| | | | | | | | | | |
|
Jul 01, 2008 - Jun 30, 2009 |
|
6 Ivy Asset Strategy |
|
Mtg | Company/ | | | | Mgmt | Vote | Record | |
Date/Type | Ballot Issues | | Security | | Rec | Cast | Date | Prpnent |
|
| Alstom | | | | |
| | Ordinary Business | | | | | |
| 1 | Approve Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | | For | For | | Mgmt |
| 3.18 | |
| 4 | Approve Special Auditors' Report Regarding Ongoing Related-Party Transaction | | For | For | | Mgmt |
| 3.5 | |
| 5 | Approve Transaction with Patrick Kron | | For | For | | Mgmt |
| 4.1 | |
| 6 | Ratify PricewaterhouseCoopers Audit as Auditor | | For | For | | Mgmt |
| 3.1a | |
| 7 | Ratify Mazars as Auditor | | For | For | | Mgmt |
| 3.1a | |
| 8 | Ratify Yves Nicolas as Alternate Auditor | | For | For | | Mgmt |
| 3.1a | |
| 9 | Ratify Patrick de Cambourg as Alternate Auditor | | For | For | | Mgmt |
| 3.1a | |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| | Special Business | | | | | |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | For | | Mgmt |
| 3.22a | |
| 12 | Authorize Filing of Required Documents/Other Formalities | | For | For | | Mgmt |
| 2.14b | |
|
|
| Annaly Capital Management Inc. *NLY* | | | |
| 1 | Elect Directors | | For | For | | Mgmt |
| 1.1 | Elect Director W. Denahan-Norris --- For | | | | | |
| Item 2.6a | |
| 1.2 | Elect Director Michael Haylon --- For | | | | | |
| Item 2.6a | |
| 1.3 | Elect Director Donnell A. Segalas --- For | | | | | |
| Item 2.6a | |
| 2 | Ratify Auditors | | For | For | | Mgmt |
| Item 3.1a | |
|
|
| Baidu Inc. *BIDU* | | | | |
| | Meeting for ADR Holders | | | | | |
| 1 | Authorize Share Repurchase Program | | For | For | | Mgmt |
| 3.21a | |
| 2 | Amend Articles of Association Re: Issue and Purchase of Shares | | For | For | | Mgmt |
| 3.23c | |
| 3 | Change Company Name to Baidu, Inc. | | For | For | | Mgmt |
| 3.17 | |
| 4 | Adopt New Memorandum and Articles of Association | | For | For | | Mgmt |
| 3.23c | |
| 5 | Amend 2000 Option Plan | | For | Against | | Mgmt |
| 99 Per Ryan Caldwell | |
| 6 | Approve 2008 Share Incentive Plan | | For | Against | | Mgmt |
| 4.1 Total number of shares available to grant is > 10% of the outstanding shares | |
|
|
| BHP Billiton plc | | | |
| 1 | Accept Financial Statements and Statutory Reports for BHP Billiton plc | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited | | For | For | | Mgmt |
| 3.24 | |
| 3 | Re-elect Paul Anderson as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 4 | Re-elect Paul Anderson as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 5 | Re-elect Don Argus as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 6 | Re-elect Don Argus as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 7 | Re-elect Dr John Buchanan as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 8 | Re-elect Dr John Buchanan as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 9 | Re-elect David Crawford as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 10 | Re-elect David Crawford as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 11 | Re-elect Jacques Nasser as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 12 | Re-elect Jacques Nasser as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 13 | Re-elect Dr John Schubert as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 14 | Re-elect Dr John Schubert as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 15 | Elect Alan Boeckmann as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 16 | Elect Alan Boeckmann as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| | Shareholder Proposal | | | | | |
| 17 | Elect Stephen Mayne as Director of BHP Billiton plc | | Against | Against | | ShrHoldr |
| 2.6b | |
| 18 | Elect Stephen Mayne as Director of BHP Billiton Limited | | Against | Against | | ShrHoldr |
| 2.6b | |
| | Continuation of Management Proposals | | | | | |
| 19 | Elect Dr David Morgan as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 20 | Elect Dr David Morgan as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 21 | Elect Keith Rumble as Director of BHP Billiton plc | | For | For | | Mgmt |
| 2.6a | |
| 22 | Elect Keith Rumble as Director of BHP Billiton Limited | | For | For | | Mgmt |
| 2.6a | |
| 23 | Reappoint KPMG Audit plc as Auditors of BHP Billiton plc and Authorise the Board to Determine Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 24 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 277,983,328 | | For | Against | | Mgmt |
| 3.9a | |
| 25 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 55,778,030 | | For | For | | Mgmt |
| 3.9b | |
| 26 | Authorise 223,112,120 BHP Billiton plc Ordinary Shares for Market Purchase | | For | For | | Mgmt |
| 3.21a | |
| 27i | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 April 2009 | | For | For | | Mgmt |
| 3.22a | |
| 27ii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 29 May 2009 | | For | For | | Mgmt |
| 3.22a | |
| 27iii | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 June 2009 | | For | For | | Mgmt |
| 3.22a | |
| 27iv | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 31 July 2009 | | For | For | | Mgmt |
| 3.22a | |
| 27v | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 15 September 2009 | | For | For | | Mgmt |
| 3.22a | |
| 27vi | Approve Reduction of the Share Capital of BHP Billiton plc by the Cancellation of All the Issued Paid Up Shares of USD 0.50 Nominal Value Each Held by BHP Billiton Limited on 30 November 2009 | | For | For | | Mgmt |
| 3.22a | |
| 28 | Approve Remuneration Report | | For | For | | Mgmt |
| 2.8a | |
| 29 | Amend BHP Billiton plc Group Incentive Scheme; Amend BHP Billiton Limited Group Incentive Scheme | | For | For | | Mgmt |
| 4.1 | |
| 30 | Approve Grant of Deferred Shares and Options under the BHP Billiton Limited Group Incentive Scheme and the Grant of Performance Shares under the BHP Billiton Limited Long Term Incentive Plan to Executive Director, Marius Kloppers | | For | For | | Mgmt |
| 4.1 | |
| 31 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton plc to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton Limited to USD 3,800,000; Approve this Increase for All Purposes | | For | For | | Mgmt |
| 2.8a | |
| 32 | Increase Maximum Aggregate Remuneration Paid by BHP Billiton Limited to All Non-Executive Directors Together with the Remuneration Paid to Those Non-Executive Directors by BHP Billiton plc to USD 3,800,000; Approve this Increase for All Purposes | | For | For | | Mgmt |
| 2.8a | |
| 33 | Amend the Articles of Association of of BHP Billiton plc | | For | For | | Mgmt |
| 3.23b | |
| 34 | Amend the Constitution of BHP Billiton Limited | | For | For | | Mgmt |
| 3.23b | |
|
|
| BMF BOVESPA S.A. BOLSA VALORES MERC FUT | | | |
