The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,969 | 83,965 | SH | DFND | 10,685 | 0 | 73,280 | ||
ABBOTT LABORATORIES | COM | 002824100 | 1,767 | 43,215 | SH | DFND | 4,615 | 0 | 38,600 | ||
ABBVIE INC | COM | 00287Y109 | 4,098 | 72,600 | SH | DFND | 8,190 | 0 | 64,410 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 7,754 | 134,992 | SH | DFND | 5,475 | 0 | 129,517 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 8,302 | 215,202 | SH | DFND | 13,000 | 0 | 202,202 | ||
ALTRIA GROUP INC | COM | 02209S103 | 243 | 5,800 | SH | DFND | 0 | 0 | 5,800 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 290 | 3,055 | SH | DFND | 400 | 0 | 2,655 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 988 | 19,975 | SH | DFND | 0 | 0 | 19,975 | ||
AMGEN INC | COM | 031162100 | 238 | 2,010 | SH | DFND | 860 | 0 | 1,150 | ||
APPLE INC | COM | 037833100 | 7,212 | 77,604 | SH | DFND | 2,905 | 0 | 74,699 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 657 | 8,281 | SH | DFND | 5,850 | 0 | 2,431 | ||
BECTON DICKINSON& CO | COM | 075887109 | 420 | 3,550 | SH | DFND | 150 | 0 | 3,400 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,560 | 12,326 | SH | DFND | 800 | 0 | 11,526 | ||
BIOGEN IDEC INC | COM | 09062X103 | 290 | 920 | SH | DFND | 0 | 0 | 920 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,311 | 69,105 | SH | DFND | 4,500 | 0 | 64,605 | ||
BOEING COMPANY | COM | 097023105 | 267 | 2,100 | SH | DFND | 0 | 0 | 2,100 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 449 | 9,248 | SH | DFND | 1,600 | 0 | 7,648 | ||
CVS CAREMARK CORP | COM | 126650100 | 2,819 | 37,398 | SH | DFND | 1,750 | 0 | 35,648 | ||
CATERPILLAR INC | COM | 149123101 | 242 | 2,225 | SH | DFND | 0 | 0 | 2,225 | ||
CHEVRON CORP | COM | 166764100 | 11,029 | 84,484 | SH | DFND | 13,090 | 0 | 71,394 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 7,432 | 210,175 | SH | DFND | 18,200 | 0 | 191,975 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,347 | 31,796 | SH | DFND | 1,800 | 0 | 29,996 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 2,095 | 42,839 | SH | DFND | 3,350 | 0 | 39,489 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 602 | 8,824 | SH | DFND | 4,100 | 0 | 4,724 | ||
COLUMBIA PPTY TR INC | COM | 198287203 | 2,137 | 82,145 | SH | DFND | 6,025 | 0 | 76,120 | ||
CONOCOPHILLIPS | COM | 20825C104 | 623 | 7,271 | SH | DFND | 0 | 0 | 7,271 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 821 | 7,127 | SH | DFND | 1,760 | 0 | 5,367 | ||
CUMMINS ENGINE INC | COM | 231021106 | 309 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
DEERE& CO | COM | 244199105 | 318 | 3,516 | SH | DFND | 0 | 0 | 3,516 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 3,798 | 47,834 | SH | DFND | 1,900 | 0 | 45,934 | ||
AAM/DFA US HIGH BOOK TO | MARKET PORTFOLIO | 25434D880 | 202 | 10,052 | SH | DFND | 0 | 0 | 10,052 | ||
DISNEY CO. (WALT) | COM | 254687106 | 4,171 | 48,644 | SH | DFND | 9,675 | 0 | 38,969 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 6,724 | 102,745 | SH | DFND | 5,450 | 0 | 97,295 | ||
DUKE ENERGY CORP | COM | 26441C204 | 6,513 | 87,789 | SH | DFND | 10,846 | 0 | 76,943 | ||
EMC CORP/MASS | COM | 268648102 | 8,186 | 310,789 | SH | DFND | 18,075 | 0 | 292,714 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 1,365 | 20,570 | SH | DFND | 0 | 0 | 20,570 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 449 | 5,738 | SH | DFND | 0 | 0 | 5,738 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 4,493 | 64,802 | SH | DFND | 1,725 | 0 | 63,077 | ||
EXXON MOBIL CORP | COM | 30231G102 | 6,201 | 61,590 | SH | DFND | 9,130 | 0 | 52,460 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,326 | 8,760 | SH | DFND | 215 | 0 | 8,545 | ||
FIDELITY MAGELLAN FD INC | FUND | 316184100 | 284 | 3,066 | SH | DFND | 0 | 0 | 3,066 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,219 | 84,445 | SH | DFND | 17,960 | 0 | 66,485 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 269 | 5,120 | SH | DFND | 0 | 0 | 5,120 | ||
GENUINE PARTS CO | COM | 372460105 | 470 | 5,350 | SH | DFND | 5,150 | 0 | 200 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,390 | 28,830 | SH | DFND | 3,555 | 0 | 25,275 | ||
