The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 1,783 | 50,202 | SH | DFND | 8,185 | 0 | 42,017 | ||
ABBOTT LABORATORIES | COM | 002824100 | 5,376 | 109,529 | SH | DFND | 5,445 | 0 | 104,084 | ||
ABBVIE INC | COM | 00287Y109 | 5,504 | 81,919 | SH | DFND | 7,640 | 0 | 74,279 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 291 | 7,545 | SH | DFND | 0 | 0 | 7,545 | ||
AIR LEASE CORP CL A | COM | 00912X302 | 8,329 | 245,700 | SH | DFND | 17,525 | 0 | 228,175 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,806 | 23,241 | SH | DFND | 400 | 0 | 22,841 | ||
AMERICAN WATER WORKS CO | COM | 030420103 | 4,660 | 95,835 | SH | DFND | 1,425 | 0 | 94,410 | ||
APPLE INC | COM | 037833100 | 14,534 | 115,876 | SH | DFND | 3,708 | 0 | 112,168 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 505 | 6,291 | SH | DFND | 4,225 | 0 | 2,066 | ||
BANK OF AMERICA CORP | COM | 060505104 | 563 | 33,098 | SH | DFND | 0 | 0 | 33,098 | ||
BECTON DICKINSON& CO | COM | 075887109 | 473 | 3,340 | SH | DFND | 176 | 0 | 3,164 | ||
BERKSHIRE HATHAWAY INC | COM | 084670108 | 205 | 1 | SH | DFND | 0 | 0 | 1 | ||
BERKSHIRE HATHAWAY INC CLASS B | COM | 084670702 | 1,533 | 11,266 | SH | DFND | 600 | 0 | 10,666 | ||
THE BLACKSTONE GROUP LP | COM | 09253U108 | 2,423 | 59,295 | SH | DFND | 5,600 | 0 | 53,695 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 569 | 8,548 | SH | DFND | 1,300 | 0 | 7,248 | ||
CBRE GROUP INC | COM | 12504L109 | 344 | 9,300 | SH | DFND | 0 | 0 | 9,300 | ||
CVS HEALTH CORPORATION | COM | 126650100 | 4,920 | 46,907 | SH | DFND | 1,050 | 0 | 45,857 | ||
CATERPILLAR INC | COM | 149123101 | 202 | 2,376 | SH | DFND | 0 | 0 | 2,376 | ||
CELGENE CORPORATION | COM | 151020104 | 203 | 1,750 | SH | DFND | 0 | 0 | 1,750 | ||
CHEVRON CORP | COM | 166764100 | 12,184 | 126,295 | SH | DFND | 13,095 | 0 | 113,200 | ||
CHUBB CORP | COM | 171232101 | 317 | 3,335 | SH | DFND | 0 | 0 | 3,335 | ||
CINEMARK HOLDINGS INC | COM | 17243V102 | 4,714 | 117,339 | SH | DFND | 9,320 | 0 | 108,019 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,205 | 30,712 | SH | DFND | 1,500 | 0 | 29,212 | ||
COGNIZANT TECH SOL CL A | COM | 192446102 | 2,807 | 45,945 | SH | DFND | 4,250 | 0 | 41,695 | ||
COLGATE-PALMOLIVE CO. | COM | 194162103 | 504 | 7,702 | SH | DFND | 3,650 | 0 | 4,052 | ||
COLUMBIA PPTY TR INC | COM | 198287203 | 5,415 | 220,564 | SH | DFND | 23,550 | 0 | 197,014 | ||
CONOCOPHILLIPS | COM | 20825C104 | 459 | 7,471 | SH | DFND | 0 | 0 | 7,471 | ||
COSTCO WHSL CORP (NEW) | COM | 22160K105 | 843 | 6,242 | SH | DFND | 1,590 | 0 | 4,652 | ||
CUMMINS ENGINE INC | COM | 231021106 | 262 | 2,000 | SH | DFND | 0 | 0 | 2,000 | ||
DANAHER CORP | COM | 235851102 | 1,945 | 22,720 | SH | DFND | 0 | 0 | 22,720 | ||
DEERE& CO | COM | 244199105 | 307 | 3,166 | SH | DFND | 0 | 0 | 3,166 | ||