| 1 | Approve Absorbtion of Bolsa de Valores de Sao Paulo SA, and Companhia Brasileira de Liquidacao e Custodia | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
| 2 | Appoint PricewaterhouseCoopers to Appraise Proposed Absorption | | For | For | | Mgmt |
| 3.1a per Ryan Caldwell | |
| 3 | Approve Appraisal of Proposed Absorption | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
| 4 | Ratify Votes Cast during the Shareholder Meetings of Bolsa de Valores de Sao Paulo SA and Companhia Brasileira de Liquidacao e Custodia | | For | For | | Mgmt |
| 99 | |
| 5 | Ratify Director Appointed by the Board in Accordance with Art. 150 of the Brazilian Corporations Law | | For | For | | Mgmt |
| 2.6a | |
| 6 | Authorize Administrators to Execute Approved Resolutions | | For | For | | Mgmt |
| 2.14b | |
|
|
| China Communications
Construction Company Ltd. | | | |
| | Special Business | | | | | |
| 1 | Approve Issuance of Domestic Corporate Bonds With a Principal Amount Not More Than RMB 15.0 Billion | | For | For | | Mgmt |
| 99 Per Ryan Caldwell | |
|
|
| China Communications
Construction Company Ltd. | | | |
| 1 | Accept Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Report of the Supervisory Committee | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 4 | Approve Profit Distribution and Dividend Distribution Plan | | For | For | | Mgmt |
| 3.18 | |
| 5 | Reappoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 6 | Allow Electronic Distribution of Company Communications | | For | For | | Mgmt |
| 3.23b | |
| 7 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23b | |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
|
|
| China Construction Bank Corporation | | | |
| | Special Business | | | | | |
| 1 | Approve Issuance of Subordinated Bonds in the Aggregate Principal Amount Not Exceeding RMB 80 Billion | | For | For | | Mgmt |
| 99 per Ryan Caldwell | |
| | Ordinary Business | | | | | |
| 2 | Approve Resolution on Supplying Corporate Communications to the Holders of H Shares By Means of the Bank's Own Website | | For | For | | Mgmt |
| 3.23b | |
|
|
| China Construction Bank Corporation | | | |
| 1 | Accept 2008 Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept 2008 Report of the Board of Supervisors | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept 2008 Final Financial Accounts | | For | For | | Mgmt |
| 3.24 | |
| 4 | Approve 2009 Fixed Assets Investment Budget | | For | For | | Mgmt |
| 99 | |
| 5 | Approve Profit Distribution Plan for the Second Half of 2008 | | For | For | | Mgmt |
| 3.18 | |
| 6 | Approve 2008 Final Emoluments Distribution Plan for Directors and Supervisors | | For | For | | Mgmt |
| 2.8a | |
| 7 | Appoint Auditors | | For | For | | Mgmt |
| 3.1a | |
| 8 | Elect Chen Zuofu as Executive Director | | For | For | | Mgmt |
| 2.6a | |
|
|
| China Life Insurance Co. Limited | | | |
| 1 | Approve Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Report of the Supervisory Committee | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 4 | Approve Profit Distribution and Cash Dividend Distribution Plan for the Year Ended Dec. 31, 2008 | | For | For | | Mgmt |
| 3.18 | |
| 5 | Approve Remuneration of Directors and Supervisors | | For | For | | Mgmt |
| 2.8a | |
| 6 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectfully, and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 7a | Elect Yang Chao as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7b | Elect Wan Feng as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7c | Elect Lin Dairen as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7d | Elect Liu Yingqi as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7e | Elect Miao Jianmin as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7f | Elect Shi Guoqing as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7g | Elect Zhuang Zuojin as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7h | Elect Sun Shuyi as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7i | Elect Ma Yongwei as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7j | Elect Sun Changji as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7k | Elect Bruce Douglas Moore as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 8a | Elect Xia Zhihua as Non-Employee Representative Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 8b | Elect Shi Xiangming as Non-Employee Representative Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 8c | Elect Tian Hui as Non-Employee Representative Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 9 | Approve Renewal of Liability Insurance for Directors and Senior Management Officers | | For | Against | | Mgmt |
| 2.9c No Information | |
| 10 | Review Duty Report of Independent Directors for the Year 2008 | | None | None | | Mgmt |
| 11 | Review Status of Connected Transactions and Execution of Connected Transaction Management System of the Company for the Year 2008 | | None | None | | Mgmt |
| 12 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23b | |
| 13 | Amend Procedural Rules for Shareholders' General Meetings | | For | For | | Mgmt |
| 3.23b | |
| 14 | Amend Procedural Rules for Board of Directors Meetings | | For | For | | Mgmt |
| 3.23b | |
| 15 | Amend Procedural Rules for the Supervisory Committee Meetings | | For | For | | Mgmt |
| 3.23b | |
| 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
|
|
| China Overseas Land & Investment Ltd. | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2a | Reelect Chen Bin as Director | | For | For | | Mgmt |
| 2.6a | |
| 2b | Reelect Zhu Yijian as Director | | For | For | | Mgmt |
| 2.6a | |
| 2c | Reelect Luo Liang as Director | | For | Against | | Mgmt |
| 2.6b Attendance less than 75% | |
| 2d | Reelect Li Kwok Po, David as Director | | For | For | | Mgmt |
| 2.6a | |
| 2e | Reelect Fan Hsu Lai Tai, Rita as Director | | For | For | | Mgmt |
| 2.6a | |
| 3 | Authorize the Board to Fix Remuneration of Directors | | For | For | | Mgmt |
| 2.8a | |
| 4 | Approve Final Dividend of HK$0.07 Per Share | | For | For | | Mgmt |
| 3.18 | |
| 5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.18 | |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
| 8 | Authorize Reissuance of Repurchased Shares | | For | For | | Mgmt |
| 3.9b | |
|
|
| China Overseas Land & Investment Ltd. | | | |
| 1 | Approve CSCECL Group Engagement Agreement and Related Cap | | For | For | | Mgmt |
| 3.5 | |
| 2 | Approve CSC Group Engagement Agreement and Related Cap | | For | For | | Mgmt |
| 3.5 | |
|
|
| China Petroleum & Chemical Corp. | | | |
| 1 | Accept Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Report of the Supervisory Committee | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept Consolidated Financial Statements | | For | For | | Mgmt |
| 3.24 | |
| 4 | Approve Plan for Allocating Any Surplus Common Reserve Funds of RMB 20 Billion From the After-Tax Profit | | For | For | | Mgmt |
