS CORPORATE GOVERNANCE | Management | For | For | ||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | S/H PROPOSAL - ADD WOMEN & MINORITIES TO BOARD | Shareholder | Against | For | ||
IVAX CORPORATION | IVX | Annual Meeting Date: 07/15/2004 | ||||
Issuer: 465823102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BETTY G. AMOS | Management | For | For | |||
| MARK ANDREWS | Management | For | For | |||
| ERNST BIEKERT, PH.D. | Management | For | For | |||
| PAUL L. CEJAS | Management | For | For | |||
| JACK FISHMAN, PH.D. | Management | For | For | |||
| NEIL FLANZRAICH | Management | For | For | |||
| PHILLIP FROST, M.D. | Management | For | For | |||
| BRUCE W. GREER | Management | For | For | |||
| JANE HSIAO, PH.D. | Management | For | For | |||
| DAVID A. LIEBERMAN | Management | For | For | |||
| RICHARD C. PFENNIGER JR | Management | For | For | |||
| BERTRAM PITT, M.D. | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
DELL INC. | Annual Meeting Date: 07/16/2004 | |||||
Issuer: 24702R101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD J. CARTY | Management | For | For | |||
| MICHAEL S. DELL | Management | For | For | |||
| WILLIAM H. GRAY, III | Management | For | For | |||
| JUDY C. LEWENT | Management | For | For | |||
| THOMAS W. LUCE, III | Management | For | For | |||
| KLAUS S. LUFT | Management | For | For | |||
| ALEX J. MANDL | Management | For | For | |||
| MICHAEL A. MILES | Management | For | For | |||
| SAMUEL A. NUNN, JR. | Management | For | For | |||
| KEVIN B. ROLLINS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
MACROMEDIA, INC. | MACR | Annual Meeting Date: 07/26/2004 | ||||
Issuer: 556100105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT K. BURGESS | Management | For | For | |||
| JOHN (IAN) GIFFEN | Management | For | For | |||
| STEVEN GOMO | Management | For | For | |||
| WILLIAM H. HARRIS, JR. | Management | For | For | |||
| DONALD L. LUCAS | Management | For | For | |||
| TIMOTHY O'REILLY | Management | For | For | |||
| WILLIAM B. WELTY | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FOREST LABORATORIES, INC. | FRX | Annual Meeting Date: 08/11/2004 | ||||
Issuer: 345838106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HOWARD SOLOMON | Management | For | For | |||
| WILLIAM J. CANDEE, III | Management | For | For | |||
| GEORGE S. COHAN | Management | For | For | |||
| DAN L. GOLDWASSER | Management | For | For | |||
| LESTER B. SALANS | Management | For | For | |||
| KENNETH E. GOODMAN | Management | For | For | |||
| PHILLIP M. SATOW | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROCHIP TECHNOLOGY INCORPORATED | MCHP | Annual Meeting Date: 08/20/2004 | ||||
Issuer: 595017104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVE SANGHI | Management | For | For | |||
| ALBERT J. HUGO-MARTINEZ | Management | For | For | |||
| L.B. DAY | Management | For | For | |||
| MATTHEW W. CHAPMAN | Management | For | For | |||
| WADE F. MEYERCORD | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
COMPUTER ASSOCIATES INTERNATIONAL, I | CA | Annual Meeting Date: 08/25/2004 | ||||
Issuer: 204912109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RUSSELL M. ARTZT | Management | For | For | |||
| KENNETH D. CRON | Management | For | For | |||
| ALFONSE M. D'AMATO | Management | For | For | |||
| GARY J. FERNANDES | Management | For | For | |||
| ROBERT E. LA BLANC | Management | For | For | |||
| JAY W. LORSCH | Management | For | For | |||
| LEWIS S. RANIERI | Management | For | For | |||
| WALTER P. SCHUETZE | Management | For | For | |||
| LAURA S. UNGER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
VERITAS SOFTWARE CORPORATION | VRTSE | Annual Meeting Date: 08/25/2004 | ||||
Issuer: 923436109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL BROWN | Management | For | For | |||
| KURT J. LAUK | Management | For | For | |||
| FRED VAN DEN BOSCH | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADAPTEC, INC. | ADPT | Annual Meeting Date: 08/26/2004 | ||||
Issuer: 00651F108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CARL J. CONTI | Management | For | For | |||
| LUCIE J. FJELDSTAD | Management | For | For | |||
| JOSEPH S. KENNEDY | Management | For | For | |||
| ILENE H. LANG | Management | For | For | |||
| ROBERT J. LOARIE | Management | For | For | |||
| D. SCOTT MERCER | Management | For | For | |||
| ROBERT N. STEPHENS | Management | For | For | |||
| DOUGLAS E VAN HOUWELING | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHECKFREE CORPORATION | CKFR | Annual Meeting Date: 10/27/2004 | ||||
Issuer: 162813109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| PETER J. KIGHT | Management | For | For | |||
| LEWIS C. LEVIN | Management | Withheld | Against | |||
| JEFFREY M. WILKINS | Management | For | For | |||
ORACLE CORPORATION | ORCL | Annual Meeting Date: 10/29/2004 | ||||
Issuer: 68389X105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JEFFREY O. HENLEY | Management | For | For | |||
| LAWRENCE J. ELLISON | Management | For | For | |||
| DONALD L. LUCAS | Management | For | For | |||
| MICHAEL J. BOSKIN | Management | For | For | |||
| JACK F. KEMP | Management | For | For | |||
| JEFFREY S. BERG | Management | For | For | |||
| SAFRA CATZ | Management | For | For | |||
| HECTOR GARCIA-MOLINA | Management | For | For | |||
| JOSEPH A. GRUNDFEST | Management | For | For | |||
| H. RAYMOND BINGHAM | Management | For | For | |||
| CHARLES E. PHILLIPS, JR | Management | For | For | |||
| 02 | APPROVE EXECUTIVE BONUS PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | AMEND LONG TERM INCENTIVE PLAN | Management | Against | Against | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
SCIENTIFIC-ATLANTA, INC. | SFA | Annual Meeting Date: 11/03/2004 | ||||
Issuer: 808655104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES I. CASH, JR. | Management | For | For | |||
| JAMES F. MCDONALD | Management | For | For | |||
| TERENCE F. MCGUIRK | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2004 | ||||
Issuer: 594918104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. GATES III | Management | For | For | |||
| STEVEN A. BALLMER | Management | For | For | |||
| JAMES I. CASH JR. | Management | For | For | |||
| RAYMOND V. GILMARTIN | Management | For | For | |||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||
| DAVID F. MARQUARDT | Management | For | For | |||
| CHARLES H. NOSKI | Management | For | For | |||
| HELMUT PANKE | Management | For | For | |||
| JON A. SHIRLEY | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | Against | Against | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MACROMEDIA, INC. | MACR | Special Meeting Date: 11/10/2004 | ||||
Issuer: 556100105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: 11/18/2004 | ||||
Issuer: 17275R102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| CAROL A. BARTZ | Management | For | For | |||
| M. MICHELE BURNS | Management | For | For | |||
| LARRY R. CARTER | Management | For | For | |||
| JOHN T. CHAMBERS | Management | For | For | |||
| DR. JAMES F. GIBBONS | Management | For | For | |||
| DR. JOHN L. HENNESSY | Management | For | For | |||
| RODERICK C. MCGEARY | Management | For | For | |||
| JAMES C. MORGAN | Management | For | For | |||
| JOHN P. MORGRIDGE | Management | For | For | |||
| DONALD T. VALENTINE | Management | For | For | |||
| STEVEN M. WEST | Management | For | For | |||
| JERRY YANG | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
