The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFLAC INC | COM | 001055102 | 214 | 3,446 | SH | DFND | 0 | 0 | 3,446 | ||
AT&T INC | COM | 00206R102 | 3,262 | 96,454 | SH | DFND | 11,985 | 0 | 84,469 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,223 | 36,840 | SH | DFND | 2,050 | 0 | 34,790 | ||
ABBVIE INC | COM | 00287Y109 | 2,983 | 66,700 | SH | DFND | 7,800 | 0 | 58,900 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 6,736 | 131,435 | SH | DFND | 4,100 | 0 | 127,335 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 5,556 | 200,850 | SH | DFND | 12,500 | 0 | 188,350 | ||
ALTRIA GROUP INC | COM | 02209S103 | 289 | 8,400 | SH | DFND | 0 | 0 | 8,400 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 231 | 3,055 | SH | DFND | 400 | 0 | 2,655 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 662 | 16,025 | SH | DFND | 0 | 0 | 16,025 | ||
AMGEN INC | COM | 031162100 | 241 | 2,150 | SH | DFND | 1,000 | 0 | 1,150 | ||
APPLE INC | COM | 037833100 | 4,817 | 10,104 | SH | DFND | 370 | 0 | 9,734 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 665 | 9,181 | SH | DFND | 6,750 | 0 | 2,431 | ||
BECTON DICKINSON& CO | COM | 075887109 | 410 | 4,100 | SH | DFND | 350 | 0 | 3,750 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 1,193 | 7 | SH | DFND | 0 | 0 | 7 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,450 | 12,776 | SH | DFND | 850 | 0 | 11,926 | ||
BIOGEN IDEC INC | COM | 09062X103 | 221 | 920 | SH | DFND | 0 | 0 | 920 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 1,935 | 77,725 | SH | DFND | 5,000 | 0 | 72,725 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 409 | 8,848 | SH | DFND | 1,900 | 0 | 6,948 | ||
BROADCOM CORP CL A | COM | 111320107 | 205 | 7,893 | SH | DFND | 0 | 0 | 7,893 | ||
CVS CAREMARK CORP | COM | 126650100 | 2,621 | 46,180 | SH | DFND | 2,050 | 0 | 44,130 | ||
CATERPILLAR INC | COM | 149123101 | 227 | 2,725 | SH | DFND | 0 | 0 | 2,725 | ||
CENTURYLINK, INC. | COM | 156700106 | 4,627 | 147,463 | SH | DFND | 2,845 | 0 | 144,618 | ||
CHEVRON CORP | COM | 166764100 | 8,959 | 73,737 | SH | DFND | 12,160 | 0 | 61,577 | ||
CHUBB CORP | COM | 171232101 | 292 | 3,267 | SH | DFND | 0 | 0 | 3,267 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 6,302 | 198,538 | SH | DFND | 16,550 | 0 | 181,988 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 893 | 38,103 | SH | DFND | 7,100 | 0 | 31,003 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,299 | 34,290 | SH | DFND | 1,900 | 0 | 32,390 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 1,499 | 18,255 | SH | DFND | 1,675 | 0 | 16,580 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 535 | 9,024 | SH | DFND | 4,100 | 0 | 4,924 | ||
CONOCOPHILLIPS | COM | 20825C104 | 536 | 7,717 | SH | DFND | 0 | 0 | 7,717 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 959 | 8,327 | SH | DFND | 1,910 | 0 | 6,417 | ||
DEERE& CO | COM | 244199105 | 286 | 3,516 | SH | DFND | 0 | 0 | 3,516 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,344 | 40,589 | SH | DFND | 1,900 | 0 | 38,689 | ||
AAM/DFA US HIGH BOOK TO | MARKET PORTFOLIO | 25434D880 | 176 | 10,052 | SH | DFND | 0 | 0 | 10,052 | ||
DISNEY CO. (WALT) | COM | 254687106 | 3,455 | 53,580 | SH | DFND | 10,350 | 0 | 43,230 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 6,129 | 104,659 | SH | DFND | 5,450 | 0 | 99,209 | ||
DUKE ENERGY CORP | COM | 26441C204 | 5,623 | 84,196 | SH | DFND | 9,806 | 0 | 74,390 | ||
EMC CORP/MASS | COM | 268648102 | 8,409 | 328,988 | SH | DFND | 15,800 | 0 | 313,188 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 1,721 | 26,603 | SH | DFND | 0 | 0 | 26,603 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 350 | 5,738 | SH | DFND | 0 | 0 | 5,738 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 5,892 | 95,344 | SH | DFND | 4,425 | 0 | 90,919 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,462 | 63,480 | SH | DFND | 9,330 | 0 | 54,150 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,094 | 9,585 | SH | DFND | 215 | 0 | 9,370 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 1,819 | 76,150 | SH | DFND | 21,560 | 0 | 54,590 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 240 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GENUINE PARTS CO | COM | 372460105 | 493 | 6,100 | SH | DFND | 5,600 | 0 | 500 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,992 | 31,680 | SH | DFND | 2,380 | 0 | 29,300 | ||