| 3.18 | |
| 5 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2008 | | For | For | | Mgmt |
| 3.18 | |
| 6 | Reappoint KPMG Huazhen and KPMG as Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 7 | Authorize Board to Determine the Interim Profit Distribution Plan for 2009 | | For | For | | Mgmt |
| 99 | |
| | Elect Ten Directors by Cumulative Voting | | | | | |
| 8a | Elect Su Shulin as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8b | Elect Wang Tianpu as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8c | Elect Zhang Yaocang as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8d | Elect Zhang Jianhua as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8e | Elect Wang Zhigang as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8f | Elect Cai Xiyou as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8g | Elect Cao Yaofeng as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8h | Elect Li Chunguang as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8i | Elect Dai Houliang as Director | | For | Against | | Mgmt |
| 3.5 | |
| 8j | Elect Liu Yun as Director | | For | Against | | Mgmt |
| 3.5 | |
| | Elect Five Independent Non-Executive Directors by Cumulative Voting | | | | | |
| 8k | Elect Liu Zhongli as Independent Non-Executive Director | | For | Against | | Mgmt |
| 3.5 | |
| 8l | Elect Ye Qing as Independent Non-Executive Director | | For | Against | | Mgmt |
| 3.5 | |
| 8m | Elect Li Deshui as Independent Non-Executive Director | | For | Against | | Mgmt |
| 3.5 | |
| 8n | Elect Xie Zhongyu as Independent Non-Executive Director | | For | Against | | Mgmt |
| 3.5 | |
| 8o | Elect Chen Xiaojin as Independent Non-Executive Director | | For | Against | | Mgmt |
| 3.5 | |
| 9 | Elect Wang Zuoran as Supervisor | | For | Against | | Mgmt |
| 3.5 | |
| 9a | Elect Zhang Youcai as Supervisor | | For | Against | | Mgmt |
| 3.5 | |
| 9b | Elect Geng Limin as Supervisor | | For | Against | | Mgmt |
| 3.5 | |
| 9c | Elect Zou Huiping as Supervisor | | For | Against | | Mgmt |
| 3.5 | |
| 9d | Elect Li Yonggui as Supervisor | | For | Against | | Mgmt |
| 3.5 | |
| 10 | Approve Service Contract Among the Company, Directors and Supervisors | | For | For | | Mgmt |
| 3.24 | |
| 11 | Authorize Secretary of the Board to Deal with All Matters Relating to the Election of the Directors and Supervisors | | For | For | | Mgmt |
| 3.24 | |
| 12 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23b | |
| 13 | Authorize Secretary of the Board to Deal with All Matters Relating to the Proposed Amendments to the Articles of Association | | For | For | | Mgmt |
| 3.24 | |
| 14 | Authorize Board to Determine the Proposed Plan for Issuance of Debt Financing Instruments | | For | For | | Mgmt |
| 99 Per Mike Avery | |
| 15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
|
|
| CHINA SHENHUA ENERGY CO LTD | | | |
| 1 | Accept Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Report of the Board of Supervisors | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 4 | Approve Profit Distribution Plan | | For | For | | Mgmt |
| 3.18 | |
| 5 | Approve Remuneration of Directors and Supervisors | | For | For | | Mgmt |
| 2.8a | |
| 6 | Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 7 | Elect Gong Huazhang as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 8 | Approve Connected Transaction with a Related Party | | For | For | | Mgmt |
| 3.5 | |
| 9 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23b | |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
|
|
| CHINA SHENHUA ENERGY CO LTD | | | |
| | Class Meeting for H Shareholders | | | | | |
| | Special Business | | | | | |
| 1 | Authorize Repurchase of Up to 10 Percent of the Issued A Share Capital and H Share Capital | | For | For | | Mgmt |
| Item 3.21a | |
|
|
| CNOOC LTD | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve Final Dividend | | For | For | | Mgmt |
| 3.18 | |
| 3a | Reelect Wu Guangqi as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 3b | Reelect Cao Xinghe as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 3c | Reelect Wu Zhenfang as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 3d | Reelect Edgar W. K. Cheng as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 3e | Authorize the Board to Fix Remuneration of Directors | | For | For | | Mgmt |
| 2.8a | |
| 4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
| 7 | Authorize Reissuance of Repurchased Shares | | For | For | | Mgmt |
| 3.9b | |
| 8 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23c | |
|
|
| Ctrip.com International Ltd. *CTRP* | | | |
| | Meeting for ADR Holders | | | | | |
| 1 | Authorize Share Repurchase Program | | For | For | | Mgmt |
| Item 3.21a | |
|
|
| Ericsson (Telefonaktiebolaget
L M Ericsson) | | | |
| 1 | Elect Michael Treschow as Chairman of Meeting | | For | For | | Mgmt |
| 2.14a | |
| 2 | Prepare and Approve List of Shareholders | | For | For | | Mgmt |
| 2.14a | |
| 3 | Approve Agenda of Meeting | | For | For | | Mgmt |
| 2.14a | |
| 4 | Acknowledge Proper Convening of Meeting | | For | For | | Mgmt |
| 2.14a | |
| 5 | Designate Inspector(s) of Minutes of Meeting | | For | For | | Mgmt |
| 2.14a | |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditors' Report | | None | None | | Mgmt |
| 7 | Receive President's Report; Allow Questions | | None | None | | Mgmt |
| 8a | Approve Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 8b | Approve Discharge of Board and President | | For | For | | Mgmt |
| 3.25 | |
| 8c | Approve Allocation of Income and Dividends of SEK 1.85 per Share; Approve April 27, 2009 as Record Date for Dividend | | For | For | | Mgmt |
| 3.18 | |
| 9a | Determine Number of Members (10) and Deputy Members (0) of Board | | For | For | | Mgmt |
| 2.1b | |
| 9b | Approve Remuneration of Directors in the Amount of SEK 3.8 Million for Chairman and SEK 750,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration of Committee Members | | For | For | | Mgmt |
| 2.8a | |
| 9c | Reelect Michael Treschow (Chairman), Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Johansson, Sverker Martin-Loef, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg, and Marcus Wallenberg as Directors | | For | For | | Mgmt |
| 2.6a | |
| 9d | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders by Voting Power to Serve on Nominating Committee; Approve the Assignment of the Nomination Committee | | For | For | | Mgmt |
| 2.6a | |
| 9e | Approve Omission of Remuneration to Nominating Committee Members | | For | For | | Mgmt |
| 2.8a | |
| 9f | Approve Remuneration of Auditors | | For | For | | Mgmt |
| 3.1a | |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | For | | Mgmt |
| 4.1 | |
| 11.1 | Approve 2009 Share Matching Plan for All Employees | | For | For | | Mgmt |