DEVON ENERGY CORP (NEW) | COM | 25179M103 | 2,543 | 42,744 | SH | DFND | 1,450 | 0 | 41,294 | ||
DISNEY CO. (WALT) | COM | 254687106 | 7,785 | 68,202 | SH | DFND | 8,515 | 0 | 59,687 | ||
DU PONT (E.I.) DE NEMOURS | COM | 263534109 | 6,742 | 105,432 | SH | DFND | 6,675 | 0 | 98,757 | ||
DUKE ENERGY CORP | COM | 26441C204 | 3,025 | 42,841 | SH | DFND | 5,298 | 0 | 37,543 | ||
EGSHARES ETF EMERGING MKTS CON | COM | 268461779 | 206 | 7,895 | SH | DFND | 0 | 0 | 7,895 | ||
EMC CORP/MASS | COM | 268648102 | 10,709 | 405,798 | SH | DFND | 21,125 | 0 | 384,673 | ||
EOG RESOURCES INC | COM | 26875P101 | 3,804 | 43,451 | SH | DFND | 1,380 | 0 | 42,071 | ||
EBAY INC | COM | 278642103 | 949 | 15,750 | SH | DFND | 0 | 0 | 15,750 | ||
ECOLAB INC | COM | 278865100 | 2,139 | 18,916 | SH | DFND | 145 | 0 | 18,771 | ||
EMERSON ELECTRIC COMPANY | COM | 291011104 | 955 | 17,231 | SH | DFND | 0 | 0 | 17,231 | ||
ENLINK MIDSTREAM LLC | COM | 29336T100 | 315 | 10,135 | SH | DFND | 0 | 0 | 10,135 | ||
ENTERPRISE PRD PRTNRS LP | COM | 293792107 | 256 | 8,562 | SH | DFND | 0 | 0 | 8,562 | ||
EQUITY RESIDENTIAL PPTYS TR | COM | 29476L107 | 381 | 5,435 | SH | DFND | 0 | 0 | 5,435 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 843 | 18,572 | SH | DFND | 0 | 0 | 18,572 | ||
EXXON MOBIL CORP | COM | 30231G102 | 5,111 | 61,428 | SH | DFND | 8,580 | 0 | 52,848 | ||
PUREFUNDS ISE CYBER SEC ETF | COM | 30304R407 | 9,122 | 289,120 | SH | DFND | 15,825 | 0 | 273,295 | ||
FEDEX CORPORATION | COM | 31428X106 | 1,136 | 6,667 | SH | DFND | 165 | 0 | 6,502 | ||
FIDELITY MAGELLAN FD INC | FUND | 316184100 | 258 | 2,766 | SH | DFND | 0 | 0 | 2,766 | ||
GENERAL ELECTRIC COMPANY | COM | 369604103 | 2,674 | 100,636 | SH | DFND | 17,510 | 0 | 83,126 | ||
GENERAL MILLS INCORPORATED | COM | 370334104 | 287 | 5,156 | SH | DFND | 0 | 0 | 5,156 | ||
GENUINE PARTS CO | COM | 372460105 | 333 | 3,725 | SH | DFND | 3,475 | 0 | 250 | ||
GILEAD SCIENCES INC | COM | 375558103 | 5,295 | 45,225 | SH | DFND | 3,382 | 0 | 41,843 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 6,438 | 11,921 | SH | DFND | 768 | 0 | 11,153 | ||
GOOGLE INC CL C | COM | 38259P706 | 624 | 1,198 | SH | DFND | 0 | 0 | 1,198 | ||
HCP INC | COM | 40414L109 | 650 | 17,825 | SH | DFND | 1,800 | 0 | 16,025 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 928 | 14,145 | SH | DFND | 6,695 | 0 | 7,450 | ||
HOME DEPOT INC | COM | 437076102 | 1,170 | 10,525 | SH | DFND | 300 | 0 | 10,225 | ||
HONEYWELL INTERNATIONAL INC | COM | 438516106 | 772 | 7,570 | SH | DFND | 2,200 | 0 | 5,370 | ||
INTEL CORPORATION | COM | 458140100 | 816 | 26,825 | SH | DFND | 3,625 | 0 | 23,200 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 1,834 | 11,275 | SH | DFND | 1,200 | 0 | 10,075 | ||
ISHARES INC GERMANY INDEX FUND | COM | 464286806 | 213 | 7,650 | SH | DFND | 0 | 0 | 7,650 | ||
ISHARES TR DJ SEL DVI INX | COM | 464287168 | 259 | 3,450 | SH | DFND | 0 | 0 | 3,450 | ||
