The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 2,834 | 84,375 | SH | DFND | 9,685 | 0 | 74,690 | ||
ABBOTT LABORATORIES | COM | 002824100 | 3,680 | 81,735 | SH | DFND | 5,495 | 0 | 76,240 | ||
ABBVIE INC | COM | 00287Y109 | 5,666 | 86,580 | SH | DFND | 8,290 | 0 | 78,290 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 5,529 | 135,045 | SH | DFND | 5,375 | 0 | 129,670 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 7,942 | 231,490 | SH | DFND | 17,950 | 0 | 213,540 | ||
ALTRIA GROUP INC | COM | 02209S103 | 310 | 6,300 | SH | DFND | 0 | 0 | 6,300 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 284 | 3,055 | SH | DFND | 400 | 0 | 2,655 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 2,733 | 51,270 | SH | DFND | 700 | 0 | 50,570 | ||
AMGEN INC | COM | 031162100 | 225 | 1,410 | SH | DFND | 710 | 0 | 700 | ||
APPLE INC | COM | 037833100 | 8,798 | 79,706 | SH | DFND | 3,058 | 0 | 76,648 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 640 | 7,681 | SH | DFND | 5,250 | 0 | 2,431 | ||
BANK OF AMERICA CORP | COM | 060505104 | 587 | 32,798 | SH | DFND | 0 | 0 | 32,798 | ||
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 224 | 5,521 | SH | DFND | 0 | 0 | 5,521 | ||
BECTON DICKINSON& CO | COM | 075887109 | 417 | 3,000 | SH | DFND | 150 | 0 | 2,850 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 226 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,804 | 12,016 | SH | DFND | 650 | 0 | 11,366 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,515 | 74,345 | SH | DFND | 6,600 | 0 | 67,745 | ||
BOEING COMPANY | COM | 097023105 | 221 | 1,700 | SH | DFND | 0 | 0 | 1,700 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 564 | 9,548 | SH | DFND | 1,500 | 0 | 8,048 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 3,129 | 32,489 | SH | DFND | 1,613 | 0 | 30,876 | ||
CATERPILLAR INC | COM | 149123101 | 222 | 2,425 | SH | DFND | 0 | 0 | 2,425 | ||
CHEVRON CORP | COM | 166764100 | 11,761 | 104,842 | SH | DFND | 13,070 | 0 | 91,772 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 6,807 | 191,325 | SH | DFND | 17,250 | 0 | 174,075 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,296 | 30,696 | SH | DFND | 1,750 | 0 | 28,946 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 2,657 | 50,455 | SH | DFND | 4,250 | 0 | 46,205 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 548 | 7,924 | SH | DFND | 4,000 | 0 | 3,924 | ||
COLUMBIA PPTY TR INC | COM | 198287203 | 2,610 | 102,955 | SH | DFND | 7,335 | 0 | 95,620 | ||
CONOCOPHILLIPS | COM | 20825C104 | 502 | 7,271 | SH | DFND | 0 | 0 | 7,271 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 997 | 7,032 | SH | DFND | 1,715 | 0 | 5,317 | ||
CUMMINS ENGINE INC | COM | 231021106 | 288 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
DEERE& CO | COM | 244199105 | 245 | 2,766 | SH | DFND | 0 | 0 | 2,766 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,485 | 40,602 | SH | DFND | 1,550 | 0 | 39,052 | ||
DISNEY CO. (WALT) | COM | 254687106 | 4,213 | 44,729 | SH | DFND | 8,965 | 0 | 35,764 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 6,149 | 83,157 | SH | DFND | 4,000 | 0 | 79,157 | ||
DUKE ENERGY CORP | COM | 26441C204 | 5,177 | 61,976 | SH | DFND | 6,018 | 0 | 55,958 | ||
EMC CORP/MASS | COM | 268648102 | 9,339 | 314,013 | SH | DFND | 18,075 | 0 | 295,938 | ||
EOG RESOURCES INC | COM | 26875P101 | 639 | 6,935 | SH | DFND | 0 | 0 | 6,935 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 1,052 | 17,045 | SH | DFND | 0 | 0 | 17,045 | ||
ENLINK MIDSTREAM LLC | COM | 29336T100 | 360 | 10,135 | SH | DFND | 0 | 0 | 10,135 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 401 | 11,096 | SH | DFND | 0 | 0 | 11,096 | ||
EXXON MOBIL CORP | COM | 30231G102 | 4,030 | 43,591 | SH | DFND | 8,805 | 0 | 34,786 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,270 | 7,315 | SH | DFND | 215 | 0 | 7,100 | ||
FIDELITY MAGELLAN FD INC | FUND | 316184100 | 256 | 2,766 | SH | DFND | 0 | 0 | 2,766 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,511 | 99,351 | SH | DFND | 17,560 | 0 | 81,791 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 273 | 5,120 | SH | DFND | 0 | 0 | 5,120 | ||