| 4.3 | |
| 11.2 | Authorize Reissuance of 13.9 Million Repurchased Class B Shares for 2009 Share Matching Plan for All Employees | | For | For | | Mgmt |
| 3.6 | |
| 11.3 | Approve Swap Agreement with Third Party as Alternative to Item 11.2 | | For | Against | | Mgmt |
| 99 | |
| 11.4 | Approve 2009 Share Matching Plan for Key Contributors | | For | For | | Mgmt |
| 4.3 | |
| 11.5 | Authorize Reissuance of 8.5 Million Repurchased Class B Shares for 2009 Share Matching Plan for Key Contributors | | For | For | | Mgmt |
| 3.6 | |
| 11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | | For | Against | | Mgmt |
| 99 | |
| 11.7 | Approve 2009 Restricted Stock Plan for Executives | | For | For | | Mgmt |
| 4.3 | |
| 11.8 | Authorize Reissuance of 4.6 Million Repurchased Class B Shares for 2009 Restricted Stock Plan for Executives | | For | For | | Mgmt |
| 3.6 | |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | | For | Against | | Mgmt |
| 99 | |
| 12 | Authorize Reissuance of 11 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2001 Global Stock Incentive Program, and 2005, 2006, 2007, and 2008 Long-Term Incentive and Variable Compensation Plans | | For | For | | Mgmt |
| 3.6 | |
| 13 | Amend Articles Regarding Publication of Meeting Notice | | For | For | | Mgmt |
| 3.23b | |
| | Shareholder Proposals | | | | | |
| 14 | Authorize the Board of Directors to Explore How to Provide All Shares with Equal Voting Rights | | None | For | | ShrHoldr |
| 3.8b | |
| 15 | Close Meeting | | None | None | | Mgmt |
|
|
| Gilead Sciences, Inc. *GILD* | | | |
| 1 | Elect Directors | | For | For | | Mgmt |
| 1.1 | Elect Director Paul Berg --- For | | | | | |
| 2.6a | |
| 1.2 | Elect Director John F. Cogan --- For | | | | | |
| 2.6a | |
| 1.3 | Elect Director Etienne F. Davignon --- For | | | | | |
| 2.6a | |
| 1.4 | Elect Director James M. Denny --- For | | | | | |
| 2.6a | |
| 1.5 | Elect Director Carla A. Hills --- For | | | | | |
| 2.6a | |
| 1.6 | Elect Director John W. Madigan --- For | | | | | |
| 2.6a | |
| 1.7 | Elect Director John C. Martin --- For | | | | | |
| 2.6a | |
| 1.8 | Elect Director Gordon E. Moore --- For | | | | | |
| 2.6a | |
| 1.9 | Elect Director Nicholas G. Moore --- For | | | | | |
| 2.6a | |
| 1.10 | Elect Director Richard J. Whitley --- For | | | | | |
| 2.6a | |
| 1.11 | Elect Director Gayle E. Wilson --- For | | | | | |
| 2.6a | |
| 2 | Ratify Auditors | | For | For | | Mgmt |
| 3.1a | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt |
| 1.3a | |
|
|
| Hengan International Group Co. Ltd. | | | |
| 1 | Approve Acquisition By Ever Town Investments Ltd. of 51 Percent of the Entire Issued Share Capital of QinQin Foodstuffs Group Co., Ltd. From Total Good Group Ltd. | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
|
|
| Hengan International Group Co. Ltd. | | | |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Declare Final Dividend | | For | For | | Mgmt |
| 3.18 | |
| 3a | Reelect Xu Da Zuo as Director | | For | For | | Mgmt |
| 2.6a | |
| 3b | Reelect Xu Chun Man as Director | | For | For | | Mgmt |
| 2.6a | |
| 3c | Reelect Chu Cheng Chung as Director | | For | For | | Mgmt |
| 2.6a | |
| 3d | Authorize Board to Fix Remuneration of Directors | | For | For | | Mgmt |
| 2.8a | |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| 7 | Authorize Reissuance of Repurchased Shares | | For | For | | Mgmt |
| 3.9b | |
|
|
| Hewlett-Packard Company *HPQ* | | | |
| 1 | Elect Director Lawrence T. Babbio, Jr. | | For | For | | Mgmt |
| Item 2.6a | |
| 2 | Elect Director Sari M. Baldauf | | For | For | | Mgmt |
| Item 2.6a | |
| 3 | Elect Director Rajiv L. Gupta | | For | For | | Mgmt |
| Item 2.6a | |
| 4 | Elect Director John H. Hammergren | | For | For | | Mgmt |
| Item 2.6a | |
| 5 | Elect Director Mark V. Hurd | | For | For | | Mgmt |
| Item 2.6a | |
| 6 | Elect Director Joel Z. Hyatt | | For | For | | Mgmt |
| Item 2.6a | |
| 7 | Elect Director John R. Joyce | | For | For | | Mgmt |
| Item 2.6a | |
| 8 | Elect Director Robert L. Ryan | | For | For | | Mgmt |
| Item 2.6a | |
| 9 | Elect Director Lucille S. Salhany | | For | For | | Mgmt |
| Item 2.6a | |
| 10 | Elect Director G. Kennedy Thompson | | For | For | | Mgmt |
| Item 2.6a | |
| 11 | Ratify Auditors | | For | For | | Mgmt |
| Item 3.1a | |
|
|
| ICICI BANK LTD | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve Dividend on Preference Shares of INR 100 per Share | | For | For | | Mgmt |
| 3.18 | |
| 3 | Approve Dividend of INR 11 Per Equity Share | | For | For | | Mgmt |
| 3.18 | |
| 4 | Reappoint A. Puri as Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Reappoint M.K. Sharma as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Reappoint P.M. Sinha as Director | | For | For | | Mgmt |
| 2.6a | |
| 7 | Reappoint V.P. Watsa as Director | | For | For | | Mgmt |
| 2.6a | |
| 8 | Approve BSR & Co., Chartered Accountants, as Auditors and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 9 | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 10 | Appoint M.S. Ramachandran as Director | | For | For | | Mgmt |
| 2.6a | |
| 11 | Appoint K. Ramkumar as Director | | For | For | | Mgmt |
| 2.6a | |
| 12 | Approve Appointment and Remuneration of K. Ramkumar, Executive Director | | For | For | | Mgmt |
| 1.3a | |
| 13 | Appoint N.S. Kannan as Director | | For | For | | Mgmt |
| 2.6a | |
| 14 | Approve Appointment and Remuneration of N.S. Kannan, Executive Director and Chief Financial Officer | | For | For | | Mgmt |
| 1.3a | |
| 15 | Appoint S. Bakhshi as Director | | For | For | | Mgmt |
| 2.6a | |
| 16 | Approve Appointment and Remuneration of S. Bakhshi, Deputy Managing Director | | For | For | | Mgmt |
| 1.3a | |
|
|
| Indofood Agri Resources Ltd. (frmly CITYAXIS HOLDINGS LTD) | | | |
| 1 | Approve Subscription by PT SIMP of 187,500 New Shares in the Share Capital of PT LPI for an Aggregate Cash Consideration of Rp 375 Billion | | For | For | | Mgmt |
| 3.5 per Dan Vrabac | |
|
|
| Industrial and Commercial
Bank of China Limited | | | |
| 1 | Elect Jiang Jianqing as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 2 | Elect Yang Kaisheng as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 3 | Elect Zhang Furong as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 4 | Elect Niu Ximing as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Elect Leung Kam Chung, Antony as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Elect John L. Thornton as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 7 | Elect Qian Yingyi as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 8 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 9 | Elect Huan Huiwu as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 10 | Elect Gao Jianhong as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 11 | Elect Li Chunxiang as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 12 | Elect Li Jun as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 13 | Elect Li Xiwen as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 14 | Elect Wei Fusheng as Non-Executive Director | | For | For | | ShrHoldr |