ISHARES TR MSCI EAFE FUND ETF | COM | 464287465 | 219 | 3,445 | SH | DFND | 0 | 0 | 3,445 | ||
ISHARES TR NASDAQ BIO FD | NASDAQ BIOTECH IN | 464287556 | 1,738 | 4,710 | SH | DFND | 400 | 0 | 4,310 | ||
ISHARES DJ US REGIONAL BANKS | COM | 464288778 | 6,536 | 178,544 | SH | DFND | 10,995 | 0 | 167,549 | ||
ISHARES US MEDICAL DEVICES ETF | COM | 464288810 | 8,265 | 69,034 | SH | DFND | 2,645 | 0 | 66,389 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 14,136 | 208,611 | SH | DFND | 14,900 | 0 | 193,711 | ||
JP MORGAN ALERIAN MLP | COM | 46625H365 | 231 | 5,825 | SH | DFND | 0 | 0 | 5,825 | ||
JACOBS ENGINEERING GROUP INC | COM | 469814107 | 5,126 | 126,189 | SH | DFND | 7,510 | 0 | 118,679 | ||
JOHNSON& JOHNSON | COM | 478160104 | 10,028 | 102,895 | SH | DFND | 9,980 | 0 | 92,915 | ||
KAYNE ANDERSON MLP INVESTMENT | COM | 486606106 | 9,036 | 294,426 | SH | DFND | 26,850 | 0 | 267,576 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 6,773 | 217,162 | SH | DFND | 16,985 | 0 | 200,177 | ||
KIMBERLY CLARK | COM | 494368103 | 476 | 4,495 | SH | DFND | 3,095 | 0 | 1,400 | ||
KINDER MORGAN INC | COM | 49456B101 | 1,710 | 44,553 | SH | DFND | 0 | 0 | 44,553 | ||
LITMAN GREGORY MASTERS INTL FD | INSTITUTIONAL CLA | 53700T207 | 190 | 10,267 | SH | DFND | 9,267 | 0 | 1,000 | ||
LOWES CO INC | COM | 548661107 | 4,775 | 71,306 | SH | DFND | 725 | 0 | 70,581 | ||
MARKET VECTORS ETF TR OIL SVCS | COM | 57060U191 | 482 | 13,825 | SH | DFND | 0 | 0 | 13,825 | ||
MATTHEWS ASIA DIVIDEND FUND | FUND | 577125107 | 5,230 | 307,856 | SH | DFND | 6,875 | 0 | 300,980 | ||
MATTHEWS PACIFIC TIGER FUND | FUND | 577130107 | 5,527 | 192,384 | SH | DFND | 11,740 | 0 | 180,644 | ||
MATTHEWS ASIAN GROWTH& | INCOME FUND | 577130206 | 257 | 13,936 | SH | DFND | 2,680 | 0 | 11,256 | ||
MCDONALDS CORP | COM | 580135101 | 433 | 4,550 | SH | DFND | 3,350 | 0 | 1,200 | ||
MERCK& CO. INC. | COM | 58933Y105 | 5,041 | 88,551 | SH | DFND | 2,550 | 0 | 86,001 | ||
METLIFE INC | COM | 59156R108 | 9,502 | 169,705 | SH | DFND | 10,080 | 0 | 159,625 | ||
MICROSOFT CORP | COM | 594918104 | 11,058 | 250,468 | SH | DFND | 19,095 | 0 | 231,373 | ||
MID AMERICA APARTMENT COM. | COM | 59522J103 | 1,369 | 18,800 | SH | DFND | 3,085 | 0 | 15,715 | ||
MONDELEZ INTERNATIONAL INC | COM | 609207105 | 282 | 6,853 | SH | DFND | 950 | 0 | 5,903 | ||
MONSANTO COMPANY | COM | 61166W101 | 344 | 3,231 | SH | DFND | 0 | 0 | 3,231 | ||
NATIONAL RETAIL PROPERTIES INC | COM | 637417106 | 273 | 7,800 | SH | DFND | 50 | 0 | 7,750 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 721 | 7,350 | SH | DFND | 2,450 | 0 | 4,900 | ||
NOVARTIS A G SPON ADR F | SPONSORED ADR | 66987V109 | 2,605 | 26,486 | SH | DFND | 0 | 0 | 26,486 | ||