AMDOCS LIMITED | DOX | Annual Meeting Date: 01/20/2005 | ||||
Issuer: G02602103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRUCE K. ANDERSON | Management | For | For | |||
| ADRIAN GARDNER | Management | For | For | |||
| DOV BAHARAV | Management | For | For | |||
| JULIAN A. BRODSKY | Management | For | For | |||
| CHARLES E. FOSTER | Management | For | For | |||
| ELI GELMAN | Management | For | For | |||
| JAMES S. KAHAN | Management | For | For | |||
| NEHEMIA LEMELBAUM | Management | For | For | |||
| JOHN T. MCLENNAN | Management | For | For | |||
| ROBERT A. MINICUCCI | Management | For | For | |||
| SIMON OLSWANG | Management | For | For | |||
| MARIO SEGAL | Management | For | For | |||
| 02 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SAMSUNG ELECTRS LTD | AGM Meeting Date: 02/28/2005 | |||||
Issuer: Y74718100 | ISIN: KR7005930003 | |||||
SEDOL: 6771720 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3. | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
HEADWATERS INCORPORATED | HDWR | Annual Meeting Date: 03/01/2005 | ||||
Issuer: 42210P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| KIRK A. BENSON* | Management | For | For | |||
| RAYMOND J. WELLER* | Management | For | For | |||
| E.J. 'JAKE' GARN* | Management | Withheld | Against | |||
| BLAKE O. FISHER, JR.** | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 05 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
ANALOG DEVICES, INC. | ADI | Annual Meeting Date: 03/08/2005 | ||||
Issuer: 032654105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN L. DOYLE | Management | For | For | |||
| CHRISTINE KING | Management | For | For | |||
| RAY STATA | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Against | ||
APPLE COMPUTER, INC. | AAPL | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 037833100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| FRED D. ANDERSON | Management | For | For | |||
| WILLIAM V. CAMPBELL | Management | For | For | |||
| MILLARD S. DREXLER | Management | For | For | |||
| ALBERT A. GORE, JR. | Management | For | For | |||
| STEVEN P. JOBS | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| JEROME B. YORK | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
CHICAGO MERCANTILE EXCHANGE HOLDINGS | CME | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 167760107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG S. DONOHUE | Management | For | For | |||
| TERRENCE A. DUFFY | Management | For | For | |||
| DANIEL R. GLICKMAN | Management | For | For | |||
| WILLIAM P. MILLER II | Management | For | For | |||
| JAMES E. OLIFF | Management | For | For | |||
| JOHN F. SANDNER | Management | For | For | |||
| TERRY L. SAVAGE | Management | For | For | |||
| 02 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MEMC ELECTRONIC MATERIALS, INC. | WFR | Annual Meeting Date: 04/27/2005 | ||||
Issuer: 552715104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| NABEEL GAREEB | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADVANCED MICRO DEVICES, INC. | AMD | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 007903107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HECTOR DE J. RUIZ | Management | For | For | |||
| W. MICHAEL BARNES | Management | For | For | |||
| BRUCE L. CLAFLIN | Management | For | For | |||
| H. PAULETT EBERHART | Management | For | For | |||
| DAVID J. EDMONDSON | Management | For | For | |||
| ROBERT B. PALMER | Management | For | For | |||
| LEONARD M. SILVERMAN | Management | For | For | |||
| MORTON L. TOPFER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Against | ||
| 04 | S/H - EXPENSING OF STOCK OPTIONS | Shareholder | For | Against | ||
BROADCOM CORPORATION | BRCM | Annual Meeting Date: 04/28/2005 | ||||
Issuer: 111320107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GEORGE L. FARINSKY | Management | For | For | |||
| JOHN MAJOR | Management | For | For | |||
| SCOTT A. MCGREGOR | Management | For | For | |||
| ALAN E. ROSS | Management | For | For | |||
| HENRY SAMUELI, PH.D. | Management | For | For | |||
| ROBERT E. SWITZ | Management | For | For | |||
| WERNER F. WOLFEN | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
CYPRESS SEMICONDUCTOR CORPORATION | CY | Annual Meeting Date: 04/29/2005 | ||||
Issuer: 232806109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| T.J. RODGERS | Management | For | For | |||
| FRED B. BIALEK | Management | For | For | |||
| ERIC A. BENHAMOU | Management | For | For | |||
| ALAN F. SHUGART | Management | For | For | |||
| JAMES R. LONG | Management | For | For | |||
| W. STEVE ALBRECHT | Management | For | For | |||
| J. DANIEL MCCRANIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
UNITEDHEALTH GROUP INCORPORATED | UNH | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 91324P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| THOMAS H. KEAN | Management | For | For | |||
| ROBERT L. RYAN | Management | For | For | |||
| WILLIAM G. SPEARS | Management | For | For | |||
| GAIL R. WILENSKY, PH.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
| 04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
SYMBOL TECHNOLOGIES, INC. | SBL | Annual Meeting Date: 05/09/2005 | ||||
Issuer: 871508107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT J. CHRENC | Management | For | For | |||
| SALVATORE IANNUZZI | Management | For | For | |||
| EDWARD R. KOZEL | Management | For | For | |||
| WILLIAM R. NUTI | Management | For | For | |||
| GEORGE SAMENUK | Management | For | For | |||
| MELVIN A. YELLIN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BOSTON SCIENTIFIC CORPORATION | BSX | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 101137107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RAY J. GROVES | Management | For | For | |||
| PETER M. NICHOLAS | Management | For | For | |||
| WARREN B. RUDMAN | Management | For | For | |||
| JAMES R. TOBIN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
WELLPOINT, INC. | Annual Meeting Date: 05/10/2005 | |||||
Issuer: 94973V107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H.T. BUSH | Management | For | For | |||
| WARREN Y. JOBE | Management | For | For | |||
| WILLIAM G. MAYS | Management | For | For | |||
| SEN. DONALD W RIEGLE JR | Management | For | For | |||
| WILLIAM J. RYAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
AMGEN INC. | AMGN | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 031162100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. DAVID BALTIMORE | Management | For | For | |||
| MS. JUDITH C. PELHAM | Management | For | For | |||
| MR. KEVIN W. SHARER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03A | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03B | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | For | ||
| 03C | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | For | ||
FIRST DATA CORPORATION | FDC | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 319963104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ALISON DAVIS | Management | For | For | |||
| JAMES D. ROBINSON III | Management | For | For | |||
| BERNARD L. SCHWARTZ | Management | For | For | |||
| ARTHUR F. WEINBACH | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||
| 06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
GOOGLE INC. | GOOG | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 38259P508 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ERIC SCHMIDT | Management | For | For | |||