| 2.6a | |
| 15 | Elect Wang Chixi as Shareholder Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 16 | Approve Issuance of Subordinated Bonds | | For | For | | Mgmt |
| 99 Per Ryan Caldwell | |
|
|
| Industrial and Commercial
Bank of China Limited | | | |
| 1 | Approve 2008 Work Report of the Board of Directors | | For | For | | Mgmt |
| 2 | Approve 2008 Work Report of the Board of Supervisors | | For | For | | Mgmt |
| 3 | Approve 2008 Audited Accounts | | For | For | | Mgmt |
| 4 | Approve 2008 Profit Distribution Plan | | For | For | | Mgmt |
| 5 | Approve 2009 Fixed Assets Investment Budget | | For | For | | Mgmt |
| 6 | Reappoint Ernst & Young and Ernst & Young Hua Ming as International and Domestic Auditors, Respectively, and Fix the Total Audit Fees for 2009 at RMB 153 million | | For | For | | Mgmt |
| 7 | Approve the Remuneration Calculations for Directors and Supervisors for 2008 | | For | For | | Mgmt |
| | Special Business | | | | | |
| 8 | Amend Articles of Association | | For | For | | Mgmt |
| | Ordinary Business | | | | | |
| 9 | Amend Rules of Procedures for Shareholders' General Meeting | | For | For | | Mgmt |
| 10 | Amend Rules of Procedures for the Board of Directors | | For | For | | Mgmt |
| 11 | Amend Rules of Procedures for the Board of Supervisors | | For | For | | Mgmt |
| | Shareholder Proposals | | | | | |
| 12 | Elect Dong Juan as External Supervisor | | None | For | | ShrHoldr |
| 2.6a | |
| 13 | Elect Meng Yan as External Supervisor | | None | For | | ShrHoldr |
| 2.6a | |
|
|
| IOI Corporation Berhad | | | |
| 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | | For | For | | Mgmt |
| 3.24 | |
| 2 | Elect Mohd Khalil b Dato' Hj Mohd Noor as Director | | For | For | | Mgmt |
| 2.6a | |
| 3 | Elect Quah Poh Keat as Director | | For | For | | Mgmt |
| 2.6a | |
| 4 | Elect Lee Yeow Seng as Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Elect Chan Fong Ann as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Approve Increase in Remuneration of Directors to MYR 440,000 | | For | For | | Mgmt |
| 2.8a | |
| 7 | Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.9b | |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| 10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | | For | For | | Mgmt |
| 3.5 per Frederick Jiang | |
|
|
| KT&G Corp. (Formerly Korea Tobacco & Ginseng) | | | |
| 1 | Approve Appropriation of Income and Dividend of KRW 2,800 per Share | | For | For | | Mgmt |
| 3.18 | |
| 2 | Amend Articles of Incorporation regarding Business Objectives, Suspension Period of Shareholder Register, Notice of Shareholder Meeting, Number of Directors, and Audit Committee | | For | For | | Mgmt |
| 1.3a | |
| 3 | Elect Three Outside Directors (Bundled) | | For | For | | Mgmt |
| 2.6a | |
| 4 | Elect Two Outside Directors who will also Serve as Members of Audit Committee | | For | For | | Mgmt |
| 2.6a | |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | | For | For | | Mgmt |
| 2.8a | |
|
|
| Larsen & Toubro Ltd | | | |
| | Postal Ballot | | | | | |
| 1 | Approve Sale of Medical Equipment & System Business Unit | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
|
|
| MediaTek Inc. | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve 2008 Allocation of Income and Dividends | | For | For | | Mgmt |
| 3.18 | |
| 3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing, | | For | For | | Mgmt |
| 1.3a | |
| 4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures on Endorsement and Guarantee | | For | For | | Mgmt |
| 3.23b | |
| 5 | Amend Procedures Governing the Acquisition or Disposal of Assets | | For | For | | Mgmt |
| 3.23b | |
| | ELECT DIRECTORS VIA CUMULATIVE VOTING | | | | | |
| 6 | Elect Directors | | For | For | | Mgmt |
| 6.1 | Elect Ming-kai Tsai (Shareholder ID Number: 1) as Director --- For | | | | | |
| 2.6a | |
| 6.2 | Elect Jyh-jer Cho (Shareholder ID Number: 2) as Director --- For | | | | | |
| 2.6a | |
| 6.3 | Elect Ching-jiang Hsieh (Shareholder ID Number: 11) as Director --- For | | | | | |
| 2.6a | |
| 6.4 | Elect National Taiwan University (Shareholder ID Number: 23053) as Director --- For | | | | | |
| 2.6a | |
| 6.5 | Elect National Chiao Tung University (Shareholder ID Number: 23286) as Director --- For | | | | | |
| 2.6a | |
| | ELECT SUPERVISORS VIA CUMULATIVE VOTING | | | | | |
| 6 | Elect Supervisory Board Member | | For | For | | Mgmt |
| 6.6 | Elect National Tsing Hua University (Shareholder ID Number: 48657) as Supervisor --- For | | | | | |
| 2.6a | |
| 6.7 | Elect National Cheng Kung University (Shareholder ID Number: 76347) as Supervisor --- For | | | | | |
| 2.6a | |
| 6.8 | Elect MediaTek Capital Corp. (Shareholder ID Number: 2471) as Supervisor --- For | | | | | |
| 2.6a | |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | | For | For | | Mgmt |
| 99 | |
| 8 | Transact Other Business (Non-Voting) | | None | None | | Mgmt |
|
|
| Monsanto Co. *MON* | | | |
| 1 | Elect Director Janice L. Fields | | For | For | | Mgmt |
| Item 2.6a | |
| 2 | Elect Director Hugh Grant | | For | For | | Mgmt |
| Item 2.6a | |
| 3 | Elect Director C. Steven McMillan | | For | For | | Mgmt |
| Item 2.6a | |
| 4 | Elect Director Robert J. Stevens | | For | For | | Mgmt |
| Item 2.6a | |
| 5 | Ratify Auditors | | For | For | | Mgmt |
| Item 3.1a | |
|
|
| MTN Group Ltd | | | |
| | Ordinary Resolution | | | | | |
| 1 | Approve Implementation of Transaction Agreements and Various Transactions | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
| | Special Resolutions | | | | | |
| 1 | Auth. Directors to Purchase in Part From Share Cap. and Premium up to ZAR 3,381,966,783 and in Part from Profits Available for Distribution, the 243,500,011 MTN Shares Held by Newshelf Pursuant to the Terms and Conditions of the Repurchase Agreement | | For | For | | Mgmt |
| 3.21a | |
| 2 | Sanction Any Financial Assistance Given or Construed to be Given by the Company to Newshelf in Respect to the Transactions Set Out in the Transaction Agreements | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
| | Continuation of the Ordinary Resolutions | | | | | |
| 2 | Place 213,866,898 MTN Shares Under the Control of the Directors to Allot and Issue for Cash to PIC Pursuant to, and on the Terms and Conditions of, the B Prefs Acquisition Agreement and the Newshelf Acquisition Agreement | | For | For | | Mgmt |
| 3.5 per Ryan Caldwell | |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | | For | For | | Mgmt |
| 2.14b | |