NOVO-NORDISK A-S ADR F | 1 ADR REP 1 ORD | 670100205 | 488 | 8,920 | SH | DFND | 6,950 | 0 | 1,970 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 3,455 | 44,424 | SH | DFND | 1,750 | 0 | 42,674 | ||
ORACLE CORP | COM | 68389X105 | 13,160 | 326,543 | SH | DFND | 19,095 | 0 | 307,448 | ||
PPL CORP | COM | 69351T106 | 761 | 25,819 | SH | DFND | 800 | 0 | 25,019 | ||
PARNASSUS FUND | FUND | 701765109 | 257 | 5,172 | SH | DFND | 0 | 0 | 5,172 | ||
DREYFUS MID CAP INDEX FUND | FUND | 712223106 | 249 | 6,375 | SH | SOLE | 6,375 | 0 | 0 | ||
PEPSICO INCORPORATED | COM | 713448108 | 7,844 | 84,040 | SH | DFND | 7,375 | 0 | 76,665 | ||
PFIZER INC | COM | 717081103 | 605 | 18,031 | SH | DFND | 2,015 | 0 | 16,016 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 340 | 4,242 | SH | DFND | 0 | 0 | 4,242 | ||
PHILLIPS 66 | COM | 718546104 | 526 | 6,526 | SH | DFND | 0 | 0 | 6,526 | ||
PWRSHRS WILDERHIL CLEAN ENERGY | COM | 73935X500 | 150 | 27,700 | SH | DFND | 0 | 0 | 27,700 | ||
POWERSHARES ETF TRUST | WATER RESOURCE | 73935X575 | 1,901 | 76,191 | SH | DFND | 8,400 | 0 | 67,791 | ||
POWERSHARES DYNAMIC | PHARMACEUTICALS | 73935X799 | 971 | 12,400 | SH | DFND | 0 | 0 | 12,400 | ||
PRICE T ROWE GROWTH STOCK FD | FUND | 741479109 | 284 | 5,099 | SH | DFND | 5,006 | 0 | 93 | ||
PROCTER AND GAMBLE COMPANY | COM | 742718109 | 5,548 | 70,904 | SH | DFND | 4,625 | 0 | 66,279 | ||
QUALCOMM INC. | COM | 747525103 | 8,727 | 139,347 | SH | DFND | 4,805 | 0 | 134,542 | ||
ROYAL BANK CANADA MONTREAL QUE | COM | 780087102 | 242 | 3,950 | SH | DFND | 0 | 0 | 3,950 | ||
S&P 500 DEPOSITARY RECEIPTS | COM | 78462F103 | 795 | 3,861 | SH | DFND | 850 | 0 | 3,011 | ||
SPDR GOLD TRUST | COM | 78463V107 | 205 | 1,824 | SH | DFND | 1,400 | 0 | 424 | ||
SPDR EURO STOXX 50 ETF | COM | 78463X202 | 323 | 8,635 | SH | DFND | 0 | 0 | 8,635 | ||
SPDR INDEX SHS FDS | DJ WILSHIRE INTL | 78463X863 | 253 | 6,050 | SH | DFND | 0 | 0 | 6,050 | ||
SPDR SERIES TRUST S&P BIOTECH | COM | 78464A870 | 3,301 | 13,087 | SH | DFND | 1,165 | 0 | 11,922 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 10,488 | 121,682 | SH | DFND | 10,195 | 0 | 111,487 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 357 | 10,922 | SH | DFND | 4,548 | 0 | 6,374 | ||
SCHWAB 1000 FUND | FUND | 808517106 | 643 | 12,056 | SH | DFND | 860 | 0 | 11,195 | ||
SCHWAB US LARGE CAP | COM | 808524201 | 779 | 15,795 | SH | DFND | 0 | 0 | 15,795 | ||
SECT SPDR MATERIALS FUND | COM | 81369Y100 | 239 | 4,930 | SH | DFND | 3,700 | 0 | 1,230 | ||
SECT SPDR THE UTILITES SEL FD | COM | 81369Y886 | 862 | 20,793 | SH | DFND | 5,573 | 0 | 15,220 | ||
STANLEY BLACK& DECKER INC | COM | 854502101 | 221 | 2,100 | SH | DFND | 0 | 0 | 2,100 | ||
STARWOOD PROPERTY TRUST, INC. | COM | 85571B105 | 7,975 | 369,736 | SH | DFND | 31,175 | 0 | 338,561 | ||
STERICYCLE INC | COM | 858912108 | 572 | 4,270 | SH | DFND | 0 | 0 | 4,270 | ||
STRYKER CORP | COM | 863667101 | 220 | 2,300 | SH | DFND | 1,500 | 0 | 800 | ||
