The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFLAC INC | COM | 001055102 | 200 | 3,446 | SH | DFND | 0 | 0 | 3,446 | ||
AT&T INC | COM | 00206R102 | 3,609 | 101,947 | SH | DFND | 10,335 | 0 | 91,612 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,056 | 30,270 | SH | DFND | 200 | 0 | 30,070 | ||
ABBVIE INC | COM | 00287Y109 | 2,446 | 59,175 | SH | DFND | 7,300 | 0 | 51,875 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 5,748 | 134,430 | SH | DFND | 4,100 | 0 | 130,330 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 799 | 28,975 | SH | DFND | 0 | 0 | 28,975 | ||
ALTRIA GROUP INC | COM | 02209S103 | 294 | 8,400 | SH | DFND | 0 | 0 | 8,400 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 228 | 3,055 | SH | DFND | 400 | 0 | 2,655 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 669 | 16,225 | SH | DFND | 0 | 0 | 16,225 | ||
AMGEN INC | COM | 031162100 | 212 | 2,150 | SH | DFND | 1,000 | 0 | 1,150 | ||
APPLE INC | COM | 037833100 | 4,112 | 10,370 | SH | DFND | 370 | 0 | 10,000 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 689 | 10,001 | SH | DFND | 7,110 | 0 | 2,891 | ||
BP PLC ADR | COM | 055622104 | 213 | 5,102 | SH | DFND | 2,440 | 0 | 2,662 | ||
BARRICK GOLD CORP | COM | 067901108 | 639 | 40,607 | SH | DFND | 0 | 0 | 40,607 | ||
BECTON DICKINSON& CO | COM | 075887109 | 405 | 4,100 | SH | DFND | 350 | 0 | 3,750 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 1,517 | 9 | SH | DFND | 0 | 0 | 9 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,438 | 12,851 | SH | DFND | 850 | 0 | 12,001 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 1,690 | 80,225 | SH | DFND | 5,000 | 0 | 75,225 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 395 | 8,848 | SH | DFND | 1,900 | 0 | 6,948 | ||
CVS CAREMARK CORP | COM | 126650100 | 2,842 | 49,700 | SH | DFND | 2,050 | 0 | 47,650 | ||
CATERPILLAR INC | COM | 149123101 | 256 | 3,100 | SH | DFND | 0 | 0 | 3,100 | ||
CENTURYLINK, INC. | COM | 156700106 | 7,931 | 224,365 | SH | DFND | 7,095 | 0 | 217,270 | ||
CHEVRON CORP | COM | 166764100 | 9,410 | 79,519 | SH | DFND | 12,160 | 0 | 67,359 | ||
CHUBB CORP | COM | 171232101 | 277 | 3,267 | SH | DFND | 0 | 0 | 3,267 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 5,870 | 210,243 | SH | DFND | 16,550 | 0 | 193,693 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 927 | 38,103 | SH | DFND | 7,100 | 0 | 31,003 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,496 | 37,288 | SH | DFND | 2,800 | 0 | 34,488 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 1,102 | 17,585 | SH | DFND | 1,675 | 0 | 15,910 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 551 | 9,624 | SH | DFND | 4,500 | 0 | 5,124 | ||
CONOCOPHILLIPS | COM | 20825C104 | 467 | 7,717 | SH | DFND | 0 | 0 | 7,717 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 1,071 | 9,687 | SH | DFND | 1,910 | 0 | 7,777 | ||
DEERE& CO | COM | 244199105 | 286 | 3,516 | SH | DFND | 0 | 0 | 3,516 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,316 | 44,649 | SH | DFND | 1,900 | 0 | 42,749 | ||
AAM/DFA US HIGH BOOK TO | MARKET PORTFOLIO | 25434D880 | 167 | 10,052 | SH | DFND | 0 | 0 | 10,052 | ||
DISNEY CO. (WALT) | COM | 254687106 | 3,385 | 53,597 | SH | DFND | 10,350 | 0 | 43,247 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 5,509 | 104,929 | SH | DFND | 5,450 | 0 | 99,479 | ||
DUKE ENERGY CORP | COM | 26441C204 | 5,816 | 86,165 | SH | DFND | 9,756 | 0 | 76,409 | ||
EMC CORP/MASS | COM | 268648102 | 8,006 | 338,943 | SH | DFND | 15,500 | 0 | 323,443 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 1,484 | 27,203 | SH | DFND | 0 | 0 | 27,203 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 357 | 5,738 | SH | DFND | 0 | 0 | 5,738 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 6,029 | 97,649 | SH | DFND | 4,425 | 0 | 93,224 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,729 | 63,413 | SH | DFND | 9,480 | 0 | 53,933 | ||
FEDEX CORPORATION | COM | 31428X106 | 945 | 9,585 | SH | DFND | 215 | 0 | 9,370 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 1,845 | 79,555 | SH | DFND | 21,560 | 0 | 57,995 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 291 | 6,000 | SH | DFND | 0 | 0 | 6,000 | ||
GENUINE PARTS CO | COM | 372460105 | 554 | 7,100 | SH | DFND | 6,500 | 0 | 600 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,725 | 33,650 | SH | DFND | 2,380 | 0 | 31,270 | ||