| LAWRENCE PAGE | Management | For | For | |||
| SERGEY BRIN | Management | For | For | |||
| L. JOHN DOERR | Management | For | For | |||
| JOHN L. HENNESSY | Management | For | For | |||
| ARTHUR D. LEVINSON | Management | For | For | |||
| MICHAEL MORITZ | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| K. RAM SHRIRAM | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
EURONET WORLDWIDE, INC. | EEFT | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 298736109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. ANDRZEJ OLECHOWSKI | Management | For | For | |||
| ERIBERTO R. SCOCIMARA | Management | For | For | |||
INTEL CORPORATION | INTC | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 458140100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CRAIG R. BARRETT | Management | For | For | |||
| CHARLENE BARSHEFSKY | Management | For | For | |||
| E. JOHN P. BROWNE | Management | For | For | |||
| D. JAMES GUZY | Management | For | For | |||
| REED E. HUNDT | Management | For | For | |||
| PAUL S. OTELLINI | Management | For | For | |||
| DAVID S. POTTRUCK | Management | For | For | |||
| JANE E. SHAW | Management | For | For | |||
| JOHN L. THORNTON | Management | For | For | |||
| DAVID B. YOFFIE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | For | ||
CYTOKINETICS, INCORPORATED | CYTK | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 23282W100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| A. GRANT HEIDRICH | Management | For | For | |||
| JAMES H. SABRY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
PACIFICARE HEALTH SYSTEMS, INC. | PHS | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 695112102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| AIDA ALVAREZ | Management | For | For | |||
| BRADLEY C. CALL | Management | For | For | |||
| TERRY O. HARTSHORN | Management | For | For | |||
| DOMINIC NG | Management | For | For | |||
| HOWARD G. PHANSTIEL | Management | For | For | |||
| WARREN E. PINCKERT II | Management | For | For | |||
| DAVID A. REED | Management | For | For | |||
| CHARLES R. RINEHART | Management | For | For | |||
| LINDA ROSENSTOCK | Management | For | For | |||
| LLOYD E. ROSS | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
TRIAD HOSPITALS, INC. | TRI | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 89579K109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL J. PARSONS | Management | For | For | |||
| THOMAS G. LOEFFLER, ESQ | Management | For | For | |||
| UWE E. REINHARDT, PH.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND LONG TERM INCENTIVE PLAN | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN TO INCREASE SHARES | Management | For | For | ||
AMPHENOL CORPORATION | APH | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 032095101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RONALD P. BADIE | Management | For | For | |||
| DEAN H. SECORD | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MATTSON TECHNOLOGY, INC. | MTSN | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 577223100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. HANS-GEORG BETZ* | Management | For | For | |||
| DAVID DUTTON* | Management | For | For | |||
| KENNETH G. SMITH* | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADVANCED MEDICAL OPTICS, INC. | AVO | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 00763M108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| J. MAZZO | Management | For | For | |||
| J. ROLLANS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADVANCED MEDICAL OPTICS, INC. | AVO | Special Meeting Date: 05/26/2005 | ||||
Issuer: 00763M108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
GENZYME CORPORATION | GENZ | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 372917104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT J. CARPENTER | Management | For | For | |||
| CHARLES L. COONEY | Management | For | For | |||
| 02 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 05 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
HCA INC. | HCA | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 404119109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| C. MICHAEL ARMSTRONG | Management | For | For | |||
| M.H. AVERHOFF, M.D. | Management | For | For | |||
| JACK O. BOVENDER, JR. | Management | For | For | |||
| RICHARD M. BRACKEN | Management | For | For | |||
| MARTIN FELDSTEIN | Management | For | For | |||
| T.F. FRIST, JR., M.D. | Management | For | For | |||
| FREDERICK W. GLUCK | Management | For | For | |||
| GLENDA A. HATCHETT | Management | For | For | |||
| C.O. HOLLIDAY, JR. | Management | For | For | |||
| T. MICHAEL LONG | Management | For | For | |||
| JOHN H. MCARTHUR | Management | For | For | |||
| KENT C. NELSON | Management | For | For | |||
| FRANK S. ROYAL, M.D. | Management | For | For | |||
| HAROLD T. SHAPIRO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
TELVENT GIT SA | Annual Meeting Date: 05/26/2005 | |||||
Issuer: E90215109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | Withheld | |||
| MR. B.J. VILLAZAN | Management | Withheld | Against | |||
| MR. E. CASINELLO ASUBAN | Management | Withheld | Against | |||
| 02 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | ||
| 03 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | ||
| 04 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | ||
| 05 | ADOPT ACCOUNTS FOR PAST YEAR | Management | Against | Against | ||
| 06 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Against | Against | ||
| 07 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | Against | Against | ||
| 08 | AUTHORIZE LEGAL FORMALITIES | Management | Against | Against | ||
| 09 | APPROVE MINUTES OF PREVIOUSLY HELD MEETING | Management | Against | Against | ||
TENET HEALTHCARE CORPORATION | THC | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 88033G100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TREVOR FETTER | Management | For | For | |||
| BRENDA J. GAINES | Management | For | For | |||
| KAREN M. GARRISON | Management | For | For | |||
| EDWARD A. KANGAS | Management | For | For | |||
| J. ROBERT KERREY | Management | For | For | |||
| FLOYD D. LOOP, M.D. | Management | For | For | |||
| RICHARD R. PETTINGILL | Management | For | For | |||
| JAMES A. UNRUH | Management | For | For | |||
| J. MCDONALD WILLIAMS | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
XM SATELLITE RADIO HOLDINGS INC. | XMSR | Annual Meeting Date: 05/26/2005 | ||||
Issuer: 983759101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| GARY M. PARSONS | Management | For | For | |||
| HUGH PANERO | Management | For | For | |||
| NATHANIEL A. DAVIS | Management | For | For | |||
| THOMAS J. DONOHUE | Management | For | For | |||
| EDDY W. HARTENSTEIN | Management | For | For | |||
| GEORGE W. HAYWOOD | Management | For | For | |||
| CHESTER A. HUBER, JR. | Management | For | For | |||
| JOHN MENDEL | Management | For | For | |||
| JARL MOHN | Management | For | For | |||
| PIERCE J. ROBERTS, JR. | Management | For | For | |||
| JACK SHAW | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CERNER CORPORATION | CERN | Annual Meeting Date: 05/27/2005 | ||||
Issuer: 156782104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN C. DANFORTH | Management | For | For | |||
| NEAL L. PATTERSON | Management | For | For | |||
| WILLIAM D. ZOLLARS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE DIRECTV GROUP, INC. | DTV | Annual Meeting Date: 06/01/2005 | ||||