GOLDCORP INC. | COM | 380956409 | 1,168 | 44,924 | SH | DFND | 4,100 | 0 | 40,824 | ||
HCP INC | COM | 40414L109 | 1,144 | 27,925 | SH | DFND | 3,025 | 0 | 24,900 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 3,374 | 54,094 | SH | DFND | 7,295 | 0 | 46,799 | ||
HECLA MNG CO | COM | 422704106 | 31 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
HOME DEPOT INC | COM | 437076102 | 882 | 11,625 | SH | DFND | 500 | 0 | 11,125 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 605 | 7,285 | SH | DFND | 2,630 | 0 | 4,655 | ||
INTEL CORPORATION | COM | 458140100 | 907 | 39,577 | SH | DFND | 6,500 | 0 | 33,077 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 3,281 | 17,719 | SH | DFND | 1,990 | 0 | 15,729 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 381 | 5,750 | SH | DFND | 0 | 0 | 5,750 | ||
ISHARES TRUST INDEX FUND | FTSE XINHUA HK CH | 464287184 | 210 | 5,650 | SH | DFND | 0 | 0 | 5,650 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,843 | 8,795 | SH | DFND | 500 | 0 | 8,295 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 2,590 | 86,860 | SH | DFND | 9,000 | 0 | 77,860 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 6,270 | 74,030 | SH | DFND | 2,750 | 0 | 71,280 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 5,178 | 100,168 | SH | DFND | 6,980 | 0 | 93,188 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 3,015 | 51,829 | SH | DFND | 100 | 0 | 51,729 | ||
JOHNSON& JOHNSON | COM | 478160104 | 8,376 | 96,621 | SH | DFND | 11,195 | 0 | 85,426 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 6,368 | 177,627 | SH | DFND | 19,045 | 0 | 158,582 | ||
KIMBERLY CLARK | COM | 494368103 | 520 | 5,520 | SH | DFND | 4,320 | 0 | 1,200 | ||
KINDER MORGAN ENERGY PTNRS | COM | 494550106 | 286 | 3,581 | SH | DFND | 0 | 0 | 3,581 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 5,790 | 110,320 | SH | DFND | 8,535 | 0 | 101,785 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 183 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
LOWES CO INC | COM | 548661107 | 2,681 | 56,316 | SH | DFND | 675 | 0 | 55,641 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 254 | 5,400 | SH | DFND | 2,400 | 0 | 3,000 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 697 | 44,141 | SH | DFND | 0 | 0 | 44,141 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 5,429 | 221,039 | SH | DFND | 13,748 | 0 | 207,290 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 299 | 15,719 | SH | DFND | 4,012 | 0 | 11,706 | ||
MCDONALDS CORP | COM | 580135101 | 428 | 4,450 | SH | DFND | 3,450 | 0 | 1,000 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,367 | 91,729 | SH | DFND | 2,160 | 0 | 89,569 | ||
MESABI TRUST CTF BEN INT | ROYALTY TRUST | 590672101 | 217 | 9,900 | SH | DFND | 0 | 0 | 9,900 | ||
METLIFE INC | COM | 59156R108 | 6,965 | 148,352 | SH | DFND | 10,380 | 0 | 137,972 | ||
MICROSOFT CORP | COM | 594918104 | 9,023 | 271,133 | SH | DFND | 19,800 | 0 | 251,333 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 308 | 4,925 | SH | DFND | 0 | 0 | 4,925 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 270 | 8,603 | SH | DFND | 1,200 | 0 | 7,403 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 1,009 | 31,725 | SH | DFND | 1,050 | 0 | 30,675 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 243 | 3,485 | SH | DFND | 2,100 | 0 | 1,385 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 874 | 10,900 | SH | DFND | 3,650 | 0 | 7,250 | ||
NORTHEAST UTILITIES | COM | 664397106 | 975 | 23,635 | SH | DFND | 0 | 0 | 23,635 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 444 | 2,624 | SH | DFND | 1,810 | 0 | 814 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 7,655 | 81,838 | SH | DFND | 4,715 | 0 | 77,123 | ||
ORACLE CORP | COM | 68389X105 | 9,089 | 274,016 | SH | DFND | 20,375 | 0 | 253,641 | ||
PPG INDUSTRIES | COM | 693506107 | 284 | 1,700 | SH | DFND | 200 | 0 | 1,500 | ||
PPL CORP | COM | 69351T106 | 1,160 | 38,190 | SH | DFND | 800 | 0 | 37,390 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 226 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 5,328 | 67,023 | SH | DFND | 5,900 | 0 | 61,123 | ||
PFIZER INC | COM | 717081103 | 400 | 13,932 | SH | DFND | 2,683 | 0 | 11,249 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 353 | 4,081 | SH | DFND | 0 | 0 | 4,081 | ||