HCP INC | COM | 40414L109 | 843 | 20,375 | SH | DFND | 2,600 | 0 | 17,775 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 3,097 | 49,419 | SH | DFND | 8,370 | 0 | 41,049 | ||
HOME DEPOT INC | COM | 437076102 | 913 | 11,275 | SH | DFND | 500 | 0 | 10,775 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 623 | 6,700 | SH | DFND | 2,580 | 0 | 4,120 | ||
INTEL CORPORATION | COM | 458140100 | 932 | 30,150 | SH | DFND | 5,550 | 0 | 24,600 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 2,678 | 14,775 | SH | DFND | 1,990 | 0 | 12,785 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 343 | 4,450 | SH | DFND | 0 | 0 | 4,450 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 2,050 | 7,975 | SH | DFND | 500 | 0 | 7,475 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 4,910 | 141,675 | SH | DFND | 10,995 | 0 | 130,680 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 7,162 | 70,200 | SH | DFND | 2,845 | 0 | 67,355 | ||
ISHARES RUSSELL TOP 200 INDEX | COM | 464289446 | 212 | 4,760 | SH | DFND | 0 | 0 | 4,760 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 9,488 | 164,658 | SH | DFND | 16,475 | 0 | 148,183 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 7,174 | 134,649 | SH | DFND | 6,940 | 0 | 127,709 | ||
JOHNSON& JOHNSON | COM | 478160104 | 9,131 | 87,276 | SH | DFND | 11,020 | 0 | 76,256 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 8,852 | 224,624 | SH | DFND | 21,640 | 0 | 202,984 | ||
KIMBERLY CLARK | COM | 494368103 | 519 | 4,670 | SH | DFND | 3,245 | 0 | 1,425 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 5,050 | 84,243 | SH | DFND | 7,485 | 0 | 76,758 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 193 | 10,267 | SH | SOLE | 10,267 | 0 | 0 | ||
LOWES CO INC | COM | 548661107 | 2,839 | 59,151 | SH | DFND | 925 | 0 | 58,226 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 208 | 3,600 | SH | DFND | 1,500 | 0 | 2,100 | ||
MARKET VECTORS AGRIBUSINESS | ETF | 57060U605 | 209 | 3,808 | SH | DFND | 0 | 0 | 3,808 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 4,431 | 272,021 | SH | DFND | 5,314 | 0 | 266,707 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 5,145 | 186,362 | SH | DFND | 12,898 | 0 | 173,463 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 283 | 14,386 | SH | DFND | 2,680 | 0 | 11,706 | ||
MCDONALDS CORP | COM | 580135101 | 448 | 4,450 | SH | DFND | 3,350 | 0 | 1,100 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,622 | 79,890 | SH | DFND | 2,160 | 0 | 77,730 | ||
METLIFE INC | COM | 59156R108 | 8,411 | 151,380 | SH | DFND | 10,280 | 0 | 141,100 | ||
MICROSOFT CORP | COM | 594918104 | 11,328 | 271,653 | SH | DFND | 21,850 | 0 | 249,803 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 2,056 | 28,150 | SH | DFND | 3,185 | 0 | 24,965 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 267 | 7,103 | SH | DFND | 1,200 | 0 | 5,903 | ||
MYLAN INC | COM | 628530107 | 4,130 | 80,105 | SH | DFND | 4,750 | 0 | 75,355 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 316 | 8,500 | SH | DFND | 100 | 0 | 8,400 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 236 | 3,040 | SH | DFND | 2,000 | 0 | 1,040 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 876 | 8,550 | SH | DFND | 2,600 | 0 | 5,950 | ||
NORTHEAST UTILITIES | COM | 664397106 | 887 | 18,766 | SH | DFND | 0 | 0 | 18,766 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 506 | 10,945 | SH | DFND | 8,625 | 0 | 2,320 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 8,440 | 82,233 | SH | DFND | 4,865 | 0 | 77,368 | ||
ORACLE CORP | COM | 68389X105 | 10,802 | 266,517 | SH | DFND | 20,025 | 0 | 246,492 | ||
PPG INDUSTRIES | COM | 693506107 | 273 | 1,300 | SH | DFND | 200 | 0 | 1,100 | ||
PPL CORP | COM | 69351T106 | 1,086 | 30,558 | SH | DFND | 800 | 0 | 29,758 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 251 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 5,521 | 61,799 | SH | DFND | 7,400 | 0 | 54,399 | ||
PFIZER INC | COM | 717081103 | 452 | 15,232 | SH | DFND | 2,683 | 0 | 12,549 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 344 | 4,081 | SH | DFND | 0 | 0 | 4,081 | ||