Issuer: 25459L106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RALPH F. BOYD, JR. | Management | For | For | |||
| JAMES M. CORNELIUS | Management | For | For | |||
| DAVID F. DEVOE | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CRITICAL THERAPEUTICS, INC. | CRTX | Annual Meeting Date: 06/02/2005 | ||||
Issuer: 22674T105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHRISTOPHER WALSH, PHD | Management | For | For | |||
| H. SHAW WARREN, MD | Management | For | For | |||
| ROBERT H. ZEIGER | Management | For | For | |||
| 02 | INCENTIVE STOCK OPTIONS | Management | Against | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
GARMIN LTD. | GRMN | Annual Meeting Date: 06/03/2005 | ||||
Issuer: G37260109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DONALD H. ELLER* | Management | For | For | |||
| CLIFTON A. PEMBLE* | Management | For | For | |||
| CHARLES W. PEFFER** | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
ALLIANCE DATA SYSTEMS CORPORATION | ADS | Annual Meeting Date: 06/07/2005 | ||||
Issuer: 018581108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BRUCE K. ANDERSON | Management | For | For | |||
| ROGER H. BALLOU | Management | For | For | |||
| E. LINN DRAPER, JR. | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
MEDIATEK INCORPORATION | AGM Meeting Date: 06/13/2005 | |||||
Issuer: Y5945U103 | ISIN: TW0002454006 | |||||
SEDOL: 6372480, B06P6Z5 | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| * | ADP NONVOTING PROPOSAL NOTE | Non-Voting | *Management Position Unknown | |||
| 1.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 1.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 2.2 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.1 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.2 | MANAGEMENT PROPOSAL | Management | Against | *Management Position Unknown | ||
| 3.3 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 3.4 | MANAGEMENT PROPOSAL | Management | For | *Management Position Unknown | ||
| 4. | OTHER BUSINESS | Other | Against | *Management Position Unknown | ||
WELLCARE HEALTH PLANS, INC. | Annual Meeting Date: 06/15/2005 | |||||
Issuer: 94946T106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TODD S. FARHA | Management | For | For | |||
| REGINA HERZLINGER | Management | For | For | |||
| KEVIN HICKEY | Management | For | For | |||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
DREAMWORKS ANIMATION SKG, INC. | DWA | Annual Meeting Date: 06/22/2005 | ||||
Issuer: 26153C103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| JEFFREY KATZENBERG | Management | For | For | |||
| ROGER A. ENRICO | Management | For | For | |||
| PAUL G. ALLEN | Management | For | For | |||
| LEWIS W. COLEMAN | Management | For | For | |||
| DAVID GEFFEN | Management | For | For | |||
| MELLODY HOBSON | Management | For | For | |||
| NATHAN MYHRVOLD | Management | Withheld | Against | |||
| HOWARD SCHULTZ | Management | For | For | |||
| MARGARET C. WHITMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
BEA SYSTEMS, INC. | BEAS | Annual Meeting Date: 06/23/2005 | ||||
Issuer: 073325102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ALFRED S. CHUANG | Management | For | For | |||
| STEWART K.P. GROSS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
| 04 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Against | ||
CHEROKEE INTERNATIONAL CORPORATION | ||||||
Vote Group: GLOBAL | Annual Meeting Date: 06/28/2005 | |||||
Issuer: 164450108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| KENNETH KILPATRICK | Management | For | For | |||
| JEFFREY FRANK | Management | For | For | |||
| ANTHONY BLOOM | Management | For | For | |||
| CHRISTOPHER BROTHERS | Management | For | For | |||
| CLARK MICHAEL CRAWFORD | Management | For | For | |||
| RAYMOND MEYER | Management | For | For | |||
| IAN SCHAPIRO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
IVY SMALL CAP GROWTH FUND |
Proxy Voting Record |
COST PLUS, INC. | CPWM | Annual Meeting Date: 07/01/2004 | ||||
Issuer: 221485105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MURRAY H. DASHE | Management | For | For | |||
| JOESPH H. COULOMBE | Management | For | For | |||
| BARRY J. FELD | Management | For | For | |||
| DANNY W. GURR | Management | For | For | |||
| KIM D. ROBBINS | Management | For | For | |||
| FREDRIC M. ROBERTS | Management | For | For | |||
| THOMAS D. WILLARDSON | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
KROLL, INC. | KROL | Special Meeting Date: 07/08/2004 | ||||
Issuer: 501049100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | Against | Against | ||
MICROSTRATEGY INCORPORATED | MSTR | Annual Meeting Date: 07/08/2004 | ||||
Issuer: 594972408 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL J. SAYLOR | Management | For | For | |||
| SANJU K. BANSAL | Management | For | For | |||
| DAVID B. BLUNDIN | Management | For | For | |||
| F. DAVID FOWLER | Management | For | For | |||
| CARL J. RICKERTSEN | Management | For | For | |||
| STUART B. ROSS | Management | For | For | |||
| RALPH S. TERKOWITZ | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MACROMEDIA, INC. | MACR | Annual Meeting Date: 07/26/2004 | ||||
Issuer: 556100105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT K. BURGESS | Management | For | For | |||
| JOHN (IAN) GIFFEN | Management | For | For | |||
| STEVEN GOMO | Management | For | For | |||
| WILLIAM H. HARRIS, JR. | Management | For | For | |||
| DONALD L. LUCAS | Management | For | For | |||
| TIMOTHY O'REILLY | Management | For | For | |||
| WILLIAM B. WELTY | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FISHER SCIENTIFIC INTERNATIONAL INC. | FSH | Annual Meeting Date: 08/02/2004 | ||||
Issuer: 338032204 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE ISSUANCE OF COMMON STOCK | Management | For | For | ||
| 02 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL D. DINGMAN* | Management | For | For | |||
| CHARLES A SANDERS M.D.* | Management | For | For | |||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | APPROVE MOTION TO ADJOURN MEETING | Management | For | For | ||
ACXIOM CORPORATION | ACXM | Annual Meeting Date: 08/04/2004 | ||||
Issuer: 005125109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. MARY L. GOOD | Management | For | For | |||
| RODGER S. KLINE | Management | For | For | |||
| STEPHEN M. PATTERSON | Management | For | For | |||
| JAMES T. WOMBLE | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
TARO PHARMACEUTICAL INDUSTRIES LTD. | TARO | Annual Meeting Date: 08/05/2004 | ||||
Issuer: M8737E108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HEATHER DOUGLAS | Management | For | For | |||
| MICHAEL FRIEDMAN | Management | For | For | |||
| ERIC JOHNSTON | Management | For | For | |||
| GAD KEREN | Management | For | For | |||
| BARRIE LEVITT | Management | For | For | |||
| TAL LEVITT | Management | For | For | |||
| DANIEL MOROS | Management | For | For | |||
| MYRON STROBER | Management | For | For | |||
| 02 | APPOINT AUDITORS AND APPROVE REMUNERATION | Management | For | For | ||
| 03 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||
| 04 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 05 | APPROVE OPTION GRANTS TO OFFICERS/DIRECTORS | Management | For | For | ||
MANUGISTICS GROUP, INC. | MANU | Annual Meeting Date: 08/19/2004 | ||||
Issuer: 565011103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM H. JANEWAY | Management | For | For | |||