|
|
| MTN Group Ltd | | | |
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | | For | For | | Mgmt |
| 3.24 | |
| 2 | Reelect RS Dabengwa as Director | | For | For | | Mgmt |
| 2.6a | |
| 3 | Reelect AT Mikati as Director | | For | For | | Mgmt |
| 2.6a | |
| 4 | Reelect MJN Njeke as Director | | For | Against | | Mgmt |
| 2.6b meeting attendance < 75% | |
| 5 | Reelect J van Rooyen as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Approve Remuneration of Non-Executive Directors | | For | For | | Mgmt |
| 2.8a | |
| 7 | Place Authorized but Unissued Shares under Control of Directors up to 10 Percent of Issued Capital | | For | For | | Mgmt |
| 99 | |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
|
|
| New Oriental Education & Technology Group Inc *EDU* | | | |
| | Meeting for ADR Holders | | | | | |
| 1 | The Resolution As Set Out In Paragraph 1 Of The Notice Of Annual General Meeting Regarding Amendments To The Company's 2006 Share Incentive Plan. | | For | Against | | Mgmt |
| 4.1 Management given carte blanche to alter compensation plan without shareholder approval | |
| 2 | The Resolution As Set Out In Paragraph 2 Of The Notice Of Annual General Meeting Regarding The Appointment Of John Zhuang Yang Asan as Independent Director. | | For | For | | Mgmt |
| 2.6a | |
|
|
| Nokia Corp. | | | |
| | Meeting for ADR Holders | | | | | |
| 1 | Open Meeting | | None | None | | Mgmt |
| 2 | Calling the Meeting to Order | | None | None | | Mgmt |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | None | None | | Mgmt |
| 4 | Acknowledge Proper Convening of Meeting | | None | None | | Mgmt |
| 5 | Prepare and Approve List of Shareholders | | None | None | | Mgmt |
| 6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | | None | None | | Mgmt |
| 7 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | | For | For | | Mgmt |
| 3.18 | |
| 9 | Approve Discharge of Board and President | | For | For | | Mgmt |
| 3.25 | |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | | For | For | | Mgmt |
| 2.8a | |
| 11 | Fix Number of Directors at 11 | | For | For | | Mgmt |
| 2.1b | |
| 12 | Elect Directors | | For | For | | Mgmt |
| 12.1 | Reelect Georg Ehrnrooth as Director --- For | | | | | |
| 2.6a | |
| 12.2 | Reelect Lalita D. Gupte as Director --- For | | | | | |
| 2.6a | |
| 12.3 | Reelect Bengt Holmstrom as Director --- For | | | | | |
| 2.6a | |
| 12.4 | Reelect Henning Kagermann as Director --- For | | | | | |
| 2.6a | |
| 12.5 | Reelect Olli-Pekka Kallasvuo as Director --- For | | | | | |
| 2.6a | |
| 12.6 | Reelect Per Karlsson as Director --- For | | | | | |
| 2.6a | |
| 12.7 | Reelect Jorma Ollila as Director --- For | | | | | |
| 2.6a | |
| 12.8 | Reelect Marjorie Scardino as Director --- For | | | | | |
| 2.6a | |
| 12.9 | Reelect Risto Siilasmaa as Director --- For | | | | | |
| 2.6a | |
| 12.10 | Reelect Keijo Suila as Directors as Director --- For | | | | | |
| 2.6a | |
| 12.11 | Elect Isabel Marey-Semper as New Director --- For | | | | | |
| 2.6a | |
| 13 | Approve Remuneration of Auditors | | For | For | | Mgmt |
| 3.1a | |
| 14 | Ratify PricewaterhouseCoopers Oy as Auditors | | For | For | | Mgmt |
| 3.1a | |
| 15 | Authorize Repurchase of up to 360 Million Nokia Shares | | For | For | | Mgmt |
| 3.21a | |
| 16 | Close Meeting | | None | None | | Mgmt |
| 17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | | None | Against | | Mgmt |
| 7.7a | |
|
|
| Novatek OAO (formerly Novafininvest OAO) | | | |
| | Meeting for GDR Holders | | | | | |
| 1 | Amend Charter | | For | For | | Mgmt |
| 1.3a | |
| 2 | Amend Regulations on Board of Directors | | For | For | | Mgmt |
| 99 | |
|
|
| Novatek OAO (formerly Novafininvest OAO) | | | |
| | Meeting for GDR Holders | | | | | |
| 1 | Approve Early Termination of Powers of Board of Directors | | For | For | | Mgmt |
| 2.10b | |
| | Elect Nine Directors by Cumulative Voting | | | | | |
| 2 | Elect Directors | | None | For | | Mgmt |
| 2.1 | Elect Andrey Akimov as Director --- For | | | | | |
| 2.6a | |
| 2.2 | Elect Burkard Bergmann as Director --- For | | | | | |
| 2.6a | |
| 2.3 | Elect Ruben Vardanian as Director --- For | | | | | |
| 2.6a | |
| 2.4 | Elect Mark Gyetvay as Director --- For | | | | | |
| 2.6a | |
| 2.5 | Elect Vladimir Dmitriev as Director --- For | | | | | |
| 2.6a | |
| 2.6 | Elect Leonid Mikhelson as Director --- For | | | | | |
| 2.6a | |
| 2.7 | Elect Alexander Natalenko as Director --- For | | | | | |
| 2.6a | |
| 2.8 | Elect Kirill Seleznev as Director --- For | | | | | |
| 2.6a | |
| 2.9 | Elect Ilya Yuzhanov as Director --- For | | | | | |
| 2.6a | |
| 3 | Approve Interim Dividends of RUB 1.00 per Ordinary Share for First Half of 2008 | | For | For | | Mgmt |
| 3.18 | |
|
|
| Orascom Construction Industries (OCI) | | | |
| | Meeting for GDR Holders | | | | | |
| 1 | Approve Allocation of Income and Dividends | | For | | | Mgmt |
| 2 | Elect Directors (Bundled) | | For | | | Mgmt |
| Not voted due to shareblocking restriction. The potential impact on trading/loan share activities would outweigh the economic value of the vote. | |
|
|
| Petroleo Brasileiro | | | |
| | Meeting for ADR Holders | | | | | |
| 1 | Approve Absorption of 17 de Maio Participacoes SA | | For | For | | Mgmt |
| 3.5 Per Ryan Caldwell | |
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | | For | For | | Mgmt |
| 3.5 Per Ryan Caldwell | |
|
|
| PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. | | | |
| 1 | Accept Report of the Board of Directors | | For | For | | Mgmt |
| 3.24 | |
| 2 | Accept Report of the Supervisory Committee | | For | For | | Mgmt |
| 3.24 | |
| 3 | Accept Annual Report and Its Summary | | For | For | | Mgmt |
| 3.24 | |
| 4 | Accept Auditors' Report and Audited Financial Statements | | For | For | | Mgmt |
| 3.24 | |
| 5 | Approve Profit Distribution Plan | | For | For | | Mgmt |
| 3.18 | |
| 6 | Reappoint Ernst and Young Hua Ming as the PRC Auditors and Ernst and Young as the International Auditors and Authorize the Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 7 | Reelect Ma Mingzhe as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 8 | Reelect Sun Jianyi as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 9 | Reelect Cheung Chi Yan Louis as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 10 | Appoint Wang Liping as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 11 | Appoint Jason Bo Yao as Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 12 | Reelect Lin Lijun as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 13 | Reelect Hu Aimin as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 14 | Reelect Chen Hongbo as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 15 | Reelect Wong Tung Shun Peter as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 16 | Reelect Ng Sing Yip as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 17 | Reelect Clive Bannister as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 18 | Appoint Li Zhe as Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 19 | Reelect Chow Wing Kin Anthony as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 20 | Reelect Zhang Hongyi as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 21 | Reelect Chen Su as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 22 | Reelect Xia Liping as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 23 | Appoint Tang Yunwei as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 24 | Appoint Lee Ka Sze Carmelo as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 25 | Appoint Chung Yu-wo Danny as Independent Non-Executive Director | | For | For | | Mgmt |