PHILLIPS 66 | COM | 718546104 | 212 | 3,658 | SH | DFND | 0 | 0 | 3,658 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,808 | 75,600 | SH | DFND | 8,800 | 0 | 66,800 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 762 | 16,550 | SH | DFND | 0 | 0 | 16,550 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 235 | 5,006 | SH | SOLE | 5,006 | 0 | 0 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,317 | 43,881 | SH | DFND | 4,750 | 0 | 39,131 | ||
QUALCOMM INC. | COM | 747525103 | 6,128 | 91,031 | SH | DFND | 3,455 | 0 | 87,576 | ||
T ROWE PRICE EQUITY INCOME FD | FUND | 779547108 | 201 | 6,450 | SH | DFND | 4,750 | 0 | 1,700 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 321 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
GUGGENHEIM S&P 500 EQUAL | WEIGHT | 78355W106 | 280 | 4,300 | SH | DFND | 0 | 0 | 4,300 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 669 | 3,980 | SH | DFND | 850 | 0 | 3,130 | ||
SPDR GOLD TRUST | COM | 78463V107 | 391 | 3,050 | SH | DFND | 1,400 | 0 | 1,650 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 2,872 | 22,233 | SH | DFND | 490 | 0 | 21,743 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 9,597 | 108,612 | SH | DFND | 9,550 | 0 | 99,062 | ||
SCHWAB INTL INDEX FUND | SELECT SHARES | 808509830 | 261 | 13,495 | SH | DFND | 0 | 0 | 13,495 | ||
SCHWAB S&P 500 INDEX FUN | D - SELECT SHARES | 808509855 | 735 | 27,673 | SH | DFND | 0 | 0 | 27,673 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 780 | 16,860 | SH | DFND | 860 | 0 | 16,000 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 784 | 19,500 | SH | DFND | 0 | 0 | 19,500 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 208 | 4,950 | SH | DFND | 4,000 | 0 | 950 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 1,052 | 28,153 | SH | DFND | 6,623 | 0 | 21,530 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 322 | 3,550 | SH | DFND | 0 | 0 | 3,550 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 8,959 | 373,765 | SH | DFND | 31,700 | 0 | 342,065 | ||
SYNGENTA AG SPONSORED ADR'S | COM | 87160A100 | 1,294 | 15,917 | SH | DFND | 1,600 | 0 | 14,317 | ||
TARGET CORP | COM | 87612E106 | 5,664 | 88,532 | SH | DFND | 2,500 | 0 | 86,032 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 8,174 | 88,708 | SH | DFND | 4,225 | 0 | 84,483 | ||
3M CO | COM | 88579Y101 | 1,028 | 8,610 | SH | DFND | 4,210 | 0 | 4,400 | ||
TORCHMARK CORP | COM | 891027104 | 291 | 4,025 | SH | DFND | 0 | 0 | 4,025 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 491 | 10,700 | SH | DFND | 0 | 0 | 10,700 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 3,595 | 132,786 | SH | DFND | 9,275 | 0 | 123,511 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 248 | 2,930 | SH | DFND | 0 | 0 | 2,930 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 307 | 1,976 | SH | DFND | 400 | 0 | 1,576 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 5,898 | 64,547 | SH | DFND | 3,925 | 0 | 60,622 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 5,770 | 53,519 | SH | DFND | 6,845 | 0 | 46,674 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 1,896 | 23,500 | SH | DFND | 0 | 0 | 23,500 | ||
VENTAS INC | COM | 92276F100 | 1,410 | 22,923 | SH | DFND | 0 | 0 | 22,923 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 1,058 | 6,826 | SH | DFND | 1,982 | 0 | 4,844 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 578 | 12,378 | SH | DFND | 5,691 | 0 | 6,687 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 3,323 | 17,390 | SH | DFND | 810 | 0 | 16,580 | ||
WALGREEN CO | COM | 931422109 | 342 | 6,350 | SH | DFND | 0 | 0 | 6,350 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 681 | 16,524 | SH | DFND | 0 | 0 | 16,524 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,273 | 30,820 | SH | DFND | 8,276 | 0 | 22,544 | ||
ENSCO PLC CLASS A | COM | G3157S106 | 1,991 | 37,045 | SH | DFND | 1,150 | 0 | 35,895 | ||
GOLAR LNG LTD BERMUDA | COM | G9456A100 | 2,725 | 72,330 | SH | DFND | 1,775 | 0 | 70,555 | ||
WEATHERFORD INTERNATIONAL LTD | COM | H27013103 | 987 | 64,380 | SH | DFND | 4,000 | 0 | 60,380 | ||
PENTAIR LTD | COM | H6169Q108 | 6,511 | 100,255 | SH | DFND | 5,278 | 0 | 94,977 | ||
TYCO INTERNATIONAL LTD | COM | H89128104 | 4,892 | 139,844 | SH | DFND | 6,950 | 0 | 132,894 |