GENUINE PARTS CO | COM | 372460105 | 458 | 4,300 | SH | DFND | 4,100 | 0 | 200 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,548 | 27,030 | SH | DFND | 3,495 | 0 | 23,535 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 5,621 | 10,593 | SH | DFND | 723 | 0 | 9,870 | ||
HCP INC | COM | 40414L109 | 710 | 16,125 | SH | DFND | 2,600 | 0 | 13,525 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 3,499 | 46,244 | SH | DFND | 8,195 | 0 | 38,049 | ||
HOME DEPOT INC | COM | 437076102 | 1,136 | 10,825 | SH | DFND | 400 | 0 | 10,425 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 829 | 8,300 | SH | DFND | 2,480 | 0 | 5,820 | ||
INTEL CORPORATION | COM | 458140100 | 947 | 26,108 | SH | DFND | 4,500 | 0 | 21,608 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 2,166 | 13,503 | SH | DFND | 1,450 | 0 | 12,053 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 361 | 4,550 | SH | DFND | 0 | 0 | 4,550 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 2,368 | 7,805 | SH | DFND | 500 | 0 | 7,305 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 5,876 | 168,120 | SH | DFND | 11,895 | 0 | 156,225 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 7,888 | 69,740 | SH | DFND | 2,745 | 0 | 66,995 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 11,051 | 176,588 | SH | DFND | 15,575 | 0 | 161,013 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 4,204 | 94,069 | SH | DFND | 6,990 | 0 | 87,079 | ||
JOHNSON& JOHNSON | COM | 478160104 | 8,241 | 78,804 | SH | DFND | 10,320 | 0 | 68,484 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 8,926 | 233,779 | SH | DFND | 21,490 | 0 | 212,289 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 2,286 | 67,698 | SH | DFND | 2,737 | 0 | 64,961 | ||
KIMBERLY CLARK | COM | 494368103 | 534 | 4,620 | SH | DFND | 3,195 | 0 | 1,425 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 5,037 | 80,388 | SH | DFND | 7,485 | 0 | 72,903 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 178 | 10,267 | SH | DFND | 9,267 | 0 | 1,000 | ||
LOWES CO INC | COM | 548661107 | 3,759 | 54,641 | SH | DFND | 925 | 0 | 53,716 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 850 | 23,675 | SH | DFND | 1,500 | 0 | 22,175 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 4,215 | 276,222 | SH | DFND | 6,875 | 0 | 269,347 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 4,723 | 177,747 | SH | DFND | 11,371 | 0 | 166,376 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 251 | 13,936 | SH | DFND | 2,680 | 0 | 11,256 | ||
MCDONALDS CORP | COM | 580135101 | 417 | 4,450 | SH | DFND | 3,350 | 0 | 1,100 | ||
MERCK& CO. INC. | COM | 58933Y105 | 4,814 | 84,761 | SH | DFND | 2,220 | 0 | 82,541 | ||
MERIDIAN GROWTH FUND | FUND | 589619105 | 273 | 7,494 | SH | DFND | 0 | 0 | 7,494 | ||
METLIFE INC | COM | 59156R108 | 7,982 | 147,565 | SH | DFND | 10,230 | 0 | 137,335 | ||
MICROSOFT CORP | COM | 594918104 | 11,067 | 238,258 | SH | DFND | 19,950 | 0 | 218,308 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 2,057 | 27,550 | SH | DFND | 3,185 | 0 | 24,365 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 258 | 7,103 | SH | DFND | 1,200 | 0 | 5,903 | ||
MYLAN INC | COM | 628530107 | 6,448 | 114,395 | SH | DFND | 5,925 | 0 | 108,470 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 315 | 8,000 | SH | DFND | 50 | 0 | 7,950 | ||
NESTLE SA SPNSRD ADR REP RG SH | COM | 641069406 | 222 | 3,040 | SH | DFND | 2,000 | 0 | 1,040 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 882 | 8,300 | SH | DFND | 2,550 | 0 | 5,750 | ||
NORTHEAST UTILITIES | COM | 664397106 | 1,024 | 19,140 | SH | DFND | 0 | 0 | 19,140 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 425 | 10,045 | SH | DFND | 7,725 | 0 | 2,320 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 5,697 | 70,678 | SH | DFND | 3,750 | 0 | 66,928 | ||
ORACLE CORP | COM | 68389X105 | 12,148 | 270,143 | SH | DFND | 19,981 | 0 | 250,162 | ||
P G& E CORP | COM | 69331C108 | 253 | 4,749 | SH | DFND | 0 | 0 | 4,749 | ||
PPG INDUSTRIES | COM | 693506107 | 300 | 1,300 | SH | DFND | 200 | 0 | 1,100 | ||
PPL CORP | COM | 69351T106 | 1,031 | 28,384 | SH | DFND | 800 | 0 | 27,584 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 240 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 5,595 | 59,172 | SH | DFND | 7,400 | 0 | 51,772 | ||