| 2.6a | |
| 26 | Approve Remuneration of Directors | | For | For | | Mgmt |
| 2.8a | |
| 27 | Appoint Gu Liji as Independent Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 28 | Reelect Sun Fuxin as Independent Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 29 | Appoint Song Zhijiang as Shareholders Representative Supervisor | | For | For | | Mgmt |
| 2.6a | |
| 30 | Approve Supervisors' Remuneration Plan for the Supervisory Committee | | For | For | | Mgmt |
| 2.8a | |
| 31 | Amend Articles of Association | | For | For | | Mgmt |
| 3.23b | |
| 32 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | For | | Mgmt |
| 3.9b | |
| 33 | Appoint Peng Zhijian as Independent Supervisor | | For | For | | Mgmt |
| 2.6a | |
|
|
| QUALCOMM Inc *QCOM* | | | |
| 1 | Elect Directors | | For | For | | Mgmt |
| 1.1 | Elect Director Barbara T. Alexander --- For | | | | | |
| Item 2.6a | |
| 1.2 | Elect Director Stephen M. Bennett --- For | | | | | |
| Item 2.6a | |
| 1.3 | Elect Director Donald G. Cruickshank --- For | | | | | |
| Item 2.6a | |
| 1.4 | Elect Director Raymond V. Dittamore --- For | | | | | |
| Item 2.6a | |
| 1.5 | Elect Director Thomas W. Horton --- For | | | | | |
| Item 2.6a | |
| 1.6 | Elect Director Irwin Mark Jacobs --- For | | | | | |
| Item 2.6a | |
| 1.7 | Elect Director Paul E. Jacobs --- For | | | | | |
| Item 2.6a | |
| 1.8 | Elect Director Robert E. Kahn --- For | | | | | |
| Item 2.6a | |
| 1.9 | Elect Director Sherry Lansing --- For | | | | | |
| Item 2.6a | |
| 1.10 | Elect Director Duane A. Nelles --- For | | | | | |
| Item 2.6a | |
| 1.11 | Elect Director Marc I. Stern --- For | | | | | |
| Item 2.6a | |
| 1.12 | Elect Director Brent Scowcroft --- For | | | | | |
| Item 2.6a | |
| 2 | Ratify Auditors | | For | For | | Mgmt |
| Item 3.1a | |
|
|
| REDECARD SA | | | |
| 1 | Amend Articles re: Creation of Statutory Earnings Reserve | | For | For | | Mgmt |
| 3.23c | |
| 2 | Amend Articles re: Require that Financial Transactions be Approved by Board | | For | For | | Mgmt |
| 3.23c | |
| 3 | Amend Articles 3, 6, 7, 8, 9, 11, 12, 13, 14, 16, 22, and 30 | | For | For | | Mgmt |
| 3.23c | |
| 4 | Amend Articles re: Executive Officer Board | | For | For | | Mgmt |
| 3.23c | |
| 5 | Delete Subsection 5 of Article 27, Article 31, and Article 43 | | For | For | | Mgmt |
| 3.23c | |
|
|
| SEADRILL LIMITED | | | |
| 1 | Reelect John Fredriksen as Director | | For | For | | Mgmt |
| 2.6a | |
| 2 | Reelect Tor Olav Troim as Director | | For | For | | Mgmt |
| 2.6a | |
| 3 | Reelect Jan Tore Stromme as Director | | For | For | | Mgmt |
| 2.6a | |
| 4 | Reelect Kate Blankenship as Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Reelect Kjell E. Jacobsen as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Elect Kathrine Fredriksen as Director | | For | For | | Mgmt |
| 2.6a | |
| 7 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 8 | Approve Remuneration of Directors | | For | For | | Mgmt |
| 2.8a | |
| 9 | Approve Reduction of Share Premium Account | | For | For | | Mgmt |
| 3.18 | |
| 10 | Transact Other Business (Voting) | | For | Against | | Mgmt |
| 7.7a | |
|
|
| Southern Copper Corporation *PCU* | | | |
| 1 | Elect Directors | | For | For | | Mgmt |
| 1.1 | Elect Director German Larrea Mota-Velasco --- For | | | | | |
| Item 2.6a | |
| 1.2 | Elect Director Oscar Gonzalez Rocha --- For | | | | | |
| Item 2.6a | |
| 1.3 | Elect Director Emilio Carrillo Gamboa --- For | | | | | |
| Item 2.6a | |
| 1.4 | Elect Director Alfredo Casar Perez --- For | | | | | |
| Item 2.6a | |
| 1.5 | Elect Director Alberto de la Parra Zavala --- For | | | | | |
| Item 2.6a | |
| 1.6 | Elect Director Xavier Garcia de Quevedo Topete --- For | | | | | |
| Item 2.6a | |
| 1.7 | Elect Director Genaro Larrea Mota-Velasco --- For | | | | | |
| Item 2.6a | |
| 1.8 | Elect Director Daniel Mu iz Quintanilla --- For | | | | | |
| Item 2.6a | |
| 1.9 | Elect Director Armando Ortega Gomez --- For | | | | | |
| Item 2.6a | |
| 1.10 | Elect Director Luis Manuel Palomino Bonilla --- For | | | | | |
| Item 2.6a | |
| 1.11 | Elect Director Gilberto Perezalonso Cifuentes --- For | | | | | |
| Item 2.6a | |
| 1.12 | Elect Director Juan Rebolledo Gout --- For | | | | | |
| Item 2.6a | |
| 1.13 | Elect Director Carlos Ruiz Sacristan --- For | | | | | |
| Item 2.6a | |
| 2 | Ratify Auditors | | For | For | | Mgmt |
| Item 3.1a | |
|
|
| Standard Chartered plc | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve Final Dividend of 42.32 US Cents Per Ordinary Share | | For | For | | Mgmt |
| 3.18 | |
| 3 | Approve Remuneration Report | | For | For | | Mgmt |
| 2.8a | |
| 4 | Re-elect Jamie Dundas as Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Re-elect Rudolph Markham as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Re-elect Ruth Markland as Director | | For | For | | Mgmt |
| 2.6a | |
| 7 | Re-elect Richard Meddings as Director | | For | For | | Mgmt |
| 2.6a | |
| 8 | Re-elect John Peace as Director | | For | For | | Mgmt |
| 2.6a | |
| 9 | Elect Steve Bertamini as Director | | For | For | | Mgmt |
| 2.6a | |
| 10 | Elect John Paynter as Director | | For | For | | Mgmt |
| 2.6a | |
| 11 | Reappoint KPMG Audit plc as Auditors of the Company | | For | For | | Mgmt |
| 3.1a | |
| 12 | Authorise Board to Fix Remuneration of Auditors | | For | For | | Mgmt |
| 3.1a | |
| 13 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | | For | For | | Mgmt |
| 7.2a | |
| 14 | Increase Auth. Share Capital from USD 2,816,000,000, GBP 500,000,000 and EUR 1,000,000,000 to USD 3,316,000,000, GBP 500,000,000, EUR 1,000,000,000, AED 100,000,000, HKD 100,000,000, INR 1,000,000,000, KRW 500,000,000,000 and SGD 100,000,000 | | For | For | | Mgmt |
| 3.6 | |
| 15 | Issue Equity with Rights up to USD 316,162,105.50 (Relevant Authorities and Share Dividend Scheme) and Additional Amount of USD 632,324,211 (Rights Issue) After Deducting Any Securities Issued Under the Relevant Authorities and Share Dividend Scheme | | For | Against | | Mgmt |