GOLDCORP INC. | COM | 380956409 | 3,016 | 121,950 | SH | DFND | 12,725 | 0 | 109,225 | ||
HCP INC | COM | 40414L109 | 1,273 | 28,025 | SH | DFND | 3,025 | 0 | 25,000 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 3,570 | 53,262 | SH | DFND | 7,395 | 0 | 45,867 | ||
HECLA MNG CO | COM | 422704106 | 30 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
HOME DEPOT INC | COM | 437076102 | 1,520 | 19,625 | SH | DFND | 500 | 0 | 19,125 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 626 | 7,885 | SH | DFND | 2,630 | 0 | 5,255 | ||
INTEL CORPORATION | COM | 458140100 | 1,090 | 44,977 | SH | DFND | 6,500 | 0 | 38,477 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 3,226 | 16,882 | SH | DFND | 1,490 | 0 | 15,392 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 419 | 6,550 | SH | DFND | 0 | 0 | 6,550 | ||
ISHARES TRUST INDEX FUND | FTSE XINHUA HK CH | 464287184 | 348 | 10,715 | SH | DFND | 0 | 0 | 10,715 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,538 | 8,845 | SH | DFND | 500 | 0 | 8,345 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 2,504 | 85,565 | SH | DFND | 9,000 | 0 | 76,565 | ||
IS SHARES TR DJ MED DEVICES | COM | 464288810 | 6,000 | 76,410 | SH | DFND | 2,750 | 0 | 73,660 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 2,640 | 50,018 | SH | DFND | 3,380 | 0 | 46,638 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 3,143 | 57,014 | SH | DFND | 100 | 0 | 56,914 | ||
JOHNSON& JOHNSON | COM | 478160104 | 8,590 | 100,049 | SH | DFND | 11,295 | 0 | 88,754 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 6,622 | 170,277 | SH | DFND | 15,445 | 0 | 154,832 | ||
KIMBERLY CLARK | COM | 494368103 | 544 | 5,600 | SH | DFND | 4,400 | 0 | 1,200 | ||
KINDER MORGAN ENERGY PTNRS | COM | 494550106 | 306 | 3,581 | SH | DFND | 0 | 0 | 3,581 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 8,777 | 157,092 | SH | DFND | 12,559 | 0 | 144,533 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 165 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
LOWES CO INC | COM | 548661107 | 3,952 | 96,626 | SH | DFND | 675 | 0 | 95,951 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 231 | 5,400 | SH | DFND | 2,400 | 0 | 3,000 | ||
MARKET VECTORS AGRIBUSINESS | ETF | 57060U605 | 274 | 5,345 | SH | DFND | 0 | 0 | 5,345 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 326 | 21,629 | SH | DFND | 0 | 0 | 21,629 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 5,357 | 223,224 | SH | DFND | 13,748 | 0 | 209,475 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 294 | 15,719 | SH | DFND | 4,012 | 0 | 11,706 | ||
MCDONALDS CORP | COM | 580135101 | 486 | 4,911 | SH | DFND | 3,450 | 0 | 1,461 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,445 | 95,704 | SH | DFND | 2,160 | 0 | 93,544 | ||
METLIFE INC | COM | 59156R108 | 7,080 | 154,712 | SH | DFND | 10,380 | 0 | 144,332 | ||
MICROSOFT CORP | COM | 594918104 | 9,333 | 270,174 | SH | DFND | 17,950 | 0 | 252,224 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 334 | 4,925 | SH | DFND | 0 | 0 | 4,925 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 283 | 9,918 | SH | DFND | 1,200 | 0 | 8,718 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 1,248 | 36,280 | SH | DFND | 1,050 | 0 | 35,230 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 229 | 3,485 | SH | DFND | 2,100 | 0 | 1,385 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 900 | 11,050 | SH | DFND | 3,650 | 0 | 7,400 | ||
NORTHEAST UTILITIES | COM | 664397106 | 1,025 | 24,385 | SH | DFND | 0 | 0 | 24,385 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 518 | 3,344 | SH | DFND | 2,020 | 0 | 1,324 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 7,619 | 85,388 | SH | DFND | 4,465 | 0 | 80,923 | ||
ORACLE CORP | COM | 68389X105 | 8,576 | 279,271 | SH | DFND | 20,075 | 0 | 259,196 | ||
P G& E CORP | COM | 69331C108 | 202 | 4,409 | SH | DFND | 0 | 0 | 4,409 | ||
PPG INDUSTRIES | COM | 693506107 | 249 | 1,700 | SH | DFND | 200 | 0 | 1,500 | ||
PPL CORP | COM | 69351T106 | 1,623 | 53,640 | SH | DFND | 800 | 0 | 52,840 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 211 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 7,564 | 92,482 | SH | DFND | 8,400 | 0 | 84,082 | ||
PFIZER INC | COM | 717081103 | 390 | 13,932 | SH | DFND | 2,683 | 0 | 11,249 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 357 | 4,120 | SH | DFND | 0 | 0 | 4,120 | ||