| WILLIAM G. NELSON | Management | For | For | |||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HEWITT ASSOCIATES, INC. | HEW | Special Meeting Date: 09/30/2004 | ||||
Issuer: 42822Q100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE ANNUAL MEETING DATE/TIME CHANGE | Management | Against | Against | ||
DIGITAS INC. | DTAS | Special Meeting Date: 10/14/2004 | ||||
Issuer: 25388K104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | Against | Against | ||
RESOURCES CONNECTION, INC. | RECN | Annual Meeting Date: 10/15/2004 | ||||
Issuer: 76122Q105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| KAREN M. FERGUSON | Management | For | For | |||
| NEIL F. DIMICK | Management | For | For | |||
| JULIE A. HILL | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 03 | INCENTIVE STOCK OPTIONS | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHECKFREE CORPORATION | CKFR | Annual Meeting Date: 10/27/2004 | ||||
Issuer: 162813109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| PETER J. KIGHT | Management | For | For | |||
| LEWIS C. LEVIN | Management | Withheld | Against | |||
| JEFFREY M. WILKINS | Management | For | For | |||
MACROMEDIA, INC. | MACR | Special Meeting Date: 11/10/2004 | ||||
Issuer: 556100105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
THE ADVISORY BOARD COMPANY | ABCO | Annual Meeting Date: 11/15/2004 | ||||
Issuer: 00762W107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARC N. CASPER | Management | For | For | |||
| KELT KINDICK | Management | For | For | |||
| JOSEPH E. LAIRD, JR. | Management | For | For | |||
| MARK R. NEAMAN | Management | For | For | |||
| LEON D. SHAPIRO | Management | For | For | |||
| FRANK J. WILLIAMS | Management | For | For | |||
| LEANNE M. ZUMWALT | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
RESMED INC | RMD | Annual Meeting Date: 11/18/2004 | ||||
Issuer: 761152107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MICHAEL A. QUINN | Management | For | For | |||
| CHRISTOPHER BARTLETT | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MICROS SYSTEMS, INC. | MCRS | Annual Meeting Date: 11/19/2004 | ||||
Issuer: 594901100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| A.L. GIANNOPOULOS | Management | For | For | |||
| LOUIS M. BROWN, JR. | Management | For | For | |||
| B. GARY DANDO | Management | For | For | |||
| JOHN G. PUENTE | Management | For | For | |||
| DWIGHT S. TAYLOR | Management | For | For | |||
| WILLIAM S. WATSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
WMS INDUSTRIES INC. | WMS | Annual Meeting Date: 12/09/2004 | ||||
Issuer: 929297109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LOUIS J. NICASTRO | Management | For | For | |||
| BRIAN R. GAMACHE | Management | For | For | |||
| NORMAN J. MENELL | Management | For | For | |||
| HAROLD H. BACH, JR. | Management | For | For | |||
| WILLIAM C. BARTHOLOMAY | Management | For | For | |||
| NEIL D. NICASTRO | Management | For | For | |||
| HARVEY REICH | Management | For | For | |||
| IRA S. SHEINFELD | Management | For | For | |||
| WILLIAM J. VARESCHI, JR | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FINANCIAL FEDERAL CORPORATION | FIF | Annual Meeting Date: 12/14/2004 | ||||
Issuer: 317492106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LAWRENCE B. FISHER | Management | For | For | |||
| WILLIAM C MACMILLEN JR. | Management | For | For | |||
| MICHAEL C. PALITZ | Management | For | For | |||
| THOMAS F. ROBARDS | Management | For | For | |||
| PAUL R. SINSHEIMER | Management | For | For | |||
| H.E. TIMANUS, JR. | Management | For | For | |||
| MICHAEL J. ZIMMERMAN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FACTSET RESEARCH SYSTEMS INC. | FDS | Annual Meeting Date: 12/21/2004 | ||||
Issuer: 303075105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOSEPH E. LAIRD, JR. | Management | For | For | |||
| JAMES J. MCGONIGLE | Management | For | For | |||
| CHARLES J. SNYDER | Management | For | For | |||
| 02 | ADOPT STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
THE ROBERT MONDAVI CORPORATION | MOND | Annual Meeting Date: 12/22/2004 | ||||
Issuer: 609200100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE MERGER AGREEMENT | Management | For | For | ||
| 02 | ELECTION OF DIRECTORS | Management | For | |||
| PHILIP GREER | Management | For | For | |||
| JOHN M. THOMPSON | Management | For | For | |||
| ANTHONY GREENER | Management | For | For | |||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | For | ||
| 06 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
SONIC CORP. | SONC | Annual Meeting Date: 01/20/2005 | ||||
Issuer: 835451105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| LEONARD LIEBERMAN | Management | For | For | |||
| H.E. (GENE) RAINBOLT | Management | For | For | |||
| 02 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
HEWITT ASSOCIATES, INC. | HEW | Annual Meeting Date: 02/02/2005 | ||||
Issuer: 42822Q100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHERYL A. FRANCIS | Management | For | For | |||
| DALE L. GIFFORD | Management | For | For | |||
| THOMAS J. NEFF | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
JACOBS ENGINEERING GROUP INC. | JEC | Annual Meeting Date: 02/08/2005 | ||||
Issuer: 469814107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. DALE R. LAURANCE | Management | For | For | |||
| LINDA FAYNE LEVINSON | Management | For | For | |||
| CRAIG L. MARTIN | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
KRONOS INCORPORATED | KRON | Annual Meeting Date: 02/10/2005 | ||||
Issuer: 501052104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| D. BRADLEY MCWILLIAMS | Management | For | For | |||
| LAWRENCE J. PORTNER | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NORDSON CORPORATION | NDSN | Annual Meeting Date: 02/22/2005 | ||||
Issuer: 655663102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DR. GLENN R. BROWN | Management | For | For | |||
| JOSEPH P. KEITHLEY | Management | For | For | |||
| PETER S. HELLMAN | Management | For | For | |||
| MARY G. PUMA | Management | For | For | |||
HOLOGIC, INC. | HOLX | Annual Meeting Date: 02/28/2005 | ||||
Issuer: 436440101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN W. CUMMING | Management | For | For | |||
| IRWIN JACOBS | Management | For | For | |||
| DAVID R. LAVANCE, JR. | Management | For | For | |||
| NANCY L. LEAMING | Management | For | For | |||
| ARTHUR G. LERNER | Management | For | For | |||
| GLENN P. MUIR | Management | For | For | |||
| JAY A. STEIN | Management | For | For | |||
ADC TELECOMMUNICATIONS, INC. | ADCT | Annual Meeting Date: 03/01/2005 | ||||
Issuer: 000886101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES C. CASTLE, PH.D.* | Management | For | For | |||
| MICKEY P. FORET* | Management | For | For | |||
| J. KEVIN GILLIGAN* | Management | For | For | |||
| JOHN D. WUNSCH* | Management | For | For | |||
| LOIS M. MARTIN** | Management | For | For | |||
| JOHN E. REHFELD** | Management | For | For | |||
| WILLIAM R. SPIVEY*** | Management | For | For | |||
| 02 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Against | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
HEADWATERS INCORPORATED | HDWR | Annual Meeting Date: 03/01/2005 | ||||
Issuer: 42210P102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| KIRK A. BENSON* | Management | For | For | |||
| RAYMOND J. WELLER* | Management | For | For | |||
| E.J. 'JAKE' GARN* | Management | Withheld | Against | |||