| 3.9a | |
| 16 | Extend Directors' Authority to Issue Equity with Pre-emptive Rights up to Aggregate Nominal Amount of USD 189,697,263 Pursuant to Paragraph A of Resolution 15 to Include the Shares Repurchased by the Company Under Authority Granted by Resolution 18 | | For | Against | | Mgmt |
| 3.9a | |
| 17 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 47,424,315.50 | | For | For | | Mgmt |
| 3.9b | |
| 18 | Authorise 189,697,263 Ordinary Shares for Market Purchase | | For | For | | Mgmt |
| 3.21a | |
| 19 | Authorise Market Purchase of 477,500 Preference Shares of USD 5.00 and 195,285,000 Preference Shares of GBP 1.00 | | For | For | | Mgmt |
| 3.21a | |
| 20 | Adopt New Articles of Association | | For | For | | Mgmt |
| 3.23c | |
| 21 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | | For | For | | Mgmt |
| 3.2b | |
|
|
| State Bank Of India | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| Item 3.24 | |
|
|
| Taiwan Semiconductor Manufacturing Co. | | | |
| 1 | Approve 2008 Business Operations Report and Financial Statements | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve 2008 Allocation of Income and Dividends | | For | For | | Mgmt |
| 3.18 | |
| 3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | | For | For | | Mgmt |
| 1.3a | |
| 4 | Approve to Amend the Company's Internal Policies | | For | For | | Mgmt |
| 3.23b | |
| 4.1 | Approve Amendment on the Procedures for Loans to Other Parties | | For | For | | Mgmt |
| 3.23b | |
| 4.2 | Approve Amendment on the Procedures for Endorsement and Guarantee | | For | For | | Mgmt |
| 3.23b | |
| | ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | | | | | |
| 5 | Elect Directors | | For | For | | Mgmt |
| 5.1 | Elect Morris Chang, ID No. 4515 as Director --- For | | | | | |
| 2.6a | |
| 5.2 | Elect F.C. Tseng, ID No. 104 as Director --- For | | | | | |
| 2.6a | |
| 5.3 | Elect Rick Tsai, ID No. 7252 as Director --- For | | | | | |
| 2.6a | |
| 5.4 | Elect Tain-Jy Chen (Representative of NationalDevelopment Fund, Executive Yuan), ID No. 1 as Director --- For | | | | | |
| 2.6a | |
| 5.5 | Elect Peter Leahy Bonfield, ID No. 093180657 as Independent Director --- For | | | | | |
| 2.6a | |
| 5.6 | Elect Stan Shih, ID No. 534770 as Independent Director --- For | | | | | |
| 2.6a | |
| 5.7 | Elect Carleton Sneed Fiorina, ID No. 438012153 as Independent Director --- For | | | | | |
| 2.6a | |
| 5.8 | Elect Thomas J. Engibous, ID No. 135021464 as Independent Director --- For | | | | | |
| 2.6a | |
| 6 | Transact Other Business (Non-Voting) | | None | None | | Mgmt |
|
|
| Total SA | | | | |
| | Ordinary Business | | | | | |
| 1 | Approve Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | For | | Mgmt |
| 3.18 | |
| 4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | | For | For | | Mgmt |
| 3.5 | |
| 5 | Approve Transaction with Thierry Desmarest | | For | For | | Mgmt |
| 4.2 | |
| 6 | Approve Transaction with Christophe de Margerie | | For | For | | Mgmt |
| 4.2 | |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | For | | Mgmt |
| 3.21a | |
| 8 | Reelect Anne Lauvergeon as Director | | For | For | | Mgmt |
| 2.6a | |
| 9 | Reelect Daniel Bouton as Director | | For | Against | | Mgmt |
| 2.6b <75% attendance | |
| 10 | Reelect Bertrand Collomb as Director | | For | For | | Mgmt |
| 2.6a | |
| 11 | Reelect Christophe de Margerie as Director | | For | For | | Mgmt |
| 2.6a | |
| 12 | Reelect Michel Pebereau as Director | | For | For | | Mgmt |
| 2.6a | |
| 13 | Electe Patrick Artus as Director | | For | For | | Mgmt |
| 2.6a | |
| | Special Business | | | | | |
| 14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | | For | For | | Mgmt |
| 3.23c | |
| | Shareholder Proposals | | | | | |
| A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | | Against | Against | | ShrHoldr |
| 5.4 | |
| B | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | | Against | Against | | ShrHoldr |
| 3.23c | |
| C | Approve Restricted Stock Plan to All Employees | | Against | Against | | ShrHoldr |
| 4.1 | |
|
|
| Transocean Ltd. *RIG* | | | |
| | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | | | | | |
| 1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | | For | For | | Mgmt |
| 3.5 per Barry Ogden | |
| 2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | | For | For | | Mgmt |
| 7.7b per Barry Ogden | |
|
|
| Xstrata plc | | | | |
| 1 | Approve Acquisition by Xstrata Group of the Prodeco Business, the Granting by Xstrata (Schweiz) AG of the Call Option to Glencore and the Disposal by Xstrata Group of the Prodeco Business to Glencore (If and When the Call Option is Exercised) | | For | For | | Mgmt |
| 3.5 Per Mick Wolverton | |
| 2 | Approve Increase in Authorised Ordinary Share Capital from USD 750,000,000.50 and GBP 50,000 to USD 2,250,000,000.50 and GBP 50,000 | | For | For | | Mgmt |
| 3.6 | |
| 3 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 991,254,176 (Rights Issue); Otherwise up to USD 493,363,149 | | For | For | | Mgmt |
| 1.3b Per Robert Nightingale | |
| 4 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 74,004,472 | | For | For | | Mgmt |
| 3.9b | |
|
|
| Xstrata plc | | | |
| 1 | Accept Financial Statements and Statutory Reports | | For | For | | Mgmt |
| 3.24 | |
| 2 | Approve Remuneration Report | | For | Against | | Mgmt |
| 2.8 Per Ryan Caldwell | |
| 3 | Re-elect Ivan Glasenberg as Director | | For | For | | Mgmt |
| 2.6a | |
| 4 | Re-elect Trevor Reid as Director | | For | For | | Mgmt |
| 2.6a | |
| 5 | Re-elect Santiago Zaldumbide as Director | | For | For | | Mgmt |
| 2.6a | |
| 6 | Elect Peter Hooley as Director | | For | For | | Mgmt |
| 2.6a | |
| 7 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | | For | For | | Mgmt |
| 3.1a | |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 488,835,270 in Connection with an Offer by Way of Rights Issue; Otherwise up to USD 488,835,270 | | For | Against | | Mgmt |
| 3.9a | |
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 73,325,290.50 | | For | For | | Mgmt |
| 3.9b | |
|
|
| XTO Energy Inc *XTO* | | | |
| 1 | Declassify the Board of Directors | | For | For | | Mgmt |
| 2.4b | |
| 2 | Elect Directors | | For | For | | Mgmt |
| 2.1 | Elect Director Phillip R. Kevil --- For | | | | | |
| 2.6a | |
| 2.2 | Elect Director Herbert D. Simons --- For | | | | | |
| 2.6a | |
| 2.3 | Elect Director Vaughn O. Vennerberg II --- For | | | | | |
| 2.6a | |
| 3 | Approve Executive Incentive Bonus Plan | | For | For | | Mgmt |
| 4.1 | |
| 4 | Ratify Auditors | | For | For | | Mgmt |
| 3.1a | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Against | Against | | ShrHoldr |
| 5.1b | |
| 6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | | Against | Against | | ShrHoldr |
| 99 per Matt Norris | |
| | | | | | | | | | |
|