PFIZER INC | COM | 717081103 | 462 | 14,832 | SH | DFND | 2,683 | 0 | 12,149 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 359 | 4,410 | SH | DFND | 0 | 0 | 4,410 | ||
PHILLIPS 66 | COM | 718546104 | 250 | 3,491 | SH | DFND | 0 | 0 | 3,491 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,796 | 69,766 | SH | DFND | 8,400 | 0 | 61,366 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 838 | 12,600 | SH | DFND | 0 | 0 | 12,600 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 265 | 5,099 | SH | DFND | 5,006 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 3,726 | 40,910 | SH | DFND | 4,700 | 0 | 36,210 | ||
QUALCOMM INC. | COM | 747525103 | 8,278 | 111,371 | SH | DFND | 4,255 | 0 | 107,116 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 283 | 4,100 | SH | DFND | 0 | 0 | 4,100 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 1,016 | 4,942 | SH | DFND | 850 | 0 | 4,092 | ||
SPDR GOLD TRUST | COM | 78463V107 | 221 | 1,949 | SH | DFND | 1,400 | 0 | 549 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 4,596 | 24,650 | SH | DFND | 2,915 | 0 | 21,735 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 9,303 | 108,917 | SH | DFND | 10,270 | 0 | 98,647 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 320 | 10,590 | SH | DFND | 4,548 | 0 | 6,042 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 755 | 14,384 | SH | DFND | 860 | 0 | 13,523 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 865 | 17,645 | SH | DFND | 0 | 0 | 17,645 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 272 | 5,590 | SH | DFND | 3,700 | 0 | 1,890 | ||
SECT SPDR CONS DISCR SELECT | COM | 81369Y407 | 283 | 3,925 | SH | DFND | 0 | 0 | 3,925 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 1,106 | 23,428 | SH | DFND | 6,398 | 0 | 17,030 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 202 | 2,100 | SH | DFND | 0 | 0 | 2,100 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 8,041 | 345,996 | SH | DFND | 30,175 | 0 | 315,821 | ||
STRYKER CORP | COM | 863667101 | 217 | 2,300 | SH | DFND | 1,500 | 0 | 800 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 8,769 | 69,988 | SH | DFND | 3,030 | 0 | 66,958 | ||
3M CO | COM | 88579Y101 | 986 | 5,999 | SH | DFND | 2,990 | 0 | 3,009 | ||
TORCHMARK CORP | COM | 891027104 | 315 | 5,812 | SH | DFND | 0 | 0 | 5,812 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 468 | 10,700 | SH | DFND | 0 | 0 | 10,700 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 3,624 | 129,760 | SH | DFND | 8,615 | 0 | 121,145 | ||
U.S. BANCORP | COM | 902973304 | 237 | 5,264 | SH | DFND | 4,691 | 0 | 573 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 424 | 3,562 | SH | DFND | 610 | 0 | 2,952 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 7,851 | 70,619 | SH | DFND | 4,275 | 0 | 66,344 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 9,718 | 84,504 | SH | DFND | 7,510 | 0 | 76,994 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,599 | 24,880 | SH | DFND | 0 | 0 | 24,880 | ||
VENTAS INC | COM | 92276F100 | 1,520 | 21,196 | SH | DFND | 0 | 0 | 21,196 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 830 | 4,370 | SH | DFND | 1,907 | 0 | 2,463 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 527 | 4,975 | SH | DFND | 0 | 0 | 4,975 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 626 | 13,382 | SH | DFND | 5,767 | 0 | 7,615 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 4,651 | 17,739 | SH | DFND | 920 | 0 | 16,819 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 343 | 4,500 | SH | DFND | 0 | 0 | 4,500 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 795 | 15,488 | SH | DFND | 0 | 0 | 15,488 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 1,493 | 27,230 | SH | DFND | 7,872 | 0 | 19,358 | ||
WEATHERFORD INTL PLC | COM | G48833100 | 251 | 21,925 | SH | DFND | 0 | 0 | 21,925 | ||
PENTAIR PLC | COM | G7S00T104 | 7,717 | 116,186 | SH | DFND | 9,079 | 0 | 107,107 | ||
TYCO INTERNATIONAL PLC | COM | G91442106 | 3,190 | 72,739 | SH | DFND | 3,150 | 0 | 69,589 | ||
UBS GROUP AG | COM | H42097107 | 1,752 | 102,730 | SH | DFND | 5,125 | 0 | 97,605 |