| BLAKE O. FISHER, JR.** | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 05 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
AMERICAN MEDICAL SYSTEMS HOLDINGS, I | AMMD | Special Meeting Date: 03/04/2005 | ||||
Issuer: 02744M108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
| 02 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
MARTEK BIOSCIENCES CORPORATION | MATK | Annual Meeting Date: 03/17/2005 | ||||
Issuer: 572901106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HENRY LINSERT, JR. | Management | For | For | |||
| SANDRA PANEM | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
QUIKSILVER, INC. | ZQK | Annual Meeting Date: 03/24/2005 | ||||
Issuer: 74838C106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| WILLIAM M. BARNUM, JR. | Management | For | For | |||
| CHARLES E. CROWE | Management | For | For | |||
| MICHAEL H. GRAY | Management | For | For | |||
| ROBERT G. KIRBY | Management | For | For | |||
| BERNARD MARIETTE | Management | For | For | |||
| ROBERT B. MCKNIGHT, JR. | Management | For | For | |||
| FRANCK RIBOUD | Management | Withheld | Against | |||
| TOM ROACH | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | INCENTIVE STOCK OPTIONS | Management | For | For | ||
| 04 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
KANSAS CITY SOUTHERN | KSU | Special Meeting Date: 03/29/2005 | ||||
Issuer: 485170302 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | APPROVE PRIVATE PLACEMENT | Management | For | For | ||
FLIR SYSTEMS, INC. | FLIR | Annual Meeting Date: 04/20/2005 | ||||
Issuer: 302445101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN C. HART | Management | For | For | |||
| ANGUS L. MACDONALD | Management | For | For | |||
| 02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Management | For | For | ||
COGNEX CORPORATION | CGNX | Special Meeting Date: 04/21/2005 | ||||
Issuer: 192422103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT J. SHILLMAN | Management | For | For | |||
| JERALD FISHMAN | Management | For | For | |||
TRACTOR SUPPLY COMPANY | TSCO | Annual Meeting Date: 04/21/2005 | ||||
Issuer: 892356106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | DECLASSIFY BOARD | Management | For | For | ||
| 02 | APPROVE DIRECTOR REMOVAL ONLY FOR CAUSE | Management | For | For | ||
| 03 | ELECTION OF DIRECTORS | Management | For | |||
| JAMES F. WRIGHT* | Management | For | For | |||
| GERARD E. JONES* | Management | For | For | |||
| EDNA K. MORRIS* | Management | For | For | |||
| JOSEPH D. MAXWELL* | Management | For | For | |||
| JOSEPH M. RODGERS* | Management | For | For | |||
| SAM K. REED* | Management | For | For | |||
| JOSEPH H. SCARLETT, JR* | Management | For | For | |||
| S.P. BRAUD* | Management | For | For | |||
| CYNTHIA T. JAMISON* | Management | For | For | |||
| JOSEPH D. MAXWELL** | Management | For | For | |||
| JOSEPH M. RODGERS** | Management | For | For | |||
| SAM K. REED** | Management | For | For | |||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
INTER-TEL, INCORPORATED | INTL | Annual Meeting Date: 04/26/2005 | ||||
Issuer: 458372109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| STEVEN G. MIHAYLO | Management | For | For | |||
| J. ROBERT ANDERSON | Management | For | For | |||
| JERRY W. CHAPMAN | Management | For | For | |||
| GARY D. EDENS | Management | For | For | |||
| C. ROLAND HADEN | Management | For | For | |||
| ALEXANDER CAPPELLO | Management | For | For | |||
| AGNIESZKA WINKLER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
GETTY IMAGES, INC. | GYI | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 374276103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| CHRISTOPHER H. SPORBORG | Management | For | For | |||
| MARK H. GETTY | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
O'REILLY AUTOMOTIVE, INC. | ORLY | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 686091109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DAVID E. O'REILLY | Management | For | For | |||
| JAY D. BURCHFIELD | Management | For | For | |||
| PAUL R. LEDERER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 04 | AMEND DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 05 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
STRAYER EDUCATION, INC. | STRA | Annual Meeting Date: 05/03/2005 | ||||
Issuer: 863236105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT S. SILBERMAN | Management | For | For | |||
| DR. CHARLOTTE F. BEASON | Management | For | For | |||
| WILLIAM E. BROCK | Management | For | For | |||
| DAVID A. COULTER | Management | For | For | |||
| GARY GENSLER | Management | For | For | |||
| ROBERT R. GRUSKY | Management | For | For | |||
| ROBERT L. JOHNSON | Management | For | For | |||
| STEVEN B. KLINSKY | Management | For | For | |||
| TODD A. MILANO | Management | For | For | |||
| G. THOMAS WAITE III | Management | For | For | |||
| J. DAVID WARGO | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT EMPLOYEE STOCK OPTION PLAN | Management | For | For | ||
CITY NATIONAL CORPORATION | CYN | Annual Meeting Date: 05/04/2005 | ||||
Issuer: 178566105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD L. BLOCH | Management | For | For | |||
| BRAM GOLDSMITH | Management | For | For | |||
| ROBERT H. TUTTLE | Management | For | For | |||
| KENNETH ZIFFREN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AMERICAN MEDICAL SYSTEMS HOLDINGS, I | AMMD | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 02744M108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARTIN J. EMERSON | Management | For | For | |||
| RICHARD B. EMMITT | Management | For | For | |||
| C.H. PORTER, PH.D. | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
COOPER CAMERON CORPORATION | CAM | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 216640102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PETER J. FLUOR | Management | For | For | |||
| DAVID ROSS III | Management | For | For | |||
| BRUCE W. WILKINSON | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT MANAGEMENT INCENTIVE PLAN | Management | For | For | ||
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
GUITAR CENTER, INC. | GTRC | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 402040109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARTY ALBERTSON | Management | For | For | |||
| GEORGE JONES | Management | For | For | |||
| LARRY LIVINGSTON | Management | For | For | |||
| GEORGE MRKONIC | Management | For | For | |||
| KENNETH REISS | Management | For | For | |||
| WALTER ROSSI | Management | For | For | |||
| PETER STARRETT | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
KANSAS CITY SOUTHERN | KSU | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 485170302 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ROBERT J. DRUTEN | Management | For | For | |||
| RODNEY E. SLATER | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NEWFIELD EXPLORATION COMPANY | NFX | Annual Meeting Date: 05/05/2005 | ||||
Issuer: 651290108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| DAVID A. TRICE | Management | For | For | |||
| DAVID F. SCHAIBLE | Management | For | For | |||
| HOWARD H. NEWMAN | Management | For | For | |||
| THOMAS G. RICKS | Management | For | For | |||
| DENNIS R. HENDRIX | Management | For | For | |||
| C.E. (CHUCK) SHULTZ | Management | For | For | |||
| PHILIP J. BURGUIERES | Management | For | For | |||
| JOHN RANDOLPH KEMP III | Management | For | For | |||
| J. MICHAEL LACEY | Management | For | For | |||
| JOSEPH H. NETHERLAND | Management | For | For | |||