PHILLIPS 66 | COM | 718546104 | 239 | 4,058 | SH | DFND | 0 | 0 | 4,058 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,747 | 79,250 | SH | DFND | 8,800 | 0 | 70,450 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 881 | 20,850 | SH | DFND | 0 | 0 | 20,850 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 205 | 4,881 | SH | SOLE | 4,881 | 0 | 0 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,951 | 51,321 | SH | DFND | 6,570 | 0 | 44,751 | ||
QUALCOMM INC. | COM | 747525103 | 5,735 | 93,871 | SH | DFND | 3,330 | 0 | 90,541 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 292 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GUGGENHEIM S&P 500 EQUAL | WEIGHT | 78355W106 | 239 | 3,900 | SH | DFND | 0 | 0 | 3,900 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 651 | 4,060 | SH | DFND | 850 | 0 | 3,210 | ||
SPDR GOLD TRUST | COM | 78463V107 | 411 | 3,450 | SH | DFND | 1,400 | 0 | 2,050 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 2,451 | 23,513 | SH | DFND | 490 | 0 | 23,023 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 7,921 | 110,529 | SH | DFND | 9,550 | 0 | 100,979 | ||
SCHWAB INTL INDEX FUND | SELECT SHARES | 808509830 | 234 | 13,495 | SH | DFND | 0 | 0 | 13,495 | ||
SCHWAB S&P 500 INDEX FUN | D - SELECT SHARES | 808509855 | 699 | 27,690 | SH | DFND | 0 | 0 | 27,690 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 819 | 18,722 | SH | DFND | 860 | 0 | 17,861 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 707 | 18,500 | SH | DFND | 0 | 0 | 18,500 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 207 | 5,400 | SH | DFND | 4,450 | 0 | 950 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 1,099 | 29,213 | SH | DFND | 6,623 | 0 | 22,590 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 274 | 3,550 | SH | DFND | 0 | 0 | 3,550 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 9,545 | 385,675 | SH | DFND | 31,200 | 0 | 354,475 | ||
SYNGENTA AG SPONSORED ADR'S | COM | 87160A100 | 1,294 | 16,617 | SH | DFND | 1,600 | 0 | 15,017 | ||
TARGET CORP | COM | 87612E106 | 6,375 | 92,584 | SH | DFND | 2,500 | 0 | 90,084 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 8,388 | 99,118 | SH | DFND | 4,225 | 0 | 94,893 | ||
3M CO | COM | 88579Y101 | 999 | 9,135 | SH | DFND | 4,535 | 0 | 4,600 | ||
TORCHMARK CORP | COM | 891027104 | 318 | 4,875 | SH | DFND | 0 | 0 | 4,875 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 502 | 10,800 | SH | DFND | 0 | 0 | 10,800 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 4,070 | 139,236 | SH | DFND | 9,275 | 0 | 129,961 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 314 | 3,930 | SH | DFND | 0 | 0 | 3,930 | ||
U.S. BANCORP | COM | 902973304 | 303 | 8,372 | SH | DFND | 4,870 | 0 | 3,502 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 305 | 1,976 | SH | DFND | 400 | 0 | 1,576 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 5,600 | 64,757 | SH | DFND | 3,725 | 0 | 61,032 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 5,223 | 56,198 | SH | DFND | 6,895 | 0 | 49,303 | ||
VANGUARD MSCI EMERGING MARKET | ETF | 922042858 | 467 | 12,030 | SH | DFND | 0 | 0 | 12,030 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 1,788 | 24,175 | SH | DFND | 0 | 0 | 24,175 | ||
VENTAS INC | COM | 92276F100 | 1,611 | 23,192 | SH | DFND | 0 | 0 | 23,192 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 999 | 6,745 | SH | DFND | 1,982 | 0 | 4,763 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 623 | 12,378 | SH | DFND | 5,691 | 0 | 6,687 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 3,002 | 16,425 | SH | DFND | 860 | 0 | 15,565 | ||
WALGREEN CO | COM | 931422109 | 412 | 9,312 | SH | DFND | 0 | 0 | 9,312 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 666 | 16,524 | SH | DFND | 0 | 0 | 16,524 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,628 | 39,440 | SH | DFND | 8,276 | 0 | 31,164 | ||
ENSCO PLC CLASS A | COM | G3157S106 | 2,509 | 43,162 | SH | DFND | 1,150 | 0 | 42,012 | ||
GOLAR LNG LTD BERMUDA | COM | G9456A100 | 2,088 | 65,460 | SH | DFND | 1,775 | 0 | 63,685 | ||
WEATHERFORD INTERNATIONAL LTD | COM | H27013103 | 1,329 | 97,008 | SH | DFND | 4,000 | 0 | 93,008 | ||
PENTAIR LTD | COM | H6169Q108 | 6,015 | 104,258 | SH | DFND | 5,278 | 0 | 98,980 | ||
TYCO INTERNATIONAL LTD | COM | H89128104 | 4,344 | 131,824 | SH | DFND | 5,100 | 0 | 126,724 |