TARGET CORP | COM | 87612E106 | 1,435 | 17,575 | SH | DFND | 250 | 0 | 17,325 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 10,214 | 78,715 | SH | DFND | 2,315 | 0 | 76,400 | ||
3M CO | COM | 88579Y101 | 938 | 6,079 | SH | DFND | 2,397 | 0 | 3,682 | ||
TORCHMARK CORP | COM | 891027104 | 338 | 5,812 | SH | DFND | 0 | 0 | 5,812 | ||
TORTOISE ENERGY INFRSTRC | COM | 89147L100 | 379 | 10,257 | SH | DFND | 0 | 0 | 10,257 | ||
TORTOISE MLP FUND, INC. | COM | 89148B101 | 1,403 | 66,049 | SH | DFND | 1,715 | 0 | 64,334 | ||
TRAVELERS COS INC/THE | COM | 89417E109 | 1,716 | 17,751 | SH | DFND | 0 | 0 | 17,751 | ||
U.S. BANCORP | COM | 902973304 | 278 | 6,399 | SH | DFND | 4,591 | 0 | 1,808 | ||
UNION PACIFIC CORPORATION | COM | 907818108 | 1,650 | 17,297 | SH | DFND | 500 | 0 | 16,797 | ||
UNITED AMERICAN BANK | COM | 90933S101 | 5 | 13,750 | SH | DFND | 0 | 0 | 13,750 | ||
UNITED PARCEL SERVICE -CL B | COM | 911312106 | 6,626 | 68,375 | SH | DFND | 4,275 | 0 | 64,100 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 11,573 | 104,331 | SH | DFND | 7,280 | 0 | 97,051 | ||
VANGUARD FTSE ALL WORLD | ex US ETF | 922042775 | 1,847 | 38,048 | SH | DFND | 0 | 0 | 38,048 | ||
VANGUARD MSCI EMERGING MARKET | ETF | 922042858 | 1,423 | 34,812 | SH | DFND | 0 | 0 | 34,812 | ||
VANGUARD INTL EQUITY IND | EUROPEAN VIPER | 922042874 | 286 | 5,300 | SH | DFND | 0 | 0 | 5,300 | ||
VANGUARD INFORMATION TECH ETF | COM | 92204A702 | 2,495 | 23,490 | SH | DFND | 0 | 0 | 23,490 | ||
VENTAS INC | COM | 92276F100 | 1,228 | 19,770 | SH | DFND | 0 | 0 | 19,770 | ||
VANGUARD 500 INDEX FUND | FUND | 922908108 | 684 | 3,590 | SH | DFND | 1,907 | 0 | 1,683 | ||
VANGUARD REIT ETF | COM | 922908553 | 747 | 10,005 | SH | DFND | 0 | 0 | 10,005 | ||
VANGUARD TOTAL STOCK MKT | COM | 922908769 | 610 | 5,700 | SH | DFND | 0 | 0 | 5,700 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 639 | 13,704 | SH | DFND | 5,417 | 0 | 8,287 | ||
VISA INC-CLASS A SHRS | COM | 92826C839 | 4,270 | 63,594 | SH | DFND | 3,340 | 0 | 60,254 | ||
WALGREEN BOOTS ALLIANCE INC | COM | 931427108 | 401 | 4,750 | SH | DFND | 0 | 0 | 4,750 | ||
WASTE MANAGEMENT INC. | COM | 94106L109 | 676 | 14,588 | SH | DFND | 0 | 0 | 14,588 | ||
WELLS FARGO& CO (NEW) | COM | 949746101 | 3,932 | 69,923 | SH | DFND | 7,672 | 0 | 62,251 | ||
ACCENTURE PLC | COM | G1151C101 | 368 | 3,807 | SH | DFND | 0 | 0 | 3,807 | ||
PENTAIR PLC | COM | G7S00T104 | 8,714 | 126,749 | SH | DFND | 10,619 | 0 | 116,130 | ||
TYCO INTERNATIONAL PLC | COM | G91442106 | 2,983 | 77,509 | SH | DFND | 3,400 | 0 | 74,109 | ||
UBS GROUP AG | COM | H42097107 | 2,655 | 125,235 | SH | DFND | 5,125 | 0 | 120,110 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 956 | 8,385 | SH | DFND | 600 | 0 | 7,785 | ||
MYLAN N V | COM | N59465109 | 4,613 | 67,975 | SH | DFND | 2,550 | 0 | 65,425 |