| J. TERRY STRANGE | Management | For | For | |||
| PAMELA J. GARDNER | Management | For | For | |||
| JUANITA F. ROMANS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
WESTERN GAS RESOURCES, INC. | WGR | Annual Meeting Date: 05/06/2005 | ||||
Issuer: 958259103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| RICHARD B. ROBINSON | Management | For | For | |||
| BRION G. WISE | Management | For | For | |||
| PETER A. DEA | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
NATIONAL INSTRUMENTS CORPORATION | NATI | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 636518102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JEFFREY L. KODOSKY | Management | For | For | |||
| DONALD M. CARLTON | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
NU SKIN ENTERPRISES, INC. | NUS | Annual Meeting Date: 05/10/2005 | ||||
Issuer: 67018T105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BLAKE M. RONEY | Management | For | For | |||
| M. TRUMAN HUNT | Management | For | For | |||
| SANDRA N. TILLOTSON | Management | For | For | |||
| E.J. 'JAKE' GARN | Management | For | For | |||
| PAULA F. HAWKINS | Management | For | For | |||
| DANIEL W. CAMPBELL | Management | For | For | |||
| ANDREW D. LIPMAN | Management | For | For | |||
| JOSE FERREIRA, JR. | Management | For | For | |||
| D. ALLEN ANDERSEN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ENCYSIVE PHARMACEUTICALS INC. | ENCY | Annual Meeting Date: 05/11/2005 | ||||
Issuer: 29256X107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN M. PIETRUSKI | Management | For | For | |||
| RON J. ANDERSON | Management | For | For | |||
| J. KEVIN BUCHI | Management | For | For | |||
| FRANK C. CARLUCCI | Management | For | For | |||
| ROBERT J. CRUIKSHANK | Management | For | For | |||
| JOHN H. DILLON, II | Management | For | For | |||
| RICHARD A.F. DIXON | Management | For | For | |||
| BRUCE D. GIVEN | Management | For | For | |||
| SUZANNE OPARIL | Management | For | For | |||
| JAMES A. THOMSON | Management | For | For | |||
| JAMES T. WILLERSON | Management | For | For | |||
| 02 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 03A | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03B | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
DIGITAS INC. | DTAS | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 25388K104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ARTHUR KERN | Management | For | For | |||
| GAIL J. MCGOVERN | Management | For | For | |||
| 02 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
GENTEX CORPORATION | GNTX | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 371901109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| ARLYN LANTING | Management | For | For | |||
| KENNETH LA GRAND | Management | For | For | |||
| RANDE SOMMA | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
WRIGHT MEDICAL GROUP, INC. | WMGI | Annual Meeting Date: 05/12/2005 | ||||
Issuer: 98235T107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| F. BARRY BAYS | Management | For | For | |||
| RICHARD B. EMMITT | Management | For | For | |||
| LAURENCE Y. FAIREY | Management | For | For | |||
| DAVID D. STEVENS | Management | For | For | |||
| JAMES E. THOMAS | Management | For | For | |||
| THOMAS E. TIMBIE | Management | For | For | |||
| JAMES T. TREACE | Management | For | For | |||
| ELIZABETH H. WEATHERMAN | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CHICAGO BRIDGE & IRON COMPANY N.V. | CBI | Annual Meeting Date: 05/13/2005 | ||||
Issuer: 167250109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 1A | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1B | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 1C | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1D | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 1E | CHANGE STOCK EXCHANGE LISTING | Management | For | *Management Position Unknown | ||
| 1F | CHANGE STOCK EXCHANGE LISTING | Management | Against | *Management Position Unknown | ||
| 02 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 03 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 04 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 05 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 06 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 07 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 08 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 09 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 10 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 11 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 12 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
| 13 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||
ZEBRA TECHNOLOGIES CORPORATION | ZBRA | Annual Meeting Date: 05/17/2005 | ||||
Issuer: 989207105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| EDWARD L. KAPLAN | Management | For | For | |||
| CHRISTOPHER G. KNOWLES | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADTRAN, INC. | ADTN | Annual Meeting Date: 05/18/2005 | ||||
Issuer: 00738A106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| MARK C. SMITH | Management | For | For | |||
| HOWARD A. THRAILKILL | Management | For | For | |||
| RICHARD A. ANDERSON | Management | Withheld | Against | |||
| W. FRANK BLOUNT | Management | For | For | |||
| H. FENWICK HUSS | Management | For | For | |||
| WILLIAM L. MARKS | Management | For | For | |||
| ROY J. NICHOLS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
EPICOR SOFTWARE CORPORATION | EPIC | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 29426L108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| L. GEORGE KLAUS | Management | For | For | |||
| DONALD R. DIXON | Management | For | For | |||
| THOMAS F. KELLY | Management | For | For | |||
| HAROLD D. COPPERMAN | Management | For | For | |||
| ROBERT H. SMITH | Management | For | For | |||
| 02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FORMFACTOR, INC. | FORM | Annual Meeting Date: 05/19/2005 | ||||
Issuer: 346375108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| G. CARL EVERETT, JR. | Management | For | For | |||
| DR. HOMA BAHRAMI | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ANDRX CORPORATION | ADRX | Annual Meeting Date: 05/20/2005 | ||||
Issuer: 034553107 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| TAMARA A. BAUM | Management | For | For | |||
| MELVIN SHAROKY, M.D. | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ADVANCED NEUROMODULATION SYSTEMS, IN | ANSI | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 00757T101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| HUGH M. MORRISON | Management | For | For | |||
| ROBERT C. EBERHART, PHD | Management | For | For | |||
| MICHAEL J. TORMA, M.D. | Management | For | For | |||
| RICHARD D. NIKOLAEV | Management | For | For | |||
| CHRISTOPHER G. CHAVEZ | Management | For | For | |||
| JOSEPH E. LAPTEWICZ | Management | For | For | |||
| J. PHILIP MCCORMICK | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
HENRY SCHEIN, INC. | HSIC | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 806407102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| STANLEY M. BERGMAN | Management | For | For | |||
| GERALD A. BENJAMIN | Management | For | For | |||
| JAMES P. BRESLAWSKI | Management | For | For | |||
| MARK E. MLOTEK | Management | For | For | |||
| STEVEN PALADINO | Management | For | For | |||
| BARRY J. ALPERIN | Management | For | For | |||
| PAUL BRONS | Management | For | For | |||