PHILLIPS 66 | COM | 718546104 | 281 | 3,491 | SH | DFND | 0 | 0 | 3,491 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,953 | 73,466 | SH | DFND | 8,800 | 0 | 64,666 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 828 | 13,550 | SH | DFND | 0 | 0 | 13,550 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 275 | 5,099 | SH | DFND | 5,006 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,396 | 43,211 | SH | DFND | 4,700 | 0 | 38,511 | ||
QUALCOMM INC. | COM | 747525103 | 7,117 | 89,866 | SH | DFND | 3,080 | 0 | 86,786 | ||
T ROWE PRICE EQUITY INCOME FD | FUND | 779547108 | 205 | 5,933 | SH | DFND | 4,233 | 0 | 1,700 | ||
T ROWE PRICE INTL STOCK FUND | FUND | 77956H203 | 199 | 11,555 | SH | DFND | 9,119 | 0 | 2,435 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 314 | 4,400 | SH | DFND | 0 | 0 | 4,400 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 879 | 4,492 | SH | DFND | 850 | 0 | 3,642 | ||
SPDR GOLD TRUST | COM | 78463V107 | 286 | 2,235 | SH | DFND | 1,400 | 0 | 835 | ||
SPDR EURO STOXX 50 ETF | COM | 78463X202 | 1,796 | 41,500 | SH | DFND | 550 | 0 | 40,950 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 3,964 | 25,740 | SH | DFND | 2,915 | 0 | 22,825 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 12,546 | 106,368 | SH | DFND | 9,900 | 0 | 96,468 | ||
SCHWAB INTL INDEX FUND | SELECT SHARES | 808509830 | 218 | 10,461 | SH | DFND | 0 | 0 | 10,461 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 825 | 15,847 | SH | DFND | 860 | 0 | 14,986 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 643 | 13,720 | SH | DFND | 200 | 0 | 13,520 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 284 | 5,715 | SH | DFND | 3,700 | 0 | 2,015 | ||
SECT SPDR CONS DISCR SELECT | COM | 81369Y407 | 484 | 7,250 | SH | DFND | 0 | 0 | 7,250 | ||
SECT SPDR ENERGY SELECT | COM | 81369Y506 | 249 | 2,485 | SH | DFND | 125 | 0 | 2,360 | ||
AMEX FINANCIAL SELECT SPDR | COM | 81369Y605 | 218 | 9,600 | SH | DFND | 400 | 0 | 9,200 | ||
AMEX INDUSTRIAL SELECT SPDR | COM | 81369Y704 | 260 | 4,805 | SH | DFND | 0 | 0 | 4,805 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 1,236 | 27,928 | SH | DFND | 6,398 | 0 | 21,530 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 8,161 | 343,343 | SH | DFND | 30,175 | 0 | 313,168 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,645 | 64,788 | SH | DFND | 2,875 | 0 | 61,913 | ||
3M CO | COM | 88579Y101 | 970 | 6,769 | SH | DFND | 3,360 | 0 | 3,409 | ||
TORCHMARK CORP | COM | 891027104 | 317 | 3,875 | SH | DFND | 0 | 0 | 3,875 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 529 | 10,700 | SH | DFND | 0 | 0 | 10,700 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 3,861 | 129,035 | SH | DFND | 9,115 | 0 | 119,920 | ||
U.S. BANCORP | COM | 902973304 | 211 | 4,870 | SH | SOLE | 4,870 | 0 | 0 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 380 | 3,812 | SH | DFND | 660 | 0 | 3,152 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 7,062 | 68,789 | SH | DFND | 3,875 | 0 | 64,914 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 6,907 | 59,824 | SH | DFND | 6,985 | 0 | 52,839 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,795 | 28,875 | SH | DFND | 0 | 0 | 28,875 | ||
VENTAS INC | COM | 92276F100 | 1,436 | 22,406 | SH | DFND | 0 | 0 | 22,406 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 863 | 4,770 | SH | DFND | 1,907 | 0 | 2,863 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 524 | 5,150 | SH | DFND | 0 | 0 | 5,150 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 659 | 13,476 | SH | DFND | 6,061 | 0 | 7,415 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 3,658 | 17,360 | SH | DFND | 700 | 0 | 16,660 | ||
WALGREEN CO | COM | 931422109 | 448 | 6,050 | SH | DFND | 0 | 0 | 6,050 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 702 | 15,688 | SH | DFND | 0 | 0 | 15,688 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,492 | 28,396 | SH | DFND | 8,276 | 0 | 20,120 | ||
WEATHERFORD INTL PLC | COM | G48833100 | 788 | 34,275 | SH | DFND | 2,500 | 0 | 31,775 | ||
PENTAIR PLC | COM | G7S00T104 | 5,738 | 79,560 | SH | DFND | 4,953 | 0 | 74,607 | ||
TYCO INTERNATIONAL LTD | COM | H89128104 | 6,239 | 136,811 | SH | DFND | 6,850 | 0 | 129,961 | ||
UBS AG-NEW | COM | H89231338 | 7,408 | 404,375 | SH | DFND | 25,350 | 0 | 379,025 |