| DR. MARGARET A. HAMBURG | Management | For | For | |||
| DONALD J. KABAT | Management | For | For | |||
| PHILIP A. LASKAWY | Management | For | For | |||
| NORMAN S. MATTHEWS | Management | For | For | |||
| MARVIN H. SCHEIN | Management | Withheld | Against | |||
| DR. LOUIS W. SULLIVAN | Management | For | For | |||
| 02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | APPROVE CHARTER AMENDMENT | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MACROVISION CORPORATION | MVSN | Annual Meeting Date: 05/24/2005 | ||||
Issuer: 555904101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN O. RYAN | Management | For | For | |||
| WILLIAM A. KREPICK | Management | For | For | |||
| DONNA S. BIRKS | Management | For | For | |||
| WILLIAM N. STIRLEN | Management | For | For | |||
| THOMAS WERTHEIMER | Management | For | For | |||
| STEVEN G. BLANK | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Against | Against | ||
| 03 | AMEND DIRECTOR STOCK OPTION PLAN | Management | For | For | ||
| 04 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
AMYLIN PHARMACEUTICALS, INC. | AMLN | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 032346108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| VAUGHN D. BRYSON | Management | For | For | |||
| JOSEPH C. COOK, JR. | Management | For | For | |||
| GINGER L. GRAHAM | Management | For | For | |||
| HOWARD E. GREENE, JR. | Management | For | For | |||
| TERRANCE H. GREGG | Management | For | For | |||
| JAY S. SKYLER | Management | For | For | |||
| JOSEPH P. SULLIVAN | Management | For | For | |||
| THOMAS R. TESTMAN | Management | For | For | |||
| JAMES N. WILSON | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MCAFEE, INC. | Annual Meeting Date: 05/25/2005 | |||||
Issuer: 579064106 | ISIN: | |||||
SEDOL: | �� | |||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MR. ROBERT BUCKNAM | Management | For | For | |||
| MS. LIANE WILSON | Management | For | For | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
MINERALS TECHNOLOGIES INC. | MTX | Annual Meeting Date: 05/25/2005 | ||||
Issuer: 603158106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAULA H.J. CHOLMONDELEY | Management | For | For | |||
| DUANE R. DUNHAM | Management | For | For | |||
| STEVEN J. GOLUB | Management | For | For | |||
| JEAN-PAUL VALLES | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
CERNER CORPORATION | CERN | Annual Meeting Date: 05/27/2005 | ||||
Issuer: 156782104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| JOHN C. DANFORTH | Management | For | For | |||
| NEAL L. PATTERSON | Management | For | For | |||
| WILLIAM D. ZOLLARS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
RED ROBIN GOURMET BURGERS, INC. | RRGB | Annual Meeting Date: 06/02/2005 | ||||
Issuer: 75689M101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| BENJAMIN D. GRAEBEL | Management | For | For | |||
| DENNIS B. MULLEN | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
NAUTILUS, INC. | NLS | Annual Meeting Date: 06/06/2005 | ||||
Issuer: 63910B102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PETER A. ALLEN | Management | For | For | |||
| ROBERT S. FALCONE | Management | For | For | |||
| GREGGORY C. HAMMANN | Management | For | For | |||
| FREDERICK T. HULL | Management | For | For | |||
| DONALD W. KEEBLE | Management | For | For | |||
| PAUL F. LITTLE | Management | For | For | |||
| DIANE L. NEAL | Management | For | For | |||
| JAMES M. WEBER | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | Against | Against | ||
VCA ANTECH, INC. | WOOF | Annual Meeting Date: 06/06/2005 | ||||
Issuer: 918194101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| JOHN B. CHICKERING, JR. | Management | For | For | |||
| JOHN HEIL | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | Annual Meeting Date: 06/09/2005 | ||||
Issuer: 01988P108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| GLEN E. TULLMAN | Management | For | For | |||
| M. FAZLE HUSAIN | Management | Withheld | Against | |||
| 02 | AMEND INCENTIVE STOCK OPTION PLAN TO INCREASE SHARES | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
ANGIOTECH PHARMACEUTICALS, INC. | ANPI | Annual Meeting Date: 06/09/2005 | ||||
Issuer: 034918102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| WILLIAM L. HUNTER | Management | For | For | |||
| DAVID T. HOWARD | Management | For | For | |||
| HARTLEY T. RICHARDSON | Management | For | For | |||
| EDWARD M. BROWN | Management | For | For | |||
| GLEN D. NELSON | Management | For | For | |||
| ARTHUR H. WILLMS | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
| 03 | PERMIT DIRECTORS TO FIX/APPROVE AUDITOR'S REMUNERATION | Management | For | For | ||
| 04 | RATIFY SHAREHOLDER RIGHTS PLAN | Management | For | For | ||
| 05 | TRANSACT OTHER BUSINESS | Management | Against | Against | ||
PATTERSON-UTI ENERGY, INC. | PTEN | Annual Meeting Date: 06/15/2005 | ||||
Issuer: 703481101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| MARK S. SIEGEL | Management | For | For | |||
| CLOYCE A. TALBOTT | Management | For | For | |||
| A. GLENN PATTERSON | Management | For | For | |||
| KENNETH N. BERNS | Management | For | For | |||
| ROBERT C. GIST | Management | For | For | |||
| CURTIS W. HUFF | Management | For | For | |||
| TERRY H. HUNT | Management | For | For | |||
| KENNETH R. PEAK | Management | For | For | |||
| NADINE C. SMITH | Management | For | For | |||
| 02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | For | ||
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
FOXHOLLOW TECHNOLOGIES, INC. | Annual Meeting Date: 06/16/2005 | |||||
Issuer: 35166A103 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| ROBERT W. THOMAS | Management | For | For | |||
| TOMOAKI HINOHARA, M.D. | Management | Withheld | Against | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
SEMTECH CORPORATION | SMTC | Annual Meeting Date: 06/16/2005 | ||||
Issuer: 816850101 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | ||||
| GLEN M. ANTLE | Management | For | For | |||
| JAMES P. BURRA | Management | For | For | |||
| JASON L. CARLSON | Management | For | For | |||
| ROCKELL N. HANKIN | Management | For | For | |||
| JAMES T. LINDSTROM | Management | For | For | |||
| JOHN L. PIOTROWSKI | Management | Withheld | Against | |||
| JOHN D. POE | Management | For | For | |||
| JAMES T. SCHRAITH | Management | For | For | |||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | Annual Meeting Date: 06/16/2005 | ||||
Issuer: 874054109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
| Proposal | Proposal | Vote | For or Against | |||
| Number | Proposal | Type | Cast | Management | ||
| 01 | ELECTION OF DIRECTORS | Management | For | |||
| PAUL EIBELER | Management | For | For | |||
| OLIVER R. GRACE, JR. | Management | For | For | |||
| ROBERT FLUG | Management | For | For | |||
| TODD EMMEL | Management | For | For | |||
| MARK LEWIS | Management | For | For | |||
| STEVEN TISCH | Management | For | For | |||
| BARBARA KACZYNSKI | Management | For | For | |||
| 02 | AMEND STOCK OPTION PLAN | Management | For | For | ||
| 03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | For | ||
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
IVY FUNDS, INC. |
(Registrant) |
By: /s/Kristen A. Richards |
Kristen A. Richards, Vice President and Secretary |
Date: August 31, 2005 |
By: /s/Henry J. Herrmann |
Henry J. Herrmann, President and Principal Executive Officer |
Date: August 31, 2005 |
